CRITICAL PATH INSTITUTE: Form 990, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- CRITICAL PATH INSTITUTE (EIN 20-1991334)
- Tax period
- 2012-07-01 to 2013-06-30
- Filed
- 2014-02-15
- IRS object ID
- 201440489349300529
- Schema version
- 2012v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule C
- Schedule D
- Schedule I
- Schedule J
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2014-02-15T13:26:07-06:00 | Timestamp |
| Tax Period End Date | 2013-06-30 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 860683059 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BEACHFLEISCHMAN PC | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 64130 | AddressLine1 |
| City | TUCSON | City |
| State | AZ | State |
| ZIP Code | 857284130 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2012-07-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 201991334 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CRITICAL PATH INSTITUTE | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | CRIT | NameControl |
| Phone | 5205473440 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1730 EAST RIVER ROAD NO 200 | AddressLine1 |
| City | TUCSON | City |
| State | AZ | State |
| ZIP Code | 857185898 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | STEVEN BROADBENT MBA | Name |
| Title | COO | Title |
| Phone | 5205473440 | Phone |
| Date Signed | 2014-02-07 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | KAREN K MCCLOSKEY CPA | Name |
| PTIN | P00099644 | PTIN |
| Phone | 5203214600 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2015-11-30 17:44:51Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | MARTHA BRUMFIELD PHD | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1730 EAST RIVER ROAD NO 200 | AddressLine1 |
| City | TUCSON | City |
| State | AZ | State |
| ZIP Code | 857185898 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 8915362 | GrossReceipts |
| Group Return For Affiliates | 0 | GroupReturnForAffiliates |
| Organization501c3 | X | Organization501c3 |
| Web Site | WWW.C-PATH.ORG | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 2004 | YearFormation |
| State Legal Domicile | AZ | StateLegalDomicile |
| Activity Or Mission Description | FOSTER AND CONDUCT RESEARCH AND EDUCATIONAL PROGRAMS THAT WILL LEAD TO SAFER MEDICAL PRODUCTS. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 13 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 12 | NbrIndependentVotingMembers |
| Total Nbr Employees | 61 | TotalNbrEmployees |
| Total Nbr Volunteers | 1 | TotalNbrVolunteers |
| Total Gross UBI | 0 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | 0 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 7998909 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 5915630 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 2560898 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 2977903 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 21292 | InvestmentIncomePriorYear |
| Investment Income Current Year | 2525 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 20745 | OtherRevenuePriorYear |
| Other Revenue Current Year | 311 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 10601844 | TotalRevenuePriorYear |
| Total Revenue Current Year | 8896369 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 463426 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 778641 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 5755668 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 4200117 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 0 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 0 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 42013 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 4187345 | OtherExpensePriorYear |
| Other Expenses Current Year | 4370872 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 10406439 | TotalExpensesPriorYear |
| Total Expenses Current Year | 9349630 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | 195405 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | -453261 | RevenuesLessExpensesCY |
| Total Assets BOY | 9068693 | TotalAssetsBOY |
| Total Assets EOY | 8716861 | TotalAssetsEOY |
| Total Liabilities BOY | 5103811 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 5205240 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 3964882 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 3511621 | NetAssetsOrFundBalancesEOY |
| Info In Schedule O Part III | X | InfoInScheduleOPartIII |
| Mission Description | THE CRITICAL PATH INSTITUTE IS A CATALYST IN THE DEVELOPMENT OF NEW APPROACHES THAT ADVANCE MEDICAL INNOVATION AND REGULATORY SCIENCE. THIS IS ACHIEVED BY LEADING TEAMS THAT SHARE DATA, KNOWLEDGE AND EXPERTISE RESULTING IN SOUND, CONSENSUS BASED SCIENCE. | MissionDescription |
| Significant New Program Services | 0 | SignificantNewProgramServices |
| Significant Change | 0 | SignificantChange |
| Expense | 7517498 | Expense |
| Grants | 778641 | Grants |
| Revenue | 2977903 | Revenue |
| Description | THE CRITICAL PATH INSTITUTE (C-PATH) IS AN INDEPENDENT, NON-PROFIT ORGANIZATION UNIQUELY DEDICATED TO IMPLEMENTING THE FDA'S CRITICAL PATH INITIATIVE BY CREATING COLLABORATIONS AMONG REGULATORS (SCIENTISTS FROM THE FDA) AND THE REGULATED (MEDICAL PRODUCT INDUSTRY) THAT RESULT IN ACCELERATED DEVELOPMENT OF SAFE, NEW MEDICAL PRODUCTS. THE ACCOMPLISHMENTS FOR THIS FISCAL YEAR ARE SUMMARIZED BELOW.THE COALITION AGAINST MAJOR DISEASES (CAMD) WAS CREATED TO DEVELOP TOOLS AND PROCESSES TO ACCELERATE PROGRESS IN THE PREVENTION, TREATMENT AND CURE OF MAJOR NEURODEGENERATIVE DISEASES, INITIALLY FOCUSING ON ALZHEIMER'S AND PARKINSON'S DISEASES. ACCOMPLISHMENTS INCLUDE: 1) A PUBLIC DATABASE OF ALZHEIMER'S DISEASE CLINICAL TRIALS CONTINUES TO GROW IN SIZE AND USE. DATA FROM TWENTY FOUR CLINICAL TRIALS OF MEMBER COMPANIES COMPRISING 6,500 PATIENTS HAVE BEEN REMAPPED INTO THE NEW DATA STANDARD. THE DATABASE IS BEING USED BY NEARLY 250 SCIENTISTS FROM AROUND THE WORLD. 2) A DISEASE PROGRESSION MODEL CREATED FROM USE OF THE DATA FROM THE DATABASE, AND DATA FROM THE ALZHEIMER'S DISEASE NEUROIMAGING INITIATIVE STUDIES. THE MODEL, ALONG WITH A SIMULATION INFRASTRUCTURE, HAS BEEN FORMALLY ENDORSED BY THE FDA AND EMA FOR USE IN DESIGNING CLINICAL TRIALS FOR ALZHEIMER'S DISEASE. 3) A SERIES OF CEREBRAL SPINAL FLUID (CSF) AND HIPPOCAMPAL IMAGING BIOMARKERS WHICH HAVE BEEN STUDIED FOR USE IN IDENTIFYING EARLY SYMPTOMATIC PATIENTS WITH A HIGH LIKELIHOOD OF PROGRESSION TO DEMENTIA IN A SHORT PERIOD OF TIME. SUCH PATIENTS WOULD BE INCLUDED IN CLINICAL TRIALS OF THERAPIES FOR ALZHEIMER'S DISEASE. LOW HIPPOCAMPAL VOLUME HAS BEEN QUALIFIED BY THE EUROPEAN MEDICINES AGENCY (EMA), AND A RESEARCH PLAN FOR BOTH SETS OF BIOMARKERS HAS BEEN SUBMITTED TO THE FDA. CAMD MEMBERS HAVE MET WITH AND RECEIVED FEEDBACK FROM THE FDA, HAVE RESPONDED TO THEIR QUESTIONS AND ARE NOW EXECUTING THE RESEARCH PLAN. 4) THE CLINICAL DATA INTERCHANGE STANDARDS CONSORTIUM (CDISC) STANDARD FOR PARKINSON'S DISEASE HAS BEEN DEVELOPED AND PUBLISHED AND IS AVAILABLE FOR USE. 5) AN UPDATED VERSION OF THE ALZHEIMER'S DISEASE CDISC STANDARD WAS DEVELOPED TO INCLUDE DATA ELEMENTS FOR PRE-DEMENTIA, ADDITIONAL COGNITIVE SCALES, AND ADDITIONAL BIOMARKERS. 6) A BRIEFING PACKAGE FOR SPECT IMAGING OF DOPAMINE TRANSPORT ACTIVITY FOR USE AS A CLINICAL TRIAL ENRICHMENT CRITERION FOR PARKINSON'S DISEASE HAS BEEN SUBMITTED TO THE FDA FOR ADVICE. 7) AN EFFORT HAS BEGUN TO DEVELOP AN IMPROVED CLINICAL OUTCOME ASSESSMENT INSTRUMENT FOR EARLY STAGES OF ALZHEIMER'S DISEASE.THE PATIENT-REPORTED OUTCOME CONSORTIUM (PRO) WAS CREATED TO IDENTIFY AND PRIORITIZE THE MEDICAL PRODUCT DEVELOPMENT AREAS WHERE PRO INSTRUMENTS ARE NEEDED, AS WELL AS TO SUBMIT QUALIFICATION DOSSIERS TO REGULATORY AGENCIES FOR QUALIFICATION OF PRO INSTRUMENTS FOR USE IN REGULATORY AND DRUG DEVELOPMENT DECISION MAKING. THE FOLLOWING WORKING GROUPS HAVE SUBMITTED BRIEFING DOSSIERS TO THE FDA THAT INCLUDE THEIR QUALITATIVE RESEARCH AND A DRAFT INSTRUMENT: COGNITION, IRRITABLE BOWEL SYNDROME, ASTHMA, AND DEPRESSION. TWO WORKING GROUPS, NON-SMALL CELL LUNG CANCER AND FUNCTIONAL DYSPEPSIA, HAVE SUBMITTED BRIEFING DOSSIERS TO THE FDA THAT INCLUDE THE RESULTS OF THEIR CONCEPT ELICITATION, THE PROTOCOL, AND THEIR STUDY DOCUMENTS, AS PART OF THE CONSULTATION AND ADVICE STAGE. RHEUMATOID ARTHRITIS IS COMPLETING THEIR GAP ANALYSIS AND LITERATURE REVIEW.THE PREDICTIVE SAFETY TESTING CONSORTIUM (PSTC) COMPILES, GENERATES, AND SUBMITS FOR REGULATORY REVIEW DATA ON NEW SAFETY BIOMARKERS TO BE USED IN DRUG DEVELOPMENT, THUS ADVANCING THE DRUG SAFETY ASSESSMENT PROCESS. THE NEPHROTOXICITY WORKING GROUP HAS SUBMITTED TWO IMPORTANT BRIEFING PACKAGES TO THE FDA AND EMA: ONE ON KIDNEY CLINICAL SAFETY BIOMARKERS WITH THE LEARNING-PHASE DATA FROM THE HEALTHY VOLUNTEER STUDY AND THE OTHER ON KIDNEY RODENT SAFETY BIOMARKERS FOR A FINAL EVALUATION. STUDIES TO MONITOR THE BIOMARKERS' PERFORMANCE IN PATIENTS WHO ARE ALREADY BEING MONITORED DUE TO NECESSARY TREATMENT WITH POTENTIALLY TOXIC THERAPIES ARE IN PROGRESS AND ARE BEING RUN IN CONJUNCTION WITH THE FOUNDATION FOR THE NATIONAL INSTITUTES OF HEALTH. THE SKELETAL MUSCLE WORKING GROUP HAS COMPLETED THEIR RESEARCH AND EVALUATION AND IS NEARLY READY TO SUBMIT THEIR RESULTS IN A FINAL BRIEFING PACKAGE. WORK IS ALSO UNDERWAY TO ASSESS THE VALUE OF PRECLINICAL BIOMARKERS TO DETECT DRUG INDUCED INJURY IN THE VASCULAR AND TESTICULAR SYSTEMS, AND DRUG INDUCED CARDIAC HYPERTROPHY.THE CRITICAL PATH TO TB REGIMENS (CPTR) IS A COLLABORATION WITH THE BILL AND MELINDA GATES FOUNDATION AND THE GLOBAL ALLIANCE FOR TB DRUG DEVELOPMENT. THE GOAL OF THIS COLLABORATION IS TO SIGNIFICANTLY SPEED DEVELOPMENT OF INNOVATIVE TREATMENT REGIMENS FOR TUBERCULOSIS. THE BIOMARKER AND CLINICAL ENDPOINT WORKING GROUP MET WITH THE FDA, AND WITH FDA'S SUPPORT AND ENCOURAGEMENT, ARE WORKING TO INCLUDE THE USE OF QUANTITATIVE LIQUID CULTURE RESULTS FOR DETERMINING TREATMENT SUCCESS OR FAILURE IN THE TB THERAPY DEVELOPMENT GUIDANCE. WORK IS UNDERWAY TO DEVELOP A HOLLOW FIBER MODEL FOR USE TO SELECT DRUG REGIMENS, AND INFORM DOSING DECISIONS. A NEW EFFORT WAS LAUNCHED THIS YEAR TO HELP DEVELOP A RAPID DRUG SENSITIVITY TEST TO AID IN INFORMING APPROPRIATE TREATMENT DECISIONS FOR PATIENTS THAT HAVE DRUG RESISTANT FORMS OF TB. A PARTNERSHIP WITH THE POLYCYSTIC KIDNEY DISEASE (PKD) FOUNDATION TO QUALIFY TOTAL KIDNEY VOLUME AS A PROGNOSTIC BIOMARKER FOR PKD HAS MADE SIGNIFICANT PROGRESS. THE CDISC DATA STANDARD IS COMPLETE WHICH HAS ENABLED A DATABASE TO BE CREATED FROM REGISTRY DATA FROM THREE ACADEMIC INSTITUTIONS AND TWO NIH STUDIES. IT CONTAINS LONGITUDINAL DATA ON OVER 3300 PKD PATIENTS. THE DATA HAS BEEN ANALYZED AND A BRIEFING PACKAGE WAS SUBMITTED TO BOTH THE FDA AND EMA. BOTH AGENCIES ASKED FOR SOME ADDITIONAL DATA AND REQUESTED THAT THE FINAL PACKAGE BE SUBMITTED. A NEW CONSORTIUM WAS LAUNCHED IN COLLABORATION WITH THE NATIONAL MULTIPLE SCLEROSIS (MS) SOCIETY TO DEVELOP DATA STANDARDS FOR MS, CREATE A DATABASE OF EXISTING CLINICAL TRIAL DATA, AND BOTH GENERATE DATA FOR AND ACHIEVE FDA AND EMA QUALIFICATION OF A NEW IMPROVED CLINICAL OUTCOME ASSESSMENT INSTRUMENT FOR USE IN CLINICAL TRIALS. TEN PHARMACEUTICAL COMPANIES ARE PARTICIPATING. THE DATA STANDARD IS NEARLY COMPLETE. DATA COLLECTION AND CURATION FROM CONTRIBUTORS IS UNDERWAY. A DRAFT DEFINITION OF THE DISABILITIES IN MS FOR THE PURPOSE OF DEVELOPING THE PERFORMANCE MEASUREMENT IS ALSO COMPLETE. A LETTER OF INTENT DESCRIBING THE NEED FOR AND APPROACH TO DEVELOP A NEW CLINICAL OUTCOME ASSESSMENT TOOL WAS SUBMITTED TO BOTH THE EMA AND FDA. REGULATORY FEEDBACK WAS POSITIVE. | Description |
| Total Program Service Expense | 7517498 | TotalProgramServiceExpense |
| Described In501 C3 | 1 | DescribedIn501C3 |
| Schedule B Required | 1 | ScheduleBRequired |
| Political Activities | 0 | PoliticalActivities |
| Lobbying Activities | 1 | LobbyingActivities |
| Subject To Proxy Tax | 0 | SubjectToProxyTax |
| Donor Advised Funds | 0 | DonorAdvisedFunds |
| Conservation Easements | 0 | ConservationEasements |
| Collections Of Art | 0 | CollectionsOfArt |
| Credit Counseling | 0 | CreditCounseling |
| Term Or Permanent Endowments | 0 | TermOrPermanentEndowments |
| Report Land Bldg Equip | 1 | ReportLandBldgEquip |
| Report Invest Oth Securities | 0 | ReportInvestOthSecurities |
| Report Prog Rel Invest | 0 | ReportProgRelInvest |
| Report Other Assets | 0 | ReportOtherAssets |
| Report Other Liabilities | 0 | ReportOtherLiabilities |
| Report Fin48 Footnote | 1 | ReportFin48Footnote |
| Independent Audit Financial Stmt | 1 | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | 0 | ConsolidatedAuditFinancialStmt |
| School | 0 | School |
| Foreign Office | 0 | ForeignOffice |
| Foreign Activities | 0 | ForeignActivities |
| More Than5000 K To Organizations | 0 | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividuals |
| Professional Fundraising | 0 | ProfessionalFundraising |
| Fundraising Activities | 0 | FundraisingActivities |
| Gaming | 0 | Gaming |
| Hospital | 0 | Hospital |
| Grants To Organizations | 1 | GrantsToOrganizations |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Schedule J Required | 1 | ScheduleJRequired |
| Tax Exempt Bonds | 0 | TaxExemptBonds |
| Excess Benefit Transaction | 0 | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | 0 | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | 0 | LoanToOfficerOrDQP |
| Grant To Related Person | 0 | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | 0 | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | 0 | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | 0 | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | 0 | DeductibleNonCashContributions |
| Deductible Contributions Of Art | 0 | DeductibleContributionsOfArt |
| Terminated | 0 | Terminated |
| Partial Liquidation | 0 | PartialLiquidation |
| Disregarded Entity | 0 | DisregardedEntity |
| Related Entity | 1 | RelatedEntity |
| Related Org Controlled Entity | 1 | RelatedOrgControlledEntity |
| Transaction Related Entity | 0 | TransactionRelatedEntity |
| Transfers To Exempt Non Chrtbl Org | 0 | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | 0 | ActivitiesConductedPartnership |
| Schedule O Required | 1 | ScheduleORequired |
| Number Forms Transmitted With1096 | 34 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Compliance With Backup Witholding | 1 | ComplianceWithBackupWitholding |
| Number Of Employees | 61 | NumberOfEmployees |
| Employment Tax Returns Filed | 1 | EmploymentTaxReturnsFiled |
| Unrelated Business Income | 0 | UnrelatedBusinessIncome |
| Foreign Financial Account | 0 | ForeignFinancialAccount |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTrans |
| Taxable Party Notification | 0 | TaxablePartyNotification |
| Non Deductible Contributions | 0 | NonDeductibleContributions |
| Quid Pro Quo Contributions | 0 | QuidProQuoContributions |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOf |
| Funds To Pay Premiums | 0 | FundsToPayPremiums |
| Premiums Paid | 0 | PremiumsPaid |
| Indoor Tanning Services | 0 | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 13 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 12 | NumberIndependentVotingMembers |
| Family Or Business Relationship | 0 | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | 0 | DelegationOfManagementDuties |
| Changes To Organizing Docs | 0 | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuse |
| Members Or Stockholders | 0 | MembersOrStockholders |
| Election Of Board Members | 0 | ElectionOfBoardMembers |
| Decisions Subject To Approval | 0 | DecisionsSubjectToApproval |
| Minutes Of Governing Body | 1 | MinutesOfGoverningBody |
| Minutes Of Committees | 0 | MinutesOfCommittees |
| Officer Mailing Address | 0 | OfficerMailingAddress |
| Local Chapters | 0 | LocalChapters |
| Form990 Provided To Governing Body | 0 | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | 1 | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | 1 | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | 1 | RegularMonitoringEnforcement |
| Whistleblower Policy | 1 | WhistleblowerPolicy |
| Document Retention Policy | 1 | DocumentRetentionPolicy |
| Compensation Process CEO | 1 | CompensationProcessCEO |
| Compensation Process Other | 1 | CompensationProcessOther |
| Investment In Joint Venture | 0 | InvestmentInJointVenture |
| States Where Copy Of Return Is Filed | AZ | StatesWhereCopyOfReturnIsFiled |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
Name Business NameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ALLISON SCHOTT | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Telephone Number | 5206478380 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1730 EAST RIVER ROAD SUITE 200 | AddressLine1 |
| City | TUCSON | City |
| State | AZ | State |
| ZIP Code | 857185898 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionA (30 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | OfficerOfficer | Highest Compensated EmployeeHighestCompensatedEmployee |
|---|---|---|---|---|---|---|---|
| THORIR BJORNSSON MD | |||||||
| BOARD MEMBER/ED, CPTR CONSORTIUM | 32.00 | X | 140352 | 0 | 12058 | ||
| J LYLE BOOTMAN PHD SCD | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| CRAIG BRATER MD | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| SAM BRODER | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| JOHN CARTER | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| M WAINWRIGHT FISHBURN JR | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| JAMES GREENWOOD | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| MICHAEL KASSER MBA PHD | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| SHAUN A KIRKPATRICK MA | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| JAMES T KOLBE | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| WALTER H MOOS PHD | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| RICHARD T MYERS JR | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| CINDY PARSEGHIAN | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| LESLIE P TOLBERT PHD | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| ALASTAIR JJ WOOD MD CHB | |||||||
| BOARD MEMBER | 1.00 | X | 0 | 0 | 0 | ||
| PETER B CORR MD PHD | |||||||
| CHAIRMAN OF THE BOARD | 1.00 | X | 0 | 0 | 0 | X | |
| JEFFREY JACOB SM | |||||||
| VICE CHAIRMAN | 1.00 | X | 0 | 0 | 0 | X | |
| RAYMOND L WOOSLEY MD PHD | |||||||
| PRESIDENT AND CEO THRU JAN 2012 | 60.00 | X | 126599 | 0 | 18488 | X | |
| CAROLYN COMPTON MD PHD | |||||||
| PRESIDENT AND CEO THRU FEB 2013 | 60.00 | X | 367689 | 0 | 24002 | X | |
| MARTHA BRUMFIELD PHD | |||||||
| PRESIDENT AND CEO AS OF FEB 2013 | 60.00 | X | 0 | 0 | 0 | X | |
| CELINDA JOHNSON | |||||||
| SECRETARY/TREASURER TO SEP 2012 | 40.00 | X | 98516 | 0 | 13494 | X | |
| ENRIQUE AVILES | |||||||
| SECRETARY AS OF NOV 2012 | 50.00 | X | 139925 | 0 | 22180 | X | |
| JOYCE ROGERS CMA MBA | |||||||
| TREASURER AS OF SEPT 2012 | 40.00 | 100109 | 0 | 8929 | X | ||
| RICHARD T MYERS | |||||||
| COO THRU MAR 2012 | 50.00 | 30927 | 0 | 5135 | X | ||
| STEVEN BROADBENT MBA | |||||||
| COO, TREASURER AS OF APR 2013 | 50.00 | 172772 | 0 | 24911 | X | ||
| ESLIE DENNIS MD | |||||||
| ED, PSTC CONSORTIUM | 40.00 | 242980 | 0 | 30236 | X | ||
| LYNN HUDSON PHD | |||||||
| CHIEF SCIENCE OFFICER | 40.00 | 180595 | 0 | 16524 | X | ||
| STEPHEN COONS PHD | |||||||
| ED, PRO CONSORTIUM | 40.00 | 166457 | 0 | 20061 | X | ||
| DIANE STEPHENSON PHD | |||||||
| ED, CAMD CONSORTIUM | 40.00 | 149258 | 0 | 26299 | X | ||
| DEBRA HANNA PHD | |||||||
| ED, CPTR CONSORTIUM | 40.00 | 148918 | 0 | 22007 | X | ||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 2065097 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 0 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 244324 | TotalOtherCompensation |
| Number Individuals GT100 K | 13 | NumberIndividualsGT100K |
| Formers Listed | 0 | FormersListed |
| Total Comp GT150 K | 1 | TotalCompGT150K |
| Compensation From Other Sources | 0 | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (5 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation | Address Line1AddressOfContractor/AddressForeign/AddressLine1 | CityAddressOfContractor/AddressForeign/City | Province Or StateAddressOfContractor/AddressForeign/ProvinceOrState | CountryAddressOfContractor/AddressForeign/Country |
|---|---|---|---|---|---|---|---|---|---|
| UNITED BIOSOURCE CORPORATION | |||||||||
| LOCKBOX 758641 | BALTIMORE | MD | 21275 | RESEARCH | 489535 | ||||
| FOUNDATION FOR THE NATIONAL INSTITUTES O | |||||||||
| 9650 ROCKVILLE PIKE | BETHESDA | MD | 20814 | RESEARCH | 315000 | ||||
| ADELPHI VALUES | |||||||||
| RESEARCH | 308637 | ADELPHI MILL BOLLINGTOR | CHESHIRE | 105JB | UK | ||||
| PHARSIGHT CORPORATION | |||||||||
| BOX 200854 | PITTSBURGH | PA | 15251 | CONSULTING | 280619 | ||||
| HEALTH RESEARCH ASSOCIATES | |||||||||
| 6505 216TH STREET SW SUITE 105 | MOUNTLAKE TERRACE | WA | 98043 | RESEARCH | 188320 | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 7 | NumberOfContractorsGT100K |
| Government Grants | 2165121 | GovernmentGrants |
| All Other Contributions | 3750509 | AllOtherContributions |
| Noncash Contributions | 500 | NoncashContributions |
| Total Contributions | 5915630 | TotalContributions |
Program Service Revenue ProgramServiceRevenue (2 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome |
|---|---|---|---|
| RESEARCH SUPPORT FEES | 541700 | 2880721 | 2880721 |
| OTHER REVENUE | 900099 | 97182 | 97182 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 2977903 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 4957 | TotalRevenueColumn |
| Exclusion | $4,957 | ExclusionAmount |
Gross Rents GrossRents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 16322 | Real |
Less Rental Expenses LessRentalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 16011 | Real |
Rental Income Or Loss RentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 311 | Real |
Net Rental Income Or Loss NetRentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 311 | TotalRevenueColumn |
| Exclusion | $311 | ExclusionAmount |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other | 550 | Other |
Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other | 2982 | Other |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other | -2432 | Other |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | -2432 | TotalRevenueColumn |
| Exclusion | -$2,432 | ExclusionAmount |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 8896369 | TotalRevenueColumn |
| Related Or Exempt Function Income | 2977903 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 0 | UnrelatedBusinessRevenue |
| Exclusion | $2,836 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part IX | X | InfoInScheduleOPartIX |
Grants To Domestic Orgs GrantsToDomesticOrgs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 778641 | Total |
| Program Services | 778641 | ProgramServices |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1030137 | Total |
| Program Services | 557467 | ProgramServices |
| Management And General | 463394 | ManagementAndGeneral |
| Fundraising | 9276 | Fundraising |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2525727 | Total |
| Program Services | 1881129 | ProgramServices |
| Management And General | 629063 | ManagementAndGeneral |
| Fundraising | 15535 | Fundraising |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 178520 | Total |
| Program Services | 128612 | ProgramServices |
| Management And General | 48779 | ManagementAndGeneral |
| Fundraising | 1129 | Fundraising |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 234140 | Total |
| Program Services | 167917 | ProgramServices |
| Management And General | 64376 | ManagementAndGeneral |
| Fundraising | 1847 | Fundraising |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 231593 | Total |
| Program Services | 158641 | ProgramServices |
| Management And General | 71331 | ManagementAndGeneral |
| Fundraising | 1621 | Fundraising |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 60704 | Total |
| Program Services | 49777 | ProgramServices |
| Management And General | 10684 | ManagementAndGeneral |
| Fundraising | 243 | Fundraising |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 101461 | Total |
| Program Services | 70164 | ProgramServices |
| Management And General | 30580 | ManagementAndGeneral |
| Fundraising | 717 | Fundraising |
Fees For Services Lobbying FeesForServicesLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 60071 | Total |
| Program Services | 41149 | ProgramServices |
| Management And General | 18501 | ManagementAndGeneral |
| Fundraising | 421 | Fundraising |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2614071 | Total |
| Program Services | 2508370 | ProgramServices |
| Management And General | 103352 | ManagementAndGeneral |
| Fundraising | 2349 | Fundraising |
Advertising Advertising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 57447 | Total |
| Program Services | 39998 | ProgramServices |
| Management And General | 17061 | ManagementAndGeneral |
| Fundraising | 388 | Fundraising |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 178733 | Total |
| Program Services | 140880 | ProgramServices |
| Management And General | 37012 | ManagementAndGeneral |
| Fundraising | 841 | Fundraising |
Information Technology InformationTechnology
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 147995 | Total |
| Program Services | 129744 | ProgramServices |
| Management And General | 17845 | ManagementAndGeneral |
| Fundraising | 406 | Fundraising |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 477287 | Total |
| Program Services | 277014 | ProgramServices |
| Management And General | 195459 | ManagementAndGeneral |
| Fundraising | 4814 | Fundraising |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 275878 | Total |
| Program Services | 240466 | ProgramServices |
| Management And General | 34442 | ManagementAndGeneral |
| Fundraising | 970 | Fundraising |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 162283 | Total |
| Program Services | 157302 | ProgramServices |
| Management And General | 4644 | ManagementAndGeneral |
| Fundraising | 337 | Fundraising |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 160902 | Total |
| Program Services | 133978 | ProgramServices |
| Management And General | 26326 | ManagementAndGeneral |
| Fundraising | 598 | Fundraising |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 33221 | Total |
| Program Services | 22756 | ProgramServices |
| Management And General | 10232 | ManagementAndGeneral |
| Fundraising | 233 | Fundraising |
Other Expenses OtherExpenses (3 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices | Management And GeneralManagementAndGeneral | FundraisingFundraising |
|---|---|---|---|---|
| BAD DEBT | 16953 | 13975 | 2912 | 66 |
| DUES AND SUBSCRIPTIONS | 11973 | 9073 | 2709 | 191 |
| MISCELLANEOUS | 11893 | 10445 | 1417 | 31 |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 9349630 | Total |
| Program Services | 7517498 | ProgramServices |
| Management And General | 1790119 | ManagementAndGeneral |
| Fundraising | 42013 | Fundraising |
Cash Non Interest Bearing CashNonInterestBearing
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 753417 | BOY |
| EOY | 1387790 | EOY |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 3933771 | BOY |
| EOY | 3572128 | EOY |
Pledges And Grants Receivable PledgesAndGrantsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 49318 | BOY |
| EOY | 371966 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 689104 | BOY |
| EOY | 730459 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 70002 | BOY |
| EOY | 59428 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 906504 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 730313 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 328372 | BOY |
| EOY | 176191 | EOY |
Investments Pub Traded Securities InvestmentsPubTradedSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 3217568 | BOY |
| EOY | 2403428 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 27141 | BOY |
| EOY | 15471 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 9068693 | BOY |
| EOY | 8716861 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 312161 | BOY |
| EOY | 647230 | EOY |
Deferred Revenue DeferredRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 4791650 | BOY |
| EOY | 4558010 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 5103811 | BOY |
| EOY | 5205240 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 3807584 | BOY |
| EOY | 3457126 | EOY |
Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 157298 | BOY |
| EOY | 54495 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 3964882 | BOY |
| EOY | 3511621 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 9068693 | BOY |
| EOY | 8716861 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Reconcilation Revenue Expenses | -453261 | ReconcilationRevenueExpenses |
| Reconcilation Other Changes | 0 | ReconcilationOtherChanges |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | 0 | AccountantCompileOrReview |
| FS Audited | 1 | FSAudited |
FS Audited Basis FSAuditedBasis
| Field | Value | IRS element (for citing) |
|---|---|---|
| Financial Statement Separate | X | FinancialStatementSeparate |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Audit Committee | 1 | AuditCommittee |
| Federal Grant Audit Required | 1 | FederalGrantAuditRequired |
| Federal Grant Audit Performed | 1 | FederalGrantAuditPerformed |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Publicly Supported Org170b1 Avi | X | PubliclySupportedOrg170b1Avi |
Gifts Grants Contrib Received170 GiftsGrantsContribReceived170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 5016728 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 5617050 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 7857830 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 7998908 | CurrentTaxYearMinus1Year |
| Current Tax Year | 5915630 | CurrentTaxYear |
| Total | 32406146 | Total |
Total170 Total170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 5016728 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 5617050 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 7857830 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 7998908 | CurrentTaxYearMinus1Year |
| Current Tax Year | 5915630 | CurrentTaxYear |
| Total | 32406146 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Amounts Subst Contributors Total | 501585 | AmountsSubstContributorsTotal |
| Public Support Total170 | 31904561 | PublicSupportTotal170 |
Gross Investment Income170 GrossInvestmentIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 34114 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 30965 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 34431 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 22660 | CurrentTaxYearMinus1Year |
| Current Tax Year | 21279 | CurrentTaxYear |
| Total | 143449 | Total |
Other Income170 OtherIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 17970 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 41243 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 30697 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 20745 | CurrentTaxYearMinus1Year |
| Total | 110655 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Support | 32660250 | TotalSupport |
| Gross Receipts From Admissions Etc | 9593746 | GrossReceiptsFromAdmissionsEtc |
| Public Support Pertcentage170 | 0.97690 | PublicSupportPertcentage170 |
| Public Support Pertcent Prior Year | 0.97850 | PublicSupportPertcentPriorYear |
| Thirty Three Percnt Tests CY170 | X | ThirtyThreePercntTestsCY170 |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule C IRS990ScheduleC
Total Direct Lobbying TotalDirectLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 60071 | FilingOrganizationsTotals |
Total Lobbying Expenditures TotalLobbyingExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 60071 | FilingOrganizationsTotals |
Other Exempt Purpose Expenditures OtherExemptPurposeExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 9289559 | FilingOrganizationsTotals |
Total Exempt Purpose Expenditures TotalExemptPurposeExpenditures
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 9349630 | FilingOrganizationsTotals |
Lobbying Nontaxable LobbyingNontaxableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 617482 | FilingOrganizationsTotals |
Grassroots Nontaxable GrassrootsNontaxableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 154371 | FilingOrganizationsTotals |
Tot Lobbying Grassroot Minus Non Tx TotLobbyingGrassrootMinusNonTx
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 0 | FilingOrganizationsTotals |
Tot Lobby Expend Mns Lobbying Nontx TotLobbyExpendMnsLobbyingNontx
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Totals | 0 | FilingOrganizationsTotals |
Lobbying Nontaxable Amount2 LobbyingNontaxableAmount2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 467663 | CurrentYearMinus3 |
| Current Year Minus2 | 630748 | CurrentYearMinus2 |
| Current Year Minus1 | 670322 | CurrentYearMinus1 |
| Current Year | 617482 | CurrentYear |
| Total | 2386215 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Lobbying Ceiling | $3,579,323 | LobbyingCeilingAmount |
Total Lobbying Expenditures2 TotalLobbyingExpenditures2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 108342 | CurrentYearMinus3 |
| Current Year Minus2 | 108886 | CurrentYearMinus2 |
| Current Year Minus1 | 109805 | CurrentYearMinus1 |
| Current Year | 60071 | CurrentYear |
| Total | 387104 | Total |
Grassroots Nontaxable Amount2 GrassrootsNontaxableAmount2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | 116916 | CurrentYearMinus3 |
| Current Year Minus2 | 157687 | CurrentYearMinus2 |
| Current Year Minus1 | 167581 | CurrentYearMinus1 |
| Current Year | 154371 | CurrentYear |
| Total | 596555 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grassroots Ceiling | $894,833 | GrassrootsCeilingAmount |
Schedule D IRS990ScheduleD
Leasehold Improvements LeaseholdImprovements
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 136608 | OtherCostOrOtherBasis |
| Depreciation | 91911 | Depreciation |
| Book Value | 44697 | BookValue |
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 312884 | OtherCostOrOtherBasis |
| Depreciation | 230060 | Depreciation |
| Book Value | 82824 | BookValue |
Other Land Buildings OtherLandBuildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 457012 | OtherCostOrOtherBasis |
| Depreciation | 408342 | Depreciation |
| Book Value | 48670 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 176191 | TotalOfBookValueLandBuildings |
| Footnote In Part XIII | X | FootnoteInPartXIII |
| Tot Revenue Etc Audited Fincl Stmt | 8915780 | TotRevenueEtcAuditedFinclStmt |
| Donated Srvc And Use Of Facilities | 968 | DonatedSrvcAndUseOfFacilities |
| Revenue Not Rptd F990 | 968 | RevenueNotRptdF990 |
| Revenue Subtotal | 8914812 | RevenueSubtotal |
| Other Revenues Not Included | -18443 | OtherRevenuesNotIncluded |
| Revenue Not Rptd On Fin Stmt | -18443 | RevenueNotRptdOnFinStmt |
| Total Revenue Per Form990 | 8896369 | TotalRevenuePerForm990 |
| Tot Expenses Etc Audited Fincl Stmt | 9369041 | TotExpensesEtcAuditedFinclStmt |
| Donated Services Use Of Facilities | 968 | DonatedServicesUseOfFacilities |
| Other Expenses Included | 18443 | OtherExpensesIncluded |
| Expenses Not Rptd F990 | 19411 | ExpensesNotRptdF990 |
| Expenses Subtotal | 9349630 | ExpensesSubtotal |
| Expenses Not Rptd On Fin Stmt | 0 | ExpensesNotRptdOnFinStmt |
| Total Expenses Per Form990 | 9349630 | TotalExpensesPerForm990 |
Form990 Schedule D Part XIII Form990ScheduleDPartXIII (3 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: | PART X, LINE 2: | FINANCIAL STATEMENT FIN 48 (ASC 740) FOOTNOTE: C-PATH IS EXEMPT FROM INCOME TAXES UNDER BOTH FEDERAL (INTERNAL REVENUE CODE SECTION 501(C)(3)) AND ARIZONA INCOME TAX LAWS, AND IS CLASSIFIED AS OTHER THAN A PRIVATE FOUNDATION. ACCORDINGLY, NO PROVISION FOR FEDERAL AND STATE INCOME TAXES IS MADE IN THE FINANCIAL STATEMENTS. INCOME FROM CERTAIN ACTIVITIES NOT DIRECTLY RELATED TO C-PATH'S TAX-EXEMPT PURPOSE, HOWEVER, MAY BE SUBJECT TO TAXATION AS UNRELATED BUSINESS TAXABLE INCOME (UBTI). GAAP REQUIRES MANAGEMENT TO PERFORM AN EVALUATION OF ALL TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN THE COURSE OF PREPARING C-PATH'S TAX RETURNS TO DETERMINE WHETHER THE TAX POSITIONS MEET A "MORE LIKELY THAN NOT" STANDARD OF BEING SUSTAINED UNDER EXAMINATION BY THE APPLICABLE TAXING AUTHORITIES. THIS EVALUATION IS REQUIRED TO BE PERFORMED FOR ALL OPEN TAX YEARS, AS DEFINED BY THE VARIOUS STATUTES OF LIMITATIONS, FOR FEDERAL AND STATE PURPOSES. C-PATH IS ONLY SUBJECT TO INCOME TAXES ON UBTI AS APPLICABLE. AS A RESULT, C-PATH IS REQUIRED TO FILE INFORMATIONAL RETURNS FOR FEDERAL AND STATE PURPOSES AND, IF IT HAS UBTI, FEDERAL AND STATE INCOME TAX RETURNS. WITH LIMITED EXCEPTIONS, C-PATH IS NO LONGER SUBJECT TO TAX EXAMINATION FOR ANY YEARS EARLIER THAN 2010 FOR FEDERAL AND 2009 FOR STATE. MANAGEMENT HAS PERFORMED ITS EVALUATION OF TAX POSITIONS TAKEN ON ALL OPEN TAX RETURNS AND HAS DETERMINED THAT THERE WERE NO POSITIONS TAKEN THAT DO NOT MEET THE "MORE LIKELY THAN NOT" STANDARD. |
| PART XI, LINE 4B - OTHER ADJUSTMENTS: | LOSS ON DISPOSAL OF ASSET -2,432. LOSS ON SUBLEASE -16,011. | |
| PART XII, LINE 2D - OTHER ADJUSTMENTS: | LOSS ON DISPOSAL OF ASSET 2,432. LOSS ON SUBLEASE 16,011. |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Records Maintained | 1 | RecordsMaintained |
Recipient Table RecipientTable (2 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EIN Of RecipientEINOfRecipient | IRC SectionIRCSection | Amount Of Cash GrantAmountOfCashGrant | Purpose Of GrantPurposeOfGrant |
|---|---|---|---|---|---|---|---|
| INSTITUTE ON SCIENCE FOR GLOBAL POLICY | |||||||
| 3320 N CAMPBELL AVE SUITE 200 | TUCSON | AZ | 85719 | 453998749 | 501(C)(3) | 735701 | CPATH ACTED AS FISCAL SPONSOR WHILE ISGP OBTAINED TAX EXEMPT STATUS |
| UT SOUTHWESTERN MEDICAL CENTER | |||||||
| 5323 HARRY HINES BLVD | DALLAS | TX | 75390 | 756002868 | STATE OF TEXAS | 42940 | RESEARCH FOR CPTR CONSORTIUM |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Nbr Of501 C3 And Govt Grants | 2 | TotalNbrOf501C3AndGovtGrants |
| Total Nbr Of Other Organizations | 0 | TotalNbrOfOtherOrganizations |
Form990 Schedule I Part IV Form990ScheduleIPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | PROCEDURE FOR MONITORING GRANTS IN THE U.S.: | Identifier |
| Return Reference | PART I, LINE 2: | ReturnReference |
| Explanation | SCHEDULE I, PART I, LINE 2: CRITICAL PATH INSTITUTE ENTERS INTO SUBAWARD AGREEMENTS WITH SUBRECIPIENTS AND REVIEWS PROGRESS DELIVERABLES AND COSTS. | Explanation |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Housing Allowance Or Residence | X | HousingAllowanceOrResidence |
| Club Dues Or Fees | X | ClubDuesOrFees |
| Written Policy Re T And E Expenses | 0 | WrittenPolicyReTAndEExpenses |
| Substantiation Required | 1 | SubstantiationRequired |
| Compensation Committee | X | CompensationCommittee |
| Independent Consultant | X | IndependentConsultant |
| Form990 Of Other Organizations | X | Form990OfOtherOrganizations |
| Written Employment Contract | X | WrittenEmploymentContract |
| Compensation Survey | X | CompensationSurvey |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | 1 | SeverancePayment |
| Supplemental Nonqual Retire Plan | 0 | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | 0 | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | 0 | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | 0 | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | 0 | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | 0 | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | 0 | AnyNonFixedPayments |
| Initial Contract Exception | 0 | InitialContractException |
Form990 Schedule J Part II Form990ScheduleJPartII (9 entries)
| TitleTitle | Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| THORIR BJORNSSON MD | ||||||||||||||
| BOARD MEMBER/ED, CPTR CONSORTIUM | 140352 | 0 | 0 | 0 | 0 | 0 | 11194 | 0 | 864 | 0 | 152410 | 0 | 0 | 0 |
| CAROLYN COMPTON MD PHD | ||||||||||||||
| PRESIDENT AND CEO THRU FEB 2013 | 142689 | 0 | 0 | 0 | 225000 | 0 | 22258 | 0 | 1744 | 0 | 391691 | 0 | 0 | 0 |
| ENRIQUE AVILES | ||||||||||||||
| SECRETARY AS OF NOV 2012 | 139925 | 0 | 0 | 0 | 0 | 0 | 11405 | 0 | 10775 | 0 | 162105 | 0 | 0 | 0 |
| STEVEN BROADBENT MBA | ||||||||||||||
| COO, TREASURER AS OF APR 2013 | 172772 | 0 | 0 | 0 | 0 | 0 | 14014 | 0 | 10897 | 0 | 197683 | 0 | 0 | 0 |
| ESLIE DENNIS MD | ||||||||||||||
| ED, PSTC CONSORTIUM | 242980 | 0 | 0 | 0 | 0 | 0 | 19600 | 0 | 10636 | 0 | 273216 | 0 | 0 | 0 |
| LYNN HUDSON PHD | ||||||||||||||
| CHIEF SCIENCE OFFICER | 180595 | 0 | 0 | 0 | 0 | 0 | 14400 | 0 | 2124 | 0 | 197119 | 0 | 0 | 0 |
| STEPHEN COONS PHD | ||||||||||||||
| ED, PRO CONSORTIUM | 166457 | 0 | 0 | 0 | 0 | 0 | 13388 | 0 | 6673 | 0 | 186518 | 0 | 0 | 0 |
| DIANE STEPHENSON PHD | ||||||||||||||
| ED, CAMD CONSORTIUM | 149258 | 0 | 0 | 0 | 0 | 0 | 12000 | 0 | 14299 | 0 | 175557 | 0 | 0 | 0 |
| DEBRA HANNA PHD | ||||||||||||||
| ED, CPTR CONSORTIUM | 148918 | 0 | 0 | 0 | 0 | 0 | 12000 | 0 | 10007 | 0 | 170925 | 0 | 0 | 0 |
Form990 Schedule J Part III Form990ScheduleJPartIII (2 entries)
| Return ReferenceReturnReference | ExplanationExplanation |
|---|---|
| PART I, LINE 1B | HEALTH CLUB DUES WERE PROVIDED TO THE PRESIDENT/CEO. THERE WAS NOT A SPECIFIC WRITTEN POLICY FOR THIS, BUT WAS IN ACCORDANCE WITH INSTRUCTIONS FROM THE BOARD OF DIRECTORS. |
| PART I, LINE 4A | CAROLYN COMPTON RECEIVED A PAYMENT OF $225,000 UNDER THE TERMS OF HER SEVERANCE AGREEMENT. |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (6 entries)
| Return ReferenceReturnReference | ExplanationExplanation | IdentifierIdentifier |
|---|---|---|
| FORM 990, PART VI, SECTION A, LINE 8B | THERE ARE NO COMMITTEES WITH AUTHORITY TO ACT ON BEHALF OF THE GOVERNING BODY. | |
| FORM 990, PART VI, SECTION B, LINE 11 | FORM 990 IS PREPARED BY AN EXTERNAL CPA FIRM USING INFORMATION PROVIDED BY THE ORGANIZATION. THE FORM IS REVIEWED BY THE ORGANIZATION'S ACCOUNTING ASSOCIATE, COO, PRESIDENT/CEO, AND ANOTHER OUTSIDE CPA PRIOR TO BEING FINALIZED. | |
| FORM 990, PART VI, SECTION B, LINE 12C | OFFICERS AND DIRECTORS MUST FILL OUT CONFLICT OF INTEREST DISCLOSURES ANNUALLY. EMPLOYEES COMPLETE THE CONFLICT OF INTEREST FORM UPON HIRING AND UPDATE THE DOCUMENT AS NEEDED. EMPLOYEES ARE REMINDED ANNUALLY TO REVIEW THEIR STATUS. THESE DISCLOSURES ARE REVIEWED BY THE PRESIDENT/CEO AND THE COO. | |
| FORM 990, PART VI, SECTION B, LINE 15 | A BOARD OF DIRECTORS COMPENSATION COMMITTEE MEETS AND REVIEWS EXECUTIVE COMPENSATION ANNUALLY. EVERY FEW YEARS THE COMMITTEE SEEKS AN INDEPENDENT COMPENSATION CONSULTING ORGANIZATION. AFTER THE CONSULTING ORGANIZATION HAS BEEN RETAINED, THE COMPENSATION COMMITTEE RECEIVES THE CONSULTANT'S EXECUTIVE COMPENSATION REVIEWS AND RECOMMENDATIONS. THIS INFORMATION IS THEN USED AS A BASIS FOR THE COMPENSATION COMMITTEE'S RECOMMENDATION TO THE BOARD OF DIRECTORS. AN OVERALL SALARY PROGRAM FOR EMPLOYEES MUST BE APPROVED BY THE BOARD OF DIRECTORS BEFORE IMPLEMENTATION. ALL EMPLOYEE SALARY INCREASES MUST BE APPROVED BY THE PRESIDENT/ CEO. THE LAST INDEPENDENT COMPENSATION SURVEY WAS CONDUCTED FOR THE CEO IN AUGUST 2011. | |
| FORM 990, PART VI, SECTION C, LINE 19 | ARTICLES OF INCORPORATION CAN BE FOUND ON THE ARIZONA CORPORATION COMMISSION WEBSITE. THE CONFLICT OF INTEREST POLICY AND THE FINANCIAL STATEMENTS (VIA THE ANNUAL REPORT) ARE POSTED ON THE INSTITUTE'S WEBSITE. | |
| FORM 990, PART IX, LINE 11G | RESEARCH SUPPORT SERVICES: PROGRAM SERVICE EXPENSES 1,980,305. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,980,305. CONSULTING: PROGRAM SERVICE EXPENSES 339,727. MANAGEMENT AND GENERAL EXPENSES 19,798. FUNDRAISING EXPENSES 450. TOTAL EXPENSES 359,975. OTHER PROFESSIONAL FEES: PROGRAM SERVICE EXPENSES 188,338. MANAGEMENT AND GENERAL EXPENSES 83,554. FUNDRAISING EXPENSES 1,899. TOTAL EXPENSES 273,791. | OTHER FEES |
Schedule R IRS990ScheduleR
Form990 Schedule R Part II Form990ScheduleRPartII (2 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Primary ActivitiesPrimaryActivities | Legal Domicile StateLegalDomicileState | Exempt Code SectionExemptCodeSection | Public Charity StatusPublicCharityStatus | Business Name Line1DirectControllingEntityName/BusinessNameLine1 | Controlled OrgControlledOrg | Legal Domicile Foreign CountryLegalDomicileForeignCountry |
|---|---|---|---|---|---|---|---|---|---|---|---|
| THE CRITICAL PATH FOUNDATION | |||||||||||
| 1730 EAST RIVER ROAD SUITE 200 | TUCSON | AZ | 85718 | 204780896 | RAISING AND CONTRIBUTING FUNDS TO CRITICAL PATH INSTITUTE | AZ | 501(C)(3) | 11 | CRITICAL PATH INSTITUTE | 1 | |
| CRITICAL PATH GLOBAL LTD | |||||||||||
| 1730 EAST RIVER ROAD SUITE 200 | TUCSON | AZ | 85718 | FACILITATE WORK WITH EUROPEAN MEDICINES AGENCY | CRITICAL PATH INSTITUTE | 1 | UK | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Ann Rents Royalties | 0 | ReceiptOfIntAnnRentsRoyalties |
| Gift Grant Or Cap Contr To Other Org | 0 | GiftGrantOrCapContrToOtherOrg |
| Gift Grant Or Cap Contr Fr Other Org | 0 | GiftGrantOrCapContrFrOtherOrg |
| Loans Or Guarantees To Other Org | 0 | LoansOrGuaranteesToOtherOrg |
| Loans Or Guarantees From Other Org | 0 | LoansOrGuaranteesFromOtherOrg |
| Dividends Related Organization | 0 | DividendsRelatedOrganization |
| Sale Of Assets To Other Org | 0 | SaleOfAssetsToOtherOrg |
| Purchase Of Assets From Other Org | 0 | PurchaseOfAssetsFromOtherOrg |
| Exchange Of Assets | 0 | ExchangeOfAssets |
| Rental Of Facilities To Other Orgs | 0 | RentalOfFacilitiesToOtherOrgs |
| Rental Of Facilities Fr Other Orgs | 0 | RentalOfFacilitiesFrOtherOrgs |
| Perform Of Services For Other Orgs | 0 | PerformOfServicesForOtherOrgs |
| Perform Of Services By Other Orgs | 0 | PerformOfServicesByOtherOrgs |
| Sharing Of Facilities | 1 | SharingOfFacilities |
| Sharing Of Paid Employees | 1 | SharingOfPaidEmployees |
| Reimbursement Paid To Other Org | 0 | ReimbursementPaidToOtherOrg |
| Reimbursement Paid By Other Org | 0 | ReimbursementPaidByOtherOrg |
| Other Transfer To Other Org | 0 | OtherTransferToOtherOrg |
| Other Transfer From Other Org | 0 | OtherTransferFromOtherOrg |