JAMES AND AUNE NELSON FOUNDATION: Form 990PF, tax year 2012

View the entire original 990 at ProPublica ↗

Organization: JAMES AND AUNE NELSON FOUNDATION (EIN 37-1371840)
Tax period: 2012-01-01 to 2012-12-31
Filed: 2013-06-25
IRS object ID: 201301769349100310
Schema version: 2012v2.1
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Accounting Fees Schedule
Compensation Explanation
Depreciation Schedule
Investments Corp Bonds Schedule
Investments Corp Stock Schedule
Investments Govt Obligations Sch
Legal Fees Schedule
Other Expenses Schedule
Other Income Schedule2
Other Liabilities Schedule
Other Professional Fees Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2013-06-25T12:36:04-05:00	Timestamp
Tax Period End Date	2012-12-31	TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	CJ SCHLOSSER & COMPANY LLC	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	233 E CENTER DR	AddressLine1
City	ALTON	City
State	IL	State
ZIP Code	620025931	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnType
Tax Period Begin Date	2012-01-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	371371840	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	JAMES AND AUNE NELSON FOUNDATION	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	JAME	NameControl
Phone	6184630700	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	PO BOX 5146	AddressLine1
City	GODFREY	City
State	IL	State
ZIP Code	62035	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	ROBERT MCCLELLAN	Name
Title	TREASURER	Title
Phone	6184630700	Phone
Date Signed	2013-06-25	DateSigned

Preparer Preparer

Field	Value	IRS element (for citing)
Name	DAVID M BARTOSIAK	Name
Phone	6184657717	Phone
Date Prepared	2013-06-25	DatePrepared

Field	Value	IRS element (for citing)
Tax Year	2012	TaxYear
Build TS	2016-03-07 17:11:31Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Exempt PF	X	ExemptPF
FMV Assets EOY	19069516	FMVAssetsEOY
Method Of Accounting Cash	X	MethodOfAccountingCash

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Not Required To Attach Schedule B	X	NotRequiredToAttachScheduleB
Interest On Savings Rev And Expnss	10	InterestOnSavingsRevAndExpnss
Interest On Savings Net Invst Incm	10	InterestOnSavingsNetInvstIncm
Interest On Savings Adj Net Incm	10	InterestOnSavingsAdjNetIncm
Dividends Rev And Expnss	453435	DividendsRevAndExpnss
Dividends Net Invst Incm	453435	DividendsNetInvstIncm
Dividends Adj Net Incm	453435	DividendsAdjNetIncm
Net Gain Sale Assets Rev And Expnss	542477	NetGainSaleAssetsRevAndExpnss
Gross Sales Price	16322878	GrossSalesPrice
Capital Gain Net Incm Net Invst Incm	542477	CapitalGainNetIncmNetInvstIncm
Other Income Rev And Expnss	6196	OtherIncomeRevAndExpnss
Other Income Net Invst Incm	6196	OtherIncomeNetInvstIncm
Other Income Adj Net Incm	6196	OtherIncomeAdjNetIncm
Total Revenue And Expenses	1002118	TotalRevenueAndExpenses
Total Net Investment Income	1002118	TotalNetInvestmentIncome
Total Adjusted Net Income	459641	TotalAdjustedNetIncome
Oth Empl Slrs Wgs Rev And Expnss	4859	OthEmplSlrsWgsRevAndExpnss
Oth Empl Slrs Wgs Dsbrs Chrtbl Prps	4859	OthEmplSlrsWgsDsbrsChrtblPrps
Pension Empl Bnft Rev And Expnss	372	PensionEmplBnftRevAndExpnss
Pension Empl Bnft Dsbrs Chrtbl Prps	372	PensionEmplBnftDsbrsChrtblPrps
Legal Fees Rev And Expnss	1016	LegalFeesRevAndExpnss
Legal Fees Dsbrs Chrtbl Prps	1016	LegalFeesDsbrsChrtblPrps
Accounting Fees Rev And Expnss	3985	AccountingFeesRevAndExpnss
Accounting Fees Net Invst Incm	2710	AccountingFeesNetInvstIncm
Accounting Fees Adj Net Incm	2710	AccountingFeesAdjNetIncm
Accounting Fees Dsbrs Chrtbl Prps	1275	AccountingFeesDsbrsChrtblPrps
Other Prof Fees Rev And Expnss	157979	OtherProfFeesRevAndExpnss
Other Prof Fees Net Invst Incm	157979	OtherProfFeesNetInvstIncm
Other Prof Fees Adj Net Incm	157979	OtherProfFeesAdjNetIncm
Taxes Rev And Expnss	16437	TaxesRevAndExpnss
Taxes Dsbrs Chrtbl Prps	10	TaxesDsbrsChrtblPrps
Deprec And Depletion Rev And Expnss	20055	DeprecAndDepletionRevAndExpnss
Deprec And Depletion Net Invst Incm	20055	DeprecAndDepletionNetInvstIncm
Deprec And Depletion Adj Net Incm	20055	DeprecAndDepletionAdjNetIncm
Trav Conf Meeting Rev And Expnss	1424	TravConfMeetingRevAndExpnss
Trav Conf Meeting Dsbrs Chrtbl Prps	1424	TravConfMeetingDsbrsChrtblPrps
Printing And Pub Rev And Expnss	101	PrintingAndPubRevAndExpnss
Printing And Pub Dsbrs Chrtbl Prps	101	PrintingAndPubDsbrsChrtblPrps
Other Expenses Rev And Expnss	3613	OtherExpensesRevAndExpnss
Other Expenses Dsbrs Chrtbl Prps	3613	OtherExpensesDsbrsChrtblPrps
Tot Opr Expenses Rev And Expnss	209841	TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm	180744	TotOprExpensesNetInvstIncm
Tot Opr Expenses Adj Net Incm	180744	TotOprExpensesAdjNetIncm
Tot Opr Expenses Dsbrs Chrtbl Prps	12670	TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss	660000	ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps	660000	ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss	869841	TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm	180744	TotalExpensesNetInvstIncm
Total Expenses Adj Net Incm	180744	TotalExpensesAdjNetIncm
Total Expenses Dsbrs Chrtbl Prps	672670	TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses	132277	ExcessOfRevenueOverExpenses
Net Investment Income	821374	NetInvestmentIncome
Adjusted Net Income	278897	AdjustedNetIncome

Balance Sheets BalanceSheets

Field	Value	IRS element (for citing)
Savings And Temp Cash Invst BOY	666049	SavingsAndTempCashInvstBOY
Savings And Temp Cash Invst EOY	554269	SavingsAndTempCashInvstEOY
Savings And Temp Cash Invst EOYFMV	554269	SavingsAndTempCashInvstEOYFMV
Prepaid Expenses BOY	1400	PrepaidExpensesBOY
Prepaid Expenses EOY	1400	PrepaidExpensesEOY
Prepaid Expenses EOYFMV	1400	PrepaidExpensesEOYFMV
Investments Govt Oblig BOY	3423540	InvestmentsGovtObligBOY
Investments Govt Oblig EOY	3924957	InvestmentsGovtObligEOY
Investments Govt Oblig EOYFMV	3955629	InvestmentsGovtObligEOYFMV
Investments Corp Stock BOY	10100783	InvestmentsCorpStockBOY
Investments Corp Stock EOY	8657121	InvestmentsCorpStockEOY
Investments Corp Stock EOYFMV	9675947	InvestmentsCorpStockEOYFMV
Investments Corp Bonds BOY	3875600	InvestmentsCorpBondsBOY
Investments Corp Bonds EOY	4898058	InvestmentsCorpBondsEOY
Investments Corp Bonds EOYFMV	4882271	InvestmentsCorpBondsEOYFMV
Total Assets BOY	18067372	TotalAssetsBOY
Total Assets EOY	18035805	TotalAssetsEOY
Total Assets EOYFMV	19069516	TotalAssetsEOYFMV
Accounts Payable BOY	25	AccountsPayableBOY
Accounts Payable EOY	3727	AccountsPayableEOY
Other Liabilities BOY	167546	OtherLiabilitiesBOY
Total Liabilities BOY	167571	TotalLiabilitiesBOY
Total Liabilities EOY	3727	TotalLiabilitiesEOY
Org That Do Not Follow SFAS117	X	OrgThatDoNotFollowSFAS117
Retained Earnings BOY	17899801	RetainedEarningsBOY
Retained Earnings EOY	18032078	RetainedEarningsEOY
Total Net Assets BOY	17899801	TotalNetAssetsBOY
Total Net Assets EOY	18032078	TotalNetAssetsEOY
Total Liabilities Net Assets BOY	18067372	TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY	18035805	TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Field	Value	IRS element (for citing)
Total Net Assets Fund Balances BOY	17899801	TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses	132277	ExcessOfRevenueOverExpenses
Subtotal	18032078	Subtotal
Total Net Assets Fund Balances EOY	18032078	TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (524 entries)

Description Of AssetDescriptionOfAsset	How AcquiredHowAcquired	Date SoldDateSold	Gross Sales PriceGrossSalesPrice	Gain Or LossGainOrLoss	Gains Minus Excess Or LossesGainsMinusExcessOrLosses	Date AcquiredDateAcquired	Cost Or Other BasisCostOrOtherBasis
RISLEY DENT TOWERS ASSOCIATES	D	2012-12-19	247928	247928	247928
100-ALLEGHENY TECHNOLOGIES INC	P	2012-05-30	3311	-2599	-2599	2011-06-17	5910
10000-ARCELORMITTAL SR UNSEC	P	2012-03-26	9969	-45	-45	2011-08-10	10014
36000-BANK OF CHINA LTD	P	2012-09-27	13399	-2054	-2054	2012-01-19	15453
300-BG GROUP PLC	P	2012-11-20	4870	-1589	-1589	2011-06-17	6459
600-CAE INC	P	2012-11-15	5670	-362	-362	2011-12-09	6032
75-CENOVUS ENERGY INC	P	2012-04-18	2536	-16	-16	2011-06-17	2552
15000-COMCAST CORP	P	2012-06-27	17421	-188	-188	2012-05-11	17609
100-DAVITA INC	P	2012-06-04	8043	-548	-548	2012-02-22	8591
400-FACEBOOK INC-A	P	2012-06-25	11332	-1271	-1271	2012-05-22	12603
400-FIRSTGROUP PLC	P	2012-11-30	1205	-912	-912	2011-06-17	2117
110000-FNCI 3.0 TBA 08/12 08-01-27	P	2012-08-13	115857	598	598	2012-07-05	115259
250000-FNCL 3.0 TBA 10/12 10/01/42	P	2012-10-05	263506	3438	3438	2012-09-14	260068
1374-FNCL 3.5 TBA 07/12 07-01-42	P	2012-09-25	1373	-75	-75	2012-06-28	1448
110000-FNCL 4.0 TBA 05/12 05/01/42	P	2012-04-30	116329	1070	1070	2012-04-02	115259
169733-FNCL 4.5 07/01/41	P	2012-12-31	3533	-246	-246	2011-08-12	3779
100000-FNCL 6.0 TBA 06/12 06/01/2042	P	2012-06-06	109926	-543	-543	2012-05-01	110469
125000-G2SF 3.5 TBA 12/12 12-20-42	P	2012-12-17	135811	206	206	2012-11-08	135605
100-HDFC BANK LTD	P	2012-01-12	2814	-439	-439	2011-06-17	3253
100-INTERNATIONAL GAME TECHNOLOGY	P	2012-10-19	1300	-347	-347	2011-06-17	1647
15000-JP MORGAN CHASE	P	2012-04-23	15800	880	880	2012-01-13	14920
200-KURITA WATER INDUSTRIES LTD	P	2012-03-07	4980	-762	-762	2011-06-17	5742
149-L'AIR LIQUIDE	P	2012-02-06	19165	-403	-403	2011-06-17	19568
100-MCDONALDS CORP	P	2012-05-10	9223	1010	1010	2011-06-17	8213
4600-MORGAN J P & CO INC	D	2012-01-26	172313	21531	21531		150782
27-NOVO NORDISK	P	2012-05-01	3928	724	724	2011-06-17	3204
200-PG&E CORP	P	2012-04-05	8574	217	217	2011-09-15	8357
500-RIO TINTO PLC REG	P	2012-08-28	22578	-10436	-10436	2011-06-17	33014
132-SAP	P	2012-01-27	7886	-11	-11	2011-06-17	7897
30000-SHELL INTL FINANCE	P	2012-01-13	32205	638	638	2011-06-28	31567
200-SHIRE PLC	P	2012-10-04	5896	16	16	2011-06-17	5880
1000-SUN HUNG KAI PROP	P	2012-03-30	12449	-1984	-1984	2011-06-17	14433
400-TREND MICRO INC	P	2012-06-15	10855	-1568	-1568	2011-06-17	12423
55000-U.S. TREASURY NOTE 2.125% 08/1	P	2012-11-06	57827	2176	2176	2011-11-15	55651
300-VIRGIN MEDIA INC	P	2012-01-13	7009	-645	-645	2011-08-31	7654
100-3M COMPANY	P	2012-01-24	8561	1256	1256	2006-09-12	7305
300-ALLEGHENY TECHNOLOGIES INC	P	2012-05-31	9606	-6286	-6286	2011-08-31	15892
5000-ARCELORMITTAL SR UNSEC	P	2012-11-07	4881	-137	-137	2012-03-26	5018
1400-BANK OF EAST ASIA	P	2012-09-06	4853	-990	-990	2011-06-17	5843
20000-BHP BILLITON FIN USA	P	2012-02-21	20163	234	234	2011-11-16	19929
600-CAE INC	P	2012-11-16	5690	-172	-172	2011-12-12	5862
100-CENOVUS ENERGY INC	P	2012-04-18	3364	-39	-39	2011-06-17	3403
5000-COMCAST CORP	P	2012-11-16	5225	229	229	2012-06-26	4996
100-DISCOVERY COMMUNICATIONS INC	P	2012-12-19	6304	2226	2226	2011-06-17	4078
900-FACEBOOK INC-A	P	2012-06-25	30751	-3449	-3449	2012-05-17	34200
900-FIRSTGROUP PLC	P	2012-12-06	2705	-2059	-2059	2011-06-17	4764
110000-FNCI 3.0 TBA 09/12 08-01-27	P	2012-09-06	116089	451	451	2012-08-13	115638
250000-FNCL 3.0 TBA 11/12 11-01-42	P	2012-11-06	261533	-1358	-1358	2012-10-05	262891
256-FNCL 3.5 TBA 07/12 07-01-42	P	2012-10-25	256	-14	-14	2012-06-28	270
115000-FNCL 4.0 TBA 05/12 05/01/42	P	2012-04-30	121617	1119	1119	2012-04-02	120498
3533-FNCL 4.5 TBA 04/12 04/01/42	P	2012-03-22	79658	146	146	2012-03-15	79512
100000-FNCL 6.0 TBA 07/12 07-01-42	P	2012-07-09	109973	98	98	2012-06-06	109875
456-GDF SUEZ	P	2012-08-17	11212	-4529	-4529	2011-06-17	15741
100-HDFC BANK LTD	P	2012-01-13	2797	-456	-456	2011-06-17	3253
100-INTERNATIONAL GAME TECHNOLOGY	P	2012-10-19	1301	-346	-346	2011-06-17	1647
25000-JP MORGAN CHASE	P	2012-05-11	26203	885	885	2011-08-12	25318
200-KURITA WATER INDUSTRIES LTD	P	2012-03-08	4945	-797	-797	2011-06-17	5742
0-L'AIR LIQUIDE	P	2012-07-05	11	-1	-1	2011-06-17	12
25000-MCDONALDS CORP	P	2012-10-22	25351	-1130	-1130	2011-06-28	26481
300-MORGAN J P & CO INC	P	2012-03-12	12273	2439	2439	1997-12-17	9834
156-NOVO NORDISK	P	2012-05-02	22758	4249	4249	2011-06-17	18509
100-PG&E CORP	P	2012-04-09	4262	83	83	2011-09-15	4179
5000-ROYAL BANK OF SCOTLAND	P	2012-01-09	4845	-216	-216	2011-06-28	5061
500-SCHLUMBERGER LTD	P	2012-01-26	38059	-3130	-3130	2011-06-17	41189
300-SHIRE PLC	P	2012-01-27	10079	1259	1259	2011-06-17	8820
100-SHIRE PLC	P	2012-10-19	2986	46	46	2011-06-17	2940
1000-SWIRE PACIFIC LTD	P	2012-01-05	10268	-4193	-4193	2011-06-17	14461
60000-U.S. TREASURY BOND 3.125% 2/15	P	2012-05-04	60354	3080	3080	2012-03-22	57274
15000-U.S. TREASURY NOTE 2.125% 08/1	P	2012-11-06	15482	40	40	2011-11-15	15442
100-VIRGIN MEDIA INC	P	2012-01-17	2365	-186	-186	2011-08-31	2551
75-3M COMPANY	P	2012-01-26	6580	1102	1102	2006-09-12	5478
100-ALLEGHENY TECHNOLOGIES INC	P	2012-06-01	3053	-1938	-1938	2011-08-31	4991
5000-ARCELORMITTAL SR UNSEC	P	2012-11-07	4881	-105	-105	2012-03-22	4986
1000-BANK OF EAST ASIA	P	2012-09-10	3602	-571	-571	2011-06-17	4173
144-BHP BILLITON LTD	P	2012-01-27	5763	-704	-704	2011-06-17	6467
1000-CAE INC	P	2012-11-20	9382	-347	-347	2011-12-13	9729
200-CENOVUS ENERGY INC US	P	2012-01-26	7267	-479	-479	2011-07-22	7746
10000-COMCAST CORP	P	2012-11-16	10450	384	384	2012-06-27	10066
300-DISCOVERY COMMUNICATIONS INC	P	2012-12-19	18898	6664	6664	2011-06-17	12234
100-FEDEX CORP	P	2012-06-14	8730	18	18	2011-06-17	8712
1700-FIRSTGROUP PLC	P	2012-12-07	5123	-3875	-3875	2011-06-17	8998
55000-FNCI 3.0 TBA 11/12 11/01/27	P	2012-10-15	58085	-181	-181	2012-10-01	58266
145000-FNCL 3.0 TBA 11/12 11-01-42	P	2012-11-07	152686	209	209	2012-10-05	152477
263-FNCL 3.5 TBA 07/12 07-01-42	P	2012-11-25	262	-15	-15	2012-06-28	277
110000-FNCL 4.0 TBA 06/12 06-01-42	P	2012-05-31	117116	997	997	2012-04-30	116119
160-FNCL 5.0 08/01/41	P	2012-04-25	160	-14	-14	2011-08-12	174
100000-FNCL 6.0 TBA 08/12 08/01/42	P	2012-08-06	110219	219	219	2012-07-09	110000
30000-GE CAP CORP 3.35%	P	2012-03-29	31868	1904	1904	2011-10-12	29964
200-HDFC BANK LTD	P	2012-01-17	5703	-803	-803	2011-06-17	6506
100-INTERNATIONAL GAME TECHNOLOGY	P	2012-10-22	1298	-349	-349	2011-06-17	1647
400-JUNIPER NETWORKS INC	P	2012-07-16	5724	-6178	-6178	2011-06-17	11902
300-KURITA WATER INDUSTRIES LTD	P	2012-03-09	7463	-1150	-1150	2011-06-17	8613
10000-LI & FUNG LTD	P	2012-09-26	14991	-3935	-3935	2011-06-17	18926
100-MICROCHIP TECHNOLOGY INC	P	2012-02-07	3741	173	173	2011-06-17	3568
500-MORGAN J P & CO INC	P	2012-05-24	16949	560	560	1997-12-17	16389
200-NUCOR CORP	P	2012-01-26	8834	930	930	2011-06-17	7904
100-PHARMASSET INC.	P	2012-01-13	13700	6116	6116	2011-10-04	7584
11000-ROYAL BANK OF SCOTLAND	P	2012-04-20	11069	-66	-66	2011-06-28	11135
900-SCHWAB CHARLES	P	2012-01-26	10467	-3992	-3992	2011-06-17	14459
100-SHIRE PLC	P	2012-09-26	2927	-13	-13	2011-06-17	2940
100-SHIRE PLC	P	2012-10-19	2992	52	52	2011-06-17	2940
700-SWIRE PROPERTIES LTD	P	2012-02-01	1758	1758	1758	2012-01-04
15000-U.S. TREASURY BOND 3.75% 8/15/	P	2012-01-13	17630	-80	-80	2011-09-23	17710
30000-U.S. TREASURY NOTE 2.375% 05/3	P	2012-10-15	32607	-84	-84	2012-10-04	32691
900-VIRGIN MEDIA INC	P	2012-01-17	21275	-1669	-1669	2011-09-08	22944
100-3M COMPANY	P	2012-09-26	9268	1963	1963	2006-09-12	7305
100-ALLEGHENY TECHNOLOGIES INC	P	2012-06-04	2970	-2021	-2021	2011-08-31	4991
5000-ARCELORMITTAL SR UNSEC	P	2012-11-07	4881	-98	-98	2012-03-20	4979
1000-BANK OF EAST ASIA	P	2012-09-11	3601	-572	-572	2011-06-17	4173
15000-BNP PARIBAS	P	2012-02-23	15135	750	750	2011-08-24	14385
1100-CAE INC	P	2012-11-20	10320	-4511	-4511	2011-06-30	14831
500-CENOVUS ENERGY INC US	P	2012-01-26	18167	1203	1203	2011-06-17	16964
100-COSTCO WHOLESALE CORP	P	2012-01-06	8179	198	198	2011-06-17	7981
100-DRIL-QUIP	P	2012-01-26	6825	354	354	2011-09-01	6471
200-FEDEX CORP	P	2012-06-14	17356	-68	-68	2011-06-17	17424
1100-FIRSTGROUP PLC	P	2012-12-13	3362	-2460	-2460	2011-06-17	5822
110000-FNCI 3.0 TBA 11/12 11/01/27	P	2012-10-15	116170	-258	-258	2012-10-03	116428
145000-FNCL 3.0 TBA 12/12 12-01-42	P	2012-11-15	152171	-215	-215	2012-11-07	152386
1189-FNCL 3.5 TBA 07/12 07-01-42	P	2012-12-25	1189	-64	-64	2012-06-28	1253
115000-FNCL 4.0 TBA 06/12 06-01-42	P	2012-05-31	122439	1042	1042	2012-04-30	121397
50000-FNCL 5.0 08/01/41	P	2012-05-23	51547	901	901	2011-08-12	50646
100000-FNCL 6.0 TBA 09/12 09-01-42	P	2012-09-05	110188	-58	-58	2012-08-06	110246
10000-GE CAP CORP 4.65%	P	2012-04-24	10831	852	852	2011-10-12	9979
100-HDFC BANK LTD	P	2012-01-18	2914	-339	-339	2011-06-17	3253
200-INTERNATIONAL GAME TECHNOLOGY	P	2012-10-23	2535	-760	-760	2011-06-17	3295
100-KEYENCE CORP	P	2012-09-27	25717	1600	1600	2011-06-17	24117
200-KURITA WATER INDUSTRIES LTD	P	2012-03-15	4853	-889	-889	2011-06-17	5742
32000-LI & FUNG LTD	P	2012-09-26	47972	-6475	-6475	2011-08-15	54447
500-MICROCHIP TECHNOLOGY INC	P	2012-02-08	18653	-159	-159	2011-06-17	18812
900-NATIONAL GRID PLC	P	2012-01-27	8759	186	186	2011-06-17	8573
0-OI SA ON ADR	P	2012-04-09	1	-1	-1	2011-06-17	2
100-PHARMASSET INC.	P	2012-01-13	13700	5832	5832	2011-10-03	7868
19000-ROYAL BANK OF SCOTLAND	P	2012-04-25	19120	-113	-113	2011-06-28	19233
100-SCHWAB CHARLES	P	2012-02-07	1238	-369	-369	2011-06-17	1607
200-SHIRE PLC	P	2012-09-26	5879	-1	-1	2011-06-17	5880
200-SHIRE PLC	P	2012-10-22	5840	-40	-40	2011-06-17	5880
300-SYSMEX CORP	P	2012-01-27	9777	-1316	-1316	2011-06-17	11093
15000-U.S. TREASURY BOND 3.75% 8/15/	P	2012-01-31	17450	947	947	2011-10-26	16503
100000-U.S. TREASURY NOTE 2.625% 2/2	P	2012-08-27	107648	-544	-544	2011-08-10	108192
100-VISA INC	P	2012-01-13	10086	2551	2551	2011-06-17	7535
200-3M COMPANY	P	2012-11-13	17929	3320	3320	2006-09-12	14609
100-ALLERGAN INC	P	2012-01-26	8889	782	782	2011-06-17	8107
5000-ARCELORMITTAL SR UNSEC	P	2012-11-07	4950	-14	-14	2012-02-23	4964
600-BANK OF EAST ASIA	P	2012-09-12	2181	-323	-323	2011-06-17	2504
886-BOUYGUES	P	2012-04-13	24616	-13717	-13717	2011-06-17	38333
600-CANON INC	P	2012-11-12	18571	-9326	-9326	2011-06-17	27897
40000-CHEVRON CORP	P	2012-12-28	41640	-1441	-1441	2011-06-28	43081
200-COSTCO WHOLESALE CORP	P	2012-01-09	15825	-136	-136	2011-06-17	15961
200-ECOLAB INC	P	2012-01-23	12154	1248	1248	2011-06-17	10906
3915-FGLMC 4.5 G05937 08/01/40	P	2012-03-15	3915	-241	-241	2012-02-08	4156
100-FIRSTGROUP PLC	P	2012-12-18	318	-211	-211	2011-06-17	529
110000-FNCI 3.0 TBA 4/12 04/01/27	P	2012-04-10	114654	495	495	2012-03-06	114159
120000-FNCL 3.0 TBA 12/12 12-01-42	P	2012-12-04	126305	1017	1017	2012-11-06	125288
245-FNCL 3.5 TBA 07/12 07-01-42	P	2012-12-25	245	-12	-12	2012-07-01	257
110000-FNCL 4.0 TBA 07/11 07-01-42	P	2012-06-08	116785	-90	-90	2012-05-31	116875
114-FNCL 5.0 08/01/41	P	2012-05-25	114	-10	-10	2011-08-12	124
100000-FNCL 6.0 TBA 10/12 10/01/42	P	2012-09-07	110211	-55	-55	2012-09-05	110266
15000-GENERAL ELEC CAP CORP	P	2012-12-05	15411	433	433	2012-09-04	14978
144-HENNES & MAURITZ AB	P	2012-01-27	4737	-316	-316	2011-10-27	5053
100-INTERNATIONAL GAME TECHNOLOGY	P	2012-10-24	1276	-371	-371	2011-06-17	1647
25000-KINDER MORGAN ENERGY	P	2012-10-04	26942	918	918	2011-06-28	26024
300-KURITA WATER INDUSTRIES LTD	P	2012-03-27	7209	-1404	-1404	2011-06-17	8613
900-LOWE'S	P	2012-01-11	23845	3244	3244	2011-06-17	20601
100-MICROCHIP TECHNOLOGY INC	P	2012-02-09	3733	165	165	2011-06-17	3568
30000-NATIONAL RURAL UTIL	P	2012-01-26	30263	240	240	2011-06-28	30023
1-OI SA PN ADR	P	2012-04-09	10	-4	-4	2011-06-17	14
3500-PREMIER FARNELL PLC	P	2012-01-27	11478	-3028	-3028	2011-06-17	14506
100-ROYAL DUTCH SHELL CL A ADR	P	2012-03-12	7117	-312	-312	2012-01-10	7429
300-SCHWAB CHARLES	P	2012-02-07	3713	-1107	-1107	2011-06-17	4820
300-SHIRE PLC	P	2012-09-27	8855	35	35	2011-06-17	8820
100-SHIRE PLC	P	2012-10-23	2850	-90	-90	2011-06-17	2940
200-TARGET CORP	P	2012-02-14	10444	489	489	2012-01-13	9955
15000-U.S. TREASURY BOND 4.0 % 2/15/	P	2012-01-19	16649	-20	-20	2011-10-14	16669
150000-U.S. TREASURY NOTE 3.5% 05/15	P	2012-06-01	177439	19207	19207	2011-07-21	158232
300-VISA INC	P	2012-01-17	30582	7977	7977	2011-06-17	22605
100-ACCENTURE PLC	P	2012-08-17	6020	541	541	2012-01-19	5479
100-ALLERGAN INC	P	2012-03-12	9178	1071	1071	2011-06-17	8107
10000-ARCELORMITTAL SR UNSEC	P	2012-11-07	9901	-262	-262	2012-02-24	10163
525-BARRICK GOLD CORP	P	2012-03-30	22895	-3973	-3973	2011-12-05	26868
130-BOUYGUES	P	2012-08-30	3198	-2426	-2426	2011-06-17	5624
200-CANON INC	P	2012-11-29	6935	-2364	-2364	2011-06-17	9299
2100-CHEVRON TEXACO CORP	P	2012-01-26	224257	145048	145048	1997-12-17	79209
700-CRH PLC	P	2012-01-11	13380	-1076	-1076	2011-06-17	14456
300-ECOLAB INC	P	2012-07-27	20056	3697	3697	2011-06-17	16359
3721-FGLMC 4.5 G05937 08/01/40	P	2012-04-15	3721	-229	-229	2012-02-08	3950
1490-FNCI 2.5 11-01-27	P	2012-12-25	1490	-75	-75	2012-11-15	1565
140000-FNCI 3.5 TBA 10/10 10/01/27	P	2012-09-21	149231	224	224	2012-09-07	149007
130000-FNCL 3.0 TBA 12/12 12-01-42	P	2012-12-04	136429	701	701	2012-11-06	135728
100000-FNCL 3.5 TBA 10/12 10-01-42	P	2012-10-02	107441	1878	1878	2012-09-06	105563
115000-FNCL 4.0 TBA 07/11 07-01-42	P	2012-06-08	122093	-95	-95	2012-05-31	122188
105-FNCL 5.0 08/01/41	P	2012-06-25	105	-10	-10	2011-08-12	115
100000-FNCL TBA 3.5% 08/01/2042	P	2012-07-31	106105	1253	1253	2012-06-29	104852
2600-GENERAL ELECTRIC CO	D	2012-01-26	49581	-15690	-15690		65271
30000-HEWLETT-PACKHARD CO	P	2012-01-24	29891	-383	-383	2011-06-28	30274
200-INTERNATIONAL GAME TECHNOLOGY	P	2012-10-25	2548	-747	-747	2011-06-17	3295
400-KLA-TENCOR CORP	P	2012-01-24	20492	5145	5145	2011-06-17	15347
200-KURITA WATER INDUSTRIES LTD	P	2012-03-28	4932	-810	-810	2011-06-17	5742
400-MARSH & MCLENNAN COS	P	2012-01-26	12652	807	807	2011-09-08	11845
100-MICROCHIP TECHNOLOGY INC	P	2012-05-04	3381	-187	-187	2011-06-17	3568
329-NESTLE SA REG	P	2012-01-27	19116	-1188	-1188	2011-06-17	20304
100-OMNICOM GROUP INC	P	2012-01-10	4528	-31	-31	2011-06-17	4559
3400-PREMIER FARNELL PLC	P	2012-09-27	9625	-4277	-4277	2011-06-17	13902
100-ROYAL DUTCH SHELL CL A ADR	P	2012-03-12	7117	-277	-277	2012-01-09	7394
200-SCHWAB CHARLES	P	2012-02-08	2485	-728	-728	2011-06-17	3213
600-SHIRE PLC	P	2012-09-27	17679	38	38	2011-06-17	17641
20000-SLM CORP SR	P	2012-04-27	20350	562	562	2012-01-24	19788
325-TARGET CORP	P	2012-02-14	16971	1748	1748	2011-06-17	15223
80000-U.S. TREASURY I/L FRN .625% 7/	P	2012-01-06	86525	5757	5757		80768
100000-U.S. TREASURY NOTE 4.0% 08/15	P	2012-09-14	117738	6003	6003	2011-06-17	111735
100-VISA INC	P	2012-01-18	10322	2787	2787	2011-06-17	7535
100-ACCENTURE PLC	P	2012-08-17	6196	557	557	2012-01-23	5639
150-ALLERGAN INC	P	2012-09-26	13765	1604	1604	2011-06-17	12161
50-ASML HOLDING NV	P	2012-04-24	2093	306	306	2012-01-20	1787
475-BARRICK GOLD CORP	P	2012-05-24	11723	-3630	-3630	2011-12-05	15353
184-BOUYGUES	P	2012-08-30	4500	-3461	-3461	2011-06-17	7961
100-CANON INC	P	2012-11-30	3503	-1147	-1147	2011-06-17	4650
150-CHEVRON TEXACO CORP	P	2012-09-26	17451	11793	11793	1997-12-17	5658
132-CRH PLC	P	2012-01-12	2564	-162	-162	2011-06-17	2726
600-EDISON INTERNATIONAL	P	2012-01-06	24254	596	596	2011-06-17	23658
2973-FGLMC 4.5 G05937 08/01/40	P	2012-05-15	2973	-183	-183	2012-02-08	3156
75000-FNCI 2.5 TBA 11/12 11-01-27	P	2012-11-01	78390	-290	-290	2012-10-15	78680
125000-FNCI 3.5 TBA 11/12 11-01-27	P	2012-11-13	132559	-78	-78	2012-10-15	132637
110000-FNCL 3.5 01/01/42	P	2012-01-09	113442	1036	1036	2011-12-07	112406
100000-FNCL 3.5 TBA 11/12 11-01-42	P	2012-11-05	106676	-512	-512	2012-10-02	107188
211-FNCL 4.5 07/01/41	P	2012-04-25	211	-14	-14	2011-08-12	225
3079-FNCL 5.0 08/01/41	P	2012-07-25	3079	-275	-275	2011-08-12	3354
100000-FNMA TBA 3.5% 09/01/2042	P	2012-09-06	105762	-82	-82	2012-07-31	105844
15000-GENERAL ELECTRIC CO 2.3% 4/27/	P	2012-11-14	15528	548	548	2012-04-24	14980
300-HOME DEPOT	P	2012-01-26	13422	2935	2935	2011-09-20	10487
200-INTERNATIONAL GAME TECHNOLOGY	P	2012-10-26	2540	-755	-755	2011-06-17	3295
200-KLA-TENCOR CORP	P	2012-01-26	10167	2494	2494	2011-06-17	7673
100-KURITA WATER INDUSTRIES LTD	P	2012-04-19	2376	-495	-495	2011-06-17	2871
100-MAXIM INTEGRATED PRODS INC	P	2012-01-03	2652	245	245	2011-06-17	2407
100-MICROCHIP TECHNOLOGY INC	P	2012-05-04	3399	-169	-169	2011-06-17	3568
219-NEWCREST MINING NPV	P	2012-01-27	7883	-658	-658	2011-06-17	8541
200-OMNICOM GROUP INC	P	2012-01-11	9016	-102	-102	2011-06-17	9118
200-QUALCOMM INC	P	2012-01-26	11530	764	764	2011-06-17	10766
300-ROYAL DUTCH SHELL CL A ADR	P	2012-03-12	21351	835	835	2011-06-17	20516
100-SCHWAB CHARLES	P	2012-02-10	1221	-386	-386	2011-06-17	1607
100-SHIRE PLC	P	2012-09-28	2904	-36	-36	2011-06-17	2940
100-SMC CORP	P	2012-09-27	16205	-411	-411	2011-06-17	16616
3000-TELEVISION BROADCAST	P	2012-01-06	17491	-2081	-2081	2011-06-17	19572
110000-U.S. TREASURY N/B 1.00% 10/31	P	2012-01-06	110997	498	498	2011-11-04	110499
10000-UNITED HEALTH SR	P	2012-02-24	10177	265	265	2011-11-04	9912
200-VISA INC	P	2012-01-26	20200	5130	5130	2011-06-17	15070
175-ACCENTURE PLC	P	2012-08-20	10651	1251	1251	2012-01-12	9400
200-ALLSTATE CORP	P	2012-01-26	5804	-168	-168	2011-06-17	5972
225-ASML HOLDING NV	P	2012-04-24	11242	1644	1644	2012-01-20	9598
600-BG GROUP PLC	P	2012-01-27	13732	815	815	2011-06-17	12917
168-BOUYGUES	P	2012-08-31	4137	-3132	-3132	2011-06-17	7269
400-CARNIVAL CORP	P	2012-09-26	14761	2543	2543	2011-08-25	12218
40000-CISCO SYSTEMS INC	P	2012-09-19	42114	-58	-58	2011-06-28	42172
200-DANAHER CORP	P	2012-01-24	10504	92	92	2011-06-17	10412
200-EMERSON ELECTRIC CO	P	2012-03-01	10046	-416	-416	2011-06-17	10462
3232-FGLMC 4.5 G05937 08/01/40	P	2012-06-15	3232	-198	-198	2012-02-08	3430
50000-FNCI 2.5 TBA 11/12 11-01-27	P	2012-11-05	52383	-47	-47	2012-10-10	52430
125000-FNCI 3.5 TBA 12/12 12-01-27	P	2012-12-13	132656	156	156	2012-11-13	132500
110000-FNCL 3.5 TBA 02/12 02/01/42	P	2012-02-06	114288	1160	1160	2012-01-09	113128
100000-FNCL 3.5 TBA 12/12 12-01-42	P	2012-12-03	106773	273	273	2012-11-05	106500
50000-FNCL 4.5 07/01/41	P	2012-05-23	51030	926	926	2011-08-12	50104
3237-FNCL 5.0 08/01/41	P	2012-08-25	3237	-290	-290	2011-08-12	3527
55000-G2SF 3.0 TBA 12/12 12-20-42	P	2012-12-05	58790	194	194	2012-11-15	58596
500-GENERAL MILLS INC.	P	2012-01-18	20430	1289	1289	2011-06-17	19141
4000-HONG KONG/CHINA GAS	P	2012-02-09	9399	422	422	2011-06-17	8977
1400-INTL BUSINESS MACHINES CORP	P	2012-01-26	266972	194391	194391	1997-12-17	72581
300-KLA-TENCOR CORP	P	2012-09-06	15611	4101	4101	2011-06-17	11510
300-KURITA WATER INDUSTRIES LTD	P	2012-04-20	7258	-1355	-1355	2011-06-17	8613
100-MAXIM INTEGRATED PRODS INC	P	2012-01-04	2600	193	193	2011-06-17	2407
100-MICROCHIP TECHNOLOGY INC	P	2012-05-07	3350	-218	-218	2011-06-17	3568
184-NEWCREST MINING NPV	P	2012-05-25	4519	-2657	-2657	2011-06-17	7176
300-OMNICOM GROUP INC	P	2012-01-12	13580	-97	-97	2011-06-17	13677
100-REPUBLIC SERVICES INC	P	2012-11-12	2672	-53	-53	2012-01-11	2725
350-ROYAL DUTCH SHELL CL A ADR	P	2012-09-24	24915	979	979	2011-06-17	23936
1100-SCHWAB CHARLES	P	2012-09-26	14208	-3464	-3464	2011-06-17	17672
300-SHIRE PLC	P	2012-09-28	8737	-83	-83	2011-06-17	8820
300-SOFTBANK CORP	P	2012-09-27	11847	902	902	2011-06-17	10945
13210-TELSTRA CORP	P	2012-03-30	45119	2364	2364	2011-06-17	42755
55000-U.S. TREASURY NOTE 1.25% 02/15	P	2012-10-22	55711	-258	-258	2011-06-17	55969
5000-UNITED TECHNOLOGIES	P	2012-10-22	5176	120	120	2012-05-29	5056
30000-VODAFONE GROUP PLC	P	2012-03-13	35575	1541	1541	2011-06-28	34034
6000-AIA GROUP LTD	P	2012-09-27	21716	1841	1841	2011-06-17	19875
100-ALLSTATE CORP	P	2012-09-25	4000	1014	1014	2011-06-17	2986
232-ASML HOLDING NV	P	2012-11-26	12070	3776	3776	2011-06-17	8294
200-BG GROUP PLC	P	2012-08-03	3926	-380	-380	2011-06-17	4306
12000-BRANDYWINE	P	2012-07-17	12567	900	900	2011-09-22	11667
25000-CAROLINA POWER & LIGHT	P	2012-07-15	25000	-1528	-1528	2011-06-29	26528
15000-CITIGROUP INC	P	2012-02-16	15392	67	67	2011-06-28	15325
200-DANAHER CORP	P	2012-01-26	10522	110	110	2011-06-17	10412
25-EMERSON ELECTRIC CO	P	2012-03-02	1254	-54	-54	2011-06-17	1308
166000-FGLMC 4.5 G05937 08/01/40	P	2012-07-01	107930	755	755	2012-02-08	107175
25000-FNCI 2.5 TBA 12/12 12/01/27	P	2012-12-10	26138	52	52	2012-11-01	26086
125000-FNCI 3.5 TBA 12/12 12-01-27	P	2012-12-13	132686	30	30	2012-12-13	132656
110000-FNCL 3.5 TBA 03/12 03/01/42	P	2012-03-01	113343	-645	-645	2012-02-06	113988
115000-FNCL 4.0 01/01/42	P	2012-01-06	120858	899	899	2011-12-08	119959
1836-FNCL 4.5 07/01/41	P	2012-05-25	1836	-128	-128	2011-08-12	1964
2130-FNCL 5.0 08/01/41	P	2012-09-25	2130	-191	-191	2011-08-12	2321
45000-G2SF 3.0 TBA 12/12 12-20-42	P	2012-12-17	47776	-167	-167	2012-11-15	47943
10000-GENTING SINGAPORE	P	2012-12-12	10660	-3003	-3003	2012-04-13	13663
0-HSBC HOLDINGS PLC	P	2012-01-26	2			2011-06-17	2
100-INTL BUSINESS MACHINES CORP	P	2012-03-12	20099	14915	14915	1997-12-17	5184
200-KLA-TENCOR CORP	P	2012-09-26	9331	1658	1658	2011-06-17	7673
100-KURITA WATER INDUSTRIES LTD	P	2012-04-24	2407	-464	-464	2011-06-17	2871
100-MAXIM INTEGRATED PRODS INC	P	2012-01-05	2608	201	201	2011-06-17	2407
100-MICROCHIP TECHNOLOGY INC	P	2012-05-09	3206	-362	-362	2011-06-17	3568
233-NEWCREST MINING NPV	P	2012-05-25	5683	-3403	-3403	2011-06-17	9086
500-ORACLE CORP	P	2012-05-21	13121	-2672	-2672	2011-06-17	15793
150-REPUBLIC SERVICES INC	P	2012-11-12	4007	-562	-562	2011-06-17	4569
350-ROYAL DUTCH SHELL CL A ADR	P	2012-09-26	24583	647	647	2011-06-17	23936
300-SCHWAB CHARLES	P	2012-11-09	3912	-908	-908	2011-06-17	4820
200-SHIRE PLC	P	2012-10-01	5932	52	52	2011-06-17	5880
200-SOFTBANK CORP	P	2012-10-24	6413	-123	-123	2012-06-15	6536
4600-TESCO PLC	P	2012-02-17	23168	-6293	-6293	2011-06-17	29461
150000-U.S. TREASURY NOTE 1.375% 01/	P	2012-08-27	150708	-1771	-1771	2011-06-17	152479
10000-UNITED TECHNOLOGIES	P	2012-10-22	10352	219	219	2012-05-30	10133
30000-VODAFONE GROUP PLC	P	2012-05-09	29979	145	145	2012-03-13	29834
25000-ALABAMA POWER CO	P	2012-12-15	25000	-1491	-1491	2011-06-29	26491
100-ALLSTATE CORP	P	2012-09-26	3963	977	977	2011-06-17	2986
1-ASML HOLDING NV	P	2012-12-12	59	26	26	2011-06-17	33
100-BG GROUP PLC	P	2012-08-06	1977	-176	-176	2011-06-17	2153
325-BRISTOL MYERS SQUIBB	P	2012-11-23	10567	-689	-689	2012-04-18	11256
100-CATERPILLAR	P	2012-01-26	11184	2104	2104	2011-08-05	9080
25000-CITIGROUP INC	P	2012-04-23	26406	-718	-718	2011-06-28	27124
15000-DANAHER CORP	P	2012-07-25	15804	757	757	2011-06-22	15047
200-EMERSON ELECTRIC CO	P	2012-09-26	9604	-858	-858	2011-06-17	10462
120000-FGLMC 4.5 TBA 02/12 02/01/42	P	2012-02-08	122044	99	99	2012-01-11	121945
50000-FNCI 2.5 TBA 12/12 12/01/27	P	2012-12-10	52275	-22	-22	2012-11-05	52297
110000-FNCL 3.0 TBA 05/12 05/01/27	P	2012-05-11	115027	661	661	2012-04-10	114366
110000-FNCL 3.5 TBA 04/12 04/01/42	P	2012-03-30	113352	361	361	2012-03-01	112991
110000-FNCL 4.0 TBA 02/12 02/01/42	P	2012-02-02	116334	35	35	2012-01-06	116299
147-FNCL 4.5 07/01/41	P	2012-06-25	147	-10	-10	2011-08-12	157
94-FNCL 5.0 08/01/41	P	2012-10-25	94	-9	-9	2011-08-12	103
125000-G2SF 3.5 TBA 06/12 06/20/42	P	2012-06-14	133789	1235	1235	2012-05-23	132554
165000-GMAC FDIC	P	2012-12-19	165000	-4227	-4227	2011-06-28	169227
400-ICICI BANK LTD	P	2012-09-26	15712	-2687	-2687	2011-06-17	18399
200-INTL BUSINESS MACHINES CORP	P	2012-10-19	38746	28377	28377	1997-12-17	10369
2185-KONINKLIJKE KPN NV	P	2012-02-17	22868	-8130	-8130	2011-06-17	30998
200-KURITA WATER INDUSTRIES LTD	P	2012-04-25	4849	-893	-893	2011-06-17	5742
100-MAXIM INTEGRATED PRODS INC	P	2012-01-06	2608	201	201	2011-06-17	2407
100-MICROCHIP TECHNOLOGY INC	P	2012-05-10	3173	-71	-71	2011-06-17	3244
421-NEWCREST MINING NPV	P	2012-05-28	10509	-5909	-5909	2011-06-17	16418
500-PEPSICO INC	P	2012-01-27	32906	-1744	-1744	2011-06-17	34650
200-REPUBLIC SERVICES INC	P	2012-11-12	5345	-104	-104	2012-01-11	5449
100-ROYAL DUTCH SHELL CL A ADR	P	2012-11-12	6803	-36	-36	2011-06-17	6839
500-SCHWAB CHARLES	P	2012-11-12	6463	-1570	-1570	2011-06-17	8033
200-SHIRE PLC	P	2012-10-01	5952	72	72	2011-06-17	5880
119-SONOVA HOLDING AG	P	2012-01-27	12360	544	544	2011-06-17	11816
600-TESCO PLC	P	2012-05-24	2466	-747	-747	2012-01-12	3213
35000-U.S. TREASURY NOTE 1.375% 11/3	P	2012-03-16	34450	-457	-457	2011-11-23	34907
10000-UNITED TECHNOLOGIES	P	2012-10-22	10352	361	361	2012-05-24	9991
35000-WAL-MART STORES	P	2012-10-22	36034	1353	1353	2011-06-28	34681
200-ALLEGHENY TECHNOLOGIES INC	P	2012-01-18	9972	-1848	-1848	2011-06-17	11820
300-ALLSTATE CORP	P	2012-09-27	11916	2958	2958	2011-06-17	8958
40000-ASTRAZENECA PLC	P	2012-04-30	48090	1051	1051	2011-06-28	47039
200-BG GROUP PLC	P	2012-08-06	3981	-325	-325	2011-06-17	4306
475-BRISTOL MYERS SQUIBB	P	2012-11-23	15445	-1067	-1067	2012-06-20	16512
100-CENOVUS ENERGY INC	P	2012-01-24	3644	-132	-132	2011-07-11	3776
200-COLGATE-PALMOLIVE CO	P	2012-07-27	21209	3799	3799	2011-06-17	17410
382-DANONE	P	2012-01-27	23910	-3929	-3929	2011-06-17	27839
400-ENCANA CORP	P	2012-11-12	8291	-691	-691	2012-08-15	8982
25000-FHLMC .75% 11/25/14	P	2012-06-04	25163	171	171	2011-10-05	24992
50000-FNCI 2.5 TBA 12/12 12/01/27	P	2012-12-13	52230	58	58	2012-11-01	52172
145000-FNCL 3.0 TBA 08/12 08-01-42	P	2012-08-06	150200	-1036	-1036	2012-07-24	151236
50000-FNCL 3.5 TBA 05/12 05/01/42	P	2012-04-11	51633	258	258	2012-03-30	51375
115000-FNCL 4.0 TBA 02/12 02/01/42	P	2012-02-02	121621	1069	1069	2012-01-31	120552
148-FNCL 4.5 07/01/41	P	2012-07-25	148	-10	-10	2011-08-12	158
115-FNCL 5.0 08/01/41	P	2012-11-25	115	-10	-10	2011-08-12	125
125000-G2SF 3.5 TBA 07/12 07/20/42	P	2012-07-12	135332	1894	1894	2012-06-14	133438
25000-GOLDMAN SACHS GROUP	P	2012-03-05	25057	-175	-175	2011-06-28	25232
400-ILLINOS TOOL WORKS INC	P	2012-01-23	20584	-1464	-1464	2011-06-17	22048
40-INTL BUSINESS MACHINES CORP	P	2012-10-22	7754	5680	5680	1997-12-17	2074
948-KONINKLIJKE KPN NV	P	2012-07-24	8147	-5302	-5302	2011-06-17	13449
100-KURITA WATER INDUSTRIES LTD	P	2012-04-27	2474	-397	-397	2011-06-17	2871
100-MAXIM INTEGRATED PRODS INC	P	2012-01-09	2637	230	230	2011-06-17	2407
100-MICROCHIP TECHNOLOGY INC	P	2012-05-10	3197	-47	-47	2011-06-17	3244
453-NEWCREST MINING NPV	P	2012-06-21	10951	-6715	-6715	2011-06-17	17666
300-PEPSICO INC	P	2012-01-30	19608	-1182	-1182	2011-06-17	20790
425-REPUBLIC SERVICES INC	P	2012-11-16	11481	-1466	-1466	2011-06-17	12947
700-ROYAL DUTCH SHELL CL A ADR	P	2012-11-14	46837	-1034	-1034	2011-06-17	47871
400-SCHWAB CHARLES	P	2012-11-13	5111	-1315	-1315	2011-06-17	6426
500-SHIRE PLC	P	2012-10-01	14865	165	165	2011-06-17	14700
600-STANDARD CHARTERED	P	2012-01-27	15069	-42	-42	2011-06-17	15111
1700-TESCO PLC	P	2012-05-24	8356	-2532	-2532	2011-06-17	10888
115000-U.S. TREASURY NOTE 1.375% 11/	P	2012-03-22	113369	-1325	-1325	2011-11-23	114694
225-UNITED TECHNOLOGIES CORP	P	2012-03-12	18855	-221	-221	2011-06-17	19076
25000-WELLPOINT INC	P	2012-09-04	31110	967	967	2011-06-28	30143
100-ALLEGHENY TECHNOLOGIES INC	P	2012-01-19	5029	-881	-881	2011-06-17	5910
150-AMERICAN TOWER CORP	P	2012-02-01	9504	1966	1966	2011-06-17	7538
15000-AT&T CORP	P	2012-03-02	16244	703	703	2011-09-22	15541
100-BG GROUP PLC	P	2012-08-07	2029	-124	-124	2011-06-17	2153
100-BRISTOL MYERS SQUIBB	P	2012-11-26	3242	-221	-221	2012-01-10	3463
300-CENOVUS ENERGY INC	P	2012-01-25	10787	579	579	2011-06-17	10208
200-COLGATE-PALMOLIVE CO	P	2012-07-27	21371	3961	3961	2011-06-17	17410
46-DANONE	P	2012-11-22	2905	-447	-447	2011-06-17	3352
1500-ENCANA CORP	P	2012-11-12	31091	-15035	-15035	2011-06-17	46126
50000-FHMS K708 A2 (MF) 2.13% 01-25-	P	2012-10-10	52451	1704	1704	2012-05-23	50747
110000-FNCI 3.0 TBA 02/12 02/01/27	P	2012-02-08	114572	554	554	2012-01-13	114018
145000-FNCL 3.0 TBA 09/12 09-01-42	P	2012-09-07	150477	674	674	2012-08-06	149803
60000-FNCL 3.5 TBA 05/12 05/01/42	P	2012-05-04	62454	804	804	2012-03-30	61650
110000-FNCL 4.0 TBA 03/11 03/01/42	P	2012-03-01	115693	-357	-357	2012-02-02	116050
1943-FNCL 4.5 07/01/41	P	2012-08-25	1943	-135	-135	2011-08-12	2078
140000-FNCL 5.0 08/01/41	P	2012-12-31	476	-42	-42	2011-08-12	518
125000-G2SF 3.5 TBA 08/12 08/20/42	P	2012-08-13	135146	185	185	2012-07-12	134961
17000-GOLDMAN SACHS GROUP	P	2012-10-04	17521	2541	2541	2012-01-19	14980
150-ILLINOS TOOL WORKS INC	P	2012-01-26	7935	-333	-333	2011-06-17	8268
20000-INTL PAPER CO	P	2012-07-24	22453	2469	2469	2011-11-08	19984
278-KONINKLIJKE KPN NV	P	2012-12-17	1453	-2491	-2491	2011-06-17	3944
200-KURITA WATER INDUSTRIES LTD	P	2012-05-08	4747	-995	-995	2011-06-17	5742
100-MAXIM INTEGRATED PRODS INC	P	2012-01-10	2631	224	224	2011-06-17	2407
100-MICROCHIP TECHNOLOGY INC	P	2012-05-11	3216	-28	-28	2011-06-17	3244
500-NIELSEN HOLDINGS NX US	P	2012-01-26	14521	-206	-206	2011-06-17	14727
200-PEPSICO INC	P	2012-02-02	13259	-601	-601	2011-06-17	13860
200-REPUBLIC SERVICES INC	P	2012-12-12	5797	-296	-296	2011-06-17	6093
225-ROYAL DUTCH SHELL CL A ADR	P	2012-11-29	14974	-413	-413	2011-06-17	15387
400-SCHWAB CHARLES	P	2012-11-13	5129	-1297	-1297	2011-06-17	6426
100-SHIRE PLC	P	2012-10-02	2935	-5	-5	2011-06-17	2940
1-STANDARD CHARTERED	P	2012-10-29	21	-1	-1	2011-06-17	22
4000-TINGYI HOLDING CORP	P	2012-05-25	10008	-1871	-1871	2011-06-17	11879
80000-U.S. TREASURY NOTE 1.875% 08/3	P	2012-10-02	84962	5422	5422	2011-06-17	79540
300-URBAN OUTFITTERS INC	P	2012-01-11	7216	-1341	-1341	2011-06-17	8557
15000-WELLS FARGO CO	P	2012-09-04	15965	998	998	2012-03-01	14967
300-ALLEGHENY TECHNOLOGIES INC	P	2012-05-24	10371	-7360	-7360	2011-06-17	17731
150-AMERICAN TOWER CORP	P	2012-03-12	9337	1799	1799	2011-06-17	7538
15000-AT&T CORP	P	2012-12-06	15757	714	714	2012-03-02	15043
600-BG GROUP PLC	P	2012-11-12	9993	-2924	-2924	2011-06-17	12917
400-BRISTOL MYERS SQUIBB	P	2012-11-26	12980	-873	-873	2012-01-10	13853
200-CENOVUS ENERGY INC	P	2012-04-16	6729	-76	-76	2011-06-17	6805
800-COMCAST CORP	D	2012-01-24	20622	-180	-180		20802
231-DANONE	P	2012-11-22	14593	-2242	-2242	2011-06-17	16835
105000-EUROPEAN INVT BK	P	2012-01-10	109401	-1813	-1813	2011-06-29	111214
100-FIRST SOLAR INC	P	2012-02-08	4576	-5451	-5451	2011-08-08	10027
110000-FNCI 3.0 TBA 03/12 03/01/27	P	2012-03-06	114464	167	167	2012-02-08	114297
55000-FNCL 3.0 TBA 10/12 10/01/27	P	2012-10-01	58343	314	314	2012-09-07	58029
60000-FNCL 3.5 TBA 06/12 06/01/42	P	2012-06-04	63115	827	827	2012-05-04	62288
115000-FNCL 4.0 TBA 03/11 03/01/43	P	2012-03-01	120952	-373	-373	2012-02-02	121325
3486-FNCL 4.5 07/01/41	P	2012-09-25	3486	3486	3486	2011-08-12
96-FNCL 5.0 08/01/42	P	2012-12-25	96	-8	-8	2011-08-12	104
125000-G2SF 3.5 TBA 09-12 09-20-42	P	2012-09-11	135181	376	376	2012-08-13	134805
525-GOLDMAN SACHS GROUP INC	P	2012-05-24	50717	-21698	-21698	2011-06-17	72415
200-ILLINOS TOOL WORKS INC	P	2012-02-28	11221	197	197	2011-06-17	11024
300-IRON MOUNTAIN INC	P	2012-09-26	10105	347	347	2011-06-17	9758
300-KRAFT FOODS	P	2012-04-16	11257	1988	1988	2008-01-17	9269
200-KURITA WATER INDUSTRIES LTD	P	2012-05-09	4688	-1054	-1054	2011-06-17	5742
100-MAXIM INTEGRATED PRODS INC	P	2012-01-11	2629	222	222	2011-06-17	2407
3500-MICROSOFT CORP	P	2012-01-26	103178	14278	14278	2010-11-23	88900
100-NOBLE ENERGY INC	P	2012-01-26	10016	1606	1606	2011-06-17	8410
25000-PEPSICO INC	P	2012-09-04	26425	907	907	2011-06-28	25518
353-RICHEMONT CIE FIN	P	2012-09-27	22101	883	883	2011-06-17	21218
368-SAMPO OYJ	P	2012-09-27	11318	-150	-150	2011-06-23	11468
300-SCRIPPS NETWORKS INTERACTIVE	P	2012-01-26	13649	-487	-487	2011-06-17	14136
400-SHIRE PLC	P	2012-10-02	11770	10	10	2011-06-17	11760
100-STANLEY BLACK & DECKER INC	P	2012-01-26	7188	315	315	2011-06-17	6873
2000-TINGYI HOLDING CORP	P	2012-05-28	4996	-943	-943	2011-06-17	5939
95000-U.S. TREASURY NOTE 2.125% 08/1	P	2012-01-31	98050	1283	1283	2012-01-06	96767
1100-URBAN OUTFITTERS INC	P	2012-01-11	26487	-4890	-4890	2011-06-17	31377
15000-WESTPAC BANKING CORP	P	2012-01-09	15082	-77	-77	2011-06-28	15159
200-ALLEGHENY TECHNOLOGIES INC	P	2012-05-25	6861	-4959	-4959	2011-06-17	11820
5000-ARCELORMITTAL SR UNSEC	P	2012-03-20	4964	-43	-43	2011-08-10	5007
30000-BANK OF AMERICAN CORP	P	2012-04-09	29925	-7	-7	2011-07-19	29932
500-BG GROUP PLC	P	2012-11-14	8277	-2488	-2488	2011-06-17	10765
600-BROADCOM CORP	P	2012-01-26	21192	711	711	2011-06-17	20481
200-CENOVUS ENERGY INC	P	2012-04-17	6766	-39	-39	2011-06-17	6805
900-COMCAST CORP	P	2012-01-26	23661	259	259	2011-06-17	23402
433-DANONE	P	2012-11-22	27329	-4227	-4227	2011-06-17	31556
200-EXPRESS SCRIPTS	P	2012-01-26	10482	1161	1161	2011-12-02	9321
200-FIRST SOLAR INC	P	2012-02-09	9420	-10634	-10634	2011-08-08	20054
110000-FNCI 3.0 TBA 06/12 06/01/27	P	2012-06-11	115083	305	305	2012-05-11	114778
110000-FNCL 3.0 TBA 10/12 10/01/27	P	2012-10-03	116587	709	709	2012-09-06	115878
60000-FNCL 3.5 TBA 07/12 07-01-42	P	2012-06-28	63224	261	261	2012-06-04	62963
110000-FNCL 4.0 TBA 04/12 04/01/42	P	2012-04-02	115491	25	25	2012-03-01	115466
120000-FNCL 4.5 07/01/41	P	2012-10-01	116159	266	266	2011-08-12	115893
100000-FNCL 6.0 TBA 04/12 04/01/42	P	2012-04-02	110188	86	86	2012-03-22	110102
125000-G2SF 3.5 TBA 10/12 10-20-42	P	2012-10-12	136323	1440	1440	2012-09-11	134883
100-GOLDMAN SACHS GROUP INC	P	2012-09-26	11325	-2468	-2468	2011-06-17	13793
150-ILLINOS TOOL WORKS INC	P	2012-02-29	8386	118	118	2011-06-17	8268
0-IRON MOUNTAIN INC	P	2012-11-30	11			2012-11-21	11
30000-KROGER CO	P	2012-12-05	32195	-2241	-2241	2011-07-05	34436
400-KURITA WATER INDUSTRIES LTD	P	2012-05-24	8531	-2953	-2953	2011-06-17	11484
100-MAXIM INTEGRATED PRODS INC	P	2012-01-12	2626	219	219	2011-06-17	2407
700-MITSUBISHI CORP	P	2012-09-27	13114	-3723	-3723	2011-06-17	16837
25000-NOVARTIS	P	2012-11-16	26102	-862	-862	2011-07-08	26964
274-PERNOD RICARD	P	2012-09-27	31120	4975	4975	2011-06-17	26145
251-RICHEMONT CIE FIN	P	2012-10-19	16241	2274	2274	2011-10-13	13967
23-SAMSUNG ELEC GDS NV PF	P	2012-03-12	7176	966	966	2011-06-17	6210
260-SEADRILL LTD	P	2012-01-27	9624	559	559	2011-10-27	9065
100-SHIRE PLC	P	2012-10-03	2949	9	9	2011-06-17	2940
20000-STATOIL	P	2012-05-24	21007	-33	-33	2011-06-28	21040
6000-TINGYI HOLDING CORP	P	2012-05-29	13945	-3873	-3873	2011-06-17	17818
25000-U.S. TREASURY NOTE 2.125% 08/1	P	2012-09-07	26478	1081	1081	2011-11-15	25397
300-URBAN OUTFITTERS INC	P	2012-01-12	7273	-1284	-1284	2011-06-17	8557
15000-WESTPAC BANKING CORP	P	2012-11-16	15219	60	60	2011-06-28	15159
300-ALLEGHENY TECHNOLOGIES INC	P	2012-05-29	10464	-7267	-7267	2011-06-17	17731
5000-ARCELORMITTAL SR UNSEC	P	2012-03-22	4979	-28	-28	2011-08-10	5007
20000-BANK OF AMERICAN CORP	P	2012-05-21	20657	-309	-309	2012-02-02	20966
300-BG GROUP PLC	P	2012-11-16	4795	-1664	-1664	2011-06-17	6459
300-BROADCOM CORP	P	2012-03-12	10932	1229	1229	2011-06-22	9703
300-CENOVUS ENERGY INC	P	2012-04-17	10068	-140	-140	2011-06-17	10208
20000-COMCAST CORP	P	2012-05-11	21448	-543	-543	2011-06-28	21991
363-DANONE	P	2012-12-13	24226	-2228	-2228	2011-06-17	26454
75-FACEBOOK INC-A	P	2012-06-25	2322	-261	-261	2012-05-21	2583
1500-FIRSTGROUP PLC	P	2012-11-23	4331	-3608	-3608	2011-06-17	7939
110000-FNCI 3.0 TBA 07/12 07-01-27	P	2012-07-05	115448	567	567	2012-06-11	114881
145000-FNCL 3.0 TBA 10/12 10/01/42	P	2012-10-05	152833	2667	2667	2012-09-14	150166
110000-FNCL 3.5 TBA 07/12 07-01-42	P	2012-06-28	115807	479	479	2012-06-08	115328
115000-FNCL 4.0 TBA 04/12 04/01/42	P	2012-04-02	120737	23	23	2012-03-01	120714
150-FNCL 4.5 07/01/41	P	2012-10-25	150	150	150	2011-08-12
100000-FNCL 6.0 TBA 05/12 05/01/42	P	2012-05-01	110578	547	547	2012-04-02	110031
125000-G2SF 3.5 TBA 11/12 11-20-42	P	2012-11-08	135898	-118	-118	2012-10-12	136016
25-GOOGLE INC	P	2012-01-26	14215	-500	-500	2011-10-15	14715
500-IMPERIAL OIL LTD	P	2012-01-04	22564	-345	-345	2011-06-17	22909
1000-JGC CORP	P	2012-01-27	26899	584	584	2011-06-17	26315
400-KURITA WATER INDUSTRIES LTD	P	2012-01-27	11000	-484	-484	2011-06-17	11484
200-KURITA WATER INDUSTRIES LTD	P	2012-05-25	4299	-885	-885	2011-12-09	5184
100-MAXIM INTEGRATED PRODS INC	P	2012-01-18	2734	327	327	2011-06-17	2407
200-MONSANTO CO	P	2012-01-26	16192	2905	2905	2011-06-17	13287
186-NOVARTIS AG NAMEN	P	2012-09-27	11433	85	85	2011-06-17	11348
100-PG&E CORP	P	2012-04-04	4327	148	148	2011-09-15	4179
300-RIO TINTO PLC REG	P	2012-08-28	13547	-2944	-2944	2012-01-16	16491
32-SAMSUNG ELEC GDS NV PF	P	2012-03-12	9984	1144	1144	2012-01-18	8840
6000-SHANGRI-LA ASIA	P	2012-01-05	10575	-4611	-4611	2011-06-17	15186
300-SHIRE PLC	P	2012-10-03	8849	29	29	2011-06-17	8820
20000-STATOIL	P	2012-11-14	21389	745	745	2012-05-24	20644
400-TREND MICRO INC	P	2012-01-27	12463	40	40	2011-06-17	12423
55000-U.S. TREASURY NOTE 2.125% 08/1	P	2012-09-07	58253	1719	1719	2012-05-04	56534
900-VIRGIN MEDIA INC	P	2012-01-13	2346	-205	-205	2011-08-31	2551

Field	Value	IRS element (for citing)
Capital Gain Net Income	542477	CapitalGainNetIncome
Net Short Term Capital Gain Or Loss	-50228	NetShortTermCapitalGainOrLoss

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Field	Value	IRS element (for citing)
Liable For4942 Tax	false	LiableFor4942Tax
Qualifying Distributions Year1	1496112	QualifyingDistributionsYear1
Noncharitable Assets Year1	18711157	NoncharitableAssetsYear1
Distribution Ratio Year1	0.079958	DistributionRatioYear1
Qualifying Distributions Year2	928569	QualifyingDistributionsYear2
Noncharitable Assets Year2	18248693	NoncharitableAssetsYear2
Distribution Ratio Year2	0.050884	DistributionRatioYear2
Qualifying Distributions Year3	1403265	QualifyingDistributionsYear3
Noncharitable Assets Year3	17416011	NoncharitableAssetsYear3
Distribution Ratio Year3	0.080573	DistributionRatioYear3
Qualifying Distributions Year4	2111919	QualifyingDistributionsYear4
Noncharitable Assets Year4	20532733	NoncharitableAssetsYear4
Distribution Ratio Year4	0.102856	DistributionRatioYear4
Qualifying Distributions Year5	1425935	QualifyingDistributionsYear5
Noncharitable Assets Year5	22345533	NoncharitableAssetsYear5
Distribution Ratio Year5	0.063813	DistributionRatioYear5
Total Distribution Ratio	0.378084	TotalDistributionRatio
Average Distribution Ratio	0.075617	AverageDistributionRatio
Net Noncharitable Assets	18446982	NetNoncharitableAssets
Adjusted Noncharitable Assets	1394905	AdjustedNoncharitableAssets
One Percent Net Investment Income	8214	OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One	1403119	AdjNonchrtblAssetsAndOnePct
Qualifying Distributions	672670	QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Field	Value	IRS element (for citing)
Investment Income Excise Tax	16427	InvestmentIncomeExciseTax
Subtotal	16427	Subtotal
Tax Based On Investment Income	16427	TaxBasedOnInvestmentIncome
Est Tax Payments And Overpayment	12700	EstTaxPaymentsAndOverpayment
Tax Paid With Extension	8370	TaxPaidWithExtension
Total Credits And Payments	21070	TotalCreditsAndPayments
Form2220 Attached	X	Form2220Attached
Penalty For Underpayment	46	PenaltyForUnderpayment
Overpayment	4597	Overpayment
Amount Credited To Next Year	4597	AmountCreditedToNextYear

Statements Regarding Activities StatementsRegardingActivities

Field	Value	IRS element (for citing)
Legislative Political Activities	false	LegislativePoliticalActivities
More Than100 Spent	false	MoreThan100Spent
Form1120 POL Filed	false	Form1120POLFiled
Activities Not Prev Reported	false	ActivitiesNotPrevReported
Changes To Articles Or Bylaws	false	ChangesToArticlesOrBylaws
Unrelated Bus Income Over1000	false	UnrelatedBusIncomeOver1000
Termination Etc	false	TerminationEtc
Requirements Of Sect508e	true	RequirementsOfSect508e
At Least5000 In Assets	true	AtLeast5000InAssets
Private Operating Foundation	false	PrivateOperatingFoundation
New Substantial Contributors	false	NewSubstantialContributors
Interest In Controlled Entity	false	InterestInControlledEntity
Applicable Insurance Contract	false	ApplicableInsuranceContract
Comply With Public Inspection Rqr	true	ComplyWithPublicInspectionRqr
Website Address	N/A	WebsiteAddress
Books In Care Of Person Name	LOIS MANDRELL	BooksInCareOfPersonName
Books In Care Of Phone Number	6184630700	BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

Field	Value	IRS element (for citing)
Address Line1	PO BOX 5146	AddressLine1
City	GODFREY	City
State	IL	State
ZIP Code	62035	ZIPCode

Field	Value	IRS element (for citing)
Foreign Bank	false	ForeignBank

Statements Regarding Acty4720 StatementsRegardingActy4720

Field	Value	IRS element (for citing)
Sale Or Exchange With Dsqfly Person	false	SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person	false	BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person	false	FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person	false	PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person	false	TransferAssetsToDsqflyPerson
Payment To Government Offical	false	PaymentToGovernmentOffical
Uncorrected Prior Acts	false	UncorrectedPriorActs
Undistributed Income Prior Years	false	UndistributedIncomePriorYears
Business Holdings	true	BusinessHoldings
Excess Business Holdings	false	ExcessBusinessHoldings
Jeopardy Investments	false	JeopardyInvestments
Uncorrected Jeopardy Investments	false	UncorrectedJeopardyInvestments
Influence Legislation	false	InfluenceLegislation
Influence Election	false	InfluenceElection
Grants To Individuals	false	GrantsToIndividuals
Grants To Organizations	false	GrantsToOrganizations
Noncharitable Purpose	false	NoncharitablePurpose
Rcv Funds To Pay Prsnl Bnft Contract	false	RcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft Contract	false	PayPremiumsPrsnlBnftContract
Prohibited Tax Shelter Transactn	false	ProhibitedTaxShelterTransactn

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (9 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitle	Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition	CompensationCompensation	Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc	Expense Account Other AllowancesExpenseAccountOtherAllowances
JUDY HOFFMAN
7 ALBY STREET	ALTON	IL	62002	PRESIDENT	5.00	0	0	0
RICHARD KEATING
PO BOX 13	EDWARDSVILLE	IL	62025	VICE PRESIDE	5.00	0	0	0
LAURA ASHER
1406 LIBERTY STREET	ALTON	IL	62002	SECRETARY	5.00	0	0	0
ROBERT MCCLELLAN
7645 SHERRY CREEK ROAD	WORDEN	IL	62097	TREASURER	5.00	0	0	0
ANITA COOPER
4012 STONELEDGE DRIVE	GODFREY	IL	62035	DIRECTOR	1.00	0	0	0
MARK MAGGOS
4546 LEVIS LANE	GODFREY	IL	62035	DIRECTOR	1.00	0	0	0
KAREN ECKERT
1348 RUSTICVIEW DRIVE	BALLWIN	MO	63011	DIRECTOR	1.00	0	0	0
JOHN WILLIAMS
304 E EXCHANGE STREET	JERSEYVILLE	IL	62052	DIRECTOR	1.00	0	0	0
JEFF WEBER
69 DANFORTH ROAD	ALTON	IL	62002	DIRECTOR	1.00	0	0	0

Field	Value	IRS element (for citing)
Comp Of Highest Paid Empl NONE	NONE	CompOfHighestPaidEmplNONE

Compensation Of Hghst Paid Cntrct CompensationOfHghstPaidCntrct

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	CAPITAL GROUP COMPANIES	BusinessNameLine1

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	6455 IRVINE CENTER DR	AddressLine1
City	IRVINE	City
State	CA	State
ZIP Code	92618	ZIPCode

Field	Value	IRS element (for citing)
Type Of Service	INVESTMENTS	TypeOfService
Compensation	157979	Compensation

Sum Of Program Related Investments SumOfProgramRelatedInvestments

Field	Value	IRS element (for citing)
Description1	N/A	Description1

Minimum Investment Return MinimumInvestmentReturn

Field	Value	IRS element (for citing)
Avg Monthly FMV Of Securities	18251127	AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances	476774	AvgMonthlyCashBalances
FMV All Other Noncharitable Assets	0	FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets	18727901	TotalFMVOfUnusedAssets
Adj Total FMV Of Unused Assets	18727901	AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable	280919	CashDeemedCharitable
Net Noncharitable Assets	18446982	NetNoncharitableAssets
Minimum Investment Return	922349	MinimumInvestmentReturn

Distributable DistributableAmount

Field	Value	IRS element (for citing)
Minimum Investment Return	922349	MinimumInvestmentReturn
Tax Based On Investment Income	16427	TaxBasedOnInvestmentIncome
Total Tax	16427	TotalTax
Distributable Amount Before Adj	905922	DistributableAmountBeforeAdj
Distributable Amount Before Ded	905922	DistributableAmountBeforeDed
Distributable Amount As Adjusted	905922	DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

Field	Value	IRS element (for citing)
Expenses And Contributions	672670	ExpensesAndContributions
Qualifying Distributions	672670	QualifyingDistributions
Adj Qualifying Distributions	672670	AdjQualifyingDistributions

Undistributed Income UndistributedIncome

Field	Value	IRS element (for citing)
Distributable Amount As Adjusted	905922	DistributableAmountAsAdjusted
Excess Distri Carryover Year5	20044	ExcessDistriCarryoverYear5
Excess Distri Carryover Year4	1101060	ExcessDistriCarryoverYear4
Excess Distri Carryover Year3	544422	ExcessDistriCarryoverYear3
Excess Distri Carryover Year2	26282	ExcessDistriCarryoverYear2
Excess Distri Carryover Year1	606330	ExcessDistriCarryoverYear1
Total Excess Distri Carryover	2298138	TotalExcessDistriCarryover
Qualifying Distributions	672670	QualifyingDistributions
Applied To Current Year	672670	AppliedToCurrentYear
Excess Distri Cyov App CY Corpus	233252	ExcessDistriCyovAppCYCorpus
Excess Distri Cyov Applied CY	233252	ExcessDistriCyovAppliedCY
Total Corpus	2064886	TotalCorpus
Undistributed Income CY	0	UndistributedIncomeCY
Excess Distri Cyov To Next Year	2064886	ExcessDistriCyovToNextYear
Excess From Year4	887852	ExcessFromYear4
Excess From Year3	544422	ExcessFromYear3
Excess From Year2	26282	ExcessFromYear2
Excess From Year1	606330	ExcessFromYear1

Supplementary Information SupplementaryInformation

Field	Value	IRS element (for citing)
Only Contributes To Preselected	X	OnlyContributesToPreselected

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (4 entries)

Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Recipient RelationshipRecipientRelationship	Purpose Of Grant Or ContributionPurposeOfGrantOrContribution	AmountAmount
GREAT RIVERS LAND TRUST
PO BOX 821	ALTON	IL	62002	N/A	PIASA HARBOR ACQUISITION	$100,000
THE NATRUE INSTITUTE
2213 S LEVIS LANE	GODFREY	IL	62035	N/A	GENERAL OPERATIONS	$380,000
SIERRA CLUB FOUNDATION
85 SECOND STREET STE 750	SAN FRANCISCO	CA	94105	N/A	GENERAL OPERATIONS	$80,000
TREEHOUSE WILDLIFE CENTER
1825 FOSTERBURG ROAD	BRIGHTON	IL	62012	N/A	DOW PROPERTY ACQUISITION	$100,000

Field	Value	IRS element (for citing)
Tot Grant Or Contri Paid During Year	660000	TotGrantOrContriPaidDuringYear

Analysis Income Producing Acty AnalysisIncomeProducingActy

Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$10	ExclusionAmount

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$453,435	ExclusionAmount

Other Investment Income Part VII OtherInvestmentIncomePartVII

Field	Value	IRS element (for citing)
Exclusion Code	16	ExclusionCode
Exclusion	$6,196	ExclusionAmount

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Field	Value	IRS element (for citing)
Exclusion Code	18	ExclusionCode
Exclusion	$542,477	ExclusionAmount

Subtotals Part XVIA SubtotalsPartXVIA

Field	Value	IRS element (for citing)
Exclusion	$1,002,118	ExclusionAmount

Field	Value	IRS element (for citing)
Total Part XVIA	1002118	TotalPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Noncharitable EO	false	TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO	false	TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets	false	SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO	false	PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc	false	RentalOfFacilitiesEtc
Reimbursement Arrangements	false	ReimbursementArrangements
Loans Or Loan Guarantees	false	LoansOrLoanGuarantees
Performance Of Services Etc	false	PerformanceOfServicesEtc
Sharing Of Facilities Etc	false	SharingOfFacilitiesEtc
Relationships Noncharitable E Os	false	RelationshipsNoncharitableEOs

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees AccountingFees

Field	Value	IRS element (for citing)
Category	ACCOUNTING/TAX PREPARATION	Category
Amount	$3,985	Amount
Net Investment Income	2710	NetInvestmentIncome
Adjusted Net Income	2710	AdjustedNetIncome
Disbursements Charitable Prps	1275	DisbursementsCharitablePrps

Compensation Explanation CompensationExplanation

Compensation Compensation (9 entries)

JUDY HOFFMAN
RICHARD KEATING
LAURA ASHER
ROBERT MCCLELLAN
ANITA COOPER
MARK MAGGOS
KAREN ECKERT
JOHN WILLIAMS
JEFF WEBER

Depreciation Schedule DepreciationSchedule

Depreciation Depreciation

Field	Value	IRS element (for citing)
Description Of Property	PARTNERSHIP DEPRECIATION	DescriptionOfProperty
Current Year Expense	20055	CurrentYearExpense
Net Investment Income	20055	NetInvestmentIncome
Adjusted Net Income	20055	AdjustedNetIncome

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corp Bonds InvestmentsCorpBonds (2 entries)

Name Of BondNameOfBond	EOY Book ValueEOYBookValue	EOYFMVEOYFMV
CORPORATE BONDS	1330044	1349190
MUTUAL FUNDS	3568014	3533081

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock

Field	Value	IRS element (for citing)
Name Of Stock	COMMON STOCK	NameOfStock
EOY Book Value	8657121	EOYBookValue
EOYFMV	9675947	EOYFMV

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

Field	Value	IRS element (for citing)
US Govt Securities EOY Book Value	3841818	USGovtSecuritiesEOYBookValue
US Govt Securities EOYFMV	3870537	USGovtSecuritiesEOYFMV
State Local Securities EOY Book Val	83139	StateLocalSecuritiesEOYBookVal
State Local Securities EOYFMV	85092	StateLocalSecuritiesEOYFMV

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFees

Field	Value	IRS element (for citing)
Category	LEGAL FEES	Category
Amount	$1,016	Amount
Disbursements Charitable Prps	1016	DisbursementsCharitablePrps

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (7 entries)

DescriptionDescription	Revenue And Expenses Per BooksRevenueAndExpensesPerBooks	Disbursements Charitable PrpsDisbursementsCharitablePrps
EXPENSES
BANK CHARGES	88	88
CONTRIBUTIONS	50	50
INSURANCE	2800	2800
OFFICE SUPPLIES	497	497
POSTAGE	91	91
TRAVEL REIMBURSEMENT	87	87

Other Income Schedule2 OtherIncomeSchedule2

Other Income OtherIncome

Field	Value	IRS element (for citing)
Description	PARTNERSHIP INCOME	Description
Revenue And Expenses Per Books	6196	RevenueAndExpensesPerBooks
Net Investment Income	6196	NetInvestmentIncome
Adjusted Net Income	6196	AdjustedNetIncome

Other Liabilities Schedule OtherLiabilitiesSchedule

Other Liabilities OtherLiabilities

Field	Value	IRS element (for citing)
Description	RISLEY DENT TOWERS ASSOCIATES	Description
BOY Book Value	167546	BOYBookValue

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees OtherProfessionalFees

Field	Value	IRS element (for citing)
Category	INVESTMENT MANAGEMENT	Category
Amount	$157,979	Amount
Net Investment Income	157979	NetInvestmentIncome
Adjusted Net Income	157979	AdjustedNetIncome

Taxes Schedule TaxesSchedule

Taxes Taxes (2 entries)

CategoryCategory	AmountAmount	Disbursements Charitable PrpsDisbursementsCharitablePrps
LICENSES	$10	10
FEDERAL EXCISE TAX	$16,427

JAMES AND AUNE NELSON FOUNDATION: Form 990PF, tax year 2012

Return header ReturnHeader

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Preparer Firm US Address PreparerFirmUSAddress

Filer Filer

Name Name

US Address USAddress

Officer Officer

Preparer Preparer

Form 990-PF IRS990PF

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Balance Sheets BalanceSheets

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (524 entries)

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Statements Regarding Activities StatementsRegardingActivities

Books In Care Of US Address BooksInCareOfUSAddress

Statements Regarding Acty4720 StatementsRegardingActy4720

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (9 entries)

Compensation Of Hghst Paid Cntrct CompensationOfHghstPaidCntrct

Business Name BusinessName

US Address USAddress

Sum Of Program Related Investments SumOfProgramRelatedInvestments

Minimum Investment Return MinimumInvestmentReturn

Distributable DistributableAmount

Qualifying Distributions QualifyingDistributions

Undistributed Income UndistributedIncome

Supplementary Information SupplementaryInformation

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (4 entries)

Analysis Income Producing Acty AnalysisIncomeProducingActy

Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Other Investment Income Part VII OtherInvestmentIncomePartVII

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Subtotals Part XVIA SubtotalsPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees AccountingFees

Compensation Explanation CompensationExplanation

Compensation Compensation (9 entries)

Depreciation Schedule DepreciationSchedule

Depreciation Depreciation

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corp Bonds InvestmentsCorpBonds (2 entries)

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFees

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (7 entries)

Other Income Schedule2 OtherIncomeSchedule2

Other Income OtherIncome

Other Liabilities Schedule OtherLiabilitiesSchedule

Other Liabilities OtherLiabilities

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees OtherProfessionalFees

Taxes Schedule TaxesSchedule

Taxes Taxes (2 entries)

Comments