CLARE ROSE FOUNDATION INC: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- CLARE ROSE FOUNDATION INC (EIN 06-1480029)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-05-10
- IRS object ID
- 201311309349101436
- Schema version
- 2012v2.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Gain Loss Sale Other Assets Sch
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-05-10T03:48:25-00:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | One Hollow Lane Suite 212 | AddressLine1 |
| City | Lake Success | City |
| State | NY | State |
| ZIP Code | 11042 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 061480029 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Clare Rose Foundation | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | CLAR | NameControl |
| Phone | 8008391754 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Anne Vincent | Name |
| Title | President | Title |
| Date Signed | 2013-05-10 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Jeffrey D Haskell | Name |
| Phone | 8008391754 | Phone |
| Date Prepared | 2013-05-10 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 10570983 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 586 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 586 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 568530 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 543170 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 16402 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 6152754 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 16402 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 4179 | OtherIncomeRevAndExpnss |
| Total Revenue And Expenses | 589697 | TotalRevenueAndExpenses |
| Total Net Investment Income | 560158 | TotalNetInvestmentIncome |
| Other Prof Fees Rev And Expnss | 58090 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 58090 | OtherProfFeesNetInvstIncm |
| Taxes Rev And Expnss | 900 | TaxesRevAndExpnss |
| Trav Conf Meeting Rev And Expnss | 3713 | TravConfMeetingRevAndExpnss |
| Trav Conf Meeting Dsbrs Chrtbl Prps | 3713 | TravConfMeetingDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 41029 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 75 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 40954 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 103732 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 58165 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 44667 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 483000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 483000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 586732 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 58165 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 527667 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 2965 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 501993 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 442583 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 60989 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 60989 | SavingsAndTempCashInvstEOYFMV |
| Investments Govt Oblig BOY | 1348978 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 1223090 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 1376006 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 7082758 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 8170292 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 8191515 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 1412161 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 833074 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 942473 | InvestmentsCorpBondsEOYFMV |
| Total Assets BOY | 10286480 | TotalAssetsBOY |
| Total Assets EOY | 10287445 | TotalAssetsEOY |
| Total Assets EOYFMV | 10570983 | TotalAssetsEOYFMV |
| Other Liabilities BOY | 2000 | OtherLiabilitiesBOY |
| Total Liabilities BOY | 2000 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Retained Earnings BOY | 10284480 | RetainedEarningsBOY |
| Retained Earnings EOY | 10287445 | RetainedEarningsEOY |
| Total Net Assets BOY | 10284480 | TotalNetAssetsBOY |
| Total Net Assets EOY | 10287445 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 10286480 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 10287445 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 10284480 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 2965 | ExcessOfRevenueOverExpenses |
| Subtotal | 10287445 | Subtotal |
| Total Net Assets Fund Balances EOY | 10287445 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description Of Asset | Publicly-traded Securities | DescriptionOfAsset |
| Gross Sales Price | 6152754 | GrossSalesPrice |
| Cost Or Other Basis | 6136352 | CostOrOtherBasis |
| Gain Or Loss | 16402 | GainOrLoss |
| Gains Minus Excess Or Losses | 16402 | GainsMinusExcessOrLosses |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 16402 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 366175 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 10513288 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 000.034830 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 227627 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 10032635 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 000.022689 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 79933 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 9112456 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 000.008772 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 166080 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 9535883 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 000.017416 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 653949 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 10049096 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 000.065075 | DistributionRatioYear5 |
| Total Distribution Ratio | 000.148782 | TotalDistributionRatio |
| Average Distribution Ratio | 000.029756 | AverageDistributionRatio |
| Net Noncharitable Assets | 10577302 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 314738 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 5020 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 319758 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 527667 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 5020 | InvestmentIncomeExciseTax |
| Subtotal | 5020 | Subtotal |
| Tax Based On Investment Income | 5020 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 4400 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 4400 | TotalCreditsAndPayments |
| Tax Paid Original Return | 4400 | TaxPaidOriginalReturn |
| Form2220 Attached | X | Form2220Attached |
| Tax Due | 620 | TaxDue |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | true | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | co Foundation Source | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 8008391754 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1 |
| City | Wilmington | City |
| State | DE | State |
| ZIP Code | 198091377 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Business Holdings | false | BusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (4 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation |
|---|---|---|---|---|---|---|
| Elise Furer | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | Dir / Sec | 001.00 | 0 |
| Anne Vincent | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | Pres | 001.00 | 0 |
| Edward Vincent | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | Dir | 001.00 | 0 |
| William Vincent | ||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 19809 | Dir | 001.00 | 0 |
Compensation Of Hghst Paid Cntrct CompensationOfHghstPaidCntrct
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | LPL Financial | BusinessNameLine1 |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 9785 Towne Centre Drive | AddressLine1 |
| City | San Diego | City |
| State | CA | State |
| ZIP Code | 92121 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Type Of Service | Investment Management | TypeOfService |
| Compensation | 58090 | Compensation |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 10272386 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 465992 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 10738378 | TotalFMVOfUnusedAssets |
| Adj Total FMV Of Unused Assets | 10738378 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 161076 | CashDeemedCharitable |
| Net Noncharitable Assets | 10577302 | NetNoncharitableAssets |
| Minimum Investment Return | 528865 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 528865 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 5020 | TaxBasedOnInvestmentIncome |
| Total Tax | 5020 | TotalTax |
| Distributable Amount Before Adj | 523845 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 523845 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 523845 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 527667 | ExpensesAndContributions |
| Qualifying Distributions | 527667 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 5020 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 522647 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 523845 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 517506 | UndistributedIncomePriorYear |
| Qualifying Distributions | 527667 | QualifyingDistributions |
| Applied To Year1 | 517506 | AppliedToYear1 |
| Applied To Current Year | 10161 | AppliedToCurrentYear |
| Undistributed Income CY | 513684 | UndistributedIncomeCY |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NONE | ContributingManager |
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (19 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| ALLIANT INTERNATIONAL UNIVERSITY | |||||||
| 1 BEACH ST | SAN FRANCISCO | CA | 94133 | N/A | 509a1 | Parenting Coordination Program | $60,000 |
| AMERICAN UNIVERSITY | |||||||
| 4400 MASS AVE NW | WASHINGTON | DC | 20016 | N/A | 509a1 | William M Vincent Scholarship Fund | $25,000 |
| CRISTO REY NEW YORK HIGH SCHOOL | |||||||
| 112 E 106TH ST | NEW YORK | NY | 10029 | N/A | 509a1 | General Unrestricted | $55,000 |
| EAST COOPER MEALS ON WHEELS INC | |||||||
| PO BOX 583 | MT PLEASANT | SC | 29465 | N/A | 509a1 | General Unrestricted | $10,000 |
| HORIZONS AT GREENS FARMS ACADEMY | |||||||
| 35 BEACHSIDE AVE | GREEN FARMS | CT | 06436 | N/A | 509a1 | General Unrestricted | $25,000 |
| HOSPICE OF CHARLESTON FOUNDATION INC | |||||||
| PO BOX 417 | MT PLEASANT | SC | 29465 | N/A | 509a1 | General Unrestricted | $10,000 |
| HYDROCEPHALUS ASSN | |||||||
| 4340 E W HWY STE 905 | BETHESDA | MD | 20814 | N/A | 509a1 | General Unrestricted | $10,000 |
| LOWCOUNTRY ORPHAN RELIEF | |||||||
| PO BOX 70185 | N CHARLESTON | SC | 29415 | N/A | 509a1 | Valerie Vincent Childrens Closet Program | $10,000 |
| MARC LUSTGARTEN PANCREATIC CANCER FDN | |||||||
| 1111 STEWART AVE | BETHPAGE | NY | 11714 | N/A | 509a1 | General Unrestricted | $30,000 |
| MERCY LEARNING CENTER OF BRIDGEPORT INC | |||||||
| 637 PARK AVE | BRIDGEPORT | CT | 06604 | N/A | 509a2 | General Unrestricted | $25,000 |
| METROPOLITAN MINISTRIES INC | |||||||
| 2002 N FLORIDA AVE | TAMPA | FL | 33602 | N/A | 509a1 | General Unrestricted | $5,000 |
| MIRA FOUNDATION USA INC | |||||||
| 112 N POPLAR ST | ABERDEEN | NC | 28315 | N/A | 509a1 | Provide a Guide Dog For a Child | $60,000 |
| MONARCH SCHOOL PROJECT | |||||||
| 808 W CEDAR ST | SAN DIEGO | CA | 92101 | N/A | 509a1 | General Unrestricted | $25,000 |
| OUR SISTERS SCHOOL INC | |||||||
| 145 BROWNELL AVE | NEW BEDFORD | MA | 02740 | N/A | 509a1 | General Unrestricted | $8,000 |
| PANCREATIC CANCER ACTION NETWORK INC | |||||||
| 1500 ROSECRANS AVE STE 200 | MANHATTAN BCH | CA | 90266 | N/A | 509a1 | General Unrestricted | $5,000 |
| ST VINCENT DE PAUL VILLAGE INC | |||||||
| 3350 E ST | SAN DIEGO | CA | 92102 | N/A | 509a2 | General Unrestricted | $15,000 |
| St ALOYSIUS SCHOOL | |||||||
| 223 W 132ND ST | NEW YORK | NY | 10027 | N/A | 509a1 | General Unrestricted | $25,000 |
| THE MULTIPLE MYELOMA RESEARCH FOUNDATION INC | |||||||
| 383 MAIN AVE FL 5 | NORWALK | CT | 06851 | N/A | 509a1 | General Unrestricted | $30,000 |
| WATERSIDE SCHOOL INC | |||||||
| 770 PACIFIC ST | STAMFORD | CT | 06902 | N/A | 509a1 | General Unrestricted | $50,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 483000 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $586 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $568,530 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $16,402 | ExclusionAmount |
Other Revenue Described OtherRevenueDescribed
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | Federal Tax Refund | Description |
| Exclusion Code | 01 | ExclusionCode |
| Exclusion | $4,179 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $589,697 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 589697 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAsset
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | Publicly-traded Securities | Name |
| Gross Sales Price | 6152754 | GrossSalesPrice |
| Basis | 6136352 | Basis |
| Total Net | 16402 | TotalNet |
General Explanation Attachment GeneralExplanationAttachment
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (9 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| AMERICAN EXPRESS CO - 7.000 - 03/19/2018 | 101901 | 157929 |
| CONOCOPHILLIPS - 5.750 - 02/01/2019 | 103014 | 122992 |
| CREDIT SUISSE - 0.000 - 06/30/2017 | 50000 | 45600 |
| CREDIT SUISSE 0.00 07/06/2016 | 199999 | 219959 |
| CREDIT SUISSE NEW YORK BRANCH 0.00 05/30/2014 | 105005 | 101031 |
| CREDIT SUISSE NY - 0.000 - 02/21/2013 | 80000 | 79776 |
| CVS CORP - 6.125 - 08/15/2016 | 44717 | 59540 |
| GENERAL ELEC CAP CORP - 5.000 - 03/30/2024 | 25000 | 25001 |
| PFIZER INC - 4.500 - 02/15/2014 | 123438 | 130645 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (46 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 2000 shares of ALMOST FAMILY INC | 66000 | 40520 |
| 1500 shares of APPLE INC. | 778271 | 798260 |
| 3700 shares of ARGAN, INC. | 66600 | 66600 |
| 748 shares of BANK ONE CAP VI 7.2 | 18700 | 19216 |
| 21193 shares of CATALYST VALUE CLASSA | 260174 | 240119 |
| 3000 shares of CENTURY LINK INC | 99298 | 117360 |
| 6200 shares of COCA-COLA CO | 87177 | 224750 |
| 11959 shares of COLUMBIA FUNDS SER TRUST II MA DIV OPTNY FUND Z | 100000 | 104161 |
| 100000 shares of CREDIT SUISSE NEW YORK BRANCH 13.00000 09/30/2013CLL YLD NT LKD | 100005 | 93510 |
| 3000 shares of EXELIS, INC | 36041 | 33810 |
| 37106 shares of FIRST EAGLE FUNDS INC. | 786279 | 817083 |
| 4000 shares of FUEL TECH, INC. | 47110 | 16800 |
| 1000 shares of GENERAL ELECTRIC CO | 33105 | 20990 |
| 5000 shares of GT ADVANCED TECHNOLOGIES INC | 45000 | 15150 |
| 1600 shares of INTERDIGITAL COMMUNICATIONS CORP | 65936 | 65744 |
| 2000 shares of INTERNATIONAL BUSINESS MACHINES | 285791 | 383100 |
| 2200 shares of J2 GLOBAL INC | 66308 | 67320 |
| 1517 shares of JENNISON NATURAL RESOURCES FUND CLASS Z | 75000 | 70551 |
| 19056 shares of JOHN HANCOCK BOND FUND CLASS I | 300653 | 312901 |
| 16189 shares of JOHN HANCOCK FDS III DISCIPLINED VALUE MID CAP | 201363 | 215316 |
| 100000 shares of JP MORGAN CHASE BANK NA 0.00000 03/31/2014VR | 100005 | 96190 |
| 5800 shares of KULICKE AND SOFFA INDUSTRIES, INC. | 66352 | 69542 |
| 100000 shares of LB 100 PPN-CSDAN 30Y-2Y SWAP SPRD | 100000 | 20200 |
| 1111 shares of LEHMAN BROTHERS HOLDINGS INC. | 40118 | |
| 2745 shares of LENDER PROCESSING SERVICES INC | 66535 | 67582 |
| 275 shares of LEVEL 3 COMMUNICATIONS, INC | 698 | 6355 |
| 3000 shares of MEMC ELECTRONICS MATERIALS INC | 45450 | 9630 |
| 8000 shares of NEW ENERGY SYSTEMS GROUP | 62182 | 3200 |
| 8600 shares of PDL BIOPHARMA INC | 56920 | 60544 |
| 35000 shares of PIMCO FUNDS EM FUNDAMENTAL INDEXPLUS | 325000 | 364700 |
| 2254 shares of PIMCO FUNDS LOW DURATION FUND CLASS A | 21765 | 23692 |
| 81550 shares of PIMCO FUNDS PACIFIC INVESTMENT MANAGEMENT | 874942 | 902756 |
| 27084 shares of PIMCO INCOME FUND P CLASS | 303208 | 334763 |
| 122202 shares of PIMCO SMALL CO FUNDAMENTAL | 1462527 | 1430989 |
| 1500 shares of POWER ONE INC. | 15665 | 6165 |
| 12600 shares of POZEN INC | 66924 | 63126 |
| 30124 shares of PRUDENTIAL SHORT-TERM CORPORORATE BOND Z | 350000 | 349140 |
| 2370 shares of QUESTCOR PHARMACEUTICALS, INC. | 66597 | 63326 |
| 2135 shares of SANDISK CORP | 104124 | 92873 |
| 2540 shares of SEAGATE TECHNOLOGY | 66472 | 77267 |
| 6000 shares of SINO CLEAN ENERGY INC. | 41641 | 660 |
| 4000 shares of SPIRIT AIRLINES INC | 66327 | 70920 |
| 3000 shares of TESLA MOTORS INC | 92304 | 101610 |
| 1000 shares of TRANSOCEAN LTD. | 91444 | 44660 |
| 6100 shares of UNITED ONLINE INC | 46299 | 34099 |
| 3500 shares of WALT DISNEY HOLDINGS CO. | 117982 | 174265 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Securities EOY Book Value | 815181 | USGovtSecuritiesEOYBookValue |
| US Govt Securities EOYFMV | 870150 | USGovtSecuritiesEOYFMV |
| State Local Securities EOY Book Val | 407909 | StateLocalSecuritiesEOYBookVal |
| State Local Securities EOYFMV | 505856 | StateLocalSecuritiesEOYFMV |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (3 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Disbursements Charitable PrpsDisbursementsCharitablePrps | Net Investment IncomeNetInvestmentIncome |
|---|---|---|---|
| Administrative Fees | 40904 | 40904 | |
| Bank Charges | 75 | 75 | |
| State or Local Filing Fees | 50 | 50 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | Federal Tax Refund | Description |
| Revenue And Expenses Per Books | 4179 | RevenueAndExpensesPerBooks |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY Book Value | 2000 | BOYBookValue |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Management Services | Category |
| Amount | $58,090 | Amount |
| Net Investment Income | 58090 | NetInvestmentIncome |
Taxes Schedule TaxesSchedule
Taxes Taxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Estimated Tax for 2012 | Category |
| Amount | $900 | Amount |
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