TRUSTEES OF COLUMBIA UNIVERSITY: Form 990, tax year 2012

View the entire original 990 at ProPublica ↗

Organization: TRUSTEES OF COLUMBIA UNIVERSITY (EIN 13-5598093)
Tax period: 2012-07-01 to 2013-06-30
Filed: 2014-05-14
IRS object ID: 201441349349305474
Schema version: 2012v2.3
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule C
Schedule D
Schedule E
Schedule F
Schedule G
Schedule I
Schedule J
Schedule K
Schedule K
Schedule K
Schedule L
Schedule M
Schedule O
Schedule R

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2014-05-14T14:06:30-05:00	Timestamp
Tax Period End Date	2013-06-30	TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	PricewaterhouseCoopers LLP	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	300 Madison Avenue	AddressLine1
City	New York	City
State	NY	State
ZIP Code	10017	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990	ReturnType
Tax Period Begin Date	2012-07-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	135598093	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	THE TRUSTEES OF COLUMBIA UNIVERSITY	BusinessNameLine1
Business Name Line2	IN THE CITY OF NEW YORK	BusinessNameLine2

Field	Value	IRS element (for citing)
In Care Of Name	% RENOTTA YOUNG DEP CONTROLL	InCareOfName
Name Control	TRUS	NameControl
Phone	2128544684	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	615 WEST 131ST STREET MC 8741	AddressLine1
Address Line2	Suite	AddressLine2
City	NEW YORK	City
State	NY	State
ZIP Code	100277922	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	BARBARA HOUGH	Name
Title	CONTROLLER	Title
Phone	2128549710	Phone
Date Signed	2014-05-14	DateSigned
Authorize Third Party	true	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Phone	6464713000	Phone

Field	Value	IRS element (for citing)
Tax Year	2012	TaxYear
Build TS	2015-11-30 17:44:51Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Name Of Principal Officer Person	Lee C Bollinger	NameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

Field	Value	IRS element (for citing)
Address Line1	615 West 131st St MC 8741	AddressLine1
City	New York	City
State	NY	State
ZIP Code	100277922	ZIPCode

Field	Value	IRS element (for citing)
Gross Receipts	6250277695	GrossReceipts
Group Return For Affiliates	false	GroupReturnForAffiliates
Organization501c3	X	Organization501c3
Web Site	www.columbia.edu	WebSite
Type Of Organization Corporation	X	TypeOfOrganizationCorporation
Year Formation	1754	YearFormation
State Legal Domicile	NY	StateLegalDomicile
Activity Or Mission Description	SEE STATEMENT 1	ActivityOrMissionDescription
Nbr Voting Members Governing Body	24	NbrVotingMembersGoverningBody
Nbr Independent Voting Members	16	NbrIndependentVotingMembers
Total Nbr Employees	31775	TotalNbrEmployees
Total Nbr Volunteers	6218	TotalNbrVolunteers
Total Gross UBI	7788744	TotalGrossUBI
Net Unrelated Business Txbl Income	0	NetUnrelatedBusinessTxblIncome
Contributions Grants Prior Year	1419840375	ContributionsGrantsPriorYear
Contributions Grants Current Year	1427694060	ContributionsGrantsCurrentYear
Program Service Revenue Prior Year	2164623741	ProgramServiceRevenuePriorYear
Program Service Revenue CY	2269479380	ProgramServiceRevenueCY
Investment Income Prior Year	419888453	InvestmentIncomePriorYear
Investment Income Current Year	602187622	InvestmentIncomeCurrentYear
Other Revenue Prior Year	156131305	OtherRevenuePriorYear
Other Revenue Current Year	146344228	OtherRevenueCurrentYear
Total Revenue Prior Year	4160483874	TotalRevenuePriorYear
Total Revenue Current Year	4445705290	TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year	543943633	GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY	526644384	GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year	0	BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY	0	BenefitsPaidToMembersCY
Salaries Etc Prior Year	2125734457	SalariesEtcPriorYear
Salaries Etc Current Year	2235300138	SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year	531810	TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY	1041480	TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year	100376949	TotalFundrsngExpCurrentYear
Other Expense Prior Year	1022660158	OtherExpensePriorYear
Other Expenses Current Year	999264953	OtherExpensesCurrentYear
Total Expenses Prior Year	3692870058	TotalExpensesPriorYear
Total Expenses Current Year	3762250955	TotalExpensesCurrentYear
Revenues Less Expenses Prior Year	467613816	RevenuesLessExpensesPriorYear
Revenues Less Expenses CY	683454335	RevenuesLessExpensesCY
Total Assets BOY	13627251849	TotalAssetsBOY
Total Assets EOY	14639477138	TotalAssetsEOY
Total Liabilities BOY	3069444413	TotalLiabilitiesBOY
Total Liabilities EOY	3021886164	TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY	10557807436	NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY	11617590974	NetAssetsOrFundBalancesEOY
Info In Schedule O Part III	X	InfoInScheduleOPartIII
Mission Description	COLUMBIA UNIVERSITY IS ONE OF THE WORLD'S MOST IMPORTANT CENTERS OF RESEARCH AND AT THE SAME TIME A DISTINCTIVE AND DISTINGUISHED LEARNING ENVIRONMENT FOR UNDERGRADUATES AND GRADUATE STUDENTS IN MANY SCHOLARLY AND PROFESSIONAL FIELDS. THE UNIVERSITY RECOGNIZES THE IMPORTANCE OF ITS LOCATION IN NEW YORK CITY AND SEEKS TO LINK ITS RESEARCH AND TEACHING TO THE VAST RESOURCES OF A GREAT METROPOLIS. IT SEEKS TO ATTRACT A DIVERSE AND INTERNATIONAL FACULTY AND STUDENT BODY, TO SUPPORT RESEARCH AND TEACHING ON GLOBAL ISSUES, AND TO CREATE ACADEMIC RELATIONSHIPS WITH MANY COUNTRIES AND REGIONS. IT EXPECTS ALL AREAS OF THE UNIVERSITY TO ADVANCE KNOWLEDGE AND LEARNING AT THE HIGHEST LEVEL AND TO CONVEY THE PRODUCTS OF ITS EFFORTS TO THE WORLD.	MissionDescription
Significant New Program Services	false	SignificantNewProgramServices
Significant Change	false	SignificantChange
Expense	1279289444	Expense
Grants	400733954	Grants
Revenue	1141490882	Revenue
Description	COLUMBIA UNIVERSITY IS A PRIVATE, NONSECTARIAN, NONPROFIT INSTITUTION OF HIGHER EDUCATION WHOSE ACTIVITIES ARE CONCENTRATED AT TWO LOCATIONS IN NEW YORK CITY BUT EXTEND ACROSS THE GLOBE. THE UNIVERSITY PROVIDES INSTRUCTION THROUGH SIXTEEN UNDERGRADUATE, GRADUATE, AND PROFESSIONAL SCHOOLS. IT OPERATES A VARIETY OF RESEARCH INSTITUTES AND A LIBRARY SYSTEM TO SUPPORT ITS TEACHING AND LEARNING, BASIC AND APPLIED RESEARCH, PATIENT CARE, AND PUBLIC SERVICE ACTIVITIES. THE UNIVERSITY ENROLLS APPROXIMATELY 28,824 FULL-TIME AND PART-TIME STUDENTS AND EMPLOYS APPROXIMATELY 30,000 FULL-TIME AND PART-TIME EMPLOYEES, INCLUDING 5,575 FULL-TIME FACULTY MEMBERS.	Description

Activity2 Activity2

Field	Value	IRS element (for citing)
Expense	718849394	Expense
Grants	4404641	Grants
Revenue	860281578	Revenue
Description	THE UNIVERSITY, THROUGH THE COLUMBIA UNIVERSITY MEDICAL CENTER AND ITS MEDICAL FACULTY PRACTICE PLAN, PROVIDES DIRECT PATIENT CARE AND OTHER CLINICAL AND EDUCATIONAL SERVICES TO HOSPITALS AND OTHER HEALTH CARE INSTITUTIONS THROUGH CONTRACTUAL AGREEMENTS FOR SERVICES. THE CLINICAL FACULTY HANDLED APPROXIMATELY 1.8 MILLION OUTPATIENT AND EMERGENCY ROOM VISITS AND PARTICIPATED IN INSTRUCTION AND SUPERVISION OF 662 UNIVERSITY MEDICAL STUDENTS AND 923 RESIDENTS AND FELLOWS AT NEW YORK PRESBYTERIAN HOSPITAL AND OTHER AFFILIATED HOSPITALS.	Description

Activity3 Activity3

Field	Value	IRS element (for citing)
Expense	566686711	Expense
Grants	108705830	Grants
Revenue	131424931	Revenue
Description	THE UNIVERSITY PERFORMS RESEARCH, TRAINING, AND OTHER SERVICES UNDER GRANTS AND CONTRACTS WITH AGENCIES OF THE FEDERAL GOVERNMENT AND OTHER SPONSORING ORGANIZATIONS.	Description

Activity Other ActivityOther (5 entries)

ExpenseExpense	GrantsGrants	RevenueRevenue	DescriptionDescription
62220925	0	0	LIBRARY
217305478	0	0	CAMPUS OPERATIONS
227110898	0	0	INSTITUTIONAL SUPPORT
107028743	0	132853436	AUXILIARY ENTERPRISES
147759210	12799959	3428553	OTHER SOURCES

Field	Value	IRS element (for citing)
Total Of Other Program Service Exp	761425254	TotalOfOtherProgramServiceExp
Total Of Other Program Service Grnt	12799959	TotalOfOtherProgramServiceGrnt
Total Of Other Program Service Rev	136281989	TotalOfOtherProgramServiceRev
Total Program Service Expense	3326250803	TotalProgramServiceExpense
Described In501 C3	true	DescribedIn501C3
Schedule B Required	true	ScheduleBRequired
Political Activities	false	PoliticalActivities
Lobbying Activities	true	LobbyingActivities
Subject To Proxy Tax	false	SubjectToProxyTax
Donor Advised Funds	true	DonorAdvisedFunds
Conservation Easements	false	ConservationEasements
Collections Of Art	true	CollectionsOfArt
Credit Counseling	false	CreditCounseling
Term Or Permanent Endowments	true	TermOrPermanentEndowments
Report Land Bldg Equip	true	ReportLandBldgEquip
Report Invest Oth Securities	true	ReportInvestOthSecurities
Report Prog Rel Invest	false	ReportProgRelInvest
Report Other Assets	false	ReportOtherAssets
Report Other Liabilities	true	ReportOtherLiabilities
Report Fin48 Footnote	false	ReportFin48Footnote
Independent Audit Financial Stmt	false	IndependentAuditFinancialStmt
Consolidated Audit Financial Stmt	true	ConsolidatedAuditFinancialStmt
School	true	School
Foreign Office	true	ForeignOffice
Foreign Activities	true	ForeignActivities
More Than5000 K To Organizations	true	MoreThan5000KToOrganizations
More Than5000 K To Individuals	true	MoreThan5000KToIndividuals
Professional Fundraising	true	ProfessionalFundraising
Fundraising Activities	true	FundraisingActivities
Gaming	false	Gaming
Hospital	false	Hospital
Grants To Organizations	true	GrantsToOrganizations
Grants To Individuals	true	GrantsToIndividuals
Schedule J Required	true	ScheduleJRequired
Tax Exempt Bonds	true	TaxExemptBonds
Invest Tax Exempt Bonds	false	InvestTaxExemptBonds
Escrow Account	true	EscrowAccount
On Behalf Of Issuer	false	OnBehalfOfIssuer
Excess Benefit Transaction	false	ExcessBenefitTransaction
Prior Excess Benefit Transaction	false	PriorExcessBenefitTransaction
Loan To Officer Or DQP	true	LoanToOfficerOrDQP
Grant To Related Person	false	GrantToRelatedPerson
Bsnss Rltnshp With Organization	true	BsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family Member	true	BsnssRltnshpThruFamilyMember
Officer Entity With Bsnss Rltnshp	true	OfficerEntityWithBsnssRltnshp
Deductible Non Cash Contributions	true	DeductibleNonCashContributions
Deductible Contributions Of Art	true	DeductibleContributionsOfArt
Terminated	false	Terminated
Partial Liquidation	false	PartialLiquidation
Disregarded Entity	true	DisregardedEntity
Related Entity	true	RelatedEntity
Related Org Controlled Entity	true	RelatedOrgControlledEntity
Transaction Related Entity	true	TransactionRelatedEntity
Transfers To Exempt Non Chrtbl Org	false	TransfersToExemptNonChrtblOrg
Activities Conducted Partnership	false	ActivitiesConductedPartnership
Schedule O Required	true	ScheduleORequired
Info In Schedule O Part V	X	InfoInScheduleOPartV
Number Forms Transmitted With1096	38687	NumberFormsTransmittedWith1096
Number W2 G Included	0	NumberW2GIncluded
Compliance With Backup Witholding	true	ComplianceWithBackupWitholding
Number Of Employees	31775	NumberOfEmployees
Employment Tax Returns Filed	true	EmploymentTaxReturnsFiled
Unrelated Business Income	true	UnrelatedBusinessIncome
Form990-T Filed	true	Form990-TFiled
Foreign Financial Account	true	ForeignFinancialAccount
Prohibited Tax Shelter Trans	false	ProhibitedTaxShelterTrans
Taxable Party Notification	false	TaxablePartyNotification
Non Deductible Contributions	false	NonDeductibleContributions
Quid Pro Quo Contributions	true	QuidProQuoContributions
Quid Pro Quo Disclosure	true	QuidProQuoDisclosure
Form8282 Property Disposed Of	false	Form8282PropertyDisposedOf
Funds To Pay Premiums	false	FundsToPayPremiums
Premiums Paid	false	PremiumsPaid
Excess Business Holdings	false	ExcessBusinessHoldings
Taxable Distributions	false	TaxableDistributions
Distribution To Donor	false	DistributionToDonor
Indoor Tanning Services	false	IndoorTanningServices
Info In Schedule O Part VI	X	InfoInScheduleOPartVI
Nbr Voting Governing Body Members	24	NbrVotingGoverningBodyMembers
Number Independent Voting Members	16	NumberIndependentVotingMembers
Family Or Business Relationship	true	FamilyOrBusinessRelationship
Delegation Of Management Duties	false	DelegationOfManagementDuties
Changes To Organizing Docs	false	ChangesToOrganizingDocs
Material Diversion Or Misuse	false	MaterialDiversionOrMisuse
Members Or Stockholders	false	MembersOrStockholders
Election Of Board Members	false	ElectionOfBoardMembers
Decisions Subject To Approval	false	DecisionsSubjectToApproval
Minutes Of Governing Body	true	MinutesOfGoverningBody
Minutes Of Committees	true	MinutesOfCommittees
Officer Mailing Address	false	OfficerMailingAddress
Local Chapters	false	LocalChapters
Form990 Provided To Governing Body	true	Form990ProvidedToGoverningBody
Conflict Of Interest Policy	true	ConflictOfInterestPolicy
Annual Disclosure Covered Persons	true	AnnualDisclosureCoveredPersons
Regular Monitoring Enforcement	true	RegularMonitoringEnforcement
Whistleblower Policy	true	WhistleblowerPolicy
Document Retention Policy	true	DocumentRetentionPolicy
Compensation Process CEO	true	CompensationProcessCEO
Compensation Process Other	true	CompensationProcessOther
Investment In Joint Venture	false	InvestmentInJointVenture
States Where Copy Of Return Is Filed	CA	StatesWhereCopyOfReturnIsFiled
Upon Request	X	UponRequest

The Books Are In Care Of TheBooksAreInCareOf

Field	Value	IRS element (for citing)
Name Person	RENOTTA YOUNG DEP CONTROLL	NamePerson
Telephone Number	2128544684	TelephoneNumber

Address US AddressUS

Field	Value	IRS element (for citing)
Address Line1	615 W 131ST MC 8749	AddressLine1
City	New York	City
State	NY	State
ZIP Code	10027	ZIPCode

Form990 Part VII Section A Form990PartVIISectionA (44 entries)

TitleTitle	Average Hours Per WeekAverageHoursPerWeek	Individual Trustee Or DirectorIndividualTrusteeOrDirector	OfficerOfficer	Reportable Comp From OrganizationReportableCompFromOrganization	Reportable Comp From Related OrgsReportableCompFromRelatedOrgs	Other CompensationOtherCompensation	Key EmployeeKeyEmployee	Highest Compensated EmployeeHighestCompensatedEmployee	FormerFormer
LEE C BOLLINGER
PRESIDENT	60.0	X	X	3011238	0	404424
KENNETH A FORDE MD
TRUSTEE	3.0	X		789000	0	2592
ROLANDO T ACOSTA
TRUSTEE	3.0	X		0	0	0
ARMEN A AVANESSIANS
TRUSTEE	3.0	X		0	0	0
A'LELIA BUNDLES
TRUSTEE	3.0	X		0	0	0
JOSE A CABRANES
TRUSTEE (THROUGH 9/3/2012)	3.0	X		0	0	0
WILLIAM V CAMPBELL
TRUSTEE	3.0	X		0	0	0
LISA CARNOY
TRUSTEE	3.0	X		0	0	0
NOAM GOTTESMAN
TRUSTEE	3.0	X		0	0	0
JOSEPH A GREENAWAY JR
TRUSTEE	3.0	X		13500	0	0
JAMES HARDEN
TRUSTEE	3.0	X		0	0	0
BENJAMIN HOROWITZ
TRUSTEE (AS OF 9/4/2012)	3.0	X		0	0	0
ANN F KAPLAN
TRUSTEE	3.0	X		0	0	0
MARK E KINGDON
TRUSTEE	3.0	X		0	0	0
JONATHAN LAVINE
TRUSTEE	3.0	X		0	0	0
GERRY LENFEST
TRUSTEE	3.0	X		0	0	0
CHARLES LI
TRUSTEE (AS OF 10/5/2012)	3.0	X		0	0	0
PAUL J MADDON
TRUSTEE	3.0	X		0	0	0
PHILIP MILSTEIN
TRUSTEE	3.0	X		0	0	0
VIKRAM PANDIT
TRUSTEE	3.0	X		0	0	0
MICHAEL B ROTHFELD
TRUSTEE	3.0	X		0	0	0
JONATHAN D SCHILLER
TRUSTEE	3.0	X		0	0	0
ESTA STECHER
TRUSTEE	3.0	X		0	0	0
KYRIAKOS TSAKOPOULOS
TRUSTEE	3.0	X		0	0	0
FAYE WATTLETON
TRUSTEE	3.0	X		0	0	0
RICHARD E WITTEN
TRUSTEE (THROUGH 9/3/2012)	3.0	X		39062	0	0
JANE E BOOTH
GENERAL COUNSEL	60.0		X	549960	0	44831
JOHN COATSWORTH
PROVOST	60.0		X	665173	0	43754
JEROME DAVIS
SECRETARY	60.0		X	324108	0	39316
ROBERT KASDIN
SENIOR EXECUTIVE VP	60.0		X	716498	0	56139
ANNE R SULLIVAN
EXECUTIVE VP FOR FINANCE	60.0		X	494533	0	68258
NICHOLAS B DIRKS
EXEC VP- A&S (THROUGH 12/2012)	60.0			492170	0	74515	X
DR LEE GOLDMAN MD
EXEC VP FOR HEALTH SCIENCES	60.0			1176220	0	489047	X
PETER HOLLAND
EXEC VP OF INVESTMENT MGMT	60.0			3029142	0	2017979	X
JOSEPH A IENUSO
EXEC VP OF FACILITIES	60.0			424817	0	71098	X
NIRMAL NARVEKAR
PRESIDENT OF INVESTMENT MGMT	60.0			3372593	0	2229720	X
FREDERICK M VAN SICKLE
EXEC VP - UNIV. DEV & ALUM REL	60.0			511468	0	59708	X
DAVID N SILVERS
CLINICAL PROFESSOR	60.0			5316325	0	39624		X
JEFFREY W MOSES
PROFESSOR OF MEDICINE	60.0			3084928	0	76827		X
CRAIG R SMITH
PROFESSOR OF SURGERY	60.0			2076573	0	54702		X
EMILE BACHA
PROFESSOR OF SURGERY	60.0			1843205	0	81564		X
MARTIN B LEON
PROFESSOR OF SURGERY	60.0			1609928	0	59424		X
ALAN BRINKLEY
PROVOST (FORMER)	60.0			435949	0	66377			X
SUSAN K FEAGIN
EXEC VP-UNIV. DEV&ALUM(FORMER)	60.0			527676	0	34787			X

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	30504066	TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs	0	TotalReportableCompFrmRltdOrgs
Total Other Compensation	6014686	TotalOtherCompensation
Number Individuals GT100 K	4379	NumberIndividualsGT100K
Formers Listed	true	FormersListed
Total Comp GT150 K	true	TotalCompGT150K
Compensation From Other Sources	false	CompensationFromOtherSources

Contractor Compensation ContractorCompensation (5 entries)

Address Line1AddressOfContractor/AddressUS/AddressLine1	CityAddressOfContractor/AddressUS/City	StateAddressOfContractor/AddressUS/State	ZIP CodeAddressOfContractor/AddressUS/ZIPCode	Description Of ServicesDescriptionOfServices	CompensationCompensation
DAVIS BRODY BOND LLP
315 HUDSON ST	NEW YORK	NY	10013	ARCHITECTURAL	10388013
ACCENTURE LLP
161 N CLARK ST	CHICAGO	IL	60601	CONSULTING	9737852
CAULDWELL WINGATE
380 LEXINGTON AVENUE	NEW YORK	NY	10168	CONSTRUCTION	7992797
FXFOWLE ARCHITECTS LLP
22 WEST 19TH ST	NEW YORK	NY	10011	ARCHITECTURE	4941269
BAKER BOTTS LLP
PO BOX 201626	HOUSTON	TX	77216	LAW SERVICES	3474375

Field	Value	IRS element (for citing)
Number Of Contractors GT100 K	213	NumberOfContractorsGT100K
Info In Schedule O Part VIII	X	InfoInScheduleOPartVIII
Fundraising Events	5217458	FundraisingEvents
Government Grants	801017670	GovernmentGrants
All Other Contributions	621458932	AllOtherContributions
Noncash Contributions	40834267	NoncashContributions
Total Contributions	1427694060	TotalContributions

Program Service Revenue ProgramServiceRevenue (5 entries)

DescriptionDescription	Business CodeBusinessCode	Total Revenue ColumnTotalRevenueColumn	Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome	Unrelated Business RevenueUnrelatedBusinessRevenue
TUITION & FEES	611600	1141490882	1141490882
OTHER EDUCATION & RESEARCH	541700	131424931	131424931
PATIENT CARE REVENUE	621110	860281578	860281578
AUXILIARY ENTERPRISES	900099	132853436	126257385	6596051
OTHER SOURCES	900099	1356119	1356119

Total Oth Program Service Revenue TotalOthProgramServiceRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	2072434	TotalRevenueColumn
Related Or Exempt Function Income	2072434	RelatedOrExemptFunctionIncome

Field	Value	IRS element (for citing)
Total Program Service Revenue	2269479380	TotalProgramServiceRevenue

Investment Income InvestmentIncome

Field	Value	IRS element (for citing)
Total Revenue Column	30218303	TotalRevenueColumn
Exclusion	$30,218,303	ExclusionAmount

Income From Invest Bond Proceeds IncomeFromInvestBondProceeds

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn

Royalties Revenue RoyaltiesRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	69673404	TotalRevenueColumn
Exclusion	$69,673,404	ExclusionAmount

Gross Rents GrossRents

Field	Value	IRS element (for citing)
Real	153047817	Real

Less Rental Expenses LessRentalExpenses

Field	Value	IRS element (for citing)
Real	136166757	Real

Rental Income Or Loss RentalIncomeOrLoss

Field	Value	IRS element (for citing)
Real	16881060	Real
Personal	0	Personal

Net Rental Income Or Loss NetRentalIncomeOrLoss

Field	Value	IRS element (for citing)
Total Revenue Column	16881060	TotalRevenueColumn
Unrelated Business Revenue	37089	UnrelatedBusinessRevenue
Exclusion	$16,843,971	ExclusionAmount

Gross Amount Sales Assets GrossAmountSalesAssets

Field	Value	IRS element (for citing)
Securities	2239293017	Securities

Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses

Field	Value	IRS element (for citing)
Securities	1667323698	Securities

Gain Or Loss GainOrLoss

Field	Value	IRS element (for citing)
Securities	571969319	Securities

Net Gain Or Loss Investments NetGainOrLossInvestments

Field	Value	IRS element (for citing)
Total Revenue Column	571969319	TotalRevenueColumn
Exclusion	$571,969,319	ExclusionAmount

Field	Value	IRS element (for citing)
Gross Income Fundraising Events	790395	GrossIncomeFundraisingEvents
Cntrbtns Rprtd Fundraising Events	5217458	CntrbtnsRprtdFundraisingEvents
Fundraising Direct Expenses	1081950	FundraisingDirectExpenses

Net Income From Fundraising Events NetIncomeFromFundraisingEvents

Field	Value	IRS element (for citing)
Total Revenue Column	-291555	TotalRevenueColumn
Exclusion	-$291,555	ExclusionAmount

Net Income From Gaming NetIncomeFromGaming

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn

Net Income Or Loss NetIncomeOrLoss

Field	Value	IRS element (for citing)
Total Revenue Column	0	TotalRevenueColumn

Other Revenue Misc OtherRevenueMisc

Field	Value	IRS element (for citing)
Description	PARTNERSHIP INCOME	Description
Business Code	900099	BusinessCode
Total Revenue Column	60081319	TotalRevenueColumn
Unrelated Business Revenue	1155604	UnrelatedBusinessRevenue
Exclusion	$58,925,715	ExclusionAmount

Field	Value	IRS element (for citing)
Total Other Revenue	60081319	TotalOtherRevenue

Total Revenue TotalRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	4445705290	TotalRevenueColumn
Related Or Exempt Function Income	2262883329	RelatedOrExemptFunctionIncome
Unrelated Business Revenue	7788744	UnrelatedBusinessRevenue
Exclusion	$747,339,157	ExclusionAmount

Field	Value	IRS element (for citing)
Info In Schedule O Part IX	X	InfoInScheduleOPartIX

Grants To Domestic Orgs GrantsToDomesticOrgs

Field	Value	IRS element (for citing)
Total	83963944	Total
Program Services	83963944	ProgramServices

Grants To Domestic Individuals GrantsToDomesticIndividuals

Field	Value	IRS element (for citing)
Total	400389469	Total
Program Services	400389469	ProgramServices

Foreign Grants ForeignGrants

Field	Value	IRS element (for citing)
Total	42290971	Total
Program Services	42290971	ProgramServices

Benefits To Members BenefitsToMembers

Field	Value	IRS element (for citing)
Total	0	Total

Comp Current Officers Directors CompCurrentOfficersDirectors

Field	Value	IRS element (for citing)
Total	17967009	Total
Management And General	17967009	ManagementAndGeneral

Comp Disqual Persons CompDisqualPersons

Field	Value	IRS element (for citing)
Total	1375445	Total
Program Services	347993	ProgramServices
Management And General	1027452	ManagementAndGeneral

Other Salaries And Wages OtherSalariesAndWages

Field	Value	IRS element (for citing)
Total	1780332587	Total
Program Services	1617929320	ProgramServices
Management And General	115075602	ManagementAndGeneral
Fundraising	47327665	Fundraising

Pension Plan Contributions PensionPlanContributions

Field	Value	IRS element (for citing)
Total	124218940	Total
Program Services	111384762	ProgramServices
Management And General	9372627	ManagementAndGeneral
Fundraising	3461551	Fundraising

Other Employee Benefits OtherEmployeeBenefits

Field	Value	IRS element (for citing)
Total	214463635	Total
Program Services	152051367	ProgramServices
Management And General	46518139	ManagementAndGeneral
Fundraising	15894129	Fundraising

Payroll Taxes PayrollTaxes

Field	Value	IRS element (for citing)
Total	96942522	Total
Program Services	88099353	ProgramServices
Management And General	6266087	ManagementAndGeneral
Fundraising	2577082	Fundraising

Fees For Services Management FeesForServicesManagement

Field	Value	IRS element (for citing)
Total	0	Total

Fees For Services Legal FeesForServicesLegal

Field	Value	IRS element (for citing)
Total	30428417	Total
Program Services	8847232	ProgramServices
Management And General	21420059	ManagementAndGeneral
Fundraising	161126	Fundraising

Fees For Services Accounting FeesForServicesAccounting

Field	Value	IRS element (for citing)
Total	1757065	Total
Management And General	1757065	ManagementAndGeneral

Fees For Services Lobbying FeesForServicesLobbying

Field	Value	IRS element (for citing)
Total	651942	Total
Management And General	651942	ManagementAndGeneral

Fees For Services Prof Fundraising FeesForServicesProfFundraising

Field	Value	IRS element (for citing)
Total	1041480	Total
Fundraising	1041480	Fundraising

Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees

Field	Value	IRS element (for citing)
Total	22723358	Total
Management And General	22723358	ManagementAndGeneral

Fees For Services Other FeesForServicesOther

Field	Value	IRS element (for citing)
Total	144505309	Total
Program Services	116740141	ProgramServices
Management And General	20339151	ManagementAndGeneral
Fundraising	7426017	Fundraising

Advertising Advertising

Field	Value	IRS element (for citing)
Total	11930792	Total
Program Services	9786229	ProgramServices
Management And General	1024841	ManagementAndGeneral
Fundraising	1119722	Fundraising

Office Expenses OfficeExpenses

Field	Value	IRS element (for citing)
Total	176773076	Total
Program Services	160738907	ProgramServices
Management And General	8876723	ManagementAndGeneral
Fundraising	7157446	Fundraising

Information Technology InformationTechnology

Field	Value	IRS element (for citing)
Total	17865784	Total
Program Services	6073580	ProgramServices
Management And General	10844491	ManagementAndGeneral
Fundraising	947713	Fundraising

Royalties Royalties

Field	Value	IRS element (for citing)
Total	0	Total

Occupancy Occupancy

Field	Value	IRS element (for citing)
Total	181609844	Total
Program Services	160592968	ProgramServices
Management And General	18761480	ManagementAndGeneral
Fundraising	2255396	Fundraising

Travel Travel

Field	Value	IRS element (for citing)
Total	58599685	Total
Program Services	51928899	ProgramServices
Management And General	4943222	ManagementAndGeneral
Fundraising	1727564	Fundraising

Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials

Field	Value	IRS element (for citing)
Total	0	Total

Conferences Meetings ConferencesMeetings

Field	Value	IRS element (for citing)
Total	30218548	Total
Program Services	22287733	ProgramServices
Management And General	2744616	ManagementAndGeneral
Fundraising	5186199	Fundraising

Interest Interest

Field	Value	IRS element (for citing)
Total	47386440	Total
Program Services	43275440	ProgramServices
Management And General	3456936	ManagementAndGeneral
Fundraising	654064	Fundraising

Payments To Affiliates PaymentsToAffiliates

Field	Value	IRS element (for citing)
Total	0	Total

Depreciation Depletion DepreciationDepletion

Field	Value	IRS element (for citing)
Total	182012577	Total
Program Services	171875577	ProgramServices
Management And General	8524194	ManagementAndGeneral
Fundraising	1612806	Fundraising

Insurance Insurance

Field	Value	IRS element (for citing)
Total	26866552	Total
Program Services	25745127	ProgramServices
Management And General	1116910	ManagementAndGeneral
Fundraising	4515	Fundraising

Other Expenses OtherExpenses (4 entries)

DescriptionDescription	TotalTotal	Program ServicesProgramServices	Management And GeneralManagementAndGeneral	FundraisingFundraising
LIBRARY	24590379	24590379
EMPLOYEE EDUCATION	6736973	6630845	67102	39026
DUES & SUBSCRIPTIONS	8486963	6096707	2202636	187620
UNRELATED BUS INCOME TAX EXP	389824		389824

All Other Expenses AllOtherExpenses

Field	Value	IRS element (for citing)
Total	25731425	Total
Program Services	14583860	ProgramServices
Management And General	9551737	ManagementAndGeneral
Fundraising	1595828	Fundraising

Total Functional Expenses TotalFunctionalExpenses

Field	Value	IRS element (for citing)
Total	3762250955	Total
Program Services	3326250803	ProgramServices
Management And General	335623203	ManagementAndGeneral
Fundraising	100376949	Fundraising

Field	Value	IRS element (for citing)
Info In Schedule O Part X	X	InfoInScheduleOPartX

Cash Non Interest Bearing CashNonInterestBearing

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Savings And Temp Cash Investments SavingsAndTempCashInvestments

Field	Value	IRS element (for citing)
BOY	825719295	BOY
EOY	1286707034	EOY

Pledges And Grants Receivable PledgesAndGrantsReceivable

Field	Value	IRS element (for citing)
BOY	1039384000	BOY
EOY	978343805	EOY

Accounts Receivable AccountsReceivable

Field	Value	IRS element (for citing)
BOY	241100795	BOY
EOY	278529522	EOY

Receivables From Officers Etc ReceivablesFromOfficersEtc

Field	Value	IRS element (for citing)
BOY	1475000	BOY
EOY	1688419	EOY

Receivables From Disqual Persons ReceivablesFromDisqualPersons

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Other Notes Loans Receivable Net OtherNotesLoansReceivableNet

Field	Value	IRS element (for citing)
BOY	111108803	BOY
EOY	115695910	EOY

Inventories For Sale Or Use InventoriesForSaleOrUse

Field	Value	IRS element (for citing)
BOY	1547000	BOY
EOY	1879687	EOY

Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges

Field	Value	IRS element (for citing)
BOY	41433948	BOY
EOY	38270328	EOY

Field	Value	IRS element (for citing)
Land Buildings Equipment Basis	6276608171	LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec	2381636709	LandBldgEquipmentAccumDeprec

Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet

Field	Value	IRS element (for citing)
BOY	3718959273	BOY
EOY	3894971462	EOY

Investments Pub Traded Securities InvestmentsPubTradedSecurities

Field	Value	IRS element (for citing)
BOY	2737609594	BOY
EOY	2601291177	EOY

Investments Other Securities InvestmentsOtherSecurities

Field	Value	IRS element (for citing)
BOY	4455342462	BOY
EOY	5078626530	EOY

Investments Program Related InvestmentsProgramRelated

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Intangible Assets IntangibleAssets

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Other Assets Total OtherAssetsTotal

Field	Value	IRS element (for citing)
BOY	453571679	BOY
EOY	363473264	EOY

Total Assets TotalAssets

Field	Value	IRS element (for citing)
BOY	13627251849	BOY
EOY	14639477138	EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

Field	Value	IRS element (for citing)
BOY	227280816	BOY
EOY	264758054	EOY

Grants Payable GrantsPayable

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Deferred Revenue DeferredRevenue

Field	Value	IRS element (for citing)
BOY	239703597	BOY
EOY	255332844	EOY

Tax Exempt Bond Liabilities TaxExemptBondLiabilities

Field	Value	IRS element (for citing)
BOY	1333131000	BOY
EOY	1288657000	EOY

Escrow Account Liability EscrowAccountLiability

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Loans From Officers Directors LoansFromOfficersDirectors

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp

Field	Value	IRS element (for citing)
BOY	0	BOY
EOY	0	EOY

Unsecured Notes Loans Payable UnsecuredNotesLoansPayable

Field	Value	IRS element (for citing)
BOY	202769000	BOY
EOY	190239233	EOY

Other Liabilities OtherLiabilities

Field	Value	IRS element (for citing)
BOY	1066560000	BOY
EOY	1022899033	EOY

Total Liabilities TotalLiabilities

Field	Value	IRS element (for citing)
BOY	3069444413	BOY
EOY	3021886164	EOY

Field	Value	IRS element (for citing)
Follow SFAS117	X	FollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	4634928039	BOY
EOY	5088780879	EOY

Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	3646550000	BOY
EOY	4017343216	EOY

Permanently Restricted Net Assets PermanentlyRestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	2276329397	BOY
EOY	2511466880	EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	10557807436	BOY
EOY	11617590974	EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	13627251849	BOY
EOY	14639477138	EOY

Field	Value	IRS element (for citing)
Info In Schedule O Part XI	X	InfoInScheduleOPartXI
Reconcilation Revenue Expenses	683454335	ReconcilationRevenueExpenses
Reconciliation Unrealized Invest	312440165	ReconciliationUnrealizedInvest
Reconcilation Other Changes	63889038	ReconcilationOtherChanges
Info In Schedule O Part XII	X	InfoInScheduleOPartXII
Method Of Accounting Accrual	X	MethodOfAccountingAccrual
Accountant Compile Or Review	false	AccountantCompileOrReview
FS Audited	true	FSAudited

FS Audited Basis FSAuditedBasis

Field	Value	IRS element (for citing)
Financial Statement Consolidated	X	FinancialStatementConsolidated

Field	Value	IRS element (for citing)
Audit Committee	true	AuditCommittee
Federal Grant Audit Required	true	FederalGrantAuditRequired
Federal Grant Audit Performed	true	FederalGrantAuditPerformed

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
School170b1 Aii	X	School170b1Aii

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo

Field	Value	IRS element (for citing)
Contributor Number	RESTRICTED	ContributorNumber

Contributor Name Business ContributorNameBusiness

Field	Value	IRS element (for citing)
Business Name Line1	RESTRICTED	BusinessNameLine1

Contributor Address US ContributorAddressUS

Field	Value	IRS element (for citing)
Address Line1	RESTRICTED	AddressLine1
Address Line2	RESTRICTED	AddressLine2
City	RESTRICTED	City
State	RESTRICTED	State
ZIP Code	RESTRICTED	ZIPCode

Field	Value	IRS element (for citing)
Aggregate Contributions	RESTRICTED	AggregateContributions

Schedule C IRS990ScheduleC

Field	Value	IRS element (for citing)
Total Grassroots Lobbying		TotalGrassrootsLobbying
Total Direct Lobbying		TotalDirectLobbying
Total Lobbying Expenditures		TotalLobbyingExpenditures
Other Exempt Purpose Expenditures		OtherExemptPurposeExpenditures
Total Exempt Purpose Expenditures		TotalExemptPurposeExpenditures
Lobbying Nontaxable		LobbyingNontaxableAmount
Grassroots Nontaxable		GrassrootsNontaxableAmount
Tot Lobbying Grassroot Minus Non Tx		TotLobbyingGrassrootMinusNonTx
Tot Lobby Expend Mns Lobbying Nontx		TotLobbyExpendMnsLobbyingNontx
Volunteers	false	Volunteers
Paid Staff Or Management	true	PaidStaffOrManagement
Media Advertisements	false	MediaAdvertisements
Mailings Members	false	MailingsMembers
Publications Or Broadcast	false	PublicationsOrBroadcast
Grants Other Organizations	true	GrantsOtherOrganizations
Grants Other Organizations	$19,370	GrantsOtherOrganizationsAmount
Direct Contact Legislators	true	DirectContactLegislators
Direct Contact Legislators	$56,939	DirectContactLegislatorsAmount
Rallies Demonstrations	false	RalliesDemonstrations
Other Activities	true	OtherActivities
Other Activities	$575,633	OtherActivitiesAmount
Total Lobbying Expenditures IIB	651942	TotalLobbyingExpendituresIIB
Not Described In501c3	false	NotDescribedIn501c3

Form990 Schedule C Part IV Form990ScheduleCPartIV

Field	Value	IRS element (for citing)
Identifier	SUPPLEMENTAL INFORMATION	Identifier
Return Reference	SCHEDULE C	ReturnReference
Explanation	LINE 1A - VOLUNTEERS: N/A LINE 1B - PAID STAFF OR MANAGEMENT: THE UNIVERSITY HAS OFFICES OF GOVERNMENT AND COMMUNITY AFFAIRS AT BOTH ITS MORNINGSIDE AND MEDICAL CENTER CAMPUSES WHOSE FUNCTION IS TO KEEP THE UNIVERSITY COMMUNITY INFORMED ABOUT NATIONAL, STATE AND LOCAL LEGISLATION AND POLICY THAT HAS AN IMPACT ON THE UNIVERSITY AND, WHEN APPROPRIATE, TO ADVOCATE FOR THE UNIVERSITY'S INTERESTS WITH RESPECT TO THIS POLICY. EMPLOYEES REGULARLY INVOLVED IN THESE ACTIVITIES INCLUDE: EXECUTIVE VICE PRESIDENT FOR GOVERNMENT AND COMMUNITY AFFAIRS, ASSISTANT VICE PRESIDENT FOR GOVERNMENT RELATIONS PROJECT, COORDINATOR FOR STATE AND FEDERAL RELATIONS, DEPUTY VICE PRESIDENT AND ASSOCIATE DEAN FOR GOVERNMENT AND COMMUNITY AFFAIRS, COLUMBIA UNIVERSITY MEDICAL CENTER, ASSISTANT VICE PRESIDENT FOR GOVERNMENT AND COMMUNITY AFFAIRS, COLUMBIA UNIVERSITY MEDICAL CENTER. LINE 1C - MEDIA ADVERTISEMENTS: NONE LINE 1D - MAILINGS TO MEMBERS, LEGISLATORS OR THE PUBLIC: NONE LINE 1E - PUBLICATIONS, OR PUBLISHED OR BROADCAST STATEMENTS: NONE LINE 1F - GRANTS TO OTHER ORGANIZATIONS FOR LOBBYING PURPOSES: THE UNIVERSITY BELONGS TO CERTAIN HIGHER EDUCATION TRADE ASSOCIATIONS. A SMALL PORTION OF THE MEMBERSHIP FEES PAID TO SOME OF THOSE ORGANIZATIONS GOES TO SUPPORT LOBBYING-RELATED ACTIVITIES. THESE FEES ARE REGULARLY REPORTED ON THE UNIVERSITY'S LOBBYING DISCLOSURE FILINGS. LINE 1G - DIRECT CONTACT WITH LEGISLATORS, THEIR STAFFS, GOVERNMENT OFFICIALS, OR A LEGISLATIVE BODY: THE PRESIDENT, THE SENIOR EXECUTIVE VICE PRESIDENT, THE EXECUTIVE VICE PRESIDENT FOR GOVERNMENT AND COMMUNITY AFFAIRS, THE ASSISTANT VICE PRESIDENT FOR GOVERNMENT RELATIONS, THE PROJECT COORDINATOR FOR STATE AND FEDERAL RELATIONS CONTACTED FEDERAL, STATE AND LOCAL LEGISLATORS AND THEIR POLICY STAFFS ON HIGHER EDUCATION ISSUES. THE EXECUTIVE VICE PRESIDENT FOR HEALTH SCIENCE, THE DEPUTY VICE PRESIDENT AND ASSOCIATE DEAN FOR GOVERNMENT AND COMMUNITY AFFAIRS, COLUMBIA UNIVERSITY MEDICAL CENTER, AND THE ASSISTANT VICE PRESIDENT FOR GOVERNMENT AND COMMUNITY AFFAIRS, COLUMBIA UNIVERSITY MEDICAL CENTER, CONTACTED FEDERAL, STATE AND LOCAL LEGISLATORS AND THEIR POLICY STAFFS ON HIGHER EDUCATION ISSUES, HEALTH SCIENCES ISSUES AND OTHER ISSUES AFFECTING ACADEMIC MEDICAL CENTERS. THE AMOUNTS SHOWN ON LINE 1G REFLECT PAID STAFF AND MANAGEMENT ACTIVITIES. LINE 1H - RALLIES, DEMONSTRATIONS, SEMINARS, CONVENTIONS, SPEECHES, LECTURES OR ANY OTHER MEANS: N/A LINE 1I - OTHER ACTIVITIES: DURING THE REPORTING PERIOD, THE UNIVERSITY RETAINED OUTSIDE FIRMS FOR ADVOCACY AT THE FEDERAL, STATE AND LOCAL LEVELS. THE AMOUNTS SHOWN ON LINE 1I INCLUDE AMOUNTS PAID TO SUCH OUTSIDE FIRMS FOR ALL ACTIVITIES CONDUCTED BY SUCH FIRMS, INCLUDING CERTAIN OF THE ACTIVITIES DESCRIBED ABOVE AND GENERAL ADVISORY SERVICES TO THE UNIVERSITY IN CONNECTION WITH ITS LOBBYING ACTIVITIES.	Explanation

Schedule D IRS990ScheduleD

Field	Value	IRS element (for citing)
Number DA Fs Held	6	NumberDAFsHeld
Grants Paid From Donor Funds	68000	GrantsPaidFromDonorFunds
Aggregate DAF Value	28885929	AggregateDAFValue
Disclosed Orgs Legal Control	true	DisclosedOrgsLegalControl
Disclosed For Charitable Purposes	true	DisclosedForCharitablePurposes
Art Public Exhibition Amts		ArtPublicExhibitionAmts
Held Works Of Art Amts		HeldWorksOfArtAmts
Collect Used For Public Exhibition	X	CollectUsedForPublicExhibition
Collect Used For Scholar Research	X	CollectUsedForScholarResearch
Collect Used For Preservation	X	CollectUsedForPreservation
Collect Used For Loan Or Exch Prgrms	X	CollectUsedForLoanOrExchPrgrms
Solicited Assets For Sale	true	SolicitedAssetsForSale
Agent Trustee Etc	false	AgentTrusteeEtc
Included On FS	false	IncludedOnFS

Current Year CurrentYear

Field	Value	IRS element (for citing)
Beginning Of Year Balance	7654152000	BeginningOfYearBalance
Contributions	165932000	Contributions
Investment Earnings Or Losses	871686632	InvestmentEarningsOrLosses
Grants Or Scholarships	81338000	GrantsOrScholarships
Other Expenditures	374447000	OtherExpenditures
Administrative Expenses	38105632	AdministrativeExpenses
End Of Year Balance	8197880000	EndOfYearBalance

Current Year Minus1 Year CurrentYearMinus1Year

Field	Value	IRS element (for citing)
Beginning Of Year Balance	7789579000	BeginningOfYearBalance
Contributions	183419000	Contributions
Investment Earnings Or Losses	161239000	InvestmentEarningsOrLosses
Grants Or Scholarships	84742000	GrantsOrScholarships
Other Expenditures	363392000	OtherExpenditures
Administrative Expenses	31951000	AdministrativeExpenses
End Of Year Balance	7654152000	EndOfYearBalance

Current Year Minus2 Years CurrentYearMinus2Years

Field	Value	IRS element (for citing)
Beginning Of Year Balance	6516512000	BeginningOfYearBalance
Contributions	202175000	Contributions
Investment Earnings Or Losses	1503257000	InvestmentEarningsOrLosses
Grants Or Scholarships	71786000	GrantsOrScholarships
Other Expenditures	329582000	OtherExpenditures
Administrative Expenses	30998000	AdministrativeExpenses
End Of Year Balance	7789578000	EndOfYearBalance

Current Year Minus3 Years CurrentYearMinus3Years

Field	Value	IRS element (for citing)
Beginning Of Year Balance	5892798000	BeginningOfYearBalance
Contributions	159335000	Contributions
Investment Earnings Or Losses	946146321	InvestmentEarningsOrLosses
Grants Or Scholarships	72771000	GrantsOrScholarships
Other Expenditures	387564000	OtherExpenditures
Administrative Expenses	21432321	AdministrativeExpenses
End Of Year Balance	6516512000	EndOfYearBalance

Current Year Minus4 Years CurrentYearMinus4Years

Field	Value	IRS element (for citing)
Beginning Of Year Balance	7345226000	BeginningOfYearBalance
Contributions	159922000	Contributions
Investment Earnings Or Losses	-1138085412	InvestmentEarningsOrLosses
Grants Or Scholarships	81367000	GrantsOrScholarships
Other Expenditures	365444000	OtherExpenditures
Administrative Expenses	27453588	AdministrativeExpenses
End Of Year Balance	5892798000	EndOfYearBalance

Field	Value	IRS element (for citing)
Board Designated EOY Balance	0.39000	BoardDesignatedEOYBalance
Permanent Endowment EOY Balance	0.61000	PermanentEndowmentEOYBalance
Endowments Held By Unrelated Orgs	true	EndowmentsHeldByUnrelatedOrgs
Endowments Held By Related Orgs	false	EndowmentsHeldByRelatedOrgs

Land Land

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	437927000	OtherCostOrOtherBasis
Book Value	437927000	BookValue

Buildings Buildings

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	4372581271	OtherCostOrOtherBasis
Depreciation	1923103328	Depreciation
Book Value	2449477943	BookValue

Field	Value	IRS element (for citing)
Leasehold Improvements		LeaseholdImprovements

Equipment Equipment

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	382137000	OtherCostOrOtherBasis
Depreciation	203560000	Depreciation
Book Value	178577000	BookValue

Other Land Buildings OtherLandBuildings

Field	Value	IRS element (for citing)
Investment Cost Or Other Basis	1083962900	InvestmentCostOrOtherBasis
Depreciation	254973381	Depreciation
Book Value	828989519	BookValue

Field	Value	IRS element (for citing)
Total Of Book Value Land Buildings	3894971462	TotalOfBookValueLandBuildings
Financial Derivatives		FinancialDerivatives
Closely Held Equity Interests		CloselyHeldEquityInterests

Other Securities OtherSecurities (5 entries)

DescriptionDescription	Book ValueBookValue	Method Of ValuationMethodOfValuation
GLOBAL EQUITIES	506154526	F
ABSOLUTE RETURN STRATEGIES	1401451610	F
PRIVATE EQUITY	1750449028	F
REAL ESTATE ASSETS	1420324572	F
FIXED INCOME	246794	F

Field	Value	IRS element (for citing)
Total Of Book Value Securities	5078626530	TotalOfBookValueSecurities
Federal Income Tax Liability	0	FederalIncomeTaxLiability

Other Liabilities OtherLiabilities (8 entries)

DescriptionDescription	AmountAmount
LIABILITY FOR SECURITIES PURCH	$37,565,452
SECURITIES LOAN AGRMT PAYABLE	$3,057,163
CAPITAL LEASE OBLIGATIONS	$120,426,681
COND'L ASSET RETIREMENT OBLIGA	$106,289,574
ACCRUED EMPLOYEE BENEFIT LIAB.	$196,025,511
FEDERAL STUDENT LOAN FUNDS	$79,603,006
ACTUARIAL LIAB- SPLIT INT AGRM	$44,409,291
OTHER LONG TERM LIABILITIES	$435,522,355

Field	Value	IRS element (for citing)
Total Of Amounts	1022899033	TotalOfAmounts
Footnote In Part XIII	X	FootnoteInPartXIII

Form990 Schedule D Part XIII Form990ScheduleDPartXIII (3 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
DETAIL OF UNIVERSITY COLLECTIONS/TEXT OF AUDIT FOOTNOTE	SCHEDULE D, PART III, LINES 1A, 2A & 4	COLLECTIONS AT THE UNIVERSITY INCLUDE WORKS OF ART, LITERARY WORKS, HISTORICAL TREASURES, AND ARTIFACTS THAT ARE MAINTAINED IN THE UNIVERSITY'S GALLERIES, LIBRARIES, AND BUILDINGS. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH, AND THE FURTHERANCE OF PUBLIC SERVICE AND, THEREFORE, ARE NOT RECOGNIZED AS ASSETS ON THE CONSOLIDATED BALANCE SHEET. COSTS ASSOCIATED WITH PURCHASING ADDITIONS AND MAINTAINING THESE COLLECTIONS ARE RECORDED AS OPERATING EXPENSES IN THE PERIOD IN WHICH THE ITEMS ARE ACQUIRED.
INTENDED USE OF ENDOWMENT FUNDS	SCHEDULE D, PART V, LINE 4	COLUMBIA UNIVERSITY'S ENDOWMENT FUNDS SUPPORT A RANGE OF PURPOSES IN ACCORDANCE WITH THE UNIVERSITY'S MISSION, INCLUDING: FINANCIAL AID; FACULTY SALARIES AND SUPPORT; RESEARCH; CAPITAL PROJECTS; GENERAL SUPPORT OF THE UNIVERSITY, SCHOOLS, DEPARTMENTS, INSTITUTES AND CENTERS.
PART X, LINE 2 (FIN 48)		THE UNIVERSITY BELIEVES THAT ITS TAX POSITIONS AS THEY RELATE TO THE IMPACT ON THE FINANCIAL STATEMENTS OF FIN 48 ARE HIGHLY CERTAIN.

Schedule E IRS990ScheduleE

Field	Value	IRS element (for citing)
Nondiscriminatory Policy Stmt	true	NondiscriminatoryPolicyStmt
Policy Statement In Brochures Etc	true	PolicyStatementInBrochuresEtc
Policy Publ Via Broadcast Media	true	PolicyPublViaBroadcastMedia
Maint Racial Composition Records	true	MaintRacialCompositionRecords
Maint Scholarships Records	true	MaintScholarshipsRecords
Maint Copies Of Brochures Etc	true	MaintCopiesOfBrochuresEtc
Maint Copies Of All Solicitations	true	MaintCopiesOfAllSolicitations
Discriminate Race Students Rights	false	DiscriminateRaceStudentsRights
Discriminate Race Admiss Policies	false	DiscriminateRaceAdmissPolicies
Discriminate Race Emplmn Faculty	false	DiscriminateRaceEmplmnFaculty
Discriminate Race Scholarships	false	DiscriminateRaceScholarships
Discriminate Race Educ Policies	false	DiscriminateRaceEducPolicies
Discriminate Race Use Of Fclts	false	DiscriminateRaceUseOfFclts
Discriminate Race Athletic Prog	false	DiscriminateRaceAthleticProg
Discriminate Race Other Acty	false	DiscriminateRaceOtherActy
Government Financial Aid Received	true	GovernmentFinancialAidReceived
Government Financial Aid Revoked	false	GovernmentFinancialAidRevoked
Compliance With Rev Proc7550	true	ComplianceWithRevProc7550

Form990 Schedule E Part II Form990ScheduleEPartII (2 entries)

IdentifierIdentifier

ExplanationExplanation

SCHEDULE E, LINE 3

COLUMBIA UNIVERSITY CUSTOMARILY DRAWS A SUBSTANTIAL PERCENTAGE OF ITS STUDENTS FROM ACROSS THE NATION AND THE WORLD. ITS EDUCATIONAL PROGRAMS SEEK A BROAD CROSS-SECTION OF STUDENTS FROM THE METROPOLITAN AREA. IT FOLLOWS A RACIALLY NONDISCRIMINATORY POLICY OF ADMISSION AND INCLUDES A STATEMENT OF ITS RACIALLY NONDISCRIMINATORY POLICY TOWARDS STUDENTS IN ALL SCHOOL AND PROGRAM BULLETINS. IT ALSO REFERS TO THIS POLICY IN ALL WRITTEN ADVERTISING. IT THEREFORE MEETS THE CRITERIA UNDER REV. PROC. 75-50, SECTION 4.03-2(B)FOR EXEMPTION FROM THE PUBLICITY REQUIREMENTS OF SECTION 4.03-1.

SCHEDULE E, LINE 6A

COLUMBIA UNIVERSITY RECEIVES FEDERAL, STATE AND LOCAL GOVERNMENTAL FUNDING THAT SUPPORTS ITS CORE INSTRUCTIONAL AND RESEARCH PROGRAMS.

Schedule F IRS990ScheduleF

Field	Value	IRS element (for citing)
Grant Records Maintained	true	GrantRecordsMaintained

Accts Actvs Out US Table AcctsActvsOutUSTable (34 entries)

RegionRegion	Number Of EmployeesNumberOfEmployees	Type Of Activities ConductedTypeOfActivitiesConducted	Specific Services ProvidedSpecificServicesProvided	Total ExpendituresTotalExpenditures	Number Of OfficesNumberOfOffices
ANTARCTICA	2	Program Services	EDUC/RESEARCH/OUTREACH	1467
Central America and the Caribbean	197	Program Services	EDUC/RESEARCH/OUTREACH	1317265
Central America and the Caribbean		Grantmaking		321958
Central America and the Caribbean		Fundraising		461
Central America and the Caribbean		Investments		3620697798
East Asia and the Pacific	849	Program Services	EDUC/RESEARCH/OUTREACH	8401949	7
East Asia and the Pacific		Grantmaking		2829213
East Asia and the Pacific		Fundraising		266344
East Asia and the Pacific		Investments		454327584
Europe (Including Iceland and Greenland)	2249	Program Services	EDUC/RESEARCH/OUTREACH	14337603	15
Europe (Including Iceland and Greenland)		Grantmaking		6700166
Europe (Including Iceland and Greenland)		Fundraising		371410
Europe (Including Iceland and Greenland)		Investments		579461379
Middle East and North Africa	267	Program Services	EDUC/RESEARCH/OUTREACH	3162776	3
Middle East and North Africa		Grantmaking		1044426
Middle East and North Africa		Fundraising		43609
North America	414	Program Services	EDUC/RESEARCH/OUTREACH	1080086
North America		Grantmaking		4289707
North America		Fundraising		22389
North America		Investments		28224187
Russia and the Newly Independent States	149	Program Services	EDUC/RESEARCH/OUTREACH	1490965	2
Russia and the Newly Independent States		Grantmaking		177844
Russia and the Newly Independent States		Fundraising		8265
South America	331	Program Services	EDUC/RESEARCH/OUTREACH	2693702	4
South America		Grantmaking		1233932
South America		Fundraising		164013
South America		Investments		15330
South Asia	308	Program Services	EDUC/RESEARCH/OUTREACH	5547312	5
South Asia		Grantmaking		3821410
South Asia		Fundraising		73696
Sub-Saharan Africa	1703	Program Services	EDUC/RESEARCH/OUTREACH	93497880	36
Sub-Saharan Africa		Grantmaking		21872316
Sub-Saharan Africa		Fundraising		33124
Sub-Saharan Africa		Investments		70214924

Field	Value	IRS element (for citing)
Subtotal Number Of Offices	25	SubtotalNumberOfOffices
Subtotal Number Of Employees	3978	SubtotalNumberOfEmployees
Cont Number Of Offices	47	ContNumberOfOffices
Cont Number Of Employees	2491	ContNumberOfEmployees
Total Number Of Offices	72	TotalNumberOfOffices
Total Number Of Employees	6469	TotalNumberOfEmployees
Subtotal Amount Spent	4694365494	SubtotalAmountSpent
Cont Amount Spent	233380996	ContAmountSpent
Total Amount Spent	4927746490	TotalAmountSpent

Grants To Orgs Outside US GrantsToOrgsOutsideUS (106 entries)

RegionRegion	Purpose Of GrantPurposeOfGrant	Amount Of Cash GrantAmountOfCashGrant	Manner Of Cash DisbursementMannerOfCashDisbursement	Description Of Non Cash AssistanceDescriptionOfNonCashAssistance	Method Of ValuationMethodOfValuation
Sub-Saharan Africa	RESEARCH	412383	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	RESEARCH	174730	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	RESEARCH	75927	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	RESEARCH	524455	CHECK/WIRE	N/A	N/A
South America	Educ/Research	17499	CHECK/WIRE	N/A	N/A
Middle East and North Africa	Educ/Research	640519	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	Educ/Research	52148	CHECK/WIRE	N/A	N/A
South Asia	Educ/Research	18523	CHECK/WIRE	N/A	N/A
South America	Educ/Research	82139	CHECK/WIRE	N/A	N/A
North America	Educ/Research	11100	CHECK/WIRE	N/A	N/A
Europe	Educ/Research	70000	CHECK/WIRE	N/A	N/A
East Asia and the Pacific	Educ/Research	57462	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	Educ/Research	76961	CHECK/WIRE	N/A	N/A
East Asia and the Pacific	Educ/Research	69000	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	Educ/Research	71057	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	Educ/Research	411920	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	Educ/Research	247154	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	Educ/Research	137992	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	Educ/Research	9368	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	Educ/Research	5437	CHECK/WIRE	N/A	N/A
East Asia and the Pacific	Educ/Research	22880	CHECK/WIRE	N/A	N/A
North America	Educ/Research	60153	CHECK/WIRE	N/A	N/A
Europe	Educ/Research	138121	CHECK/WIRE	N/A	N/A
South America	DONATION	8406	Wire Transfe	N/A	N/A
Europe	Tuition	15067	Wire Transfe	N/A	N/A
Central America and the Caribbean	Educ/Research	59502	CHECK/WIRE	N/A	N/A
East Asia and the Pacific	Educ/Research	198154	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	Educ/Research	11074	Wire Transfe	N/A	N/A
East Asia and the Pacific	Educ/Research	129750	CHECK/WIRE	N/A	N/A
Europe	Educ/Research	200991	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	Educ/Research	90000	CHECK/WIRE	N/A	N/A
South Asia	Educ/Research	2598756	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	Educ/Research	1274536	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	Educ/Research	110821	CHECK/WIRE	N/A	N/A
East Asia and the Pacific	Educ/Research	79591	CHECK/WIRE	N/A	N/A
South America	Educ/Research	79629	CHECK/WIRE	N/A	N/A
South Asia	Educ/Research	60044	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	Educ/Research	100000	CHECK/WIRE	N/A	N/A
Europe	Educ/Research	60675	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	Educ/Research	254176	CHECK/WIRE	N/A	N/A
Europe	Educ/Research	96040	CHECK/WIRE	N/A	N/A
Europe	Educ/Research	32400	CHECK/WIRE	N/A	N/A
East Asia and the Pacific	Educ/Research	69068	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	Educ/Research	84000	CHECK/WIRE	N/A	N/A
North America	Educ/Research	15334	CHECK/WIRE	N/A	N/A
North America	Educ/Research	8874	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	Educ/Research	100494	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	Educ/Research	6599	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	Educ/Research	427809	CHECK/WIRE	N/A	N/A
South Asia	Educ/Research	27794	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	Educ/Research	103677	CHECK/WIRE	N/A	N/A
South Asia	Educ/Research	41592	CHECK/WIRE	N/A	N/A
Europe	Educ/Research	200567	CHECK/WIRE	N/A	N/A
Europe	Educ/Research	2078927	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	Educ/Research	106945	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	Educ/Research	402258	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	Educ/Research	104459	CHECK/WIRE	N/A	N/A
South Asia	Educ/Research	12683	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	Educ/Research	570196	CHECK/WIRE	N/A	N/A
East Asia and the Pacific	Educ/Research	145304	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	Educ/Research	56738	CHECK/WIRE	N/A	N/A
Russia and the Newly Independent States	Educ/Research	54355	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	Educ/Research	12389	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	Educ/Research	26670	CHECK/WIRE	N/A	N/A
South Asia	Educ/Research	44740	CHECK/WIRE	N/A	N/A
North America	Educ/Research	1029218	CHECK/WIRE	N/A	N/A
North America	Educ/Research	5100	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	Educ/Research	43096	CHECK/WIRE	N/A	N/A
Europe	Educ/Research	65854	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	Educ/Research	855736	CHECK/WIRE	N/A	N/A
South Asia	Educ/Research	30393	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	Educ/Research	16389	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	Educ/Research	85252	CHECK/WIRE	N/A	N/A
East Asia and the Pacific	Educ/Research RELATED SPORTS EQUIPMENT AND REFRESHMENTS	50000	CHECK/WIRE	N/A	N/A
South America	Educ/Research	190575	CHECK/WIRE	N/A	N/A
Europe	Educ/Research	10000	CHECK/WIRE	N/A	N/A
Europe	Educ/Research	13776	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	Educ/Research	6189	CHECK/WIRE	N/A	N/A
Europe	Educ/Research	32818	CHECK/WIRE	N/A	N/A
North America	Educ/Research	78592	CHECK/WIRE	N/A	N/A
Europe	Educ/Research	10000	CHECK/WIRE	N/A	N/A
Europe	Educ/Research	39099	CHECK/WIRE	N/A	N/A
Europe	Educ/Research	298726	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	Educ/Research	151069	CHECK/WIRE	N/A	N/A
South Asia	Educ/Research	17749	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	Educ/Research	247955	CHECK/WIRE	N/A	N/A
East Asia and the Pacific	Educ/Research	55380	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	Educ/Research	402894	CHECK/WIRE	N/A	N/A
Europe	Educ/Research	276024	CHECK/WIRE	N/A	N/A
Europe	Educ/Research	63561	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	Educ/Research	44112	CHECK/WIRE	N/A	N/A
North America	Educ/Research	42443	CHECK/WIRE	N/A	N/A
Europe	Educ/Research	22768	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	Educ/Research	99000	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	Educ/Research	438720	CHECK/WIRE	N/A	N/A
Europe	Educ/Research	38763	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	Educ/Research	569332	CHECK/WIRE	N/A	N/A
East Asia and the Pacific	Educ/Research	84548	CHECK/WIRE	N/A	N/A
Central America and the Caribbean	General support	10348	Check	N/A	N/A
Sub-Saharan Africa	Educ/Research	422572	CHECK/WIRE	N/A	N/A
Europe	Educ/Research	5219	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	Educ/Research	69456	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	Educ/Research	9817	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	EDUC/RESEARCH	8725	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	EDUC/RESEARCH	73626	CHECK/WIRE	N/A	N/A
Sub-Saharan Africa	EDUC/RESEARCH	11181985	CHECK/WIRE	N/A	N/A

Field	Value	IRS element (for citing)
Total Number Of501c3 Orgs	106	TotalNumberOf501c3Orgs

Grants To Ind Outside US GrantsToIndOutsideUS (105 entries)

Type Of AssistanceTypeOfAssistance	RegionRegion	Number Of RecipientsNumberOfRecipients	Amount Of Cash GrantAmountOfCashGrant	Manner Of Cash DisbursementMannerOfCashDisbursement	Description Of Non Cash AssistanceDescriptionOfNonCashAssistance	Method Of ValuationMethodOfValuation
General Support	Central America and the Caribbean	14	9995	CHECK	N/A	N/A
Internship Award	Central America and the Caribbean	1	4600	WIRE TRANSFE	N/A	N/A
Scholarship	Central America and the Caribbean	1	30560	CHECK	N/A	N/A
Scholarship	Central America and the Caribbean	3	176190	WIRE TRANSFE	N/A	N/A
Stipend	Central America and the Caribbean	4	4000	DIRECT DEPOS	N/A	N/A
Travel	Central America and the Caribbean	20	26763	CHECK	N/A	N/A
General Support	East Asia and the Pacific	1	5898	CHECK	N/A	N/A
General Support	East Asia and the Pacific	4	52758	WIRE TRANSFE	N/A	N/A
Honorarium	East Asia and the Pacific	19	16975	CHECK	N/A	N/A
Honorarium	East Asia and the Pacific	2	3500	WIRE TRANSFE	N/A	N/A
Internship Award	East Asia and the Pacific	7	15300	WIRE TRANSFE	N/A	N/A
PHD Grant	East Asia and the Pacific	1	2500	CHECK	N/A	N/A
Prize	East Asia and the Pacific	12	16000	CHECK	N/A	N/A
Prize	East Asia and the Pacific	4	4298	WIRE TRANSFE	N/A	N/A
Research	East Asia and the Pacific	44	123796	CHECK	N/A	N/A
Scholarship	East Asia and the Pacific	14	306605	CHECK	N/A	N/A
Scholarship	East Asia and the Pacific	15	803988	WIRE TRANSFE	N/A	N/A
Stipend	East Asia and the Pacific	28	34434	CHECK	N/A	N/A
Stipend	East Asia and the Pacific	115	336975	DIRECT DEPOS	N/A	N/A
Travel	East Asia and the Pacific	25	142799	CHECK	N/A	N/A
Travel	East Asia and the Pacific	2	2250	DIRECT DEPOS	N/A	N/A
General Support	Europe	7	6250	CHECK	N/A	N/A
General Support	Europe	3	49615	WIRE TRANSFE	N/A	N/A
Honorarium	Europe	56	61230	CHECK	N/A	N/A
Honorarium	Europe	10	7743	WIRE TRANSFE	N/A	N/A
Internship Award	Europe	8	19600	WIRE TRANSFE	N/A	N/A
PHD Grant	Europe	2	2260	CHECK	N/A	N/A
PHD Grant	Europe	12	20656	WIRE TRANSFE	N/A	N/A
Prize	Europe	14	38851	CHECK	N/A	N/A
Prize	Europe	1	270000	WIRE TRANSFE	N/A	N/A
Research	Europe	5	14036	CHECK	N/A	N/A
Research	Europe	1	4660	WIRE TRANSFE	N/A	N/A
Scholarship	Europe	21	520160	CHECK	N/A	N/A
Scholarship	Europe	22	1185860	WIRE TRANSFE	N/A	N/A
Stipend	Europe	21	78498	CHECK	N/A	N/A
Stipend	Europe	161	382650	DIRECT DEPOS	N/A	N/A
Stipend	Europe	7	14000	WIRE TRANSFE	N/A	N/A
Travel	Europe	72	233829	CHECK	N/A	N/A
Travel	Europe	2	4874	WIRE TRANSFE	N/A	N/A
Travel	Europe	1	16000	DIRECT DEPOS	N/A	N/A
General Support	Middle East and North Africa	1	500	CHECK	N/A	N/A
Honorarium	Middle East and North Africa	14	21000	CHECK	N/A	N/A
Internship Award	Middle East and North Africa	3	1800	WIRE TRANSFE	N/A	N/A
Prize	Middle East and North Africa	4	2600	CHECK	N/A	N/A
Prize	Middle East and North Africa	1	2650	WIRE TRANSFE	N/A	N/A
Research	Middle East and North Africa	25	25221	CHECK	N/A	N/A
Scholarship	Middle East and North Africa	4	127332	CHECK	N/A	N/A
Scholarship	Middle East and North Africa	2	91038	WIRE TRANSFE	N/A	N/A
Stipend	Middle East and North Africa	11	18696	CHECK	N/A	N/A
Stipend	Middle East and North Africa	22	37670	DIRECT DEPOS	N/A	N/A
Stipend	Middle East and North Africa	13	25200	WIRE TRANSFE	N/A	N/A
Travel	Middle East and North Africa	5	50200	CHECK	N/A	N/A
General Support	North America	15	4578	CHECK	N/A	N/A
General Support	North America	1	14690	WIRE TRANSFE	N/A	N/A
Honorarium	North America	9	5729	CHECK	N/A	N/A
Honorarium	North America	1	1000	WIRE TRANSFE	N/A	N/A
Internship Award	North America	9	9800	WIRE TRANSFE	N/A	N/A
Prize	North America	8	47000	CHECK	N/A	N/A
Prize	North America	1	270000	WIRE TRANSFE	N/A	N/A
Scholarship	North America	10	190951	CHECK	N/A	N/A
Scholarship	North America	51	2350603	WIRE TRANSFE	N/A	N/A
Stipend	North America	1	1200	CHECK	N/A	N/A
Stipend	North America	10	81457	DIRECT DEPOS	N/A	N/A
Travel	North America	23	46223	CHECK	N/A	N/A
Travel	North America	2	15663	DIRECT DEPOS	N/A	N/A
Honorarium	Russia and the Newly Independent States	1	500	CHECK	N/A	N/A
Internship Award	Russia and the Newly Independent States	1	2900	WIRE TRANSFE	N/A	N/A
Prize	Russia and the Newly Independent States	1	630	CHECK	N/A	N/A
Research	Russia and the Newly Independent States	1	1000	CHECK	N/A	N/A
Scholarship	Russia and the Newly Independent States	1	58329	WIRE TRANSFE	N/A	N/A
Stipend	Russia and the Newly Independent States	8	60130	DIRECT DEPOS	N/A	N/A
Honorarium	South America	2	2286	CHECK	N/A	N/A
Internship Award	South America	4	13670	WIRE TRANSFE	N/A	N/A
Internship Award	South America	0	11269	DIRECT DEPOS	N/A	N/A
PHD Grant	South America	1	1500	CHECK	N/A	N/A
Prize	South America	3	10500	CHECK	N/A	N/A
Research	South America	4	8571	CHECK	N/A	N/A
Scholarship	South America	5	193940	CHECK	N/A	N/A
Scholarship	South America	7	288270	WIRE TRANSFE	N/A	N/A
Stipend	South America	73	207698	DIRECT DEPOS	N/A	N/A
Travel	South America	70	114504	CHECK	N/A	N/A
Travel	South America	1	1200	WIRE TRANSFE	N/A	N/A
Travel	South America	1	2275	DIRECT DEPOS	N/A	N/A
General Support	South Asia	5	41383	CHECK	N/A	N/A
General Support	South Asia	1	9143	WIRE TRANSFE	N/A	N/A
Honorarium	South Asia	2	800	CHECK	N/A	N/A
Internship Award	South Asia	3	7500	WIRE TRANSFE	N/A	N/A
Prize	South Asia	1	4795	CHECK	N/A	N/A
Research	South Asia	2	2850	CHECK	N/A	N/A
Scholarship	South Asia	14	386987	CHECK	N/A	N/A
Scholarship	South Asia	7	352478	WIRE TRANSFE	N/A	N/A
Stipend	South Asia	9	25689	CHECK	N/A	N/A
Stipend	South Asia	54	135110	DIRECT DEPOS	N/A	N/A
Travel	South Asia	1	2400	DIRECT DEPOS	N/A	N/A
General Support	Sub-Saharan Africa	2	78386	WIRE TRANSFE	N/A	N/A
Honorarium	Sub-Saharan Africa	4	1800	CHECK	N/A	N/A
Internship Award	Sub-Saharan Africa	6	15500	WIRE TRANSFE	N/A	N/A
PHD Grant	Sub-Saharan Africa	2	5000	CHECK	N/A	N/A
Prize	Sub-Saharan Africa	1	5000	CHECK	N/A	N/A
Research	Sub-Saharan Africa	2	3956	CHECK	N/A	N/A
Scholarship	Sub-Saharan Africa	5	161182	CHECK	N/A	N/A
Scholarship	Sub-Saharan Africa	14	742230	WIRE TRANSFE	N/A	N/A
Stipend	Sub-Saharan Africa	6	9375	CHECK	N/A	N/A
Stipend	Sub-Saharan Africa	21	80090	DIRECT DEPOS	N/A	N/A
Travel	Sub-Saharan Africa	2	1500	CHECK	N/A	N/A

Field	Value	IRS element (for citing)
Transfer To Foreign Corp	true	TransferToForeignCorp
Interest In Foreign Trust	true	InterestInForeignTrust
Own Foreign Corp	true	OwnForeignCorp
Passive Foreign Invest Co	true	PassiveForeignInvestCo
Foreign Partnership	true	ForeignPartnership
Boycott Countries	true	BoycottCountries

Form990 Schedule F Part V Form990ScheduleFPartV

Field	Value	IRS element (for citing)
Identifier	SUPPLEMENTAL INFORMATION	Identifier
Return Reference	SCHEDULE F, PART I, LINE 2	ReturnReference
Explanation	ORGANIZATION'S PROCEDURES FOR MONITORING GRANT FUNDS THE UNIVERSITY MAINTAINS A WRITTEN POLICY THAT GOVERNS THE MONITORING OF ALL SPONSORED PROJECT GRANT FUNDING. THIS POLICY IS CONTAINED IN THE "SPONSORED PROJECTS HANDBOOK". THE POLICY STATES THAT THE PRIMARY OBLIGATION FOR THE DAY-TO-DAY MANAGEMENT OF SPONSORED PROJECTS AND INSURING COMPLIANCE WITH FEDERAL AND OTHER SPONSOR REGULATIONS IS THE RESPONSIBILITY OF THE PRINCIPAL INVESTIGATOR SUPPORTED, AS NECESSARY, BY HIS OR HER ADMINISTRATIVE STAFF. ADDITIONALLY, THE POLICY SPECIFIES THE FOLLOWING MONITORING PROCEDURES: - MONTHLY ACCOUNT RECONCILIATION - REVIEW OF SALARY AND BENEFIT CHARGES - REVIEW OF VENDOR INVOICES - REVIEW OF CHARGES INITIATED BY SERVICE OR RECHARGE CENTERS - REVIEW OF FACILITIES AND ADMINISTRATIVE CHARGES - MONITORING OF SUB-AWARDS THROUGH REVIEW OF CHARGES AND TECHNICAL PERFORMANCE REPORTS, CONDUCTING PERIODIC ONSITE VISITS, AND INITIATING AUDITS/REVIEWS WHEN NECESSARY EXPENDITURES RELATED TO FOREIGN ACTIVITY EXPENDITURES RELATED TO FOREIGN ACTIVITY ARE GENERATED FROM A NUMBER OF SCHOOLS AND CENTERS AS WELL AS THROUGH CERTAIN CENTRAL ADMINISTRATIVE ACTIVITY. EXPENDITURES RELATED TO FOREIGN ACTIVITY ARE GENERATED FROM A NUMBER OF SCHOOLS AND CENTERS AS WELL AS THROUGH CERTAIN CENTRAL ADMINISTRATIVE ACTIVITY. MOST OF THE ACTIVITY RELATES TO U.S. GOVERNMENT FUNDED PROGRAM SERVICES. OTHER ACTIVITY INCLUDES FACULTY AND STAFF TRAVEL FOR EDUCATIONAL, RESEARCH, FUNDRAISING AND OTHER PROGRAM SERVICES. NOT ALL OF THE OVERSEAS EXPENDITURES ARE SEPARATELY TRACKED AS FOREIGN ACTIVITY. THE AMOUNTS REPRESENTED ON SCHEDULE F REPRESENT THE UNIVERSITY'S GOOD FAITH EFFORTS TO CAPTURE FOREIGN ACTIVITY. -------------------------------------------------------------- FORM 990, SCHEDULE F, PART I THE AMOUNTS LISTED ON SCHEDULE F, PART I AS TOTAL EXPENDITURES FOR INVESTMENTS FOR CERTAIN REGIONS INCLUDES BOTH THE BOOK VALUE OF INVESTMENTS AND SEPARATELY TRACKED INVESTMENT EXPENDITURES IN THAT REGION. THE BREAKOUT OF THE AMOUNTS ARE AS FOLLOWS: 1) CENTRAL AMERICA AND THE CARIBBEAN - BOOK VALUE $3,620,697,798 2) EAST ASIA AND THE PACIFIC - BOOK VALUE $454,179,859 AND EXPENDITURES $147,725 3) EUROPE - BOOK VALUE $579,319,294 AND EXPENDITURES $142,085 4) NORTH AMERICA - BOOK VALUE $28,220,265 AND EXPENDITURES $3,922 5) SOUTH AMERICA - EXPENDITURES $15,330 6) SUB-SAHARAN AFRICA - BOOK VALUE $70,214,924 -----------------------------------------------------------	Explanation

Schedule G IRS990ScheduleG

Field	Value	IRS element (for citing)
Mail Solicitations	X	MailSolicitations
Email Solicitations	X	EmailSolicitations
Phone Solicitations	X	PhoneSolicitations
In Person Solicitations	X	InPersonSolicitations
Solicitation Of Non Govt Grants	X	SolicitationOfNonGovtGrants
Solicitation Of Govt Grants	X	SolicitationOfGovtGrants
Special Fundraising Events	X	SpecialFundraisingEvents
Agreement Ref Fundraising	true	AgreementRefFundraising

Fundraiser Activity Information FundraiserActivityInformation (5 entries)

Name Of IndividualNameOfIndividual	Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	ActivityActivity	Fundraiser Control Of FundsFundraiserControlOfFunds	Gross ReceiptsGrossReceipts	Amount Retained By ContractorAmountRetainedByContractor	Net To OrganizationNetToOrganization
RUFFALO CODY AND ASSOCIATES	PO BOX 3018	CEDAR RAPIDS	IA	52406	CONSULTING	false	1644883	488317	1156566
MARILYN SILVERSTEIN	24 MERRIL ROAD	WATERTOWN	MA	02472	CONSULTING	false	17316000	79249	17236751
KIMBA INC	1050 E 11TH ST	AUSTIN	TX	78702	CONSULTING	false	6855455	60000	6795455
STORY WORLDWIDE LLC	16017 COLLECTIONS CENTER DR	CHICAGO	IL	60693	CONSULTING	false	6855455	404429	6451026
ANDREA RETZY COMMUNICATIONS	215 WEST 84TH	NEW YORK	NY	10024	CONSULTING	false	858651	9485	849166

Field	Value	IRS element (for citing)
Total Gross Receipts	33530444	TotalGrossReceipts
Total Retained By Contractors	1041480	TotalRetainedByContractors
Total Net To Organization	32488964	TotalNetToOrganization
Licensed States	NY	LicensedStates

Events Information EventsInformation

Field	Value	IRS element (for citing)
Name Of Event1	ANNUAL DINNER	NameOfEvent1
Gross Receipts Event1	1345110	GrossReceiptsEvent1
Charitable Contributions Event1	1186710	CharitableContributionsEvent1
Gross Revenue Event1	158400	GrossRevenueEvent1
Food And Beverage Event1	297584	FoodAndBeverageEvent1
Other Direct Expenses Event1	30462	OtherDirectExpensesEvent1
Name Of Event2	AWARDS DINNER	NameOfEvent2
Gross Receipts Event2	580179	GrossReceiptsEvent2
Charitable Contributions Event2	447279	CharitableContributionsEvent2
Gross Revenue Event2	132900	GrossRevenueEvent2
Non Cash Prizes Event2	2800	NonCashPrizesEvent2
Rent Facility Costs Event2	44737	RentFacilityCostsEvent2
Food And Beverage Event2	140231	FoodAndBeverageEvent2
Other Direct Expenses Event2	67041	OtherDirectExpensesEvent2
Total Number Of Other Events	43	TotalNumberOfOtherEvents
Gross Receipts Other Events	4082563	GrossReceiptsOtherEvents
Charitable Contrib Other Events	3583468	CharitableContribOtherEvents
Gross Revenue Other Events	499095	GrossRevenueOtherEvents
Other Direct Expenses Other Events	499095	OtherDirectExpensesOtherEvents
Gross Receipts Total	6007852	GrossReceiptsTotal
Charitable Contributions Total	5217457	CharitableContributionsTotal
Gross Revenue Total Events	790395	GrossRevenueTotalEvents
Non Cash Prizes Total Events	2800	NonCashPrizesTotalEvents
Rent Facility Costs Total Events	44737	RentFacilityCostsTotalEvents
Food And Beverage Total Events	437815	FoodAndBeverageTotalEvents
Other Direct Expenses Total Events	596598	OtherDirectExpensesTotalEvents
Direct Expense Summary Events	1081950	DirectExpenseSummaryEvents
Net Income Summary	-291555	NetIncomeSummary

Schedule I IRS990ScheduleI

Field	Value	IRS element (for citing)
Records Maintained	true	RecordsMaintained

Recipient Table RecipientTable (281 entries)

Address Line1AddressUS/AddressLine1	Address Line2AddressUS/AddressLine2	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	EIN Of RecipientEINOfRecipient	IRC SectionIRCSection	Amount Of Cash GrantAmountOfCashGrant	Method Of ValuationMethodOfValuation	Description Of Non Cash AssistanceDescriptionOfNonCashAssistance	Purpose Of GrantPurposeOfGrant
AETHLABS
2180 FOLSOM STREET	3RD FLOOR	SAN FRANCISCO	CA	94110	452532548	501(C)(3)	80599	N/A	N/A	RESEARCH
ALBANY MEDICAL CENTERCOLLEGE
SPONSORED PROGRAMS MC-107	47 NEW SCOTLAND AVE	ALBANY	NY	12208	141338310	501(C)(3)	534351	N/A	N/A	RESEARCH
ALIANZA DOMINICANA
2410 AMSTERDAM AVE		NEW YORK	NY	10033	133402057	501(C)(3)	83448	N/A	N/A	RESEARCH
AMERICAN MUSEUM OF NATURAL HISTORY
79TH ST AT CENTRAL PARK WEST		NY	NY	10024	136162659	501(C)(3)	71239	N/A	N/A	RESEARCH
AMERICAN UNIVERSITY
4400 MASSACHUSETTS AVE		WASHINGTON	DC	20016	530196549	501(C)(3)	12676	N/A	N/A	RESEARCH
ARC XVI FORT WASHINGTON INC SENIOR
4111 BROADWAY		NEW YORK	NY	10033	132745426	501(C)(3)	33419	N/A	N/A	RESEARCH
ARIZONA STATE UNIVERSITY
PO BOX 876011 TEMPLE AZ 85287		TEMPE	AZ	852876011	860196696	501(C)(3)	136539	N/A	N/A	RESEARCH
ARTSTOR
151 EAST 61ST STREET		NEW YORK	NY	10065	300152767	501(C)(3)	252137	N/A	N/A	RESEARCH
ATMOSPHERIC AND ENVIRONMENTAL RESEARCH
PO BOX 5175		NEW YORK	NY	100875175	042608324	501(C)(3)	179337	N/A	N/A	RESEARCH
BARNARD COLLEGE
HOUSING OFF	110 SULZBERGER HALL 3009 BROADWAY	NEW YORK	NY	10027	131628149	501(C)(3)	219584	N/A	N/A	RESEARCH
BATTELLE
ATTN CASHIER	PO BOX 84262	SEATTLE	WA	981245562	314379427	501(C)(3)	34363	N/A	N/A	RESEARCH
BAYLOR COLLEGE OF MEDICINE
ONE BAYLOR PLAZA MS 225		HOUSTON	TX	77030	741613878	501(C)(3)	639803	N/A	N/A	RESEARCH
BERMUDA INSTITUTE OF OCEAN SCIENCES
PO BOX 604		ALEXANDRIA	VA	22313	060706038	501(C)(3)	124411	N/A	N/A	RESEARCH
BETH ISRAEL DEACONESS MEDICAL CENTER
330 BROOKLINE AVENUE		BOSTON	MA	02215	042103881	501(C)(3)	129032	N/A	N/A	RESEARCH
BOSTON UNIVERSITY
ACCOUNTS RECEIVABLE	4TH FLOOR 881 COMMONWEALTH AVE	BOSTON	MA	02215	042103547	501(C)(3)	1037994	N/A	N/A	RESEARCH
BOWDOIN COLLEGE
KERRI MORTHLAND	5400 COLLEGE STATION	BRUNSWICK	ME	04011	010215213	501(C)(3)	88115	N/A	N/A	RESEARCH
BRANDEIS UNIVERSITY
PO BOX 549110		WALTHAM	MA	024549110	042103552	501(C)(3)	351306	N/A	N/A	RESEARCH
BROADWAY HOUSING COMMUNITIES
583 Riverside Dr		NEW YORK	NY	10031	133212867	501(C)(3)	5500	N/A	N/A	RESEARCH
BRONX LEBANON HOSPITAL CENTER
1276 FULTON AVE		BRONX	NY	10456	131974191	501(C)(3)	491524	N/A	N/A	RESEARCH
CALIFORNIA INSTITUTE OF TECHNOLOGY
TREASURY SERVICES	MAIL CODE 117-15 1200 E CALIFORNIA	PASADENA	CA	91125	951643307	501(C)(3)	112355	N/A	N/A	RESEARCH
CALLEN-LORDE COMMUNITY HEALTH CENTER
356 WEST 18TH STREET		NEW YORK	NY	10011	133409680	501(C)(3)	62110	N/A	N/A	RESEARCH
CANCER PREVENTION INSTITUTE OF
2201 WALNUT AVENUE	SUITE 300	FREEMONT	CA	945382334	237427232	501(C)(3)	414649	N/A	N/A	RESEARCH
CARNEGIE-MELLON UNIVERSITY
P O BOX 371032M		PITTSBURGH	PA	152507032	250969449	501(C)(3)	10901	N/A	N/A	RESEARCH
CAROLINA BEHAVIORAL CARE
725 BROAD STREET		DURHAM	NC	27705	561780933	501(C)(3)	83780	N/A	N/A	RESEARCH
CASE WESTERN RESERVE UNIVERSITY
CWRU NPDPSC	PO BOX 92910	CLEVELAND	OH	44194	341018992	501(C)(3)	17464	N/A	N/A	RESEARCH
CATHOLIC CHARITIES COMMITY SERVICES
1011 FIRST AVENUE	6TH FLOOR	NEW YORK	NY	10022	135562185	501(C)(3)	93512	N/A	N/A	RESEARCH
CENTER FOR CHILDREN'S INITIATIVES INC
322 EIGHTH AVE 4TH FL NEW YORK N		NEW YORK	NY	10001	133039812	501(C)(3)	12000	N/A	N/A	RESEARCH
CENTRAL TEXAS VETERANS HEALTH CARE
CTVRF	1901 SOUTH 1ST 151N	TEMPLE	TX	76504	742623309	501(C)(3)	75630	N/A	N/A	RESEARCH
CHILDFUND
2821 EMERYWOOD PKWY RICHMOND VA 232		RICHMOND	VA	232616484	540536100	501(C)(3)	82988	N/A	N/A	RESEARCH
CHILDRENS HEALTH FUND
215 West 125th St	SUITE 301	NEW YORK	NY	10027	133468427	501(C)(3)	180214	N/A	N/A	RESEARCH
CHILDRENS HOSPITAL BOSTON
300 LONGWOOD AVE	RES FINANCE DEPT	BOSTON	MA	02115	042774441	501(C)(3)	51378	N/A	N/A	RESEARCH
CHILDRENS HOSPITAL MEDICAL CENTER
3333 BURNET AVENUE CINCINNATI OH 45		CINCINNATI	OH	452293039	310833936	501(C)(3)	173292	N/A	N/A	RESEARCH
CHILDRENS HOSPITAL OF LOS ANGELES
4650 SUNSET BLVD		LOS ANGELES	CA	90027	951690977	501(C)(3)	264375	N/A	N/A	RESEARCH
CHRISTIANA CARE HEALTH SYSTEM
200 HYGEIA DR	SUITE 2400	NEWARK	DE	19713	510103684	501(C)(3)	1405221	N/A	N/A	RESEARCH
CICATELLI ASSOCIATES INC
505 8TH AVE	16TH FLOOR	NY	NY	100186505	133020576	501(C)(3)	398561	N/A	N/A	RESEARCH
CLEVELAND VA MEDICAL RESEARCH AND
VAMC 151C W 10701 E BLVD CLEVELAND		CLEVELAND	OH	44106	341710663	501(C)(3)	62820	N/A	N/A	RESEARCH
CLIMATE CENTRAL
1 PALMER SQUARE	SUITE 330	PRINCETON	NJ	08542	261797336	501(C)(3)	36260	N/A	N/A	RESEARCH
CLINICAL DIRECTORS NETWORK INC
5 WEST 37TH STREET	10TH FL	NEW YORK	NY	10018	141717344	501(C)(3)	360071	N/A	N/A	RESEARCH
COLORADO STATE UNIVERSITY
2002 CAMPUS DELIVERY		FORT COLLINS	CO	80523	846000545	501(C)(3)	19255	N/A	N/A	RESEARCH
COMMUNITY AIDS RESOURCE INC
3510 BISCAYNE BLVD	SUITE 300	MIAMI	FL	33137	592564198	501(C)(3)	5494	N/A	N/A	RESEARCH
COMMUNITY LEAGUE OF THE HEIGHTS INC
500 W 159TH STREET		NY	NY	10032	132564241	501(C)(3)	23642	N/A	N/A	RESEARCH
COOK FOR YOUR LIFE
32 BROADWAY	SUITE 1101	NEW YORK	NY	10004	260525634	501(C)(3)	11106	N/A	N/A	RESEARCH
COOPER HEALTH SYSTEMCOOPER UNIVERSITY
3 COOPER PLAZA SUITE 220		CAMDEN	NJ	08103	210634462	501(C)(3)	51727	N/A	N/A	RESEARCH
CORNELL UNIVERSITY
501 OLIN LIBRARY		ITHACA	NY	14853	150532082	501(C)(3)	1245724	N/A	N/A	RESEARCH
CORNELL UNIVERSITY MEDICAL COLLEGE
575 LEXINGTON AVE 9TH FL NEW YORK N		NEW YORK	NY	10022	131623978	501(C)(3)	1299719	N/A	N/A	RESEARCH
CREIGHTON UNIVERSITY
2500 CALIFORNIA PLAZA	CONTROLLER S OFFICE	OMAHA	NE	681780410	470376583	501(C)(3)	99598	N/A	N/A	RESEARCH
DEPARTMENTS OF NYS STATE
NYC DEPT OF HEALTH	AND MENTAL HYGIENE GOTHAM CENTER	LIC	NY	111014132	136400434	501(C)(3)	188621	N/A	N/A	RESEARCH
DOMINICAN WOMENS DEVELOPMENT CENTER
519 WEST 189TH STREET		NY	NY	10040	133593885	501(C)(3)	5750	N/A	N/A	RESEARCH
DREXEL UNIV
COMMERCE BANK	P O BOX 95000-1090	PHILADELPHIA	PA	191951090	231352630	501(C)(3)	76832	N/A	N/A	RESEARCH
DREXEL UNIVERSITY COLLEGE OF MEDICINE
p o box 95000-1010		PHILADELPHIA	PA	191951010	232979433	501(C)(3)	248733	N/A	N/A	RESEARCH
DUKE UNIVERSITY
PO BOX 602651		CHARLOTTE	NC	282602651	560532129	501(C)(3)	351684	N/A	N/A	RESEARCH
EARTH IMAGES FOUNDATION INC
470 CAVOUR STREET		OAKLAND	CA	94618	077032389	501(C)(3)	37019	N/A	N/A	RESEARCH
ECO OPP COMM OF NASSAU COUNTY
OF NASSAU COUNTY INC	134 JACKSON STREET	HEMPSTEAD	NY	11550	112195458	501(C)(3)	214212	N/A	N/A	RESEARCH
EMORY UNIVERSITY
101 WOODRUFF CIRCLE	SUITE 6215	ATLANTA	GA	30322	580566256	501(C)(3)	802286	N/A	N/A	RESEARCH
EXAMINATION MANAGEMENT SERVICES INC
POBOX 202669		DALLAS	TX	753202669	751444139	501(C)(3)	123543	N/A	N/A	RESEARCH
FAMILY HEALTH INTERNATIONAL
2224 E NC HIGHWAY 54		DURHAM	NC	27713	237413005	501(C)(3)	169658	N/A	N/A	RESEARCH
FEINSTEIN INSTITUTE FOR MEDICAL RESEARCH
5 DAKOTA DR SUITE 307 LAKE SUCCESS		LAKE SUCCESS	NY	11042	112673595	501(C)(3)	179723	N/A	N/A	RESEARCH
FORDHAM UNIVERSITY
411 E FORDHAM ROAD		BRONX	NY	10458	131740451	501(C)(3)	29032	N/A	N/A	RESEARCH
FOX CHASE CANCER CENTER
604 COTTMAN AVENUE		CHELTENHAM	PA	19012	232003072	501(C)(3)	119696	N/A	N/A	RESEARCH
FRED HUTCHINSON CANCER RESEARCH CENTER
CANCER RES CTR	1100 FAIRVIEW AVE N PO BOX 19024	SEATTLE	WA	981091024	237156071	501(C)(3)	362612	N/A	N/A	RESEARCH
FUNDACONCIENCIA INC
3785 NW 62 Ave	214	DORAL	FL	33166	270824212	501(C)(3)	185996	N/A	N/A	RESEARCH
FUTURES INSTITUTE INC
41-A NEW LONDON TPKE GLASTONBURY CT		GLASTONBURY	CT	06033	204816286	501(C)(3)	21262	N/A	N/A	RESEARCH
GARDEN STATE INFECTIOUS DISEASE
709 HADDONFIELD-BERLIN RD VOORHEES		VOORHEES	NJ	08043	223310855	501(C)(3)	173303	N/A	N/A	RESEARCH
GEISINGER HEALTH SYSTEM
100 NORTH ACADEMY AVENUE	ATTN YVONNE KNIGHT WEIS CENTER FOR	DANVILLE	PA	17822	236291113	501(C)(3)	54236	N/A	N/A	RESEARCH
GEORGE MASON UNIVERSITY
4400 UNIVERSITY DRIVE		FAIRFAX	VA	22030	540836354	501(C)(3)	918216	N/A	N/A	RESEARCH
GEORGE WASHINGTON UNIVERSITY
44983 KNOLL SQUARE		ASHBURN	VA	201472692	530196584	501(C)(3)	297860	N/A	N/A	RESEARCH
GEORGETOWN UNIVERSITY
PO BOX 571164		WASHINGTON	DC	200571164	530196603	501(C)(3)	399714	N/A	N/A	RESEARCH
GEORGIA INSTITUTE OF TECHNOLOGY
PO BOX 100117		ATLANTA	GA	30384	580603146	501(C)(3)	126852	N/A	N/A	RESEARCH
GREAT LAKES MEDICAL RESEARCH LLC
138 EAST MAIN STREET		WESTFIELD	NY	14787	161602698	501(C)(3)	51472	N/A	N/A	RESEARCH
HARBOR-UCLA RESEARCH & ED INST
PO BOX 60637 LOS ANGELES CA 90060		LOS ANGELES	CA	90060	952138184	501(C)(3)	27297	N/A	N/A	RESEARCH
HARLEM UNITED COMMUNITY AIDS CENTER
123-125 WEST 124TH STREET NEW YORK		NEW YORK	NY	10027	133461695	501(C)(3)	224200	N/A	N/A	RESEARCH
HARVARD UNIVERSITY
PO BOX 415649		BOSTON	MA	022415649	042103580	501(C)(3)	651809	N/A	N/A	RESEARCH
HASTINGS CTR
21 MALCOLM GORDON RD GARRISON NY 10		GARRISON	NY	105245555	132662222	501(C)(3)	56309	N/A	N/A	RESEARCH
HEALTH AND CLIMATE FOUNDATION
1425 K St NW	SUITE 350	WASHINGTON	DC	20005	261671380	501(C)(3)	16285	N/A	N/A	RESEARCH
HEALTH RESEARCH INCORPORATED
PO BOX 2833 BUFFALO NY 14240-2833		BUFFALO	NY	142402833	141402155	501(C)(3)	433632	N/A	N/A	RESEARCH
HEBREW HOME FOR THE AGED AT RIVERDALE
5901 PALISADE AVE		RIVERDALE	NY	10471	131739971	501(C)(3)	407670	N/A	N/A	RESEARCH
HEKTOEN INSTITUTE OF MEDICINE
2240 W OGDEN AVENUE	SECOND FLOOR	CHICAGO	IL	606129982	362244897	501(C)(3)	25264	N/A	N/A	RESEARCH
HENRY JACKSON FOUNDATION
C/O MS LIZ CHIPCHOSKY	EDU500-100-10064-00-101232 1401	ROCKVILLE	MD	20852	521317896	501(C)(3)	45655	N/A	N/A	RESEARCH
HOSPITAL FOR SPECIAL SURGERY
MOTION ANALYSIS LAB	535 EAST 70TH STREET	NEW YORK	NY	10021	131624135	501(C)(3)	196298	N/A	N/A	RESEARCH
ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI
ONE GUSTAVE L LEVY PLACE	BOX 3500 ATTN JOHN A PERSAUD	NEW YORK	NY	10029	136171197	501(C)(3)	2704151	N/A	N/A	RESEARCH
INDIANA UNIVERSITY
PO BOX 66057	OFFICE OF RESEARCH ADMIN	INDIANAPOLIS	IN	462666057	356001673	501(C)(3)	46057	N/A	N/A	RESEARCH
INTEGRATED GENETICS
3400 COMPUTER DRIVE		WESTBOROUGH	MA	01581	273267315	501(C)(3)	126043	N/A	N/A	RESEARCH
INTERNATIONAL FOOD POLICY RESEARCH
2033 K STREET NW		WASHINGTON	DC	200061002	521041632	501(C)(3)	49993	N/A	N/A	RESEARCH
INTERVISION MEDIA
261 EAST 12TH AVENUE	SUITE 100	EUGENE	OR	97401	931095523	501(C)(3)	26520	N/A	N/A	RESEARCH
IOWA STATE UNIVERSITY
SPONSORED PROGRAMS ACCOUNTING AMES		AMES	IA	50011	426004224	501(C)(3)	20187	N/A	N/A	RESEARCH
JET PROPULSION LABORATORY CALIFORNIA
4800 OAK GROVE DRIVE	ATTN RAYMOND WILKENS	PASADENA	CA	91109	530201509	501(C)(3)	54566	N/A	N/A	RESEARCH
JOHNS HOPKINS UNIVERSITY
JOURNALS PUB DIV	PO BOX 19966	BALTIMORE	MD	21211	520595110	501(C)(3)	1107074	N/A	N/A	RESEARCH
KAISER PERMANENTE
1800 HARRISON ST 16TH FLR		OAKLAND	CA	94612	941105628	501(C)(3)	334899	N/A	N/A	RESEARCH
LOUISIANA STATE UNIVERSITY
433 BOLIVAR STREET		NEW ORLEANS	LA	70112	726087770	501(C)(3)	109491	N/A	N/A	RESEARCH
MAGEE-WOMENS RESEARCH INSTITUTE
3339 WARD STREET		PITTSBURGH	PA	15213	251462312	501(C)(3)	11875	N/A	N/A	RESEARCH
MAINE GEOLOGICAL SURVEY
93 STATE HOUSE STATION		AUGUSTA	ME	04333	016000001	501(C)(3)	8876	N/A	N/A	RESEARCH
MAINE MEDICAL CENTER RESEARCH INSTITUTE
22 BRAMHALL STREET		PORTLAND	ME	04102	010238552	501(C)(3)	83314	N/A	N/A	RESEARCH
MASSACHUSETTS GENERAL HOSPITAL
BANK OF AMERICA NA	PO BOX 3829	BOSTON	MA	022413829	042697983	501(C)(3)	190850	N/A	N/A	RESEARCH
MASSACHUSETTS INSTITUTE OF TECHNOLOGY
238 MAIN STREET	SUITE 402	CAMBRIDGE	MA	02142	042103594	501(C)(3)	685649	N/A	N/A	RESEARCH
MAYO CLINIC IN JACKSONVILLE
4500 SAN PABLO ROAD	DEPT OF NEUROLOGY	JACKSONVILLE	FL	32224	593337028	501(C)(3)	25883	N/A	N/A	RESEARCH
MAYO CLINIC IN ROCHESTER
200 FIRST ST SW		ROCHESTER	MN	55905	416011702	501(C)(3)	306323	N/A	N/A	RESEARCH
MEDICAL COLLEGE OF GEORGIA
PO BOX 945552	ATTN CLAIMS	ATLANTA	GA	30394	581418202	501(C)(3)	64010	N/A	N/A	RESEARCH
MEMORIAL SLOAN-KETTERING CANCER CENTER
CANCER CTR FINANCE	GENERAL POST OFFICE PO BOX 26338	NEW YORK	NY	10087	131924236	501(C)(3)	912987	N/A	N/A	RESEARCH
MENTAL HEALTH MENTAL RETARDATION OF
3840 HULEN STREET		FORT WORTH	TX	76107	751249456	501(C)(3)	318223	N/A	N/A	RESEARCH
METROPOLITAN DETROIT RESEARCH AND
4646 JOHN R ST 11R		DETROIT	MI	48201	383086750	501(C)(3)	53600	N/A	N/A	RESEARCH
MICHIGAN STATE UNIVERSITY
CONTRACT GRANT ADM	301 ADMINISTRATION BLDG	EAST LANSING	MI	48824	386005984	501(C)(3)	819745	N/A	N/A	RESEARCH
MIDWEST BIOMEDICAL RESEARCH FOUNDATION
4801 LINWOOD BLVD		KANSAS CITY	MO	64128	431496422	501(C)(3)	103280	N/A	N/A	RESEARCH
MIDWESTERN UNIVERSITY
555 31ST ST		DOWNERS GROVE	IL	60515	363377698	501(C)(3)	28567	N/A	N/A	RESEARCH
MILLENNIUM PROMISE ALLIANCE
475 RIVERSIDE DRIVE	SUITE 1040	NEW YORK	NY	10115	203042135	501(C)(3)	420437	N/A	N/A	RESEARCH
MONTEFIORE MEDICAL CENTER
PO BOX 4398 CHURCH ST NEW YORK NY 1		NEW YORK	NY	10261	131740114	501(C)(3)	143236	N/A	N/A	RESEARCH
MOUNTAIN STUDIES INSTITUTE
PO BOX 426		SILVERTON	CO	81433	731644103	501(C)(3)	6663	N/A	N/A	RESEARCH
NATIONAL BUREAU OF ECONOMIC RESEARCH
1050 MASSACHUSETTS AVE		CAMBRIDGE	MA	02138	131641075	501(C)(3)	33923	N/A	N/A	RESEARCH
NATIONAL COALITION ON HEALTH CARE
1120 G STREET NW	SUITE 810	WASHINGTON	DC	20005	521687849	501(C)(3)	90144	N/A	N/A	RESEARCH
NATIONAL JEWISH MEDICAL AND RESEARCH
1400 JACKSON ST ROOM M213	ATTN DIANE SULLIVAN	DENVER	CO	80206	742044647	501(C)(3)	25801	N/A	N/A	RESEARCH
NEW YORK ACADEMY OF MEDICINE
1216 FIFTH AVENUE	ATTN SR VP OF FINANCE ADMIN	NEW YORK	NY	10029	131656674	501(C)(3)	15000	N/A	N/A	RESEARCH
NEW YORK BLOOD CENTER
ACCOUNTS REC DEPT	PO BOX 9674	UNIONDALE	NY	115539814	131949477	501(C)(3)	847361	N/A	N/A	RESEARCH
NEW YORK CITY HEALTH AND HOSPITALS
506 LENOX AVE		NEW YORK	NY	10037	132655001	501(C)(3)	1595181	N/A	N/A	RESEARCH
NEW YORK HOSPITAL OF QUEENS
56-45 MAIN STREET	ATTN MEDICAL STAFF SOC DIRECTOR CLO	FLUSHING	NY	11355	111839362	501(C)(3)	542442	N/A	N/A	RESEARCH
NEW YORK MEDICAL COLLEGE
DEPT OF OB/GYN	1901 FIRST AVE 4B05	NEW YORK	NY	10029	131099420	501(C)(3)	170049	N/A	N/A	RESEARCH
NEW YORK STEM CELL FOUNDATION
1995 BROADWAY	SUITE 600	NEW YORK	NY	10023	202905531	501(C)(3)	92531	N/A	N/A	RESEARCH
NEW YORK UNIVERSITY
726 BROADWAY	9TH FLOOR	NEW YORK	NY	10003	135562308	501(C)(3)	346427	N/A	N/A	RESEARCH
NEW YORK UNIVERSITY MEDICAL CENTER
520 FIRST AVENUE		NEW YORK	NY	100166402	135562309	501(C)(3)	1342483	N/A	N/A	RESEARCH
NORTH CAROLINA A&T STATE UNIVERSITY
1601 E MARKET STREET		GREENSBORO	NC	27411	566000007	501(C)(3)	81149	N/A	N/A	RESEARCH
NORTH PACIFIC WILDLIFE CONSULTING LLC
12600 ELMORE ROAD		ANCHORAGE	AK	99516	460470251	501(C)(3)	29150	N/A	N/A	RESEARCH
NORTHERN CALIFORNIA INSTITUTE FOR RESEARCH
4150 CLEMENT STREET		SAN FRANCISCO	CA	94121	943084159	501(C)(3)	109443	N/A	N/A	RESEARCH
NORTHERN ILLINOIS UNIVERSITY
LOWDEN HALL 201	C/O JULIE WEBER DIRECTOR GRANT FISC	DEKALB	IL	60115	366008480	501(C)(3)	79211	N/A	N/A	RESEARCH
NORTHWESTERN UNIVERSITY
2001 SHERIDAN RD	C/O C GRIMSTED LEVERONE HALL	EVANSTON	IL	60208	362167817	501(C)(3)	174116	N/A	N/A	RESEARCH
NUNAHEALTH
1111 LANTERN BAY		HERCULES	CA	94547	800570221	501(C)(3)	25000	N/A	N/A	RESEARCH
OFM RESEARCH INC
28430 NE 47TH PLACE		REDMOND	WA	980538841	571222227	501(C)(3)	43492	N/A	N/A	RESEARCH
OHIO STATE UNIVERSITY RESEARCH
1960 KENNY ROAD		COLUMBUS	OH	432101063	316025986	501(C)(3)	141109	N/A	N/A	RESEARCH
OKLAHOMA MEDICAL RESEARCH FOUNDATION
825 NORTHEAST 13TH STREET OKLAHOMA		OKLAHOMA	OK	73104	730580274	501(C)(3)	49661	N/A	N/A	RESEARCH
OREGON RESEARCH INSTITUTE
1715 FRANKLIN BOULEVARD		EUGENE	OR	97403	930495655	501(C)(3)	16981	N/A	N/A	RESEARCH
OREGON STATE UNIVERSITY
PO BOX 1086		CORVALLIS	OR	973391086	481278540	501(C)(3)	147112	N/A	N/A	RESEARCH
PALO ALTO INSTITUTE FOR RESEACH AND
PO BOX V-38		PALO ALTO	CA	943040038	941179505	501(C)(3)	11070	N/A	N/A	RESEARCH
PARTNERS HEALTHCARE SYSTEMS INC
PO BOX 3829		BOSTON	MA	022413829	043230035	501(C)(3)	29707	N/A	N/A	RESEARCH
PATH
PO BOX 900922		SEATTLE	WA	98109	911157127	501(C)(3)	216661	N/A	N/A	RESEARCH
PENNSYLVANIA STATE UNIVERSITY
105 BOA CAREER SER UNIVERSITY PARK		UNIVERSITY PARK	PA	16802	246000376	501(C)(3)	461080	N/A	N/A	RESEARCH
PHYSICIANS FOR REPRODUCTIVE HEALTH INC
55 WEST 39TH STREET	10TH FLOOR	NEW YORK	NY	10018	133693391	501(C)(3)	18125	N/A	N/A	RESEARCH
PITTSBURGH PARKS CONSERVANCY
2000 Technology Drive	SUITE 300	PITTSBURGH	PA	14129	232882145	501(C)(3)	7530	N/A	N/A	RESEARCH
POLYTECHNIC UNIVERSITY
PO BOX 353 BROOKLYN NY 11201		BROOKLYN	NY	11201	111630820	501(C)(3)	63654	N/A	N/A	RESEARCH
PRINCETON UNIVERSITY
PO BOX 33		PRINCETON	NJ	08544	210634501	501(C)(3)	490504	N/A	N/A	RESEARCH
PUBLIC HEALTH INSTITUTE
555 12TH STREET	10TH FLOOR	OAKLAND	CA	946074046	941646278	501(C)(3)	157989	N/A	N/A	RESEARCH
PUBLIC HEALTH SOLUTIONS
40 WORTH STREET	5TH FLOOR	NEW YORK	NY	10013	135669201	501(C)(3)	93550	N/A	N/A	RESEARCH
PURDUE UNIVERSITY
23510 NETWORK PLACE		CHICAGO	IL	606731235	356002041	501(C)(3)	246507	N/A	N/A	RESEARCH
QUEENS COMPREHENSIVE PERINATAL COUNCIL
PERINATAL COUNCIL INC	FAMILY DEV CENTER 111-06 MERRICK BL	JAMAICA	NY	11433	112870422	501(C)(3)	197357	N/A	N/A	RESEARCH
RAND CORPORATION
FILE 53174		LOS ANGELES	CA	900743174	951958142	501(C)(3)	294110	N/A	N/A	RESEARCH
RARITAN BAY MEDICAL CENTER
530 NEW BRUNSWICK AVE PERTH AMBOY N		PERTH AMBOY	NJ	08861	221494442	501(C)(3)	64480	N/A	N/A	RESEARCH
RENSSELAER POLYTECHNIC INSTITUTE
PO BOX 33375		HARTFORD	CT	061503375	141340095	501(C)(3)	13271	N/A	N/A	RESEARCH
RESEARCH FOUNDATION OF THE CITY
230 WEST 41ST ST 7TH FL	ATTN MARINA VASILYEVA	NEW YORK	NY	10036	131988190	501(C)(3)	1012441	N/A	N/A	RESEARCH
RESEARCH FOUNDATION OF THE STATE
PO BOX 9	CASH RECEIPT DEPT	ALBANY	NY	122010009	141368361	501(C)(3)	2474642	N/A	N/A	RESEARCH
RESEARCH INSTITUTE AT NATIONWIDE
PO BOX 715245		COLUMBUS	OH	432715245	316056230	501(C)(3)	108351	N/A	N/A	RESEARCH
RESEARCH TRIANGLE INSTITUTE
RTI	PO BOX 900002	RALEIGH	NC	276759000	560686338	501(C)(3)	88342	N/A	N/A	RESEARCH
RETINA FOUNDATION OF THE SOUTHWEST
9900 N CENTRAL EXPRESSWAY	SUITE 400	DALLAS	TX	75231	510151514	501(C)(3)	252469	N/A	N/A	RESEARCH
RHODE ISLAND HOSPITAL
ALDRICH 3 593 EDDY ST PROVIDENCE RI		PROVIDENCE	RI	02903	050258954	501(C)(3)	41262	N/A	N/A	RESEARCH
RICE UNIVERSITY
PO BOX 1892		HOUSTON	TX	77251	741109620	501(C)(3)	10122	N/A	N/A	RESEARCH
ROCKEFELLER UNIVERSITY
1230 YORK AVE	BOX 259	NEW YORK	NY	100656399	131624158	501(C)(3)	1420791	N/A	N/A	RESEARCH
ROCKY MOUNTAIN TREE-RING
2901 MOORE LANE		FORT COLLINS	CO	80526	841413400	501(C)(3)	5490	N/A	N/A	RESEARCH
RUSH UNIVERSITY MEDICAL CENTER
1700 WEST VAN BUREN	FUND ACCOUNTING ROOM 277	CHICAGO	IL	60612	362174823	501(C)(3)	124935	N/A	N/A	RESEARCH
RUTGERS UNIVERSITY
3 RUTGERS PLAZA		NEW BRUNSWICK	NJ	08901	226001086	501(C)(3)	101950	N/A	N/A	RESEARCH
SAINT LUKES ROOSEVELT HOSPITAL CENTER
555 W 57TH ST	FUND ACCOUNTING DEPT	NEW YORK	NY	10019	132997301	501(C)(3)	620028	N/A	N/A	RESEARCH
SAINT PETERS UNIVERSITY HOSPITAL
254 EASTON AVENUE	4TH FLOOR MOB ROOM 4010	NEW BRUNSWICK	NJ	08901	221487330	501(C)(3)	367147	N/A	N/A	RESEARCH
SANDIA NATIONAL LABORATORIES
C/O BANK OF AMERICA	PO BOX 840140	DALLAS	TX	752840140	850097942	501(C)(3)	129250	N/A	N/A	RESEARCH
SANFORD HEALTH
2301 E 60TH ST NORTH SIOUX FALLS SD		SIOUX FALLS	SD	57104	460450378	501(C)(3)	26941	N/A	N/A	RESEARCH
SARC
24 FRANK LLOYD WRIGHT DR ANN ARBOR		ANN ARBOR	MI	48106	861087705	501(C)(3)	13278	N/A	N/A	RESEARCH
SEATTLE CHILDRENS HOSPITAL
SEATTLE CHILDRN RSRCH SEATTLE WA 98		SEATTLE	WA	981240728	910564748	501(C)(3)	55378	N/A	N/A	RESEARCH
SEATTLE INSTITUTE FOR BIOMEDICAL
1660 S CLUMBIAN WAY S-151F SEATTLE		SEATTLE	WA	98108	911452438	501(C)(3)	14870	N/A	N/A	RESEARCH
SIGNATURE GENOMIC LABORATORIES
POBOX 4474		SPOKANE	WA	99220	861072115	501(C)(3)	14449	N/A	N/A	RESEARCH
SOUTH CAROLINA RESEARCH FOUNDATION
901 SUMTER STREET		COLUMBIA	SC	29208	570967350	501(C)(3)	21062	N/A	N/A	RESEARCH
SOUTHERN METHODIST UNIVERSITY
PO BOX 750259		DALLAS	TX	752750259	750800689	501(C)(3)	552511	N/A	N/A	RESEARCH
SOUTHWEST ONCOLOGY GROUP
24 FRANK LLOYD WRIGHT DR ANN ARBOR		ANN ARBOR	MI	48106	261146046	501(C)(3)	213188	N/A	N/A	RESEARCH
SOUTHWEST RESEARCH INSTITUTE
6220 CULEBRA RD SAN ANTONIO TX 7823		SAN ANTONIO	TX	782385166	741070544	501(C)(3)	46359	N/A	N/A	RESEARCH
SPOKANE MENTAL HEALTH
400 S JEFFERSON STREET	SUITE 109	SPOKANE	WA	99204	910853801	501(C)(3)	9920	N/A	N/A	RESEARCH
ST LUKES'S ROOSEVELT HOSPITAL
1111 AMSTERDAM AVENUE		NEW YORK	NY	10025	132997301	501(C)(3)	38191	N/A	N/A	RESEARCH
ST LUKES-ROOSEVELT INSTITUTE FOR
CONTINUUM SERVICES	FINANCE SERVICE 555 WEST 57TH STREE	NEW YORK	NY	10019	132914343	501(C)(3)	34056	N/A	N/A	RESEARCH
STANFORD UNIVERSITY
PO BOX 44253		SAN FRANCISCO	CA	94144	941156365	501(C)(3)	642201	N/A	N/A	RESEARCH
STEVENS INSTITUTE OF TECHNOLOGY
CASTLE PT ON THE HUDSON		HOBOKEN	NJ	07030	221487354	501(C)(3)	9130	N/A	N/A	RESEARCH
STOCKHOLM INSTITUTE U S
11 CURTIS AVE		SOMERVILLE	MA	02144	204659308	501(C)(3)	44713	N/A	N/A	RESEARCH
SUFFOLK COUNTY PERINATAL COALITION
PERINATAL COALITION INC	475 EAST MAIN STREET SUITE 207	PATCHOGUE	NY	11772	112978393	501(C)(3)	203952	N/A	N/A	RESEARCH
SYMANTEC
PO BOX 742345		LOS ANGELES	CA	900742345	770181864	501(C)(3)	600000	N/A	N/A	RESEARCH
TEACHERS COLLEGE
ATT BURSAR	525 W 120 ST BOX 305	NEW YORK	NY	10027	131624202	501(C)(3)	1295024	N/A	N/A	RESEARCH
TEMPLE UNIVERSITY
PO BOX 824242		PHILADELPHIA	PA	19182	231365971	501(C)(3)	47118	N/A	N/A	RESEARCH
TEXAS A&M RESEARCH FOUNDATION
C/O WELLS FARGO BANK	POBOX 201918	DALLAS	TX	753201918	741238434	501(C)(3)	114872	N/A	N/A	RESEARCH
TEXAS NEUROLOGY PA
C/O SHARI HAND	TEXAS NEUROLOGY PA-RES DPT 6301 GAS	DALLAS	TX	75214	752654757	501(C)(3)	29012	N/A	N/A	RESEARCH
TGEN
445 N FIFTH STREET	SUITE 600	PHOENIX	AZ	85004	753065445	501(C)(3)	154503	N/A	N/A	RESEARCH
THE BRIGHAM AND WOMENS HOSPITAL INC
PO BOX 3887		BOSTON	MA	022413887	042312909	501(C)(3)	219820	N/A	N/A	RESEARCH
THE CHILDRENS HOSPITAL OF PHILADELPHIA
PO BOX 8500 PHILADELPHIA PA 19178-1		PHILADELPHIA	PA	191781457	231352166	501(C)(3)	281099	N/A	N/A	RESEARCH
THE RESEARCH FOUNDATION FOR MENTAL
RIVERVIEW CENTER	150 BROADWAY SUITE 301	MENANDS	NY	12204	141410842	501(C)(3)	4553251	N/A	N/A	RESEARCH
THE SCRIPPS RESEARCH INSTITUTE
1030 COLUMBIA AVE		CLAREMONT	CA	91711	330435954	501(C)(3)	55533	N/A	N/A	RESEARCH
THE VILLAGE SOUTH INC
3050 BISCAYNE BOULEVARD	SUITE 900	MIAMI	FL	33137	591452736	501(C)(3)	7299	N/A	N/A	RESEARCH
THOMAS JEFFERSON UNIVERSITY
SPONSORED PROGRAMS ACCT OFF	1020 WALNUT ST RM 525 SCOTT BLDG	PHIL	PA	19107	231352651	501(C)(3)	446476	N/A	N/A	RESEARCH
TRUDEAU INSTITUTE INC
154 ALGONQUIN AVENUE		SARANAC LAKE	NY	12983	141401413	501(C)(3)	157833	N/A	N/A	RESEARCH
TULANE UNIVERSITY
TULANE UNIVERSITY NEW ORLEANS LA 70		NEW ORLEANS	LA	701185549	720423889	501(C)(3)	75670	N/A	N/A	RESEARCH
US ARMY MEDICAL RESEARCH INSTITUTE OF
1425 PORTER STREET		FORT DETRICK	MD	21702	351996956	501(C)(3)	119042	N/A	N/A	RESEARCH
UNAVCO INC
LUCY MORGAN	6350 NAUTILUS DRIVE	BOULDER	CO	80301	841588357	501(C)(3)	38449	N/A	N/A	RESEARCH
UNC WILMINGTON
CONTROLLER	601 S COLLEGE ROAD - H0155	WILMINGTON	NC	284035934	561258660	501(C)(3)	101034	N/A	N/A	RESEARCH
UNIV OF NORTH CAROLINA AT CHAPEL HILL
104 AIRPORT DR CHAPEL HILL NC 27599		CHAPEL HILL	NC	275991350	942984524	501(C)(3)	6582	N/A	N/A	RESEARCH
UNIV OF TEXAS AT ARLINGTON
PO BOX 19136		ARLINGTON	TX	760190136	756000121	501(C)(3)	929608	N/A	N/A	RESEARCH
UNIVERSITY CORPORATION FOR ATMOSPHERIC
UCAR/NCAR	P O BOX 3000	BOULDER	CO	803073000	840412668	501(C)(3)	21030	N/A	N/A	RESEARCH
UNIVERSITY OF ALABAMA
AB 990 1530 3RD AVE S BIRMINGHAM AL		BIRMINGHAM	AL	352940109	636005396	501(C)(3)	95820	N/A	N/A	RESEARCH
UNIVERSITY OF ALASKA AT FAIRBANKS
109 ADMIN SVCS CTR FAIRBANKS AK 997		FAIRBANKS	AK	997757880	926000147	501(C)(3)	36231	N/A	N/A	RESEARCH
UNIVERSITY OF ARIZONA
DEPT OF GEOSCIENCES	GOULD-SIMPSON BLDG RM 208	TUCSON	AZ	857210077	866004791	501(C)(3)	67881	N/A	N/A	RESEARCH
UNIVERSITY OF CALIFORNIA AT SAN FRANCISCO
WATER RESOURCES		BERKELEY	CA	94720	946036493	501(C)(3)	198456	N/A	N/A	RESEARCH
UNIVERSITY OF CALIFORNIA DAVIS
PO BOX 989062 WEST SACREMENTO CA 9		WEST SACREMENTO	CA	957989062	956006143	501(C)(3)	130559	N/A	N/A	RESEARCH
UNIVERSITY OF CALIFORNIA IRVINE
228 ALDRICH HALL	UNIVERSITY OF CALIFORNIA	IRVINE	CA	92697	952226406	501(C)(3)	1094790	N/A	N/A	RESEARCH
UNIVERSITY OF CALIFORNIA BERKELEY
2195 HEARST AVE BERKELEY CA 94720-1		BERKELEY	CA	947201103	946002123	501(C)(3)	125364	N/A	N/A	RESEARCH
UNIVERSITY OF CALIFORNIA LOS ANGELES
1125 MURPHY HALL LOS ANGELES CA 900		LOS ANGELES	CA	90095	956006143	501(C)(3)	248018	N/A	N/A	RESEARCH
UNIVERSITY OF CALIFORNIA SAN DIEGO
9500 GILMAN DR		LA JOLLA	CA	920930009	956006144	501(C)(3)	1571632	N/A	N/A	RESEARCH
UNIVERSITY OF CHICAGO
6054 SOUTH DREXEL AVENUE		CHICAGO	IL	60637	362177139	501(C)(3)	2179662	N/A	N/A	RESEARCH
UNIVERSITY OF CINCINNATI
ACCOUTANTS REC	PO BOX 691031	CINCINNATI	OH	45269	316000989	501(C)(3)	144600	N/A	N/A	RESEARCH
UNIVERSITY OF COLORADO
SPONSORED PROJ ACCNTG DENVER CO 802		DENVER	CO	802910220	846000555	501(C)(3)	481533	N/A	N/A	RESEARCH
UNIVERSITY OF CONNECTICUT HEALTH CENTER
263 FARMINGTON AVENUE		FARMINGTON	CT	06030	521725543	501(C)(3)	37986	N/A	N/A	RESEARCH
UNIVERSITY OF DELAWARE
CASHIERS OFFICE	116 STUDENT SERVICES BLDG	NEWARK	DE	19716	516000297	501(C)(3)	7727	N/A	N/A	RESEARCH
UNIVERSITY OF FLORIDA
PO BOX 113001 GAINESVILLE FL 32611-		GAINESVILLE	FL	326113001	596002052	501(C)(3)	587203	N/A	N/A	RESEARCH
UNIVERSITY OF HAWAII
ACCESS SERVICES DEPT	HAMILTON LIBRARY ROOM 101 255 MCCAR	HONOLULU	HI	96822	996000354	501(C)(3)	56715	N/A	N/A	RESEARCH
UNIVERSITY OF ILLINOIS
ATTN FADY CHARBEL	912 S WOOD ST MC 799	CHICAGO	IL	60612	376000511	501(C)(3)	9195	N/A	N/A	RESEARCH
UNIVERSITY OF IOWA
UNIV OF IA BUS OFF	B5 JESSUP HALL	IOWA CITY	IA	52242	426004813	501(C)(3)	509262	N/A	N/A	RESEARCH
UNIVERSITY OF KANSAS
ACCOUNTS RECEIVABLE	2385 IRVING HILL RD CAMPUS WEST	LAWRENCE	KS	660447552	480680117	501(C)(3)	140868	N/A	N/A	RESEARCH
UNIVERSITY OF KANSAS MEDICAL CENTER
3901 RAINBOW BLVD KANSAS CITY KS 66		KANSAS CITY	KS	661607702	481108830	501(C)(3)	25243	N/A	N/A	RESEARCH
UNIVERSITY OF KENTUCKY RESEARCH
C/O NATIONAL CITY BANK	P O BOX 931113	CLEVELAND	OH	44193	616033693	501(C)(3)	26808	N/A	N/A	RESEARCH
UNIVERSITY OF MAINE
5717 CORBETT HALL		ORONO	ME	04469	016000769	501(C)(3)	19655	N/A	N/A	RESEARCH
UNIVERSITY OF MARYLAND
OFF OF THE COMPTRLLR COLLEGE PK MD		COLLEGE PARK	MD	20742	526002033	501(C)(3)	532890	N/A	N/A	RESEARCH
UNIVERSITY OF MASSACHUSETTS
BURSARS OFFICE	55 LAKE AVENUE NORTH	WORCHESTER	MA	01605	043167352	501(C)(3)	331979	N/A	N/A	RESEARCH
UNIVERSITY OF MEDICINE AND DENTISTRY OF NJ
335 GEORGE ST NEW BRUNSWICK NJ 0890		NEW BRUNSWICK	NJ	089032685	221775306	501(C)(3)	2032746	N/A	N/A	RESEARCH
UNIVERSITY OF MIAMI
SPONSORED PROGRAMS	PO BOX 405803	ATLANTA	GA	303845803	590624458	501(C)(3)	512566	N/A	N/A	RESEARCH
UNIVERSITY OF MICHIGAN
BOX 223131		PITTSBURGH	PA	15251	386006309	501(C)(3)	2538381	N/A	N/A	RESEARCH
UNIVERSITY OF MINNESOTA
NW 5957	PO BOX 1450	MINNEAPOLIS	MN	55485	416007513	501(C)(3)	232896	N/A	N/A	RESEARCH
UNIVERSITY OF MISSOURI
P O BOX 807012		KANSAS CITY	MO	641807012	436003859	501(C)(3)	341537	N/A	N/A	RESEARCH
UNIVERSITY OF NEBRASKA MEDICAL CENTER
UNIVERSITY OF NEBRASKA	982045 NEBRASKA MEDICAL CENTER	OMAHA	NE	681982045	470049123	501(C)(3)	12323	N/A	N/A	RESEARCH
UNIVERSITY OF NEW HAMPSHIRE
SERVICE BUILDING ROOM 109		DURHAM	NH	03824	026000937	501(C)(3)	22643	N/A	N/A	RESEARCH
UNIVERSITY OF NEW MEXICO
1 UNIV OF NEW MEXICO ALBUQUERQUE NM		ALBUQUERQUE	NM	871313106	856000642	501(C)(3)	110278	N/A	N/A	RESEARCH
UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL
Cb 1260 104 Airport Rd CHAPEL HILL		CHAPEL HILL	NC	27599	566001393	501(C)(3)	743618	N/A	N/A	RESEARCH
UNIVERSITY OF PENNSYLVANIA
3451 WALNUT ST PHILADELPHIA PA 1910		PHILADELPHIA	PA	191046205	231352685	501(C)(3)	850406	N/A	N/A	RESEARCH
UNIVERSITY OF PITTSBURGH
PO BOX 371220		PITTSBURGH	PA	15251	250965591	501(C)(3)	119118	N/A	N/A	RESEARCH
UNIVERSITY OF ROCHESTER
910 GENESEE ST		ROCHESTER	NY	146113847	160743209	501(C)(3)	439308	N/A	N/A	RESEARCH
UNIVERSITY OF SOUTH FLORIDA
PO BOX 864568	RESEARCH PROJECTS RECEIVABLES	ORLANDO	FL	328864568	593102112	501(C)(3)	297249	N/A	N/A	RESEARCH
UNIVERSITY OF SOUTHERN CALIFORNIA
SPONSORED PROJ ACCNTG LOS ANGELES C		LOS ANGELES	CA	90074	951642394	501(C)(3)	389528	N/A	N/A	RESEARCH
UNIVERSITY OF TENNESSEE
BURSARS OFFICE	210 STUDENT SERV BLDG	KNOXVILLE	TN	37996	626001636	501(C)(3)	41123	N/A	N/A	RESEARCH
UNIVERSITY OF TEXAS
AMEGY BANK OF TEXAS	PO BOX 4786-750	HOUSTON	TX	77210	746000949	501(C)(3)	257067	N/A	N/A	RESEARCH
UNIVERSITY OF TEXAS AT AUSTIN
POBOX 7159		AUSTIN	TX	787137159	746000203	501(C)(3)	426169	N/A	N/A	RESEARCH
UNIVERSITY OF TEXAS AT DALLAS
800 W CAMPBELL RD		RICHARDSON	TX	75080	751305566	501(C)(3)	30737	N/A	N/A	RESEARCH
UNIVERSITY OF TEXAS SOUTHWESTERN
GRANTS ACCTING	PO BOX 841765	DALLAS	TX	75284	756002868	501(C)(3)	140775	N/A	N/A	RESEARCH
UNIVERSITY OF UTAH
30 N 1900 EAST	5C124 SOM	SALT LAKE CITY	UT	84132	876000525	501(C)(3)	395458	N/A	N/A	RESEARCH
UNIVERSITY OF VERMONT AND STATE
PO BOX 1389		WILLISTON	VT	054951389	030179440	501(C)(3)	27960	N/A	N/A	RESEARCH
UNIVERSITY OF VIRGINIA
PO BOX 400195 CHARLOTTESVILLE VA 22		CHARLOTTESVILLE	VA	229044195	546046419	501(C)(3)	284320	N/A	N/A	RESEARCH
UNIVERSITY OF WASHINGTON
3917 UNIVER WAY NE SEATTLE WA 98105		SEATTLE	WA	981056692	916001537	501(C)(3)	538634	N/A	N/A	RESEARCH
VANDERBILT UNIVERSITY
2301 Vanderbilt Pl		NASHVILLE	TN	37235	620476822	501(C)(3)	310741	N/A	N/A	RESEARCH
VIRGINIA COMMONWEALTH UNIVERSITY
PO BOX 843039	DIRECTOR GRANTS CONTRACTS	RICHMOND	VA	23284	546001758	501(C)(3)	30000	N/A	N/A	RESEARCH
VISITING NURSE SERVICE OF NEW YORK
5 PENN PLAZA	12TH FLOOR	NEW YORK	NY	10001	133189926	501(C)(3)	322734	N/A	N/A	RESEARCH
WAKE FOREST UNIVERSITY SCHOOL OF
HEALTH SCIENCES	CONTROLLER S OFFICE MEDICAL CENTER	WINSTON SALEM	NC	27157	560532138	501(C)(3)	39137	N/A	N/A	RESEARCH
WASHINGTON UNIVERSITY ST LOUIS
700 ROSEDALE AVE CAMPUS ST LOUIS MO		ST LOUIS	MO	631121408	430653611	501(C)(3)	71119	N/A	N/A	RESEARCH
WEILL MED COLLEGE OF CORNELL UNIV
1300 YORK AVENUE BOX 288		NEW YORK	NY	10001	131623978	501(C)(3)	23186	N/A	N/A	RESEARCH
WEST HARLEM ENVIRONMENTAL ACTION INC
1854 AMSTERDAM AVENUE	2ND FLOOR	NY	NY	10031	133800068	501(C)(3)	108798	N/A	N/A	RESEARCH
WEST PENN ALLEGHENY HEALTH SYSTEM
2 ALLEGHENY CTR 11TH FL PITTSBURGH		PITTSBURGH	PA	15212	251320493	501(C)(3)	13691	N/A	N/A	RESEARCH
WESTERN ENVIRONMENTAL TECHNOLOGY LABS
16326 COLLECTIONS CTR DR CHICAGO IL		CHICAGO	IL	60693	931072453	501(C)(3)	107024	N/A	N/A	RESEARCH
WOODROW WILSON INTERNATIONAL CENTER FOR
FOR SCHOLARS	1300 PENNSYLVANIA AVE NW	WASHINGTON	DC	20004	521067541	501(C)(3)	5973	N/A	N/A	RESEARCH
WOODS HOLE OCEANOGRAPHIC INSTITUTION
MAIL STOP 8	ATTN SUSAN HANDWORK	WOODS HOLE	MA	02543	042105850	501(C)(3)	212681	N/A	N/A	RESEARCH
WOODS HOLE RESEARCH CENTER
149 WOODS HOLE ROAD		FALMOUTH	MA	02540	043005094	501(C)(3)	48166	N/A	N/A	RESEARCH
YALE UNIVERSITY
ADMIN PO BOX 1873 NEW HAVEN CT 0650		NEW HAVEN	CT	065081873	060646973	501(C)(3)	2259504	N/A	N/A	RESEARCH
YESHIVA UNIVERSITY
OF YESHIVA UNIV	JACK AND PEARL RESNICK CAMPUS BELFE	BRONX	NY	10461	131624225	501(C)(3)	1504783	N/A	N/A	RESEARCH
NATIONAL MUSEUM OF AMERICAN JEWISH HISTORY
101 S INDEP MALL EAST PHILADELPHIA		PHILADELPHIA	PA	191062517	237479280	501(C)(3)	18000	N/A	N/A	FINANCIAL AID
COLUMBIA COMMUNITY IMPACT
2980 BRDWAY105 EARL HALL NEW YORK		NEW YORK	NY	10027	133386904	501(C)(3)	60000	N/A	N/A	RESEARCH
Adults and Children in Trust Childrens' Quest Fin
1047 Amsterdam Avenue		New York	NY	10025	131623934	501(C)(3)	7000	N/A	N/A	FINANCIAL AID
Alexander Robertson School
3 West 95th Street		New York	NY	10025	131760095	501(C)(3)	8000	N/A	N/A	FINANCIAL AID
Behind the Book Inc
356 West 123rd Street		New York	NY	10025	320086097	501(C)(3)	7500	N/A	N/A	PROGRAM SVCS
Broadway Community Inc
601 West 114th Street		New York	NY	10025	133652817	501(C)(3)	12162	N/A	N/A	FOOD SUPPLIES
Broadway Presbyterian Nursery School
601 West 114th Street		New York	NY	10025	131623916	501(C)(3)	9000	N/A	N/A	FINANCIAL AID
Cathedral Community Cares of St John the Divine -
1047 Amsterdam Avenue		New York	NY	10025	131623934	501(C)(3)	8000	N/A	N/A	FOOD AND EQUIP
Children's Learning Center of Morningside Heights
90 La Salle Street		New York	NY	10025	134111840	501(C)(3)	10000	N/A	N/A	FINANCIAL AID
Doing Art Together Inc
127 West 127th Street	1st floor	New York	NY	10027	133363579	501(C)(3)	5500	N/A	N/A	INTERNSHIP
Figure Skating In Harlem
361 West 125th Street	2nd floor	New York	NY	10027	133945168	501(C)(3)	6500	N/A	N/A	PROGRAM SVCS
Graham Windham- Beacon Center Youth Literacy Progr
33 Irving Place	7th Floor	New York	NY	10003	132926426	501(C)(3)	6000	N/A	N/A	PROGRAM SVCS
Hale House Center Inc
152 West 122nd Street		New York	NY	10027	132700687	501(C)(3)	10000	N/A	N/A	PROGRAM SVCS
Harlem Academy
1330 Fifth Avenue		New York	NY	10026	562454573	501(C)(3)	9000	N/A	N/A	FINANCIAL AID
Purple Circle Day Care
251 West 100th Street		New York	NY	10022	133073319	501(C)(3)	10000	N/A	N/A	FINANCIAL AID
Red Balloon Day Care Center Inc
560 Riverside Drive		New York	NY	10027	132772534	501(C)(3)	10000	N/A	N/A	FINANCIAL AID
Rev Linnette C Williamson Memorial Park Associat
141 West 139th Street	C44	New York	NY	10030	133861293	501(C)(3)	6000	N/A	N/A	PROGRAM SVCS
St Mary's Episcopal Church Soup Kitchen and Food
521 West 126th Street		New York	NY	10027	131624179	501(C)(3)	6000	N/A	N/A	FOOD SUPPLIES
Top Honors Inc
PO Box 7473		New York	NY	10023	753062601	501(C)(3)	10000	N/A	N/A	PROGRAM SVCS
Uptown Inner City League Inc
3333 Broadway Tower 1E	13K	New York	NY	10031	133823616	501(C)(3)	7214	N/A	N/A	TRANSPORTATION
Veritas Therapeutic Community Inc
138-02 Queens Blvd		Briarwood	NY	11435	133082021	501(C)(3)	8000	N/A	N/A	PROGRAM SVCS
Wendy Hilliard Foundation
550 West 155th Street		New York	NY	10025	133879321	501(C)(3)	10000	N/A	N/A	PROGRAM SVCS
West Side Campaign Against Hunger
263 West 86th Street		New York	NY	10024	710908184	501(C)(3)	10000	N/A	N/A	FOOD SUPPLIES
REID HALL INC
205 LOW MEMORIAL LIBRARY		NEW YORK	NY	10027	131611126	501(C)(3)	344485	N/A	N/A	CAPITAL CONTR
COLUMBIA OPHTHALMOLOGY CONSULTANTS INC
635 WEST 165TH STREET		NEW YORK	NY	10032	133908637	501(C)(3)	1316111	N/A	N/A	CAPITAL CONTR
COLUMBIA UNIVERSITY HEALTH CARE INC
630 WEST 168TH STREET		NEW YORK	NY	10032	133948652	501(C)(3)	3088530	N/A	N/A	CAPITAL CONTR
COLUMBIA UNIVERSITY PRESS
61 WEST 62ND STREET 3RD FL		NEW YORK	NY	10023	131623968	501(C)(3)	1000000	N/A	N/A	CAPITAL CONTR

Field	Value	IRS element (for citing)
Total Nbr Of501 C3 And Govt Grants	281	TotalNbrOf501C3AndGovtGrants
Total Nbr Of Other Organizations	0	TotalNbrOfOtherOrganizations

Form990 Schedule I Part III Form990ScheduleIPartIII (2 entries)

Type Of GrantTypeOfGrant	Number Of RecipientsNumberOfRecipients	Amount Of Cash GrantAmountOfCashGrant	Method Of ValuationMethodOfValuation	Description Of Non Cash AssistanceDescriptionOfNonCashAssistance
STUDENT TUITION GRANTS AND SCHOLARSHIPS	24113	400377469	N/A	N/A
CS NANCY RUPP COMMUNITY SCHOLARSHIP	4	12000	N/A	N/A

Form990 Schedule I Part IV Form990ScheduleIPartIV

Field	Value	IRS element (for citing)
Identifier	DESCRIPTION OF ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANTS	Identifier
Return Reference	FORM 990, SCHEDULE I	ReturnReference
Explanation	THE UNIVERSITY MAINTAINS A WRITTEN POLICY THAT GOVERNS THE MONITORING OF THE USE OF SPONSORED PROJECT GRANT FUNDING BY SUBRECIPIENTS. THE POLICY MANDATES MONITORING IN TWO AREAS: (A) SUBRECIPIENT INSTITUTION COMPLIANCE WITH THE AUDITING REQUIREMENTS OF OMB CIRCULAR A-133, AND (B) SUBRECIPIENT INSTITUTION'S APPROPRIATE MANAGEMENT OF SUBAWARD. THE UNIVERSITY'S SPONSORED PROJECTS FINANCE GROUP COLLECTS A-133 REPORTS FROM SUBRECIPIENT INSTITUTIONS, AND THE PRINCIPAL INVESTIGATORS CARRY OUT THE SECOND TYPE OF MONITORING, PRINCIPALLY BY: - ROUTINELY GATHERING AND REVIEWING TECHNICAL PERFORMANCE REPORTS; - ROUTINELY REVIEWING INVOICES AND EXPENSES RELATIVE TO BUDGET; - CONDUCTING PERIODIC ON-SITE VISITS, WHEN NECESSARY; AND - INITIATING AUDITS, WHEN NECESSARY.	Explanation

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
First Class Or Charter Travel	X	FirstClassOrCharterTravel
Travel For Companions	X	TravelForCompanions
Idemnification Gross Up Payments	X	IdemnificationGrossUpPayments
Housing Allowance Or Residence	X	HousingAllowanceOrResidence
Personal Services	X	PersonalServices
Written Policy Re T And E Expenses	true	WrittenPolicyReTAndEExpenses
Substantiation Required	true	SubstantiationRequired
Compensation Committee	X	CompensationCommittee
Independent Consultant	X	IndependentConsultant
Form990 Of Other Organizations	X	Form990OfOtherOrganizations
Compensation Survey	X	CompensationSurvey
Board Or Committee Approval	X	BoardOrCommitteeApproval
Severance Payment	false	SeverancePayment
Supplemental Nonqual Retire Plan	true	SupplementalNonqualRetirePlan
Equity Based Comp Arrangement	false	EquityBasedCompArrangement
Comp Based On Revenue Of Filing Org	true	CompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related Orgs	false	CompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing Org	false	CompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate Orgs	false	CompBasedNetEarningsRelateOrgs
Any Non Fixed Payments	true	AnyNonFixedPayments
Initial Contract Exception	true	InitialContractException
Rebuttable Presumption Procedure	true	RebuttablePresumptionProcedure

Form990 Schedule J Part II Form990ScheduleJPartII (20 entries)

TitleTitle	Base Compensation Filing OrgBaseCompensationFilingOrg	Comp Based On Related OrgsCompBasedOnRelatedOrgs	Bonus Filing OrgBonusFilingOrg	Bonus Related OrgsBonusRelatedOrgs	Other Compensation Filing OrgOtherCompensationFilingOrg	Other Compensation Related OrgsOtherCompensationRelatedOrgs	Deferred Comp Filing OrgDeferredCompFilingOrg	Deferred Comp Related OrgsDeferredCompRelatedOrgs	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg	Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs	Total Compensation Filing OrgTotalCompensationFilingOrg	Total Compensation Related OrgsTotalCompensationRelatedOrgs	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg	Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs
LEE C BOLLINGER
PRESIDENT	1012707	0	405250	0	1593281	0	25745	0	378679	0	3415662	0	1260167	0
JANE E BOOTH
GENERAL COUNSEL	549960	0	0	0		0	25745	0	19086	0	594791	0	0	0
JOHN COATSWORTH
PROVOST	617813	0	6200	0	41160	0	25745	0	18009	0	708927	0	0	0
JEROME DAVIS
SECRETARY	324108	0	0	0		0	25745	0	13571	0	363424	0	0	0
NICHOLAS B DIRKS
EXEC VP- A&S (THROUGH 12/2012)	487260	0	4900	0	10	0	38245	0	36270	0	566685	0	0	0
KENNETH A FORDE MD
TRUSTEE	0	0	0	0	789000	0		0	2592	0	791592	0	0	0
DR LEE GOLDMAN MD
EXEC VP FOR HEALTH SCIENCES	1092668	0	9645	0	73907	0	481745	0	7302	0	1665267	0	0	0
PETER HOLLAND
EXEC VP OF INVESTMENT MGMT	760102	0	2269040	0		0	1980358	0	37621	0	5047121	0	2006210	0
JOSEPH A IENUSO
EXEC VP OF FACILITIES	420520	0	4287	0	10	0	25745	0	45353	0	495915	0	0	0
ROBERT KASDIN
SENIOR EXECUTIVE VP	716498	0	0	0		0	25745	0	30394	0	772637	0	0	0
NIRMAL NARVEKAR
PRESIDENT OF INVESTMENT MGMT	847887	0	2524706	0		0	2200593	0	29127	0	5602313	0	2232262	0
ANNE R SULLIVAN
EXECUTIVE VP FOR FINANCE	489858	0	4675	0		0	25745	0	42513	0	562791	0	0	0
FREDERICK M VAN SICKLE
EXEC VP - UNIV. DEV & ALUM REL	511468	0	0	0		0	25745	0	33963	0	571176	0	0	0
DAVID N SILVERS
CLINICAL PROFESSOR	2996436	0	2319889	0	0	0	30173	0	9451	0	5355949	0	0	0
JEFFREY W MOSES
PROFESSOR OF MEDICINE	3084928	0	0	0	0	0	29798	0	47029	0	3161755	0	0	0
CRAIG R SMITH
PROFESSOR OF SURGERY	2076573	0	0	0	0	0	34668	0	20034	0	2131275	0	0	0
EMILE BACHA
PROFESSOR OF SURGERY	1843205	0	0	0	0	0	27856	0	53708	0	1924769	0	0	0
MARTIN B LEON
PROFESSOR OF SURGERY	1609928	0	0	0	0	0	29798	0	29626	0	1669352	0	0	0
ALAN BRINKLEY
PROVOST (FORMER)	395949	0	0	0	40000	0	38245	0	28132	0	502326	0	0	0
SUSAN K FEAGIN
EXEC VP-UNIV. DEV&ALUM(FORMER)	522474	0	5202	0	0	0	25745	0	9042	0	562463	0	0	0

Form990 Schedule J Part III Form990ScheduleJPartIII

Field	Value	IRS element (for citing)
Identifier	SUPPLEMENTAL COMPENSATION INFORMATION	Identifier
Explanation	NOTES TO PART I, LINE 1A FIRST CLASS OR CHARTER TRAVEL IN CERTAIN LIMITED CIRCUMSTANCES, CERTAIN INDIVIDUALS MAY TRAVEL FIRST CLASS WHEN THE TRAVEL IS SUBSTANTIATED AS REASONABLE EXPENSES TO SUPPORT THE MISSION OF THE UNIVERSITY. ANY FIRST CLASS EXCEPTIONS TO THE UNIVERSITY'S POLICY ARE SUBJECT TO REVIEW AND APPROVAL. TRAVEL FOR COMPANIONS IN CERTAIN CIRCUMSTANCES, THE SPOUSE OF THE PRESIDENT OR OTHER KEY EMPLOYEE MAY TRAVEL FOR UNIVERSITY PURPOSES. EXAMPLES OF SUCH TRAVEL INCLUDE ATTENDANCE AT FUNDRAISING OR ALUMNI EVENTS, AS WELL AS REPRESENTING THE UNIVERSITY AT AWARDS PRESENTATIONS OR INAUGURATIONS. IN ACCORDANCE WITH APPLICABLE LEGAL STANDARDS, THE UNIVERSITY WILL PAY FOR SPOUSAL TRAVEL AS A REGULAR BUSINESS EXPENSE IF THE SPOUSAL TRAVEL SERVES A "BONA FIDE BUSINESS PURPOSE" OF THE UNIVERSITY. TAX INDEMNIFICATION AND GROSS-UP PAYMENTS AS APPROVED BY THE BOARD OF TRUSTEES, THE UNIVERSITY PAID CERTAIN MEDICAL, DENTAL AND DISABILITY INSURANCE PREMIUMS ON THE PRESIDENT'S BEHALF, INCLUDING A TAX GROSS-UP ON THOSE AMOUNTS. THE TOTAL AMOUNT FOR PREMIUMS, FEES AND THE TAXES THEREON $29,312 IS SHOWN IN COLUMN (B)(III) AS OTHER REPORTABLE COMPENSATION. HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE/PERSONAL SERVICES AS A CONDITION OF EMPLOYMENT, THE PRESIDENT IS REQUIRED TO LIVE IN A HOME ON THE UNIVERSITY'S CAMPUS WHICH IS FURNISHED AND MAINTAINED AT THE UNIVERSITY'S EXPENSE. THE PRESIDENT'S HOUSING HAS BEEN VALUED AT $352,553 AND IS REPORTED AS A NON-TAXABLE BENEFIT. THE UNIVERSITY ALSO PROVIDES A CAR AND DRIVER TO BE USED BY THE PRESIDENT IN CONNECTION WITH HIS DUTIES. THE PRESIDENT IS RESPONSIBLE FOR ANY PERSONAL USE OF THE HOUSEHOLD STAFF OR CAR AND DRIVER AND OTHER PERSONAL EXPENSES. PERSONAL SERVICES OTHER REPORTABLE COMPENSATION INCLUDES $4,307 IMPUTED TO DR. GOLDMAN WITH RESPECT TO PERSONAL USE OF A CAR AND DRIVER PROVIDED BY THE UNIVERSITY (SEE PART I, COLUMN (B)(III)). NOTE TO PART I, LINE 4B CONSISTENT WITH THE 990 REPORTING REQUIREMENTS THE TOTAL COMPENSATION SHOWN PART II, COLUMN (E) INCLUDES SOME DOUBLE REPORTING. THE ACTUAL AMOUNT EARNED DURING THE CALENDAR YEAR REPORTING PERIOD WAS $2,155,495 (CALCULATED BY SUBTRACTING COLUMN F FROM COLUMN E). THE ADDITIONAL AMOUNT SHOWN IN COLUMN E INCLUDES PREVIOUSLY REPORTED DEFERRED COMPENSATION THAT WAS VESTED AND PAID DURING THE REPORTING PERIOD. DEFERRED COMPENSATION INCLUDES AMOUNTS FOR ACHIEVING PERFORMANCE MEASURES WHICH ARE SUBJECT TO SATISFYING VESTING CONDITIONS RELATED TO CONTINUING SERVICE TO THE UNIVERSITY. NOTE TO PART I, LINE 5A DR. DAVID SILVERS' COMPENSATION IS COMPRISED OF BASE COMPENSATION AND INCENTIVE COMPENSATION DETERMINED FROM HIS PERFORMANCE OF, AND REVENUES FROM, CLINICAL DUTIES IN THE UNIVERSITY'S DERMATOPATHOLOGY PRACTICE WHERE HE IS THE DIRECTOR, AND IS SUBJECT TO A CAP FOR EACH ACADEMIC YEAR. NOTE TO PART I, LINE 7 NOTE TO N.P. NARVEKAR AND PETER HOLLAND'S COMPENSATION THE UNIVERSITY HAS IMPLEMENTED A BONUS PROGRAM UNDER WHICH MR. NARVEKAR AND MR. HOLLAND ARE AWARDED PERFORMANCE-BASED BONUSES, A PORTION OF WHICH IS PAID CURRENTLY AND A PORTION OF WHICH IS SUBJECT TO SATISFYING VESTING CONDITIONS RELATED TO CONTINUING SERVICE WITH THE UNIVERSITY. BONUS AMOUNTS AWARDED AND DEFERRED FROM PREVIOUS PERIODS WITH EARNINGS THEREON PAID DURING THE CALENDAR YEAR REPORTING PERIOD ARE INCLUDED AS BONUS AND INCENTIVE COMPENSATION IN COLUMN B(II). AMOUNTS AWARDED DURING THE CALENDAR YEAR REPORTING PERIOD BUT SUBJECT TO VESTING ARE INCLUDED AS DEFERRED COMPENSATION IN COLUMN C. THIS AMOUNT IS ALSO INCLUDED IN COLUMN (E), PART II. THEREFORE, THE NUMBER IN COLUMN E REPRESENTS SOME DOUBLE REPORTING. THE ACTUAL AMOUNT EARNED DURING THE CALENDAR YEAR REPORTING PERIOD (CALCULATED BY SUBTRACTING COLUMN F FROM COLUMN E) IS $3,370,051 FOR MR. NARVEKAR AND $3,040,911 FOR MR. HOLLAND. NOTE TO PROVOST BRINKLEY'S COMPENSATION PROFESSOR BRINKLEY STEPPED DOWN AS PROVOST ON AUGUST 30, 2010. THE AMOUNT SHOWN REFLECTS COMPENSATION PAID TO HIM AS CHAIR PROFESSOR OF HISTORY. NOTE TO DR. GOLDMAN'S COMPENSATION THE UNIVERSITY HAS AGREED TO PROVIDE DR. GOLDMAN WITH SUPPLEMENTAL RETIREMENT INCOME BASED ON CUMULATIVE ANNUAL CREDITS INCLUDING AMOUNTS FOR ACHIEVING PERFORMANCE MEASURES, SUBJECT TO SATISFYING VESTING CONDITIONS RELATED TO CONTINUING SERVICES TO THE UNIVERSITY. CREDITS AWARDED FOR THE CALENDAR YEAR REPORTING PERIOD ($456,000) ARE INCLUDED AS DEFERRED COMPENSATION. NOTE TO KENNETH FORDE'S COMPENSATION KENNETH FORDE'S REPORTED COMPENSATION WAS PAID FROM A DEFERRED COMPENSATION AGREEMENT IN EFFECT WHEN DR. FORDE WAS A PROFESSOR OF SURGERY AT THE UNIVERSITY AND THE REPORTED NON-TAXABLE BENEFITS REFLECT BENEFITS FROM PARTICIPATION IN A RETIREE BENEFITS PLAN. DR. FORDE IS RETIRED FROM HIS UNIVERSITY POSITION AND RECEIVES NO COMPENSATION OR OTHER BENEFITS FOR HIS DUTIES AS A TRUSTEE. NOTE TO DR. MOSES', DR. SMITH'S, DR. BACHA'S, & DR. LEON'S COMPENSATION. THE COMPENSATION OF DR. MOSES, DR. SMITH, DR. BACHA, AND DR. LEON IS SUPPORTED BY THEIR CLINICAL ACTIVITIES, GRANTS, AND SUPPORT FROM THE UNIVERSITY'S HOSPITAL AFFILIATES. NOTE ON TRUSTEES TRUSTEES' TIME DEVOTED TO POSITION (3 HOURS PER WEEK) REPRESENTS AN AVERAGE FOR ALL TRUSTEES BASED ON ATTENDANCE AT QUARTERLY MEETINGS AND REGULARLY SCHEDULED TELEPHONIC CONFERENCES THROUGHOUT THE YEAR. BOARD OFFICERS, COMMITTEE CHAIRS AND OTHER TRUSTEES MAY DEVOTE SIGNIFICANTLY MORE TIME TO THE POSITION.	Explanation

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI (4 entries)

Bond ReferenceBondReferenceCd	Issuer EINIssuerEIN	CUSIP NumberCUSIPNumber	Date IssuedDateIssued	Issue PriceIssuePrice	Description Of PurposeDescriptionOfPurpose	DefeasedDefeased	On Behalf Of IssuerOnBehalfOfIssuer	Pool FinancingPoolFinancing
DORMITORY AUTHORITY OF STATE OF NEW YORK 2003A&B
A	146000293	649901R49	2003-03-05	122696491	FUND NEW QUALIFIED PROJECTS	true	false	false
DORMITORY AUTHORITY OF STATE OF NEW YORK 2004A
B	146000293	64983TSW4	2004-06-08	75547466	REFUND 1994A BONDS	false	false	false
DORMITORY AUTHORITY OF STATE OF NEW YORK 2004B&C
C	146000293	64983TZD8	2004-06-30	158627817	FUND NEW QUALIFIED PROJECTS	false	false	false
DORMITORY AUTHORITY OF STATE OF NEW YORK 2006A
D	146000293	64983QUE7	2006-01-18	239661669	FUND NEW QUALIFIED PROJECTS	false	false	false

Form990 Schedule K Part II Form990ScheduleKPartII (4 entries)

Bond ReferenceBondReferenceCd	Amount RetiredAmountRetired	Amount Bond DefeasedAmountBondDefeased	Total ProceedsTotalProceeds	Issuance Costs From ProceedsIssuanceCostsFromProceeds	Capital ExpendituresCapitalExpenditures	Other Spent ProceedsOtherSpentProceeds	Year Of Subst CompletionYearOfSubstCompletion	Current RefundingCurrentRefunding	Advance RefundingAdvanceRefunding	Final Allocation MadeFinalAllocationMade	Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind
A	24665000	63120000	123718793	802880	122097219	818694	2004	false	false	true	true
B	62550000	0	75547466	0	0	75547466		true	false	true	true
C	35600000	0	159406375	1020611	157343063	1042701	2007	false	false	true	true
D	34370000	0	246367334	1516885	243286427	1564052	2009	false	false	true	true

Form990 Schedule K Part III Form990ScheduleKPartIII (4 entries)

Bond ReferenceBondReferenceCd	Owning Bond Financed PropertyOwningBondFinancedProperty	Any Lease ArrangementsAnyLeaseArrangements	Mngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprty	Engage Bond Counsel ContractsEngageBondCounselContracts	Any Research AgreementsAnyResearchAgreements	Engage Bond Counsel ResearchEngageBondCounselResearch	Prcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthers	Bond Iss Meet Prvt Security Pay TestBondIssMeetPrvtSecurityPayTest	Change In Use Bond Financed PropChangeInUseBondFinancedProp	Remedial Action TakenRemedialActionTaken	Non Qualified Bond Remed ProcdrsNonQualifiedBondRemedProcdrs	Percentage Of Prvt Business Re UBIPercentageOfPrvtBusinessReUBI	Total Private Business UseTotalPrivateBusinessUse
A	false	true	true	true	true	true	0	false	false	false	true
B							0
C	false	true	true	true	true	true	0.00000	false	false	false	true	0.00000	0.00000
D	false	true	true	true	true	true	0.00060	false	false	false	true	0.00170	0.00230

Form990 Schedule K Part IV Form990ScheduleKPartIV (4 entries)

Bond ReferenceBondReferenceCd	Form8038 T FiledForm8038TFiled	Rebate Not Due YetRebateNotDueYet	Exception To RebateExceptionToRebate	No Rebate DueNoRebateDue	Variable Rate IssueVariableRateIssue	Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds	Gross Proceeds Invested In GICGrossProceedsInvestedInGIC	Business Name Line1NameOfGICProvider/BusinessNameLine1	Gross Proceeds InvestedGrossProceedsInvested	Written Proc To Monitor ReqsWrittenProcToMonitorReqs
0
A	false	false	false	true	true	false	false	0	false	true
0
B	false	false	false	true	false	false	false	0	false	true
0
C	false	false	false	true	false	false	false	0	false	true
0
D	false	false	false	true	false	false	false	0	false	true

Form990 Schedule K Part V Form990ScheduleKPartV (4 entries)

Bond ReferenceBondReferenceCd	Proc To Undertk Corrective ActionProcToUndertkCorrectiveAction
A	true
B	true
C	true
D	true

Form990 Schedule K Part VI Form990ScheduleKPartVI (4 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
SCHEDULE K, PART II, LINE 3	0	DIFFERENCES IN AMOUNTS ENTERED IN PART I, COLUMN (E) AND PART II, LINE 3 REPRESENT INVESTMENT EARNINGS. -------------------------------------------------------------- SCHEDULE K, PART II, LINE 11 OTHER SPENT PROCEEDS AMOUNTS REPORTED ON SCHEDULE K, PART II, LINE 11 REPRESENT THE NEW YORK STATE BOND TAX ASSOCIATED WITH EACH ISSUE WITH THE EXCEPTION OF THE 2012A BOND ISSUE. ------------------------------------------------------------- SCHEDULE K, PART II, LINE 13 YEAR OF SUBSTANTIAL COMPLETION, LINE 13, HAS BEEN LEFT BLANK FOR SERIES 2004A AND 2006B ISSUES SINCE THESE WERE REFUNDING ISSUES AND AS SUCH NO PROJECTS WERE ASSOCIATED WITH THE BONDS. --------------------------------------------------------------
SCHEDUEL K, PART III, LINES 4-5	0	FOR ALL ISSUES, THE UNIVERSITY HAS ALLOCATED EQUITY INVESTED IN THE FINANCED PROPERTIES TO SOURCES OF PRIVATE BUSINESS USE, WITH THE EXCEPTION OF ISSUANCE COSTS, WITHIN THE REQUIRED TIME FRAME AND HAS CAREFULLY MANAGED THE TYPES OF ACTIVITIES CONDUCTED IN BOND-FINANCED FACILITIES. AS SUCH, THE UNIVERSITY HAS REPORTED 0% PRIVATE BUSINESS USE FOR THE SERIES 2003A&B, SERIES 2004B&C, SERIES 2011A AND SERIES 2012A ISSUES AND MINIMAL PRIVATE BUSINESS USE FOR THE REMAINING ISSUES ON SCHEDULE K. --------------------------------------------------------------
SCHEDULE K, PART I, COLUMN (G)	0	COLUMN (G) OF PART I HAS BEEN ANSWERED YES FOR THE 2003A&B AND 2008A BOND ISSUES. THE 2003A BOND ISSUE WAS FULLY DEFEASED AND THE 2008A BOND ISSUE WAS PARTIALLY DEFEASED. --------------------------------------------------------------
SCHEDULE K, PART IV, LINE 2	0	THE LATEST ARBITRAGE COMPUTATION DATE FOR DASNY 2003A&B, 2004A, 2004B&C, 2006A, 2006B, 2008A, 2009A, 2011A AND 2012A WAS DECEMBER 31, 2012.

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI (4 entries)

Bond ReferenceBondReferenceCd	Issuer EINIssuerEIN	CUSIP NumberCUSIPNumber	Date IssuedDateIssued	Issue PriceIssuePrice	Description Of PurposeDescriptionOfPurpose	DefeasedDefeased	On Behalf Of IssuerOnBehalfOfIssuer	Pool FinancingPoolFinancing
DORMITORY AUTHORITY OF STATE OF NEW YORK 2006B
A	146000293	64983QUE7	2006-01-18	167228781	REFUND 1998A, 2000A & 2002B BONDS	false	false	false
DORMITORY AUTHORITY OF STATE OF NEW YORK 2008A
B	146000293	649903ZN4	2008-04-23	293606826	FUND NEW QUALIFIED PROJECTS	true	false	false
DORMITORY AUTHORITY OF STATE OF NEW YORK 2009A
C	146000293	649905DF0	2009-05-14	117000000	FUND NEW QUALIFIED PROJECTS	false	false	false
DORMITORY AUTHORITY OF STATE OF NEW YORK 2011A
D	146000293	649906AV6	2011-02-16	312102192	FUND NEW QUALIFIED PROJECTS	false	false	false

Form990 Schedule K Part II Form990ScheduleKPartII (4 entries)

Bond ReferenceBondReferenceCd	Amount RetiredAmountRetired	Amount Bond DefeasedAmountBondDefeased	Total ProceedsTotalProceeds	Issuance Costs From ProceedsIssuanceCostsFromProceeds	Capital ExpendituresCapitalExpenditures	Other Spent ProceedsOtherSpentProceeds	Current RefundingCurrentRefunding	Advance RefundingAdvanceRefunding	Final Allocation MadeFinalAllocationMade	Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind	Year Of Subst CompletionYearOfSubstCompletion
A	33920000	0	167228781	1095577	0	166133203	false	true	true	true
B	0	82715000	295785662	1641578	292178836	1965248	false	false	true	true	2009
C	0	0	117067254	823388	115269253	974613	false	false	true	true	2009
D	0	0	312102192	1678394	307849790	2574008	false	false	false	true

Form990 Schedule K Part III Form990ScheduleKPartIII (4 entries)

Bond ReferenceBondReferenceCd	Owning Bond Financed PropertyOwningBondFinancedProperty	Any Lease ArrangementsAnyLeaseArrangements	Mngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprty	Engage Bond Counsel ContractsEngageBondCounselContracts	Any Research AgreementsAnyResearchAgreements	Engage Bond Counsel ResearchEngageBondCounselResearch	Percentage Of Prvt Business Re UBIPercentageOfPrvtBusinessReUBI	Total Private Business UseTotalPrivateBusinessUse	Bond Iss Meet Prvt Security Pay TestBondIssMeetPrvtSecurityPayTest	Change In Use Bond Financed PropChangeInUseBondFinancedProp	Remedial Action TakenRemedialActionTaken	Non Qualified Bond Remed ProcdrsNonQualifiedBondRemedProcdrs
A
B	false	true	true	true	true	true	0.00270	0.00270	false	false	false	true
C	false	true	true	true	true	true	0.00330	0.00330	false	false	false	true
D	false	true	true	true	true	true			false	false	false	true

Form990 Schedule K Part IV Form990ScheduleKPartIV (4 entries)

Bond ReferenceBondReferenceCd	Form8038 T FiledForm8038TFiled	Rebate Not Due YetRebateNotDueYet	Exception To RebateExceptionToRebate	No Rebate DueNoRebateDue	Variable Rate IssueVariableRateIssue	Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds	Gross Proceeds Invested In GICGrossProceedsInvestedInGIC	Business Name Line1NameOfGICProvider/BusinessNameLine1	Gross Proceeds InvestedGrossProceedsInvested	Written Proc To Monitor ReqsWrittenProcToMonitorReqs
0
A	false	false	false	true	false	false	false	0	false	true
0
B	false	false	false	true	false	false	false	0	false	true
0
C	false	false	false	true	true	false	false	0	false	true
0
D	false	false	false	true	false	false	false	0	false	true

Form990 Schedule K Part V Form990ScheduleKPartV (4 entries)

Bond ReferenceBondReferenceCd	Proc To Undertk Corrective ActionProcToUndertkCorrectiveAction
A	true
B	true
C	true
D	true

Schedule K IRS990ScheduleK

Form990 Schedule K Part I Form990ScheduleKPartI

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd

Issuer Name IssuerName

Field	Value	IRS element (for citing)
Business Name Line1	DORMITORY AUTHORITY OF STATE OF NEW YORK 2012A	BusinessNameLine1

Field	Value	IRS element (for citing)
Issuer EIN	146000293	IssuerEIN
CUSIP Number	649906F33	CUSIPNumber
Date Issued	2012-06-07	DateIssued
Issue Price	174118498	IssuePrice
Description Of Purpose	REFUNDING AND FUND NEW PROJECTS	DescriptionOfPurpose
Defeased	false	Defeased
On Behalf Of Issuer	false	OnBehalfOfIssuer
Pool Financing	false	PoolFinancing

Form990 Schedule K Part II Form990ScheduleKPartII

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd
Amount Retired	0	AmountRetired
Amount Bond Defeased	0	AmountBondDefeased
Total Proceeds	174118498	TotalProceeds
Amount In Reserve Fund	0	AmountInReserveFund
Capitalized Interest	0	CapitalizedInterest
Refunding Escrow	88304928	RefundingEscrow
Issuance Costs From Proceeds	738570	IssuanceCostsFromProceeds
Credit Enhancement	0	CreditEnhancement
Working Capital Expenditures	0	WorkingCapitalExpenditures
Capital Expenditures	85000000	CapitalExpenditures
Other Spent Proceeds	75000	OtherSpentProceeds
Amount Unspent	0	AmountUnspent
Current Refunding	false	CurrentRefunding
Advance Refunding	true	AdvanceRefunding
Final Allocation Made	false	FinalAllocationMade
Adequate Books And Recds Maintaind	true	AdequateBooksAndRecdsMaintaind

Form990 Schedule K Part III Form990ScheduleKPartIII

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd
Owning Bond Financed Property	false	OwningBondFinancedProperty
Any Lease Arrangements	true	AnyLeaseArrangements
Mngment Cntrct Bond Financd Prprty	true	MngmentCntrctBondFinancdPrprty
Engage Bond Counsel Contracts	true	EngageBondCounselContracts
Any Research Agreements	true	AnyResearchAgreements
Engage Bond Counsel Research	true	EngageBondCounselResearch
Prcntge Prvt Business Use By Others	0	PrcntgePrvtBusinessUseByOthers
Bond Iss Meet Prvt Security Pay Test	false	BondIssMeetPrvtSecurityPayTest
Change In Use Bond Financed Prop	false	ChangeInUseBondFinancedProp
Remedial Action Taken	false	RemedialActionTaken
Non Qualified Bond Remed Procdrs	true	NonQualifiedBondRemedProcdrs

Form990 Schedule K Part IV Form990ScheduleKPartIV

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd
Form8038 T Filed	false	Form8038TFiled
Rebate Not Due Yet	false	RebateNotDueYet
Exception To Rebate	false	ExceptionToRebate
No Rebate Due	true	NoRebateDue
Variable Rate Issue	false	VariableRateIssue
Hedge Identified In Books And Recds	false	HedgeIdentifiedInBooksAndRecds

Name Of Hedge Provider NameOfHedgeProvider

Field	Value	IRS element (for citing)
Business Name Line1	0	BusinessNameLine1

Field	Value	IRS element (for citing)
Gross Proceeds Invested In GIC	false	GrossProceedsInvestedInGIC

Name Of GIC Provider NameOfGICProvider

Field	Value	IRS element (for citing)
Business Name Line1	0	BusinessNameLine1

Field	Value	IRS element (for citing)
Gross Proceeds Invested	false	GrossProceedsInvested
Written Proc To Monitor Reqs	true	WrittenProcToMonitorReqs

Form990 Schedule K Part V Form990ScheduleKPartV

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd
Proc To Undertk Corrective Action	true	ProcToUndertkCorrectiveAction

Schedule L IRS990ScheduleL

Loan Table LoanTable

Field	Value	IRS element (for citing)
Name Person	JOHN COATSWORTH	NamePerson
Relationship With Organization	OFFICER	RelationshipWithOrganization
Purpose Of Loan	HOUSING	PurposeOfLoan
Loan From Organization	X	LoanFromOrganization
Original Principal	$1,475,000	OriginalPrincipalAmount
Balance Due	1688419	BalanceDue
Default	false	Default
Approved By Board	true	ApprovedByBoard
Written Agreement	true	WrittenAgreement

Field	Value	IRS element (for citing)
Total Balance Due	1688419	TotalBalanceDue

Form990 Schedule L Part IV Form990ScheduleLPartIV (10 entries)

RelationshipRelationship	Amount Of TransactionAmountOfTransaction	Description Of TransactionDescriptionOfTransaction	Sharing Of RevenuesSharingOfRevenues
EVANGELINE MORPHOS
SPOUSE OF FORMER OFFICER	116400	EMPLOYMENT	false
JANAKI BAKHLE
SPOUSE OF KEY EMPLOYEE	138396	EMPLOYMENT	false
JILL S GOLDMAN
SPOUSE OF KEY EMPLOYEE	93196	EMPLOYMENT	false
CITIGROUP
TRUSTEE IS OFFICER	374431	RENT/INTEREST PMTS TO UNIV	false
CITIGROUP
TRUSTEE IS OFFICER	110474	CARD PAYMENTS/ACCOUNT FEES	false
GOLDMAN SACHS
TRUSTEES ARE OFFICER/DIR	7476003	CONTRACTS, FEES & COMMISSIONS	false
GOLDMAN SACHS
TRUSTEES ARE OFFICER/DIR	2164768	DISTRIBUTIONS AND INTEREST	false
APPLE COMPUTER
TRUSTEE IS DIRECTOR	2593117	PURCHASE OF GOODS	false
BAIN CAPITAL AFFILIATES
TRUSTEE IS OFFICER/DIR	4581420	INVESTMENT FEES	false
BAIN CAPITAL AFFILIATES
TRUSTEE IS OFFICER/DIR	52477485	INVESTMENT DISTRIBUTIONS	false

Form990 Schedule L Part V Form990ScheduleLPartV

Field	Value	IRS element (for citing)
Identifier	NOTES TO SCHEDULE L	Identifier
Explanation	EXCEPT FOR THE AMOUNTS REPORTED ON LINES 4,7, AND 10, ALL AMOUNTS SHOWN ON SCHEDULE L REPRESENT PAYMENTS BY THE UNIVERSITY TO THE INTERESTED PERSON. THE SPOUSES OF KEY EMPLOYEES/OFFICERS LISTED IN SCHEDULE L WERE EMPLOYEES OF THE UNIVERSITY DURING THE REPORTING PERIOD. THEIR COMPENSATION REPORTED ON SCHEDULE L WAS DETERMINED IN ACCORDANCE WITH THE UNIVERSITY'S REGULAR COMPENSATION PRACTICES APPLICABLE TO SIMILARLY SITUATED EMPLOYEES. ALL OF THE BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS DESCRIBED IN SCHEDULE L, PART IV WERE CONDUCTED IN THE ORDINARY COURSE OF BUSINESS AND AT ARM'S LENGTH. NO UNIVERSITY OFFICIAL WHO WAS ALSO AN OFFICER OR DIRECTOR OF AN INTERESTED PERSON PARTICIPATED IN OR INFLUENCED THE UNIVERSITY'S DECISION ABOUT ANY TRANSACTION. SCHEDULE L, PART II THE LOAN REPORTED IN PART II IS INTEREST BEARING AND SECURED BY AN INTEREST IN A PRIMARY RESIDENCE.	Explanation

Schedule M IRS990ScheduleM

Works Of Art WorksOfArt

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	9	NumberOfContributions
Noncash Contribs Rptd F990	0	NoncashContribsRptdF990

Field	Value	IRS element (for citing)
Art Historical Treasures		ArtHistoricalTreasures
Art Fractional Interest		ArtFractionalInterest
Books And Publications		BooksAndPublications
Clothing And Household Goods		ClothingAndHouseholdGoods
Cars And Other Vehicles		CarsAndOtherVehicles
Boats And Planes		BoatsAndPlanes
Intellectual Property		IntellectualProperty
Securities Publicly Traded		SecuritiesPubliclyTraded
Securities Closely Held Stock		SecuritiesCloselyHeldStock

Securities Prtnrshp Trust Intrsts SecuritiesPrtnrshpTrustIntrsts

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	436	NumberOfContributions
Noncash Contribs Rptd F990	40834267	NoncashContribsRptdF990
Method Of Determining Revenues	COST/SALES PRICE	MethodOfDeterminingRevenues

Field	Value	IRS element (for citing)
Securities Miscellaneous		SecuritiesMiscellaneous
Qualified Contrib Hist Struct		QualifiedContribHistStruct
Qualified Contrib Other		QualifiedContribOther
Real Estate Residential		RealEstateResidential

Real Estate Commercial RealEstateCommercial

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	1	NumberOfContributions
Noncash Contribs Rptd F990	0	NoncashContribsRptdF990

Field	Value	IRS element (for citing)
Real Estate Other		RealEstateOther

Collectibles Collectibles

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	2	NumberOfContributions
Noncash Contribs Rptd F990	0	NoncashContribsRptdF990

Food Inventory FoodInventory

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	12	NumberOfContributions
Noncash Contribs Rptd F990	0	NoncashContribsRptdF990

Field	Value	IRS element (for citing)
Drugs And Medical Supplies		DrugsAndMedicalSupplies
Taxidermy		Taxidermy
Historical Artifacts		HistoricalArtifacts
Scientific Specimens		ScientificSpecimens
Archaeological Artifacts		ArchaeologicalArtifacts

Other Non Cash Contributions Table OtherNonCashContributionsTable (5 entries)

Non Cash CheckboxNonCashCheckbox	DescriptionDescription	Number Of ContributionsNumberOfContributions
X	EQUIPMENT	3
X	PERSONAL PAPERS	3
X	BOOKS	2
X	HOUSEHOLD GOODS	1
X	SOFTWARE	4

Field	Value	IRS element (for citing)
Number Of8283 Received	15	NumberOf8283Received
Any Property That Must Be Held	false	AnyPropertyThatMustBeHeld
Review Process Unusual NC Gifts	true	ReviewProcessUnusualNCGifts
Third Parties Used	true	ThirdPartiesUsed

Form990 Schedule M Part II Form990ScheduleMPartII (2 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
DESCRIPTION OF CONTRIBUTED PROPERTY FOR WHICH REVENUES ARE NOT REPORTED	SCHEDULE M, PART I LINE 33	UNDER FAS 116, CONTRIBUTIONS OF WORKS OF ART, HISTORICAL TREASURES, AND SIMILAR ASSETS NEED NOT BE RECOGNIZED AS REVENUES AND CAPITALIZED IF THE DONATED ITEMS ARE ADDED TO COLLECTIONS HELD FOR PUBLIC EXHIBITION, EDUCATION, OR RESEARCH IN FURTHERANCE OF PUBLIC SERVICE RATHER THAN FINANCIAL GAIN. BECAUSE THE UNIVERSITY UTILIZES CONTRIBUTIONS OF ART AND HISTORICAL TREASURES IN FURTHERANCE OF PUBLIC SERVICE, THESE CONTRIBUTIONS ARE NOT RECOGNIZED AS REVENUE FOR FINANCIAL STATEMENT PURPOSES. IN ADDITION, MINOR GIFTS, SUCH AS FOOD OR SUPPLIES, ARE CONSIDERED DE MINIMUS.
NUMBER OF CONTRIBUTIONS	SCHEDULE M, PART I, COLUMN (B)	THE FIGURES IN COLUMN (B) REPRESENT THE NUMBER OF CONTRIBUTIONS RECEIVED.

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (3 entries)

IdentifierIdentifier	ExplanationExplanation
SUPPLEMENTAL DISCLOSURES	FORM 990, PART I, LINE 4 AND PART VI, LINE 1B DETAIL REGARDING THE NUMBER OF INDEPENDENT VOTING MEMBERS THE UNIVERSITY'S PRESIDENT, A VOTING MEMBER OF THE BOARD, IS NOT COUNTED AS INDEPENDENT BECAUSE HE IS AN EMPLOYEE OF THE UNIVERSITY. IN ACCORDANCE WITH THE FORM 990 REPORTING INSTRUCTIONS, THE UNIVERSITY HAS ALSO NOT COUNTED AS INDEPENDENT FOR THE PURPOSES OF THIS QUESTION THE FIVE TRUSTEES WHO SERVE AS OFFICERS OR DIRECTORS OF ENTITIES LISTED AS INTERESTED PERSONS ON SCHEDULE L, NOR THE TRUSTEE LISTED ON SCHEDULE J WHO IS RETIRED FROM THE UNIVERSITY AND RECEIVED PREVIOUSLY-ACCRUED COMPENSATION DURING THE REPORTING PERIOD BASED UPON HIS PRIOR UNIVERSITY EMPLOYMENT. ------------------------------------------------------------- FORM 990, PART I, LINE 6 DETAIL REGARDING THE NUMBER OF VOLUNTEERS THE NUMBER SHOWN IS AN ESTIMATE OF ALUMNI VOLUNTEERS WHO WORK WITH THE UNIVERSITY'S CENTRAL ALUMNI OFFICE. ADDITIONAL VOLUNTEERS WORK IN MANY OF THE UNIVERSITY'S SCHOOLS, CENTERS AND OTHER PROGRAMS. ------------------------------------------------------------- FORM 990, PART V, LINE 4B FOREIGN COUNTRY LIST BANGLADESH BRAZIL CHILE CHINA CONGO ETHIOPIA FRANCE GERMANY INDIA ITALY COTE D'IVOIRE (IVORY COAST) JAPAN JORDAN KAZAKHSTAN KENYA KYRGYZSTAN LESOTHO MALAWI MALI MOZAMBIQUE NIGERIA RWANDA SENEGAL SOUTH AFRICA SWAZILAND TAJIKISTAN TANZANIA TURKEY UNITED KINGDOM (ENGLAND, NORTHERN IRELAND, SCOTLAND, AND WALES) ZAMBIA ------------------------------------------------------------- FORM 990, PART V, LINES 7G AND 7H CONTRIBUTIONS OF CERTAIN TYPES OF PROPERTY DURING THE YEAR ENDED JUNE 30, 2013, THE UNIVERSITY DID NOT RECEIVE ANY CONTRIBUTIONS OF QUALIFIED INTELLECTUAL PROPERTY, CARS, BOATS, AIRPLANES, OR OTHER VEHICLES. AS A RESULT, THE UNIVERSITY WAS NOT REQUIRED TO FILE FORMS 8899 OR 1098-C TO REPORT SUCH CONTRIBUTIONS. ------------------------------------------------------------- FORM 990, PART VI, LINE 2 DETAIL OF FAMILY/BUSINESS RELATIONSHIPS ARMEN AVANESSIANS AND ESTA STECHER - BUSINESS RELATIONSHIP ANN KAPLAN AND ESTA STECHER - BUSINESS RELATIONSHIP ------------------------------------------------------------- FORM 990, PART VI, LINE 11B PROCESS USED BY MANAGEMENT AND/OR GOVERNING BODY TO REVIEW 990 A SUBCOMMITTEE COMPRISED OF MEMBERS OF TRUSTEES AUDIT COMMITTEE REVIEWED THE FORM 990. FOLLOWING THAT REVIEW, THE FORM 990 WAS MADE AVAILABLE TO ALL TRUSTEES VIA A SECURE WEBSITE AND THEN PRESENTED TO THE FULL BOARD OF TRUSTEES AT A MEETING ON MAY 7, 2014. CHANGES MADE SUBSEQUENT TO THE MAY 7, 2014 MEETING WERE REPORTED TO THE SUBCOMMITTEE, AND ALL TRUSTEES WERE NOTIFIED OF THE CHANGES VIA ELECTRONIC MAIL. THE REVISED FORM WAS POSTED ON THE SECURE WEBSITE FOR TRUSTEE REVIEW PRIOR TO FILING. ------------------------------------------------------------- FORM 990, PART VI, LINE 12C DESCRIPTION OF PROCESS TO MONITOR TRANSACTIONS FOR CONFLICTS OF INTEREST ALL TRUSTEES ARE SUBJECT TO THE "STATEMENT OF CONFLICT OF INTEREST POLICY FOR THE TRUSTEES OF COLUMBIA UNIVERSITY." WHEN A TRUSTEE BECOMES AWARE OF AN EXISTING OR POTENTIAL CONFLICT OF INTEREST, HE OR SHE HAS A DUTY TO: (A) DISCLOSE THE CIRCUMSTANCES TO THE BOARD CHAIR OR OTHERS, AS APPROPRIATE, (B) REFRAIN FROM ACTING TO INFLUENCE ANY DECISION WHICH MIGHT IN IMPROPERLY BENEFIT THE TRUSTEE OR A FAMILY MEMBER; AND (C) RECUSE HIMSELF OR HERSELF FROM PARTICIPATION IN ANY DISCUSSIONS OR DECISIONS ABOUT THE POTENTIAL TRANSACTION OR ACTIVITY. IN ADDITION, ALL TRUSTEES ARE REQUIRED TO DISCLOSE ANNUALLY INTERESTS THAT COULD GIVE RISE TO CONFLICTS. THE DISCLOSURES ARE REVIEWED FOR APPROPRIATE ACTION. ALL OFFICERS AND KEY EMPLOYEES ARE SUBJECT TO THE "STATEMENT OF UNIVERSITY POLICY ON CONFLICTS OF INTEREST," AND ARE REQUIRED TO DISCLOSE ANNUALLY INTERESTS THAT COULD GIVE RISE TO CONFLICTS. THESE DISCLOSURES ARE REVIEWED THROUGH A FORMAL ADMINISTRATIVE PROCESS. ANY DISCLOSURES THAT COULD GIVE RISE TO CONFLICTS AS IDENTIFIED THROUGH SUCH REVIEW ARE REPORTED TO AN APPROPRIATE SENIOR OFFICER. ANY SUBSTANTIVE CONCERNS ARE ALSO REPORTED TO THE CHAIR OF THE BOARD OF TRUSTEES. ------------------------------------------------------------- FORM 990, PART VI, LINES 15A AND 15B COMPENSATION PROCESS THE UNIVERSITY FOLLOWS THE REVIEW PROCESS DESCRIBED BELOW FOR ALL OFFICERS AND KEY EMPLOYEES. THIS PROCESS HAS BEEN IN PLACE SINCE AT LEAST 2000. THE COMPENSATION FOR THE ORGANIZATION'S PRESIDENT IS REVIEWED BY A COMPENSATION COMMITTEE OF INDEPENDENT TRUSTEES AND APPROVED BY THE INDEPENDENT TRUSTEES ON THE FULL BOARD. THE COMPENSATION OF OTHER OFFICERS AND KEY EMPLOYEES IS REVIEWED AND APPROVED BY THE COMPENSATION COMMITTEE OF INDEPENDENT TRUSTEES. IN CONNECTION WITH THE PRESIDENT'S COMPENSATION, THE COMPENSATION COMMITTEE AND THE BOARD REVIEW COMPARABILITY DATA AND MINUTES OF DELIBERATIONS ARE RECORDED CONTEMPORANEOUSLY WITH ANY ACTION. WITH RESPECT TO OTHER OFFICERS AND KEY EMPLOYEES, THE COMMITTEE FOLLOWS THE SAME PROCESS FOR REVIEW OF COMPARABILITY DATA AND CONTEMPORANEOUS DOCUMENTATION OF ITS ACTIONS. IN THE CASE OF THE ORGANIZATION'S PRESIDENT AND CERTAIN OTHER OFFICERS AND KEY EMPLOYEES, THE COMPENSATION COMMITTEE HAS ALSO CONSULTED WITH INDEPENDENT COMPENSATION CONSULTANTS IN DETERMINING COMPENSATION. THE COMPENSATION OF THE PRESIDENT AND THE EXECUTIVE VICE PRESIDENT OF THE INVESTMENT MANAGEMENT COMPANY IS ALSO REVIEWED AND APPROVED BY A COMPENSATION COMMITTEE OF THE INVESTMENT MANAGEMENT COMPANY'S BOARD OF MANAGERS. SUCH COMPENSATION COMMITTEE IS COMPRISED OF INDEPENDENT MEMBERS OF THE BOARD MANAGERS. "INDEPENDENT TRUSTEE" OR "INDEPENDENT MEMBER" AS USED IN THIS FOOTNOTE MEANS WITHOUT A CONFLICT OF INTEREST WITHIN THE MEANING OF PARAGRAPH (c)(1)(iii) OF REGULATION 53.4958-6 OF THE INTERNAL REVENUE CODE. IN ACCORDANCE WITH THE FORM 990 INSTRUCTIONS, PART VI, LINE 1B ABOVE USES A DIFFERENT DEFINITION. ------------------------------------------------------------- FORM 990, PART VI, QUESTION 19 DOCUMENTS AVAILABILITY TO PUBLIC THE ORGANIZATION'S CHARTER AND STATUTES, FINANCIAL STATEMENTS AND THE "STATEMENT OF UNIVERSITY POLICY ON CONFLICTS OF INTEREST" ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE AT WWW.COLUMBIA.EDU. -------------------------------------------------------------
FORM 990, PART VII	COMPENSATION OF TRUSTEES NOTE TO JOSEPH GREENAWAY'S COMPENSATION: JOSEPH GREENAWAY BECAME A TRUSTEE ON JUNE 1, 2012. HIS REPORTED COMPENSATION WAS PAID IN CONNECTION WITH HIS DUTIES AS AN ADJUNCT PROFESSOR AT THE UNIVERSITY IN THE SPRING 2012 SEMESTER, PRIOR TO BECOMING A TRUSTEE. JUDGE GREENAWAY NO LONGER SERVES AS AN ADJUNCT PROFESSOR AND RECEIVES NO COMPENSATION OR OTHER BENEFITS FOR HIS DUTIES AS A TRUSTEE. NOTE TO RICHARD WITTEN'S COMPENSATION: RICHARD WITTEN STEPPED DOWN AS A TRUSTEE ON SEPTEMBER 3, 2012. HIS REPORTED COMPENSATION WAS PAID IN CONNECTION WITH HIS DUTIES AS A NON-KEY/NON-OFFICER EMPLOYEE OF THE UNIVERSITY SUBSEQUENT TO HIS SERVICE AS A TRUSTEE, AND WAS APPROVED BY THE TRUSTEES COMPENSATION COMMITTEE IN THE MANNER DESCRIBED IN SCHEDULE O. MR. WITTEN RECEIVED NO COMPENSATION OR OTHER BENEFITS FOR HIS DUTIES AS A TRUSTEE. ------------------------------------------------------------- FORM 990, PART VIII DETAIL REGARDING ROYALTY INCOME/EXPENSE THE UNIVERSITY PERIODICALLY FUNDS AND DEVELOPS PATENTS FOR CERTAIN TECHNOLOGIES, THEN LICENSES THE USAGE OF THESE PATENTS TO COMPANIES. THE REVENUE, NET OF PAYMENTS DUE TO THIRD PARTIES, IS RECORDED IN "REVENUE FROM OTHER EDUCATIONAL AND RESEARCH ACTIVITIES" IN THE CONSOLIDATED STATEMENT OF ACTIVITIES. COSTS INCURRED WITH DEVELOPING AND MAINTAINING THESE PATENTS ARE EXPENSED AS INCURRED SO THAT WHILE ROYALTIES ARE PAID TO FACULTY AND OTHERS IN CERTAIN CIRCUMSTANCES THESE AMOUNTS ARE NOT REFLECTED IN THE STATEMENT OF FUNCTIONAL EXPENSES. ------------------------------------------------------------- FORM 990, PART VIII, LINE 8 AND SCHEDULE G, PART II DESCRIPTION OF ACCOUNTING FOR FUNDRAISING EVENTS AMOUNTS REPORTED FOR FUNDRAISING EVENTS REPRESENT REVENUE AND EXPENSES THAT ARE SEPARATELY TRACKED. THE REVENUE AND EXPENSES FROM ADDITIONAL FUNDRAISING ACTIVITIES ARE NOT SEPARATELY TRACKED AND ARE INCLUDED WITHIN CONTRIBUTION REVENUE AND FUNDRAISING EXPENSES. ------------------------------------------------------------- FORM 990, PART IX, LINE 11F INVESTMENT MANAGEMENT FEES THE INVESTMENT MANAGEMENT FEES REPORTED ON THE STATEMENT OF FUNCTIONAL EXPENSES REPRESENT FEES TO THIRD PARTY INVESTMENT MANAGERS AND INCLUDE MANAGEMENT FEE AND PERFORMANCE FEE EXPENSES ASSOCIATED WITH SEPARATELY MANAGED ACCOUNTS. INVESTMENT MANAGEMENT FEES ASSOCIATED WITH FUND INVESTMENTS ARE REPORTED NET AGAINST INVESTMENT INCOME AND THEREFORE ARE NOT INCLUDED IN THE STATEMENT OF FUNCTIONAL EXPENSES. ------------------------------------------------------------- FORM 990, PART IX FUNCTIONAL EXPENSES FORM 990, PART IX FUNCTIONAL EXPENSE TOTALS REFLECT THE ELIMINATION OF DEPARTMENTAL OVERHEAD RECOVERIES INCURRED BY PROGRAMMATIC BUSINESS UNITS. THE MAJORITY OF RECOVERED EXPENSES ARE SHOWN IN LINE 24F, OTHER EXPENSES. -------------------------------------------------------------
FORM 990, PART X, LINE 7	LOANS RECEIVABLE FROM STUDENTS TOTAL $99,295,000. LOANS RECEIVABLE FROM NON-KEY EMPLOYEES TOTAL $16,728,336. THE LOANS FROM NON-KEY EMPLOYEES HAVE VARIOUS INTEREST RATES RANGING FROM 1.95% TO 6.5%, WITH MATURITY DATES RANGING FROM 2013 THROUGH 2042. THE OUTSTANDING BALANCES RANGE FROM $1,263 TO $2,585,629 AND A PORTION OF WHICH ARE SECURED BY A PRINCIPAL RESIDENCE. LOANS RECEIVABLE FROM OTHER 501(C)(3) ORGANIZATIONS TOTAL $1,192,574. ------------------------------------------------------------------------ FORM 990, PART XI, LINE 9 OTHER CHANGES IN NET ASSETS OR FUND BALANCE CHANGE IN FUNDS HELD BY OTHER IN PERPETUITY 10,198,236 PRESENT VALUE ADJUSTMENT TO SPLIT INTEREST AGREEMENTS (4,474,273) CHANGES IN PENSION AND POST-RETIREMENT OBLIGATIONS 45,027,996 OTHER NON-OPERATING ACTIVITIES 13,137,079 -------------- TOTAL OTHER CHANGES IN NET ASSETS 63,889,038 ------------------------------------------------------------------------ FORM 990, PART XII, LINE 2 AUDIT OF THE UNIVERSITY'S FINANCIAL STATEMENTS THE CONSOLIDATED FINANCIAL STATEMENTS OF THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK ARE AUDITED BY PRICEWATERHOUSECOOPERS, AN INDEPENDENT AUDITOR. THE UNCONSOLIDATED FINANCIAL STATEMENTS REFLECTED IN THIS RETURN REPRESENT APPROXIMATELY 99% OF THE NET ASSETS OF THE CONSOLIDATED GROUP. THE UNIVERSITY'S BOARD OF TRUSTEES HAS AN AUDIT COMMITTEE, COMPRISED OF NON-EMPLOYEE TRUSTEES, WHICH IS RESPONSIBLE FOR OVERSIGHT OF THE AUDIT, REVIEW, AND COMPILATION OF THE FINANCIAL STATEMENTS AND SELECTION OF THE INDEPENDENT AUDITOR. -----------------------------------------------------------------------

Schedule R IRS990ScheduleR

Form990 Schedule R Part I Form990ScheduleRPartI (40 entries)

Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	EINEIN	Primary ActivitiesPrimaryActivities	Legal Domicile StateLegalDomicileState	Total IncomeTotalIncome	EOY AssetsEOYAssets	Business Name Line1DirectControllingEntityName/BusinessNameLine1
COLUMBIA INVESTMENT MGT COMPANY LLC
615 WEST 131ST STREET MC8741	NEW YORK	NY	10027	135598093	INVEST MGMT	NY	0	0	COLUMBIA
CIM I LLC
615 WEST 131ST STREET MC8741	NEW YORK	NY	10027	133901851	INVEST HOLDNG	DE	39813733	462513342	COLUMBIA
CIM II LLC
615 WEST 131ST STREET MC8741	NEW YORK	NY	10027	133901854	INVEST HOLDNG	DE	0	0	COLUMBIA
CIM III LLC
615 WEST 131ST STREET MC8741	NEW YORK	NY	10027	133901855	INVEST HOLDNG	DE	0	0	COLUMBIA
CIM IV LLC
615 WEST 131ST STREET MC8741	NEW YORK	NY	10027	133901856	INVEST HOLDNG	DE	32573900	0	COLUMBIA
CIM V LLC
615 WEST 131ST STREET MC8741	NEW YORK	NY	10027	133901861	INVEST HOLDNG	DE	-2027637	26317224	COLUMBIA
CONQUEST MANAGED FUTURES SELECT FUND II
540 MADISON AVENUE 20TH FLOOR	NEW YORK	NY	10022	135598093	INVESTMENTS	DE	-2027637	26317224	CIM V
CIM VI LLC
615 WEST 131ST STREET MC8741	NEW YORK	NY	10027	133901857	INVEST HOLDNG	DE	0	0	COLUMBIA
CIM VII LLC
615 WEST 131ST STREET MC8741	NEW YORK	NY	10027	133901858	INVEST HOLDNG	DE	0	0	COLUMBIA
CIM VIII LLC
615 WEST 131ST STREET MC8741	NEW YORK	NY	10027	133901859	INVEST HOLDNG	DE	0	0	COLUMBIA
CIM IX LLC
615 WEST 131ST STREET MC8741	NEW YORK	NY	10027	133901860	INVEST HOLDNG	DE	0	0	COLUMBIA
CIM X LLC
615 WEST 131ST STREET MC8741	NEW YORK	NY	10027	133901862	INVEST HOLDNG	DE	0	0	COLUMBIA
CIM XI LLC
615 WEST 131ST STREET MC8741	NEW YORK	NY	10027	133901863	INVEST HOLDNG	DE	58031	0	COLUMBIA
CIM XII LLC
615 WEST 131ST STREET MC8741	NEW YORK	NY	10027	133901864	INVEST HOLDNG	DE	1182127	35156984	COLUMBIA
CIM XIII LLC
615 WEST 131ST STREET MC8741	NEW YORK	NY	10027	133901865	INVEST HOLDNG	DE	0	0	COLUMBIA
CIM PARENT LLC
15 PIEDMONT CENTER SUITE 1250	ATLANTA	GA	30305	135598093	INVESTMENTS	DE	0	0	CIM XIII LLC
CIM XIV LLC
615 WEST 131ST STREET MC8741	NEW YORK	NY	10027	133901866	INVEST HOLDNG	DE	0	0	COLUMBIA
CIM XV LLC
615 WEST 131ST STREET MC8741	NEW YORK	NY	10027	133901868	INVEST HOLDNG	DE	6065463	18029135	COLUMBIA
CIM XVI LLC
615 WEST 131ST STREET MC8741	NEW YORK	NY	10027	133951901	INVEST HOLDNG	DE	2232	0	COLUMBIA
CIM XVII LLC
615 WEST 131ST STREET MC8741	NEW YORK	NY	10027	141977498	INVEST HOLDNG	DE	0	1762331	COLUMBIA
CIM XVIII LLC
615 WEST 131ST STREET MC8741	NEW YORK	NY	10027	141977500	INVEST HOLDNG	DE	0	0	COLUMBIA
CIM XIX LLC
615 WEST 131ST STREET MC8741	NEW YORK	NY	10027	141977503	INVEST HOLDNG	DE	0	0	COLUMBIA
CIM XX LLC
615 WEST 131ST STREET MC8741	NEW YORK	NY	10027	141977505	INVEST HOLDNG	DE	0	0	COLUMBIA
CIM XXI LLC
615 WEST 131ST STREET MC8741	NEW YORK	NY	10027	141977507	INVEST HOLDNG	DE	0	0	COLUMBIA
DYNAMO BRASIL VI LLC
1209 ORANGE STREET	WILMINGTON	DE	19801	135598093	INVESTMENTS	DE	0	141480622	COLUMBIA
COLUMBIA AFFILIATED PHYSICIANS IPA LLC
615 WEST 131ST STREET MC8741	NEW YORK	NY	10027	262162648	PHYSICNS PRAC	NY	478050	1079847	COLUMBIA
COLUMBIA DIGITAL KNOWLEDGE VENTURES LLC
615 WEST 131ST STREET MC8741	NEW YORK	NY	10027	061576880	NEW MEDIA	NY	0	0	COLUMBIA
HITHER PROPERTY LLC
615 WEST 131ST STREET MC8741	NEW YORK	NY	10027	270201222	REAL ESTATE	DE	0	0	COLUMBIA
CU GSAPP LLC
615 WEST 131ST STREET MC8741	NEW YORK	NY	10027	135598093	EDUCATION	NY	72630	0	COLUMBIA
EI RWANDA LLC
615 WEST 131ST STREET MC8741	NEW YORK	NY	10027	135598093	HEALTH RESCH	NY	0	9383	COLUMBIA
MSPH ETHIOPIA LLC
615 WEST 131ST STREET MC8741	NEW YORK	NY	10027	135598093	HEALTHCARE	NY	0	3539530	COLUMBIA
MSPH KENYA LLC
615 WEST 131ST STREET MC8741	NEW YORK	NY	10027	135598093	HEALTHCARE	NY	0	2138448	COLUMBIA
MSPH LESOTHO LLC
615 WEST 131ST STREET MC8741	NEW YORK	NY	10027	135598093	HEALTHCARE	NY	0	443944	COLUMBIA
MSPH MOZAMBIQUE LLC
615 WEST 131ST STREET MC8741	NEW YORK	NY	10027	135598093	HEALTHCARE	NY	0	2220535	COLUMBIA
MSPH NIGERIA LLC
615 WEST 131ST STREET MC8741	NEW YORK	NY	10027	135598093	HEALTHCARE	NY	0	150721	COLUMBIA
MSPH RWANDA LLC
615 WEST 131ST STREET MC8741	NEW YORK	NY	10027	135598093	HEALTHCARE	NY	0	83398	COLUMBIA
MSPH SOUTH AFRICA LLC
615 WEST 131ST STREET MC8741	NEW YORK	NY	10027	135598093	HEALTHCARE	NY	0	770013	COLUMBIA
MSPH TANZANIA LLC
615 WEST 131ST STREET MC8741	NEW YORK	NY	10027	135598093	HEALTHCARE	NY	0	2751870	COLUMBIA
MSPH TAJIKISTAN LLC
615 WEST 131ST STREET MC8741	NEW YORK	NY	10027	135598093	HEALTHCARE	NY	0	132042	COLUMBIA
MSPH KG
615 WEST 131ST STREET MC8741	NEW YORK	NY	10027	135598093	HEALTHCARE	NY	0	104368	COLUMBIA

Form990 Schedule R Part II Form990ScheduleRPartII (26 entries)

Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	EINEIN	Primary ActivitiesPrimaryActivities	Legal Domicile StateLegalDomicileState	Exempt Code SectionExemptCodeSection	Public Charity StatusPublicCharityStatus	Business Name Line1DirectControllingEntityName/BusinessNameLine1	Controlled OrgControlledOrg	Legal Domicile Foreign CountryLegalDomicileForeignCountry	Address Line1AddressForeign/AddressLine1	Province Or StateAddressForeign/ProvinceOrState	CountryAddressForeign/Country	Postal CodeAddressForeign/PostalCode	CityAddressForeign/City
CIS I LLC
615 WEST 131ST STREET MC8741	NEW YORK	NY	10027	133901821	TITLE HOLDING	NY	501(C)(2)	N/A	COLUMBIA	true
CIS II LLC
615 WEST 131ST STREET MC8741	NEW YORK	NY	10027	133901826	TITLE HOLDING	NY	501(C)(2)	N/A	COLUMBIA	true
COLUMBIA OPHTHALMOLOGY CONSULTANTS INC
635 WEST 165TH STREET ROOM 218	NEW YORK	NY	10032	133908637	HEALTHCARE	NY	501(C)(3)	7	COLUMBIA	true
COLUMBIA UNIVERSITY HEALTH CARE INC
630 WEST 168TH STREET	NEW YORK	NY	10032	133948652	HEALTHCARE	NY	501(C)(3)	9	COLUMBIA	true
COL PRESBYTERIAN MEDICAL CENTER FUND INC
630 WEST 168TH STREET	NEW YORK	NY	10032	136162924	FUNDRAISING	NY	501(C)(3)	11A	NA	false
COL UNIV RETIREE MED LIFE INS BNFITS TR
535 WEST 116TH STREET	NEW YORK	NY	10027	133800106	BENEFITS SUPP	NY	501(C)(3)	11A	COLUMBIA	true
COLUMBIA UNIVERSITY PRESS
136 SOUTH BROADWAY	IRVINGTON	NY	10533	131623968	ACADEMIC PUB	NY	501(C)(3)	11A	COLUMBIA	true
FRIENDS OF COLUMBIA PSYCHOANALYTIC CTR
1051 RIVERSIDE DRIVE	NEW YORK	NY	10032	133118570	EDUC SUPPORT	NY	501(C)(3)	11A	NA	false
MORNINGSIDE HEIGHTS LEGAL SERVICES INC
435 WEST 116TH STREET BOX C16 RM8	NEW YORK	NY	10027	510192355	CLINICAL EDUC	NY	501(C)(3)	11A	COLUMBIA	true
REID HALL INC
535 WEST 116TH STREET	NEW YORK	NY	10027	131611126	EDU/CUL EXCH	NY	501(C)(3)	11A	COLUMBIA	true
CENTRE UNIVERSITAIRE AMERICAN REID HALL
535 WEST 116TH STREET	NEW YORK	NY	10027		EDUCATION		N/A	N/A	REID HALL	true	FR
COLUMBIA UNIVERSITY PROGRAMS IN PARIS
					EDUCATION		N/A	N/A	REID HALL	true	FR	4 RUE DE CHEVREUSE	PARIS	FR	75006
CU NEW YORK
					EDUCATION		N/A	N/A	REID HALL	true	FR	4 RUE DE CHEVREUSE	PARIS	FR	75006
RESEARCH COLLECTIONS AND PRES CONSORTIUM
400 FORRESTAL ROAD	PRINCETON	NJ	08540	223751732	LIBRARY COLL	NJ	501(C)(3)	11A	NA	false
FOUNDATION FOR CTR FOR ENERGY MARINE
3225 GALLOWS RD	FAIRFAX	VA	22037	541962639	EDUC SUPPORT	DE	501(C)(3)	11D	NA	false
THE CLYDE & HELEN WU FAMILY FOUNDATION
1275 AUDOBON AVENUE	GROSSE POINTE PARK	MI	48230	383441481	EDUC SUPPORT	MI	501(C)(3)	11D	NA	false
CENTER FOR ENVIRONMENT ECONOMY & SOCIETY
2852 BROADWAY	NEW YORK	NY	10025		RESEARCH		N/A	N/A	CIP	true	DR
CENTER FOR NATL HLTH DEVELP IN ETHIOPIA
					HEALTHCARE		N/A	N/A	COLUMBIA	true	ET	KEBELE 06 H NO 447	ADDIS ABABA	ET	CODE 1250	P.O BOX 664
CENTERS FOR INTERNATIONAL PROJECTS TRUST
					RESEARCH		N/A	N/A	CIP	true	IN	APT 101 K-62 HAUZ KHAS ENCLAVE		IN	110016	NEW DELHI
COLUMBIA GLOBAL CENTER IN INDIA
630 W 168TH STREET	NEW YORK	NY	10032		RESEARCH		N/A	N/A	CGC LLC	true	IN
COLUMBIA UK FUND LTD
615 WEST 131ST STREET MC8741	NEW YORK	NY	10027		FUNDRAISING		N/A	N/A	COLUMBIA	true	UK
COLUMBIA UNIVERSITY HONG KONG FUND
					FUNDRAISING		N/A	N/A	COLUMBIA	true	HK
MSPH SWAZILAND
615 WEST 131ST STREET MC8741	NEW YORK	NY	10027		HEALTHCARE		N/A	N/A	CIP	true	WZ
FUNDACION COLUMBIA U GLOBAL CTR - CHILE
					RESEARCH		N/A	N/A	COLUMBIA	true	CI	AVDAG HAMMASKJOLD 32691ST FL	SANTIAGO	CI		VITACURA
ASSOCIACAO COLUMBIA GLOBAL CENTERBRASIL
					RESEARCH		N/A	N/A	GCG LLC	true	BR	RUA DA CANDELARIA 9 3O ANDAR	RIO DE JANEIRO	BR		CENTRO
INSTITUTE ON MEDICINE AS A PROFESSION
C/O 630 WEST 168TH STREET PS BOX	NEW YORK	NY	10032	331033330	HEALTHCARE	DE	501(C)(3)	11C	NA	false

Form990 Schedule R Part III Form990ScheduleRPartIII (9 entries)

Address Line1AddressForeign/AddressLine1	CityAddressForeign/City	Province Or StateAddressForeign/ProvinceOrState	CountryAddressForeign/Country	Postal CodeAddressForeign/PostalCode	EINEIN	Primary ActivityPrimaryActivity	Legal Domicile Foreign CountryLegalDomicileForeignCountry	Business Name Line1DirectControllingEntityName/BusinessNameLine1	Predominant Income TypePredominantIncomeType	Share Of Total IncomeShareOfTotalIncome	Share Of EOY AssetsShareOfEOYAssets	Disproportionate AllocationsDisproportionateAllocations	Code VCodeVAmount	General Or Managing PartnerGeneralOrManagingPartner	Percentage OwnershipPercentageOwnership	Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	Legal Domicile StateLegalDomicileState
AP MC FUND I LP
ENTSUJI GADELIUS BLDG 1F 2-39	AKASAKA 5-CHOME, TOKYO	MI	JA	107-0052	980504300	INVESTMENTS	JA	COLUMBIA	excluded	7	5113891	false	$0	false	0.66478
AP RX FUND I LP
STRATEGIC SCENARIO CO BLDG 1F 2-39	AKASAKA 5-CHOME, TOKYO	MI	JA	107-0052	980515907	INVESTMENTS	JA	COLUMBIA	EXCLUDED	11	8628580	false	$0	false	0.99503
MERIT ENERGY PARTNERS V LP
					752411038	INVESTMENTS		COLUMBIA	EXCLUDED	15490051	28736838	false	$0	false	0.98121	13727 NOEL ROAD SUITE 500	DALLAS	TX	75240	TX
PRIDES MONSTER FUND LP
					270574628	INVESTMENTS		COLUMBIA	EXCLUDED	0	3560023	false	$0	false	1.00000	200 HIGH STREET SUITE 700	BOSTON	MA	02110	DE
EMPIRE INSTOPP I
					452787490	INVESTMENTS		COLUMBIA	EXCLUDED	13396240	38239926	false	$0	false	0.99206	6617 N SCOTTSDALE RD STE 101	SCOTTSDALE	AZ	85250	AZ
WAYPOINT FUND I LP
					452787363	INVESTMENTS		COLUMBIA	EXCLUDED	570070	23811082	false	$0	false	0.99010	1999 HARRISON STREET 22ND FLOOR	OAKLAND	CA	94612	CA
WC SELECT LP
					205041324	INVESTMENTS		COLUMBIA	EXCLUDED	11252672	0	false	$0	false	0.00000	3 BETHESDA METRO CTR STE 810	BETHESDA	MD	20814	MD
GCM GROSVENOR BLUE LP
					300773582	INVESTMENTS		COLUMBIA	excluded	0	0	false	$0	false	0.99724	ONE MADISON AVENUE	NEW YORK	NY	10010	DE
Q INDIA EQUITY FUND LIMITED
					980494924	INVESTMENTS	MP	COLUMBIA	EXCLUDED	1312655	45185584	false	$0	false	0.54100

Form990 Schedule R Part IV Form990ScheduleRPartIV (19 entries)

Address Line1AddressUS/AddressLine1	CityAddressUS/City	StateAddressUS/State	ZIP CodeAddressUS/ZIPCode	EINEIN	Primary ActivityPrimaryActivity	Legal Domicile StateLegalDomicileState	Business Name Line1DirectControllingEntityName/BusinessNameLine1	Type Of EntityTypeOfEntity	Share Of Total IncomeShareOfTotalIncome	Share Of EOY AssetsShareOfEOYAssets	Percentage OwnershipPercentageOwnership	Controlled OrgControlledOrg	Address Line1AddressForeign/AddressLine1	CityAddressForeign/City	Province Or StateAddressForeign/ProvinceOrState	CountryAddressForeign/Country	Postal CodeAddressForeign/PostalCode	Legal Domicile Foreign CountryLegalDomicileForeignCountry
16 EAST 60TH STREET CORPORATION
615 WEST 131ST STREET MC 8741	NEW YORK	NY	10027	133675222	REAL ESTATE	NY	COLUMBIA	C-CORP	0	0	1.00000	true
2301 12TH AVENUE OWNERS CORP
615 WEST 131ST STREET MC 8741	NEW YORK	NY	10027	991786950	REAL ESTATE	NY	COLUMBIA	C-CORP	0	0	1.00000	true
COLUMBIA PRESBYTERIAN IPA
161 FORT WASHINGTON AVE SUITE 132	NEW YORK	NY	10032	133396165	PHYS PRACTICE	NY	COLUMBIA	C-CORP	0	0	1.00000	true
FATHOM KNOWLEDGE NETWORK INC
615 WEST 131ST STREET MC 8741	NEW YORK	NY	10027	134054997	NEW MEDIA	NY	COLUMBIA	C-CORP	0	0	1.00000	true
FREEZER BOX INC
615 WEST 131ST STREET MC 8741	NEW YORK	NY	10027	991596696	REAL ESTATE	NY	COLUMBIA	C-CORP	0	0	1.00000	true
MORNINGSIDE INC
311 LOW MEMORIAL LIBRARY	NEW YORK	NY	10027	061430120	REAL ESTATE	NY	COLUMBIA	C-CORP	0	0	1.00000	true
COLUMBIA DOCTORS OF NEW JERSEY
630 WEST 168TH STREET	NEW YORK	NY	10032	264364931	HEALTHCARE	NJ	COLUMBIA	C-CORP	3689317	925259	1.00000	true
COLUMBIA INTERNATIONAL CENTER IN BEIJING
					EDUCATION		COLUMBIA	FOREIGN CORP	0	62896	1.00000	true	TOWERA TSINGHUA SCIENCEPARK	CHENGFURD	HAIDIAN	CH	100084	CH
COL GLOBAL CENTER EASTERN & SOUTH AFRICA
					RESEARCH		COLUMBIA	LTD GUARANTEE	0	3050024	1.00000	true	PO BOX 51412	NAIROBI		KE	00100	KE
ASM HUDSON RIVER FUND
					INVESTMENTS		COLUMBIA	REG MUTUAL FUND	0	125987207	1.00000	true	WALKER HOUSE 87 MARY STREET	GEORGE TOWN	GRAND CAYMAN	CJ	KY1-9002	CJ
CALUNIUS LITIGATION RISK FUND LP
				980684876	INVESTMENTS		COLUMBIA	FOREIGN CORP	0	15233735	0.75030	true	1ST FLOOR DOREY COURT ADMIRAL PARK	ST PETER PORT	GUERNSEY	GK	GY1 6HJ	GK
COLUMBIAPATRON SCOTLAND LP
					INVESTMENTS		COLUMBIA	FOREIGN CORP	0	5573739	1.00000	true	50 LOTHIAN ROAD FESTIVAL SQUARE	EDINBURGH	SCOTLAND	UK	EH3 9BY	UK
FPCM INFLATION LINKED OPPORTUNITIES LTD
					INVESTMENTS		COLUMBIA	FOREIGN CORP	39813733	462513342	1.00000	true	WALKER HOUSE 87 MARY STREET	GEORGE TOWN	GRAND CAYMAN	CJ	KY1-9002	CJ
HARBOUR LITIGATION INVEST OFFSHORE FUND
				980660716	INVESTMENTS		COLUMBIA	FOREIGN CORP	-120622	12990404	1.00000	true	PO BOX 309 UGLAND HOUSE		GRAND CAYMAN	CJ	KY1-1104	CJ
NCH INVESTORS FUND (CU) CORP
					INVESTMENTS		COLUMBIA	FOREIGN CORP	0	1078456	1.00000	true	UGLAND S CHURCH ST PO BOX 309	GEORGE TOWN	GRAND CAYMAN	CJ	KY1-1104	CJ
CHARITABLE REMAINDER TRUSTS (49)
					N/A	NY	COLUMBIA	TRUST				true
POOLED INCOME FUNDS (3)
					N/A	NY	COLUMBIA	TRUST				true
CENTERS FOR INTERNATIONAL PROG
535 WEST 116TH STREET	NEW YORK	NY	10027	135598093	RESEARCH	DE	COLUMBIA	C-CORP	0	635697		true
GLOBAL HEALTH RESEARCH CNTR-CE
1255 AMSTERDAM AVENUE	NEW YORK	NY	10027		RESEARCH	DE	COLUMBIA	C-CORP	0	345922		true

Field	Value	IRS element (for citing)
Receipt Of Int Ann Rents Royalties	false	ReceiptOfIntAnnRentsRoyalties
Gift Grant Or Cap Contr To Other Org	true	GiftGrantOrCapContrToOtherOrg
Gift Grant Or Cap Contr Fr Other Org	false	GiftGrantOrCapContrFrOtherOrg
Loans Or Guarantees To Other Org	false	LoansOrGuaranteesToOtherOrg
Loans Or Guarantees From Other Org	false	LoansOrGuaranteesFromOtherOrg
Dividends Related Organization	false	DividendsRelatedOrganization
Sale Of Assets To Other Org	false	SaleOfAssetsToOtherOrg
Purchase Of Assets From Other Org	false	PurchaseOfAssetsFromOtherOrg
Exchange Of Assets	false	ExchangeOfAssets
Rental Of Facilities To Other Orgs	true	RentalOfFacilitiesToOtherOrgs
Rental Of Facilities Fr Other Orgs	false	RentalOfFacilitiesFrOtherOrgs
Perform Of Services For Other Orgs	false	PerformOfServicesForOtherOrgs
Perform Of Services By Other Orgs	false	PerformOfServicesByOtherOrgs
Sharing Of Facilities	false	SharingOfFacilities
Sharing Of Paid Employees	false	SharingOfPaidEmployees
Reimbursement Paid To Other Org	false	ReimbursementPaidToOtherOrg
Reimbursement Paid By Other Org	false	ReimbursementPaidByOtherOrg
Other Transfer To Other Org	false	OtherTransferToOtherOrg
Other Transfer From Other Org	true	OtherTransferFromOtherOrg

Transactions Related Orgs Table TransactionsRelatedOrgsTable (16 entries)

Transaction TypeTransactionType	Amount InvolvedAmountInvolved	Method Of Amt DeterminationMethodOfAmtDetermination
GCM GROSVENOR BLUE LP
B	24985373	FMV
GCM GROSVENOR BLUE LP
S	4765755	FMV
EMPIRE INSTITUTIONAL OPPORTUNITY FUND I LP
S	39915565	FMV
MERIT ENERGY PARTNERS V LP
S	10692000	FMV
Q INDIA EQUITY FUND LIMITED
B	40000000	FMV
WAYPOINT FUND I LP
S	1274959	FMV
WC SELECT LP
S	54069354	FMV
CALUNIUS LITIGATION RISK FUND LP
B	10578520	FMV
COLUMBIAPATRON SCOTLAND LP
S	91384	FMV
FPCM INFLATION LINKED OPPORTUNITIES LTD
S	75000000	FMV
HARBOUR LITIGATION INVESTMENT OFFSHORE FUND
B	7083524	FMV
HARBOUR LITIGATION INVESTMENT OFFSHORE FUND
S	989255	FMV
REID HALL INC
B	344485	FMV
COLUMBIA OPHTHALMOLOGY CONSULTANTS INC
B	1316111	FMV
COLUMBIA UNIVERSITY HEALTH CARE INC
B	3088530	FMV
COLUMBIA UNIVERSITY PRESS
B	1000000	FMV

Form990 Schedule R Part VII Form990ScheduleRPartVII

Field	Value	IRS element (for citing)
Identifier	SCHEDULE R	Identifier
Explanation	COLUMBIA UNIVERSITY OWNS AN 81.57% INTEREST IN 2700 BROADWAY CONDOMINIUM, WHICH IS TREATED AS A CONDOMINIUM ASSOCIATION UNDER NEW YORK STATE LAW. -------------------------------------------------------------- SCHEDULE R, PART I END-OF-YEAR ASSET REPORTING CERTAIN DISREGARDED ENTITIES LISTED IN SCHEDULE R, PART I MAY HOLD VEHICLES, OFFICE EQUIPMENT AND RELATED ITEMS, THE VALUE OF WHICH IS INCLUDED IN THE UNIVERSITY'S BALANCE SHEET IN PART X OF THIS FORM 990 BUT IS NOT REFLECTED IN COLUMN (E) END-OF-YEAR ASSETS. ------------------------------------------------------------------- SCHEDULE R, PART I INCOME/ASSETS ATTRIBUTABLE TO CERTAIN DISREGARDED ENTITIES COLUMBIA UNIVERSITY IS THE SOLE MEMBER OF CIM I, LLC WHICH OWNS 100% OF THE SHARES ENTITLED TO THE INCOME AND ASSETS OF FPCM INFLATION-LINKED OPPORTUNITIES FUND, LIMITED. TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO CIM I, LLC REPRESENT A 100% SHARE OF TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO FPCM INFLATION-LINKED OPPORTUNITIES FUND, LIMITED AS REPORTED IN SCHEDULE R, PART IV. THE SHARES OWNED BY CIM I ARE NON-VOTING SHARES. --------------------------------------------------------------------- SCHEDULE R, PART I, COLUMNS (D) AND (E) INCOME AND ASSETS ATTRIBUTABLE TO CERTAIN DISREGARDED ENTITIES COLUMBIA UNIVERSITY IS THE SOLE MEMBER OF CIM V, LLC, WHICH IS THE SOLE MEMBER OF CONQUEST MANAGED FUTURES SELECT FUND II, LLC. TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO CIM V, LLC REPRESENT A 100% SHARE OF TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO CONQUEST MANAGED FUTURES SELECT FUND II, LLC, AS REPORTED IN SCHEDULE R, PART I. --------------------------------------------------------------------- SCHEDULE R, PART I, COLUMN F CONSISTENT WITH CURRENT YEAR INSTRUCTIONS, THE DIRECT CONTROLLING ENTITY IS NOW NAMED AS COLUMBIA UNIVERSITY WHERE RELEVANT. --------------------------------------------------------------------- SCHEDULE R, PART III, COLUMN D CONSISTENT WITH THE CURRENT YEAR INSTRUCTIONS, COLUMBIA UNIVERSITY IS LISTED AS THE DIRECT CONTROLLING ENTITY BY VIRTUE OF ITS CAPITAL INTEREST IN THE PARTNERSHIP. COLUMBIA UNIVERSITY IS NOT THE GENERAL PARTNER OR MANAGING PARTNER OF THESE PARTNERSHIPS AND DOES NOT EXERCISE CONTROL OVER THE INVESTMENT OR MANAGEMENT DECISIONS. --------------------------------------------------------------------- SCHEDULE R, PART IV, COLUMN D CONSISTENT WITH THE CURRENT YEAR INSTRUCTIONS, AND FOR THOSE ENTITIES IDENTIFIED AS INVESTMENTS IN THE PRIMARY ACTIVITY COLUMN, COLUMBIA UNIVERSITY IS LISTED AS THE DIRECT CONTROLLING ENTITY BY VIRTUE OF ITS STOCK OWNERSHIP IN THE CORPORATION AND DOES NOT EXERCISE CONTROL OVER THE INVESTMENT OR MANAGEMENT DECISIONS. --------------------------------------------------------------------- SCHEDULE R, PART IV CONSISTENT WITH GAAP, THE UNIVERSITY DOES NOT CONSOLIDATE THE ENTITIES LISTED IN PART IV SCHEDULE R WHICH HAVE INVESTMENTS AS THEIR PRIMARY PURPOSE. THIS IS BECAUSE THE UNIVERSITY DOES NOT HAVE SUFFICIENT VOTING POWER WITH RESPECT TO THESE ENTITIES TO SATISFY THE CONTROL TEST FOR CONSOLIDATION UNDER GAAP. THE AMOUNTS SHOWN IN SCHEDULE R, PART IV, COLUMN (G) REFLECT THE UNIVERSITY'S SHARE OF THE NET ASSETS OF THESE ENTITIES FOR THE FISCAL YEAR REPORTING PERIOD WHICH, CONSISTENT WITH GAAP, IS REFLECTED ON LINE 16 OF THE BALANCE SHEET IN PART X OF THIS FORM 990. SIMILARLY, THE UNIVERSITY'S SHARE OF ANY CURRENT INCOME AND REALIZED GAINS FROM THESE ENTITIES IS REFLECTED IN COLUMN (F) OF SCHEDULE R, PART IV AND ON THE STATEMENT OF REVENUE IN PART VIII. THESE ENTITIES EACH OPERATE ON A CALENDAR-YEAR BASIS, AND THE UNIVERSITY'S SHARE OF THE GROSS INCOME AND TOTAL ASSETS FOR EACH OF THESE ENTITIES FOR THE CALENDAR YEAR ENDED DECEMBER 31, 2012 IS SET FORTH BELOW: ASM HUDSON RIVER FUND SHARE OF TOTAL (GROSS) INCOME: $7,650,956 SHARE OF END-OF-YEAR (GROSS) ASSETS: $148,265,874 CALUNIUS LITIGATION RISK FUND LP SHARE OF TOTAL (GROSS) INCOME: $(48,680) SHARE OF END-OF-YEAR (GROSS) ASSETS: $11,617,922 COLUMBIA/PATRON SCOTLAND LP SHARE OF TOTAL (GROSS) LOSS: $37,083 SHARE OF END-OF-YEAR (GROSS) ASSETS: $6,469,038 FPCM INFLATION-LINKED OPPORTUNITIES FUND, LTD SHARE OF TOTAL (GROSS) INCOME: $56,645,643 SHARE OF END-OF-YEAR (GROSS) ASSETS: $1,592,640,851 HARBOUR LITIGATION INVESTMENT OFFSHORE FUND SHARE OF TOTAL (GROSS) INCOME: $0 SHARE OF END-OF-YEAR (GROSS) ASSETS: $9,719,888 NCH INVESTORS FUND (CU) CORP SHARE OF TOTAL (GROSS) LOSS: $(33,622) SHARE OF END-OF-YEAR (GROSS) ASSETS: $2,135,823 --------------------------------------------------------------------- SCHEDULE R, PART IV AS OF JUNE 30, 2013, THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK HELD MORE THAN A 50% BENEFICIAL INTEREST IN 49 CHARITABLE REMAINDER TRUSTS DOMICILED IN NEW YORK AND 3 POOLED INCOME FUNDS DOMICILED IN NEW YORK.	Explanation