VITAL STRATEGIES INC: Form 990, tax year 2011

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Organization
VITAL STRATEGIES INC (EIN 22-3419667)
Tax period
2011-01-01 to 2011-12-31
Filed
2013-01-25
IRS object ID
201310259349300516
Schema version
2011v1.2
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Timestamp2013-01-25T12:32:10-06:00Timestamp
Tax Period End Date2011-12-31TaxPeriodEndDate

Preparer Firm PreparerFirm

FieldValueIRS element (for citing)
EIN271728945EIN

Preparer Firm Business Name PreparerFirmBusinessName

FieldValueIRS element (for citing)
Business Name Line1O'CONNOR DAVIES MUNNS AND DOBBINS LLPBusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

FieldValueIRS element (for citing)
Address Line1665 FIFTH AVENUEAddressLine1
CityNEW YORKCity
StateNYState
ZIP Code10022ZIPCode
FieldValueIRS element (for citing)
Return Type990ReturnType
Tax Period Begin Date2011-01-01TaxPeriodBeginDate

Filer Filer

FieldValueIRS element (for citing)
EIN223419667EIN

Name Name

FieldValueIRS element (for citing)
Business Name Line1INTERNATIONAL UNION AGAINST TUBERCULOSISBusinessNameLine1
Business Name Line2AND LUNG DISEASE INCBusinessNameLine2
FieldValueIRS element (for citing)
Name ControlINTENameControl
Phone2125005724Phone

US Address USAddress

FieldValueIRS element (for citing)
Address Line161 BROADWAY NO 1720AddressLine1
CityNEW YORKCity
StateNYState
ZIP Code10006ZIPCode

Officer Officer

FieldValueIRS element (for citing)
NameJOSE LUIS CASTROName
TitlePRESIDENTTitle
Phone2125005724Phone
Date Signed2013-01-18DateSigned
Authorize Third Party1AuthorizeThirdParty

Preparer Preparer

FieldValueIRS element (for citing)
NameGARRETT M HIGGINSName
PTINP00543209PTIN
Phone2122862600Phone
Date Prepared2013-01-25DatePrepared
FieldValueIRS element (for citing)
Tax Year2011TaxYear
Build TS2016-03-07 17:11:31ZBuildTS

Form 990 IRS990

FieldValueIRS element (for citing)
Name Of Principal Officer PersonJOSE LUIS CASTRONameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

FieldValueIRS element (for citing)
Address Line161 BROADWAY NO 1720AddressLine1
CityNEW YORKCity
StateNYState
ZIP Code10006ZIPCode
FieldValueIRS element (for citing)
Gross Receipts24926646GrossReceipts
Group Return For Affiliates0GroupReturnForAffiliates
Organization501c3XOrganization501c3
Web SiteWWW.THEUNION.ORGWebSite
Type Of Organization CorporationXTypeOfOrganizationCorporation
Year Formation1995YearFormation
State Legal DomicileNJStateLegalDomicile
Activity Or Mission DescriptionIUATLD,INC. IS A FULLY REGISTERED NON-PROFIT, PUBLIC CHARITY ORGANIZATION BASED IN NEW YORK CITY AND SERVES AS THE NORTH AMERICAN AFFILIATE OF THE INTERNATIONAL UNION AGAINST TUBERCULOSIS AND LUNG DISEASE (THE UNION), HEADQUARTERED IN PARIS, FRANCE. DURING TAX YEAR 2010 (JANUARY-DECEMBER 2010), THE ORGANIZATION UNDERTOOK SEVERAL MAJOR ACTIVITIES RELATED TO BOTH ORGANIZATIONAL DEVELOPMENT AND PROGRAMMATIC INITIATIVES. THIS STATEMENT DESCRIBES THE MAJOR ACTIVITIES UNDERTAKEN AND ACCOMPLISHMENTS ACHIEVED. TECHNICAL PROJECT ACTIVITY 1: DEVELOPING THE EVIDENCE BASE FOR DIAGNOSTIC TOOLSKEY RESULTS AND ACCOMPLISHMENTS IN 2010 INCLUDE THE: A. FINALIZATION AND DISSEMINATION OF THE REPORT AND RESEARCH AGENDA FROM GLOBAL CONSULTATION ON DIGITAL RADIOGRAPHY. THE TEAM ALSO CONDUCTED ADDITIONAL RESEARCH FOR AN OPINION PIECE, WHICH IS SCHEDULED TO BE SUBMITTED FOR PUBLICATION IN 2011.ActivityOrMissionDescription
Nbr Voting Members Governing Body7NbrVotingMembersGoverningBody
Nbr Independent Voting Members5NbrIndependentVotingMembers
Total Nbr Employees8TotalNbrEmployees
Total Nbr Volunteers5TotalNbrVolunteers
Total Gross UBI0TotalGrossUBI
Net Unrelated Business Txbl Income0NetUnrelatedBusinessTxblIncome
Contributions Grants Prior Year20284523ContributionsGrantsPriorYear
Contributions Grants Current Year24925400ContributionsGrantsCurrentYear
Program Service Revenue Prior Year0ProgramServiceRevenuePriorYear
Program Service Revenue CY0ProgramServiceRevenueCY
Investment Income Prior Year12005InvestmentIncomePriorYear
Investment Income Current Year1246InvestmentIncomeCurrentYear
Other Revenue Prior Year221OtherRevenuePriorYear
Other Revenue Current Year0OtherRevenueCurrentYear
Total Revenue Prior Year20296749TotalRevenuePriorYear
Total Revenue Current Year24926646TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year19009023GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY22613614GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year0BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY0BenefitsPaidToMembersCY
Salaries Etc Prior Year953244SalariesEtcPriorYear
Salaries Etc Current Year765501SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year0TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY0TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year0TotalFundrsngExpCurrentYear
Other Expense Prior Year499175OtherExpensePriorYear
Other Expenses Current Year641815OtherExpensesCurrentYear
Total Expenses Prior Year20461442TotalExpensesPriorYear
Total Expenses Current Year24020930TotalExpensesCurrentYear
Revenues Less Expenses Prior Year-164693RevenuesLessExpensesPriorYear
Revenues Less Expenses CY905716RevenuesLessExpensesCY
Total Assets BOY2496697TotalAssetsBOY
Total Assets EOY9564646TotalAssetsEOY
Total Liabilities BOY2570184TotalLiabilitiesBOY
Total Liabilities EOY8732417TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY-73487NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY832229NetAssetsOrFundBalancesEOY
Info In Schedule O Part IIIXInfoInScheduleOPartIII
Mission DescriptionTHE UNION BRINGS INNOVATION, EXPERTISE, SOLUTIONS AND SUPPORT TO ADDRESS HEALTH CHALLENGES IN LOW AND MIDDLE INCOME POPULATIONS. OUR VISION IS TO DEVELOP HEALTH SOLUTIONS FOR THE POOR. OUR VALUES INCLUDE:1. QUALITY: WE DELIVER OUR SERVICES AND PRODUCTS TO THE HIGHEST POSSIBLE STANDARDS.2. ACCOUNTABILITY: WE ARE RESPONSIBLE STEWARDS OF RESOURCES AND DELIVER ON OUR COMMITMENTS.3. INDEPENDENCE: WE MAINTAIN THE FREEDOM TO PURSUE INNOVATION, AND ARE GUIDED BY THE BEST EVIDENCE TO IMPROVE THE HEALTH OF THE POOR4. SOLIDARITY: WE STAND TOGETHER AS ONE UNION TO OVERCOME THE GREATEST CHALLENGES TO IMPROVE HEALTH AMONG THE COMMUNITIES WE SERVE.MissionDescription
Significant New Program Services0SignificantNewProgramServices
Significant Change0SignificantChange
Expense2594382Expense
Grants1959922Grants
DescriptionTREAT TB RESEARCH ACTIVITIES:PROVE-IT BACKGROUND MANY NEW DIAGNOSTIC TOOLS FOR TB HAVE EMERGED RECENTLY, BUT THEIR PERFORMANCE IN DIVERSE EPIDEMIOLOGICAL SETTINGS, HEALTH SYSTEM STRUCTURES AND PATIENT GROUPS REMAINS UNCLEAR. IN AN EFFORT TO OPTIMIZE THE SCALE-UP OF THESE NEW DIAGNOSTIC TOOLS, TREAT TB HAS DEVELOPED AN ASSESSMENT METHODOLOGY THAT MOVES BEYOND THE TRADITIONAL ACCURACY TESTS TO EVALUATE A TOOL'S IMPACT ON BOTH THE HEALTH SYSTEM AND PATIENTS. UTILIZING THIS INNOVATIVE APPROACH, TREAT TB IS EVALUATING LINE PROBE ASSAYS (LPA), A NEW DIAGNOSTIC TEST THAT MAY MAKE RAPID SCREENING FOR DRUG-RESISTANT TB POSSIBLE. THE NAME OF THIS STUDY IS PROVE-IT (POLICY RELEVANT OUTCOMES FROM VALIDATING EVIDENCE ON IMPACT) AND IT AIMS TO IDENTIFY THE COSTS ASSOCIATED WITH LPA TESTS, THE PREREQUISITE HEALTH SYSTEM REQUIREMENTS, AND THE IMPACT ON THE TIME BETWEEN DIAGNOSIS AND TREATMENT.IN 2011, THE PROVE IT STUDY WAS IMPLEMENTED IN ALL THREE COUNTRIES BRAZIL, RUSSIA, AND SOUTH AFRICA. THE KEY ACHIEVEMENTS INCLUDE:RECRUITMENT OF APPROXIMATELY 161 PATIENTS IN ARKHANGELSK, RUSSIA BY DECEMBER 2011. ENROLMENT OF A TOTAL OF 27 PATIENTS IN THE STUDY IN BRAZIL IN NOVEMBER - DECEMBER 2011 AS WELL AS THE INITIATION OF THE ECONOMIC IMPACT AND POLICY TRANSFER INTERVIEWS IN ALL FIVE SITES.COMPLETED MORE THAN 160 CASE REPORT FORMS (CRF) FOR THE PROVE IT STUDY IN SOUTH AFRICA IN 2011. THE CRFS ARE THE TOOL THE RESEARCH TEAM USES TO COLLECT PATIENT DATA AND ASSESS THEIR HEALTH OUTCOMES. THE SOUTH AFRICA TEAM ALSO CONDUCTED THE KEY STAKEHOLDER, ECONOMIC IMPACT, AND POLICY TRANSFER ANALYSIS INTERVIEWS.MODELLINGTHE TREAT TB MODELLING COLLABORATION FOR NEW DIAGNOSTIC TOOLS IS A COMPONENT OF THE TREAT TB DIAGNOSTIC TOOLS INITIATIVE. SEVERAL TECHNICAL PARTNERS HAVE WORKED TOGETHER TO CREATE A COMPREHENSIVE MODELLING APPROACH THAT OFFERS IMPROVED GUIDANCE TO MANAGERS AND POLICY-MAKERS IN HIGH-BURDEN COUNTRIES REGARDING THE PACKAGES OF DIAGNOSTIC TOOLS MOST SUITABLE FOR THEIR EPIDEMIOLOGICAL SETTINGS AS WELL AS THE HEALTH SYSTEM REQUIREMENTS ASSOCIATED WITH THE ADOPTION AND IMPLEMENTATION OF THESE TOOLS ON A LARGE SCALE. THE MODELLING TEAM PUBLISHED AN ARTICLE DESCRIBING THEIR MODELLING APPROACH IN THE AUGUST 2011 ISSUE OF THE INTERNATIONAL JOURNAL OF TUBERCULOSIS AND LUNG DISEASE AND BEGAN TO REFINE THEIR MODELLING APPROACH TO ASSESS DRUG-RESISTANT TB WITH A PARTICULAR FOCUS ON THE ROLE OF XPERT MTB/RIF, A NEW DIAGNOSTIC TOOL THAT WAS RECENTLY RECOMMENDED BY THE WORLD HEALTH ORGANIZATION (WHO). THEY ARE ALSO WORKING WITH THE PROVE IT STUDY TEAM IN BRAZIL TO USE THIS MODELLING APPROACH TO EVALUATE THE IMPACT OF LINE PROBE ASSAYS AND OTHER NEW DIAGNOSTIC TOOLS CURRENTLY UNDER CONSIDERATION IN BRAZIL. STREAMTHE UNION'S EVALUATION OF A STANDARDISED TREATMENT REGIMEN OF ANTI-TUBERCULOSIS DRUGS FOR PATIENTS WITH MULTIPLE DRUG-RESISTANT TUBERCULOSIS OR STREAM WILL SEEK TO DETERMINE WHETHER A REGIMEN DEVELOPED AND IMPLEMENTED BY THE DAMIEN FOUNDATION AND THE INSTITUTE OF TROPICAL MEDICINE, AND USED WITH NOTABLE SUCCESS IN BANGLADESH, CAN BE UTILIZED IN DIFFERENT SETTINGS WITH COMPARABLE RESULTS.IN 2011, TREAT TB CONDUCTED THE FOLLOWING ACTIVITIES TO PREPARE FOR THE STREAM CLINICAL TRIAL:CONVENED A PROJECT MEETING WITH THE EXTENDED INTERNATIONAL RESEARCH TEAM AND LOCAL PARTNERS DURING THE 2011 WORLD CONFERENCE ON LUNG HEALTH IN LILLE, FRANCE TO FINALIZE OUTSTANDING IMPLEMENTATION ISSUES AND PLAN THE NEXT STEPS.HELD THE FIRST TRIAL STEERING COMMITTEE MEETING ON 30 OCTOBER IN LILLE, FRANCE.OBTAINED APPROVAL FROM SOUTH AFRICA'S MEDICAL CONTROL COUNCIL (MCC) FOR THEIR APPROVAL TO IMPORT THE STREAM REGIMEN AND IS CURRENTLY WORKING WITH THE LOCAL WORLD HEALTH. ORGANIZATION OFFICE TO PLAN THE DELIVERY OF THE STREAM MEDICINES TO THE PROPOSED SITES IN DURBAN AND JOHANNESBURG.CONVENED THE FIRST COMMUNITY ADVISORY BOARD (CAB) MEETING IN SOUTH AFRICA AND IDENTIFIED A POTENTIAL PARTNER FOR COMMUNITY ENGAGEMENT ACTIVITIES IN VIET NAM.MET WITH THE LOCAL RESEARCH TEAMS IN ADDIS ABABA, ETHIOPIA AND JOHANNESBURG, SOUTH AFRICA AS WELL AS THE LOCAL USAID OFFICES TO FINALIZE THE PLANS FOR STREAM IMPLEMENTATION IN ETHIOPIA AND SOUTH AFRICA.CONDUCTED A THOROUGH TRAINING SEMINAR FOR LAB PERSONNEL FROM ST. PETER'S HOSPITAL AND ARMAUER HANSEN RESEARCH INSTITUTE (AHRI) TO PROVIDE THEM WITH THE KNOWLEDGE THEY NEED TO SUCCESSFULLY USE THE LAB TECHNIQUES AND EQUIPMENT DESCRIBED IN THE STREAM PROTOCOL. CONTINUED TO DISCUSS THE STREAM STUDY WITH LOCAL PARTNERS IN NEW DELHI AND RESPONDED TO QUESTIONS ABOUT THE STUDY DESIGN FROM THE INTERNAL REVIEW BOARD OF THE TUBERCULOSIS RESEARCH CENTRE (TRC), ONE OF THE PROPOSED SITES IN INDIA. THE STREAM RESEARCH TEAM EXPECTS THE STUDY TO MOVE FORWARD ONCE THE TRC ISSUES ITS APPROVAL.Description

Activity2 Activity2

FieldValueIRS element (for citing)
Expense18739186Expense
Grants18453122Grants
DescriptionTOBACCO CONTROL:SIGNIFICANT IMPACT WAS ACHIEVED IN POLICY AND LEGISLATION IN 2011, INCLUDING IN SEVERAL BI TOP-15 PRIORITY COUNTRIES, SUCH AS CHINA, RUSSIA, BRAZIL AND MEXICO, IN ADDITION TO A NUMBER OF OTHER COUNTRIES IN LATIN AMERICA AND NEPAL. IN CHINA, THE SMOKEFREE LEGISLATION APPROVED BY HARBIN'S PEOPLE'S CONGRESS HAS GIVEN HOPE FOR REPLICATION IN OTHER CITIES ACROSS THE COUNTRY,AS IT WAS DEEMED TO BE THE FIRST SUCH LEGISLATION IN LINE WITH ARTICLE 8 OF THE FCTC. THE UNION HAS BEEN FOLLOWING AND SUPPORTING THE RECENTLY RELEASED DRAFT LEGISLATION IN RUSSIA, WHICH IS A POSITIVE STEP TOWARDS FCTC COMPLIANCE. RUSSIA HAS ALSO BEEN ACTIVE ON GETTING TOBACCO CONTROL INTO THE BROADER HEALTH AGENDA, WITH CESSATIONS CLINICS OPENING IN KRASNODARSKY KRAI, WITH MORE EXPECTED TO OPEN IN 2012.ONE OF THE MOST NOTABLE EVENTS IN QUARTER 4 WAS THE ANNOUNCEMENT BY THE BRAZILIAN SENATE APPROVING A NATION-WIDE LAW BANNING SMOKING IN ALL ENCLOSED PUBLIC SPACES AND INCLUDES PROVISIONS FOR TAX RISES, TAPS BANS AND RESTRICTIONS. THIS MARKED THE END OF AN EVENTFUL YEAR IN LATIN AMERICA WHERE SEVERAL COUNTRIES HAVE DEBATED AND ADOPTED STRONGER POLICIES, MOST NOTABLY IS ARGENTINA, WHO APPROVED A NATIONAL TOBACCO CONTROL LAW IN QUARTER 2. AS IN MEXICO, THE SIZE OF GRAPHIC HEALTH WARNINGS (GHW) IN CHILE IS SET TO INCREASE; AND, IN ECUADOR AND HONDURAS LEGAL AND TECHNICAL ASSISTANCE PROVIDED BY THE UNION SUPPORTED THE PASSAGE OF NATIONAL TOBACCO CONTROL LAWS THERE. IN SOUTH EAST ASIA, SMOKEFREE COMPLIANCE WAS NOTED IN INDIA AND INDONESIA. WITH MORE CITIES DECLARING THEMSELVES AS SMOKEFREE ENVIRONMENTS, MANY HAVE REPORTED A GOOD LEVEL OF PUBLIC SUPPORT AND ADHERENCE TO SMOKEFREE LAWS. THIS HAS BEEN BOLSTERED BY SEVERAL INITIATIVES, MOST NOTABLY THE CREATION OF A MAYORS' ALLIANCE IN INDONESIA IN EARLY 2011, DEMONSTRATING POLITICAL COMMITMENT AT A SUB-NATIONAL LEVEL, WHICH WILL SUPPORT THE SUSTAINABILITY OF TOBACCO CONTROL EFFORTS NATIONALLY, IN ADDITION TO INFLUENCE THEY MAY EXERT ON A REGIONAL SCALE. IN A PROMISING MEASURE, BALI PROVINCE COMMITTED TO 100% SMOKE FREE ENVIRONMENTS IN NOVEMBER, WHICH WILL COME INTO FORCE IN MID-2012. NEPAL PASSED THE TOBACCO CONTROL ACT IN QUARTER 2 AND HAS SINCE BEEN ACTIVE ON IMPLEMENTATION, PARTICULARLY ON GHWS ON TOBACCO PRODUCTS.PAKISTAN HAS ALSO MADE ADDITIONAL COMMITMENT TO THE SUSTAINABILITY OF ITS TOBACCO CONTROL PROGRAMME IN LIGHT OF THE DEVOLUTION OF THE MINISTRY OF HEALTH THERE BY REHIRING SOME STAFF. THEY HAVE ALSO BANNED THE SALE OF TOBACCO TO MINORS AND THE SALE OF KIDDIE CIGARETTE PACKETS. DESPITE POLITICAL UNCERTAINTY IN EGYPT, THE UNION IS BUILDING ON MOMENTUM GAINED IN SMOKE FREE CITIES, TAXATION AND GHWS. LEBANON WAS ANOTHER MAJOR SUCCESS STORY THIS YEAR, WITH THE LEBANESE TOBACCO CONTROL LAW BEING ENDORSED IN PARLIAMENT.2011 PROVED TO BE A CHALLENGING YEAR FROM ITS OUTSET, WITH MORE TOBACCO INDUSTRY INTERFERENCE COMING TO THE FORE. IN INDONESIA, SEVERAL CASES WERE FILED TO OVERTURN ELEMENTS OF THE LAW THERE, PARTICULARLY IN RELATION TO GHWS AND THE ADDICTIVE NATURE OF TOBACCO. IN BOGOR CITY, A CIGARETTE COMPANY SOUGHT TO REVOKE THE 100% SMOKE FREE LAW THERE, FOR WHICH THE UNION AND GRANTEES PROVIDED SUPPORT AND TESTIMONY IN DEFENSE OF THE LAW. ON A MORE POSITIVE NOTE, THE TOBACCO CONTROL CELL IN PAKISTAN RAISED THE ISSUES OF TAPS VIOLATIONS LAWS BY PHILLIP MORRIS, WITH TWO OF THE SEVEN CASES REGISTERED AGAINST THE COMPANY PROCEEDING TO COURT.GRANTS - FOLLOWING THE ROUND 10 GRANTS REVIEW MEETING AT THE END OF 2011, SEVEN GRANTS ARE PROCEEDING TO NEGOTIATION, WITH THE UNION COMMITTED TO MANAGING FOUR (COLOMBIA, UGANDA, UKRAINE AND VIETNAM), COVERING AN ARRAY OF TOBACCO CONTROL ISSUES. THE NUMBER OF UNION MANAGED GRANTS ACTIVE AT THE BEGINNING OF 2012 IS 72, WHILE 17 GRANTS ENDED IN QUARTER 4.CAPACITY BUILDING - THE UNION'S TRAINING AND CAPACITY BUILDING FOCUS IN 2011 WAS ON REFINING COURSES TOWARDS A NEEDS-BASED APPROACH, ADAPTING AND DEVELOPING IN RESPONSE TO CHANGES IN TOBACCO CONTROL.ANNUAL REPORT 2011 PAGE 2THE UNION HAS LEANT MORE FLEXIBILITY TO EXISTING COURSES; SYSTEMATIZED TRAINING PRACTICES AND PROCEDURES; AND, ENFORCED THE IMPLEMENTATION OF POST-TRAINING NEEDS ASSESSMENT AND FOLLOW-UP. SIXTEEN MPOWER COURSES WERE HELD (RAISE, PROTECT, ENFORCE AND WARN AND TOBACCO FREE HEALTHCARE FACILITIES) DURING THE YEAR, WITH EACH COUNTRY OR REGION ADAPTING THE COURSE TO ITS PARTICULAR CONTEXT.RESOURCES - RESOURCES PRODUCED THIS YEAR HAVE INCLUDED A BROCHURE FOR EACH OF THE SIX ELEMENTS OF MPOWER, TWO DEPARTMENTAL BROCHURES AND THE RELEASE OF THE BUILDING CAPACITY FOR TOBACCO CONTROL TRAINING PACKAGE.2012 BEGINS WITH RENEWED VIGOR TO TACKLE THE ISSUES THAT MOST CHALLENGE THE COUNTRIES WHERE WE WORK. RAISING PUBLIC AWARENESS OF THE HARMS OF TOBACCO USE AND SECOND-HAND SMOKE REMAINS AN ISSUE IN A NUMBER OF COUNTRIES, INCLUDING CHINA, WHERE THEY AIM TO DEVELOP A MASS MEDIA CAMPAIGN IN COOPERATION WITH BI AND LOCAL PARTNERS TO ADDRESS THIS GROWING CONCERN. INCORPORATING TOBACCO CONTROL INTO MEDICAL CURRICULA IN CHINESE UNIVERSITIES IS ANOTHER CRUCIAL STEP TOWARDS AN INTEGRATED NATIONAL HEALTH STRATEGY. IN ADDITION TO CONTINUING SUPPORT FOR GOVERNMENTAL AND NON-GOVERNMENTAL ORGANIZATIONS ON TOBACCO CONTROL, THE UNION AND ITS PARTNERS REMAIN AWARE OF CHANGING POLITICAL CONTEXTS, PARTICULARLY IN INDIA, RUSSIA AND THE MIDDLE EAST AT LARGE, ALL WITH ELECTIONS LOOMING, IN ORDER TO ENSURE THAT THE SIGNIFICANT MILESTONES ACHIEVED IN THOSE COUNTRIES ARE NOT DERAILED.Description

Activity3 Activity3

FieldValueIRS element (for citing)
Expense2200570Expense
Grants2200570Grants
DescriptionSTRATEGIC HEALTH INFORMATION AND OPERATIONAL RESEARCH:THE CENTRE COMMENCED OPERATIONS ON JANUARY 1ST, 2009, AND COMPLETED THE FIRST 2 YEARS IN DEC. 2010. THE FUNDS FOR THE NEXT 2 YEARS (2011-2012) ARRIVED IN AUGUST 2011, AND THIS 7-MONTH DELAY PREVENTED SOME ACTIVITIES ON NON-COMMUNICABLE DISEASES AND VILLAGE REGISTERS BEING INITIATED ON TIME. THIS IS THE ANNUAL REPORT FOR 2011 FOR THE CENTRE FOR STRATEGIC HEALTH INFORMATION AND OPERATIONAL RESEARCH. THIS INTRODUCTION IS FOLLOWED BY A SHORT EXECUTIVE SUMMARY WHICH HIGHLIGHTS 12-MONTH ACHIEVEMENTS AGAINST PLANNED TARGETS (ATTAINMENT OF WHICH ARE EXPECTED IN JUNE 2012). THIS IS FOLLOWED BY A NARRATIVE REPORT OF ACTIVITIES AND ACHIEVEMENTS OF THE 12-MONTH PERIOD FROM JAN. TO DEC. 31ST, 2011, ANDDescription

Activity Other ActivityOther

FieldValueIRS element (for citing)
Expense343092Expense
DescriptionPUBLIC OPINION FOR ACTION AGAINST LUNG HEALTH PROBLEMS:THE INTERNATIONAL UNION AGAINST TUBERCULOSIS AND LUNG DISEASE, INC. (IUATLD) RAISES PUBLIC AWARENESS OF AND SUPPORTIVE PUBLIC OPINION FOR INCREASED DOMESTIC AND FOREIGN ASSISTANCE TO COMBAT LUNG HEALTH CHALLENGES AMONG THE POOR IN LOW AND MIDDLE INCOME COUNTRIES FROM THE UNITED STATES GOVERNMENT, PRIVATE CHARITIES, FOUNDATIONS AND OTHER DONORS.EDUCATION AND TRAINING:IUATLD, INC. ORGANIZES AND/OR SUPPORTS IMPORTANT INTERNATIONAL CONFERENCES AND TRAINING PROGRAMS CONFERENCES AND TRAININGS ON TUBERCULOSIS, TOBACCO CONTROL, ASTHMA AND LUNG HEALTH AND WORKS TO INCREASE THE PARTICIPATION OF DOCTORS, NURSES, AND ALLIED HEALTH PERSONNEL FROM LOW AND MIDDLE INCOME COUNTRIES THROUGH THE PROVISION OF TECHNICAL SUPPORT, SCHOLARSHIPS AND TRAVEL GRANTS.PROJECT MANAGEMENT:IUATLD, INC. DIRECTLY MANAGES AND COORDINATES CAPACITY BUILDING, TECHNICAL ASSISTANCE AND RESEARCH PROJECTS FUNDED BY GOVERNMENTAL AND NON-GOVERNMENTAL DONORS IN COLLABORATION WITH MINISTRIES OF HEALTH AND NON-GOVERNMENTAL PARTNERS IN LOW AND MIDDLE INCOME COUNTRIES. THE UNION CONSIDERS ALL POTENTIAL PROJECTS AND DONATIONS IN THE CONTEXT OF OUR GUIDING VALUES: QUALITY (CAN WE DELIVER OUR SERVICES AND PRODUCTS TO THE HIGHEST ATTAINABLE STANDARDS?); ACCOUNTABILITY (CAN WE DEMONSTRATE RESPONSIBLE STEWARDSHIP OF RESOURCES AND DELIVER AND REPORT ON OUR COMMITMENTS?); INDEPENDENCE (DO WE MAINTAIN THE FREEDOM TO PURSUE INNOVATION AND SEEK EVIDENCE TO IMPROVE HEALTH AND MANAGEMENT SYSTEMS?); AND SOLIDARITY (CAN WE STAND TOGETHER TO OVERCOME GREAT CHALLENGES AND ACHIEVE BETTER HEALTH AMONG THE COMMUNITIES WE SERVE AND IN PARTICULAR FOR THE POOR?)Description
FieldValueIRS element (for citing)
Total Of Other Program Service Exp343092TotalOfOtherProgramServiceExp
Total Program Service Expense23877230TotalProgramServiceExpense
Described In501 C31DescribedIn501C3
Schedule B Required1ScheduleBRequired
Political Activities0PoliticalActivities
Lobbying Activities0LobbyingActivities
Subject To Proxy Tax0SubjectToProxyTax
Donor Advised Funds0DonorAdvisedFunds
Conservation Easements0ConservationEasements
Collections Of Art0CollectionsOfArt
Credit Counseling1CreditCounseling
Term Or Permanent Endowments0TermOrPermanentEndowments
Report Land Bldg Equip1ReportLandBldgEquip
Report Invest Oth Securities0ReportInvestOthSecurities
Report Prog Rel Invest0ReportProgRelInvest
Report Other Assets1ReportOtherAssets
Report Other Liabilities0ReportOtherLiabilities
Report Fin48 Footnote1ReportFin48Footnote
Independent Audit Financial Stmt1IndependentAuditFinancialStmt
Consolidated Audit Financial Stmt1ConsolidatedAuditFinancialStmt
School0School
Foreign Office0ForeignOffice
Foreign Activities1ForeignActivities
More Than5000 K To Organizations1MoreThan5000KToOrganizations
More Than5000 K To Individuals0MoreThan5000KToIndividuals
Professional Fundraising0ProfessionalFundraising
Fundraising Activities0FundraisingActivities
Gaming0Gaming
Hospital0Hospital
Grants To Organizations1GrantsToOrganizations
Grants To Individuals0GrantsToIndividuals
Schedule J Required1ScheduleJRequired
Tax Exempt Bonds0TaxExemptBonds
Excess Benefit Transaction0ExcessBenefitTransaction
Prior Excess Benefit Transaction0PriorExcessBenefitTransaction
Loan To Officer Or DQP0LoanToOfficerOrDQP
Grant To Related Person0GrantToRelatedPerson
Bsnss Rltnshp With Organization0BsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family Member0BsnssRltnshpThruFamilyMember
Officer Entity With Bsnss Rltnshp0OfficerEntityWithBsnssRltnshp
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Deductible Contributions Of Art0DeductibleContributionsOfArt
Terminated0Terminated
Partial Liquidation0PartialLiquidation
Disregarded Entity0DisregardedEntity
Related Entity1RelatedEntity
Related Org Controlled Entity1RelatedOrgControlledEntity
Transaction Related Entity0TransactionRelatedEntity
Transfers To Exempt Non Chrtbl Org0TransfersToExemptNonChrtblOrg
Activities Conducted Partnership0ActivitiesConductedPartnership
Schedule O Required1ScheduleORequired
Number Forms Transmitted With109616NumberFormsTransmittedWith1096
Number W2 G Included0NumberW2GIncluded
Compliance With Backup Witholding1ComplianceWithBackupWitholding
Number Of Employees8NumberOfEmployees
Employment Tax Returns Filed1EmploymentTaxReturnsFiled
Unrelated Business Income0UnrelatedBusinessIncome
Foreign Financial Account0ForeignFinancialAccount
Prohibited Tax Shelter Trans0ProhibitedTaxShelterTrans
Taxable Party Notification0TaxablePartyNotification
Non Deductible Contributions0NonDeductibleContributions
Quid Pro Quo Contributions0QuidProQuoContributions
Form8282 Property Disposed Of0Form8282PropertyDisposedOf
Funds To Pay Premiums0FundsToPayPremiums
Premiums Paid0PremiumsPaid
Indoor Tanning Services0IndoorTanningServices
Info In Schedule O Part VIXInfoInScheduleOPartVI
Nbr Voting Governing Body Members7NbrVotingGoverningBodyMembers
Number Independent Voting Members5NumberIndependentVotingMembers
Family Or Business Relationship1FamilyOrBusinessRelationship
Delegation Of Management Duties0DelegationOfManagementDuties
Changes To Organizing Docs0ChangesToOrganizingDocs
Material Diversion Or Misuse0MaterialDiversionOrMisuse
Members Or Stockholders0MembersOrStockholders
Election Of Board Members0ElectionOfBoardMembers
Decisions Subject To Approval0DecisionsSubjectToApproval
Minutes Of Governing Body1MinutesOfGoverningBody
Minutes Of Committees0MinutesOfCommittees
Officer Mailing Address0OfficerMailingAddress
Local Chapters0LocalChapters
Form990 Provided To Governing Body1Form990ProvidedToGoverningBody
Conflict Of Interest Policy1ConflictOfInterestPolicy
Annual Disclosure Covered Persons1AnnualDisclosureCoveredPersons
Regular Monitoring Enforcement1RegularMonitoringEnforcement
Whistleblower Policy1WhistleblowerPolicy
Document Retention Policy1DocumentRetentionPolicy
Compensation Process CEO1CompensationProcessCEO
Compensation Process Other1CompensationProcessOther
Investment In Joint Venture0InvestmentInJointVenture
States Where Copy Of Return Is FiledILStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledNJStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledNYStatesWhereCopyOfReturnIsFiled
Own WebsiteXOwnWebsite
Other WebsiteXOtherWebsite
Upon RequestXUponRequest

The Books Are In Care Of TheBooksAreInCareOf

FieldValueIRS element (for citing)
Name PersonBLERTA SHEHU OPERATIONS MANAGERNamePerson
Telephone Number2125005738TelephoneNumber

Address US AddressUS

FieldValueIRS element (for citing)
Address Line161 BROADWAY SUITE 1720AddressLine1
CityNEW YORKCity
StateNYState
ZIP Code10006ZIPCode
FieldValueIRS element (for citing)
Info In Schedule O Part VIIXInfoInScheduleOPartVII

Form990 Part VII Section A Form990PartVIISectionA (8 entries)

TitleTitleAverage Hours Per WeekAverageHoursPerWeekIndividual Trustee Or DirectorIndividualTrusteeOrDirectorOfficerOfficerReportable Comp From OrganizationReportableCompFromOrganizationReportable Comp From Related OrgsReportableCompFromRelatedOrgsOther CompensationOtherCompensationKey EmployeeKeyEmployee
JOSE LUIS CASTRO
EXECUTIVE DIRECTOR10.00XX01000000
PETER BALDINI
MEMBER1.00X021500030380
MARIO PIERRO
DIRECTOR1.00X000
NILS BILLO
MEMBER1.00X000
DEAN SCHRAUFNAGEL
MEMBER1.00X000
MASAE KAWAMURA
MEMBER1.00X000
SCOTT HALSTEAD
TREASURER1.00XX000
PAULA FUJIWARA
SENIOR ADVISOR40.00250000023993X
FieldValueIRS element (for citing)
Total Reportable Comp From Org250000TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs315000TotalReportableCompFrmRltdOrgs
Total Other Compensation54373TotalOtherCompensation
Number Individuals GT100 K1NumberIndividualsGT100K
Formers Listed0FormersListed
Total Comp GT150 K1TotalCompGT150K
Compensation From Other Sources0CompensationFromOtherSources

Contractor Compensation ContractorCompensation

Name Of Contractor NameOfContractor

FieldValueIRS element (for citing)
Name PersonSYLVIANE RATTENamePerson

Address Of Contractor AddressOfContractor

Address Foreign AddressForeign

FieldValueIRS element (for citing)
Address Line14 RUE LE BRUNAddressLine1
CityPARISCity
CountryFRCountry
Postal Code75013PostalCode
FieldValueIRS element (for citing)
Description Of ServicesINTL TOBACCO CONTROL CONSULTING SVCSDescriptionOfServices
Compensation137728Compensation
FieldValueIRS element (for citing)
Number Of Contractors GT100 K1NumberOfContractorsGT100K
Related Organizations18739184RelatedOrganizations
All Other Contributions6186216AllOtherContributions
Total Contributions24925400TotalContributions

Investment Income InvestmentIncome

FieldValueIRS element (for citing)
Total Revenue Column1246TotalRevenueColumn
Exclusion$1,246ExclusionAmount

Total Revenue TotalRevenue

FieldValueIRS element (for citing)
Total Revenue Column24926646TotalRevenueColumn
Related Or Exempt Function Income0RelatedOrExemptFunctionIncome
Unrelated Business Revenue0UnrelatedBusinessRevenue
Exclusion$1,246ExclusionAmount

Grants To Domestic Orgs GrantsToDomesticOrgs

FieldValueIRS element (for citing)
Total54050Total
Program Services54050ProgramServices

Foreign Grants ForeignGrants

FieldValueIRS element (for citing)
Total22559564Total
Program Services22559564ProgramServices

Comp Current Officers Directors CompCurrentOfficersDirectors

FieldValueIRS element (for citing)
Total273993Total
Program Services252236ProgramServices
Management And General21757ManagementAndGeneral

Other Salaries And Wages OtherSalariesAndWages

FieldValueIRS element (for citing)
Total375036Total
Program Services345251ProgramServices
Management And General29785ManagementAndGeneral

Pension Plan Contributions PensionPlanContributions

FieldValueIRS element (for citing)
Total6791Total
Program Services5972ProgramServices
Management And General819ManagementAndGeneral

Other Employee Benefits OtherEmployeeBenefits

FieldValueIRS element (for citing)
Total63428Total
Program Services60270ProgramServices
Management And General3158ManagementAndGeneral

Payroll Taxes PayrollTaxes

FieldValueIRS element (for citing)
Total46253Total
Program Services41482ProgramServices
Management And General4771ManagementAndGeneral

Fees For Services Legal FeesForServicesLegal

FieldValueIRS element (for citing)
Total9889Total
Program Services9799ProgramServices
Management And General90ManagementAndGeneral

Fees For Services Accounting FeesForServicesAccounting

FieldValueIRS element (for citing)
Total21900Total
Program Services20000ProgramServices
Management And General1900ManagementAndGeneral

Fees For Services Other FeesForServicesOther

FieldValueIRS element (for citing)
Total147000Total
Program Services143419ProgramServices
Management And General3581ManagementAndGeneral

Office Expenses OfficeExpenses

FieldValueIRS element (for citing)
Total97115Total
Program Services83670ProgramServices
Management And General13445ManagementAndGeneral

Information Technology InformationTechnology

FieldValueIRS element (for citing)
Total60010Total
Program Services59850ProgramServices
Management And General160ManagementAndGeneral

Occupancy Occupancy

FieldValueIRS element (for citing)
Total176344Total
Program Services124635ProgramServices
Management And General51709ManagementAndGeneral

Travel Travel

FieldValueIRS element (for citing)
Total61560Total
Program Services59978ProgramServices
Management And General1582ManagementAndGeneral

Conferences Meetings ConferencesMeetings

FieldValueIRS element (for citing)
Total33068Total
Program Services33032ProgramServices
Management And General36ManagementAndGeneral

Depreciation Depletion DepreciationDepletion

FieldValueIRS element (for citing)
Total1990Total
Program Services1990ProgramServices

Insurance Insurance

FieldValueIRS element (for citing)
Total21374Total
Program Services11555ProgramServices
Management And General9819ManagementAndGeneral

Other Expenses OtherExpenses (3 entries)

DescriptionDescriptionTotalTotalProgram ServicesProgramServicesManagement And GeneralManagementAndGeneral
EQUIP RENTAL & REPAIR46984210488
STAFF DEVLPMT & RECRUIT39593654305
OTHER EXPENSES29082613295

Total Functional Expenses TotalFunctionalExpenses

FieldValueIRS element (for citing)
Total24020930Total
Program Services23877230ProgramServices
Management And General143700ManagementAndGeneral
Fundraising0Fundraising

Cash Non Interest Bearing CashNonInterestBearing

FieldValueIRS element (for citing)
BOY75441BOY
EOY1786624EOY

Savings And Temp Cash Investments SavingsAndTempCashInvestments

FieldValueIRS element (for citing)
BOY462446BOY
EOY60171EOY

Pledges And Grants Receivable PledgesAndGrantsReceivable

FieldValueIRS element (for citing)
BOY1516523BOY
EOY6908116EOY

Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges

FieldValueIRS element (for citing)
BOY11470BOY
EOY0EOY
FieldValueIRS element (for citing)
Land Buildings Equipment Basis5970LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec3728LandBldgEquipmentAccumDeprec

Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet

FieldValueIRS element (for citing)
BOY1467BOY
EOY2242EOY

Other Assets Total OtherAssetsTotal

FieldValueIRS element (for citing)
BOY429350BOY
EOY807493EOY

Total Assets TotalAssets

FieldValueIRS element (for citing)
BOY2496697BOY
EOY9564646EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

FieldValueIRS element (for citing)
BOY43630BOY
EOY76135EOY

Grants Payable GrantsPayable

FieldValueIRS element (for citing)
BOY2451623BOY
EOY7278086EOY

Escrow Account Liability EscrowAccountLiability

FieldValueIRS element (for citing)
BOY74931BOY
EOY1378196EOY

Total Liabilities TotalLiabilities

FieldValueIRS element (for citing)
BOY2570184BOY
EOY8732417EOY
FieldValueIRS element (for citing)
Follow SFAS117XFollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

FieldValueIRS element (for citing)
BOY-73487BOY
EOY32799EOY

Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets

FieldValueIRS element (for citing)
EOY799430EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

FieldValueIRS element (for citing)
BOY-73487BOY
EOY832229EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

FieldValueIRS element (for citing)
BOY2496697BOY
EOY9564646EOY
FieldValueIRS element (for citing)
Reconcilation Revenue Expenses905716ReconcilationRevenueExpenses
Reconcilation Other Changes0ReconcilationOtherChanges
Info In Schedule O Part XIIXInfoInScheduleOPartXII
Method Of Accounting AccrualXMethodOfAccountingAccrual
Accountant Compile Or Review0AccountantCompileOrReview
FS Audited1FSAudited
Audit Committee1AuditCommittee
Financial Statement BothXFinancialStatementBoth
Federal Grant Audit Required1FederalGrantAuditRequired
Federal Grant Audit Performed1FederalGrantAuditPerformed

Schedule A IRS990ScheduleA

FieldValueIRS element (for citing)
Publicly Supported Org170b1 AviXPubliclySupportedOrg170b1Avi

Gifts Grants Contrib Received170 GiftsGrantsContribReceived170

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years16049CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years5279CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years19419094CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year20284523CurrentTaxYearMinus1Year
Current Tax Year24925400CurrentTaxYear
Total64650345Total

Total170 Total170

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years16049CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years5279CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years19419094CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year20284523CurrentTaxYearMinus1Year
Current Tax Year24925400CurrentTaxYear
Total64650345Total
FieldValueIRS element (for citing)
Amounts Subst Contributors Total6276009AmountsSubstContributorsTotal
Public Support Total17058374336PublicSupportTotal170

Gross Investment Income170 GrossInvestmentIncome170

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years231CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years88CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years11877CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year12005CurrentTaxYearMinus1Year
Current Tax Year1246CurrentTaxYear
Total25447Total

Other Income170 OtherIncome170

FieldValueIRS element (for citing)
Current Tax Year Minus1 Year221CurrentTaxYearMinus1Year
Total221Total
FieldValueIRS element (for citing)
Total Support64676013TotalSupport
Public Support Pertcentage1700.90260PublicSupportPertcentage170
Public Support Pertcent Prior Year0.90710PublicSupportPertcentPriorYear
Thirty Three Percnt Tests CY170XThirtyThreePercntTestsCY170
General ExplanationSCHEDULE A, PART IV, SUPPLEMENTAL INFORMATION: SCHEDULE A, PART II, LINE 10, EXPLANATION FOR OTHER INCOME: REBATES & REFUNDS FOR INSURANCE PREMIUMS = $221.00GeneralExplanation

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo

FieldValueIRS element (for citing)
Contributor NumberRESTRICTEDContributorNumber

Contributor Name Business ContributorNameBusiness

FieldValueIRS element (for citing)
Business Name Line1RESTRICTEDBusinessNameLine1

Contributor Address US ContributorAddressUS

FieldValueIRS element (for citing)
Address Line1RESTRICTEDAddressLine1
Address Line2RESTRICTEDAddressLine2
CityRESTRICTEDCity
StateRESTRICTEDState
ZIP CodeRESTRICTEDZIPCode
FieldValueIRS element (for citing)
Aggregate ContributionsRESTRICTEDAggregateContributions

Schedule D IRS990ScheduleD

FieldValueIRS element (for citing)
Agent Trustee Etc0AgentTrusteeEtc
Included On FS1IncludedOnFS

Equipment Equipment

FieldValueIRS element (for citing)
Other Cost Or Other Basis5970OtherCostOrOtherBasis
Depreciation3728Depreciation
Book Value2242BookValue
FieldValueIRS element (for citing)
Total Of Book Value Land Buildings2242TotalOfBookValueLandBuildings

Other Assets OtherAssets

FieldValueIRS element (for citing)
DescriptionDUE FROM AFFILIATE - IUATLD, INC. (PARIS)Description
Book Value807493BookValue
FieldValueIRS element (for citing)
Total Book Value Other Assets807493TotalBookValueOtherAssets
Total Revenue24926646TotalRevenue
Total Expenses24020930TotalExpenses
Excess Or Deficit For Year905716ExcessOrDeficitForYear
Excess Or Deficit Per FS905716ExcessOrDeficitPerFS
Tot Revenue Etc Audited Fincl Stmt24926646TotRevenueEtcAuditedFinclStmt
Revenue Not Rptd F9900RevenueNotRptdF990
Revenue Subtotal24926646RevenueSubtotal
Revenue Not Rptd On Fin Stmt0RevenueNotRptdOnFinStmt
Total Revenue Per Form99024926646TotalRevenuePerForm990
Tot Expenses Etc Audited Fincl Stmt24020930TotExpensesEtcAuditedFinclStmt
Expenses Not Rptd F9900ExpensesNotRptdF990
Expenses Subtotal24020930ExpensesSubtotal
Expenses Not Rptd On Fin Stmt0ExpensesNotRptdOnFinStmt
Total Expenses Per Form99024020930TotalExpensesPerForm990

Form990 Schedule D Part XIV Form990ScheduleDPartXIV (2 entries)

Return ReferenceReturnReferenceExplanationExplanationIdentifierIdentifier
PART IV, LINE 2B:THE INTERNATIONAL UNION AGAINST TUBERCULOSIS & LUNG DISEASE (IUATLD) IS ACTING AS FIDUCIARY FISCAL AGENT FOR THE NORTH AMERICAN REGION (NAR) CONFERENCE. THESE FUNDS ARE USED FOR NAR-RELATED EXPENSES AND ARE FURNISHED UPON REQUEST TO THE BRITISH COLUMBIA LUNG ASSOCIATION. THESE FUNDS REPRESENTED THE BALANCE OF ALL NAR NET PROCEEDS THROUGH JANUARY 31, 2011. THESE AMOUNTS WERE PREVIOUSLY MAINTAINED BY THE AMERICAN LUNG ASSOCIATION OF THE UPPER MIDWEST AS THE SECRETARIAT. THE SECRETARIAT ROLE INCLUDED DUTIES AS SECRETARY OF THE ANNUAL CONFERENCE AND FIDUCIARY FISCAL AGENT FOR THE CONFERENCE. THE SECRETARIAT RELATIONSHIP HAS ENDED AND THE FUND BALANCE WAS REMITTED TO THE IUATLD. ALL ADDITIONAL FUNDS DIRECTED TO THE AMERICAN LUNG ASSOCIATION ARE TRANSFERRED TO THE IUATLD WHEN RECEIVED.
PART X:IUATLD, INC. RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT OF BEING SUSTAINED. MANAGEMENT HAS DETERMINED THAT THE IUATLD, INC. HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION. IUATLD, INC. IS NO LONGER SUBJECT TO AUDITS BY THE APPLICABLE TAXING JURISDICTIONS FOR PERIODS PRIOR TO 2008.DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48:

Schedule F IRS990ScheduleF

FieldValueIRS element (for citing)
Grant Records Maintained1GrantRecordsMaintained

Accts Actvs Out US Table AcctsActvsOutUSTable (5 entries)

RegionRegionNumber Of OfficesNumberOfOfficesNumber Of EmployeesNumberOfEmployeesType Of Activities ConductedTypeOfActivitiesConductedSpecific Services ProvidedSpecificServicesProvidedTotal ExpendituresTotalExpenditures
EUROPE00GRANTS TO RECIPIENTS LOCATED IN THE REGIONGRANTS TO RECIPIENTS IN THE REGION13494787
ASIA00GRANTS TO RECIPIENTS LOCATED IN THE REGIONGRANTS TO RECIPIENTS IN THE REGION; MANAGEMENT TRAINING4218041
AFRICA00GRANTS TO RECIPIENTS LOCATED IN THE REGIONGRANTS TO RECIPIENTS IN THE REGION2105772
NORTH AMERICA00GRANTS TO RECIPIENTS LOCATED IN THE REGIONGRANTS TO RECIPIENTS IN THE REGION379813
SOUTH AMERICA00GRANTS TO RECIPIENTS LOCATED IN THE REGIONGRANTS TO RECIPIENTS IN THE REGION2361151
FieldValueIRS element (for citing)
Subtotal Number Of Offices0SubtotalNumberOfOffices
Subtotal Number Of Employees0SubtotalNumberOfEmployees
Cont Number Of Offices0ContNumberOfOffices
Cont Number Of Employees0ContNumberOfEmployees
Total Number Of Offices0TotalNumberOfOffices
Total Number Of Employees0TotalNumberOfEmployees
Subtotal Amount Spent22559564SubtotalAmountSpent
Cont Amount Spent0ContAmountSpent
Total Amount Spent22559564TotalAmountSpent
No Recipient Over5 KXNoRecipientOver5K

Grants To Orgs Outside US GrantsToOrgsOutsideUS (5 entries)

RegionRegionPurpose Of GrantPurposeOfGrantAmount Of Cash GrantAmountOfCashGrantManner Of Cash DisbursementMannerOfCashDisbursementDescription Of Non Cash AssistanceDescriptionOfNonCashAssistanceMethod Of ValuationMethodOfValuation
EUROPEBLOOMBERG INITIATIVE TO REDUCE TOBACCO USE13494787WIRE TRANSFERN/AN/A
ASIATO CONDUCT INTERNATIONAL MANAGEMENT DEVELOPMENT PROGRAM COSTS4218041WIRE TRANSFERN/AN/A
AFRICATO REDUCE TOBACCO USE AND CONDUCT STRATEGIC HEALTH INFO.AND OPERATIONAL RESEARCH2105772WIRE TRANSFERN/A
NORTH AMERICATO REDUCE TOBACCO USE AND TREAT TUBERCULOSIS379813WIRE TRANSFERN/A
SOUTH AMERICATO REDUCE TOBACCO USE AND TREAT TUBERCULOSIS2361151WIRE TRANSFERN/A
FieldValueIRS element (for citing)
Total Number Of501c3 Orgs0TotalNumberOf501c3Orgs
Total Number Of Other Orgs47TotalNumberOfOtherOrgs
Transfer To Foreign Corp0TransferToForeignCorp
Interest In Foreign Trust0InterestInForeignTrust
Own Foreign Corp0OwnForeignCorp
Passive Foreign Invest Co0PassiveForeignInvestCo
Foreign Partnership0ForeignPartnership
Boycott Countries0BoycottCountries

Form990 Schedule F Part V Form990ScheduleFPartV (2 entries)

IdentifierIdentifierExplanationExplanation
PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.:SCHEDULE F, PART I, LINE 2: IUATLD, INC. IS BOTH A RECIPIENT AND ISSUER OF GRANT FUNDING. THE ORGANIZATION MAINTAINS A GRANT FUNDING MONITORING SYSTEM TO EFFECTIVELY MONITOR AND REPORT RESULTS OF GRANT FUNDING ISSUED TO RECIPIENTS. THIS SYSTEM FEATURES A STANDARDIZED GRANTS FUNDING AGREEMENT AND REPORTING FORMAT. VARIOUS IUATLD, INC. STAFF ARE INVOLVED IN THE SYSTEM ESTABLISHED TO ISSUE AND MONITOR GRANT FUNDS. THIS INCLUDES THE FINANCE AND OPERATIONS OFFICER, WHO OVERSEES THE PROCESS TO ISSUE GRANT FUNDING AGREEMENTS, AND THE RESEARCH AND EVALUATION COORDINATOR WHO OVERSEES DAY TO DAY MANAGEMENT OF INFORMATION RELATED TO RECIPIENT PROGRESS AND REPORTS.
METHOD USED TO ACCCOUNT FOR EXPENDITURES:SCHEDULE F, PART I, LINE 3: EXPENDITURES ARE RECOGNIZED UNDER THE ACCRUAL BASIS OF ACCOUNTING.

Schedule I IRS990ScheduleI

FieldValueIRS element (for citing)
Records Maintained0RecordsMaintained

Recipient Table RecipientTable (3 entries)

Address Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeEIN Of RecipientEINOfRecipientIRC SectionIRCSectionAmount Of Cash GrantAmountOfCashGrantPurpose Of GrantPurposeOfGrant
BRIGHAM & WOMEN'S HOSPITAL
75 FRANCIS STREETBOSTONMA02115042312909501(C)(3)31665TREAT TB PROGRAM
ENCOMPASS LLC
11461 ROCKVILLE PIKE SUITE 229ROCKVILLEMD20582522228651N/A22385TREAT TB PROGRAM
(no name)
TOBACCO CONTROL RUSSIA
FieldValueIRS element (for citing)
Total Nbr Of501 C3 And Govt Grants2TotalNbrOf501C3AndGovtGrants

Form990 Schedule I Part IV Form990ScheduleIPartIV

FieldValueIRS element (for citing)
IdentifierSCHEDULE I, PART I, LINE 2Identifier
ExplanationTHE SUB-GRANTESS ARE REQUIRED TO SUBMIT QUARTERLY FINANCIAL REPORTS AND NARRATIVES TO PROJECT MANAGERS. VARIANCES FROM THE APPROVED BUDGET ARE SCRUTINIZED AND EXPLAINED. ORGANIZATION ALSO REQUEST THE ANNUAL FINANCIAL STATEMENT AND AUDITOR'S REPORT FROM SUB-GRANTEES. PROJECT MANAGER CONDUCTS INTERNAL AUDIT ON-SITE WHEN NEEDED.Explanation

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
Independent ConsultantXIndependentConsultant
Form990 Of Other OrganizationsXForm990OfOtherOrganizations
Written Employment ContractXWrittenEmploymentContract
Compensation SurveyXCompensationSurvey
Board Or Committee ApprovalXBoardOrCommitteeApproval
Severance Payment0SeverancePayment
Supplemental Nonqual Retire Plan0SupplementalNonqualRetirePlan
Equity Based Comp Arrangement0EquityBasedCompArrangement
Comp Based On Revenue Of Filing Org0CompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related Orgs0CompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing Org0CompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate Orgs0CompBasedNetEarningsRelateOrgs
Any Non Fixed Payments0AnyNonFixedPayments
Initial Contract Exception0InitialContractException

Form990 Schedule J Part II Form990ScheduleJPartII (2 entries)

Base Compensation Filing OrgBaseCompensationFilingOrgComp Based On Related OrgsCompBasedOnRelatedOrgsBonus Filing OrgBonusFilingOrgBonus Related OrgsBonusRelatedOrgsOther Compensation Filing OrgOtherCompensationFilingOrgOther Compensation Related OrgsOtherCompensationRelatedOrgsDeferred Comp Filing OrgDeferredCompFilingOrgDeferred Comp Related OrgsDeferredCompRelatedOrgsNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgNontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgsTotal Compensation Filing OrgTotalCompensationFilingOrgTotal Compensation Related OrgsTotalCompensationRelatedOrgsComp Report Prior990 Filing OrgCompReportPrior990FilingOrgComp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs
PETER BALDINI
01950000200000007800022580024538000
PAULA FUJIWARA
25000000000100000139930273993000

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (11 entries)

IdentifierIdentifierReturn ReferenceReturnReferenceExplanationExplanation
ORGANIZATION MISSION STATEMENTFORM 990, PART I, LINE 1B. SUBMISSION OF THE SYSTEMATIC REVIEW ON IGRAS IN CHILDREN FOR PUBLICATION IN THE INTERNATIONAL JOURNAL OF TUBERCULOSIS AND LUNG DISEASE IN OCTOBER 2010. TREAT TB ALSO PROVIDED THE RESULTS OF THIS STUDY TO THE WHO EXPERT GROUP MEETING ON IGRAS IN JULY 2010 AND THE WHO STRATEGIC AND TECHNICAL ADVISORY GROUP FOR TB IN SEPTEMBER 2010. C. DEVELOPMENT AND IMPLEMENTATION OF THE SOUTH AFRICA PROVE IT PROTOCOL. THE TREAT TB CORE TEAM WORKED CLOSELY WITH PARTNERS FROM THE DESMOND TUTU TB CENTRE (DTTC) TO DEVELOP AND FINALIZE THEIR COUNTRY PROTOCOL. AFTER RECEIVING EAG APPROVAL IN LATE 2010, TREAT TB'S LOCAL PARTNER, THE DESMOND TUTU TB CENTRE, BEGAN TO IMPLEMENT THE STUDY IN EARLY 2011. D. DESIGN OF THE NATIONAL PROVE IT STUDY AND PREPARATION FOR IMPLEMENTATION IN BRAZIL. IN 2010, THE TREAT TB COORDINATION TEAM ESTABLISHED PARTNERSHIPS WITH THE KEY PLAYERS IN BRAZIL AND WORKED COLLABORATIVELY WITH THEM TO DESIGN THE STUDY PROTOCOL FOR THIS SETTING. TO PREPARE FOR THE IMPLEMENTATION OF THE PROVE IT STUDY IN BRAZIL, REDE TB STAFF HELD SEVERAL TRAINING EVENTS FOR STUDY PERSONNEL AND MEMBERS OF THE COMMUNITY ADVISORY BOARDS (CAB) IN THE THREE STUDY SITES IN ADDITION TO MULTIPLE PROVE IT MEETINGS AT REDE TB HEADQUARTERS IN RIO DE JANEIRO. E. ADAPTATION OF THE GENERIC PROTOCOL TO THE RUSSIAN CONTEXT. IN PARTNERSHIP WITH THE NORTHERN STATE MEDICAL UNIVERSITY, THE TREAT TB COORDINATION TEAM TAILORED TO THE GENERIC PROTOCOL TO ALIGN WITH THE NEEDS OF THE TB COMMUNITY IN ARKHANGELSK, RUSSIA. THE PROVE IT STUDY IN THE ARKHANGELSK REGION WILL EVALUATE THE IMPACT OF LPA ON CIVILIAN PATIENTS AS WELL AS THOSE INCARCERATED IN THE PENITENTIARY SYSTEM. F. LOCAL AND UNION ETHICS APPROVAL FOR PROVE IT STUDIES. IN ADDITION TO OBTAINING THE APPROVAL OF LOCAL ETHICS COMMITTEES IN BRAZIL, RUSSIA, AND SOUTH AFRICA, TREAT TB OBTAINED THE APPROVAL FROM THE UNION'S ETHICS ADVISORY GROUP (EAG) FOR THE SOUTH AFRICA AND RUSSIA STUDIES. THE EAG IS CURRENTLY REVIEWING THE APPLICATION AND SUPPORTING DOCUMENTS FOR THE STUDY IN BRAZIL. G. SUBMISSION OF TREAT TB SYSTEMATIC REVIEWS TO PEER-REVIEWED PUBLICATIONS. THROUGHOUT FALL 2010, TREAT TB PARTNER, MCGILL UNIVERSITY SUBMITTED THREE REVIEWS FOR PUBLICATION. THE USE OF MODS OR THIN LAYER AGAR (TLA) TECHNIQUES FOR THE DIAGNOSIS OF ACTIVE TUBERCULOSIS AND/OR DRUG SENSITIVITY TESTING: SYSTEMATIC REVIEW AND META-ANALYSIS AND THE URINARY LIPOARABINOMANNAN (LAM) ANTIGEN DETECTION FOR THE DIAGNOSIS OF TUBERCULOSIS: SYSTEMATIC REVIEW AND META-ANALYSIS ARE CURRENTLY BEING REVIEWED BY WIDELY READ PUBLIC HEALTH JOURNALS. THE INTERFERON-GAMMA RELEASE ASSAYS (IGRAS) FOR THE DETECTION OF MYCOBACTERIUM TUBERCULOSIS INFECTION IN CHILDREN REVIEW WAS ACCEPTED BY THE INTERNATIONAL JOURNAL OF TUBERCULOSIS AND LUNG DISEASE IN LATE 2010 AND IS EXPECTED TO BE PUBLISHED IN NOVEMBER 2011. TECHNICAL PROJECT ACTIVITY 2: DEVELOPING MODELING METHODS FOR COUNTRY GUIDANCE KEY RESULTS AND ACCOMPLISHMENTS IN 2010 INCLUDE THE: A. CREATION THE PROTOTYPE MODEL FOCUSED ON DIAGNOSTICS FOR DRUG-SENSITIVE TB. THROUGH SEVERAL PRODUCTIVE CALLS AND IN-PERSON MEETINGS, THE TEAM WAS ABLE TO DEVELOP A TWO-PRONGED MODELING APPROACH THAT UTILIZES TRANSMISSION AND OPERATIONAL MODELING. B. FINALIZATION OF THE TREAT TB MODELLING APPROACH FOR DRUG-SENSITIVE TB. TECHNICAL PROJECT ACTIVITY 3: FOSTERING COUNTRY RESEARCH TO OPTIMIZE PROGRAM PERFORMANCE KEY RESULTS AND ACCOMPLISHMENTS IN 2010 INCLUDE THE: A. TREAT TB'S LOCAL PARTNER, THE DESMOND TUTU TB CENTRE (DTTC), CONDUCTED THE DRUG RESISTANCE IN CHILDREN STUDY. THE STUDY AIMS TO EVALUATE THE ACCESS TO CARE AMONG CHILDREN AT-RISK OF DEVELOPING DRUG-RESISTANT TB IN THE WESTERN CAPE. DTTC RECRUITED 196 CHILDREN INTO THE PREVENTATIVE TREATMENT STUDY AMONG PEDIATRIC MDR CONTACTS AND OF THESE, 112 WERE SEEN FOR FOLLOW-UP AT TWO MONTHS, 72 AT FOUR MONTHS AND 56 AT SIX MONTHS DURING THE REPORTING PERIOD. B. DTTC HAS MOVED AHEAD WITH THE DRUG RESISTANCE IN A COMMUNITY STUDY AND IS EXPECTED TO COMPLETE THE DATA ANALYSIS OF THIS STUDY'S FINDINGS BY MARCH 2011. C. TREAT TB AND DTTC IMPLEMENTED AN OPERATIONAL RESEARCH PROTOCOL DEVELOPMENT WORKSHOP WHICH RESULTED IN THE DEVELOPMENT OF 12 RESEARCH PROTOCOLS FOCUSED ON TOPICS PRIORITIZED WITHIN THE NATIONAL RESEARCH AGENDA OF SOUTH AFRICA. TWENTY-FIVE RESEARCHERS FROM LOCAL ACADEMIC INSTITUTIONS AND HEALTH DEPARTMENTS PARTICIPATED IN THE EVENT, WHICH WAS HELD AT THE LANZERAC HOTEL IN STELLENBOSCH ON MAY 10-15, 2010. D. OF THE 15 PROTOCOLS MENTIONED ABOVE, DTTC FACILITATED THE SUCCESSFUL ETHICS REVIEW OF 12. E. TREAT TB'S LOCAL PARTNERS IN MALAWI ARE COMPLETING THEIR STUDY ON OPPORTUNISTIC INFECTIONS AMONG PEOPLE INITIATING ARV TREATMENT. THE PRELIMINARY RESULTS SHOW THAT 33% OF PATIENTS WERE DIAGNOSED WITH A SERIOUS PATHOGEN ONLY BECAUSE OF THE EXTRA TESTS CONDUCTED BY THE TREAT TB STUDY TEAM. THE RESEARCH TEAM ALSO FOUND THAT 16% OF PATIENTS ENROLLED IN THE STUDY HAVE UNDIAGNOSED TB. F. TREAT TB CONVENED MEETINGS WITH USAID MISSION PERSONNEL IN INDIA AND MOZAMBIQUE TO DISCUSS SUPPORT FOR URGENT RESEARCH PROJECTS IN THESE COUNTRIES. TREAT TB AND ITS REGIONAL PARTNERS IN INDIA AND BRAZIL SUBMITTED PROPOSALS TO THE USAID MISSIONS IN NEW DELHI AND MAPUTO, MOZAMBIQUE RESPECTIVELY WHICH ARE CURRENTLY PENDING USAID REVIEW. TECHNICAL PROJECT ACTIVITY 4: DEVELOPMENT AND IMPLEMENTATION OF RESEARCH STUDIES TO IMPROVE PATIENT MANAGEMENT, TREATMENT EFFICACY AND DISEASE PREVENTION KEY RESULTS AND ACCOMPLISHMENTS IN 2010 INCLUDE: A. HOLDING A MEETING WITH ALL STUDY PARTNERS IN PARIS, FRANCE TO FINALIZE THE PROTOCOL AND DISCUSS IMPLEMENTATION ISSUES SUCH AS POSSIBLE SALVAGE REGIMENS AND THE PROCUREMENT OF REGIMEN COMPOUNDS. B. OBTAINING THE SUPPORT OF THE GREEN LIGHT COMMITTEE, WHOSE ASSISTANCE WILL ENABLE THE UNION TO PROCURE THE DRUGS FOR THE STUDY IN A TIMELY, COST-EFFECTIVE MANNER. C. MEETING WITH NTP OFFICIALS AND EVALUATED FOUR SITES IN VIETNAM, INCLUDING TWO DIFFERENT TB HOSPITALS IN HANOI, THE PHAM NGOC THACH HOSPITAL IN HO CHI MINH CITY AND A TB OUTPATIENT CLINIC AFFILIATED WITH THE PHAM NGOC HOSPITAL IN THE CENTER OF HO CHI MINH CITY. TREAT TB STAFF ALSO MET WITH THE USAID MISSION IN HANOI. D. CONDUCTING A THOROUGH ASSESSMENT OF SEVERAL POTENTIAL STREAM STUDY SITES IN SOUTH AFRICA. THE STREAM DELEGATION ALSO MET WITH USAID MISSION STAFF AND NTP OFFICIALS. E. IMPLEMENTATION VISIT TO INDIA IN NOVEMBER 2010, AS WELL AS A COMPREHENSIVE ASSESSMENT OF TWO TB HOSPITALS IN ADDIS ABABA, ETHIOPIA TO MEET WITH SENIOR MINISTRY OF HEALTH OFFICIALS. F. ORGANIZED THE FIRST STUDY MEETING WITH MEMBERS OF THE STEERING COMMITTEE ON 15 NOVEMBER 2010, DURING THE WORLD CONFERENCE ON LUNG HEALTH IN BERLIN, GERMANY. THE AIM OF THIS MEETING WAS TO DISCUSS THE IMPLEMENTATION OF THE STUDY AND THE PREPARATION COMPLETED TO DATE. G.CONDUCTED A VISIT TO NEW DELHI TO DISCUSS THE IMPLEMENTATION OF THE STREAM STUDY IN INDIA. THE STREAM RESEARCH TEAM IS IN DISCUSSION WITH NTP OFFICIALS AND POTENTIAL SITES. TECHNICAL PROJECT ACTIVITY 5: PROJECT COORDINATION, REVIEW AND SUPPORT ACTIVITIES KEY RESULTS AND ACCOMPLISHMENTS IN 2010: A. CONTINUED TO INFORM HUNDREDS OF PUBLIC HEALTH SPECIALISTS ABOUT TREAT TB'S WORK THROUGH THE BI-MONTHLY E-NEWSLETTER. B. CONVENED A TREAT TB PARTNERS MEETING IN RIO DE JANEIRO, BRAZIL ON 24-25 MAY 2010, WITH LOGISTICAL SUPPORT PROVIDED BY REGIONAL PARTNER REDE-TB, WHICH ENABLED PARTNERS AND UNION STAFF TO GAUGE PROGRESS AND PLAN THE INITIATIVE'S NEXT STEPS. THE EXPANDED SET OF COLLABORATORS AND PARTNERS WHO PARTICIPATED THIS MEETING INCLUDED MRC AND KNCV. THE LATTER HAS PROVIDED CRUCIAL ASSISTANCE IN THE IMPLEMENTATION OF THE STREAM STUDY IN SEVERAL TARGET COUNTRIES, PARTICULARLY VIETNAM. C. DISSEMINATED INFORMATION AND UPDATES ABOUT THE TREAT TB INITIATIVE ON A VARIETY OF PLATFORMS INCLUDING THE BI-MONTHLY TREAT TB E-NEWSLETTER, THE TREAT TB WEBSITE, THE UNION WEBSITE, AND EXTERNAL PUBLICATIONS RANGING FROM HEALTH-FOCUSED ONLINE MAGAZINES TO THE STOP TB QUARTERLY NEWSLETTER. THROUGH THESE EFFORTS, HUNDREDS OF GLOBAL HEALTH PROFESSIONALS RECEIVED INFORMATION ABOUT TREAT TB ACTIVITIES AND EVENTS. D. PARTICIPATED IN SEVERAL LUNG HEALTH CONFERENCES AND MEETINGS INCLUDING WHO WORKSHOPS, THE INTERNATIONAL CHILDHOOD TUBERCULOSIS MEETING, AND THE UNION'S 15TH ANNUAL NORTH AMERICAN REGION CONFERENCE.
IS ACCOMPANIED BY I) THE QUARTERLY REPORTING TEMPLATE DETAILING ACHIEVEMENTS AGAINST OBJECTIVES AND ACTIVITIES, AND II) THE BUDGET EXPENDITURES. EXECUTIVE SUMMARY: TARGET: JUL 2011- JUN 2012; ACHIEVEMENT: JAN 2011 - DEC 2011 ACTIVITY: NEW DIABETES AND/OR HYPERTENSIVE PATIENTS MONITORED IN DOTS REGISTRY FRAMEWORK. TARGET: 2,000 BY JULY 2012, ACHIEVEMENT: 516 IN 12 MONTHS BY DEC. 2011* ACTIVITY: NEW HIV/AIDS INCLUDING TB, PATIENTS MONITORED IN DOTS REGISTRY FRAMEWORK, TARGET: 50,000 BY JULY 2012, ACHIEVEMENT: 81,796 IN 12 MONTHS BY DECEMBER 2011 ACTIVITY: NEW DIABETES, HYPERTENSIVE, TB AND HIV PATIENTS MONITORED USING AN ELECTRONIC PLATFORM USING DOTS REGISTRY FRAMEWORK, TARGET: 2,000 BY JULY 2012, ACHIEVEMENT: 56,360 IN 12 MONTHS BY DECEMBER 2011. ACTIVITY: DISTRICT WIDE DEATH REGISTRY IN PLACE WITH DATA BEING TRANSFERRED, TARGET: VILLAGE REGISTERS IN ONE DISTRICT IN PLACE BY JUNE 2012, ACHIEVEMENT: VILLAGE REGISTERS IN PLACE: DATA TRANSFER BEING WORKED ON. ACTIVITY: OPERATIONAL RESEARCH PAPERS PUBLISHED AND AT LEAST ONE NEW FELLOW TRAINED, TARGET: 20 PAPERS AND 1 NEW OR FELLOW TRAINED BY JUNE 2012, ACHIEVEMENT: 69 PUBLISHED PAPERS IN 12 MONTHS BY DEC 2011 AND 1 NEW OR FELLOW TRAINED * 2 NEW DM CLINICS STARTED IN DECEMBER 2011 AND ALREADY RECRUITING PATIENTS NARRATIVE REPORT AGAINST OBJECTIVES: 1.USE OF DOTS FRAMEWORK TO TRACK DIFFERENT DISEASES. THE CENTRE ADAPTED THE TB "DOTS" FRAMEWORK TO HELP TRACK DIFFERENT INFECTIOUS AND NON-INFECTIOUS DISEASES, AND HAS BEEN PIONEERING THIS APPROACH IN HIV-INFECTED PATIENTS ON ANTIRETROVIRAL THERAPY (ART) IN MALAWI AND MYANMAR AND IN PATIENTS WITH DIABETES MELLITUS IN MALAWI. ART IN MALAWI: WITH HIV-INFECTED PATIENTS ON ART, ON-GOING COLLABORATION IS MAINTAINED WITH THE HIV UNIT OF THE MINISTRY OF HEALTH IN MALAWI IN TERMS OF INDIRECT TECHNICAL ASSISTANCE. NATIONAL SUPERVISION AND MONITORING AND EVALUATION AGAINST ALL ODDS (NO FUEL) TOOK PLACE BETWEEN OCT. AND DEC. 2011 TO REPORT ON NATIONAL DATA IN BOTH THE PUBLIC AND PRIVATE SECTOR UP TO THE END OF SEPT. 2011. BY SEPT. 30TH, 2011, A TOTAL OF 408,236 PATIENTS HAD EVER BEEN INITIATED ON ART IN BOTH PUBLIC AND PRIVATE SECTORS AND HAD KNOWN TREATMENT OUTCOMES: OF THESE, 292,372 PATIENTS WERE ALIVE AND ON ART AT THEIR ORIGINAL REGISTRATION CLINIC, AND CAN BE STRATIFIED BY ART REGIMEN. FULL REPORTS ARE AVAILABLE ON REQUEST. HIV CARE IN MYANMAR: LINKS WERE FORMED WITH THE UNION OFFICE IN MYANMAR TO HELP SUPPORT THE REGULAR, TIMELY AND ACCURATE RECORDING AND REPORTING OF DATA IN HIV-INFECTED PATIENTS UNDER CARE AND TREATMENT. DATA WERE COLLECTED IN THE FOURTH QUARTER OF 2011 FOR THE PREVIOUS QUARTER. BY SEPT. 30TH, 2011, THERE WERE 13,004 HIV-INFECTED PATIENTS EVER ENROLLED TO CARE AND 10,004 ON ACTIVE FOLLOW UP. OF THESE, THERE WERE 8,856 STARTED ON ART OF WHOM 7,438 WERE ALIVE AND RETAINED ON TREATMENT. MANAGING DIABETES AND HYPERTENSION IN MALAWI: A DOTS MODEL WAS DEVELOPED DURING THE LAST THREE YEARS FOR NON-COMMUNICABLE DISEASES, AND WORK IS ON-GOING IN MALAWI TO USE THIS MODEL FOR MANAGING DIABETES MELLITUS IN THREE CENTRAL HOSPITALS AND THE SOUTHERN REGION OF THE COUNTRY. BY SEPTEMBER 30TH, 2011, THERE WERE 2,210 DM PATIENTS (884 MALE AND 1326 FEMALE) IN QUEEN ELIZABETH CENTRAL HOSPITAL, BLANTYRE, REGISTERED UNDER THE DOTS MODEL. QUARTERLY COHORT REPORTING HAS BEEN SET UP, AND 2193 OF THESE PATIENTS WERE ALIVE AND IN CARE IN QECH. KAMUZU CENTRAL HOSPITAL, LILONGWE, AND ZOMBA CENTRA HOSPITAL, ZOMBA, BOTH WENT "LIVE" FOR DM CARE BEFORE THE END OF 2012 WITH EACH REGISTERING JUST OVER 40 PATIENTS. ADDITIONAL SUPPORT FOR THIS ACTIVITY HAS BEEN OBTAINED FROM THE WORLD DIABETES FOUNDATION. DISCUSSIONS HAVE ALSO TAKEN PLACE WITH THE NEW MOH DIRECTOR OF NON-COMMUNICABLE DISEASE ABOUT SETTING UP A "CHRONIC DISEASE CARE" CLINIC TO MANAGE DM, HYPERTENSION, CARDIOVASCULAR DISEASE, ASTHMA AND EPILEPSY. BY SEPTEMBER 30TH, 2011, A CUMULATIVE TOTAL OF 423,450 PATIENTS IN MALAWI AND MYANMAR WITH HIV/AIDS, TUBERCULOSIS AND DIABETES HAD EVER BEEN INITIATED ON TREATMENT, INCLUDING ART, UNDER THE DOTS MODEL. 2. DEVELOP AND EXPAND ELECTRONIC DATA SYSTEMS FOR TRACKING DISEASES A MEMORANDUM OF UNDERSTANDING [MOU] HAS BEEN IN EXISTENCE FOR NEARLY THREE YEARS WITH BAOBAB HEALTH TRUST IN MALAWI TO BUILD ON AND EXPAND ON-GOING SYSTEMS FOR ART AND NON-COMMUNICABLE DISEASES, AND HAS BEEN RENEWED. BY SEPTEMBER 30TH, 2011, A TOTAL OF 145,352 ART PATIENTS HAD BEEN REGISTERED AT 17 GOVERNMENT CLINICS THROUGH THE ELECTRONIC MEDICAL RECORD SYSTEMS (EMR), AND 76,799 WERE ALIVE AND RETAINED ON THERAPY IN THESE CLINICS. AN EMR HAS BEEN DEVELOPED AND SET UP TO TRACK DIABETES PATIENTS IN TWO CENTRAL HOSPITALS IN BLANTYRE AND LILONGWE, USING THE DOTS MODEL AS THE MONITORING PLATFORM. THIS SYSTEM WENT "LIVE" IN BLANTYRE AT THE END OF 2009, AND BY SEPTEMBER 30TH, 2011, THERE WERE 2,210 DM PATIENTS ENTERED TO THE SYSTEM (SEE ABOVE). THE PLATFORM IS NOW BEING SET UP IN LILONGWE. BY SEPT. 30TH, 2011, A CUMULATIVE TOTAL OF 147,562 PATIENTS WITH HIV/AIDS OR DM WERE MONITORED UNDER EMR. 3. ENHANCE OPERATIONAL RESEARCH: COLLABORATIONS FOR OPERATIONAL RESEARCH: MOUS HAVE BEEN RENEWED AND ARE ACTIVE WITH A) MSF-BELGIUM FOR OPERATIONAL RESEARCH CAPACITY BUILDING AND FOR CONDUCTING OPERATIONAL RESEARCH, B) THE DESMOND TUTU TB CENTRE IN CAPE TOWN, SOUTH AFRICA, FOR OPERATIONAL RESEARCH WITHIN THE PROVINCE, AND C) DIGNITAS INTERNATIONAL IN ZOMBA DISTRICT, MALAWI, TO CONDUCT OPERATIONAL RESEARCH AND EXPAND USE OF VITAL REGISTRATION SYSTEMS. MOUS WITH AMPATH AND WITH PHFI OF INDIA HAVE RUN THEIR NATURAL COURSE. RESEARCH ACTIVITIES: SEVERAL RESEARCH ACTIVITIES ARE UNDERWAY, INCLUDING THE WRITING AND SUBMISSION OF REVIEW AND OPINION ARTICLES ABOUT OPERATIONAL RESEARCH AND INNOVATIVE IDEAS TO IMPROVE CASE MANAGEMENT OF DISEASE. OPERATIONAL RESEARCH TRAINING AND MARKETING: IN FEB. 2011, ADH DELIVERED THE "GEORGE COMSTOCK" PLENARY LECTURE AT NORTH AMERICAN IUATLD CONFERENCE IN VANCOUVER ON HOW OPERATIONAL RESEARCH CAN BE USED TO STRENGTHEN HIV AND TB CARE IN LOW-INCOME COUNTRIES. A SYMPOSIUM ON OPERATIONAL RESEARCH WAS HELD IN HONG KONG AT THE ASIA PACIFIC UNION REGIONAL CONFERENCE IN JULY 2011 AND AT THE WORLD LUNG HEALTH CONFERENCE IN LILLE IN OCT. 2011. OPERATIONAL RESEARCH COURSES: DETAILS ABOUT COMPLETED AND ON-GOING COURSES ARE PROVIDED IN ANNEX 1. IN SUMMARY, THERE HAVE BEEN 3 COMPLETED OPERATIONAL RESEARCH COURSES. THESE WERE ATTENDED BY 34 PARTICIPANTS, OF WHOM 31 (91%) COMPLETED ALL MILESTONES. A TOTAL OF 35 PAPERS WERE SUBMITTED TO PEER-REVIEW JOURNALS, OF WHICH 25 ARE IN PRESS OR PUBLISHED BY DEC 31ST 2011. OPERATIONAL RESEARCH FELLOWS: SIX WERE APPOINTED IN THE FIRST TWO YEARS: FROM VIETNAM, MALAWI, INDIA, SOUTH AFRICA, ZIMBABWE AND BRAZIL- HOWEVER, THE FELLOW FROM BRAZIL HAS MOVED TO ACADEMIA. THERE ARE FOUR OTHER RESEARCH FELLOWS APPOINTED THROUGH MOUS WITH THE DTTC IN CAPE TOWN AND AMPATH IN KENYA. SINCE THE START OF THE FELLOWSHIP PROGRAMME, THERE HAVE BEEN 55 RESEARCH PROJECTS: 39 PROJECTS HAVE BEEN COMPLETED AND PAPERS WRITTEN AND SUBMITTED FOR PUBLICATION IN PEER REVIEW JOURNALS OF WHICH 30 WERE PUBLISHED OR IN PRESS BY DECEMBER 31ST, 2011. THESE ARE SPECIFIED IN ANNEX 2. OPERATIONAL RESEARCH AND OPINION/REVIEW PROJECTS: BETWEEN JANUARY 1ST AND DECEMBER 31ST, 2011, THERE WERE 69 PUBLICATIONS FROM THE CENTRE, WHICH ARE SPECIFIED IN ANNEX 3: 44 RESEARCH PAPERS, 23 OPINION/REVIEW PAPERS AND 2 CONTRIBUTIONS TO INTERNATIONAL DOCUMENTS. 4. ENHANCE AND STRENGTHEN VITAL REGISTRATION SYSTEMS: INFORMATION GAINED IN HOW VITAL REGISTRATION SYSTEMS WORK WAS WRITTEN UP INTO A CONCEPT PAPER AND PUBLISHED IN THE TRANSACTIONS OF THE ROYAL SOCIETY OF TROPICAL MEDICINE & HYGIENE. A PAPER WAS ALSO PUBLISHED IN THE JOURNAL OF THE INTERNATIONAL AIDS SOCIETY FROM HARARE AND BULAWAYO, ZIMBABWE, ON THE USE OF ROUTINE CITY COUNCIL DATA TO CAPTURE 30 YEARS OF CRUDE AND SEX- AND AGE-SPECIFIC MORTALITY DATA. WE ARE PILOTING THE USE OF VILLAGE REGISTERS TO MONITOR VITAL REGISTRATION STATISTICS IN ZOMBA DISTRICT, MALAWI [POPULATION 670,000, 1460 TRADITIONAL VILLAGE HEADMEN EACH WITH A VILLAGE REGISTER]. WORK IS ON-GOING IN ONE TRADITIONAL AUTHORITY WITH 325 VILLAGE HEADMEN TO ASCERTAIN ACCURACY AND REPORTING SYSTEMS ASSOCIATED WITH THESE REGISTERS. WE HAVE RECOGNISED THAT TRANSFER OF DATA WITH PAPER-BASED SYSTEMS WILL BE VERY DIFFICULT. 5. TRACK THE ROLE OF OPERATIONAL RESEARCH TO CHANGE POLICY AND PRACTICE: LINKAGES HAVE BEEN FORMED WITH THE RESEARCH UNIT OF THE STOP-TB DEPARTMENT OF WHO ABOUT HOW TO TRANSLATE AND TRACK RESEARCH TO POLICY AND PRACTICE. A CONCEPT PAPER ON THIS SUBJECT WRITTEN WITH VARIOUS PARTNERS (MSF, WHO, CDC, GF) IS IN PRESS WITH LANCET INFECTIOUS DISEASES. ANNEX 4 PROVIDES SOME INFORMATION ABOUT HOW THE PUBLICATIONS FROM THE CENTRE IN 2011 HAVE INFLUENCED POLICY AND PRACTICE.
PROGRAM SERVICE STATEMENTFORM 990, PART III, LINE 4C6. TO COLLABORATE WITH WHO AND OTHER INTERNATIONAL ORGANIZATIONS: WORLD HEALTH ORGANIZATION (WHO): ADH SITS ON THE TB-HIV MONITORING AND ADVISORY GROUP, THE TB TREATMENT GUIDELINE WRITING GROUP, THE TB-HIV POLICY WRITING GROUP, THE EXPERT ADVISORY PANEL ON TUBERCULOSIS AND CHAIRS THE HIV STRATEGIC AND TECHNICAL ADVISORY COMMITTEE. THE STOP TB DEPARTMENT OF WHO HAS ALSO DEVELOPED A RESEARCH UNIT WITH WHICH THE CENTRE IS A STRONG COLLABORATOR. THE CENTRE AND THE UNION HAS WORKED WITH THE STOP TB DEPARTMENT OF WHO TO DEVELOP A GUIDELINE ON OPERATIONAL RESEARCH PRIORITIES FOR GLOBAL TB CONTROL, A ROAD MAP FOR TB RESEARCH AND A GLOBAL FRAMEWORK TO REDUCE THE JOINT BURDEN OF DM AND TB. WORLD DIABETES FOUNDATION (WDF): GOOD COLLABORATION EXISTS BETWEEN THE UNION AND WDF AND WHO. A GLOBAL WHO/UNION FRAMEWORK ON REDUCING THE JOINT BURDEN OF DM AND TB WAS LAUNCHED IN AUGUST 2011. THE UNION IS PART OF A CONSORTIUM THAT HAS APPROACHED THE EUROPEAN UNION FOR RESEARCH FUNDING AND SUPPORT IN THIS AREA: THE PHASE 1 PROPOSAL WAS ACCEPTED AND THE CONSORTIUM IS CURRENTLY DEVELOPING THE PHASE-2 PROPOSAL. THE UNION'S PROPOSAL TO WDF TO UNDERTAKE BI-DIRECTIONAL SCREENING OF TB AND DM IN CHINA AND INDIA WAS ACCEPTED IN MAY. IN BOTH CHINA AND INDIA, WORK HAS ALREADY STARTED: NATIONAL STAKEHOLDER MEETINGS HAVE BEEN HELD AND THE TRAINING MODULES COMPLETED: BI-DIRECTIONAL SCREENING HAS STARTED IN CHINA AND WILL START IN INDIA IN 2012. INTERNATIONAL AIDS SOCIETY: A GOOD COLLABORATION HAS BEEN FORMED WITH THE INTERNATIONAL AIDS SOCIETY IN TERMS OF BUILDING OPERATIONAL RESEARCH CAPACITY. THE UNION AND MSF WERE GUEST EDITORS FOR A SUPPLEMENT ON AIDS-RELATED OPERATIONAL RESEARCH IN THE JOURNAL OF THE INTERNATIONAL AIDS SOCIETY (JIADS): 7 ARTICLES WERE PUBLISHED IN JULY. 7. SUPPORT THE CENTRE FOR STRATEGIC HEALTH INFORMATION AND OPERATIONAL RESEARCH: THE CENTRE COMMENCED OPERATIONS ON JANUARY 1ST 2009. THE ADMINISTRATIVE STRUCTURE WAS SET UP WITHIN THE FIRST MONTH WITH THE APPOINTMENT OF DIRECTOR (AD HARRIES), DEPUTY DIRECTOR (KAREN BISSELL), PROJECT ADMINISTRATOR (SELMA DAR BERGER), PART-TIME ADMINISTRATIVE ASSISTANT (NATHALIE GUILLERM) AND PART-TIME TRAINING COURSE ADMINISTRATOR (CECILE SEVEL). THE FIRST TWO YEARS OF OPERATIONS FINISHED ON DECEMBER 31ST 2010. A NEW 2-YEAR PLAN WAS DEVELOPED FOR 2011-2012, AND FUNDING ARRIVED IN AUGUST 2011. ACTIVITIES HOWEVER, CONTINUED UNINTERRUPTED FROM JANUARY 1ST 2011. SKYPE CONFERENCE CALLS TAKE PLACE EVERY 3- 4 WEEKS BOTH INTERNALLY AND BETWEEN PARTNERS AND THE CENTRE AS A MEANS OF AGREEING TO THE WAY FORWARD AND TRACKING PROGRESS IN THE ANNUAL PLAN. QUARTERLY REPORTS CONTINUE TO BE SUBMITTED ON TIME EVERY THREE MONTHS. DURING OCTOBER TO DECEMBER 201, THE UK DEPARTMENT FOR INTERNATIONAL DEVELOPMENT (DFID) FINALISED THE TECHNICAL AND FINANCIAL ASPECTS OF SUPPORT FOR OPERATIONAL RESEARCH AND OPERATIONAL RESEARCH CAPACITY BUILDING. SUPPORT COMMENCED IN THE FOURTH QUARTER. 4. IMDP TRAINING PROGRAM AND CAPACITY BUILDING IN 2004, IUATLD, INC. LAUNCHED THE INTERNATIONAL MANAGEMENT DEVELOPMENT PROGRAM (IMDP), WHICH AIMS TO TRAIN HEALTH MANAGERS WORLDWIDE AND PREPARE THEM TO POTENTIALLY ASSUME THE DIFFICULT TASK OF WELL MANAGING THEIR NATIONAL HEALTH PROGRAMS. IMDP MISSION IS TO DEVELOP A COMMUNITY OF LEADERS AND INNOVATORS WHO WILL MAKE A LASTING IMPACT IN IMPROVING THE QUALITY OF PRODUCTS AND SERVICES PROVIDED THROUGH THE PUBLIC HEALTH SECTOR. IN ADDITION TO THE COURSES, IMDP OFFERS TO ITS ALUMNI CONTINUING LEARNING THROUGH THE HEALTH MANAGER, AN ONLINE RECURRING PUBLICATION THAT FOCUSES ON MANAGEMENT EDUCATION, SPECIFICALLY FOR HEALTH PROFESSIONALS. IN 2011, THE UNION'S INTERNATIONAL MANAGEMENT DEVELOPMENT PROGRAM (IMDP) TRAINED CLOSE TO 600 PARTICIPANTS FROM OVER 40 COUNTRIES. PROFESSIONALS SPECIALIZING IN A VARIETY OF HEALTH FIELDS ATTENDED 29 COURSES HELD THROUGHOUT THE YEAR TO DEVELOP THEIR EXISTING SKILLS AND GAIN NEW ONES TO HELP IMPROVE THE QUALITY OF HEALTH SERVICES PROVIDED BY THE ORGANIZATIONS WHERE THEY WORK. DURING 2011, PARTICIPANTS WERE TRAINED IN THE FOLLOWING AREAS: BUDGETING AND FINANCE PROJECT MANAGEMENT LEADERSHIP COMMUNICATIONS AND MASS MEDIA STRATEGIC PLANNING DRUG-SUPPLY MANAGEMENT HUMAN RESOURCES PARTNERSHIP BUILDING COURSES TOOK PLACE IN 10 COUNTRIES INCLUDING MALAYSIA, MEXICO, EGYPT, CHINA, INDONESIA, SINGAPORE, BANGLADESH, INDIA, ZIMBABWE, AND THAILAND. PARTICIPANTS WERE OFFERED THE UNIQUE EXPERIENCE OF NETWORKING, SHARING EXPERIENCES AND LEARNING FROM HEALTH PROFESSIONALS IN SIMILAR FIELDS FROM AROUND THE WORLD. DR NATALIA CELAURO FROM PARAGUAY, WHO WORKS IN TOBACCO CONTROL, HAD THIS TO SAY ABOUT HER IMDP EXPERIENCE: "THIS TRANSFER OF KNOWLEDGE GAVE US THE OPPORTUNITY TO IMPLEMENT OTHER SUCCESSFUL PROJECTS AND ADAPT THEM TO OUR CONTEXT. ALSO, IT IS IMPORTANT TO KNOW THE LARGER PROCESS OF WORKING IN TOBACCO CONTROL, NOT ONLY IN MY COUNTRY, BUT ALSO ON A REGIONAL LEVEL." THE IMDP CONTINUED TO EXPAND ITS ONLINE EDUCATIONAL OPPORTUNITIES IN 2011 WITH THE LAUNCH OF THE HEALTH MANAGER, AN ONLINE PUBLICATION THAT FOCUSES ON MANAGEMENT EDUCATION FOR HEALTH PROFESSIONALS. EACH ISSUE ADDRESSES ONE ASPECT OF MANAGING A HEALTH ORGANIZATION, SUCH AS PUTTING TOGETHER A BUDGET FOR A GRANT OR PROJECT, MANAGING A NATIONAL DRUG PROGRAM OR DEVELOPING A STRATEGIC PLAN. INSIGHTS FROM EXECUTIVES WITH LONG EXPERIENCE IN MANAGING PUBLIC HEALTH ORGANIZATIONS ARE ALSO FEATURED. THE HEALTH MANAGER IS AVAILABLE TO THE PUBLIC AT NO CHARGE AND MAY BE FOUND ON BOTH THE UNION AND IMDP WEBSITES.
FORM 990, PART VI, SECTION A, LINE 2MR. PETER BALDINI, MR JOSE LUIS CASTRO, PAULA I.FUJIWARA AND MR. NILS BILLO HAVE A BUSINESS RELATIONSHIP. ALL OF THESE PERSONS SERVE IN DIFFERENT CAPACITIES ON THE BOARDS OF RELATED ORGANIZATIONS. MR BILLO ALSO SERVES AS THE EXECUTIVE DIRECTOR IUATLD, INC, PARIS.
FORM 990, PART VI, SECTION A, LINE 8BIUATLD, INC. HAD NO SUB-COMMITTEES OF THE BOARD IN 2010. THE GOVERNING BODY MADE ALL DECISIONS, INCLUDING ASSUMING THE RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. IN JANUARY 2011, HOWEVER, THE ORGANIZATION FORMED AN AUDIT COMMITTEE WITH MEMBERSHIP FROM THE BOARD. THE AUDIT COMMITTEE REVIEW THE ANNUAL AUDITS, FINANCIAL STATEMENTS AND TAX RETURNS, AND OVERSEE THE SELECTION OF AN INDEPENDENT ACCOUNTANT. AUDIT COMMITTEE RECOMMENDATIONS ARE PRESENTED TO THE FULL BOARD FOR REVIEW AND APPROVAL.
FORM 990, PART VI, SECTION B, LINE 11IUATLD, INC. HAS ITS FORM 990 PREPARED BY AN OUTSIDE ACCOUNTING FIRM AND HAS ESTABLISHED THE FOLLOWING REVIEW PROCESS TO ENSURE THAT THE INFORMATION REPORTED IS COMPLETE AND ACCURATE. WHEN THE FORM 990 HAS BEEN PREPARED, REVIEW BY MANAGEMENT AND IS READY TO FILED WITH THE INTERNAL REVENUE SERVICE, IT IS SUBMITTED ELECTRONICALLY TO MEMBERS OF THE IUATLD, INC. BOARD OF DIRECTORS FOR ANY COMMENTS PRIOR TO ITS SUBMISSION. THE BOARD OF DIRECTORS IS PROVIDED ONE WEEK TO REVIEW THE PREPARED FORM 990, TO CONSULT WITH MANAGEMENT, AND TO PROVIDE THEIR COMMENTS. ANY COMMENTS RECEIVED ARE THEN GROUPED, SUMMARIZED AND PROVIDED TO THE COMMITTEE IN CHARGE OF FILING THE RETURN FOR THEIR REVIEW AND ACTION. EACH ISSUE IS DOCUMENTED AND ADDRESSED UNTIL THE RETURN IS FINALIZED AND APPROVED FOR FILING.
FORM 990, PART VI, SECTION B, LINE 12CIUATLD, INC. HAS IN PLACE A CONFLICT OF INTEREST POLICY WHICH IT ANNUALLY MONITORS AND ENFORCES. THE BOARD OF DIRECTORS MANDATES THAT ALL MEMBERS OF MANAGEMENT AND THE GOVERNING BODY ANNUALLY SIGN A CONFLICT OF INTEREST POLICY AND DISCLOSE ANY POTENTIAL OR ACTUAL CONFLICTS THAT MAY EXIST. THE SIGNED POLICIES ARE SUBMITTED TO THE EXECUTIVE DIRECTOR (WHO CURRENTLY SERVES AS THE ORGANIZATION'S COMPLIANCE OFFICER) WHO REVIEWS THE SIGNED ATTESTATIONS FOR POTENTIAL OR ACTUAL CONFLICTS. (IN THE ABSENCE OF A DEDICATED COMPLIANCE OFFICER, THE PRESIDENT OF THE BOARD OF DIRECTORS CURRENTLY PERFORMS THIS FUNCTION FOR THE POLICY SUBMITTED BY THE EXECUTIVE DIRECTOR). IF POTENTIAL OR ACTUAL CONFLICTS OF INTEREST EXIST, PROPER NOTIFICATIONS ARE MADE, AND RESULTS OF INVESTIGATIONS ARE SUMMARIZED AND REPORTED TO THE BOARD OF DIRECTORS. IF ACTUAL CONFLICTS EXIST, THE INDIVIDUAL(S) INVOLVED ARE NOT ALLOWED TO VOTE OR BE A PART OF ANY DECISIONS ABOUT ANY SUCH TRANSACTIONS THAT RELATE TO THE CONFLICT UNTIL SUCH TIME AS THERE IS NO LONGER A CONFLICT.
FORM 990, PART VI, SECTION B, LINE 15IUATLD, INC. HAS ESTABLISHED A WRITTEN COMPENSATION POLICY TO BE FOLLOWED BY MANAGEMENT AND, WHEN NECESSARY, THE BOARD OF DIRECTORS IN ORDER TO ESTABLISH THE COMPENSATION FOR THE EXECUTIVE DIRECTOR AND OTHER KEY EMPLOYEES. THE POLICY MANDATES THAT EXECUTIVE-LEVEL COMPENSATION BE PERIODICALLY REVIEWED BY MANAGEMENT AND THE BOARD OF DIRECTORS AND THAT THE REVIEW PROCESS SHOULD BE FREE OF POTENTIAL CONFLICTS OF INTEREST. THE APPROVING ENTITY NEEDS TO REVIEW APPROPRIATE AND ADEQUATE DATA TO DETERMINE THE REASONABLENESS OF COMPENSATION BEING CONSIDERED. A VARIETY OF INFORMATION AND COMPARABILITY DATA ARE AVAILABLE TO DETERMINE THAT THE APPROPRIATE LEVEL OF COMPENSATION IS BEING PAID TO EXECUTIVES. THESE INCLUDE SURVEYS OF NEW YORK CITY-BASED NON-PROFIT COMPENSATION PRACTICES, COMPARABLE PACKAGES FOR KEY STAFF OF PEER ORGANIZATIONS, AND COMPENSATION PRACTICES EXPECTED BY PROJECT DONORS. DECISIONS TAKEN ON COMPENSATION LEVELS TO BE PAID MUST BE DOCUMENTED IN WRITTEN FORM TO INCLUDE THE DATES DECISIONS ARE TAKEN, THE PARTIES PRESENT DURING THE DECISION, THE FULL TERMS APPROVED AND THE COMPARABILITY DATA USED AND RELIED UPON TO MAKE THE DECISION. THE COMPENSATION REVIEW PROCESS FOR THE EXECUTIVE DIRECTOR AND SENIOR ADVISOR POSITIONS WAS UNDERTAKEN IN JANUARY 2009. THE EXECUTIVE DIRECTOR'S COMPENSATION LEVEL WAS SET BASED ON A NUMBER OF FACTORS IN ADDITION TO THE ONES DESCRIBED ABOVE, INCLUDING COMPARABLE COMPENSATION LEVELS FOR A) NEW YORK CITY-BASED EXECUTIVES OVERSEEING NOT FOR PROFIT ORGANIZATIONS AND AFFILIATE OFFICES OF INTERNATIONAL ORGANIZATIONS, B) PUBLIC HEALTH PROFESSIONALS WITH 15-20 YEARS EXPERIENCE IN PROJECT MANAGEMENT, PARTNERSHIPS AND OPERATIONS AND LASTLY THE SALARY EXPECTATIONS OF KEY DONORS TO IUATLD, INC.-COORDINATED PROJECTS. THE SENIOR ADVISORS COMPENSATION LEVEL WAS SET BASED ON A NUMBER OF FACTORS INCLUDING COMPARABLE COMPENSATION LEVELS FOR U.S. BASED MEDICAL DOCTORS WHO A) HAVE A VERY HIGH LEVEL OF CLINICAL EXPERIENCE IN THE TREATMENT, CONTROL AND PREVENTION OF TUBERCULOSIS AND HIV/AIDS, B) HAVE AT LEAST TWENTY YEARS OF EXPERIENCE IN MANAGING COMPLEX PUBLIC HEALTH PROGRAMS, INTERNATIONAL RESEARCH PROJECTS AND INTERNATIONAL TECHNICAL ASSISTANCE PROJECTS IN DEVELOPING COUNTRY SETTINGS AND C) HAVE DEEP EXPERIENCE IN WORKING WITH U.S. GOVERNMENT TECHNICAL AGENCIES AND DONORS INVOLVED IN GLOBAL LUNG HEALTH INITIATIVES.
FORM 990, PART VI, SECTION C, LINE 19IUATLD, INC. MAKES ITS FORM 990 AVAILABLE FOR PUBLIC INSPECTION AS REQUIRED UNDER SECTION 6104 OF THE INTERNAL REVENUE SERVICE CODE BY POSTING IT TO GUIDESTAR AND OTHER SIMILAR TYPES OF WEBSITES. IN ADDITION, ALL FORMS 990, AS WELL AS FINANCIAL STATEMENTS, THE CONFLICT OF INTEREST POLICY AND OTHER GOVERNING DOCUMENTS ARE AVAILABLE UPON WRITTEN REQUEST AT IUATLD, INC. OFFICES LOCATED AT 61 BROADWAY, SUITE 1720, NEW YORK, NY 10006 OR BY CALLING THE ORGANIZATION DIRECTLY AT (212) 500-5720.
HOURS OF BOARD SERVICE TO RELATED ORGANIZATIONSFORM 990, PART VII, SECTION A, COLUMN A & BTHE FILING ORGANIZATION, THE INTERNATIONAL UNION AGAINST TUBERCULOSIS AND LUNG DISEASE, INC., AND THEIR RELATED ORGANIZATION, WORLD LUNG FOUNDATION, HAVE SIMILAR INDIVIDUALS, MENTIONED BELOW, SERVING ON THEIR BOARDS: JOSE LUIS CASTRO, BOARD PRESIDENT OF THE INTERNATIONAL UNION AGAINST TUBERCULOSIS AND LUNG DISEASE, INC. ALSO SERVES AS A BOARD MEMBER OF THE WORLD LUNG FOUNDATION. HOURS SERVED, DEVOTED TO THESE POSITIONS, WAS 10.0 HOURS/WEEK FOR THE INTERNATIONAL UNION AGAINST TUBERCULOSIS AND LUNG DISEASE, INC., AND 40 HOURS/WEEK FOR THE WORLD LUNG FOUNDATION. PETER BALDINI, BOARD MEMBER OF THE INTERNATIONAL UNION AGAINST TUBERCULOSIS AND LUNG DISEASE, INC. ALSO SERVES AS BOARD MEMBER AND CEO OF THE WORLD LUNG FOUNDATION. HOURS SERVED, DEVOTED TO THESE POSITIONS, WAS 1.0 HOUR/WEEK FOR THE INTERNATIONAL UNION AGAINST TUBERCULOSIS AND LUNG DISEASE, INC., AND 40 HOURS/WEEK FOR THE WORLD LUNG FOUNDATION. NILLS E. BILLO, BOARD MEMBER OF THE INTERNATIONAL UNION AGAINST TUBERCULOSIS AND LUNG DISEASE, INC. ALSO SERVES AS BOARD SECRETARY OF THE WORLD LUNG FOUNDATION. HOURS SERVED, DEVOTED TO THESE POSITIONS, WAS 1.0 HOUR/WEEK FOR THE INTERNATIONAL UNION AGAINST TUBERCULOSIS AND LUNG DISEASE, INC., AND 3.0 HOURS/WEEK FOR THE WORLD LUNG FOUNDATION. PAULA I. FUJIWARA, SENIOR ADVISOR OF THE INTERNATIONAL UNION AGAINST TUBERCULOSIS AND LUNG DISEASE, INC. ALSO SERVES AS BOARD MEMBER OF THE WORLD LUNG FOUNDATION. HOURS SERVED, DEVOTED TO THESE POSITIONS, WAS 4.0 HOUR/WEEK FOR THE INTERNATIONAL UNION AGAINST TUBERCULOSIS AND LUNG DISEASE, INC., AND 3.0 HOURS/WEEK FOR THE WORLD LUNG FOUNDATION.
OVERSIGHT OF THE AUDIT OF THE FINANCIAL STATEMENTS AND ACCOUNTANT SELECTIONFORM 990, PART XI, LINE 2C:THIS PROCESS DID NOT CHANGE FROM THE PRIOR YEAR. ALTHOUGH, IUATLD, INC. DOES NOT HAVE ANY AUDIT COMMITTEE, THE GOVERNING BODY ACTS IN THAT CAPACITY AND MAKES ALL DECISIONS.

Schedule R IRS990ScheduleR

Form990 Schedule R Part II Form990ScheduleRPartII

Name Of Disregarded Entity NameOfDisregardedEntity

FieldValueIRS element (for citing)
Business Name Line1WORLD LUNG FOUNDATIONBusinessNameLine1

Address US AddressUS

FieldValueIRS element (for citing)
Address Line161 BROADWAYAddressLine1
CityNEW YORKCity
StateNYState
ZIP Code10006ZIPCode
FieldValueIRS element (for citing)
EIN202432410EIN
Primary ActivitiesTOBACCO REDUCTION/HEALTH RESEARCH INITIATIVEPrimaryActivities
Legal Domicile StateNYLegalDomicileState
Exempt Code Section501(C)(3)ExemptCodeSection
Public Charity Status509(A)(3)PublicCharityStatus

Direct Controlling Entity Name DirectControllingEntityName

FieldValueIRS element (for citing)
Business Name Line1INTERNATIONAL UNION AGAINST TUBERCULOSIS AND LUNG DISEASE INCBusinessNameLine1
FieldValueIRS element (for citing)
Controlled Org1ControlledOrg
FieldValueIRS element (for citing)
Receipt Of Int Ann Rents Royalties0ReceiptOfIntAnnRentsRoyalties
Gift Grant Or Cap Contr To Other Org0GiftGrantOrCapContrToOtherOrg
Gift Grant Or Cap Contr Fr Other Org1GiftGrantOrCapContrFrOtherOrg
Loans Or Guarantees To Other Org0LoansOrGuaranteesToOtherOrg
Loans Or Guarantees From Other Org0LoansOrGuaranteesFromOtherOrg
Sale Of Assets To Other Org0SaleOfAssetsToOtherOrg
Purchase Of Assets From Other Org0PurchaseOfAssetsFromOtherOrg
Exchange Of Assets0ExchangeOfAssets
Rental Of Facilities To Other Orgs0RentalOfFacilitiesToOtherOrgs
Rental Of Facilities Fr Other Orgs0RentalOfFacilitiesFrOtherOrgs
Perform Of Services For Other Orgs0PerformOfServicesForOtherOrgs
Perform Of Services By Other Orgs0PerformOfServicesByOtherOrgs
Sharing Of Facilities0SharingOfFacilities
Sharing Of Paid Employees1SharingOfPaidEmployees
Reimbursement Paid To Other Org0ReimbursementPaidToOtherOrg
Reimbursement Paid By Other Org0ReimbursementPaidByOtherOrg
Other Transfer To Other Org0OtherTransferToOtherOrg
Other Transfer From Other Org0OtherTransferFromOtherOrg

Transactions Related Orgs Table TransactionsRelatedOrgsTable (2 entries)

Transaction TypeTransactionTypeAmount InvolvedAmountInvolvedMethod Of Amt DeterminationMethodOfAmtDetermination
WORLD LUNG FOUNDATION
N345380COST
WORLD LUNG FOUNDATION
C18739184CASH

Reasonable Cause Explanation ReasonableCauseExplanation

FieldValueIRS element (for citing)
ExplanationRETURN FILING EXTENDED TO FEB. 1, 2013INTERNATIONAL UNION AGAINST TUBERCULOSIS AND LUNG DISEASE, INC. HAS MADE A DECLARATION WITH THE IRS TO POSTPONE THE FILING OF ITS TAX RETURN ON OR BEFORE FEB. 1, 2013 DUE TO THE EFFECTS OF HURRICANE SANDY. THE IRS'S HURRICANE SANDY TAX RELIEF POSTPONES VARIOUS TAX FILINGS AND PAYMENTS NORMALLY DUE DURING OCTOBER 31, 2012 AND JAN. 31, 2012. AS SUCH, PLEASE ACCEPT OUR TAX RETURN AS BEING PROPERLY FILED.Explanation

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