UNIVERSITY OF ROCHESTER: Form 990, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- UNIVERSITY OF ROCHESTER (EIN 16-0743209)
- Tax period
- 2011-07-01 to 2012-06-30
- Filed
- 2013-05-14
- IRS object ID
- 201301349349300270
- Schema version
- 2011v1.5
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule C
- Schedule D
- Schedule E
- Schedule F
- Schedule G
- Schedule H
- Schedule I
- Schedule J
- Schedule K
- Schedule K
- Schedule L
- Schedule M
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-05-14T10:41:16-05:00 | Timestamp |
| Tax Period End Date | 2012-06-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PricewaterhouseCoopers LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2001 MARKET ST SUITE 1700 | AddressLine1 |
| City | PHILADELPHIA | City |
| State | PA | State |
| ZIP Code | 19103 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2011-07-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 160743209 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | UNIVERSITY OF ROCHESTER | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of Name | % RONALD J PAPROCKI | InCareOfName |
| Name Control | UNIV | NameControl |
| Phone | 5852752800 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 910 GENESEE STREET | AddressLine1 |
| Address Line2 | BROOKS LANDING BUSINESS CENTER | AddressLine2 |
| City | ROCHESTER | City |
| State | NY | State |
| ZIP Code | 146113847 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | RONALD J PAPROCKI | Name |
| Title | SRVP ADMIN/FIN & CFO | Title |
| Phone | 5852752800 | Phone |
| Date Signed | 2013-05-09 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2673303000 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | RONALD J PAPROCKI | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 208 WALLIS HALL | AddressLine1 |
| City | ROCHESTER | City |
| State | NY | State |
| ZIP Code | 14627 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 3072737318 | GrossReceipts |
| Group Return For Affiliates | false | GroupReturnForAffiliates |
| Organization501c3 | X | Organization501c3 |
| Web Site | www.rochester.edu | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1850 | YearFormation |
| State Legal Domicile | NY | StateLegalDomicile |
| Activity Or Mission Description | PROVISION OF HIGHER EDUCATION IN THE LIBERAL ARTS AND SCIENCES, MEDICINE AND DENTISTRY, NURSING AND MUSIC, AS WELL AS OPERATING AND MAINTAINING THE STRONG MEMORIAL HOSPITAL. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 50 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 38 | NbrIndependentVotingMembers |
| Total Nbr Employees | 27606 | TotalNbrEmployees |
| Total Nbr Volunteers | 6179 | TotalNbrVolunteers |
| Total Gross UBI | -1561462 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | -5272546 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 322819223 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 407000225 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 2071311836 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 2085663717 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 141996456 | InvestmentIncomePriorYear |
| Investment Income Current Year | 148665670 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 43656284 | OtherRevenuePriorYear |
| Other Revenue Current Year | 36104255 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 2579783799 | TotalRevenuePriorYear |
| Total Revenue Current Year | 2677433867 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 142320545 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 151430029 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 1469511818 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 1551741134 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 385904 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 381847 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 37752682 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 867074944 | OtherExpensePriorYear |
| Other Expenses Current Year | 856987120 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 2479293211 | TotalExpensesPriorYear |
| Total Expenses Current Year | 2560540130 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | 100490588 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | 116893737 | RevenuesLessExpensesCY |
| Total Assets BOY | 3966515688 | TotalAssetsBOY |
| Total Assets EOY | 4161720674 | TotalAssetsEOY |
| Total Liabilities BOY | 1470084246 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 1679130429 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 2496431442 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 2482590245 | NetAssetsOrFundBalancesEOY |
| Info In Schedule O Part III | X | InfoInScheduleOPartIII |
| Mission Description | PROVISION OF HIGHER EDUCATION IN THE LIBERAL ARTS AND SCIENCES, MEDICINE AND DENTISTRY, NURSING AND MUSIC, AS WELL AS OPERATING AND MAINTAINING THE STRONG MEMORIAL HOSPITAL. | MissionDescription |
| Significant New Program Services | false | SignificantNewProgramServices |
| Significant Change | false | SignificantChange |
| Expense | 565385475 | Expense |
| Grants | 151430029 | Grants |
| Revenue | 398797398 | Revenue |
| Description | EDUCATIONAL ACTIVITIES - THE UNIVERSITY IS COMPRISED OF SIX SCHOOLS OFFERING PROGRAMS FROM UNDERGRADUATE TO POST-DOCTORAL DEGREES. THESE ARE THE SCHOOL OF ARTS AND SCIENCES, THE HAJIM SCHOOL OF ENGINEERING, THE WARNER SCHOOL OF EDUCATION AND HUMAN DEVELOPMENT, EASTMAN SCHOOL OF MUSIC, SIMON GRADUATE SCHOOL OF BUSINESS ADMINISTRATION, SCHOOL OF NURSING, AND SCHOOL OF MEDICINE AND DENTISTRY. THERE ARE ALSO A NUMBER OF IMPORTANT CENTERS OF ACADEMIC EXCELLENCE, FOR EXAMPLE, THE INSTITUTE OF OPTICS, THE LABORATORY FOR LASER ENERGETICS, THE WILMOT CANCER CENTER, AND THE FLAUM EYE INSTITUTE. THE FULL-TIME FACULTY OF THE SCHOOL OF MEDICINE AND DENTISTRY PROVIDE CLINICAL SERVICES AS PART OF THE ACADEMIC MEDICAL PROGRAM; THIS ACTIVITY OCCURS 100 PERCENT WITHIN THE MEDICAL SCHOOL AND IS INTERNALLY ORGANIZED AND SUPERVISED AS URMFG OR UNIVERSITY OF ROCHESTER MEDICAL FACULTY GROUP. THERE ARE 1,347 FULL-TIME TENURED FACULTY MEMBERS AND 9,628 UNDERGRADUATE AND GRADUATE STUDENTS ENROLLED IN THE UNIVERSITY. THE UNIVERSITY HAS ALWAYS PLACED FINANCIAL AID FOR ITS STUDENTS AMONG ITS HIGHEST PRIORITIES. THE AVERAGE SCHOLARSHIP COVERS ABOUT 40 PERCENT OF THE COST OF ATTENDING THE UNIVERSITY OF ROCHESTER. THE UNIVERSITY IS COMMITTED TO OFFERING THE HIGHEST QUALITY EDUCATION TO ITS STUDENTS, REGARDLESS OF THEIR ECONOMIC CIRCUMSTANCES OR BACKGROUND. FOR EXAMPLE, THE UNIVERSITY HAS A PROGRAM TO EXPAND HIGHER EDUCATION OPPORTUNITIES FOR STUDENTS FROM THE ROCHESTER CITY SCHOOL DISTRICT (RCSD), A DISTRICT WITH ONE OF THE HIGHEST POVERTY AND SCHOOL DROPOUT RATES IN NEW YORK STATE. THE UNIVERSITY PROVIDES $25,000 PER YEAR FOR FOUR YEARS TO EVERY GRADUATE OF THE SCHOOL DISTRICT WHO IS ADMITTED TO THE UNIVERSITY'S COLLEGE OF ARTS, SCIENCES AND ENGINEERING; THIS IS EQUIVALENT TO AN AWARD OF $100,000 FOR EACH STUDENT. THROUGH THE ENDOWMENT, THE UNIVERSITY PERPETUATES AND ENHANCES ITS EDUCATIONAL, RESEARCH, CLINICAL CARE PROGRAMS AND PUBLIC SERVICE MISSIONS. THIS COMMITMENT REQUIRES AN ENDOWMENT PAYOUT OF 5.9 PERCENT CALCULATED ON A ROLLING FIVE-YEAR AVERAGE OF THE ENDOWMENT'S MARKET VALUE. THE UNIVERSITY'S ENDOWMENT CONSISTS LARGELY OF INDIVIDUAL FUNDS THANKS TO THE GENEROSITY OF CHARITABLE DONORS. THE DONORS OF THESE GIFTS OFTEN SPECIFY AND RESTRICT THE PURPOSES FOR WHICH THE INCOME MAY BE SPENT TO ENSURE LONG-TERM BENEFITS. | Description |
Activity2 Activity2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 315548802 | Expense |
| Revenue | 102531233 | Revenue |
| Description | SPONSORED RESEARCH ACTIVITIES - THE UNIVERSITY IS A CENTER FOR PROGRAMS OF RESEARCH. MUCH OF THE RESEARCH IS FUNDED IN SUBSTANTIAL PART BY PRIVATE AND GOVERNMENTAL AGENCIES. RESEARCH IS UNDERTAKEN IN THE PUBLICS' INTEREST AND ALL RESULTS ARE AVAILABLE TO THE PUBLIC. DURING THE 2011-2012 FISCAL YEAR, THERE WERE 5,770 GRANTS AND CONTRACTS IN EFFECT THAT TOTALED $397,203,811 IN REVENUE. | Description |
Activity3 Activity3
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 1425461209 | Expense |
| Revenue | 1521234300 | Revenue |
| Description | SERVICES OF HOSPITAL AND CLINICS- THE UNIVERSITY OF ROCHESTER (THE "UNIVERSITY") TO SUPPORT THE TEACHING AND RESEARCH MISSIONS OF ITS SCHOOL OF MEDICINE AND DENTISTRY AND ITS SCHOOL OF NURSING OPERATES A TERTIARY CARE, TEACHING HOSPITAL THAT PROVIDES HEALTH CARE SERVICES THROUGH ITS INPATIENT, OUTPATIENT AND EMERGENCY FACILITIES. THE MEDICAL STAFF OF THE HOSPITAL IS THE FACULTY OF THE SCHOOL OF MEDICINE AND DENTISTRY. THE ACADEMIC DEPARTMENT CHAIRS ALSO FUNCTION AS THE DEPARTMENT HEADS OF THE MEDICAL SERVICES IN THE HOSPITAL. THERE ARE EXTENSIVE INTERN AND RESIDENT PROGRAMS. THE HOSPITAL PROVIDES CARE REGARDLESS OF THE PATIENT'S ABILITY TO PAY FOR SERVICES. THERE WERE 263,589 PATIENT DAYS AND 1,304,861 EMERGENCY AND CLINICAL VISITS DURING THE 2011-2012 FISCAL YEAR. IN ADDITION TO BEING A TEACHING FACILITY, THE HOSPITAL OPERATES IN A CHARITABLE MANNER CONSISTENT WITH THE REQUIREMENTS OF INTERNAL REVENUE CODE SECTION 501(C)(3) AND THE "COMMUNITY BENEFIT STANDARD" OF IRS REVENUE RULING 69-545. IN THIS REGARD, THE GOVERNING BODY OF THE ORGANIZATION IS COMPOSED OF PROMINENT CITIZENS IN THE COMMUNITY. MEDICAL STAFF PRIVILEGES IN THE HOSPITAL ARE AVAILABLE TO ALL QUALIFIED PHYSICIANS IN THE AREA WHO ALSO CAN QUALIFY AS FULL OR PART-TIME FACULTY OF THE SCHOOL OF MEDICINE AND DENTISTRY; THE HOSPITAL MAINTAINS A FULL-TIME EMERGENCY ROOM OPEN TO ALL REGARDLESS OF ABILITY TO PAY; THE HOSPITAL PROVIDES CARE TO NEEDY MEMBERS OF ITS COMMUNITY WITH ITS CHARITY CARE POLICY REGARDLESS OF THEIR ABILITY TO PAY FOR SERVICES AND ADMITS AS PATIENTS THOSE ABLE TO PAY FOR CARE, EITHER THEMSELVES OR THROUGH THIRD-PARTY PAYERS SUCH AS PRIVATE HEALTH INSURANCE OR GOVERNMENT PROGRAMS SUCH AS MEDICARE AND MEDICAID. THE HOSPITAL'S EXCESS FUNDS ARE GENERALLY APPLIED TO EXPANSION AND REPLACEMENT OF EXISTING FACILITIES AND EQUIPMENT, MEDICAL RESEARCH, AMORTIZATION OF INDEBTEDNESS, IMPROVEMENTS IN PATIENT CARE, COMMUNITY BENEFIT ACTIVITIES AND CHARITY CARE. | Description |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Other Program Service Exp | 90001711 | TotalOfOtherProgramServiceExp |
| Total Of Other Program Service Rev | 63100786 | TotalOfOtherProgramServiceRev |
| Total Program Service Expense | 2396397197 | TotalProgramServiceExpense |
| Described In501 C3 | true | DescribedIn501C3 |
| Schedule B Required | true | ScheduleBRequired |
| Political Activities | false | PoliticalActivities |
| Lobbying Activities | true | LobbyingActivities |
| Subject To Proxy Tax | false | SubjectToProxyTax |
| Donor Advised Funds | true | DonorAdvisedFunds |
| Conservation Easements | false | ConservationEasements |
| Collections Of Art | true | CollectionsOfArt |
| Credit Counseling | false | CreditCounseling |
| Term Or Permanent Endowments | true | TermOrPermanentEndowments |
| Report Land Bldg Equip | true | ReportLandBldgEquip |
| Report Invest Oth Securities | true | ReportInvestOthSecurities |
| Report Prog Rel Invest | false | ReportProgRelInvest |
| Report Other Assets | false | ReportOtherAssets |
| Report Other Liabilities | true | ReportOtherLiabilities |
| Report Fin48 Footnote | false | ReportFin48Footnote |
| Independent Audit Financial Stmt | false | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | true | ConsolidatedAuditFinancialStmt |
| School | true | School |
| Foreign Office | true | ForeignOffice |
| Foreign Activities | true | ForeignActivities |
| More Than5000 K To Organizations | false | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | false | MoreThan5000KToIndividuals |
| Professional Fundraising | true | ProfessionalFundraising |
| Fundraising Activities | true | FundraisingActivities |
| Gaming | false | Gaming |
| Hospital | true | Hospital |
| Financial Stmt Attached | true | FinancialStmtAttached |
| Grants To Organizations | false | GrantsToOrganizations |
| Grants To Individuals | true | GrantsToIndividuals |
| Schedule J Required | true | ScheduleJRequired |
| Tax Exempt Bonds | true | TaxExemptBonds |
| Invest Tax Exempt Bonds | false | InvestTaxExemptBonds |
| Escrow Account | false | EscrowAccount |
| On Behalf Of Issuer | false | OnBehalfOfIssuer |
| Excess Benefit Transaction | false | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | false | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | false | LoanToOfficerOrDQP |
| Grant To Related Person | false | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | true | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | true | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | true | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | true | DeductibleNonCashContributions |
| Deductible Contributions Of Art | true | DeductibleContributionsOfArt |
| Terminated | false | Terminated |
| Partial Liquidation | false | PartialLiquidation |
| Disregarded Entity | true | DisregardedEntity |
| Related Entity | true | RelatedEntity |
| Related Org Controlled Entity | true | RelatedOrgControlledEntity |
| Transaction Related Entity | true | TransactionRelatedEntity |
| Transfers To Exempt Non Chrtbl Org | true | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | false | ActivitiesConductedPartnership |
| Schedule O Required | true | ScheduleORequired |
| Number Forms Transmitted With1096 | 12301 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Compliance With Backup Witholding | true | ComplianceWithBackupWitholding |
| Number Of Employees | 27606 | NumberOfEmployees |
| Employment Tax Returns Filed | true | EmploymentTaxReturnsFiled |
| Unrelated Business Income | true | UnrelatedBusinessIncome |
| Form990-T Filed | true | Form990-TFiled |
| Foreign Financial Account | false | ForeignFinancialAccount |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTrans |
| Taxable Party Notification | false | TaxablePartyNotification |
| Non Deductible Contributions | false | NonDeductibleContributions |
| Quid Pro Quo Contributions | true | QuidProQuoContributions |
| Quid Pro Quo Disclosure | true | QuidProQuoDisclosure |
| Form8282 Property Disposed Of | false | Form8282PropertyDisposedOf |
| Funds To Pay Premiums | false | FundsToPayPremiums |
| Premiums Paid | false | PremiumsPaid |
| Excess Business Holdings | false | ExcessBusinessHoldings |
| Taxable Distributions | false | TaxableDistributions |
| Distribution To Donor | false | DistributionToDonor |
| Indoor Tanning Services | false | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 50 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 38 | NumberIndependentVotingMembers |
| Family Or Business Relationship | true | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | false | DelegationOfManagementDuties |
| Changes To Organizing Docs | false | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | false | MaterialDiversionOrMisuse |
| Members Or Stockholders | false | MembersOrStockholders |
| Election Of Board Members | false | ElectionOfBoardMembers |
| Decisions Subject To Approval | false | DecisionsSubjectToApproval |
| Minutes Of Governing Body | true | MinutesOfGoverningBody |
| Minutes Of Committees | true | MinutesOfCommittees |
| Officer Mailing Address | false | OfficerMailingAddress |
| Local Chapters | false | LocalChapters |
| Form990 Provided To Governing Body | true | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | true | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | true | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | true | RegularMonitoringEnforcement |
| Whistleblower Policy | true | WhistleblowerPolicy |
| Document Retention Policy | true | DocumentRetentionPolicy |
| Compensation Process CEO | true | CompensationProcessCEO |
| Compensation Process Other | true | CompensationProcessOther |
| Investment In Joint Venture | false | InvestmentInJointVenture |
| States Where Copy Of Return Is Filed | CA | StatesWhereCopyOfReturnIsFiled |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Person | RONALD J PAPROCKI | NamePerson |
| Telephone Number | 5852752800 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 208 WALLIS HALL | AddressLine1 |
| City | ROCHESTER | City |
| State | NY | State |
| ZIP Code | 14627 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part VII | X | InfoInScheduleOPartVII |
Form990 Part VII Section A Form990PartVIISectionA (73 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | OfficerOfficer | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | Key EmployeeKeyEmployee | Highest Compensated EmployeeHighestCompensatedEmployee | FormerFormer |
|---|---|---|---|---|---|---|---|---|---|
| JOEL SELIGMAN | |||||||||
| TRUSTEE, PRESIDENT & CEO | 80.0 | X | X | 717738 | 0 | 154417 | |||
| RICHARD T AAB | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| MARK S AIN | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| ERNEST A BATES MD | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| NAOMI M BERGMAN | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| LAURENCE H BLOCH | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| JOHN H BRUNING | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| WILLIAM M CARPENTER | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| ARUNAS A CHESONIS | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| LAUNCELOT F DRUMMOND | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| BERNARD T FERRARI MD | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| DAVID FLAUM | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| BARRY W FLORESCUE | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| ROGER B FRIEDLANDER | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| ANI GABRELLIAN | |||||||||
| TRUSTEE | 0.25 | X | 0 | 0 | 0 | ||||
| ROBERT B GOERGEN | |||||||||
| CHAIR EMERITUS | 2.0 | X | 0 | 0 | 0 | ||||
| GWEN MELTZER GREENE | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| PAUL F GRINER | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| EDMUND A HAJIM | |||||||||
| Chair | 2.0 | X | X | 0 | 0 | 0 | |||
| RICHARD B HANDLER | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| ALAN F HILFIKER | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| MICHAEL E JONES | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| CAROL D KARP | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| ROBERT KEEGAN | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| JOHN M KELLY | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| LAURENCE KESSLER | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| EVANS LAM | |||||||||
| TRUSTEE | 0.25 | X | 0 | 0 | 0 | ||||
| LOUIS G LANGE MD | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| R WAYNE LECHASE | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| NANCY A LIEBERMAN | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| GAIL A LIONE | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| CATHY E MINEHAN | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| NATHAN F MOSER | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| KATHLEEN ANN MURRAY | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| PHILIP A PIZZO MD | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| FRANCIS L PRICE | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| ELENA A PROKUPETS | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| RONALD RETTNER | |||||||||
| TRUSTEE | 0.25 | X | 0 | 0 | 0 | ||||
| THOMAS S RICHARDS | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| MICHAEL S ROSEN | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| RICHARD E SANDS | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| THOMAS R SLOAN | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| HUGO F SONNENSCHEIN | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| KATHY N WALLER | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| DANIEL R WEGMAN | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| RALPH R WHITNEY JR | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| JANICE M WILLETT | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| CARL C WILLIAMS | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| THOMAS C WILMOT SR | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| NATHANIEL WISCH MD | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| G ROBERT WITMER JR | |||||||||
| CHAIR EMERITUS | 2.0 | X | 0 | 0 | 0 | ||||
| JAMES C WYANT | |||||||||
| TRUSTEE | 2.0 | X | 0 | 0 | 0 | ||||
| PAUL J BURGETT | |||||||||
| VP AND GENERAL SECRETARY | 60.0 | X | 207283 | 0 | 27654 | ||||
| BRADFORD C BERK | |||||||||
| SR. VP HEALTH SCIENCE | 65.0 | X | 918607 | 0 | 212981 | ||||
| RALPH W KUNCL | |||||||||
| PROVOST & EXEC. VP | 74.0 | X | 549703 | 0 | 76728 | ||||
| PETER LENNIE | |||||||||
| SR. VP & DEAN OF FACULTY | 60.0 | X | 424935 | 0 | 37405 | ||||
| WILLIAM M MURPHY | |||||||||
| VP for communications | 40.0 | X | 227078 | 0 | 33998 | ||||
| RONALD J PAPROCKI | |||||||||
| SR. VP ADMIN & FINANCE, CFO | 65.0 | X | 541624 | 0 | 45063 | ||||
| DOUGLAS W PHILLIPS | |||||||||
| SR. VP institutional resources | 62.0 | X | 314112 | 0 | 283184 | ||||
| SUE S STEWART | |||||||||
| SR VP AND GENERAL COUNSEL | 65.0 | X | 417236 | 0 | 35657 | ||||
| MARK B TAUBMAN | |||||||||
| DEAN,SMD;VP FOR HEALTH SCIENCE | 75.0 | X | 714103 | 0 | 138581 | ||||
| JAMES D THOMPSON | |||||||||
| SR. VP & CHIEF ADV. OFFICER | 75.0 | X | 515016 | 0 | 45055 | ||||
| RICHARD FISHER | |||||||||
| DIR CANCER CTR & VP CLIN SRVS | 60.0 | 631716 | 0 | 67574 | X | ||||
| STEVEN GOLDSTEIN | |||||||||
| VICE PRESIDENT- URMC | 55.0 | 901763 | 0 | 186600 | X | ||||
| MICHAEL C GOONAN | |||||||||
| VICE PRESIDENT & CFO, URMC | 55.0 | 580492 | 0 | 215851 | X | ||||
| RAYMOND J MAYEWSKI | |||||||||
| VP, URMC OFC SR VP FOR HEALTH | 51.0 | 512553 | 0 | 130341 | X | ||||
| PETER G ROBINSON | |||||||||
| VP&COO, MEDCTR & STRONG HEALTH | 55.0 | 586181 | 0 | 212710 | X | ||||
| MICHAEL D MALONEY MD | |||||||||
| ASSOC. PROF., ORTHOPAEDICS M&D | 86.0 | 1515195 | 0 | 281054 | X | ||||
| MARC D BROWN MD | |||||||||
| PROF., DERMATOLOGY M&D | 60.0 | 1647682 | 0 | 40642 | X | ||||
| JEFFREY H PETERS MD | |||||||||
| PROF CHAIR DEPT OF SURGERY | 73.0 | 1229071 | 0 | 60271 | X | ||||
| BRENT DUBESHTER MD | |||||||||
| PROFESSOR, OBSTETRICS & GYNE. | 80.0 | 1153818 | 0 | 42858 | X | ||||
| JASON HAITAO HUANG MD | |||||||||
| ASSOC PROF DEPT NEUROSURGERY | 60.0 | 1460821 | 0 | 43421 | X | ||||
| ELIZABETH MCANARNEY | |||||||||
| FORMER KEY EMPLOYEE | 45.0 | 148581 | 0 | 21082 | X | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 15915308 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 0 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 2393127 | TotalOtherCompensation |
| Number Individuals GT100 K | 2205 | NumberIndividualsGT100K |
| Formers Listed | true | FormersListed |
| Total Comp GT150 K | true | TotalCompGT150K |
| Compensation From Other Sources | false | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (5 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation |
|---|---|---|---|---|---|
| THE PIKE COMPANY | |||||
| ONE CIRCLE STREET | ROCHESTER | NY | 14607 | CONSTRUCTION SRVCS | 14497496 |
| LECHASE CONSTRUCTION SERVICES | |||||
| 300 TROLLEY BLVD | ROCHESTER | NY | 14606 | CONSTRUCTION SRVCS | 10256334 |
| EPIC SYSTEMS CORP | |||||
| 1979 MILKY WAY | VERONA | WA | 53593 | TRAINING AND SUPPORT | 8392885 |
| DGA BUILDERS LLC | |||||
| 333 W COMMERCIAL ST SUITE 1500 | EAST ROCHESTER | NY | 14445 | CONSTRUCTION SRVCS | 6131082 |
| SIMPLEX GRINNELL LP | |||||
| 90 GOODWAY DRIVE | ROCHESTER | NY | 14623 | CONSTRUCTION SRVCS | 3583292 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 358 | NumberOfContractorsGT100K |
| Federated Campaigns | 514381 | FederatedCampaigns |
| Fundraising Events | 2648631 | FundraisingEvents |
| Related Organizations | 2390000 | RelatedOrganizations |
| Government Grants | 294672578 | GovernmentGrants |
| All Other Contributions | 106774635 | AllOtherContributions |
| Noncash Contributions | 14471771 | NoncashContributions |
| Total Contributions | 407000225 | TotalContributions |
Program Service Revenue ProgramServiceRevenue (4 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome | ExclusionExclusionAmount |
|---|---|---|---|---|
| SERVICES OF HOSPITALS AND CLINICS | 622110 | 1521234300 | 1518484307 | $2,749,993 |
| EDUCATIONAL ACTIVITIES | 611310 | 398797398 | 398759040 | $38,358 |
| SPONSORED RESEARCH ACTIVITIES/CONTRACTS | 900099 | 102531233 | 102531233 | |
| AUXILIARY ENTERPRISES | 900099 | 63100786 | 40668116 | $22,432,670 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 2085663717 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 53017433 | TotalRevenueColumn |
| Exclusion | $53,017,433 | ExclusionAmount |
Income From Invest Bond Proceeds IncomeFromInvestBondProceeds
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Royalties Revenue RoyaltiesRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 34431568 | TotalRevenueColumn |
| Exclusion | $34,431,568 | ExclusionAmount |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 492164728 | Securities |
Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 394495729 | Securities |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 97668999 | Securities |
| Other | -2020762 | Other |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 95648237 | TotalRevenueColumn |
| Unrelated Business Revenue | -2020762 | UnrelatedBusinessRevenue |
| Exclusion | $97,668,999 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Income Fundraising Events | 2021109 | GrossIncomeFundraisingEvents |
| Cntrbtns Rprtd Fundraising Events | 2648631 | CntrbtnsRprtdFundraisingEvents |
| Fundraising Direct Expenses | 807722 | FundraisingDirectExpenses |
Net Income From Fundraising Events NetIncomeFromFundraisingEvents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 1213387 | TotalRevenueColumn |
| Exclusion | $1,213,387 | ExclusionAmount |
Net Income From Gaming NetIncomeFromGaming
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Net Income Or Loss NetIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Other Revenue Misc OtherRevenueMisc (3 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Unrelated Business RevenueUnrelatedBusinessRevenue |
|---|---|---|---|
| VIVARIUM | 900099 | 295371 | 295371 |
| ATHLETIC FEES | 900099 | 31976 | 31976 |
| MAG ROOM RENTAL | 900099 | 101611 | 101611 |
Miscellaneous Revenue MiscellaneousRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 30342 | TotalRevenueColumn |
| Unrelated Business Revenue | 30342 | UnrelatedBusinessRevenue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Revenue | 459300 | TotalOtherRevenue |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 2677433867 | TotalRevenueColumn |
| Related Or Exempt Function Income | 2060442696 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | -1561462 | UnrelatedBusinessRevenue |
| Exclusion | $211,552,408 | ExclusionAmount |
Grants To Domestic Orgs GrantsToDomesticOrgs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Grants To Domestic Individuals GrantsToDomesticIndividuals
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 151430029 | Total |
| Program Services | 151430029 | ProgramServices |
Foreign Grants ForeignGrants
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Benefits To Members BenefitsToMembers
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 10682306 | Total |
| Program Services | 7532247 | ProgramServices |
| Management And General | 2591525 | ManagementAndGeneral |
| Fundraising | 558534 | Fundraising |
Comp Disqual Persons CompDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 963636 | Total |
| Program Services | 735169 | ProgramServices |
| Management And General | 228467 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1185633226 | Total |
| Program Services | 1124840143 | ProgramServices |
| Management And General | 41313214 | ManagementAndGeneral |
| Fundraising | 19479869 | Fundraising |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 72320501 | Total |
| Program Services | 69193712 | ProgramServices |
| Management And General | 1988205 | ManagementAndGeneral |
| Fundraising | 1138584 | Fundraising |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 205638693 | Total |
| Program Services | 196747869 | ProgramServices |
| Management And General | 5653332 | ManagementAndGeneral |
| Fundraising | 3237492 | Fundraising |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 76502772 | Total |
| Program Services | 73195162 | ProgramServices |
| Management And General | 2103182 | ManagementAndGeneral |
| Fundraising | 1204428 | Fundraising |
Fees For Services Management FeesForServicesManagement
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1326307 | Total |
| Program Services | 1326307 | ProgramServices |
| Management And General | 0 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3929816 | Total |
| Program Services | 3582523 | ProgramServices |
| Management And General | 325473 | ManagementAndGeneral |
| Fundraising | 21820 | Fundraising |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1097621 | Total |
| Program Services | 0 | ProgramServices |
| Management And General | 1097621 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
Fees For Services Lobbying FeesForServicesLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 297500 | Total |
| Program Services | 297500 | ProgramServices |
| Management And General | 0 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
Fees For Services Prof Fundraising FeesForServicesProfFundraising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 381847 | Total |
| Fundraising | 381847 | Fundraising |
Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 33615000 | Total |
| Program Services | 0 | ProgramServices |
| Management And General | 33615000 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 105716411 | Total |
| Program Services | 101709412 | ProgramServices |
| Management And General | 2157575 | ManagementAndGeneral |
| Fundraising | 1849424 | Fundraising |
Advertising Advertising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2092884 | Total |
| Program Services | 2058769 | ProgramServices |
| Management And General | 0 | ManagementAndGeneral |
| Fundraising | 34115 | Fundraising |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 344047870 | Total |
| Program Services | 336600876 | ProgramServices |
| Management And General | 4416787 | ManagementAndGeneral |
| Fundraising | 3030207 | Fundraising |
Information Technology InformationTechnology
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 10135035 | Total |
| Program Services | 9832276 | ProgramServices |
| Management And General | 94725 | ManagementAndGeneral |
| Fundraising | 208034 | Fundraising |
Royalties Royalties
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 116638325 | Total |
| Program Services | 115497170 | ProgramServices |
| Management And General | 1029579 | ManagementAndGeneral |
| Fundraising | 111576 | Fundraising |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 21963029 | Total |
| Program Services | 16388355 | ProgramServices |
| Management And General | 906891 | ManagementAndGeneral |
| Fundraising | 4667783 | Fundraising |
Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 5889559 | Total |
| Program Services | 4997672 | ProgramServices |
| Management And General | 530326 | ManagementAndGeneral |
| Fundraising | 361561 | Fundraising |
Interest Interest
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 28100983 | Total |
| Program Services | 24241499 | ProgramServices |
| Management And General | 3311622 | ManagementAndGeneral |
| Fundraising | 547862 | Fundraising |
Payments To Affiliates PaymentsToAffiliates
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 143988881 | Total |
| Program Services | 134343217 | ProgramServices |
| Management And General | 8898641 | ManagementAndGeneral |
| Fundraising | 747023 | Fundraising |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 7587092 | Total |
| Program Services | 6867425 | ProgramServices |
| Management And General | 719667 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
Other Expenses OtherExpenses (3 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices | Management And GeneralManagementAndGeneral | FundraisingFundraising |
|---|---|---|---|---|
| PROVISION FOR DOUBTFUL ACCTS | 8349985 | 8349985 | ||
| OTHER-UBIT STATE TAX PAID | 787 | 787 | ||
| OTHER MISC. EXPENSES | 22210035 | 6629093 | 15408419 | 172523 |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2560540130 | Total |
| Program Services | 2396397197 | ProgramServices |
| Management And General | 126390251 | ManagementAndGeneral |
| Fundraising | 37752682 | Fundraising |
Cash Non Interest Bearing CashNonInterestBearing
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 283352340 | BOY |
| EOY | 247815995 | EOY |
Pledges And Grants Receivable PledgesAndGrantsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 93850735 | BOY |
| EOY | 131345701 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 252159405 | BOY |
| EOY | 279271624 | EOY |
Receivables From Officers Etc ReceivablesFromOfficersEtc
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Receivables From Disqual Persons ReceivablesFromDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Other Notes Loans Receivable Net OtherNotesLoansReceivableNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 19523816 | BOY |
| EOY | 20800893 | EOY |
Inventories For Sale Or Use InventoriesForSaleOrUse
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 23001407 | BOY |
| EOY | 25371851 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 17493732 | BOY |
| EOY | 18456696 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 2983917754 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 1588881942 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1289723457 | BOY |
| EOY | 1395035812 | EOY |
Investments Pub Traded Securities InvestmentsPubTradedSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 718757270 | BOY |
| EOY | 742145280 | EOY |
Investments Other Securities InvestmentsOtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1202839565 | BOY |
| EOY | 1221477339 | EOY |
Investments Program Related InvestmentsProgramRelated
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Intangible Assets IntangibleAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 65813961 | BOY |
| EOY | 79999483 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 3966515688 | BOY |
| EOY | 4161720674 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 292273123 | BOY |
| EOY | 383955946 | EOY |
Grants Payable GrantsPayable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Deferred Revenue DeferredRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 27791541 | BOY |
| EOY | 27316911 | EOY |
Tax Exempt Bond Liabilities TaxExemptBondLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 613158382 | BOY |
| EOY | 750956827 | EOY |
Escrow Account Liability EscrowAccountLiability
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Loans From Officers Directors LoansFromOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 60652953 | BOY |
| EOY | 57692881 | EOY |
Unsecured Notes Loans Payable UnsecuredNotesLoansPayable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 8578935 | BOY |
| EOY | 17419985 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 467629312 | BOY |
| EOY | 441787879 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1470084246 | BOY |
| EOY | 1679130429 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1654581172 | BOY |
| EOY | 1601107352 | EOY |
Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 488551400 | BOY |
| EOY | 492673911 | EOY |
Permanently Restricted Net Assets PermanentlyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 353298870 | BOY |
| EOY | 388808982 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2496431442 | BOY |
| EOY | 2482590245 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 3966515688 | BOY |
| EOY | 4161720674 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | X | InfoInScheduleOPartXI |
| Reconcilation Revenue Expenses | 116893737 | ReconcilationRevenueExpenses |
| Reconcilation Other Changes | -130734934 | ReconcilationOtherChanges |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | false | AccountantCompileOrReview |
| FS Audited | true | FSAudited |
| Audit Committee | true | AuditCommittee |
| Financial Statement Consolidated | X | FinancialStatementConsolidated |
| Federal Grant Audit Required | true | FederalGrantAuditRequired |
| Federal Grant Audit Performed | true | FederalGrantAuditPerformed |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| School170b1 Aii | X | School170b1Aii |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule C IRS990ScheduleC
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grassroots Lobbying | TotalGrassrootsLobbying | |
| Total Direct Lobbying | TotalDirectLobbying | |
| Total Lobbying Expenditures | TotalLobbyingExpenditures | |
| Other Exempt Purpose Expenditures | OtherExemptPurposeExpenditures | |
| Total Exempt Purpose Expenditures | TotalExemptPurposeExpenditures | |
| Lobbying Nontaxable | LobbyingNontaxableAmount | |
| Grassroots Nontaxable | GrassrootsNontaxableAmount | |
| Tot Lobbying Grassroot Minus Non Tx | TotLobbyingGrassrootMinusNonTx | |
| Tot Lobby Expend Mns Lobbying Nontx | TotLobbyExpendMnsLobbyingNontx | |
| Volunteers | false | Volunteers |
| Paid Staff Or Management | true | PaidStaffOrManagement |
| Media Advertisements | false | MediaAdvertisements |
| Mailings Members | true | MailingsMembers |
| Mailings Members | $3,175 | MailingsMembersAmount |
| Publications Or Broadcast | false | PublicationsOrBroadcast |
| Grants Other Organizations | false | GrantsOtherOrganizations |
| Direct Contact Legislators | true | DirectContactLegislators |
| Direct Contact Legislators | $446,218 | DirectContactLegislatorsAmount |
| Rallies Demonstrations | false | RalliesDemonstrations |
| Other Activities | false | OtherActivities |
| Total Lobbying Expenditures IIB | 449393 | TotalLobbyingExpendituresIIB |
| Not Described In501c3 | false | NotDescribedIn501c3 |
Form990 Schedule C Part IV Form990ScheduleCPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | DETAILED DESCRIPTION OF LOBBYING ACTIVITIES | Identifier |
| Return Reference | SCHEDULE C, PART II-B, LINE 1-"YES" RESPONSES | ReturnReference |
| Explanation | THE UNIVERSITY ADVANCES ITS MISSIONS (EDUCATION, RESEARCH, HEALTH CARE AND COMMUNITY HEALTH) WITH NATIONAL, STATE AND LOCAL ELECTED OFFICIALS, THEIR STAFF, OUR SURROUNDING COMMUNITY, AND WITH GOVERNMENT AGENCIES AT ALL LEVELS. THE UNIVERSITY ALSO INTERACTS WITH PEER INSTITUTIONS, HIGHER EDUCATION AND MEDICAL ASSOCIATIONS, SCIENTIFIC COALITIONS AND SOCIETIES, AND CONSULTANTS TO ADVANCE ITS INTERESTS THROUGH POLICY AND LEGISLATION. | Explanation |
Schedule D IRS990ScheduleD
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number DA Fs Held | 14 | NumberDAFsHeld |
| Donor Advised Contributions | 95367 | DonorAdvisedContributions |
| Grants Paid From Donor Funds | 744820 | GrantsPaidFromDonorFunds |
| Aggregate DAF Value | 3541781 | AggregateDAFValue |
| Disclosed Orgs Legal Control | true | DisclosedOrgsLegalControl |
| Disclosed For Charitable Purposes | true | DisclosedForCharitablePurposes |
Art Public Exhibition Amts ArtPublicExhibitionAmts
| Field | Value | IRS element (for citing) |
|---|---|---|
| Revenues Included | 149515 | RevenuesIncluded |
| Assets In Part X | 30881937 | AssetsInPartX |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Held Works Of Art Amts | HeldWorksOfArtAmts | |
| Collect Used For Public Exhibition | X | CollectUsedForPublicExhibition |
| Collect Used For Scholar Research | X | CollectUsedForScholarResearch |
| Collect Used For Preservation | X | CollectUsedForPreservation |
| Collect Used For Loan Or Exch Prgrms | X | CollectUsedForLoanOrExchPrgrms |
| Solicited Assets For Sale | false | SolicitedAssetsForSale |
Current Year CurrentYear
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 1517585000 | BeginningOfYearBalance |
| Contributions | 23399000 | Contributions |
| Investment Earnings Or Losses | 22662000 | InvestmentEarningsOrLosses |
| Grants Or Scholarships | 12604000 | GrantsOrScholarships |
| Other Expenditures | 69278000 | OtherExpenditures |
| End Of Year Balance | 1481764000 | EndOfYearBalance |
Current Year Minus1 Year CurrentYearMinus1Year
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 1308342000 | BeginningOfYearBalance |
| Contributions | 20773000 | Contributions |
| Investment Earnings Or Losses | 252741000 | InvestmentEarningsOrLosses |
| Grants Or Scholarships | 11153000 | GrantsOrScholarships |
| Other Expenditures | 53118000 | OtherExpenditures |
| End Of Year Balance | 1517585000 | EndOfYearBalance |
Current Year Minus2 Years CurrentYearMinus2Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 1226281000 | BeginningOfYearBalance |
| Contributions | 15354000 | Contributions |
| Investment Earnings Or Losses | 148151000 | InvestmentEarningsOrLosses |
| Grants Or Scholarships | 10875000 | GrantsOrScholarships |
| Other Expenditures | 70569000 | OtherExpenditures |
| End Of Year Balance | 1308342000 | EndOfYearBalance |
Current Year Minus3 Years CurrentYearMinus3Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 1629458000 | BeginningOfYearBalance |
| Contributions | 13510000 | Contributions |
| Investment Earnings Or Losses | -330619000 | InvestmentEarningsOrLosses |
| Grants Or Scholarships | 9699000 | GrantsOrScholarships |
| Other Expenditures | 76369000 | OtherExpenditures |
| End Of Year Balance | 1226281000 | EndOfYearBalance |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Board Designated EOY Balance | 0.53430 | BoardDesignatedEOYBalance |
| Permanent Endowment EOY Balance | 0.46500 | PermanentEndowmentEOYBalance |
| Term Endowment EOY Balance | 0.00070 | TermEndowmentEOYBalance |
| Endowments Held By Unrelated Orgs | true | EndowmentsHeldByUnrelatedOrgs |
| Endowments Held By Related Orgs | false | EndowmentsHeldByRelatedOrgs |
Land Land
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 4440628 | OtherCostOrOtherBasis |
| Book Value | 4440628 | BookValue |
Buildings Buildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 1853996907 | OtherCostOrOtherBasis |
| Depreciation | 941793023 | Depreciation |
| Book Value | 912203884 | BookValue |
Leasehold Improvements LeaseholdImprovements
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 8250518 | OtherCostOrOtherBasis |
| Depreciation | 3127759 | Depreciation |
| Book Value | 5122759 | BookValue |
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 765917983 | OtherCostOrOtherBasis |
| Depreciation | 502620201 | Depreciation |
| Book Value | 263297782 | BookValue |
Other Land Buildings OtherLandBuildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 351311718 | OtherCostOrOtherBasis |
| Depreciation | 141340959 | Depreciation |
| Book Value | 209970759 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 1395035812 | TotalOfBookValueLandBuildings |
| Financial Derivatives | FinancialDerivatives | |
| Closely Held Equity Interests | CloselyHeldEquityInterests |
Other Securities OtherSecurities (4 entries)
| DescriptionDescription | Book ValueBookValue | Method Of ValuationMethodOfValuation |
|---|---|---|
| OPERATING INVESTMENTS | 202489454 | F |
| CASH & CASH EQUIVALENTS | 201462724 | F |
| INTERESTS | 774703529 | F |
| OTHER INVESTMENTS | 42821632 | F |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Securities | 1221477339 | TotalOfBookValueSecurities |
| Federal Income Tax Liability | 0 | FederalIncomeTaxLiability |
Other Liabilities OtherLiabilities (5 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| THIRD PARTY SETTLEMENTS | $86,129,000 |
| RETIREMENT & POST EMPLOYMEN | $297,351,368 |
| ASSET RETIREMENT OBLIGATION | $18,612,432 |
| FOR STUDENT LOANS | $16,223,425 |
| SPONSORED RESEARCH | $23,471,654 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 441787879 | TotalOfAmounts |
Form990 Schedule D Part XIV Form990ScheduleDPartXIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | SUPPLEMENTAL DISCLOSURES | Identifier |
| Explanation | DESCRIPTION OF DONOR ADVISED FUNDS SCHEDULE D, PART I, LINE 1 THE UNIVERSITY OF ROCHESTER ("THE UNIVERSITY") OFFERS ITS DONORS THE OPPORTUNITY TO USE CONTRIBUTIONS TO CREATE DONOR-ADVISED FUNDS. A DONOR GENERALLY MAY ESTABLISH A DONOR-ADVISED FUND WITH THE UNIVERSITY BY SIGNING THE AGREEMENT AND THEN MAKING CONTRIBUTIONS TO THE FUND. THE DONOR IS ALLOWED TO RECOMMEND THE INVESTMENT OF THE FUND INTO EITHER A MONEY MARKET FUND OR THE UNIVERSITY'S GENERAL ENDOWMENT. THE DONOR MAY SERVE, OR MAY DESIGNATE ANOTHER PERSON TO SERVE, AS THE FUND ADVISOR, WHO MAKES GRANT RECOMMENDATIONS TO THE UNIVERSITY. THE GRANT RECOMMENDATIONS ARE NOT BINDING AND WILL BE SUBJECT TO THE UNIVERSITY'S DILIGENT REVIEW. ---------------------------------- DESCRIPTION OF THE ORGANIZATION'S COLLECTIONS SCHEDULE D, PART III, LINE 4 THE UNIVERSITY'S GALLERY MAINTAINS BROAD COLLECTIONS, COMPRISING NEARLY 11,000 OBJECTS SPANNING 5,000 YEARS OF ART HISTORY, THAT PROVIDES THE FOUNDATION FOR OUR ROLE AS A SIGNIFICANT EDUCATIONAL CENTER COMMITTED TO BROADENING PEOPLES' UNDERSTANDING OF WORLD CULTURES, ART AND HISTORY. ---------------------------------- INTENDED USE OF THE ORGANIZATION'S ENDOWMENT FUNDS FORM 990, SCHEDULE D, PART V, LINE 4 THE UNIVERSITY'S ENDOWMENT FUNDS ARE UTILIZED IN FURTHERANCE OF THE ORGANIZATION'S EXEMPT PURPOSES, INCLUDING THE PROVISION OF PERPETUAL ANNUAL SUPPORT FOR STUDENT FINANCIAL AID AND FACULTY SALARIES, AS WELL AS FOR CERTAIN FACILITIES AND ACADEMIC PROGRAMS. | Explanation |
Schedule E IRS990ScheduleE
| Field | Value | IRS element (for citing) |
|---|---|---|
| Nondiscriminatory Policy Stmt | true | NondiscriminatoryPolicyStmt |
| Policy Statement In Brochures Etc | true | PolicyStatementInBrochuresEtc |
| Policy Publ Via Broadcast Media | true | PolicyPublViaBroadcastMedia |
| Maint Racial Composition Records | true | MaintRacialCompositionRecords |
| Maint Scholarships Records | true | MaintScholarshipsRecords |
| Maint Copies Of Brochures Etc | true | MaintCopiesOfBrochuresEtc |
| Maint Copies Of All Solicitations | true | MaintCopiesOfAllSolicitations |
| Discriminate Race Students Rights | false | DiscriminateRaceStudentsRights |
| Discriminate Race Admiss Policies | false | DiscriminateRaceAdmissPolicies |
| Discriminate Race Emplmn Faculty | false | DiscriminateRaceEmplmnFaculty |
| Discriminate Race Scholarships | false | DiscriminateRaceScholarships |
| Discriminate Race Educ Policies | false | DiscriminateRaceEducPolicies |
| Discriminate Race Use Of Fclts | false | DiscriminateRaceUseOfFclts |
| Discriminate Race Athletic Prog | false | DiscriminateRaceAthleticProg |
| Discriminate Race Other Acty | false | DiscriminateRaceOtherActy |
| Government Financial Aid Received | true | GovernmentFinancialAidReceived |
| Government Financial Aid Revoked | false | GovernmentFinancialAidRevoked |
| Compliance With Rev Proc7550 | true | ComplianceWithRevProc7550 |
Form990 Schedule E Part II Form990ScheduleEPartII (2 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| NONDISCRIMINATION POLICY STATEMENT | SCHEDULE E, LINE 3 | ALL PUBLISHED UNIVERSITY OF ROCHESTER OPPORTUNITY ADVERTISEMENTS INCLUDE THE FOLLOWING STATEMENT: "THE UNIVERSITY OF ROCHESTER IS AN EQUAL OPPORTUNITY EMPLOYER." IN ADDITION, THE UNIVERSITY OF ROCHESTER'S NONDISCRIMINATION POLICY IS ADVERTISED TO PROSPECTIVE STUDENTS AND OTHERS IN THE COMMUNITY SERVED BY THE UNIVERSITY OF ROCHESTER THROUGH AN EQUAL OPPORTUNITY STATEMENT USED IN A WIDE VARIETY OF UNIVERSITY PROSPECTUS (FOR UNIVERSITY UNDERGRADUATES), UNDERGRADUATE BULLETINS AND GRADUATE BULLETINS. THE STATEMENT, WHICH ALSO APPEARS ON THE UNIVERSITY WEBSITE ON DIVERSITY, READS AS FOLLOWS: "THE UNIVERSITY OF ROCHESTER VALUES DIVERSITY AND IS COMMITTED TO EQUAL OPPORTUNITY FOR PERSONS REGARDLESS OF AGE, COLOR, DISABILITY, ETHNICITY, GENDER IDENTITY OR EXPRESSION, GENETIC INFORMATION, MARITAL STATUS, MILITARY/VETERAN STATUS, NATIONAL ORIGIN, RACE, RELIGION/CREED, SEX, SEXUAL ORIENTATION OR ANY OTHER STATUS PROTECTED BY LAW. FURTHER, THE UNIVERSITY COMPLIES WITH ALL APPLICABLE NON-DISCRIMINATION LAWS IN THE ADMINISTRATION OF ITS POLICIES, ADMISSIONS, EMPLOYMENT, AND ACCESS TO AND TREATMENT IN UNIVERSITY PROGRAMS AND ACTIVITIES. QUESTIONS ON COMPLIANCE SHOULD BE DIRECTED TO THE PARTICULAR SCHOOL OR DEPARTMENT AND/OR TO THE UNIVERSITY'S INTERCESSOR, UNIVERSITY OF ROCHESTER, P.O. BOX 270040, ROCHESTER, NY 14627-0040. PHONE: (585) 275-7814. THE UNIVERSITY OF ROCHESTER ALSO POSTS A "STATEMENT OF EDUCATIONAL PHILOSOPHY" WHICH IS AMPLIFICATION OF THE NONDISCRIMINATION STATEMENT. SEE: HTTP://WWW.ROCHESTER.EDU/DIVERSITY/PHILOSOPHY.HTML. |
| FINANCIAL AID/ASSISTANCE FROM A GOVERNMENTAL AGENCY | SCHEDULE E, LINE 6a | THE UNIVERSITY OF ROCHESTER RECEIVES FINANCIAL ASSISTANCE FUNDS FOR STUDENTS, AS PROVIDED BY HHS PROGRAMS, AND HAS GOVERNMENT RESEARCH CONTRACTS AND GRANTS. |
Schedule F IRS990ScheduleF
Accts Actvs Out US Table AcctsActvsOutUSTable (36 entries)
| RegionRegion | Number Of OfficesNumberOfOffices | Number Of EmployeesNumberOfEmployees | Type Of Activities ConductedTypeOfActivitiesConducted | Specific Services ProvidedSpecificServicesProvided | Total ExpendituresTotalExpenditures |
|---|---|---|---|---|---|
| Central America and the Caribbean | 0 | 0 | Program Services | CONDUCTED RESEARCH | 12977 |
| East Asia and the Pacific | 0 | 0 | Program Services | CONDUCTED RESEARCH | 96685 |
| Europe (Including Iceland and Greenland) | 1 | 6 | Program Services | CONDUCTED RESEARCH | 414922 |
| Middle East and North Africa | 0 | 0 | Program Services | CONDUCTED RESEARCH | 11527 |
| North America | 0 | 0 | Program Services | CONDUCTED RESEARCH | 87871 |
| South America | 0 | 0 | Program Services | CONDUCTED RESEARCH | 5947 |
| South Asia | 0 | 0 | Program Services | CONDUCTED RESEARCH | 22127 |
| Sub-Saharan Africa | 0 | 0 | Program Services | CONDUCTED RESEARCH | 30827 |
| Central America and the Caribbean | 0 | 0 | Program Services | PRESENTATION AT CONFER | 13005 |
| East Asia and the Pacific | 0 | 0 | Program Services | PRESENTATION AT CONFER | 124203 |
| Europe (Including Iceland and Greenland) | 0 | 0 | Program Services | PRESENTATION AT CONFER | 404387 |
| Middle East and North Africa | 0 | 0 | Program Services | PRESENTATION AT CONFER | 16738 |
| North America | 0 | 0 | Program Services | PRESENTATION AT CONFER | 123722 |
| Russia and the Newly Independent States | 0 | 0 | Program Services | PRESENTATION AT CONFER | 16136 |
| South America | 0 | 0 | Program Services | PRESENTATION AT CONFER | 37893 |
| South Asia | 0 | 0 | Program Services | PRESENTATION AT CONFER | 50154 |
| Sub-Saharan Africa | 0 | 0 | Program Services | PRESENTATION AT CONFER | 16079 |
| East Asia and the Pacific | 0 | 0 | Program Services | TEACHING AND RECRUITME | 116158 |
| Europe (Including Iceland and Greenland) | 0 | 0 | Program Services | TEACHING AND RECRUITME | 170892 |
| North America | 0 | 0 | Program Services | TEACHING AND RECRUITME | 38340 |
| South America | 0 | 0 | Program Services | TEACHING AND RECRUITME | 18191 |
| South Asia | 0 | 0 | Program Services | TEACHING AND RECRUITME | 19464 |
| Central America and the Caribbean | 0 | 0 | Program Services | STUDY ABROAD | 36155 |
| East Asia and the Pacific | 0 | 0 | Program Services | STUDY ABROAD | 6352 |
| Europe (Including Iceland and Greenland) | 0 | 0 | Program Services | STUDY ABROAD | 395219 |
| Middle East and North Africa | 0 | 0 | Program Services | STUDY ABROAD | 2234 |
| North America | 0 | 0 | Program Services | STUDY ABROAD | 6400 |
| South Asia | 0 | 0 | Program Services | STUDY ABROAD | 5678 |
| Sub-Saharan Africa | 0 | 0 | Program Services | STUDY ABROAD | 24161 |
| East Asia and the Pacific | 0 | 0 | Fundraising | 65781 | |
| Europe (Including Iceland and Greenland) | 0 | 0 | Fundraising | 61041 | |
| North America | 0 | 0 | Fundraising | 15587 | |
| South Asia | 0 | 0 | Fundraising | 9724 | |
| Central America and the Caribbean | 0 | 0 | Investments | 474427571 | |
| South America | 0 | 0 | Investments | 5448017 | |
| Sub-Saharan Africa | 0 | 0 | Investments | 28564880 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Number Of Offices | 1 | SubtotalNumberOfOffices |
| Subtotal Number Of Employees | 6 | SubtotalNumberOfEmployees |
| Cont Number Of Offices | 0 | ContNumberOfOffices |
| Cont Number Of Employees | 0 | ContNumberOfEmployees |
| Total Number Of Offices | 1 | TotalNumberOfOffices |
| Total Number Of Employees | 6 | TotalNumberOfEmployees |
| Subtotal Amount Spent | 1485200 | SubtotalAmountSpent |
| Cont Amount Spent | 509431845 | ContAmountSpent |
| Total Amount Spent | 510917045 | TotalAmountSpent |
| Transfer To Foreign Corp | true | TransferToForeignCorp |
| Interest In Foreign Trust | false | InterestInForeignTrust |
| Own Foreign Corp | true | OwnForeignCorp |
| Passive Foreign Invest Co | true | PassiveForeignInvestCo |
| Foreign Partnership | true | ForeignPartnership |
| Boycott Countries | false | BoycottCountries |
Form990 Schedule F Part V Form990ScheduleFPartV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | SUBAWARDS ISSUED TO FOREIGN ENTITIES | Identifier |
| Return Reference | SCHEDULE F, PART I, LINE 3(c) | ReturnReference |
| Explanation | IN FURTHERANCE OF ITS RESEARCH ACTIVITIES, THE UNIVERSITY OF ROCHESTER MAKES SUB-AWARDS TO OTHER FOREIGN ORGANIZATIONS THAT PERFORM RESEARCH IN CONNECTION WITH RESEARCH GRANTS AWARDED TO THE UNIVERSITY. THE UNIVERSITY DOES NOT CATEGORIZE THESE SUB-AWARDS AS "FOREIGN ACTIVITIES OR GRANTS" FOR FORM 990, SCHEDULE F REPORTING, SINCE THE FOREIGN RECIPIENT ORGANIZATIONS PERFORM RESEARCH SERVICES FOR THE UNIVERSITY AND ARE CONSIDERED INDEPENDENT CONTRACTORS WHICH SERVE THE DIRECT NEEDS OF THE UNIVERSITY. | Explanation |
Schedule G IRS990ScheduleG
| Field | Value | IRS element (for citing) |
|---|---|---|
| Mail Solicitations | X | MailSolicitations |
| Email Solicitations | X | EmailSolicitations |
| Phone Solicitations | X | PhoneSolicitations |
| In Person Solicitations | X | InPersonSolicitations |
| Solicitation Of Non Govt Grants | X | SolicitationOfNonGovtGrants |
| Solicitation Of Govt Grants | X | SolicitationOfGovtGrants |
| Special Fundraising Events | X | SpecialFundraisingEvents |
| Agreement Ref Fundraising | true | AgreementRefFundraising |
Fundraiser Activity Information FundraiserActivityInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Individual | RUFFALOCODY LLC | NameOfIndividual |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 65 KIRKWOOD NORTH ROAD SW | AddressLine1 |
| Address Line2 | PO BOX 3018 | AddressLine2 |
| City | CEDAR RAPIDS | City |
| State | IA | State |
| ZIP Code | 524063018 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Activity | PHONE SOLIC | Activity |
| Fundraiser Control Of Funds | false | FundraiserControlOfFunds |
| Gross Receipts | 996899 | GrossReceipts |
| Amount Retained By Contractor | 381847 | AmountRetainedByContractor |
| Net To Organization | 615052 | NetToOrganization |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Gross Receipts | 996899 | TotalGrossReceipts |
| Total Retained By Contractors | 381847 | TotalRetainedByContractors |
| Total Net To Organization | 615052 | TotalNetToOrganization |
| Licensed States | NY | LicensedStates |
Events Information EventsInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Event1 | GCHAS GALA | NameOfEvent1 |
| Gross Receipts Event1 | 1483768 | GrossReceiptsEvent1 |
| Charitable Contributions Event1 | 740131 | CharitableContributionsEvent1 |
| Gross Revenue Event1 | 743637 | GrossRevenueEvent1 |
| Rent Facility Costs Event1 | 27200 | RentFacilityCostsEvent1 |
| Food And Beverage Event1 | 81000 | FoodAndBeverageEvent1 |
| Entertainment Event1 | 9200 | EntertainmentEvent1 |
| Other Direct Expenses Event1 | 29115 | OtherDirectExpensesEvent1 |
| Name Of Event2 | WINE AUCTION | NameOfEvent2 |
| Gross Receipts Event2 | 1108850 | GrossReceiptsEvent2 |
| Charitable Contributions Event2 | 359520 | CharitableContributionsEvent2 |
| Gross Revenue Event2 | 749330 | GrossRevenueEvent2 |
| Rent Facility Costs Event2 | 21115 | RentFacilityCostsEvent2 |
| Other Direct Expenses Event2 | 39175 | OtherDirectExpensesEvent2 |
| Total Number Of Other Events | 12 | TotalNumberOfOtherEvents |
| Gross Receipts Other Events | 2077122 | GrossReceiptsOtherEvents |
| Charitable Contrib Other Events | 1548980 | CharitableContribOtherEvents |
| Gross Revenue Other Events | 528142 | GrossRevenueOtherEvents |
| Non Cash Prizes Other Events | 5000 | NonCashPrizesOtherEvents |
| Rent Facility Costs Other Events | 108833 | RentFacilityCostsOtherEvents |
| Food And Beverage Other Events | 88770 | FoodAndBeverageOtherEvents |
| Entertainment Other Events | 27500 | EntertainmentOtherEvents |
| Other Direct Expenses Other Events | 370814 | OtherDirectExpensesOtherEvents |
| Gross Receipts Total | 4669740 | GrossReceiptsTotal |
| Charitable Contributions Total | 2648631 | CharitableContributionsTotal |
| Gross Revenue Total Events | 2021109 | GrossRevenueTotalEvents |
| Non Cash Prizes Total Events | 5000 | NonCashPrizesTotalEvents |
| Rent Facility Costs Total Events | 157148 | RentFacilityCostsTotalEvents |
| Food And Beverage Total Events | 169770 | FoodAndBeverageTotalEvents |
| Entertainment Total Events | 36700 | EntertainmentTotalEvents |
| Other Direct Expenses Total Events | 439104 | OtherDirectExpensesTotalEvents |
| Direct Expense Summary Events | 807722 | DirectExpenseSummaryEvents |
| Net Income Summary | 1213387 | NetIncomeSummary |
Schedule H IRS990ScheduleH
| Field | Value | IRS element (for citing) |
|---|---|---|
| Charity Care Policy | true | CharityCarePolicy |
| Written Policy | true | WrittenPolicy |
| FPG Reference Free Care | true | FPGReferenceFreeCare |
| Pcent200 | X | Pcent200 |
| FPG Reference Discounted Care | true | FPGReferenceDiscountedCare |
| Pcent400 | X | Pcent400 |
| Free Disc Care Medically Indigent | true | FreeDiscCareMedicallyIndigent |
| Amounts Budgeted For Charity Care | true | AmountsBudgetedForCharityCare |
| Expenses Exceeded Budget | true | ExpensesExceededBudget |
| Unable To Provide Care | false | UnableToProvideCare |
| Annual Community Benefit Report | true | AnnualCommunityBenefitReport |
| Report Publically Available | true | ReportPublicallyAvailable |
Charity Care At Cost CharityCareAtCost
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Community Benefit Expense | 21520757 | TotalCommunityBenefitExpense |
| Direct Offsetting Revenue | 5064957 | DirectOffsettingRevenue |
| Net Community Benefit Expense | 16455800 | NetCommunityBenefitExpense |
| Percent Of Total Expense | 0.00640 | PercentOfTotalExpense |
Unreimbursed Medicaid UnreimbursedMedicaid
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Community Benefit Expense | 256368490 | TotalCommunityBenefitExpense |
| Direct Offsetting Revenue | 208932181 | DirectOffsettingRevenue |
| Net Community Benefit Expense | 47436309 | NetCommunityBenefitExpense |
| Percent Of Total Expense | 0.01860 | PercentOfTotalExpense |
Unreimbursed Costs UnreimbursedCosts
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Community Benefit Expense | 5020479 | TotalCommunityBenefitExpense |
| Direct Offsetting Revenue | 3419243 | DirectOffsettingRevenue |
| Net Community Benefit Expense | 1601236 | NetCommunityBenefitExpense |
| Percent Of Total Expense | 0.00060 | PercentOfTotalExpense |
Total Charity Care TotalCharityCare
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Community Benefit Expense | 282909726 | TotalCommunityBenefitExpense |
| Direct Offsetting Revenue | 217416381 | DirectOffsettingRevenue |
| Net Community Benefit Expense | 65493345 | NetCommunityBenefitExpense |
| Percent Of Total Expense | 0.02560 | PercentOfTotalExpense |
Community Health Services CommunityHealthServices
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Community Benefit Expense | 2218914 | TotalCommunityBenefitExpense |
| Direct Offsetting Revenue | 279529 | DirectOffsettingRevenue |
| Net Community Benefit Expense | 1939385 | NetCommunityBenefitExpense |
| Percent Of Total Expense | 0.00080 | PercentOfTotalExpense |
Health Professions Education HealthProfessionsEducation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Community Benefit Expense | 97688412 | TotalCommunityBenefitExpense |
| Direct Offsetting Revenue | 10710206 | DirectOffsettingRevenue |
| Net Community Benefit Expense | 86978206 | NetCommunityBenefitExpense |
| Percent Of Total Expense | 0.03410 | PercentOfTotalExpense |
Subsidized Health Services SubsidizedHealthServices
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Community Benefit Expense | 103825672 | TotalCommunityBenefitExpense |
| Direct Offsetting Revenue | 84917495 | DirectOffsettingRevenue |
| Net Community Benefit Expense | 18908177 | NetCommunityBenefitExpense |
| Percent Of Total Expense | 0.00740 | PercentOfTotalExpense |
Research Research
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Community Benefit Expense | 359454811 | TotalCommunityBenefitExpense |
| Net Community Benefit Expense | 359454811 | NetCommunityBenefitExpense |
| Percent Of Total Expense | 0.14080 | PercentOfTotalExpense |
Cash And In Kind Contributions CashAndInKindContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Community Benefit Expense | 384503 | TotalCommunityBenefitExpense |
| Net Community Benefit Expense | 384503 | NetCommunityBenefitExpense |
| Percent Of Total Expense | 0.00020 | PercentOfTotalExpense |
Total Other Benefits TotalOtherBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Community Benefit Expense | 563572312 | TotalCommunityBenefitExpense |
| Direct Offsetting Revenue | 95907230 | DirectOffsettingRevenue |
| Net Community Benefit Expense | 467665082 | NetCommunityBenefitExpense |
| Percent Of Total Expense | 0.18330 | PercentOfTotalExpense |
Total Community Benefits TotalCommunityBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Community Benefit Expense | 846482038 | TotalCommunityBenefitExpense |
| Direct Offsetting Revenue | 313323611 | DirectOffsettingRevenue |
| Net Community Benefit Expense | 533158427 | NetCommunityBenefitExpense |
| Percent Of Total Expense | 0.20890 | PercentOfTotalExpense |
Community Support CommunitySupport
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Community Building Expense | 23992 | TotalCommunityBuildingExpense |
| Direct Offsetting Revenue | 0 | DirectOffsettingRevenue |
| Net Community Building Expense | 23992 | NetCommunityBuildingExpense |
Coalition Building CoalitionBuilding
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Community Building Expense | 64683 | TotalCommunityBuildingExpense |
| Direct Offsetting Revenue | 0 | DirectOffsettingRevenue |
| Net Community Building Expense | 64683 | NetCommunityBuildingExpense |
Health Improvement Advocacy HealthImprovementAdvocacy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Community Building Expense | 532709 | TotalCommunityBuildingExpense |
| Direct Offsetting Revenue | 0 | DirectOffsettingRevenue |
| Net Community Building Expense | 532709 | NetCommunityBuildingExpense |
| Percent Of Total Expense | 0.00020 | PercentOfTotalExpense |
Total Total
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Community Building Expense | 621384 | TotalCommunityBuildingExpense |
| Direct Offsetting Revenue | 0 | DirectOffsettingRevenue |
| Net Community Building Expense | 621384 | NetCommunityBuildingExpense |
| Percent Of Total Expense | 0.00020 | PercentOfTotalExpense |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bad Debt Expense Reported | false | BadDebtExpenseReported |
| Bad Debt Expense | $8,349,985 | BadDebtExpenseAmount |
| Amount Attributable To | 291431 | AmountAttributableTo |
| Amount Reimbursed By Medicare | 159725534 | AmountReimbursedByMedicare |
| Cost Of Care Reimbursed By Medicare | 174027874 | CostOfCareReimbursedByMedicare |
| Medicare Surplus Or Shortfall | -14302340 | MedicareSurplusOrShortfall |
Costing Methodology Used CostingMethodologyUsed
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cost Accounting System | X | CostAccountingSystem |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Written Debt Collection Policy | true | WrittenDebtCollectionPolicy |
| Provision For Charity Care | true | ProvisionForCharityCare |
| Number Of Hospital Facilities | 1 | NumberOfHospitalFacilities |
Form990 Schedule H Part V Section A Form990ScheduleHPartVSectionA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Facility Number | 1 | FacilityNumber |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | STRONG MEMORIAL HOSPITAL | BusinessNameLine1 |
Address Address
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 601 ELMWOOD AVENUE | AddressLine1 |
| City | ROCHESTER | City |
| State | NY | State |
| ZIP Code | 14642 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Licensed Hospital | X | LicensedHospital |
| General Medical And Surgical | X | GeneralMedicalAndSurgical |
| Childrens Hospital | X | ChildrensHospital |
| Teaching Hospital | X | TeachingHospital |
| Research Facility | X | ResearchFacility |
| Er24 Hours | X | Er24Hours |
| Other | OUTPATIENT MED. CLIN OUTPATIENT MENTAL HE METHADONE MAINTENANC | Other |
Form990 Schedule H Part V Section B Form990ScheduleHPartVSectionB
Hospital Facility Name HospitalFacilityName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | STRONG MEMORIAL HOSPITAL | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Hospital Facility Number | 1 | HospitalFacilityNumber |
| Eligibility Criteria Explained | true | EligibilityCriteriaExplained |
| Uses FPG Free | true | UsesFPGFree |
| FPG Free Percent | 200. | FPGFreePercent |
| Uses FPG Discounted | true | UsesFPGDiscounted |
| FPG Discount Percent | 400. | FPGDiscountPercent |
| Explains Basis | true | ExplainsBasis |
| Income Level | X | IncomeLevel |
| Medicaid Medicare | X | MedicaidMedicare |
| Explains Application Method | true | ExplainsApplicationMethod |
| Includes Publicity Measures | true | IncludesPublicityMeasures |
| Posted On Website | X | PostedOnWebsite |
| Attached To Invoices | X | AttachedToInvoices |
| Posted In Emergency Room | X | PostedInEmergencyRoom |
| Posted In Admission Office | X | PostedInAdmissionOffice |
| Provided On Admission | X | ProvidedOnAdmission |
| Available On Request | X | AvailableOnRequest |
| Actions On Nonpayment | true | ActionsOnNonpayment |
| Collection Activities | false | CollectionActivities |
| Notify Upon Admission | X | NotifyUponAdmission |
| Notify Before Discharge | X | NotifyBeforeDischarge |
| Notified All Patients | X | NotifiedAllPatients |
| Documented Determination | X | DocumentedDetermination |
| Nondiscrim Emergency Care Policy | true | NondiscrimEmergencyCarePolicy |
| Medicare Rate | X | MedicareRate |
| Amounts Generally Billed | false | AmountsGenerallyBilled |
| Gross Charges | false | GrossCharges |
Form990 Schedule H Part V Section C Form990ScheduleHPartVSectionC
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Other Facilities | 24 | NumberOfOtherFacilities |
Other Facilities OtherFacilities (24 entries)
| Address Line1Address/AddressLine1 | CityAddress/City | StateAddress/State | ZIP CodeAddress/ZIPCode | Facility TypeFacilityType |
|---|---|---|---|---|
| URMC AMBULATORY CENTER | ||||
| 180 SAWGRASS DRIVE | ROCHESTER | NY | 14620 | AMBULATORY SURGERY OUTPATIENT MEDICAL CLINIC |
| MUSCULOSKELETAL BLDG | ||||
| 4901 LAC DE VILLE BLVD | ROCHESTER | NY | 14618 | OUTPATIENT MEDCLINIC OUTPATIENT REHAB CLINIC |
| EASTMAN DENTAL CENTER | ||||
| 625 ELMWOOD AVENUE | ROCHESTER | NY | 14620 | OUTPATIENT DENTAL CLINICS |
| MARY M PARKES CENTER | ||||
| 2613 W HENRIETTA ROAD | ROCHESTER | NY | 14623 | OUTPATIENT MEDICAL CLINIC |
| UNIV OTOLARYNGOLOGY ASSOC & AUDIOLOGY | ||||
| 2365 SOUTH CLINTON AVENUE | ROCHESTER | NY | 14618 | OUTPATIENT MEDICAL CLINIC |
| SLEEPDISORDERPULMONARY FUNCTION TESTING | ||||
| 2337 SOUTH CLINTON AVENUE | ROCHESTER | NY | 14618 | OUTPATIENT MEDICAL CLINIC |
| PERINATOLOGY EXTENSION CLINIC | ||||
| 500 RED CREEK DRIVE | ROCHESTER | NY | 14623 | OUTPATIENT MEDICAL CLINIC;OUTPATIENT MENTAL HEALTH CLINIC |
| STRONG HEALTH CARDIAC REHAB PROGRAM | ||||
| 2425 SOUTH CLINTON AVENUE | ROCHESTER | NY | 14618 | OUTPATIENT MEDICAL CLINIC |
| STRONG TIES | ||||
| 2613 W HENRIETTA ROAD | ROCHESTER | NY | 14623 | OUTPATIENT MEDICAL CLINIC;OUTPATIENT MENTAL HEALTH CLINIC |
| STRONG MEMORIAL HOSPITAL EC | ||||
| 919 WESTFALL ROAD | ROCHESTER | NY | 14618 | OUTPATIENT MEDICAL CLINIC |
| UNIVERSITY DENTAL FACULTY GROUP | ||||
| 2400 SOUTH CLINTON AVENUE BLDG H S | ROCHESTER | NY | 14618 | OUTPATIENT DENTAL CLINIC |
| STRONG PSYCH CENTER OP SERVICES | ||||
| 2180 SOUTH CLINTON AVENUE | ROCHESTER | NY | 14618 | OUTPATIENT MEDICAL CLINIC; OUTPATIENT MENTAL HEALTH CLINIC |
| WOMENS HEALTH CENTER | ||||
| 125 LATTIMORE ROAD | ROCHESTER | NY | 14620 | OUTPATIENT MEDICAL CLINIC |
| CLINTON CROSSING NUCLEAR CARDIOLOGY | ||||
| 2400 SOUTH CLINTON AVENUE | ROCHESTER | NY | 14618 | OUTPATIENT MEDICAL CLINIC |
| EASTMAN DENTAL-DOWNTOWN CLINIC | ||||
| 228 EAST MAIN STREET | ROCHESTER | NY | 14604 | OUTPATIENT DENTAL CLINIC |
| ENRICO FERMI DENTAL CLINIC AT SCHOOL #17 | ||||
| 158 ORCHARD STREET | ROCHESTER | NY | 14611 | OUTPATIENT DENTAL CLINIC |
| WESTSIDE SPORTS MEDICINE | ||||
| 10 S POINT LANDING | ROCHESTER | NY | 14609 | OUTPATIENT MEDICAL CLINIC |
| STRONG HEALTH-SPORT & HAND REHAB-GREECE | ||||
| 120 ERIE CANAL DRIVE | GREECE | NY | 14626 | OUTPATIENT MEDICAL CLINIC |
| EDC SMILEMOBILE VANS | ||||
| 625 ELMWOOD AVENUE | ROCHESTER | NY | 14620 | OUTPATIENT DENTAL CLINIC |
| EAST HIGH SCHOOL | ||||
| 1801 EAST MAIN STREET | ROCHESTER | NY | 14609 | OUTPATIENT MEDICAL CLINIC OUTPATIENT MENTAL HEALTH CLINIC |
| PEDS REACH CLINIC & BIVONA CHILD ADV CTR | ||||
| 275 LAKE AVENUE | ROCHESTER | NY | 14608 | OUTPATIENT MEDICAL CLINIC |
| EDC-MONROE COMMUNITY HOSPITAL CLINIC | ||||
| 435 E HENRIETTA ROAD | ROCHESTER | NY | 14620 | OUTPATIENT DENTAL CLINIC |
| EDC-HILLSIDE CHILDRENS CENTER CLINIC | ||||
| 1183 MONROE AVENUE | ROCHESTER | NY | 14620 | OUTPATIENT DENTAL CLINIC |
| METRO YMCA | ||||
| 444 EAST MAIN STREET | ROCHESTER | NY | 14604 | OUTPATIENT MEDICAL CLINIC |
Form990 Schedule H Part VI Form990ScheduleHPartVI (13 entries)
| IdentifierIdentifier | ExplanationExplanation | Return ReferenceReturnReference |
|---|---|---|
| PART I, LINE 7g | COSTS ATTRIBUTABLE TO A PHYSICIAN CLINIC WERE INCLUDED ON PART I, LINE 7g, SUBSIDIZED HEALTH SERVICES, AND INCLUDED TOTAL COMMUNITY BENEFIT EXPENSE OF $37,871,687; DIRECT OFFSETTING REVENUE OF $29,288,796; NET COMMUNITY BENEFIT EXPENSE OF $8,582,891. | |
| PART I, LINE 7, COLUMN (f) | THE AMOUNT OF BAD DEBT EXPENSE INCLUDED ON FORM 990 PART IX, LINE 25 COLUMN (A) BUT SUBTRACTED FOR PURPOSES OF CALCULATING THE PERCENTAGE REPORTED ON LINE 7, COLUMN(f) WAS $8,349,985. | |
| PART I, LINE 7 (COSTING METHODOLOGY USED) | THE COSTING METHODOLOGY USED IN CALCULATING THE AMOUNTS REPORTED ON THE LINE 7 TABLE ARE BASED ON A COST ACCOUNTING SYSTEM. | |
| PART II (COMMUNITY BUILDING ACTIVITIES) | THE COMMUNITY BUILDING PROGRAMS REPORTED IN PART II PROMOTE THE HEALTH OF THE COMMUNITY IN MANY WAYS. EXAMPLES INCLUDE: COMMUNITY SUPPORT THE URMC KESSLER BURN & TRAUMA CENTER HAVE PARTNERED WITH THE FINGER LAKES REGIONAL BURN ASSOCIATION, AN INDEPENDENT, NOT-FOR-PROFIT, 501C3 ORGANIZATION, TO ESTABLISH A SOAR PROGRAM. SOAR STANDS FOR SURVIVORS OFFERING ASSISTANCE IN RECOVERY. SOAR IS A PROGRAM DESIGNED TO PROVIDE TRAINING TO BURN SURVIVORS OR THEIR FAMILY MEMBERS WHO WANT TO VOLUNTEER TO HELP OTHERS WHOSE LIVES HAVE BEEN TOUCHED BY A BURN INJURY. THE HOSPITAL BASED PROGRAM IS INTENDED TO MAKE IT EASIER FOR BURN CENTERS TO WORK WITH VOLUNTEERS IN PROVIDING PEER SUPPORT TO PATIENTS. PEER SUPPORT ASSISTS INDIVIDUALS IN ADAPTING TO A BURN INJURY THROUGH SHARING SIMILAR EXPERIENCES. JUST THE FACTS IS A LECTURE SERIES THAT FOCUSES ON TOPICS RELATED TO BREAST HEALTH DURING TREATMENT AND BEYOND. PROFESSIONALS ARE BROUGHT IN TO SPEAK TO PATIENTS AND FAMILIES ABOUT BREAST CANCER RELATED TOPICS OF INTEREST. THE GRAVES SUPPORT GROUP CONSISTS OF PATIENTS WHO HAVE GRAVES DISEASE OR THYROID DISEASE AND THEIR IMMEDIATE FAMILIAL SUPPORT (SPOUSES, CHILDREN, OTHERS). THE GROUP MEETS THREE TIMES PER YEAR AND IS OPEN TO ANYONE INTERESTED IN GRAVES OR THE OPHTHALMIC MANIFESTATIONS OF THYROID DISEASE. THE MEETING FORMAT CONSISTS OF A HEALTHCARE PROVIDER PROVIDING A LECTURE ON A TOPIC ASSOCIATED WITH THYROID EYE DISEASE FOLLOWED BY QUESTIONS AND A ROUND TABLE SHARING SESSION. THE MEETINGS ARE TYPICALLY IN THE EVENING AND PROVIDE A LIGHT MEAL AND REFRESHMENTS FOR PARTICIPANTS. YOUNG ADULT SURVIVORS GROUP IS FOR CANCER PATIENTS FROM 18-39. THE GROUP IS FACILITATED BY A CANCER CENTER SOCIAL WORKER. DISCUSSIONS AND ACTIVITIES ARE DRIVEN BY THE PATIENTS. COALITION BUILDING THE ROCHESTER YOUTH VIOLENCE PARTNERSHIP ENSURES THAT YOUNG VICTIMS OF VIOLENCE DO NOT LEAVE THE URMC EMERGENCY DEPARTMENT TRAUMA CENTER UNTIL A TEAM OF MEDICAL, LAW-ENFORCEMENT AND COMMUNITY PROFESSIONALS COMPLETE A COMPREHENSIVE INTERVENTION TO HELP THEM TURN THEIR LIVES AROUND AND AVOID FUTURE VIOLENCE. THE RESULTS ARE PROMISING. MOST SIGNIFICANTLY, THERE HAS BEEN A DECLINE IN RECIDIVISM. COMMUNITY CANCER COLLABORATIVE IS A GROUP OF HEALTHCARE PROFESSIONALS THAT COME TOGETHER TO SHARE BEST PRACTICES WITH 18 DIFFERENT FACILITIES SUCH AS UNITY, GILDA'S CLUB, AMERICAN CANCER SOCIETY, PLUTA CANCER CENTER, HIGHLAND, RGH, ETC.). COMMUNITY HEALTH IMPROVEMENT ADVOCACY THE "BREATH OF HOPE" - A COMMUNITY-WIDE ASTHMA INITIATIVE - IS A COMMUNITY COLLABORATIVE PROJECT TO IMPROVE THE MANAGEMENT OF ASTHMA IN CHILDREN. THIS EFFORT WAS BUILT UPON A SUCCESSFUL HOSPITAL-BASED PILOT DEMONSTRATING EFFICACY OF THE USE OF COMMUNITY AND HOSPITAL-BASED EDUCATION, STANDARDIZED PRACTICE ACROSS THE COMMUNITY AND HOSPITAL, AND BEHAVIORAL PROMPTS TO IMPROVE OUTCOMES, INCLUDING DECREASED ED VISITS AND INPATIENT ADMISSIONS. "PEDIATRIC LINKS WITH THE COMMUNITY" IS AN INNOVATIVE PARTNERSHIP BETWEEN THE URMC'S DEPARTMENTS OF PEDIATRICS, MEDICINE-PEDIATRICS, FAMILY MEDICINE, COMMUNITY AND PREVENTIVE MEDICINE AND PSYCHOLOGY, THE UR SCHOOL OF NURSING, AND MORE THAN 70 COMMUNITY-BASED AGENCIES THAT SERVE CHILDREN AND THEIR FAMILIES. THE PROGRAM'S MISSION IS TO DEVELOP A MODEL OF COMMUNITY PEDIATRICS IN WHICH PEDIATRICIANS COLLABORATE WITH COMMUNITY-BASED ORGANIZATIONS, WORK TO ASSURE THE HEALTH OF ALL CHILDREN IN THEIR COMMUNITY, AND ADVOCATE FOR THEIR COMMUNITY TO BE MORE CHILD-RESPONSIVE AND CHILD-ORIENTED. THE COLLABORATION HAS ENHANCED MORE THAN 750 RESIDENTS', FELLOWS' AND MEDICAL STUDENTS' KNOWLEDGE ABOUT COMMUNITY-ORIENTED AND COMMUNITY-BASED HEALTH CARE, INSPIRING FUTURE HEALTH CARE PROFESSIONALS TO IMPROVE THE HEALTH OF CHILDREN IN THEIR COMMUNITIES. COMMUNITY-WIDE BLADDER AND PROSTATE CANCER EDUCATIONAL AWARENESS PROGRAMS WERE SPONSORED BY URMC UROLOGY. THE PRESENTATIONS FOCUSED ON PREVENTION, EARLY DETECTION, AND TREATMENT OF BLADDER AND PROSTATE CANCER. THE PROGRAMS ALSO INCLUDED SEVERAL GUEST LECTURES. | |
| PART III, SECTION A, LINE 4 (BAD DEBT EXPENSE, COSTING METHODOLOGY USED) | STRONG MEMORIAL HOSPITAL (THE "HOSPITAL") PROVIDES CARE TO PATIENTS WHO MEET CERTAIN CRITERIA UNDER ITS CHARITY CARE POLICY WITHOUT CHARGE OR AT AMOUNTS LESS THAN ITS ESTABLISHED RATES. BECAUSE THE HOSPITAL DOES NOT PURSUE COLLECTION OF AMOUNTS DETERMINED TO QUALIFY AS CHARITY CARE, THEY ARE NOT REPORTED AS REVENUE OR PATIENT ACCOUNTS RECEIVABLE. THE HOSPITAL GRANTS CREDIT WITHOUT COLLATERAL TO PATIENTS, MOST OF WHOM ARE LOCAL RESIDENTS AND ARE INSURED UNDER THIRD-PARTY ARRANGEMENTS. ADDITIONS TO THE ALLOWANCE FOR UNCOLLECTIBLE ACCOUNTS ARE MADE BY MEANS OF THE PROVISION FOR BAD DEBTS. ACCOUNTS WRITTEN OFF AS UNCOLLECTIBLE ARE DEDUCTED FROM THE ALLOWANCE AND SUBSEQUENT RECOVERIES ARE ADDED. THE AMOUNT OF THE PROVISION FOR BAD DEBTS IS BASED UPON MANAGEMENT'S ASSESSMENT OF HISTORICAL AND EXPECTED NET COLLECTIONS, BUSINESS AND ECONOMIC CONDITIONS, TRENDS IN FEDERAL AND STATE GOVERNMENTAL HEALTHCARE COVERAGE AND OTHER COLLECTION INDICATORS. THE COSTING METHODOLOGY FOR DETERMINING BAD DEBT EXPENSE WAS BASED ON ACTUAL CHARGES WRITTEN OFF AS BAD DEBTS DURING THE YEAR. | |
| PART III, SECTION B, LINE 8 (COSTING METHODOLOGY, MEDICARE SHORTFALL) | THE COSTING METHODOLOGY USED IN DETERMINING THE AMOUNT REPORTED ON LINE 6 IS BASED ON REPORTS PRODUCED FROM THE HOSPITAL'S DECISION SUPPORT SYSTEM FOR THE YEAR. CONSISTENT WITH THE CHARITABLE HEALTHCARE MISSION OF THE HOSPITAL AND THE COMMUNITY BENEFIT STANDARD SET FORTH IN IRS REVENUE RULING 69-545, THE HOSPITAL PROVIDES CARE FOR ALL PATIENTS COVERED BY MEDICARE SEEKING MEDICAL CARE. SUCH CARE IS PROVIDED REGARDLESS OF WHETHER THE REIMBURSEMENT PROVIDED FOR SUCH SERVICES MEETS OR EXCEEDS THE COSTS INCURRED BY THE HOSPITAL TO PROVIDE SUCH SERVICES. AS A RESULT, THE HOSPITAL VIEWS ANY SHORTFALL REPORTED IN LINE 7 AS AN ADDITIONAL ITEM OF COMMUNITY BENEFIT PROVIDED BY THE ORGANIZATION. | |
| PART III, SECTION C, LINE 9b (COLLECTION PRACTICES) | CHARITY CARE POLICY MISSION/PURPOSE/PREAMBLE: STRONG MEMORIAL HOSPITAL IMPROVES HEALTH THROUGH CARING, DISCOVERY, TEACHING AND LEARNING. WE PROVIDE EXCELLENT AND COMPASSIONATE CARE AND RESPONSIVE SERVICE. AS WE SEEK TO UNDERSTAND AND FULLY MEET OUR PATIENTS' CURRENT AND FUTURE NEEDS AND EXPECTATIONS, WE RECOGNIZE OUR RESPONSIBILITY TO PRUDENTLY USE THE SCARCE RESOURCES ENTRUSTED TO US. LAWS, REGULATIONS, CATASTROPHIC ILLNESSES AND THE RISING COSTS OF NEW TECHNOLOGY HAVE CREATED A CATEGORY OF PATIENTS WHO ARE EITHER UNINSURED OR UNDERINSURED. THIS CHARITY CARE PROGRAM HAS BEEN DEVELOPED TO HELP THE HOSPITAL MEET THE NEEDS OF THESE PATIENTS AND, CONCURRENTLY, MAINTAIN THE FINANCIAL VIABILITY OF THE HOSPITAL FOR FUTURE GENERATIONS. THIS CHARITY CARE POLICY EXPLAINS HOW THE HOSPITAL ASSISTS PATIENTS WHO CANNOT PAY FOR PART OR ALL OF THE ESSENTIAL MEDICAL CARE THEY RECEIVE. PRINCIPLES: STRONG MEMORIAL HOSPITAL PROACTIVELY CONVEYS INFORMATION ABOUT THIS CHARITY CARE POLICY TO PATIENTS AND THEIR FAMILIES. - WE BELIEVE THAT FEAR OF A HOSPITAL BILL SHOULD NEVER GET IN THE WAY OF ESSENTIAL HEALTH SERVICES. THE PROVISION OF URGENT OR EMERGENT HEALTHCARE IS NEVER DELAYED PENDING A FINANCIAL ASSISTANCE DETERMINATION. SIGNS ANNOUNCING THE CHARITY CARE PROGRAM ARE POSTED IN THE HOSPITAL (E.G. EMERGENCY DEPARTMENT, ADMITTING OFFICE) TO PROACTIVELY CONVEY THIS MESSAGE TO PROSPECTIVE PATIENTS AND THE PUBLIC IN GENERAL. - WE MAINTAIN FINANCIAL AID POLICIES THAT ARE CONSISTENT WITH THE MISSION, VALUES AND CAPACITY OF THE HOSPITAL AND THAT TAKE INTO ACCOUNT EACH INDIVIDUAL'S ABILITY TO CONTRIBUTE TO THE COST OF HIS OR HER CARE. - WE COMMUNICATE THE AVAILABILITY OF FINANCIAL AID IN A MANNER THAT IS CLEAR, UNDERSTANDABLE, SENSITIVE TO THE PATIENT'S DIGNITY, AND IN MULTIPLE LANGUAGES. A NOTICE IS AVAILABLE AT REGISTRATION SITES THAT INFORMS PATIENTS OF THIS PROGRAM AND PROVIDES THE PHONE NUMBER TO CALL TO OBTAIN MORE INFORMATION AND TO APPLY FOR THIS PROGRAM. DESIGNATED STAFF ARE PROVIDED DETAILED TRAINING SO THAT THEY CAN PROVIDE INFORMATION AND ANSWER QUESTIONS ABOUT THE CHARITY CARE PROGRAM. INFORMATION IS GENERALLY AVAILABLE IN BOTH ENGLISH AND SPANISH. WHEN REQUESTED, IT WILL ALSO BE MADE AVAILABLE IN OTHER LANGUAGES. - INFORMATION REGARDING OUR CHARITY CARE PROGRAM IS ALSO AVAILABLE ON THE URMC WEBSITE. - WE IMPLEMENT FINANCIAL AID PROCEDURES THAT ARE CONSUMER-FRIENDLY, RESPECTFUL, AND CONFIDENTIAL, AS WELL AS DEBT COLLECTION POLICIES THAT REFLECT THE MISSION AND VALUES OF THIS HOSPITAL. - WE WORK WITH GOVERNMENT, PAYERS, BUSINESS, CONSUMER GROUPS AND OTHERS TO ADDRESS THE UNDERLYING PROBLEM THAT TOO MANY NEW YORKERS LACK HEALTH INSURANCE. GENERAL GUIDELINES: AS PART OF FINANCIAL PLANNING ASSISTANCE, WE PROVIDE PATIENTS, AND/OR THEIR LEGAL REPRESENTATIVE, WITH INFORMATION ABOUT THE CRITERIA THAT MUST BE MET IN ORDER TO OBTAIN MEDICAID, MEDICARE, OR OTHER HEALTH INSURANCES. PATIENTS ARE ASSISTED IN MAKING APPLICATIONS FOR ANY OF THESE INSURANCES OR DISCOUNTED FEE PLANS. PATIENTS ARE EXPECTED TO PARTICIPATE FULLY IN ALL EFFORTS TO OBTAIN ANY INSURANCE FOR WHICH THEY MAY QUALIFY. UNDER CERTAIN CIRCUMSTANCES, AS DETERMINED BY THE FINANCIAL CASE MANAGERS OR OTHER HOSPITAL SENIOR ADMINISTRATORS. APPLICATIONS FOR MEDICAID, MEDICARE OR OTHER INSURANCE PROGRAMS MAY BE WAIVED WHEN DEEMED UNNECESSARY. IF AVAILABLE INSURANCE BENEFITS ARE NOT SUFFICIENT TO COVER THE COST OF THEIR CARE, PATIENTS MAY THEN APPLY FOR ASSISTANCE FROM THE CHARITY CARE PROGRAM. CHARITY CARE APPLICATIONS MUST BE COMPLETED AND RETURNED TO THE HOSPITAL WITH THE REQUESTED INCOME DOCUMENTATION. PATIENTS WILL NOT RECEIVE CHARITY CARE ASSISTANCE IF THEY (A) DO NOT COMPLETE THE APPLICATION PROCESS FOR MEDICAID OR OTHER INSURANCE FOR WHICH THEY MAY QUALIFY, (B) ELECT NOT TO MAKE APPLICATION FOR CHARITY CARE, OR (C) HAVE ADEQUATE RESOURCES OR INCOME TO PAY PRIVATELY FOR THEIR CARE. IN THESE SITUATIONS, THEY WILL REMAIN FINANCIALLY RESPONSIBLE FOR FULL PAYMENT OF THEIR HOSPITAL BILLS. CHARITY CARE ASSISTANCE IS AVAILABLE FOR PATIENTS WHO RESIDE IN NEW YORK STATE AND RECEIVE EMERGENCY HOSPITAL SERVICES, INCLUDING EMERGENCY TRANSFERS, AND TO PATIENTS WHO RESIDE IN STRONG MEMORIAL HOSPITAL'S PRIMARY SERVICE AREA IN NEW YORK STATE WHO RECEIVE SERVICES IN DESIGNATED STRONG MEMORIAL HOSPITAL PROGRAMS, INCLUDING MOST INPATIENT AND OUTPATIENT SERVICES. IN ADDITION, THE HOSPITAL MAY, IN ITS DISCRETION, GRANT CHARITY CARE TO INDIVIDUALS WHO RESIDE OUTSIDE OF NEW YORK STATE. CHARITY CARE ASSISTANCE DOES NOT COVER MEDICALLY UNNECESSARY CARE, COSMETIC ALTERATION, TELEPHONE, TELEVISION AND PRIVATE ROOM CHARGES. IT DOES NOT COVER SERVICES GENERATED BY AN INSURED PATIENT WHO CHOOSES TO RECEIVE CARE AT AN OUT-OF-NETWORK HOSPITAL, OR WHO FAILS TO COMPLY WITH INSURANCE POLICY REQUIREMENTS (E.G. UNAUTHORIZED SERVICES) NOR DOES IT APPLY TO NON-RESIDENT ALIENS (UNLESS APPROVED IN ADVANCE OF CARE BEING PROVIDED), TO DRUGS NOT ADMINISTERED IN THE HOSPITAL, TO TRANSPORTATION FURNISHED BY THIRD PARTY VENDORS, OR TO CARE, SERVICES, DRUGS OR SUPPLIES FOR THE PURPOSE OF GENDER CHANGE PROCEDURE. SPECIFIC QUESTIONS ABOUT SERVICES THAT ARE NOT COVERED SHOULD BE DIRECTED TO THE PATIENT ACCOUNTS MANAGER OR THEIR DELEGATE. FINANCIAL GUIDELINES: FINANCIAL AID IS INTENDED TO ASSIST THOSE INDIVIDUALS WHO CANNOT AFFORD TO PAY IN PART OR IN FULL FOR THEIR CARE. IT SHOULD TAKE INTO ACCOUNT EACH INDIVIDUAL'S ABILITY TO CONTRIBUTE TO THE COST OF HIS OR HER CARE. HOSPITAL FINANCIAL AID SHOULD NOT BE VIEWED AS A SUBSTITUTE FOR EMPLOYER-SPONSORED OR INDIVIDUALLY PURCHASED INSURANCE. PATIENTS WITHOUT INSURANCE AND WITH INCOME THAT WOULD QUALIFY THEM FOR THE CHARITY CARE PROGRAM BUT ALSO HAVE SUBSTANTIAL RESOURCES (OTHER THAN TAX-DEFERRED OR COMPARABLE RETIREMENT SAVINGS OR COLLEGE SAVINGS ACCOUNTS) MAY BE EXPECTED TO PAY PART OF THEIR BILLS(S). CHARITY CARE ASSISTANCE IS GENERALLY AVAILABLE TO INDIVIDUALS WHOSE INCOME IS LESS THAN OR EQUAL TO 400% OF THE FEDERAL POVERTY LEVEL. HOWEVER, PATIENTS WHO HAVE EXHAUSTED THEIR INSURANCE BENEFITS, EXCEEDED FINANCIAL ELIGIBILITY CRITERIA, FACE EXTRAORDINARY MEDICAL COSTS, OR WHO HAVE OTHER UNIQUE CIRCUMSTANCES MAY BE CONSIDERED FOR CHARITY CARE APPROVAL IN THE HOSPITAL'S SOLE DISCRETION. WHILE APPLICATION FOR MEDICAID OR OTHER INSURANCE IS USUALLY REQUIRED, THE HOSPITAL MAY, AT ITS SOLE DISCRETION, IN APPROPRIATE CASES, ALSO CONSIDER PATIENTS FOR CHARITY CARE WHEN THEY MEET THE FINANCIAL CRITERIA OF THIS PROGRAM, BUT HAVE NOT SATISFACTORILY COMPLETED ALL THE REQUIREMENTS OF THE CHARITY CARE APPLICATION PROCESS. THIS MAY INCLUDE PATIENTS WHO HAVE BEEN SANCTIONED BY MEDICAID, HAVE FILED BANKRUPTCY OR APPEAR TO BE ELIGIBLE FOR CHARITY CARE ASSISTANCE BASED ON AVAILABLE INFORMATION. ELIGIBILITY DETERMINATIONS IN COMPLEX CASE CIRCUMSTANCES WILL BE MADE AFTER CONSIDERATION BY THE CHARITY CARE REVIEW TEAM THAT INCLUDES THE CHARITY CARE OFFICER, FINANCIAL CASE MANAGER AND/OR THEIR MANAGERS, OR MAY BE MADE BY SENIOR HOSPITAL ADMINISTRATORS. THE AMOUNT OF THE DISCOUNT AFFORDED TO QUALIFIED CHARITY CARE PATIENTS WILL BE DETERMINED THROUGH ASSESSMENT OF THE RESPONSIBLE PARTY'S ANNUAL HOUSEHOLD INCOME AND THE NUMBER OF PEOPLE IN THE HOME, AS A PERCENTAGE OF THE FEDERAL POVERTY GUIDELINE AMOUNTS FOR SAME SIZE HOUSEHOLDS. THE FINANCIAL GUIDELINES WILL BE UPDATED ANNUALLY IN CONJUNCTION WITH THE FEDERAL POVERTY UPDATES PUBLISHED BY CMS. PATIENTS MAY RECEIVE FULL OR PARTIAL DISCOUNT FROM THE COST OF CARE, DEPENDING ON THE PERCENTAGE OF THE GUIDELINES MATCHED BY THE PATIENT'S HOUSEHOLD INCOME. ANY BILL AMOUNT REMAINING AFTER APPLICATION OF A PARTIAL CHARITY CARE DISCOUNT IS THE RESPONSIBILITY OF THE PATIENT. THE AMOUNT AN APPROVED CHARITY CARE PATIENT WILL GENERALLY BE EXPECTED TO PAY FOR SERVICES COVERED BY THE POLICY WILL BE LIMITED TO THE LOWER OF THE AMOUNT THAT THE HOSPITAL WOULD HAVE RECEIVED FOR THE SAME SERVICE UNDER MEDICARE PARTS A AND B, (INCLUDING COINSURANCE, CO-PAYMENTS AND DEDUCTIBLES) OR THE USUAL AND CUSTOMARY CHARGES. THE PATIENT WILL BE ASSISTED BY THE HOSPITAL IN MAKING ARRANGEMENTS TO SATISFY ANY BALANCE REMAINING ON THE ACCOUNT(S) AFTER THE APPLICATION OF THE APPROPRIATE CHARITY CARE DISCOUNT BY USE OF A PAYMENT PLAN. THE MONTHLY PAYMENTS UNDER SUCH PLANS SHALL NOT EXCEED TEN PERCENT (10%) OF THE ELIGIBLE PATIENT'S GROSS MONTHLY INCOME. THE RATE OF INTEREST ON UNPAID BALANCES SHALL NOT EXCEED THE US TREASURY RATE FOR 90 DAY SECURITIES PLUS 0.5%. HOSPITAL PATIENT FINANCIAL AID STATUTE DISCOUNTING REQUIREMENTS DISCOUNT / GROSS INCOME AS % OF FEDERAL POVERTY LEVEL 100% / UP TO 200% 80% / BETWEEN 201-250% 60% / BETWEEN 251-300% 40% / BETWEEN 301-350% 20% / BETWEEN 351-400% 0% / OVER 401% PROCESS: APPLICATIONS WILL BE ACCEPTED IMMEDIATELY BEFORE, DURING OR AFTER CARE IS PROVIDED. THE HOSPITAL WILL STRIVE TO ASSIST PATIENTS RECEIVING HIGH-COST SERVICES AS THEY OCCUR. PATIENTS MAY BE APPROVED FOR CHARITY CARE ON AN ACCOUNT-BY-ACCOUNT BASIS OR FOR A PERIOD OF TIME (FOR A COURSE OF TREATMENT). FULLY COMP | |
| PART VI, LINE 2 (NEEDS ASSESSMENT) | MONROE COUNTY ASSESSES THE HEALTH NEEDS OF THE COMMUNITY THROUGH HEALTH ACTION, A ROBUST COMMUNITY-WIDE PROCESS ESTABLISHED IN 1995 THAT IS LED BY THE MONROE COUNTY DEPARTMENT OF PUBLIC HEALTH. IT INVOLVES ALL FOUR LOCAL HEALTH SYSTEMS, LOCAL INSURERS, AND OTHER KEY COMMUNITY STAKEHOLDERS. THROUGH THIS PROCESS, COMMUNITY PRIORITIES, GOALS, AND INTERVENTIONS ARE IDENTIFIED AND IMPLEMENTED. THESE PRIORITIES ALIGN WITH THE HEALTH PRIORITIES AND INDICATORS AS PUBLISHED BY NEW YORK STATE'S DOH AND INCLUDE ACCESS TO QUALITY HEALTH CARE, TOBACCO USE, HEALTHY MOTHERS/HEALTHY BABIES/HEALTHY CHILDREN, PHYSICAL ACTIVITY/NUTRITION, UNINTENTIONAL INJURY, HEALTHY ENVIRONMENTS, CHRONIC DISEASE, AND MENTAL HEALTH/SUBSTANCE ABUSE. FIVE HEALTH STATUS "REPORT CARDS" IN SPECIFIC AGE GROUPS AND CATEGORIES ARE USED TO MEASURE PROGRESS TOWARDS HEALTH STATUS IMPROVEMENT. THEY INCLUDE MATERNAL AND CHILD HEALTH, ADOLESCENT HEALTH, ADULT/OLDER ADULT HEALTH, AND ENVIRONMENTAL HEALTH, EACH OF WHICH CONTAIN GOALS FOR IMPROVING HEALTH. PRIORITIES FOR EACH AREA ARE SELECTED BASED ON INPUT FROM FOCUS GROUPS WITH RESIDENTS, AND HEALTH AND SOCIAL SERVICE PROFESSIONALS. UPDATED REPORT CARDS ARE PRODUCED AND DISTRIBUTED ON AVERAGE EVERY 4-6 YEARS FOR EACH SPECIFIC AGE GROUP. THESE PRIORITIES SERVE AS A FOUNDATION FOR COMMUNITY HEALTH IMPROVEMENT AND COMMUNITY BUILDING EFFORTS AND HELP TO ENSURE COLLABORATIVE AND COORDINATED USE OF HEALTH SYSTEM RESOURCES TO ADDRESS THE MOST PRESSING NEEDS. THE PRIORITY SETTING PROCESS IS A SIX-STEP PROCESS THAT INCLUDES: 1) ASSESS HEALTH STATUS: DATA DETAILING HEALTH STATUS, ACCESS TO HEALTH CARE AND HEALTH BEHAVIORS ARE COMPILED AND ANALYZED TO IDENTIFY TRENDS AND DISPARITIES AND TO COMPARE OUR COUNTY TO OTHER COMMUNITIES. FOR EACH LIFECYCLE GROUP, AN ADVISORY COMMITTEE, WITH REPRESENTATION FROM AREA HOSPITALS, HELPS TO INTERPRET THE DATA AND DEVELOP HEALTH GOALS BASED ON THE DATA. A REPORT CARD CONTAINING THE DATA AND HEALTH GOALS IS PUBLISHED. 2) CHOOSE PRIORITY GOALS: THE ADVISORY COMMITTEE HOSTS COMMUNITY FORUMS TO ADDRESS HEALTH IMPROVEMENT PRIORITIES. THE ADVISORY COMMITTEE THEN MAKES RECOMMENDATIONS TO THE MONROE COUNTY DEPARTMENT OF PUBLIC HEALTH ON PRIORITIES. 3) DEFINE THE LEADERSHIP: PARTNERS ARE IDENTIFIED TO SUPPORT THE PRIORITIES FOR ACTION. THE MEDICAL CENTER PROVIDES SALARY SUPPORT FOR FACULTY AND STAFF TO CONTRIBUTE THEIR ACADEMIC AND CLINICAL EXPERTISE TO HELP IDENTIFY AND IMPLEMENT THE MOST EFFECTIVE INTERVENTIONS ON THE HEALTH PRIORITIES. 4) DEVELOP IMPROVEMENT PLANS: EACH PARTNERSHIP DEVELOPS IMPROVEMENT PLANS TO ADDRESS HEALTH GOALS. 5) PERFORM INTERVENTIONS: EACH PARTNERSHIP, ALONG WITH THE STEERING COMMITTEE, WHICH INCLUDES THE MEDICAL CENTER, OVERSEES THE IMPLEMENTATION OF INTERVENTIONS IN VARIOUS VENUES THAT INCLUDE SCHOOLS, DAY CARE CENTERS, PLACES OF WORSHIP, COMMUNITY BASED ORGANIZATIONS AND WITHIN THE HEALTH SYSTEMS. 6) MEASURE THE IMPACT: EACH PARTNERSHIP EVALUATES THE INTERVENTION. | |
| PART VI, LINE 3 (PATIENT EDUCATION OF ELIGIBILITY FOR ASSISTANCE) | INFORMATION ABOUT THE AVAILABILITY OF FINANCIAL ASSISTANCE IS POSTED IN ALL AREAS OF THE FACILITY AND ITS OFF-SITE LOCATIONS. CHARITY CARE INFORMATION IS POSTED IN INPATIENT AND OUTPATIENT REGISTRATION AREAS; THE EMERGENCY DEPARTMENT; ADMITTING; AND ALL PRIMARY CARE SITES. THE HOSPITAL PROVIDES A COPY OF THE CHARITY CARE POLICY AND FINANCIAL ASSISTANCE CONTACTS TO PATIENTS AS PART OF ITS ADMITTING PROCESS. PRINTED INFORMATION ABOUT CHARITY CARE ASSISTANCE IS ALSO PROVIDED WITH DISCHARGE MATERIALS WHEN IT HAS BEEN DETERMINED THAT A PATIENT IS IN FINANCIAL NEED. OUR CHARITY CARE POLICY IS ON-LINE AS WELL, ON THE HOSPITAL WEBSITE. AS PART OF FINANCIAL PLANNING ASSISTANCE, WE PROVIDE PATIENTS, OR THEIR LEGAL REPRESENTATIVE, WITH INFORMATION ABOUT THE CRITERIA THAT MUST BE MET IN ORDER TO OBTAIN MEDICAID, MEDICARE, OR OTHER HEALTH INSURANCES. PATIENTS ARE ASSISTED IN MAKING APPLICATIONS FOR ANY OF THESE INSURANCES OR DISCOUNTED FEE PLANS. PATIENTS ARE EXPECTED TO PARTICIPATE FULLY IN ALL EFFORTS TO OBTAIN ANY INSURANCE FOR WHICH THEY MAY QUALIFY. UNDER CERTAIN CIRCUMSTANCES, AS DETERMINED BY THE FINANCIAL CASE MANAGERS OR OTHER HOSPITAL SENIOR ADMINISTRATORS, APPLICATIONS FOR MEDICAID, MEDICARE OR OTHER INSURANCE PROGRAMS MAY BE WAIVED WHEN DEEMED UNNECESSARY. IF AVAILABLE INSURANCE BENEFITS ARE NOT SUFFICIENT TO COVER THE COST OF THEIR CARE, PATIENTS MAY THEN APPLY FOR ASSISTANCE FROM THE CHARITY CARE PROGRAM. | |
| PART VI, LINE 4 (COMMUNITY INFORMATION) | STRONG MEMORIAL HOSPITAL IS LOCATED IN THE CITY OF ROCHESTER, COUNTY OF MONROE (POPULATION APPROXIMATELY 744,394) IN THE FINGER LAKES REGION OF NEW YORK STATE. THE FINGER LAKES REGION EXTENDS APPROXIMATELY 100 MILES NORTH TO SOUTH AND 100 MILES EAST TO WEST. THE REGION ENCOMPASSES URBAN, SUBURBAN AND RURAL COMMUNITIES WITHIN NEW YORK STATE. THE REGION (INCLUDING MONROE COUNTY) HAS A POPULATION OF MORE THAN 1,703,000. STRONG MEMORIAL HOSPITAL'S PRIMARY SERVICE AREA (PSA) IS MONROE COUNTY AND THE SECONDARY SERVICE AREA (SSA) ENCOMPASSES THE 15 COUNTIES SURROUNDING MONROE INCLUDING: ALLEGANY, CATTARAUGUS, CAYUGA, CHEMUNG, GENESEE, LIVINGSTON, ONTARIO, ORLEANS, SCHUYLER, SENECA, STEUBEN, TOMPKINS, WAYNE, WYOMING, AND YATES. THERE ARE FIFTEEN FEDERALLY DESIGNATED MEDICALLY UNDERSERVED AREAS OR POPULATIONS WITHIN THIS 16 COUNTY REGION. HEALTH CARE ENVIRONMENT THE PRIMARY SERVICE AREA IS HOME TO THREE MULTI-HOSPITAL SYSTEMS EACH WITH SEVERAL LONG-TERM CARE, HOME CARE AND OTHER TYPES OF AFFILIATES. THE UNIVERSITY OF ROCHESTER MEDICAL CENTER CONSISTS OF STRONG MEMORIAL HOSPITAL AND HIGHLAND HOSPITAL, ROCHESTER GENERAL HEALTH SYSTEM CONSISTS OF ROCHESTER GENERAL HOSPITAL AND NEWARK WAYNE COMMUNITY HOSPITAL AND UNITY HEALTH CONSISTS OF PARK RIDGE HOSPITAL AND ST. MARY'S HOSPITAL. THERE ARE ROUGHLY TWENTY-ONE SMALLER COMMUNITY HOSPITALS THAT OPERATE IN THE FIFTEEN COUNTIES SURROUNDING MONROE COUNTY WITH BED CAPACITY RANGING FROM AS FEW AS 25 BEDS TO AS MANY AS 224 BEDS. OVER 50 RESIDENTIAL HEALTH CARE FACILITIES; MANY PUBLIC AND PRIVATE AGENCIES PROVIDING COMMUNITY AND HOME HEALTH SERVICES; SEVERAL STATE AND FEDERAL FACILITIES; AND A FULL RANGE OF HEALTH CARE PROFESSIONALS, INCLUDING THOUSANDS OF PHYSICIANS, DENTISTS, NURSES, TECHNICIANS, ADMINISTRATORS, EDUCATORS, AND SUPPORT PERSONNEL PROVIDE SERVICES WITHIN THE SIXTEEN COUNTY SERVICE AREA. DEMOGRAPHIC ANALYSIS HISTORICALLY UNDER-REPRESENTED ETHNIC GROUPS INCLUDING BLACK NON-HISPANIC, HISPANIC AND OTHER POPULATIONS COMPRISE ROUGHLY 25% OF THE POPULATION OF MONROE COUNTY. ACCORDING TO U.S. CENSUS DATA ROUGHLY 11.7% OF THE POPULATION OF MONROE COUNTY IS NON-ENGLISH SPEAKING. AVERAGE HOUSEHOLD INCOME FOR THE PRIMARY SERVICE AREA IS $68,117 VERSUS THE NATIONAL AVERAGE OF $71,071. ACCORDING TO THE US CENSUS 13.7% OF INDIVIDUALS IN MONROE COUNTY WERE CONSIDERED BELOW THE POVERTY LEVEL. THE PERCENTAGE OF THE MONROE COUNTY POPULATION AGE 65 AND OLDER WAS 13.9% IN 2010 AND IS ANTICIPATED TO GROW TO 15.9% BY 2015. THE POPULATION OF INDIVIDUALS 18 YEARS AND YOUNGER IS ANTICIPATED TO DECLINE FROM 22.4% (2010) TO 21.1% IN 2015. THE RATE OF UNINSURED ADULTS (AGES 19 TO 64) IN MONROE COUNTY IS 10.4 PERCENT, COMPARED TO THE NEW YORK STATE RATE OF 17.2 PERCENT (2007 CENSUS BUREAU ESTIMATES). ACCORDING TO THE NEW YORK STATE DEPARTMENT OF HEALTH, ROUGHLY 18% OF THE POPULATION OF MONROE COUNTY IS ENROLLED IN MEDICAID WHILE ABOUT 12% OF THE SURROUNDING FIFTEEN COUNTY POPULATIONS ARE ENROLLED IN MEDICAID. MONROE COUNTY'S POPULATION OF SENIORS OUTPACES THE NATIONAL AVERAGE OF 13.2%. AT THE SAME TIME, THE POPULATION OF RESIDENTS 18 AND YOUNGER IS ANTICIPATED TO DECLINE OVER THE NEXT SEVERAL YEARS FROM 22.4% IN 2010 TO 21.1% IN 2015. UNDER-REPRESENTED ETHNIC GROUPS COMPRISE ROUGHLY 9.4% OF THE POPULATION IN THE FIFTEEN COUNTIES SURROUNDING MONROE COUNTY. AVERAGE HOUSEHOLD INCOME FOR THE FIFTEEN COUNTY SERVICE AREA WAS $59,462 VERSUS THE US AVERAGE OF $71,071. | |
| PART VI, LINE 5 (PROMOTION OF COMMUNITY HEALTH) | STRONG MEMORIAL HOSPITAL IS OVERSEEN BY THE UNIVERSITY OF ROCHESTER MEDICAL CENTER BOARD, A 36 MEMBER BOARD, INCLUSIVE OF 14 EX-OFFICIO MEMBERS, THAT REPORTS TO THE UNIVERSITY BOARD OF TRUSTEES. THE MEDICAL CENTER BOARD IS LED BY AND COMPRISED OF A DIVERSE GROUP OF COMMUNITY AND INDUSTRY LEADERS AND ADVOCATES - PEOPLE WHO LIVE AND WORK IN THIS COMMUNITY AND CARE DEEPLY ABOUT THE HEALTH AND WELFARE OF ITS CITIZENS. THE BOARD INCLUDES NON-UR MEDICAL CENTER-EMPLOYED PRIVATE COMMUNITY PHYSICIANS, MEMBERS OF THE BUSINESS COMMUNITY, LOCAL PHILANTHROPISTS WITH AN INTEREST IN ADVOCATING FOR HEALTH CARE, AND OTHER LOCAL REPRESENTATIVES. AS A DEDICATED BOARD, EACH MEMBER UPHOLDS WELL-ESTABLISHED PRINCIPLES OF NONPROFIT CORPORATION LAW CONCERNING THE STANDARDS OF CONDUCT AND ATTENTION A BOARD MEMBER MUST MEET: FIDUCIARY RESPONSIBILITY, OBEDIENCE TO THE CHARITABLE PURPOSE OF THE ORGANIZATION, LOYALTY, A COMMITMENT TO ACT BASED ON BEST INTERESTS OF THE ORGANIZATION AND THE WIDER COMMUNITY IT SERVES, AND DILIGENCE IN CARRYING OUT THE WORK OF THE BOARD. ADMINISTRATIVELY, UR MEDICAL CENTER LEADERSHIP HAS INITIATED A COMPREHENSIVE AND AMBITIOUS STRATEGIC PLANNING PROCESS ACROSS THE INSTITUTION. THE GOALS OF THE PLAN INCLUDE EXPANDING COMMUNITY HEALTH PROGRAMS AND RESEARCH THAT IMPROVE THE OVERALL HEALTH OF THE GREATER ROCHESTER COMMUNITY. THE BOARD OF DIRECTORS ENDORSE AND CHAMPION THE VISION OF THE PLAN. AN ANNUAL "DR. DAVID SATCHER COMMUNITY HEALTH IMPROVEMENT AWARDS" PROGRAM HAS BEEN ESTABLISHED TO ENCOURAGE AND RECOGNIZE FACULTY/STAFF FOR EXEMPLARY WORK WITHIN THE COMMUNITY TO IMPROVE COMMUNITY HEALTH. URMC EXTENDS MEDICAL STAFF PRIVILEGES TO EMPLOYED UR MEDICAL CENTER FACULTY PHYSICIANS AND ALL ELIGIBLE PRIVATE PHYSICIANS WHO PRACTICE AT UR MEDICAL CENTER AFFILIATED HOSPITALS. MANY FACULTY MEMBERS SERVE A DUAL ROLE WITH COMMUNITY AGENCIES, PROVIDING SERVICE AS A MEDICAL DIRECTOR OR ATTENDING PHYSICIAN FOR COMMUNITY HEALTH INITIATIVES. THIS LINKAGE ENHANCES COLLABORATION, PRODUCING A HIGHER QUALITY OF CARE AND SMOOTHER TRANSITIONS FOR PATIENTS WHO MAY NEED ANY OR ALL OF THESE SERVICES. UR MEDICAL CENTER CONTINUALLY REINVESTS IN ITS FACILITIES AND PROGRAMS IN AN EFFORT TO IMPROVE THE HEALTH OF THE COMMUNITY. FOR EXAMPLE, ITS 85-YEAR-OLD STRONG MEMORIAL HOSPITAL HAS IN RECENT YEARS RENOVATED ITS MEDICAL AND SURGICAL ICUS TO PROVIDE PATIENT- AND FAMILY-CENTERED CARE IN LARGER, PRIVATE ROOMS. IT ALSO UNVEILED A NEW FREESTANDING AMBULATORY SURGERY CENTER THAT INCLUDES 10 OPERATING SUITES AND THREE PROCEDURE ROOMS EQUIPPED WITH ADVANCED TECHNOLOGY, AND SPACIOUS FACILITIES FOR ENHANCED CARE AND PRIVACY FOR PATIENTS AND FAMILIES. THE SURGERY CENTER WAS DEVELOPED AS AN INCREASE IN SPECIALTY CARE BEGAN PLACING MORE PRESSURE ON EXISTING OPERATING SUITES FOR URGENT, HIGH-ACUITY INPATIENT PROCEDURES. STRONG MEMORIAL HOSPITAL ALSO RUNS THE REGION'S LARGEST EMERGENCY FACILITY. THE 55,000-SQUARE-FOOT FRANK AND CAROLINE GANNETT EMERGENCY CENTER IS MORE THAN THREE TIMES LARGER THAN STRONG'S FORMER EMERGENCY DEPARTMENT. IT WAS DESIGNED TO IMPROVE EFFICIENCY, WITH THE DIGNITY AND COMFORT OF OUR PATIENTS IN MIND, AND HAS BEEN DESIGNATED BY THE NEW YORK STATE DEPARTMENT OF HEALTH AS A LEVEL ONE REGIONAL TRAUMA CENTER. THE ADULT TREATMENT AREA WAS CONSTRUCTED WITH 25 SEMI-PRIVATE PATIENT CUBICLES SURROUNDING A RAISED NURSING STATION SO THAT PATIENTS ARE READILY VISIBLE TO STAFF. AND UNLIKE OTHER EMERGENCY FACILITIES IN THE REGION, IT ALSO INCLUDES A DEDICATED CHILDREN'S EMERGENCY DEPARTMENT WITH A PRIVATE WAITING ROOM. SURPLUS FUNDS ARE ALSO DEDICATED TO SUPPORT RESEARCH. WORK CONTINUED ON OUR NEW CLINICAL AND TRANSLATIONAL RESEARCH INSTITUTE (CTSI) THAT WILL SERVE AS THE HUB OF RESOURCES, EXPERTISE AND NETWORKS NECESSARY TO ACCELERATE THE CLINICAL APPLICATION OF BIOMEDICAL AND BEHAVIORAL RESEARCH SO EFFICACIOUS INTERVENTIONS CAN REACH INDIVIDUALS IN THE COMMUNITY MORE QUICKLY. THE CTSI'S COMMUNITY ENGAGEMENT FUNCTION, WHICH IS ADMINISTERED BY THE UR MEDICAL CENTER'S CENTER FOR COMMUNITY HEALTH, PROVIDES THE INFRASTRUCTURE TO SUPPORT THE CTSI COMMUNITY ENGAGEMENT MISSION BY FACILITATING COMMUNICATION AND PARTNERSHIPS AMONG RESEARCHERS, HEALTH CARE PROVIDERS, AND COMMUNITY MEMBERS AND ORGANIZATIONS. IN ADDITION, SURPLUS FUNDS ALSO SUPPORT THE UR MEDICAL CENTER'S COMMITMENT TO COMMUNITY HEALTH, WHICH DATES BACK TO THE MEDICAL SCHOOL'S FOUNDING. IN 1920, LOCAL BENEFACTOR GEORGE EASTMAN BEQUEATHED A GIFT TO THE SCHOOL WITH THE INSTRUCTIONS THAT THE SCHOOL HELP MAKE ROCHESTER "ONE OF THE HEALTHIEST COMMUNITIES IN THE WORLD." THAT CHARGE HAS GIVEN RISE TO MANY PROGRAMS THAT SEEK TO ADDRESS PUBLIC HEALTH CHALLENGES, INCLUDING OBESITY, SMOKING CESSATION, HOME VISITS FOR AT-RISK MOTHERS, AND EFFORTS TO ELIMINATE DISPARITIES IN IMMUNIZATION RATES. THESE EFFORTS TAKE MANY FORMS AND RANGE FROM GRASSROOTS EFFORTS TO IMPROVE ACCESS, TO HEALTHY FOODS TO HIGH-TECH SOLUTIONS SUCH AS PROVIDING PEDIATRIC AND DENTAL TELEMEDICINE SERVICES TO SCHOOLS AND DAY CARE CENTERS. A FEW EXAMPLES INCLUDE: - THE MONROE COUNTY CANCER SERVICES PROVIDES CANCER SCREENING AND FOLLOW-UP ASSISTANCE TO UNINSURED/UNDER-INSURED FOR BREAST, COLON AND CERVICAL CANCER. THE INITIATIVE ANNUALLY HELPS MORE THAN 1,500 INDIVIDUALS WHO OTHERWISE MAY NOT GET SCREENED. - THE HEALTHY LIVING PROGRAM'S NATIONALLY RECOGNIZED FAITH-BASED PREVENTION PROGRAM WORKS IN THE AFRICAN-AMERICAN AND LATINO COMMUNITIES. HELD IN CHURCH BASEMENTS AND COMMUNITY CENTERS, THIS CULTURALLY SENSITIVE PROGRAM TAUGHT BY CERTIFIED INSTRUCTORS HAS BENEFITED MORE THAN 2,018 ATTENDEES SINCE ITS INCEPTION IN 2002. - OUR "BABY LOVE" PROGRAM, LAUNCHED IN 1988, HAS PROVIDED HOME VISITS AND EVIDENCE-BASED SERVICES TO REDUCE INFANT MORTALITY, PREMATURE BIRTHS, LOW-BIRTH WEIGHT AND FOSTER CARE PLACEMENT OF AT-RISK BABIES. THIS VITAL HOME-VISIT PROGRAM CONTINUES TO MAKE A REMARKABLE DIFFERENCE IN THE LIVES OF YOUNG WOMEN AND THEIR FAMILIES IN THE MOST IMPOVERISHED NEIGHBORHOODS WITHIN OUR INNER CITY. THE PROGRAM SERVES MORE THAN 220 AT-RISK PREGNANT TEENS AND WOMEN AND THEIR NEWBORNS EACH YEAR. BABY LOVE OUTCOMES CONTINUE TO SHOW AVOIDANCE OF NEONATAL INTENSIVE CARE ADMISSION FOR ENROLLED FAMILIES. | |
| PART VI, LINE 6 (AFFILIATED HEALTH CARE SYSTEM) | THE UNIVERSITY OF ROCHESTER MEDICAL CENTER IS AN INTEGRATED ACADEMIC HEALTH CENTER THAT COMPRISES THE SCHOOL OF MEDICINE AND DENTISTRY, INCLUDING ITS FACULTY PRACTICE (UNIVERSITY OF ROCHESTER MEDICAL FACULTY GROUP); STRONG MEMORIAL HOSPITAL; HIGHLAND HOSPITAL; GOLISANO CHILDREN'S HOSPITAL; JAMES P. WILMOT CANCER CENTER; SCHOOL OF NURSING; EASTMAN INSTITUTE FOR ORAL HEALTH; VISITING NURSE SERVICE; HIGHLANDS AT PITTSFORD; THE HIGHLANDS LIVING CENTER, INC. AND HIGHLANDS AT BRIGHTON. UR MEDICAL CENTER AND THE AFFILIATED HEALTH CARE ENTITIES HAVE EMBRACED A COMPREHENSIVE APPROACH TO COMMUNITY HEALTH, WHICH EMPLOYS THE MULTIDISCIPLINARY SKILLS FOUND IN AN ACADEMIC MEDICAL CENTER TO BOTH PROVIDE IMPORTANT COMMUNITY SERVICES AND CONDUCT COMMUNITY-BASED RESEARCH. THESE ACTIVITIES HELP INFORM POLICYMAKERS AND THE COMMUNITY ABOUT LOCAL HEALTH CHALLENGES, EVALUATE THE EFFECTIVENESS OF INTERVENTIONS, AND SERVE AS A FOUNDATION FOR EVIDENCE-BASED PRACTICES TO IMPROVE HEALTH AND OVERALL QUALITY OF LIFE. - THE UNIVERSITY'S HEALTH CARE DELIVERY NETWORK IS ANCHORED BY STRONG MEMORIAL HOSPITAL, A 800-BED TEACHING HOSPITAL, WHICH INCLUDES A CHILDREN'S HOSPITAL. PATIENTS BENEFIT FROM THE MEDICAL CENTER'S ROBUST TEACHING AND BIOMEDICAL RESEARCH PROGRAMS. STUDENT ROSTERS INCLUDE APPROXIMATELY 400 MEDICAL STUDENTS, 550 GRADUATE STUDENTS, AND 600 RESIDENTS AND FELLOWS WHO ARE ENGAGED IN COMMUNITY SERVICE THROUGHOUT THEIR EDUCATION. - EASTMAN INSTITUTE FOR ORAL HEALTH PROVIDES COMMUNITY DENTAL CARE IN A NUMBER OF CLINICS, AS WELL AS CLINICAL EDUCATION TO DENTAL STUDENTS ENROLLED AT THE UNIVERSITY OF ROCHESTER SCHOOL OF MEDICINE AND DENTISTRY. IT OFFERS GENERAL DENTISTRY, PEDIATRIC AND ORTHODONTIC CLINICS, AND AN URGENT CARE DENTAL CLINIC THAT SEES 40-50 PATIENTS A DAY. IT OPERATES LOW-INCOME CLINICS AT SCHOOLS AND A DOWNTOWN LOCATION. ADDITIONALLY, FOUR SMILEMOBILES PROVIDE A DENTAL OFFICE ON WHEELS, ALLOWING THE CITY'S CHILDREN INCREASED ACCESS TO MUCH NEEDED DENTAL CARE. - THE JAMES P. WILMOT CANCER CENTER IS ORGANIZED AROUND A MULTIDISCIPLINARY CARE MODEL, WHICH LEADING CANCER EXPERTS BELIEVE IS THE GOLD STANDARD IN CANCER CARE IN THE 21ST CENTURY. ITS MODEL UNDERSCORES A COMMITMENT TO PROVIDE PATIENTS IN THE ROCHESTER AREA WITH THE MOST UP-TO-DATE INFORMATION AND AVAILABLE TREATMENTS, BASING OUR RECOMMENDATIONS ON THE BEST EVIDENCE. IT IS THE ONLY CENTER IN THE ROCHESTER AND FINGER LAKES REGION OFFERING THIS TEAM APPROACH TO CARE. A VARIETY OF FREE PREVENTIVE EDUCATION EVENTS ARE HELD THROUGHOUT THE YEAR, INCLUDING MEN'S HEALTH DAY, WHICH INCLUDES NUMEROUS FREE HEALTH SCREENINGS; FREE SKIN CANCER SCREENINGS; AND BREAST CANCER SCREENINGS FOR THE UNINSURED AND UNDERINSURED. - GOLISANO CHILDREN'S HOSPITAL, HOUSED IN STRONG MEMORIAL HOSPITAL, IS A 132-BED CHILDREN'S HOSPITAL THAT SERVES AS THE REFERRAL CENTER FOR UPSTATE NEW YORK, SURROUNDING STATES AND CANADA. IT COMBINES AWARD-WINNING RESEARCH, INTERNATIONALLY ACCLAIMED EDUCATION AND COMPASSIONATE CARE TO SERVE CHILDREN AND FAMILIES. PEDIATRIC SPECIALTIES INCLUDE ORTHOPAEDICS, NEUROLOGY/NEUROSURGERY, CANCER AND NEONATAL CARE. IN ADDITION TO THESE TRADITIONAL MEDICAL SERVICES, GOLISANO CHILDREN'S HOSPITAL IS THE NATION'S MODEL FOR "COMMUNITY PEDIATRICS," A PHILOSOPHY THAT EMBRACES THE IDEA THAT A CHILD'S COMMUNITY AND ENVIRONMENT AFFECT HIS HEALTH AND, THEREFORE, HE CANNOT BE TREATED SOLELY IN AN EXAM ROOM. THE HOSPITAL ENCOURAGES PHYSICIANS AND STAFF TO PARTNER WITH COMMUNITY ORGANIZATIONS TO IMPROVE VACCINATION RATES, EDUCATIONAL OPPORTUNITIES, SAFETY AT HOME AND ON PLAYGROUNDS, AND HEALTH INSURANCE AND HEALTH CARE ACCESS. THE UNIVERSITY'S WHOLLY OWNED HEALTH CARE AFFILIATES ARE: - HIGHLAND HOSPITAL OF ROCHESTER (HIGHLAND) PROVIDES INPATIENT AND OUTPATIENT HEALTHCARE SERVICES WITHOUT REGARD TO A PATIENT'S ABILITY TO PAY. HIGHLAND OPERATES A 261-BED ACUTE CARE HOSPITAL, AS WELL AS 13 PRIMARY CARE SATELLITE CLINICS, AND OB/MIDWIFERY CLINIC, BREAST CARE CLINIC, AND THREE RADIATION ONCOLOGY TREATMENT CENTERS. HIGHLAND IS ALSO A TEACHING AFFILIATE OF THE UNIVERSITY OF ROCHESTER SCHOOL OF MEDICINE AND DENTISTRY. HIGHLAND'S SERVICE AREA INCLUDES MONROE COUNTY, NEW YORK, AS WELL AS SEVERAL COUNTIES SURROUNDING THE ROCHESTER, NEW YORK REGION. - VISITING NURSE SERVICE OFFERS CERTIFIED AND LICENSED HOME HEALTH CARE SERVICES FOR NEWBORNS TO SENIORS. - THE HIGHLANDS AT PITTSFORD CAMPUS INCLUDES TWO SEPARATE CORPORATIONS WITH DIFFERENT ACTIVITIES OFFERING SKILLED NURSING CARE AS WELL AS ASSISTED AND INDEPENDENT LIVING FOR SENIORS. THE HIGHLANDS LIVING CENTER IS A 122-BED SKILLED NURSING FACILITY THAT ALSO OFFERS AN ADULT DAY CARE PROGRAM. THE 60-BED ASSISTED LIVING, 171-BED INDEPENDENT LIVING, AND COMMUNITY EDUCATION ARE PROVIDED BY HIGHLAND COMMUNITY DEVELOPMENT CORPORATION D/B/A THE HIGHLANDS AT PITTSFORD AND LAURELWOOD AT THE HIGHLANDS. THE HIGHLANDS OFFER A COMPREHENSIVE SERIES OF COMMUNITY EDUCATION PROGRAMS ON CURRENT HEALTH TOPICS, INCLUDING HEART HEALTH, NUTRITION, ORAL HEALTH, AND DIABETES PREVENTION, TO NAME A FEW. - THE HIGHLANDS AT BRIGHTON IS A 145-BED SKILLED NURSING FACILITY THAT SPECIALIZES IN CARE FOR THE MOST MEDICALLY COMPLEX CASES. | |
| STATE FILING OF COMMUNITY BENEFIT REPORT | NY, | 990 SCHEDULE H, PART VI |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Records Maintained | true | RecordsMaintained |
Form990 Schedule I Part III Form990ScheduleIPartIII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Type Of Grant | SCHOLARSHIPS AND FELLOWSHIPS TO STUDENTS | TypeOfGrant |
| Number Of Recipients | 6411 | NumberOfRecipients |
| Amount Of Cash Grant | 151430029 | AmountOfCashGrant |
| Method Of Valuation | N/A | MethodOfValuation |
| Description Of Non Cash Assistance | N/A | DescriptionOfNonCashAssistance |
Form990 Schedule I Part IV Form990ScheduleIPartIV (2 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| STUDENT SCHOLARSHIP, FELLOWSHIPS AND STUDENT LOANS | SCHEDULE I, PART IV | STUDENYS WHO RECEIVE SCHOLARSHIPS, FELLOWSHIPS AND STUDENT LOANS FROM THE UNIVERSITY OF ROCHESTER ARE SELECTED AND THE AMOUNT OF GRANTS OR LOANS DETERMINED BY OBJECTIVE AND NON-DISCRIMINATORY PROCESSES APPLIED TO ALL SIMILARLY SITUATED INDIVIDUALS. THE DECISIONS ARE MADE ON A CASE BY CASE BASIS THROUGH EVALUATING THE ACADEMIC ACHIEVEMENT AND FINANCIAL NEED OF THE APPLICANT IN LIGHT OF THE FUNDS AVAILABLE FOR THIS PURPOSE. |
| SUBAWARDS | SCHEDULE I, PART II | IN FURTHERANCE OF ITS RESEARCH ACTIVITIES, THE UNIVERSITY OF ROCHESTER MAKES SUB-AWARDS TO OTHER ORGANIZATIONS THAT PERFORM RESEARCH IN CONNECTION WITH RESEARCH GRANTS AWARDED TO THE UNIVERSITY. THE UNIVERSITY DOES NOT CATEGORIZE THESE SUB-AWARDS AS "GRANTS" FOR FORM 990, SCHEDULE I REPORTING, SINCE THE RECIPIENT ORGANIZATIONS PERFORM RESEARCH SERVICES FOR THE UNIVERSITY AND ARE CONSIDERED INDEPENDENT CONTRACTORS WHICH SERVE THE DIRECT NEEDS OF THE UNIVERSITY. |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| First Class Or Charter Travel | X | FirstClassOrCharterTravel |
| Travel For Companions | X | TravelForCompanions |
| Idemnification Gross Up Payments | X | IdemnificationGrossUpPayments |
| Housing Allowance Or Residence | X | HousingAllowanceOrResidence |
| Club Dues Or Fees | X | ClubDuesOrFees |
| Personal Services | X | PersonalServices |
| Written Policy Re T And E Expenses | true | WrittenPolicyReTAndEExpenses |
| Substantiation Required | true | SubstantiationRequired |
| Compensation Committee | X | CompensationCommittee |
| Independent Consultant | X | IndependentConsultant |
| Form990 Of Other Organizations | X | Form990OfOtherOrganizations |
| Written Employment Contract | X | WrittenEmploymentContract |
| Compensation Survey | X | CompensationSurvey |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | false | SeverancePayment |
| Supplemental Nonqual Retire Plan | true | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | false | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | false | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | false | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | false | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | false | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | true | AnyNonFixedPayments |
| Initial Contract Exception | false | InitialContractException |
Form990 Schedule J Part II Form990ScheduleJPartII (22 entries)
| Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| JOEL SELIGMAN | |||||||||||||
| 700836 | 0 | 0 | 0 | 16902 | 0 | 136073 | 0 | 18344 | 0 | 872155 | 0 | 0 | 0 |
| PAUL J BURGETT | |||||||||||||
| 198536 | 0 | 0 | 0 | 8747 | 0 | 19939 | 0 | 7715 | 0 | 234937 | 0 | 0 | 0 |
| BRADFORD C BERK | |||||||||||||
| 856511 | 0 | 0 | 0 | 62096 | 0 | 193273 | 0 | 19708 | 0 | 1131588 | 0 | 0 | 0 |
| RALPH W KUNCL | |||||||||||||
| 524229 | 0 | 0 | 0 | 25474 | 0 | 23573 | 0 | 53155 | 0 | 626431 | 0 | 0 | 0 |
| PETER LENNIE | |||||||||||||
| 407461 | 0 | 0 | 0 | 17474 | 0 | 24466 | 0 | 12939 | 0 | 462340 | 0 | 0 | 0 |
| WILLIAM M MURPHY | |||||||||||||
| 227078 | 0 | 0 | 0 | 0 | 0 | 22453 | 0 | 11545 | 0 | 261076 | 0 | 0 | 0 |
| RONALD J PAPROCKI | |||||||||||||
| 520549 | 0 | 0 | 0 | 21075 | 0 | 23573 | 0 | 21490 | 0 | 586687 | 0 | 0 | 0 |
| DOUGLAS W PHILLIPS | |||||||||||||
| 272199 | 0 | 0 | 0 | 41913 | 0 | 263573 | 0 | 19611 | 0 | 597296 | 0 | 0 | 0 |
| SUE S STEWART | |||||||||||||
| 400636 | 0 | 0 | 0 | 16600 | 0 | 24781 | 0 | 10876 | 0 | 452893 | 0 | 0 | 0 |
| MARK B TAUBMAN | |||||||||||||
| 713392 | 0 | 0 | 0 | 711 | 0 | 118573 | 0 | 20008 | 0 | 852684 | 0 | 0 | 0 |
| JAMES D THOMPSON | |||||||||||||
| 472475 | 0 | 0 | 0 | 42541 | 0 | 24965 | 0 | 20090 | 0 | 560071 | 0 | 0 | 0 |
| RICHARD FISHER | |||||||||||||
| 613774 | 0 | 0 | 0 | 17942 | 0 | 49323 | 0 | 18251 | 0 | 699290 | 0 | 0 | 0 |
| STEVEN GOLDSTEIN | |||||||||||||
| 854020 | 0 | 0 | 0 | 47743 | 0 | 182973 | 0 | 3627 | 0 | 1088363 | 0 | 0 | 0 |
| MICHAEL C GOONAN | |||||||||||||
| 546739 | 0 | 0 | 0 | 33753 | 0 | 205674 | 0 | 10177 | 0 | 796343 | 0 | 0 | 0 |
| RAYMOND J MAYEWSKI | |||||||||||||
| 476883 | 0 | 0 | 0 | 35670 | 0 | 127183 | 0 | 3158 | 0 | 642894 | 0 | 0 | 0 |
| PETER G ROBINSON | |||||||||||||
| 556125 | 0 | 0 | 0 | 30056 | 0 | 189173 | 0 | 23537 | 0 | 798891 | 0 | 0 | 0 |
| ELIZABETH MCANARNEY | |||||||||||||
| 132081 | 0 | 0 | 0 | 16500 | 0 | 13795 | 0 | 7287 | 0 | 169663 | 0 | 0 | 0 |
| MICHAEL D MALONEY MD | |||||||||||||
| 504206 | 0 | 1010989 | 0 | 0 | 0 | 263573 | 0 | 17481 | 0 | 1796249 | 0 | 0 | 0 |
| MARC D BROWN MD | |||||||||||||
| 554977 | 0 | 1076205 | 0 | 16500 | 0 | 23573 | 0 | 17069 | 0 | 1688324 | 0 | 0 | 0 |
| JEFFREY H PETERS MD | |||||||||||||
| 921828 | 0 | 250000 | 0 | 57243 | 0 | 41573 | 0 | 18698 | 0 | 1289342 | 0 | 0 | 0 |
| BRENT DUBESHTER MD | |||||||||||||
| 934414 | 0 | 219404 | 0 | 0 | 0 | 23573 | 0 | 19285 | 0 | 1196676 | 0 | 0 | 0 |
| JASON HAITAO HUANG MD | |||||||||||||
| 574321 | 0 | 870000 | 0 | 16500 | 0 | 23573 | 0 | 19848 | 0 | 1504242 | 0 | 0 | 0 |
Form990 Schedule J Part III Form990ScheduleJPartIII (3 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| DETAIL REGARDING BENEFITS PROVIDED | SCHEDULE J, PART I, LINE 1A | FIRST CLASS OR CHARTER TRAVEL IN CERTAIN CIRCUMSTANCES, THE PRESIDENT OF THE UNIVERSITY OF ROCHESTER (THE "UNIVERSITY") MAY TRAVEL FIRST CLASS IF CERTAIN TIME/DISTANCE REQUIREMENTS ARE MET AND A VALID UNIVERSITY-RELATED BUSINESS PURPOSE FOR THE TRAVEL EXISTS. TRAVEL FOR COMPANIONS IN CERTAIN CIRCUMSTANCES, THE SPOUSE OF THE PRESIDENT OR OTHER KEY EMPLOYEE MAY TRAVEL FOR UNIVERSITY PURPOSES. EXAMPLES OF SUCH TRAVEL INCLUDE ATTENDANCE AT FUNDRAISING OR ALUMNI EVENTS. IN ACCORDANCE WITH APPLICABLE LEGAL STANDARDS, THE UNIVERSITY WILL PAY FOR SPOUSAL TRAVEL AS A REGULAR BUSINESS EXPENSE ONLY IF THE SPOUSAL TRAVEL SERVES A "BONA FIDE BUSINESS PURPOSE" OF THE UNIVERSITY. TAX INDEMNIFICATION AND GROSS-UP PAYMENTS THE UNIVERSITY MAY PROVIDE TAX GROSS-UP PAYMENTS UNDER CERTAIN CIRCUMSTANCES AS APPROVED BY THE BOARD. THE UNIVERSITY DOES NOT GENERALLY PROVIDE TAX INDEMNIFICATIONS. HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE/SOCIAL CLUB DUES/PERSONAL SERVICES AS A CONDITION OF EMPLOYMENT, THE PRESIDENT AND PROVOST ARE REQUIRED TO LIVE IN A HOME ON THE UNIVERSITY'S CAMPUS WHICH IS FURNISHED AND MAINTAINED AT THE UNIVERSITY'S EXPENSE. THE UNIVERSITY ALSO PROVIDES A SOCIAL CLUB MEMBERSHIP, TO BE USED BY THE PROVOST IN CONNECTION WITH HIS DUTIES. THE PRESIDENT AND PROVOST ARE RESPONSIBLE FOR ANY PERSONAL USE OF THE CLUB MEMBERSHIP, HOUSEHOLD STAFF OR OTHER PERSONAL EXPENSES INCURRED. |
| SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN PARTICIPATION | SCHEDULE J, PART I, LINE 4B | THE FOLLOWING INDIVIDUALS PARTICIPATED IN A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN AND RECEIVED EMPLOYER PAID AMOUNTS THAT ARE INCLUDED IN DEFERRED COMPENSATION: BRADFORD C. BERK - SERP - $144,700 MARK B. TAUBMAN - SERP - $ 95,000 RICHARD FISHER - SERP - $ 25,750 RAYMOND J. MAYEWSKI - SERP - $103,610 STEVEN GOLDSTEIN - SERP - $159,400 JEFFREY PETERS - SERP - $ 18,000 MICHAEL C. GOONAN - SERP - $61,500 PETER G. ROBINSON - SERP - $45,000 JOEL S. SELIGMAN - 457(F) - $112,500 MICHAEL MALONEY - 457(F) - $240,000 DOUGLAS PHILLIPS - 457(F) - $240,000 BRADFORD C. BERK - 457(F) - $25,000 MICHAEL C. GOONAN - 457(F) - $120,600 PETER G. ROBINSON - 457(F) - $120,600 |
| PROVISION OF NON-FIXED PAYMENTS | SCHEDULE J, LINE 7 | THE UNIVERSITY OF ROCHESTER MEDICAL SCHOOL COMPENSATION PLAN ALLOWS COMPENSATION TO BE CALCULATED, IN PART, BY MEDICAL SERVICES RENDERED. THE UNIVERSITY OF ROCHESTER DOES NOT PROVIDE DISCRETIONARY BONUS AND/OR INCENTIVE COMPENSATION. PAYMENTS MADE TO ANY DISQUALIFIED PERSON IS APPROVED BY THE BOARD THROUGH THE PROCESS DESCRIBED IN FORM 990, PART VI, SECTION B, LINE 15. |
Schedule K IRS990ScheduleK
Form990 Schedule K Part I Form990ScheduleKPartI (4 entries)
| Issuer EINIssuerEIN | CUSIP NumberCUSIPNumber | Date IssuedDateIssued | Issue PriceIssuePrice | Description Of PurposeDescriptionOfPurpose | DefeasedDefeased | On Behalf Of IssuerOnBehalfOfIssuer | Pool FinancingPoolFinancing |
|---|---|---|---|---|---|---|---|
| DORMITORY AUTHORITY OF THE STATE OF NEW YORK | |||||||
| 146000293 | 64983UP20 | 2003-11-06 | 164425000 | 2003 A,B,C- CAPITAL PROJECTS | false | false | false |
| DORMITORY AUTHORITY OF THE STATE OF NEW YORK | |||||||
| 146000293 | 64983TC50 | 2004-08-26 | 45602797 | 2004 A- CO-GENERATION FACILITY | false | false | false |
| DORMITORY AUTHORITY OF THE STATE OF NEW YORK | |||||||
| 146000293 | 64983QWB1 | 2006-03-16 | 111180000 | 2006 A-1 & B-1- BOND REFINANCING | false | false | false |
| DORMITORY AUTHORITY OF THE STATE OF NEW YORK | |||||||
| 146000293 | 649903BH3 | 2007-02-21 | 180959178 | 2007 A-1, A-2 & B- CAPITAL PROJECT | false | false | false |
Form990 Schedule K Part II Form990ScheduleKPartII (4 entries)
| Amount RetiredAmountRetired | Amount Bond DefeasedAmountBondDefeased | Total ProceedsTotalProceeds | Amount In Reserve FundAmountInReserveFund | Capitalized InterestCapitalizedInterest | Refunding EscrowRefundingEscrow | Issuance Costs From ProceedsIssuanceCostsFromProceeds | Credit EnhancementCreditEnhancement | Working Capital ExpendituresWorkingCapitalExpenditures | Capital ExpendituresCapitalExpenditures | Other Spent ProceedsOtherSpentProceeds | Amount UnspentAmountUnspent | Year Of Subst CompletionYearOfSubstCompletion | Current RefundingCurrentRefunding | Advance RefundingAdvanceRefunding | Final Allocation MadeFinalAllocationMade | Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 57670000 | 0 | 165914139 | 0 | 0 | 0 | 3122743 | 2349000 | 383179 | 70315050 | 89744167 | 0 | 2009 | true | true | true | true |
| 20040331 | 0 | 46665022 | 0 | 2520693 | 0 | 839083 | 0 | 0 | 43305246 | 0 | 0 | 2008 | false | false | true | true |
| 0 | 0 | 111180000 | 0 | 0 | 0 | 2170437 | 1213000 | 0 | 0 | 107796563 | 0 | 2000 | false | true | true | true |
| 5212211 | 0 | 186724874 | 0 | 1501163 | 0 | 3175140 | 0 | 1629892 | 173638861 | 0 | 6779818 | 2010 | false | false | true | true |
Form990 Schedule K Part III Form990ScheduleKPartIII (4 entries)
| Owning Bond Financed PropertyOwningBondFinancedProperty | Any Lease ArrangementsAnyLeaseArrangements | Mngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprty | Engage Bond Counsel ContractsEngageBondCounselContracts | Any Research AgreementsAnyResearchAgreements | Engage Bond Counsel ResearchEngageBondCounselResearch | Prcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthers | Post Issuance Compliance ProcdrsPostIssuanceComplianceProcdrs | Percentage Of Prvt Business Re UBIPercentageOfPrvtBusinessReUBI | Total Private Business UseTotalPrivateBusinessUse |
|---|---|---|---|---|---|---|---|---|---|
| false | true | true | true | true | true | 0 | true | ||
| false | true | true | true | true | true | 0.00300 | true | 0.00200 | 0.00500 |
| 0 | |||||||||
| false | true | true | true | true | true | 0.00900 | true | 0.00900 |
Form990 Schedule K Part IV Form990ScheduleKPartIV (4 entries)
| Form8038 T FiledForm8038TFiled | Variable Rate IssueVariableRateIssue | Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds | Term Of HedgeTermOfHedge | Superintegrated HedgeSuperintegratedHedge | Hedge TerminatedHedgeTerminated | Gross Proceeds Invested In GICGrossProceedsInvestedInGIC | Business Name Line1NameOfGICProvider/BusinessNameLine1 | Gross Proceeds InvestedGrossProceedsInvested | Exception To RebateExceptionToRebate |
|---|---|---|---|---|---|---|---|---|---|
| WELLSFARGOCITIGROUP | |||||||||
| false | true | true | 30. | false | false | false | 0 | true | false |
| 0 | |||||||||
| false | false | false | false | 0 | false | false | |||
| BANK OF AMERICA | |||||||||
| false | true | true | 21.3 | false | false | false | 0 | false | false |
| 0 | |||||||||
| false | false | false | false | 0 | true | false | |||
Schedule K IRS990ScheduleK
Form990 Schedule K Part I Form990ScheduleKPartI (3 entries)
| Issuer EINIssuerEIN | CUSIP NumberCUSIPNumber | Date IssuedDateIssued | Issue PriceIssuePrice | Description Of PurposeDescriptionOfPurpose | DefeasedDefeased | On Behalf Of IssuerOnBehalfOfIssuer | Pool FinancingPoolFinancing |
|---|---|---|---|---|---|---|---|
| DORMITORY AUTHORITY OF THE STATE OF NEW YORK | |||||||
| 146000293 | 649903GW5 | 2007-02-21 | 63115512 | 2007 C- BOND REFINANCING | false | false | false |
| DORMITORY AUTHORITY OF THE STATE OF NEW YORK | |||||||
| 146000293 | 649905KLP | 2009-07-22 | 120741579 | 2009 A B C D E CAPITAL PROJECTS | false | false | false |
| MONROE COUNTY INDUSTRIAL DEVELOPMENT CORPORATION | |||||||
| 510188852 | 61075TCE6 | 2011-09-01 | 175747934 | 2011 A, B MCIDC-CAPITAL PROJECTS | false | false | false |
Form990 Schedule K Part II Form990ScheduleKPartII (3 entries)
| Amount RetiredAmountRetired | Amount Bond DefeasedAmountBondDefeased | Total ProceedsTotalProceeds | Amount In Reserve FundAmountInReserveFund | Capitalized InterestCapitalizedInterest | Refunding EscrowRefundingEscrow | Issuance Costs From ProceedsIssuanceCostsFromProceeds | Credit EnhancementCreditEnhancement | Working Capital ExpendituresWorkingCapitalExpenditures | Capital ExpendituresCapitalExpenditures | Other Spent ProceedsOtherSpentProceeds | Amount UnspentAmountUnspent | Year Of Subst CompletionYearOfSubstCompletion | Current RefundingCurrentRefunding | Advance RefundingAdvanceRefunding | Final Allocation MadeFinalAllocationMade | Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 82848 | 0 | 63115512 | 0 | 0 | 0 | 965109 | 499130 | 0 | 0 | 61651273 | 0 | 2008 | false | true | true | true |
| 23827800 | 0 | 120921173 | 0 | 0 | 0 | 1169973 | 0 | 780606 | 58273658 | 41152989 | 19543947 | 2010 | true | true | true | true |
| 3982398 | 0 | 175602740 | 0 | 0 | 0 | 1502375 | 0 | 1358040 | 75008162 | 16143159 | 81591004 | 2011 | true | false | true | true |
Form990 Schedule K Part III Form990ScheduleKPartIII (3 entries)
| Owning Bond Financed PropertyOwningBondFinancedProperty | Any Lease ArrangementsAnyLeaseArrangements | Mngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprty | Engage Bond Counsel ContractsEngageBondCounselContracts | Any Research AgreementsAnyResearchAgreements | Engage Bond Counsel ResearchEngageBondCounselResearch | Prcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthers | Percentage Of Prvt Business Re UBIPercentageOfPrvtBusinessReUBI | Total Private Business UseTotalPrivateBusinessUse | Post Issuance Compliance ProcdrsPostIssuanceComplianceProcdrs |
|---|---|---|---|---|---|---|---|---|---|
| false | true | true | true | true | true | 0.00400 | 0.00200 | 0.00600 | true |
| false | true | true | true | true | true | 0.00200 | 0.00200 | true | |
| false | true | true | true | true | true | 0.00000 | 0.00100 | 0.00100 | true |
Form990 Schedule K Part IV Form990ScheduleKPartIV (3 entries)
| Form8038 T FiledForm8038TFiled | Variable Rate IssueVariableRateIssue | Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds | Gross Proceeds Invested In GICGrossProceedsInvestedInGIC | Business Name Line1NameOfGICProvider/BusinessNameLine1 | Gross Proceeds InvestedGrossProceedsInvested | Exception To RebateExceptionToRebate |
|---|---|---|---|---|---|---|
| 0 | ||||||
| false | false | false | false | 0 | false | false |
| 0 | ||||||
| false | false | false | false | 0 | false | false |
| 0 | ||||||
| false | false | false | false | 0 | false | false |
Form990 Schedule K Part VI Form990ScheduleKPartVI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | SEE SCHEDULE O FOR ADDITIONAL SUPPLEMENTAL INFORMATION | Identifier |
| Return Reference | 0 | ReturnReference |
Schedule L IRS990ScheduleL
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Balance Due | 0 | TotalBalanceDue |
Form990 Schedule L Part IV Form990ScheduleLPartIV (15 entries)
| RelationshipRelationship | Amount Of TransactionAmountOfTransaction | Description Of TransactionDescriptionOfTransaction | Sharing Of RevenuesSharingOfRevenues |
|---|---|---|---|
| SUSAN FISHER | |||
| FAMILY MEMBER OF KEY EMPL | 299017 | PAYMENT OF COMPENSATION | false |
| MARY BERK | |||
| FAMILY MEMBER OF OFFICER | 47496 | PAYMENT OF COMPENSATION | false |
| LAMAR MURPHY | |||
| FAMILY MEMBER OF OFFICER | 228467 | PAYMENT OF COMPENSATION | false |
| BONNIE GOLDSTEIN | |||
| FAMILY MEMBER OF KEY EMPL | 82485 | PAYMENT OF COMPENSATION | false |
| THOMAS W WITMER | |||
| FAMILY MEMBER OF TRUSTEE | 205701 | PAYMENT OF COMPENSATION | false |
| KAREN BERK | |||
| FAMILY MEMBER OF OFFICER | 51752 | PAYMENT OF COMPENSATION | false |
| DENNIS KESSLER | |||
| FAMILY MEMBER OF TRUSTEE | 45176 | PAYMENT OF COMPENSATION | false |
| XEROX | |||
| COMMON TRUSTEE/OFFICER | 2050045 | PURCHASE OF BUSINESS SERVICES | false |
| PAETEC | |||
| COMMON TRUSTEE/OFFICER | 155294 | PURCHASE OF COMMUN. SERVICE | false |
| LECHASE CONSTRUCTION | |||
| COMMON TRUSTEE/OFFICER | 21940605 | PURCHASE OF CONSTRUCTION SVCS | false |
| BECTON DICKINSON AND COMPANY | |||
| COMMON TRUSTEE/OFFICER | 1460823 | PURCHASE PRODUCTS EQ/SVC CONTR | false |
| WEGMANS | |||
| COMMON TRUSTEE/OWNER | 162184 | PAYMENT OF DRUG DISPENSING FEE | false |
| JP MORGAN CHASE BANK | |||
| COMMON TRUSTEE/OFFICER | 814319 | PURCHASE OF BANKING SERVICES | false |
| COCA COLA | |||
| COMMON TRUSTEE/OFFICER | 788755 | PURCHASE OF PRODUCTS | false |
| INDIA EQUITY PARTNERS | |||
| FAMILY MEMBER OF TRUSTEE | 307060 | PURCHASE OF INVESTMENT ADVICE | false |
Schedule M IRS990ScheduleM
Works Of Art WorksOfArt
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Number Of Contributions | 23 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 70491 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | FAIR MARKET VALUE | MethodOfDeterminingRevenues |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Art Historical Treasures | ArtHistoricalTreasures | |
| Art Fractional Interest | ArtFractionalInterest |
Books And Publications BooksAndPublications
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Noncash Contribs Rptd F990 | 500 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | FAIR MARKET VALUE | MethodOfDeterminingRevenues |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Clothing And Household Goods | ClothingAndHouseholdGoods | |
| Cars And Other Vehicles | CarsAndOtherVehicles | |
| Boats And Planes | BoatsAndPlanes | |
| Intellectual Property | IntellectualProperty |
Securities Publicly Traded SecuritiesPubliclyTraded
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Number Of Contributions | 218 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 13161030 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | FAIR MARKET VALUE | MethodOfDeterminingRevenues |
Securities Closely Held Stock SecuritiesCloselyHeldStock
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Number Of Contributions | 1 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 7015 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | FAIR MARKET VALUE | MethodOfDeterminingRevenues |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities Prtnrshp Trust Intrsts | SecuritiesPrtnrshpTrustIntrsts | |
| Securities Miscellaneous | SecuritiesMiscellaneous | |
| Qualified Contrib Hist Struct | QualifiedContribHistStruct | |
| Qualified Contrib Other | QualifiedContribOther | |
| Real Estate Residential | RealEstateResidential | |
| Real Estate Commercial | RealEstateCommercial | |
| Real Estate Other | RealEstateOther | |
| Collectibles | Collectibles | |
| Food Inventory | FoodInventory |
Drugs And Medical Supplies DrugsAndMedicalSupplies
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Number Of Contributions | 23 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 235495 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | FAIR MARKET VALUE | MethodOfDeterminingRevenues |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Taxidermy | Taxidermy | |
| Historical Artifacts | HistoricalArtifacts | |
| Scientific Specimens | ScientificSpecimens | |
| Archaeological Artifacts | ArchaeologicalArtifacts |
Other Non Cash Contributions Table OtherNonCashContributionsTable (5 entries)
| Non Cash CheckboxNonCashCheckbox | DescriptionDescription | Number Of ContributionsNumberOfContributions | Noncash Contribs Rptd F990NoncashContribsRptdF990 | Method Of Determining RevenuesMethodOfDeterminingRevenues |
|---|---|---|---|---|
| X | MEDICAL PRACTICE | 1 | 750000 | FAIR MARKET VALUE |
| X | GIFT-IN-KIND | 28 | 15963 | FAIR MARKET VALUE |
| X | PERSONAL PROPERTY | 193 | 97650 | FAIR MARKET VALUE |
| X | MISCELLANEOUS EQUIPMENT | 28 | 80477 | FAIR MARKET VALUE |
| X | MUSICAL INSTRUMENTS | 7 | 53150 | FAIR MARKET VALUE |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of8283 Received | 12 | NumberOf8283Received |
| Any Property That Must Be Held | false | AnyPropertyThatMustBeHeld |
| Review Process Unusual NC Gifts | true | ReviewProcessUnusualNCGifts |
| Third Parties Used | false | ThirdPartiesUsed |
Form990 Schedule M Part II Form990ScheduleMPartII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | DESCRIPTION OF THE NUMBER OF CONTRIBUTIONS | Identifier |
| Return Reference | FORM 990, SCHEDULE M, PART I, COLUMN (B) | ReturnReference |
| Explanation | THE UNIVERSITY OF ROCHESTER REPORTS ALL NON-CASH CONTRIBUTIONS RECEIVED, OTHER THAN SECURITIES, BASED ON THE NUMBER OF NON-CASH ITEMS RECEIVED. | Explanation |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (19 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| DETAIL OF OTHER PROGRAM SERVICES | FORM 990, PART III, LINE 4d | AUXILIARY ENTERPRISES- THE UNIVERSITY OPERATES EITHER DIRECTLY OR THROUGH THIRD PARTY CONTRACTORS FOOD SERVICES WHICH SERVED 4,918 UNDERGRADUATES 2,620,501 MEALS IN FIVE DINING SERVICES. THE UNIVERSITY HAS 837 UNITS USED FOR STUDENT HOUSING. |
| DETAIL OF FAMILY OR BUSINESS RELATIONSHIPS | FORM 990, PART VI, SECTION A, LINE 2 | RICHARD T. AAB AND ARUNAS A. CHESONIS - BUSINESS RELATIONSHIP RICHARD T. AAB AND DAVID FLAUM - BUSINESS RELATIONSHIP THOMAS S. RICHARDS AND SUE S. STEWART - BUSINESS RELATIONSHIP LAURENCE H. BLOCH AND MICHAEL S. ROSEN - BUSINESS RELATIONSHIP |
| DESCRIPTION OF FORM 990 REVIEW PROCESS | FORM 990, PART VI, SECTION B, LINE 11b | THE FORM 990 OF UNIVERSITY OF ROCHESTER IS PREPARED BY FINANCE STAFF AND PROVIDED TO PRICEWATERHOUSECOOPERS LLP AND SENIOR MANAGEMENT FOR REVIEW PRIOR TO FILING. THE FORM 990 WAS ALSO PROVIDED TO THE UNIVERSITY'S AUDIT AND RISK ASSESSMENT COMMITTEE PRIOR TO FILING. THE COMMITTEE'S QUESTIONS AND COMMENTS WERE ADDRESSED AT A COMMITTEE MEETING PRIOR TO FILING. THE FORM 990 WAS ALSO PROVIDED TO THE ENTIRE BOARD OF TRUSTEES PRIOR TO FILING. |
| DESCRIPTION OF PROCESS TO MONITOR CONFLICT OF INTEREST POLICY | FORM 990, PART VI, SECTION B, LINE 12C | DIRECTORS, COMMITTEE MEMBERS, OFFICERS, AND KEY EMPLOYEES ARE REQUIRED TO DISCLOSE A CONFLICT OF INTEREST: A) PRIOR TO VOTING ON OR OTHERWISE DISCHARGING THEIR DUTIES WITH RESPECT TO ANY MATTER INVOLVING THE CONFLICT WHICH COMES BEFORE THE BOARD OR ANY COMMITTEE; B) PRIOR TO ENTERING INTO ANY CONTRACT OR TRANSACTION INVOLVING THE CONFLICT; C) AS SOON AS POSSIBLE AFTER THE DIRECTOR, COMMITTEE MEMBER OR OFFICER LEARNS OF THE CONFLICT; AND D) ON AN ANNUAL CONFLICT OF INTEREST DISCLOSURE FORM. THE FORM IS DISTRIBUTED ANNUALLY AND REQUIRES DISCLOSURE OF ALL CONFLICTS OF INTEREST, INCLUDING SPECIFIC INFORMATION CONCERNING THE TERMS OF ANY CONTRACT OR TRANSACTION WITH THE UNIVERSITY THAT INVOLVES A POTENTIAL CONFLICT OF INTEREST FOR THE INDIVIDUAL. THE FORMS ARE REVIEWED BY LEGAL COUNSEL, AND CONFLICTS DISCLOSED ON THE FORMS OR ON AN AD-HOC BASIS ARE REVIEWED BY AN INDEPENDENT BOARD COMMITTEE. THE COMMITTEE CONSIDERS THE MATERIAL FACTS CONCERNING ANY PROPOSED CONTRACT OR TRANSACTION, INCLUDING THE PROCESS BY WHICH THE DECISION WAS MADE TO APPROVE OR RECOMMEND ENTERING INTO THE ARRANGEMENT ON THE TERMS PROPOSED, AND APPROVES SUCH CONTRACTS OR TRANSACTIONS ONLY IF THE TERMS ARE FAIR AND REASONABLE TO THE UNIVERSITY AND THE ARRANGEMENTS ARE CONSISTENT WITH THE BEST INTERESTS OF THE UNIVERSITY. |
| DESCRIPTION OF PROCESS FOR DETERMINING COMPENSATION | FORM 990, PART VI, SECTION B, LINES 15A AND 15B | WRITTEN SELF-EVALUATIONS AND PERFORMANCE EVALUATIONS FOR THE UNIVERSITY'S OFFICERS AND KEY EMPLOYEES ARE REVIEWED ANNUALLY BY THE UNIVERSITY'S COMMITTEE ON COMPLIANCE AND COMPENSATION. THE COMMITTEE REVIEWS AND APPROVES TOTAL COMPENSATION FOR OFFICERS AND KEY EMPLOYEES AND CONSIDERS, IN ADDITION TO THE PERFORMANCE EVALUATIONS, THE SCOPE OF THE INDIVIDUAL'S JOB RESPONSIBILITIES, PREVIOUS COMPENSATION AND COMPARABLE COMPENSATION PAID TO PEOPLE WITH SIMILAR RESPONSIBILITIES AT COMPARABLE INSTITUTIONS. THE COMPARABLE INFORMATION IS PROVIDED BY AN INDEPENDENT CONSULTANT AND BY REFERENCE TO LOCAL, REGIONAL AND NATIONAL COMPENSATION SURVEYS. |
| DESCRIPTION FOR MAKING DOCUMENTS PUBLIC | FORM 990, PART VI, SECTION C, LINE 19 | THE UNIVERSITY OF ROCHESTER'S AUDITED FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC BY POSTING THEM ON THE UNIVERSITY'S WEBSITE. THE UNIVERSITY OF ROCHESTER'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE NOT ROUTINELY MADE AVAILABLE TO THE PUBLIC. |
| DETAIL OF INDEPENDENT CONTRACTOR PAYMENTS | FORM 990, PART VII, SECTION B | THE PAYMENT AMOUNTS LISTED FOR LECHASE CONSTRUCTION SERVICES, THE PIKE COMPANY, INC., AND DGA BUILDERS, LLC., REPRESENT THE ESTIMATED SERVICE COMPONENT OF THE TOTAL PAYMENTS MADE TO THESE VENDORS FOR CONSTRUCTION SERVICES. |
| STATES WHERE A COPY OF THE FORM 990 IS FILED | FORM 990, PART VI, SECTION C, LINE 17 | ALTHOUGH THE UNIVERSITY OF ROCHESTER IS LOCATED IN THE STATE OF NEW YORK, A COPY OF ITS FORM 990 IS NOT REQUIRED TO BE FILED WITH THE STATE, SINCE EDUCATIONAL INSTITUTIONS INCORPORATED UNDER THE NEW YORK STATE EDUCATION LAW ARE EXEMPT FROM FILING IN THE STATE OF NEW YORK. |
| DETAIL OF OTHER CHANGES IN NET ASSETS | FORM 990, PART XI, LINE 5 | OTHER CHANGES IN NET ASSETS IS COMPRISED OF THE FOLLOWING ITEMS: NET UNREALIZED DEPRECIATION $(108,175,489) CHANGE IN VALUATION OF ANNUITIES $ (1,619,290) TRANSFERS TO AFFILIATES $ (1,568,001) OTHER CHANGES $ (19,372,154) ______________ TOTAL $(130,734,934) |
| DELEGATION OF AUTHORITY | PART VI, SECTION A, LINE 1a | THE BY-LAWS OF THE UNIVERSITY PROVIDE FOR AN EXECUTIVE COMMITTEE THAT MAY EXERCISE ALL THE POWERS OF THE BOARD IN INTERVALS BETWEEN MEETINGS OF THE BOARD OF TRUSTEES, EXCEPT THAT THE EXECUTIVE COMMITTEE DOES NOT HAVE POWER (1) TO GRANT DEGREES, (2) TO REMOVE A TRUSTEE OR OFFICER, (3) TO ELECT TRUSTEES, THE CHAIR OF THE BOARD OR THE PRESIDENT, OR (4) TO AMEND, ALTER OR REPEAL THE BY-LAWS. THE MEMBERS OF THE EXECUTIVE COMMITTEE ARE ALL TRUSTEES. THE EXECUTIVE COMMITTEE CONSISTS OF THE CHAIR OF THE BOARD, THE PRESIDENT, THE CHAIRS OF THE BOARD COMMITTEES OF INVESTMENT, NOMINATIONS AND BOARD PRACTICES, FACILITIES, AUDIT AND RISK ASSESSMENT, PERSONNEL, HEALTH AFFAIRS, ACADEMIC AFFAIRS, RESEARCH AND INNOVATION, FINANCIAL PLANNING, STUDENT AFFAIRS, COMPLIANCE AND COMPENSATION, AND DEVELOPMENT PLUS SUCH OTHER TRUSTEES AS THE BOARD OF TRUSTEES MAY ELECT TO SERVE FOR TERMS NOT TO EXCEED FIVE YEARS. |
| SUPPLEMENTAL INFORMATION ON TAX EXEMPT BONDS | FORM 990, SCHEDULE K | PART II, LINE 3 BOND ISSUE 2003 A,B,C THE TOTAL PROCEEDS OF ISSUE REPORTED FOR THE 2003 A,B,C BOND ISSUE INCLUDES $1,489,139 IN INVESTMENT EARNINGS. BOND ISSUE 2004 A THE TOTAL PROCEEDS OF ISSUE REPORTED FOR THE 2004A BOND ISSUE INCLUDES $1,062,225 IN INVESTMENT EARNINGS. BOND ISSUE 2007 A-1, A-2, B THE TOTAL PROCEEDS OF ISSUE REPORTED FOR THE 2007 A-1, A-2, B BOND ISSUE INCLUDES $5,765,696 IN INVESTMENT EARNINGS. BOND ISSUE 2009 A,B,C,D,E THE TOTAL PROCEEDS OF ISSUE REPORTED FOR THE 2009 A,B,C,D,E BOND ISSUE INCLUDES $179,593 IN INVESTMENT EARNINGS. BOND ISSUE 2011 A,B THE TOTAL PROCEEDS OF ISSUE REPORTED FOR THE 2011 A,B BOND ISSUE INCLUDES $145,195 IN INVESTMENT LOSSES. PART I, ROW D, COLUMN C ADDITIONAL BOND CUSIP INFORMATION BOND ISSUE 2007 A-2 CUSIP #649903CK5 BOND ISSUE 2007 B CUSIP #649903CG4 BOND ISSUE 2011 CUSIP #61075TDC9 |
| HOURS DEVOTED FOR RELATED ORGANIZATION | FORM 990 PART VII | NAME:PAUL J BURGETT TITLE:VP AND GENERAL SECRETARY HOURS:2 |
| HOURS DEVOTED FOR RELATED ORGANIZATION | FORM 990 PART VII | NAME:BRADFORD C BERK TITLE:SR. VP HEALTH SCIENCE HOURS: |
| HOURS DEVOTED FOR RELATED ORGANIZATION | FORM 990 PART VII | NAME:RONALD J PAPROCKI TITLE:SR. VP ADMIN & FINANCE, CFO HOURS:2 |
| HOURS DEVOTED FOR RELATED ORGANIZATION | FORM 990 PART VII | NAME:SUE S STEWART TITLE:SR VP AND GENERAL COUNSEL HOURS:2 |
| HOURS DEVOTED FOR RELATED ORGANIZATION | FORM 990 PART VII | NAME:STEVEN GOLDSTEIN TITLE:VICE PRESIDENT- URMC HOURS:16 |
| HOURS DEVOTED FOR RELATED ORGANIZATION | FORM 990 PART VII | NAME:MICHAEL C GOONAN TITLE:VICE PRESIDENT & CFO, URMC HOURS:1 |
| HOURS DEVOTED FOR RELATED ORGANIZATION | FORM 990 PART VII | NAME:RAYMOND J MAYEWSKI TITLE:VP, URMC OFC SR VP FOR HEALTH HOURS:9 |
| HOURS DEVOTED FOR RELATED ORGANIZATION | FORM 990 PART VII | NAME:PETER G ROBINSON TITLE:VP&COO, MEDCTR & STRONG HEALTH HOURS:5 |
Schedule R IRS990ScheduleR
Form990 Schedule R Part I Form990ScheduleRPartI (3 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Primary ActivitiesPrimaryActivities | Legal Domicile StateLegalDomicileState | Total IncomeTotalIncome | EOY AssetsEOYAssets | Business Name Line1DirectControllingEntityName/BusinessNameLine1 |
|---|---|---|---|---|---|---|---|---|---|
| UNIVERSITY OF ROCHESTER INVESTMENT LLC | |||||||||
| 266 WALLIS HALL | ROCHESTER | NY | 14627 | 160743209 | INVESTING | DE | 194979 | 4435660 | UNIV OF ROCH |
| EXTENSIBLE CATALOG ORGANIZATION LLC | |||||||||
| 263 WALLIS HALL | ROCHESTER | NY | 14627 | 160743209 | TECH DEVELOP | NY | 80946 | 44538 | UNIV OF ROCH |
| SPRUCE RISK PURCHASING GROUP LLC | |||||||||
| 263 WALLIS HALL | ROCHESTER | NY | 14627 | 160743209 | INSURANCE | NY | 0 | 0 | UNIV OF ROCH |
Form990 Schedule R Part II Form990ScheduleRPartII (36 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Primary ActivitiesPrimaryActivities | Legal Domicile StateLegalDomicileState | Exempt Code SectionExemptCodeSection | Public Charity StatusPublicCharityStatus | Business Name Line1DirectControllingEntityName/BusinessNameLine1 | Controlled OrgControlledOrg |
|---|---|---|---|---|---|---|---|---|---|---|
| HIGHLAND HOSPITAL OF ROCHESTER INC | ||||||||||
| 1000 SOUTH AVENUE | ROCHESTER | NY | 14620 | 160743037 | HOSPITAL | NY | 501(C)(3) | 3 | SPHS | true |
| THE HIGHLAND FOUNDATION INC | ||||||||||
| 1000 SOUTH AVENUE | ROCHESTER | NY | 14620 | 237310662 | FUNDRAISING | NY | 501(C)(3) | 7 | HIGHLD HOSP | true |
| HIGHLAND FACILITIES DEVELOPMENT CORP | ||||||||||
| 1000 SOUTH AVENUE | ROCHESTER | NY | 14620 | 223039077 | MEDICAL BLDG | NY | 501(C)(3) | 9 | HIGHLD HOSP | true |
| HIGHLAND COMMUNITY DEVELOPMENT CORP | ||||||||||
| 100 HAHNEMANN TRAIL | PITTSFORD | NY | 14534 | 223154715 | ELDER CARE | NY | 501(C)(3) | 9 | SPHS | true |
| THE HIGHLANDS LIVING CENTER INC | ||||||||||
| 500 HAHNEMANN TRAIL | PITTSFORD | NY | 14534 | 223240227 | HEALTHCARE | NY | 501(C)(3) | 9 | SPHS | true |
| THE MEADOWS AT WESTFALL INC | ||||||||||
| 5901 LAC DE VILLE BLVD | ROCHESTER | NY | 14618 | 161502303 | HEALTHCARE | NY | 501(C)(3) | 9 | SPHS | true |
| STRONG PARTNERS HEALTH SYSTEM INC | ||||||||||
| 1000 SOUTH AVENUE | ROCHESTER | NY | 14620 | 161499099 | SUPPORT ORG | NY | 501(C)(3) | 11A, 1 | UNIV OF ROCH | true |
| STRONG HOME CARE GROUP | ||||||||||
| 2180 EMPIRE BOULEVARD | WEBSTER | NY | 14580 | 222577664 | FUNDRAISING | NY | 501(C)(3) | 7 | UNIV OF ROCH | true |
| VISITING NURSE SRVC OF ROCHESTER & MONRO | ||||||||||
| 2180 EMPIRE BOULEVARD | WEBSTER | NY | 14580 | 160743215 | HEALTHCARE | NY | 501(C)(3) | 9 | SHCG | true |
| COMMUNITY CARE OF ROCHESTER | ||||||||||
| 2180 EMPIRE BOULEVARD | WEBSTER | NY | 14580 | 161561691 | HEALTHCARE | NY | 501(C)(3) | 9 | SHCG | true |
| EXCELL PARTNERS INC | ||||||||||
| 5450 CAMPUS DRIVE | CANANDAIGUA | NY | 14424 | 201862628 | ECONOMIC DEV | NY | 501(C)(4) | N/A | UNIV OF ROCH | true |
| ROCHESTER BIOVENTURE CENTER INC | ||||||||||
| 601 ELMWOOD AVENUE | ROCHESTER | NY | 14642 | 202485999 | BIOTECH INCUB | NY | 501(C)(3) | 11A, 1 | UNIV OF ROCH | true |
| HIGH TECH ROCHESTER INC | ||||||||||
| 150 LUCIUS GORDON DRIVE SUITE 100 | WEST HENRIETTA | NY | 14586 | 161195028 | BUSINESS INCU | NY | 501(C)(3) | 7 | UNIV OF ROCH | true |
| EASTMAN DENTAL CENTER FOUNDATION INC | ||||||||||
| 625 ELMWOOD AVENUE | ROCHESTER | NY | 14620 | 161529555 | SUPPORT ORG | NY | 501(C)(3) | 11A, 1 | NA | false |
| THE JAMES P WILMOT FOUNDATION INC | ||||||||||
| 387 E MAIN STREET | ROCHESTER | NY | 14604 | 222341413 | SUPPORT ORG | NY | 501(C)(3) | 11D,III-OTH | NA | false |
| UR UA HELEN W RIVAS CO BANK OF AMERICA | ||||||||||
| C/O BANK OF AMERICA TRUSTEE PO BOX | PROVIDENCE | RI | 02901 | 166022853 | SUPPORT ORG | NY | 4947(A)(1) | PF | NA | false |
| CRITTENDEN BOULEVARD HOUSING CO INC | ||||||||||
| 249 NORTON VILLAGE LANE | ROCHESTER | NY | 14609 | 237035414 | SUPPORT ORG | NY | 501(C)(3) | 11B, II | UNIV OF ROCH | true |
| UNIVERSITY OF ROCHESTER EMPLOYEE BEN TRS | ||||||||||
| 910 GENESEE STREET SUITE 200 | ROCHESTER | NY | 14611 | 161600112 | EMPL BEN TRST | NY | 501(C)(9) | N/A | UNIV OF ROCH | true |
| JAMES P O'CONNOR CHARITABLE TRUST B | ||||||||||
| CO JP MORGAN CHASE TRUSTEE PO BOX | MILWAUKEE | WI | 53201 | 166304252 | SUPPORT ORG | NY | 501(C)(3) | PF | NA | false |
| JOHN O'CONNOR TRUST FBO UNIV OF ROCESTER | ||||||||||
| CO JP MORGAN CHASE TRUSTEE PO BOX | MILWAUKEE | WI | 53201 | 166024304 | SUPPORT ORG | NY | 501(C)(3) | PF | NA | false |
| WILHELMINA C O'CONNOR TRUST | ||||||||||
| CO JP MORGAN CHASE TRUSTEE PO BOX | MILWAUKEE | WI | 53201 | 166024303 | SUPPORT ORG | NY | 501(C)(3) | 11D,III-OTH | NA | false |
| UR RIVAS CLINIC UA HELEN W RIVAS | ||||||||||
| CO BANK OF AMERICA TRUSTEE PO BOX | PROVIDENCE | RI | 02901 | 166022850 | SUPPORT ORG | NY | 501(C)(3) | 11D,III-OTH | NA | false |
| WINFIELD SCOTT CHARITABLE TRUST | ||||||||||
| CO JP MORGAN CHASE TRUSTEE PO BOX | MILWAUKEE | WI | 53201 | 166260266 | SUPPORT ORG | NY | 501(C)(3) | 11D,111-OTH | NA | false |
| WINIFRED SPERRY TW EASTMAN | ||||||||||
| CO KEY BANK TRUSTEE 4900 TIEDMAN | BROOKLYN | OH | 44144 | 146080065 | SUPPORT ORG | NY | 4947(A)(1) | PF | NA | false |
| ANNA J ALLEN TRUST | ||||||||||
| CO JP MORGAN CHASE TRUSTEE PO BOX | MILWAUKEE | WI | 53201 | 166015938 | SUPPORT ORG | WI | 501(C)(3) | 11D,111-OTH | NA | false |
| TW ETTA BASCOM FBO SMH CANCER UNIT | ||||||||||
| CO JO MORGAN CHASE TRUSTEE PO BOX | MILWAUKEE | WI | 53201 | 166055197 | SUPPORT ORG | NY | 4947(A)(1) | 11D,III-OTH | NA | false |
| VIOLA DEREU FB UR & CAMP GOOD DAYS | ||||||||||
| CO JP MORGAN CHASE TRUSTEE PO BOX | MILWAUKEE | WI | 53201 | 166356625 | SUPPORT ORG | NY | 501(C)(3) | PF | NA | false |
| ROBERT P GIDDINGS TRUST CO TAYLOR | ||||||||||
| GANSON PERRIN 160 FEDERAL ST20T | BOSTON | MA | 02110 | 046660588 | SUPPORT ORG | MA | 501(C)(3) | 11A, 1 | NA | false |
| TRUST UW CECIL M HAYES SCHOLARSHIP FUND | ||||||||||
| CO ALLIANCE BANK 160 MAIN STREET | ONEIDA | NY | 13421 | 166152521 | SUPPORT ORG | NY | 501(C)(3) | PF | NA | false |
| AUGUSTA LANEY HOENIG TRUST | ||||||||||
| CO JP MORGAN CHASE TRUSTEE PO BOX | MILWAUKEE | WI | 53201 | 166096268 | SUPPORT ORG | NY | 501(C)(3) | 11D,111-OTH | NA | false |
| FREDERICK F O'CONNOR TRUST | ||||||||||
| CO JP MORGAN CHASE TRUSTEE PO BOX | MILWAUKEE | WI | 53201 | 166016373 | SUPPORT ORG | NY | 501(C)(3) | 11D,III-OTH | NA | false |
| JP O'CONNOR MEMORIAL TRUST | ||||||||||
| CO JP MORGAN CHASE TRUSTEE PO BOX | MILWAUKEE | WI | 53201 | 166024306 | SUPPORT ORG | NY | 501(C)(3) | PF | NA | false |
| U OF R BROADCASTING CORPORATION | ||||||||||
| 201 WILSON COMMONS | ROCHESTER | NY | 14627 | 160743209 | BROADCAST LIC | NY | 501(C)(4) | N/A | UNIV OF ROCH | true |
| UR REAL ESTATE CORPORATION | ||||||||||
| 263 WALLIS HALL | ROCHESTER | NY | 14627 | 271140014 | SUPPORT ORG | NY | 501(C)(3) | 11D,III-OTH | UNIV OF ROCH | true |
| FRAMEMED FOUNDATION INC | ||||||||||
| 263 WALLIS HALL | ROCHESTER | NY | 14627 | 161490497 | SUPPORT ORG | NY | 501(C)(3) | 7 | UNIV OF ROCH | true |
| MELIORA REAL ESTATE CORPORATION | ||||||||||
| 263 WALLIS HALL | ROCHESTER | NY | 14627 | 452464788 | SUPPORT ORG | NY | 501(C)(3) | 11A, 1 | UNIV OF ROCH | true |
Form990 Schedule R Part IV Form990ScheduleRPartIV (4 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Primary ActivityPrimaryActivity | Legal Domicile StateLegalDomicileState | Business Name Line1DirectControllingEntityName/BusinessNameLine1 | Type Of EntityTypeOfEntity | Share Of EOY AssetsShareOfEOYAssets | Percentage OwnershipPercentageOwnership |
|---|---|---|---|---|---|---|---|---|---|---|
| MEDICAL ADMINISTRATIVE ASSOCIATES INC | ||||||||||
| 777 SOUTH CLINTON AVENUE | ROCHESTER | NY | 14620 | 161354319 | RETAIL PHARMA | NY | NA | C CORP | ||
| UR EQUITY HOLDINGS INC | ||||||||||
| 110 OFFICE PARK WAY | PITTSFORD | NY | 14534 | 273040889 | HOLDING CO | NY | UNIV OF ROCH | C CORP | 1 | 1.00000 |
| CHARITABLE REMAINDER TRUSTS (27) | ||||||||||
| N/A | NY | NA | TRUST | |||||||
| POOLED INCOME FUNDS (3) | ||||||||||
| N/A | NY | NA | TRUST | |||||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Ann Rents Royalties | true | ReceiptOfIntAnnRentsRoyalties |
| Gift Grant Or Cap Contr To Other Org | true | GiftGrantOrCapContrToOtherOrg |
| Gift Grant Or Cap Contr Fr Other Org | true | GiftGrantOrCapContrFrOtherOrg |
| Loans Or Guarantees To Other Org | true | LoansOrGuaranteesToOtherOrg |
| Loans Or Guarantees From Other Org | false | LoansOrGuaranteesFromOtherOrg |
| Sale Of Assets To Other Org | false | SaleOfAssetsToOtherOrg |
| Purchase Of Assets From Other Org | false | PurchaseOfAssetsFromOtherOrg |
| Exchange Of Assets | false | ExchangeOfAssets |
| Rental Of Facilities To Other Orgs | false | RentalOfFacilitiesToOtherOrgs |
| Rental Of Facilities Fr Other Orgs | true | RentalOfFacilitiesFrOtherOrgs |
| Perform Of Services For Other Orgs | true | PerformOfServicesForOtherOrgs |
| Perform Of Services By Other Orgs | true | PerformOfServicesByOtherOrgs |
| Sharing Of Facilities | false | SharingOfFacilities |
| Sharing Of Paid Employees | false | SharingOfPaidEmployees |
| Reimbursement Paid To Other Org | true | ReimbursementPaidToOtherOrg |
| Reimbursement Paid By Other Org | true | ReimbursementPaidByOtherOrg |
| Other Transfer To Other Org | true | OtherTransferToOtherOrg |
| Other Transfer From Other Org | true | OtherTransferFromOtherOrg |
Transactions Related Orgs Table TransactionsRelatedOrgsTable (24 entries)
| Transaction TypeTransactionType | Amount InvolvedAmountInvolved | Method Of Amt DeterminationMethodOfAmtDetermination |
|---|---|---|
| HIGHLAND HOSPITAL OF ROCHESTER INC | ||
| J | 280776 | RENTAL COST |
| HIGHLAND HOSPITAL OF ROCHESTER INC | ||
| L | 6479223 | SERVICE COST |
| HIGHLAND HOSPITAL OF ROCHESTER INC | ||
| Q | 26189523 | PATIENT COST |
| EXCELL PARTNERS INC | ||
| B | 495101 | FMV GRANT |
| EXCELL PARTNERS INC | ||
| B | 232000 | FMV GIFT |
| VISITING NURSE SERVICE OF ROCHESTER & MC INC | ||
| L | 159137 | SERVICE COST |
| VISITING NURSE SERVICE OF ROCHESTER & MC INC | ||
| D | 350000 | FMV LOAN |
| ROCHESTER BIOVENTURE CENTER INC | ||
| B | 140000 | FMV GRANT |
| ROCHESTER BIOVENTURE CENTER INC | ||
| J | 1095526 | RENTAL COST |
| THE MEADOWS AT WESTFALL INC | ||
| B | 1352000 | FMV GIFT |
| THE HIGHLAND FOUNDATION INC | ||
| B | 147079 | FMV GIFT |
| HIGHLAND HOSPITAL OF ROCHESTER INC | ||
| K | 61929146 | SERVICE COST |
| HIGHLAND HOSPITAL OF ROCHESTER INC | ||
| P | 220646 | NET EXPENSES |
| VISITING NURSE SERVICE OF ROCHESTER & MC INC | ||
| K | 200714 | SERVICE COST |
| VISITING NURSE SERVICE OF ROCHESTER & MC INC | ||
| P | 102898 | NET EXPENSES |
| VISITING NURSE SERVICE OF ROCHESTER & MC INC | ||
| A | 301 | INTEREST COST |
| VISITING NURSE SERVICE OF ROCHESTER & MC INC | ||
| R | 75809 | PRINCIPAL COST |
| ROCHESTER BIOVENTURE CENTER INC | ||
| P | 81480 | NET EXPENSES |
| THE HIGHLANDS LIVING CENTER INC | ||
| K | 159818 | SERVICE COST |
| THE MEADOWS AT WESTFALL INC | ||
| K | 454313 | SERVICE COST |
| HIGHLAND COMMUNITY DEVELOPMENT CORP | ||
| K | 52620 | SERVICE COST |
| CRITTENDEN BOULEVARD HOUSING COMPANY INC | ||
| P | 384720 | NET EXPENSES |
| CRITTENDEN BOULEVARD HOUSING COMPANY INC | ||
| J | 83782 | RENTAL COST |
| UR REAL ESTATE CORPORATION | ||
| A | 284817 | INTEREST COST |