ROBERT & RUTH HALPERIN FOUNDATION: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- ROBERT & RUTH HALPERIN FOUNDATION (EIN 94-3334424)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-11-04
- IRS object ID
- 201303089349100365
- Schema version
- 2012v2.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Contractor Compensation Expln
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-11-04T12:24:03-08:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Claridad & Crowe CPAs | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO Box 907 | AddressLine1 |
| City | Mill Valley | City |
| State | CA | State |
| ZIP Code | 94942 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 943334424 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ROBERT AND RUTH HALPERIN FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | ROBE | NameControl |
| Phone | 4158349934 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE LOMBARD STREET SUITE 305 | AddressLine1 |
| City | SAN FRANCISCO | City |
| State | CA | State |
| ZIP Code | 94111 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | PHILIP W HALPERIN | Name |
| Title | VP/TREASURER | Title |
| Date Signed | 2013-11-04 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JASMINE C CLARIDAD | Name |
| PTIN | P00377442 | PTIN |
| Phone | 4158883645 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-03-07 17:11:31Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | X | AddressChange |
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 92325397 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 551 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 551 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 1761893 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 1761893 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 12897133 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 55757122 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 12897133 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 4151571 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 4151571 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 18811148 | TotalRevenueAndExpenses |
| Total Net Investment Income | 18811148 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 6801 | CompOfcrDirTrstRevAndExpnss |
| Accounting Fees Rev And Expnss | 16496 | AccountingFeesRevAndExpnss |
| Other Prof Fees Rev And Expnss | 293200 | OtherProfFeesRevAndExpnss |
| Taxes Rev And Expnss | 309184 | TaxesRevAndExpnss |
| Other Expenses Rev And Expnss | 701909 | OtherExpensesRevAndExpnss |
| Tot Opr Expenses Rev And Expnss | 1327590 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 0 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 0 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 3960000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 3960000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 5287590 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 0 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 3960000 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 13523558 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 18811148 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 229958 | CashBOY |
| Cash EOY | 116007 | CashEOY |
| Cash EOYFMV | 116007 | CashEOYFMV |
| Investments Corp Stock BOY | 56998749 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 71774335 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 58175801 | InvestmentsCorpStockEOYFMV |
| Investments Other BOY | 25170259 | InvestmentsOtherBOY |
| Investments Other EOY | 23989334 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 34033589 | InvestmentsOtherEOYFMV |
| Other Assets EOY | 1 | OtherAssetsEOY |
| Total Assets BOY | 82398966 | TotalAssetsBOY |
| Total Assets EOY | 95879677 | TotalAssetsEOY |
| Total Assets EOYFMV | 92325397 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Retained Earnings BOY | 82398966 | RetainedEarningsBOY |
| Retained Earnings EOY | 95879677 | RetainedEarningsEOY |
| Total Net Assets BOY | 82398966 | TotalNetAssetsBOY |
| Total Net Assets EOY | 95879677 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 82398966 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 95879677 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 82398966 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 13523558 | ExcessOfRevenueOverExpenses |
| Subtotal | 95922524 | Subtotal |
| Other Decreases | 42847 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 95879677 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (10 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Date AcquiredDateAcquired | Date SoldDateSold | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|---|---|---|
| GREYLOCK - LINKEDIN | P | 2012-08-19 | 2012-08-19 | 924407 | 8386 | 916021 | 916021 |
| GREYLOCK - LINKEDIN | P | 2012-08-14 | 2012-08-14 | 895640 | 7800 | 887840 | 887840 |
| GREYLOCK - LINKEDIN | P | 2012-08-09 | 2012-08-09 | 913042 | 7538 | 905504 | 905504 |
| GREYLOCK - LINKEDIN | P | 2012-08-07 | 2012-08-07 | 931844 | 7272 | 924572 | 924572 |
| GREYLOCK - LINKEDIN | P | 2012-05-22 | 2012-05-22 | 1375714 | 10668 | 1365046 | 1365046 |
| GREYLOCK - LINKEDIN | P | 2012-03-13 | 2012-03-13 | 2050896 | 13641 | 2037255 | 2037255 |
| GREYLOCK - LINKEDIN | P | 2012-02-28 | 2012-02-28 | 1607236 | 11829 | 1595407 | 1595407 |
| NEA - VONDAGE | P | 2012-09-24 | 2012-09-24 | 33596 | 68213 | -34617 | -34617 |
| GOLDMAN SACHS - SEE STATEMENT ATTACHED | P | 2012-12-31 | 2012-12-31 | 9780256 | 9454485 | 325771 | 325771 |
| CHARLES SCHWAB - SEE STATEMENT ATTACHED | P | 2012-12-31 | 2012-12-31 | 37092526 | 33270157 | 3822369 | 3822369 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 12897133 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 3587846 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 80815760 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.04440 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 3268273 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 75709168 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.04317 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 2736014 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 67873530 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.04031 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 3217884 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 81588769 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.03944 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 4815233 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 90282852 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.05334 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.22065 | TotalDistributionRatio |
| Average Distribution Ratio | 0.04413 | AverageDistributionRatio |
| Net Noncharitable Assets | 96924872 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 4277295 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 188111 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 4465406 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 3960000 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 376223 | InvestmentIncomeExciseTax |
| Subtotal | 376223 | Subtotal |
| Tax Based On Investment Income | 376223 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 357067 | EstTaxPaymentsAndOverpayment |
| Tax Paid With Extension | 100000 | TaxPaidWithExtension |
| Total Credits And Payments | 457067 | TotalCreditsAndPayments |
| Form2220 Attached | X | Form2220Attached |
| Penalty For Underpayment | 1183 | PenaltyForUnderpayment |
| Overpayment | 79661 | Overpayment |
| Amount Credited To Next Year | 79661 | AmountCreditedToNextYear |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Form990 T Filed | false | Form990TFiled |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | false | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| States Filed With | CA | StatesFiledWith |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JEAN WALLACE | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 7077691769 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 811 BLUEGRASS DRIVE | AddressLine1 |
| City | PETALUMA | City |
| State | CA | State |
| ZIP Code | 94954 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | false | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Undistr Income4942a2 Not Applied | false | UndistrIncome4942a2NotApplied |
| Business Holdings | false | BusinessHoldings |
| Excess Business Holdings | false | ExcessBusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Tr Fail To Qualify As Exceptions | false | TrFailToQualifyAsExceptions |
| Maint Expend Responsibility | false | MaintExpendResponsibility |
| Rcv Funds To Pay Prsnl Bnft Contract | false | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
| Proceeds Or Net Income | false | ProceedsOrNetIncome |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (4 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation |
|---|---|---|---|---|---|---|
| MARK HALPERIN | ||||||
| ONE LOMBARD STREET SUITE 305 | SAN FRANCISCO | CA | 94111 | Director | 1.00 | 0 |
| PEGGY DOW | ||||||
| ONE LOMBARD STREET SUITE 305 | SAN FRANCISCO | CA | 94111 | Director | 1.00 | 0 |
| PHILIP W HALPERIN | ||||||
| ONE LOMBARD STREET SUITE 305 | SAN FRANCISCO | CA | 94111 | VP/TREASURER | 7.00 | 6801 |
| ROBERT HALPERIN | ||||||
| ONE LOMBARD STREET SUITE 305 | SAN FRANCISCO | CA | 94111 | President | 1.00 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
Compensation Of Hghst Paid Cntrct CompensationOfHghstPaidCntrct (2 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | Type Of ServiceTypeOfService | CompensationCompensation |
|---|---|---|---|---|---|
| GOLDSTEIN MUNGER & ASSOCIATES | |||||
| 18 CROW CANYON COURT 250 | SAN RAMON | CA | 94583 | INVEST ADVISORY SERV | 115941 |
| GOLDMAN SACHS | |||||
| 555 CALIFORNIA ST 45TH FL | SAN FRANCISCO | CA | 94104 | INVESTMENT MGMT | 177259 |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 63421797 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 142063 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 34837025 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 98400885 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Adj Total FMV Of Unused Assets | 98400885 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 1476013 | CashDeemedCharitable |
| Net Noncharitable Assets | 96924872 | NetNoncharitableAssets |
| Minimum Investment Return | 4846244 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 4846244 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 376223 | TaxBasedOnInvestmentIncome |
| Total Tax | 376223 | TotalTax |
| Distributable Amount Before Adj | 4470021 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 4470021 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 4470021 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 3960000 | ExpensesAndContributions |
| Qualifying Distributions | 3960000 | QualifyingDistributions |
| Adj Qualifying Distributions | 3960000 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 4470021 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 3957272 | UndistributedIncomePriorYear |
| Qualifying Distributions | 3960000 | QualifyingDistributions |
| Applied To Year1 | 3957272 | AppliedToYear1 |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 2728 | AppliedToCurrentYear |
| Undistributed Income CY | 4467293 | UndistributedIncomeCY |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (22 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|
| THE CALIFORNIA EDUCATION PARTNERS | ||||||
| ONE LOMBARD ST 305 | SAN FRANCISCO | CA | 94111 | 501(C)3 | FUND GENERAL OPERATING | $1,200,000 |
| EDUCATE OUR STATE | ||||||
| PO BOX 475632 | SAN FRANCISCO | CA | 94147 | 501(C)3 | FAMILY LITERACY STUDY | $5,000 |
| HARVARD BUSINESS SCHOOL | ||||||
| SOLDIERS FIELD RD TEELE 415 | BOSTON | MA | 02163 | 501(C)3 | HBS FELLOWSHIP PROGRAM | $50,000 |
| UNIVERSITY OF CHICAGO | ||||||
| 401 NORTH MICHIGAN AVENUE | CHICAGO | IL | 60611 | 501(C)3 | DEAN'S DISCRETIONARY FUND | $10,000 |
| STANFORD UNIVERSITY | ||||||
| 326 GALVEZ WAY | STANFORD | CA | 94305 | 501(C)3 | CSET'S INSTRUCTION LEADERSHIP PROGRAM | $75,000 |
| STANFORD UNIVERSITY | ||||||
| 326 GALVEZ STREET | STANFORD | CA | 94305 | 501(C)3 | LEADS NETWORK | $35,000 |
| STANFORD UNIVERSITY | ||||||
| CERAS BUILDING | STANFORD | CA | 94305 | 501(C)3 | HUMAN RESOURCE MGMT STUDY | $25,000 |
| STANFORD UNIVERSITY | ||||||
| CERAS BUILIDNG | STANFORD | CA | 94305 | 501(C)3 | FAMILY LITERACY STUDY | $75,000 |
| STANFORD UNIVERSITY | ||||||
| 326 GALVEZ WAY | STANFORD | CA | 94305 | 501(C)3 | SCHOOL OF MEDICINE | $250,000 |
| STANFORD UNIVERSITY | ||||||
| 326 GALVEZ WAY | STANFORD | CA | 94305 | 501(C)3 | CANTOR ARTS CENTER | $1,760,000 |
| PARENTS FOR PUBLIC SCHOOLS | ||||||
| 3543 - 18TH STREET | SAN FRANCISCO | CA | 94110 | 501(C)3 | FUND GENERAL OPERATING | $25,000 |
| READING PARTNERS | ||||||
| 106 LINDEN STREET 202 | OAKLAND | CA | 94607 | 501(C)3 | FUND GENERAL OPERATING | $50,000 |
| TEACH FOR AMERICA | ||||||
| 22 FOURTH STREET 7TH FLOOR | SAN FRANCISCO | CA | 94103 | 501(C)3 | FUND GENERAL OPERATING | $25,000 |
| EASTSIDE COLLEGE PREPARATORY | ||||||
| 1041 MYRTLE STREET | EAST PALO ALTO | CA | 94303 | 501(C)3 | FUND GENERAL OPERATING | $50,000 |
| NEW TEACHER CENTER | ||||||
| 725 FRONT STREET STE 400 | SANTA CRUZ | CA | 95060 | 501(C)3 | PRE-K COLLECTIVE IMPACT PROGRAM | $50,000 |
| PARTNERS IN SCHOOL INNOVATION | ||||||
| 1060 TENNESSEE STREET | SAN FRANCISCO | CA | 94107 | 501(C)3 | FURTHER CHARITABLE PURPOSE | $50,000 |
| COMPASS CHILDREN'S CENTER | ||||||
| 49 POWELL STREET 3RD FLOOR | SAN FRANCISCO | CA | 94102 | 501(C)3 | FUND GENERAL OPERATING | $50,000 |
| FAMILY CONNECTIONS | ||||||
| 2565 SAN BRUNO AVENUE | SAN FRANCISCO | CA | 94134 | 501(C)3 | FUND GENERAL OPERATING | $25,000 |
| SAN FRANCISCO CASA | ||||||
| 100 BUSH STREET SUITE 650 | SAN FRANCISCO | CA | 94104 | 501(C)3 | FUND GENERAL OPERATING | $25,000 |
| SAN FRANCISCO CHILD ABUSE PREV CENT | ||||||
| 1757 WALLER STREET | SAN FRANCISCO | CA | 94117 | 501(C)3 | FUND GENERAL OPERATING | $25,000 |
| JUMPSTART FOR YOUNG CHILDREN | ||||||
| 65 BATTERY STREET 2ND FLOOR | SAN FRANCISCO | CA | 94111 | 501(C)3 | FUND GENERAL OPERATING | $50,000 |
| MAKING WAVES | ||||||
| 200 - 24TH STREET | RICHMOND | CA | 94804 | 501c3 | EDUCATION PROGRAM | $50,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 3960000 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $551 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $1,761,893 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $12,897,133 | ExclusionAmount |
Other Revenue Described OtherRevenueDescribed (20 entries)
| DescriptionDescription | Exclusion CodeExclusionCode | ExclusionExclusionAmount |
|---|---|---|
| WPC ENTERPRENEUR FUND II | 14 | $34,906 |
| UNIVERSITY TECH VENTURES | 14 | $325,879 |
| NORTHGATE VENTURE PTR II | 14 | $533,937 |
| NORTHGATE PRIVATE EQUITY | 14 | $55,296 |
| NEW ENTERPRISE FUND II | 14 | $381,147 |
| GS MEZZANINE LLP | 14 | -$7,004 |
| GREYLOCK XI LP | 14 | -$62,477 |
| GOLDMAN SACHS-ORD INCOME | 14 | $258,916 |
| GOLDEN GATE OPPORTUNITY | 14 | $302,604 |
| GOLDEN GATE INV II-A ADJ | 14 | $29,214 |
| GOLDEN GATE CAP INV II-BV | 14 | $151,785 |
| GOLDEN GATE CAP INV FDIIA | 14 | $128,173 |
| GOLDEN GATE CAP INV FD II | 14 | $237,799 |
| FLAG VENTURES PTR IV LP | 14 | $200,999 |
| CHENGWEI VENTURES FD I | 14 | -$247,273 |
| CCG INVESTMENT FUND LP | 14 | $17,318 |
| CCG INVESTMENT BVI LP | 14 | $571,079 |
| BAIN CAPITAL FUND VIII LP | 14 | $1,240,551 |
| BAIN CAPITAL FUND VII LP | 14 | -$724 |
| BAIN CAPITAL AIV(LOWES) | 14 | -$554 |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $18,811,148 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 18811148 | TotalPartXVIA |
Rln Of Acty To Accom Of Exempt Prps RlnOfActyToAccomOfExemptPrps
Rln Of Acty To Accom Of Exempt Prps RlnOfActyToAccomOfExemptPrps (2 entries)
| Line NumberLineNumber | Relationship StatementRelationshipStatement |
|---|---|
| 811 | INVESTMENT INCOME TO BE USED FOR QUALIFYING DISTRIBUTIONS TO PUBLIC CHARITIES. |
| 34 | INTEREST AND DIVIDENDS TO BE USED FOR QUALIFYING DISTRIBUTIONS TO PUBLIC CHARITIES. |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX PREPARATION & ADVISORY | Category |
| Amount | $16,496 | Amount |
| Net Investment Income | 0 | NetInvestmentIncome |
| Adjusted Net Income | 0 | AdjustedNetIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Contractor Compensation Expln ContractorCompensationExpln
Contractor Comp Explanation ContractorCompExplanation (2 entries)
| ExplanationExplanation |
|---|
| GOLDSTEIN MUNGER & ASSOCIATES |
| INVESTMENT MANAGEMENT AND ADVISORY FEES |
| GOLDMAN SACHS |
| INVESTMENT MANAGEMENT FEES |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (8 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| BROKERAGES - OTHER | 5 | 5 |
| CHARLES SCHWAB-DIVIDEND REC | 73725 | 73725 |
| CHARLES SCHWAB - MONEY MARKET FUND | 2650012 | 2650012 |
| CHARLES SCHWAB - SECURITIES | 51637209 | 52802968 |
| PICARRO 6,282,601 SHARES | 16071228 | 2247945 |
| GOLDMAN SACHS - SECURITIES | 547745 | 346672 |
| GOLDMAN SACHS - MONEY MARKET FUND | ||
| SEGWAY INC 54,474 PREFERRED SHARES | 794411 | 54474 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (22 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| WPC ENTREPRENEUR FUND II LP | AT COST | 31429 | 25183 |
| UNIVERSITY TECHNOLOGY VENTURES | AT COST | 300353 | 428064 |
| NORTHGATE VENTURE PARTNERS II LP | AT COST | 796460 | 999371 |
| NORTHGATE PRIV EQUITY PTRS LP | AT COST | 150576 | 272212 |
| NEW ENTERPRISE ASSOC 10 LP | AT COST | 4496868 | 3030006 |
| GREYLOCK XI LP | AT COST | 2207432 | 10321826 |
| GOLDEN GATE OPPORTUNITY FD LP | AT COST | 4982060 | 6289904 |
| GOLDEN GATE CAPITAL INV II (BVI) LP | AT COST | 1769529 | 1009340 |
| GOLDEN GATE CAPITAL INVS II-A ADJ (BVI) | AT COST | 920922 | 559165 |
| GOLDEN GATE CAPITAL INVS II LLC | AT COST | 73221 | 89639 |
| GOLDEN GATE CAPITAL INV FD II-A LP | AT COST | 1164943 | 755406 |
| GOLDEN GATE CAPITAL INV FD II LP | AT COST | 1163175 | 2114152 |
| FLAG VENTURE PARTNERS IV LP | AT COST | 895831 | 1026314 |
| CHENGWEI VENTURES FUND I LP | AT COST | 369695 | 548046 |
| CCG INVESTMENTS LLC | AT COST | 7361 | 196296 |
| CCG INVESTMENTS FUND LP | AT COST | 1209403 | 1008417 |
| CCG INVESTMENTS BVI LP | AT COST | 549913 | 1457675 |
| BAIN CAPITAL FUND VIII LP | AT COST | 2004807 | 2524997 |
| BAIN CAPITAL FUND VII LP | AT COST | 508763 | 994625 |
| BAIN CAPITAL AIV (LOWES) II LP | AT COST | 3828 | 3828 |
| BAIN CAPITAL (TRU) VIII LP | AT COST | 367813 | 367813 |
| BAIN CAPITAL (SQ) VIII LP | AT COST | 14952 | 11310 |
Other Assets Schedule OtherAssetsSchedule
Other Assets OtherAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | Rounding | Description |
| EOY Book Value | 1 | EOYBookValue |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases OtherDecreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | ADJUSTMENT TO BOOK BASIS | Description |
| Amount | $42,847 | Amount |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (8 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks |
|---|---|
| PROGRAM EXPENSES | 38943 |
| PARTNERSHIP OTHER EXPENSES | 302 |
| PARTNERSHIP INVESTMENT EXPENSES | 632416 |
| PARTNERSHIP INTEREST EXPENSES | 324 |
| PARTNERSHIP CHARITABLE CONTRIBUTIONS | 6 |
| GS MEZZANINE PARTNERSHIP EXP | 8181 |
| GRANT ADMINISTRATION | 21468 |
| BANK FEES & CHARGES | 269 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome (20 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| WPC ENTERPRENEUR FUND II | 34906 | 34906 |
| UNIVERSITY TECH VENTURES | 325879 | 325879 |
| NORTHGATE VENTURE PTR II | 533937 | 533937 |
| NORTHGATE PRIVATE EQUITY | 55296 | 55296 |
| NEW ENTERPRISE FUND II | 381147 | 381147 |
| GS MEZZANINE LLP | -7004 | -7004 |
| GREYLOCK XI LP | -62477 | -62477 |
| GOLDMAN SACHS-ORD INCOME | 258916 | 258916 |
| GOLDEN GATE OPPORTUNITY | 302604 | 302604 |
| GOLDEN GATE INV II-A ADJ | 29214 | 29214 |
| GOLDEN GATE CAP INV II-BV | 151785 | 151785 |
| GOLDEN GATE CAP INV FDIIA | 128173 | 128173 |
| GOLDEN GATE CAP INV FD II | 237799 | 237799 |
| FLAG VENTURES PTR IV LP | 200999 | 200999 |
| CHENGWEI VENTURES FD I | -247273 | -247273 |
| CCG INVESTMENT FUND LP | 17318 | 17318 |
| CCG INVESTMENT BVI LP | 571079 | 571079 |
| BAIN CAPITAL FUND VIII LP | 1240551 | 1240551 |
| BAIN CAPITAL FUND VII LP | -724 | -724 |
| BAIN CAPITAL AIV(LOWES) | -554 | -554 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|---|
| INVESTMENT MANAGEMENT FEES-GS | $177,259 | 0 | 0 | 0 |
| INVESTMENT MANAGEMENT FEES-CS | $115,941 | 0 | 0 | 0 |
Taxes Schedule TaxesSchedule
Taxes Taxes (3 entries)
| CategoryCategory | AmountAmount |
|---|---|
| LICENSES & OTHER FEES | $200 |
| FOREIGN TAXES PAID | $38,984 |
| EXCISE TAXES PAID | $270,000 |
Comments