KAVLI FOUNDATION: Form 990PF, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- KAVLI FOUNDATION (EIN 77-0560142)
- Tax period
- 2013-01-01 to 2013-12-31
- Filed
- 2014-11-17
- IRS object ID
- 201443219349101939
- Schema version
- 2013v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Land Schedule2
- Investments Other Schedule2
- Land Etc Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2014-11-17T13:50:50-06:00 | ReturnTs |
| Tax Period End | 2013-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 952835976 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MACFARLANE FALETTI & CO LLP | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 115 E MICHELTORENA ST 200 | AddressLine1 |
| City | SANTA BARBARA | City |
| State | CA | State |
| ZIP Code | 93101 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2013-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 770560142 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE KAVLI FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | KAVL | BusinessNameControlTxt |
| Phone | 8059881766 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1801 SOLAR DRIVE NO 250 | AddressLine1 |
| City | OXNARD | City |
| State | CA | State |
| ZIP Code | 93030 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JAMES CIONTEA | PersonNm |
| Person Title | TREASURER | PersonTitleTxt |
| Phone | 8059881766 | PhoneNum |
| Signature | 2014-11-17 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | GAIL H ANIKOUCHINE | PreparerPersonNm |
| PTIN | P00161999 | PTIN |
| Phone | 8059664157 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $582,170,484 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $383,999,362 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $2,247,948 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $2,247,948 | DividendsNetInvstIncmAmt |
| Gross Rents Rev And Expnss | $4,891,230 | GrossRentsRevAndExpnssAmt |
| Gross Rents Net Invst Incm | $4,891,230 | GrossRentsNetInvstIncmAmt |
| Net Rental Income Or Loss | $3,044,194 | NetRentalIncomeOrLossAmt |
| Net Gain Sale Ast Rev And Expnss | $14,283,543 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $16,126,584 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $14,283,543 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $4,674,684 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $4,674,684 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $410,096,767 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $26,097,405 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $541,077 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $12,016 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $529,061 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $763,405 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $136,834 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $626,571 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $111,513 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $35,443 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $76,070 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $25,217 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $7,067 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $18,150 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $24,421 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $4,000 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $20,421 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $497,171 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $496,930 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $241 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $675,562 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $387,282 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $55,243 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $820,431 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $801,210 | DeprecAndDpltnNetInvstIncmAmt |
| Trav Conf Meeting Rev And Expnss | $344,727 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $344,727 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $2,997,231 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $2,086,517 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $915,171 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $6,800,755 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $3,967,299 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $2,585,655 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $12,611,862 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $5,914,971 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $19,412,617 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $3,967,299 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $8,500,626 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $390,684,150 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $22,130,106 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $113,439 | CashBOYAmt |
| Cash EOY | $61,037 | CashEOYAmt |
| Cash EOYFMV | $61,037 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $3,196,504 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $4,747,747 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $4,747,747 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $70,746 | AcctRcvblAmt |
| Acct Rcvbl BOY | $13,219 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $70,746 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $70,746 | AcctRcvblEOYFMVAmt |
| Pledges Rcvbl | $367,944,540 | PledgesRcvblAmt |
| Pledges Rcvbl EOY | $367,944,540 | PledgesRcvblEOYAmt |
| Pledges Rcvbl EOYFMV | $367,944,540 | PledgesRcvblEOYFMVAmt |
| Other Nts And Loans Rcvbl | $353,423 | OtherNtsAndLoansRcvblAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Other Nts And Loans Rcvbl BOY | $0 | OtherNtsAndLoansRcvblBOYAmt |
| Other Nts And Loans Rcvbl EOY | $353,423 | OtherNtsAndLoansRcvblEOYAmt |
| Other Nts And Loans Rcvbl EOYFMV | $353,423 | OtherNtsAndLoansRcvblEOYFMVAmt |
| Prepaid Expenses BOY | $72,375 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $62,220 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $62,220 | PrepaidExpensesEOYFMVAmt |
| Corporate Stock BOY | $71,971,229 | CorporateStockBOYAmt |
| Corporate Stock EOY | $88,253,321 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $88,253,321 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $19,156 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $54,001 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $54,001 | CorporateBondsEOYFMVAmt |
| Invst Land Cost Or Other Basis | $35,243,550 | InvstLandCostOrOtherBasisAmt |
| Invst Land Accum Depreciation | $7,861,925 | InvstLandAccumDepreciationAmt |
| Land Bldg Investments BOY | $26,647,853 | LandBldgInvestmentsBOYAmt |
| Land Bldg Investments EOY | $27,381,625 | LandBldgInvestmentsEOYAmt |
| Land Bldg Investments EOYFMV | $41,410,000 | LandBldgInvestmentsEOYFMVAmt |
| Other Investments BOY | $60,329,145 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $78,869,684 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $78,869,684 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $230,117 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $177,694 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $61,960 | LandBOYAmt |
| Land EOY | $52,423 | LandEOYAmt |
| Land EOYFMV | $52,423 | LandEOYFMVAmt |
| Other Assets BOY | $17,091 | OtherAssetsBOYAmt |
| Other Assets EOY | $291,342 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $291,342 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $162,441,971 | TotalAssetsBOYAmt |
| Total Assets EOY | $568,142,109 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $582,170,484 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $241,812 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $237,353 | AccountsPayableEOYAmt |
| Grants Payable BOY | $20,510,076 | GrantsPayableBOYAmt |
| Grants Payable EOY | $27,206,967 | GrantsPayableEOYAmt |
| Deferred Revenue BOY | $488,426 | DeferredRevenueBOYAmt |
| Deferred Revenue EOY | $488,426 | DeferredRevenueEOYAmt |
| Other Liabilities BOY | $464,704 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $791,353 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $21,705,018 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $28,724,099 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $140,736,953 | UnrestrictedBOYAmt |
| Unrestricted EOY | $539,418,010 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $140,736,953 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $539,418,010 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $162,441,971 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $568,142,109 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $140,736,953 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $390,684,150 | ExcessRevenueOverExpensesAmt |
| Other Increases | $7,996,907 | OtherIncreasesAmt |
| Subtotal | $539,418,010 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $539,418,010 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (16 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | SoldSoldDt | Cost Or Other BasisCostOrOtherBasisAmt |
|---|---|---|---|---|---|---|
| K-1 GAINS-GLOBAL ENDOWMENT FD II 26-1741307 | P | $550,238 | $550,238 | $550,238 | ||
| K-1 GAINS-MAKENA CAPITAL ASSOC 20-4310816 | P | $404,468 | $404,468 | $404,468 | ||
| K-1 GAINS-MAKENA PVT EQ FD 90-0780595 | P | $45,265 | $45,265 | $45,265 | ||
| K-1 GAINS-KAYNE ANDERSON MIDST INSTL FD 26-3885960 | P | $56,170 | $56,170 | $56,170 | ||
| K-1 GAINS-CEDAR ROCK CAPITAL PTRS 98-0425858 | P | $3,452,211 | $3,452,211 | $3,452,211 | ||
| K-1 GAINS-ORCHID ASIA III 98-0469253 | P | $920,315 | $920,315 | $920,315 | ||
| K-1 GAINS-ORCHID ASIA IV 98-0549983 | P | $225,465 | $225,465 | $225,465 | ||
| K-1 GAINS-PROMETHEUS PTRS III 61-1530807 | P | $3,680,441 | $3,680,441 | $3,680,441 | ||
| K-1 GAINS-WINDWARD V 20-0975102 | P | $1,866,031 | $1,866,031 | $1,866,031 | ||
| COLUMBIA PARTNERS | P | $151,891 | $31,361 | $31,361 | 2013-12-31 | $120,530 |
| GW CAPITAL | P | $167,425 | -$128,635 | -$128,635 | 2013-12-31 | $296,060 |
| PINNACLE ASSOCIATES LTD ACCT | P | $81,125 | $75,168 | $75,168 | 2013-12-31 | $5,957 |
| PASSTHRU - SUNBELT VINEYARDS LLC | P | $2,000 | $2,000 | $2,000 | 2013-12-31 | |
| SOUTHERN SUN | P | $1,552,427 | $164,210 | $164,210 | 2013-12-31 | $1,388,217 |
| KAVLI CHARITABLE TRUST - GAIN ALLOCATION | P | -$32,277 | -$32,277 | 2013-12-31 | $32,277 | |
| CAPITAL GAINS DIVIDENDS | P | $2,971,112 | $2,971,112 | $2,971,112 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $14,283,543 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $9,511,150 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $161,875,789 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.058756 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $7,914,818 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $150,835,770 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.052473 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $178,929 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $148,718,895 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.001203 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $10,652,313 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $141,700,737 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.075175 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $9,877,940 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $130,537,379 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.075671 | DistributionYr5Rt |
| Total Distribution | 0.263278 | TotalDistributionRt |
| Average Distribution | 0.052656 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $185,110,543 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $9,747,181 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $221,301 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $9,968,482 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $8,500,626 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $442,602 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $442,602 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $442,602 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $224,563 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $75,000 | AppliedToEsTaxAmt |
| Total Payments And Credits | $299,563 | TotalPaymentsAndCreditsAmt |
| Tax Due | $143,039 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | KAVLIFOUNDATION.ORG | WebsiteAddressTxt |
| Individual With Books | JAMES CIONTEA | IndividualWithBooksNm |
| Phone | 8059836000 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1801 SOLAR DR SUITE 250 | AddressLine1 |
| City | OXNARD | City |
| State | CA | State |
| ZIP Code | 93030 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | 0 | TransactionsFailToQlfyAsExcInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (8 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| FRED KAVLI | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | CHAIRMAN | 40.00 | $0 | $0 | $0 |
| THOMAS E EVERHART | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | DIRECTOR | 3.00 | $12,000 | $0 | $3,456 |
| DOUGLAS K FREEMAN | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | SECRETARY | 3.00 | $8,000 | $0 | $0 |
| ROCKELL N HANKIN | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | DIRECTOR | 3.00 | $12,000 | $0 | $1,689 |
| CHARLES M VEST PHD | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | DIRECTOR | 3.00 | $8,000 | $0 | $199 |
| HENRY YANG | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | DIRECTOR | 3.00 | $0 | $0 | $0 |
| ROBERT CONN | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | PRESIDENT AND CEO | 40.00 | $497,077 | $517 | $922 |
| CORWIN CORPUZ | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | INVESTMENT COMMITTEE | 1.00 | $4,000 | $0 | $0 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee BenefitsEmployeeBenefitsAmt | Expense AccountExpenseAccountAmt |
|---|---|---|---|---|---|---|---|---|
| MIYOUNG CHUN | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | VP SCIENCE PROGRAMS | 40.00 | $217,500 | $7,338 | $7,766 |
| JAMES COHEN | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | COMMUNICATIONS DIREC | 40.00 | $164,752 | $17,572 | $56 |
| CHRISTOPHER L MARTIN | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | SCIENCE PROGRAM OFF | 40.00 | $124,583 | $7,402 | $17,563 |
| NADINE STERN | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | EXECUTIVE ASSISTANT | 40.00 | $90,035 | $15,271 | $1,025 |
| ROSENDO MARTIN | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | PROPERTY MAINTENANCE | 40.00 | $76,255 | $14,579 | $460 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ERIC C JOHNSON | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1861 BALLENGER AVENUE | AddressLine1 |
| City | ALEXANDRIA | City |
| State | VA | State |
| ZIP Code | 22314 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | STAKEHOLDER'S SURVEY | ServiceTypeTxt |
| Compensation | $59,246 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $143,616,993 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $2,902,492 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $41,410,000 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $187,929,485 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $187,929,485 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $2,818,942 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $185,110,543 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $9,255,527 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $9,255,527 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $442,602 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $442,602 | TotalTaxAmt |
| Distributable Before Adj | $8,812,925 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $8,812,925 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $8,812,925 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $8,500,626 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $8,500,626 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $8,500,626 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $8,812,925 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $3,422,902 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $10,652,313 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $178,929 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $519,172 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $1,601,607 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $16,374,923 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $8,500,626 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $8,500,626 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $312,299 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $312,299 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $16,062,624 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $3,110,603 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $12,952,021 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $10,652,313 | ExcessFromYear4Amt |
| Excess From Year3 | $178,929 | ExcessFromYear3Amt |
| Excess From Year2 | $519,172 | ExcessFromYear2Amt |
| Excess From Year1 | $1,601,607 | ExcessFromYear1Amt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | FRED KAVLI | ContributingManagerNm |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | ROBERT CONN | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1801 SOLAR DRIVE SUITE 250 | AddressLine1 |
| City | OXNARD | City |
| State | CA | State |
| ZIP Code | 93030 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 8059836000 | RecipientPhoneNum |
| Form And Info And Materials | WRITTEN PROPOSAL DESCRIBING THE NATURE AND COST OF THE PROJECT. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | LIMITED TO AWARDS FOR SCIENTIFIC RESEARCH AND EDUCATION. | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (18 entries)
| Address Line1RecipientForeignAddress/AddressLine1 | CityRecipientForeignAddress/City | CountryRecipientForeignAddress/Country | Postal CodeRecipientForeignAddress/PostalCode | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Province Or StateRecipientForeignAddress/ProvinceOrState | Address Line2RecipientUSAddress/AddressLine2 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DELFT UNIVERSITY OF TECHNOLOGY KAVLI INSTITUTE FOR NANOSCIENCE | ||||||||||||
| LORENTZWEG 1 | DELFT | NL | 2628CJ | 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $500,000 | ||||||
| MASSACHUSETTS INSTITUTE OF TECHNOLOGY | ||||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $291,667 | 77 MASSACHUSETTS AVE | CAMBRIDGE | MA | 02139 | ||||||
| REGENTS UNIVERSITY OF CALIFORNIA (SANTA BARBARA) | ||||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $363,456 | CHEADLE HALL | SANTA BARBARA | CA | 93106 | ||||||
| CALIFORNIA INSTITUTE OF TECHNOLOGY | ||||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $333,332 | 1200 E CALIFORNIA BLVD | PASADENA | CA | 91125 | ||||||
| YALE UNIVERSITY | ||||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $222,222 | YALE UNIVERSITY | NEW HAVEN | CT | 06520 | ||||||
| COLUMBIA UNIVERSITY | ||||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $125,000 | 2960 BROADWAY | NEW YORK | NY | 10027 | ||||||
| FRONTIERS OF SCIENCE (NAS) | ||||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $500,000 | 500 FIFTH STREET NW | WASHINGTON | DC | 20001 | ||||||
| SOCIETY FOR NEUROSCIENCE | ||||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $80,000 | 1121 FOURTEENTH STREET SUITE 1010 | WASHINGTON | DC | 20005 | ||||||
| STANFORD UNIVERSITY | ||||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $83,335 | 326 GALVEZ STREET | STANFORD | CA | 94305 | ||||||
| SMALL MISCELLANEOUS GRANTS | ||||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $163,459 | 1801 SOLAR DRIVE 250 | OXNARD | CA | 93030 | ||||||
| TRONDHEIM KAVLI INSTITUTE | ||||||||||||
| NO-7491 | TRONDHEIM | NO | FORGN ORG EXP RESP G | SCIENTIFIC SUPPORT | $1,250,000 | |||||||
| PEKING UNIVERSITY | ||||||||||||
| PEKING UNIVERSITY | BEIJING | CH | 100871 | FORGN ORG EXP RESP G | SCIENTIFIC SUPPORT | $100,000 | ||||||
| THE KAVLI FUTURES SYMPOSIA | ||||||||||||
| 501(C) 3 PUBLIC CHAR | SYMPOSIUM | $200,000 | 1801 SOLAR DRIVE 250 | OXNARD | CA | 93030 | ||||||
| AAAS KAVLI SCIENCE JOURNALISM AWARDS | ||||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $33,333 | 1200 NEW YORK AVE NW | WASHINGTON | DC | 20001 | ||||||
| ROYAL SOCIETY KAVLI INTERNATIONAL CENTRE | ||||||||||||
| 6-9 CARLTON HOUSE TERRACE | LONDON | UK | SWIY5AG | FORGN ORG EXP RESP G | SCIENTIFIC SUPPORT | $765,000 | ||||||
| THE UNIVERSITY OF TOKYO | ||||||||||||
| HONGO 7-3-1 BUNKYO-KU | TOKYO | JA | 113-8654 | FORGN ORG EXP RESP G | EDUCATIONAL PROGRAM SUPPORT | $375,000 | JAPAN | |||||
| UNIVERSITY OF CALIFORNIA BERKELEY | ||||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $479,167 | 2080 ADDISON STREET 4200 | BERKELEY | CA | 947204200 | ||||||
| STONY BROOK UNIVERSITY - ALDA COMMUNICATIONS PROGRAM | ||||||||||||
| 501(C) 3 PUBLIC CHAR | WEBSITE FOR ALAN ALDA CENTER FOR COMMUNICATING SCIENCE | $50,000 | STONY BROOK UNIV MELVILLE LIBRARY | STONY BROOK | NY | 117971188 | N4004 | |||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $5,914,971 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (11 entries)
| Address Line1RecipientForeignAddress/AddressLine1 | CityRecipientForeignAddress/City | CountryRecipientForeignAddress/Country | Postal CodeRecipientForeignAddress/PostalCode | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Province Or StateRecipientForeignAddress/ProvinceOrState | Address Line2RecipientUSAddress/AddressLine2 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DELFT UNIVERSITY OF TECHNOLOGY KAVLI INSTITUTE FOR NANOSCIENCE | ||||||||||||
| LORENTZWEG 1 | DELFT | NL | 2628CJ | FORGN ORG EXP RESP G | SCIENTIFIC SUPPORT | $2,000,000 | ||||||
| YALE UNIVERSITY | ||||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $2,000,002 | YALE UNIVERSITY | NEW HAVEN | CT | 06520 | ||||||
| FRONTIERS OF SCIENCE (NAS) | ||||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $1,000,000 | 500 FIFTH STREET NW | WASHINGTON | DC | 20001 | ||||||
| MASSACHUSETTS INSTITUTE OF TECHNOLOGY | ||||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $2,208,333 | 77 MASSACHUSETTS AVE | CAMBRIDGE | MA | 02139 | ||||||
| STANFORD UNIVERSITY | ||||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $250,000 | 326 GALVEZ STREET | STANFORD | CA | 94305 | ||||||
| AAAS KAVLI SCIENCE JOURNALISM AWARDS | ||||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $33,335 | 1200 NEW YORK AVE NW | WASHINGTON | DC | 20005 | ||||||
| ROYAL SOCIETY KAVLI INTERNATIONAL CENTRE | ||||||||||||
| 6-9 CARLTON HOUSE TERRACE | LONDON | UK | SWIY5AG | FORGN ORG EXP RESP G | EDUCATIONAL PROGRAM SUPPORT | $4,141,130 | ||||||
| SOCIETY FOR NEUROSCIENCE | ||||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $195,000 | 1121 FOURTEENTH STREET SUITE 1010 | WASHINGTON | DC | 20005 | ||||||
| THE UNIVERSITY OF TOKYO | ||||||||||||
| HONGO 7-3-1 BUNKYO-KU | TOKYO | JA | 113-8654 | FORGN ORG EXP RESP G | EDUCATIONAL PROGRAM SUPPORT | $10,500,000 | JAPAN | |||||
| UNIVERSITY OF CALIFORNIA BERKELEY | ||||||||||||
| 501(C) 3 PUBLIC CHAR | SUPPORT FOR SCIENCE WORKSHOPS | $9,979,167 | 2080 ADDISON STREET 4200 | BERKELEY | CA | 947204200 | ||||||
| STONY BROOK UNIVERSITY - ALDA COMMUNICATIONS PROGRAM | ||||||||||||
| 501(C) 3 PUBLIC CHAR | WEBSITE AND TRAINING WORKSHOPS FOR ALAN ALDA CENTER FOR COMMUNICATING SCIENCE | $400,000 | STONY BROOK UNIV MELVILLE LIBRARY | STONY BROOK | NY | 117971188 | N4004 | |||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $32,706,967 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $2,247,948 | ExclusionAmt |
Net Rntl Incm Re Not Debt Fincd Prop NetRntlIncmReNotDebtFincdProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 16 | ExclusionCd |
| Exclusion | $3,044,194 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 01 | ExclusionCd |
| Exclusion | $4,674,684 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $14,283,543 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $24,250,369 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $24,250,369 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | FRED KAVLI | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1801 SOLAR DRIVE SUITE 250 | AddressLine1 |
| City | OXNARD | City |
| State | CA | State |
| ZIP Code | 93030 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $383,999,362 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING | CategoryTxt |
| Amt | $24,421 | Amt |
| Net Investment Income | $4,000 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $20,421 | DisbursementsCharitablePrpsAmt |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp (12 entries)
| PropertyPropertyDesc | Cost Or Other BasisCostOrOtherBasisAmt | Prior Year DepreciationPriorYearDepreciationAmt | Computation MethodComputationMethodTxt | LifeLifeRt | Current Year ExpenseCurrentYearExpenseAmt | Net Investment IncomeNetInvestmentIncomeAmt | AcquiredAcquiredDt | RtRt |
|---|---|---|---|---|---|---|---|---|
| FURNITURE AND FIXTURES | $93,033 | $59,418 | SL | 7.000000000000 | $1,957 | $0 | ||
| COMPUTERS | $63,528 | $43,192 | SL | 5.000000000000 | $4,775 | $0 | ||
| MISCELLANEOUS EQUIPMENT | $11,111 | $11,111 | SL | 5.000000000000 | $0 | $0 | ||
| AUTO -2009 | $62,445 | $44,752 | SL | 5.000000000000 | $12,489 | $0 | 2009-03-31 | |
| LAND - PACKING HOUSE SQUARE | $1,762,000 | L | $0 | $0 | ||||
| BUILDING AND IMPROVEMENTS - PACKING HOUSE SQUARE | $22,509,078 | $6,771,201 | SL | 39.000000000000 | $629,566 | $629,566 | ||
| MACHINERY & EQUIPMENT - PACKING HOUSE SQUARE | $240,011 | $97,159 | SL | 10.000000000000 | $15,560 | $15,560 | ||
| BUILDING AND IMPROVEMENTS - VENTURA BOULEVARD | $5,363,213 | $192,355 | SL | 39.000000000000 | $135,775 | $135,775 | ||
| LAND - VENTURA BOULEVARD | $4,046,787 | L | $0 | $0 | ||||
| LAND - MINDEN | $71,900 | L | $0 | $0 | ||||
| BUILDINGS - MINDEN | $928,100 | SL | 39.000000000000 | $17,622 | $17,622 | |||
| LEASE COMMISSION - PACKING HOUSE | $322,461 | SL | $2,687 | $2,687 | 0.000000000000 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | WARBURG MANAGED BOND FUND | BondNm |
| EOY Book Value | $54,001 | EOYBookValueAmt |
| EOYFMV | $54,001 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (10 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| PINNACLE CAPITAL | $9,105,603 | $9,105,603 |
| GW CAPITAL | $7,729,447 | $7,729,447 |
| MATTHEWS ASIAN FUNDS | $5,916,404 | $5,916,404 |
| US GLOBAL EUROPEAN FUND | $1,619 | $1,619 |
| RS INVESTMENT TRUST | $5,539,332 | $5,539,332 |
| MAKENA CAPITAL ASSOC | $12,034,390 | $12,034,390 |
| TIFF MULTI ASSET FUND | $24,505,014 | $24,505,014 |
| NEW SOUTH CAPITAL MGMT | $6,933,790 | $6,933,790 |
| NT - SANDS | $8,544,927 | $8,544,927 |
| NT - COLUMBIA PARTNERS | $7,942,795 | $7,942,795 |
Investments Land Schedule2 InvestmentsLandSchedule2
Investment Land InvestmentLandGrp (8 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt |
|---|---|---|---|
| LAND - PACKING HOUSE SQUARE | $1,762,000 | $0 | $1,762,000 |
| BUILDING AND IMPROVEMENTS - PACKING HOUSE SQUARE | $22,509,078 | $7,400,767 | $15,108,311 |
| MACHINERY & EQUIPMENT - PACKING HOUSE SQUARE | $240,011 | $112,719 | $127,292 |
| BUILDING AND IMPROVEMENTS - VENTURA BOULEVARD | $5,363,213 | $328,130 | $5,035,083 |
| LAND - VENTURA BOULEVARD | $4,046,787 | $0 | $4,046,787 |
| LAND - MINDEN | $71,900 | $0 | $71,900 |
| BUILDINGS - MINDEN | $928,100 | $17,622 | $910,478 |
| LEASE COMMISSION - PACKING HOUSE | $322,461 | $2,687 | $319,774 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (12 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| CEDAR ROCK CAP PARTNERS LLC | FMV | $14,322,436 | $14,322,436 |
| WINDWARD V, LP | FMV | $290,491 | $290,491 |
| GUARDIAN REALTY FUND II | FMV | $2,971,709 | $2,971,709 |
| ORCHID ASIA FUND III, LP | FMV | $10,158,332 | $10,158,332 |
| PROMETHEUS PARTNERS III LP | FMV | $1,555,905 | $1,555,905 |
| ORCHID ASIA FUND IV, LP | FMV | $4,264,024 | $4,264,024 |
| LAND HELD FOR INVESTMENT | FMV | $1,750,000 | $1,750,000 |
| GLOBAL ENDOWMENT FUND II LP | FMV | $12,191,652 | $12,191,652 |
| KAYNE ANDERSON MIDSTREAM INST FUND LP | FMV | $6,265,453 | $6,265,453 |
| MAKENA PRIVATE EQUITY FUND LP | FMV | $1,599,375 | $1,599,375 |
| SOUTHERN SUN | FMV | $8,387,723 | $8,387,723 |
| SUNBELT VINEYARD LLC | FMV | $15,112,584 | $15,112,584 |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp (4 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|---|
| FURNITURE AND FIXTURES | $93,033 | $61,375 | $31,658 | $31,658 |
| COMPUTERS | $63,528 | $47,967 | $15,561 | $15,561 |
| MISCELLANEOUS EQUIPMENT | $11,111 | $11,111 | $0 | $0 |
| AUTO -2009 | $62,445 | $57,241 | $5,204 | $5,204 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp (2 entries)
| CategoryCategoryTxt | Legal FeesLegalFeesAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| LEGAL FEES | $22,934 | $4,784 | $18,150 |
| LEGAL FEES | $2,283 | $2,283 | $0 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OTHER ASSETS | Desc |
| BOY Book Value | $17,091 | BOYBookValueAmt |
| EOY Book Value | $291,342 | EOYBookValueAmt |
| EOYFMV | $291,342 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (42 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| WORKERS COMPENSATION INSURANCE | $7,360 | $144 | $7,216 |
| OFFICE SUPPLIES | $21,458 | $0 | $21,458 |
| DUES, SUBSCRIPTION AND BOOKS | $3,096 | $0 | $3,096 |
| ADVERTISING & PROMOTION | $115,254 | $0 | $115,254 |
| FEES & PERMITS | $560 | $0 | $560 |
| REPAIRS AND MAINTENANCE | $3,580 | $0 | $3,580 |
| POSTAGE AND SHIPPING | $2,908 | $0 | $2,908 |
| INSURANCE | $14,481 | $0 | $14,481 |
| TELEPHONE | $18,392 | $0 | $18,392 |
| AUTO EXPENSE | $5,432 | $0 | $5,432 |
| OUTSIDE SERVICES | $179,464 | $0 | $179,464 |
| BANK FEES | $224 | $222 | $2 |
| CEREMONY AND PRIZES | $7,871 | $0 | $7,871 |
| K-1 EXP-GLOBAL ENDOWMENT FUND II 26-1741307 | $290,194 | $290,194 | $0 |
| K-1 EXP-ORCHID ASIA III 98-0469253 | $61,202 | $61,202 | $0 |
| K-1 EXP-CEDAR ROCK CAPITAL PTR 36-7404703 | $135,806 | $135,806 | $0 |
| K-1 EXP-WINDWARD V 20-0975102 | $20,838 | $20,838 | $0 |
| K-1 EXP-PROMETHEUS PTRS 61-1530807 | $115,005 | $115,005 | $0 |
| K-1 EXP-ORCHID ASIA IV 98-0549983 | $61,914 | $61,914 | $0 |
| K-1 EXP-MAKENA PVT EQ FD 90-0780595 | $42,850 | $42,850 | $0 |
| K-1 EXP-MAKENA CAPITAL ASSOC 20-4310816 | $221,178 | $221,178 | $0 |
| K-1 EXP-MAKENA PVT EQ FD II 90-0932696 | $472 | $472 | $0 |
| K-1 EXP-KAYNE ANDERSON MIDSTR INSTL FD 26-3885960 | $68,010 | $68,010 | $0 |
| K-1 EXP-GUARDIAN REALTY FD II 47-0946332 | $44,962 | $44,962 | $0 |
| ACCRUAL TO CASH ADJUSTMENT | $0 | $0 | $4,457 |
| PASSTHRU SUNBELT VINEYARD LLC EXPENSES | $495,013 | $495,013 | $0 |
| PROGRAMS-SYMPOSIA AND MEETINGS | $531,000 | $0 | $531,000 |
| UTILITIES | $190,547 | $190,547 | $0 |
| REPAIRS AND MAINTENANCE | $76,106 | $76,106 | $0 |
| INSURANCE | $52,288 | $52,288 | $0 |
| LANDSCAPE MAINTENANCE | $53,120 | $53,120 | $0 |
| SECURITY ALARM | $25,842 | $25,842 | $0 |
| OFFICE EXPENSE | $7,925 | $7,925 | $0 |
| JANITORIAL | $48,703 | $48,703 | $0 |
| REFUSE REMOVAL | $34,626 | $34,626 | $0 |
| SERVICE CONTRACT | $13,583 | $13,583 | $0 |
| TELEPHONE | $2,424 | $2,424 | $0 |
| SUPPLIES | $5,580 | $5,580 | $0 |
| OTHER EXPENSES | $4,655 | $4,655 | $0 |
| FEES AND PERMITS | $3,404 | $3,404 | $0 |
| COMMISSIONS | $3,294 | $3,294 | $0 |
| TOOLS AND EQUIPMENT | $6,610 | $6,610 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (15 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| K-1 ORCHID ASIA III 98-0469253 | $27,127 | $27,127 | $27,127 |
| K-1 CEDAR ROCK PTRS 36-7404703 | $51,599 | $51,599 | $51,599 |
| K-1 MAKENA CAPITAL ASSOC 20-4310816 | -$8,456 | -$8,456 | -$8,456 |
| K-1 OTHER PORTFOLIO INC-MAKENA CAPITAL ASSOC 20-4310816 | $102,696 | $102,696 | $102,696 |
| K-1 ROYALTIES MAKENA CAPITAL ASSOC 20-4310816 | $508 | $508 | $508 |
| K-1 OTHER PORTFOLIO INC-GLOBAL ENDOWMENT FD 26-1741307 | $193,593 | $193,593 | $193,593 |
| K-1 OTHER INC-GLOBAL ENDOWMENT FUND II 26-1741307 | -$889 | -$889 | -$889 |
| K-1 ROYALTY INC-GLOBAL ENDOWMENT FUND II 26-1741307 | $11,145 | $11,145 | $11,145 |
| K-1 MAKENA PRIVATE EQ FD 90-0780595 | -$224 | -$224 | -$224 |
| K-1 PROMETHEUS PTRS III 61-1530807 | $1,906,564 | $1,906,564 | $1,906,564 |
| K-1 WINDWARD V 20-0975102 | $655,217 | $655,217 | $655,217 |
| K-1 KAYNE ANDERSON MIDST INSTL FD 26-3885960 | -$68,757 | -$68,757 | -$68,757 |
| K-1 ROYALTY INC-KAYNE ANDERSON MIDST INSTL FD 26-3885960 | $321 | $321 | $321 |
| K-1 OTHER PORTFOLIO INC-KAYNE ANDERSON MIDST INSTL FD 26-3885960 | $558 | $558 | $558 |
| PASSTHRU - SUNBELT VINEYARD LLC | $1,803,682 | $1,803,682 | $1,803,682 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | UNREALIZED GAIN ON INVESTMENTS | Description |
| Amount | $7,996,907 | Amount |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| TENANT SECURITY DEPOSITS | $264,704 | $561,360 |
| DUE KAVLI CHARITABLE TRUST | $200,000 | $229,993 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| CONSULTING FEES - INVESTMENTS | $225,000 | $225,000 | $0 |
| ASSET MANAGEMENT FEE | $254,829 | $254,829 | $0 |
| CONSULTING FEES - OTHER | $241 | $0 | $241 |
| PROFESSIONAL FEES | $17,101 | $17,101 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (11 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| PAYROLL TAXES | $55,546 | $699 | $54,847 |
| FEDERAL EXCISE TAX | $230,000 | $0 | $0 |
| K-1 FOREIGN TAX CEDAR ROCK CAPITAL PTRS 36-7404703 | $16,744 | $16,744 | $0 |
| OTHER TAXES | $396 | $0 | $396 |
| K-1 FOREIGN TAX MAKENA CAPITAL ASSOC 20-4310816 | $5,969 | $5,969 | $0 |
| K-1 FOREIGN TAX GLOBAL ENDOWMENT FUND II 26-1741307 | $5,899 | $5,899 | $0 |
| STATE TAXES | $3,037 | $0 | $0 |
| K-1 FOREIGN TAX KAYNE ANDERSON MIDST FD 26-3885960 | $1,383 | $1,383 | $0 |
| PASSTHRU STATE TAXES WITHHELD | $7,024 | $7,024 | $0 |
| REAL ESTATE TAXES | $340,854 | $340,854 | $0 |
| PAYROLL TAXES | $8,710 | $8,710 | $0 |
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