TRANSFORMATION TRUST INC: Form 990PF, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- TRANSFORMATION TRUST INC (EIN 35-2024586)
- Tax period
- 2013-01-01 to 2013-12-31
- Filed
- 2014-11-17
- IRS object ID
- 201433219349101203
- Schema version
- 2013v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Expenditure Responsibility Stmt
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2014-11-17T15:54:56-06:00 | ReturnTs |
| Tax Period End | 2013-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 352123203 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KSM BUSINESS SERVICES INC | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 40857 | AddressLine1 |
| City | INDIANAPOLIS | City |
| State | IN | State |
| ZIP Code | 462400857 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2013-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 352024586 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | TRANSFORMATION TRUST INC | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | TRAN | BusinessNameControlTxt |
| Phone | 3175802002 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 80007 | AddressLine1 |
| City | INDIANAPOLIS | City |
| State | IN | State |
| ZIP Code | 46280 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | SHEILA KLINK | PersonNm |
| Person Title | OFFICER | PersonTitleTxt |
| Phone | 3176843150 | PhoneNum |
| Signature | 2014-10-24 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | MARK N BERNSTEIN | PreparerPersonNm |
| PTIN | P00045271 | PTIN |
| Phone | 3175802000 | PhoneNum |
| Preparation | 2014-10-24 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $32,069,913 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $679,381 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $679,381 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $214,920 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $2,108,623 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $214,920 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $83 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $83 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $894,384 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $894,384 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $97,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $97,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $3,928 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $40,581 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $0 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $99,541 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $97,702 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $1,026 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $1,026 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $25,739 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $7,318 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $120,233 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $120,233 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $388,048 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $226,279 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $97,000 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,434,620 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,419,620 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,822,668 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $226,279 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,516,620 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$928,284 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $668,105 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $377,677 | CashBOYAmt |
| Cash EOY | $97,520 | CashEOYAmt |
| Cash EOYFMV | $97,520 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $2,965,466 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $2,479,765 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $2,479,765 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $1,065,706 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $1,072,795 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $1,159,775 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $25,172,838 | CorporateStockBOYAmt |
| Corporate Stock EOY | $24,977,949 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $27,662,493 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $131,629 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $131,629 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $142,410 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $1,349,262 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $765,105 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $526,128 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $0 | OtherAssetsBOYAmt |
| Other Assets EOY | $1,822 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $1,822 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $31,062,578 | TotalAssetsBOYAmt |
| Total Assets EOY | $29,526,585 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $32,069,913 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $0 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $3,777 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $3,777 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $31,062,578 | RetainedEarningBOYAmt |
| Retained Earning EOY | $29,522,808 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $31,062,578 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $29,522,808 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $31,062,578 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $29,526,585 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $31,062,578 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$928,284 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $30,134,294 | SubtotalAmt |
| Other Decreases | $611,486 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $29,522,808 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (34 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Cost Or Other BasisCostOrOtherBasisAmt |
|---|---|---|---|---|---|---|---|
| BROOKFIELD PROPERTY PARNTERS | P | 2013-04-18 | 2013-04-18 | $11 | $11 | $11 | |
| CRIMSON WINE GROUP | P | 2013-03-01 | 2013-03-01 | $4 | $4 | $4 | |
| PENNEY JC CO | P | 2012-11-28 | 2013-07-24 | $4,530 | -$726 | -$726 | $5,256 |
| RIT CAPITAL PARTNERS | P | 2012-07-11 | 2013-06-06 | $12,568 | -$804 | -$804 | $13,372 |
| PIMCO COMMODITY REAL RETURN | P | 2010-01-01 | 2013-01-28 | $571,781 | -$139,677 | -$139,677 | $711,458 |
| GLENROCK GLOBAL PARNTERS | P | 2006-01-01 | 2013-06-07 | $493,389 | -$44,954 | -$44,954 | $538,343 |
| BEIJING CAPITAL INT AIRPORT | P | 2006-03-26 | 2013-04-26 | $16,510 | -$1,820 | -$1,820 | $18,330 |
| EQUITY LIFESTYLE PPTYS | P | 2011-06-10 | 2013-10-01 | $7,455 | $824 | $824 | $6,631 |
| FRANCO NEVADA CORP | P | 2010-11-10 | 2013-05-21 | $13,910 | $5,168 | $5,168 | $8,742 |
| GENERAL GROWTH PPTYS | P | 2010-08-11 | 2013-03-19 | $11,675 | $5,018 | $5,018 | $6,657 |
| GREENLIGHT CAPITAL | P | 2011-03-22 | 2013-06-25 | $6,486 | -$269 | -$269 | $6,755 |
| JARDEN CORP | P | 2009-10-16 | 2013-04-09 | $5,484 | $3,042 | $3,042 | $2,442 |
| JARDINE STRATEGIC HLDGS | P | 2010-11-03 | 2013-11-01 | $31,970 | $7,298 | $7,298 | $24,672 |
| PENNEY JC CO INC | P | 2011-10-25 | 2013-07-24 | $2,297 | -$2,536 | -$2,536 | $4,833 |
| PHILIP MORRIS INTL INC | P | 2006-06-20 | 2013-05-14 | $5,588 | $2,387 | $2,387 | $3,201 |
| RIT CAPITAL PARTNERS | P | 2011-10-12 | 2013-05-13 | $8,339 | -$823 | -$823 | $9,162 |
| ROUSE PPTYS | P | 2012-04-11 | 2013-09-24 | $6,528 | $2,352 | $2,352 | $4,176 |
| SCRIPPS E W CO OHIO | P | 2009-04-03 | 2013-09-30 | $7,779 | $7,023 | $7,023 | $756 |
| THE LINK REAL ESTATE INVESTMENT | P | 2006-01-07 | 2013-01-09 | $4,503 | $2,315 | $2,315 | $2,188 |
| WPX ENERGY INC | P | 2012-02-02 | 2013-04-18 | $5,715 | -$1,924 | -$1,924 | $7,639 |
| GLENROCK GLOBAL PARNTERS | P | 2006-01-01 | 2013-02-01 | $508,551 | $8,551 | $8,551 | $500,000 |
| MC HOLDING II | P | 2008-01-01 | 2013-12-27 | $1,822 | -$17,251 | -$17,251 | $19,073 |
| ICAHN K-1 ACTIVITY | P | 2011-01-01 | 2013-12-31 | $733 | $733 | $733 | |
| MC HOLDING II K-1 ACTIVITY | P | 2011-01-01 | 2013-12-31 | -$15 | -$15 | $15 | |
| MERRIWELL K-1 ACTIVITY | P | 2011-01-01 | 2013-12-31 | $1,555 | $1,555 | $1,555 | |
| KKR K-1 ACTIVITY | P | 2011-01-01 | 2013-12-31 | $281 | $281 | $281 | |
| OAKTREE K-1 ACTIVITY | P | 2011-01-01 | 2013-12-31 | $864 | $864 | $864 | |
| BLACKSTONE K-1 ACTIVITY | P | 2011-01-01 | 2013-12-31 | $132 | $132 | $132 | |
| ICAHN K-1 ACTIVITY | P | 2012-01-01 | 2013-12-31 | $150 | $150 | $150 | |
| MERRIWELL K-1 ACTIVITY | P | 2012-01-01 | 2013-12-31 | -$2 | -$2 | $2 | |
| KKR K-1 ACTIVITY | P | 2012-01-01 | 2013-12-31 | $11 | $11 | $11 | |
| OAKTREE K-1 ACTIVITY | P | 2012-01-01 | 2013-12-31 | $84 | $84 | $84 | |
| BLACKSTONE K-1 ACTIVITY | P | 2012-01-01 | 2013-12-31 | $2 | $2 | $2 | |
| CAPITAL GAINS DIVIDENDS | P | $377,916 | $377,916 | $377,916 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $214,920 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,607,515 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $32,591,249 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | .049324 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,614,262 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $31,006,932 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | .052061 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $657,000 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $25,215,172 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | .026056 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $98,000 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $13,621,811 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | .007194 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $263,966 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $4,406,075 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | .059910 | DistributionYr5Rt |
| Total Distribution | .194545 | TotalDistributionRt |
| Average Distribution | .038909 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $32,057,403 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,247,321 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $6,681 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,254,002 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,516,620 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $6,681 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $6,681 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $6,681 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $47,513 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $47,513 | TotalPaymentsAndCreditsAmt |
| Overpayment | $40,832 | OverpaymentAmt |
| Applied To ES Tax | $40,832 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | IN | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | TRANSFORMATION TRUST | IndividualWithBooksNm |
| Phone | 3175802002 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 80007 | AddressLine1 |
| City | INDIANAPOLIS | City |
| State | IN | State |
| ZIP Code | 46280 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | Yes (1) | BusinessHoldingsInd |
| Excess Business Holdings | 0 | ExcessBusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | 0 | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (1) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| SHEILA KLINK | ||||||||
| PO BOX 80007 | INDIANAPOLIS | IN | 46280 | BOARD MEMBER | 20.00 | $75,000 | $0 | $0 |
| ELIZABETH HAMILTON | ||||||||
| PO BOX 80007 | INDIANAPOLIS | IN | 46280 | BOARD MEMBER | 10.00 | $22,000 | $0 | $0 |
| PATSY HEARD | ||||||||
| PO BOX 80007 | INDIANAPOLIS | IN | 46280 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $32,373,006 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $172,581 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $32,545,587 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $32,545,587 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $488,184 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $32,057,403 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,602,870 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,602,870 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $6,681 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $6,681 | TotalTaxAmt |
| Distributable Before Adj | $1,596,189 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,596,189 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,596,189 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,516,620 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,516,620 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $6,681 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,509,939 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,596,189 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $1,014,594 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,516,620 | QualifyingDistributionsAmt |
| Applied To Year1 | $1,014,594 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $502,026 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $1,094,163 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (39 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| AM 4 YOUTH CORPORATION | |||||||
| 3854 N PASADENA AVE | INDIANAPOLIS | IN | 46226 | N/A | PC | CONTRIBUTION TO THE TEACHING ARTIST | $58,120 |
| BARBARA BRENNAN CENTER FOR RESEARCH AND HEALING | |||||||
| 500 NE SPANISH RIVER BLVD SUITE 208 | BOCA RATON | FL | 33431 | N/A | PF | CONTRIBUTION TO SCHOLARSHIPS FOR STUDENTS | $15,000 |
| BIG BROTHERS BIG SISTERS OF CENTRAL INDIANA | |||||||
| 2960 N MERIDIAN STE 150 | INDIANAPOLIS | IN | 46208 | N/A | PC | CONTRIBUTION TO MENTORING PROGRAM | $20,000 |
| BRIDGES OF UNDERSTANDING | |||||||
| 1630 CRESCENT PLACE NW | WASHINGTON | DC | 20009 | N/A | PC | CONTRIBUTION TO YOUTH TALK FUND | $50,000 |
| CARE FOR KIDS FOUNDATION INC | |||||||
| 4760 KINGSWAY DR | INDIANAPOLIS | IN | 46205 | N/A | PC | CONTRIBUTION TO OPPORTUNITY ROX PROGRAM | $75,000 |
| CARPINTERIA EDUCATION FOUNDATION INC | |||||||
| 5201 8TH STREET SUITE 311 | CARPINTERIA | CA | 93013 | N/A | PC | CONTRIBUTION TO GENERAL FUND | $30,000 |
| DRESS FOR SUCCESS INDIANAPOLIS INC | |||||||
| 820 N MERIDIAN ST | INDIANAPOLIS | IN | 46204 | N/A | PC | CONTRIBUTION TO GENERAL FUND | $20,000 |
| EITELJORG MUSEUM | |||||||
| 500 W WASHINGTON STREET | INDIANAPOLIS | IN | 46204 | N/A | PC | CONTRIBUTION TO ARTIST FUND | $100,000 |
| FOOD FAMILY FARMING FOUNDATION | |||||||
| 4810 RIVERBEND RD | BOULDER | CO | 80301 | N/A | PC | CONTRIBUTION TO GENERAL FUND | $40,000 |
| FRIENDS FOR YOUTH INC | |||||||
| 1741 BROADWAY | REDWOOD CITY | CA | 94063 | N/A | PC | CONTRIBUTION TO EDUCATION ENHANCEMENT PROJECT | $20,000 |
| GANGAJI FOUNDATION | |||||||
| PO BOX 716 | ASHLAND | OR | 97520 | N/A | PC | CONTRIBUTION TO GENERAL FUND & GLOBAL TRANSLATIONS | $50,000 |
| GANNA WALSKA LOTUSLAND FOUNDATION | |||||||
| 695 ASHLEY ROAD | SANTA BARBARA | CA | 93108 | N/A | EOF | CONTRIBUTION TO GENERAL FUND | $75,000 |
| GIRLS INC OF INDIANAPOLIS | |||||||
| 3935 N MERIDIAN ST | INDIANAPOLIS | IN | 46208 | N/A | PC | CONTRIBUTION TO GENERAL FUND | $25,000 |
| GRASS VALLEY CHARTER SCHOOL FOUNDATION | |||||||
| 342 S SCHOOL STREET | GRASS VALLEY | CA | 95945 | N/A | PC | CONTRIBUTION TO CHARTER SCHOOL GARDEN | $25,000 |
| HAMILTON COUNTY ENTREPRENEURSHIP INITIATIVE CORP | |||||||
| 9128 TECHNOLOGY LANE | FISHERS | IN | 46038 | N/A | PC | CONTRIBUTION TO GENERAL FUND | $25,000 |
| HAMILTON COUNTY VESTA FOUNDATION FOR CHILDREN INC | |||||||
| 4607 E 106TH ST | CARMEL | IN | 46033 | N/A | PC | CONTRIBUTION TO GENERAL FUND | $10,000 |
| HERITAGE PLACE OF INDIANAPOLIS INC | |||||||
| 4550 N ILLINOIS STREET | INDIANAPOLIS | IN | 46208 | N/A | PC | CONTRIBUTION TO GENERAL FUND | $25,000 |
| IMPERIAL VALLEY FOOD PANTRY | |||||||
| 329 APPLESTILLE ROAD | EL CENTRO | CA | 92243 | N/A | PC | CONTRIBUTION TO GENERAL FUND | $20,000 |
| INDIANA SYMPHONY SOCIETY INC | |||||||
| 32 E WASHINGTON ST STE 600 | INDIANAPOLIS | IN | 46204 | N/A | PC | CONTRIBUTION TO METROPOLITAN YOUTH ORCHESTRA FUND | $100,000 |
| INDIANAPOLIS ART CENTER INC | |||||||
| 820 E 67TH ST | INDIANAPOLIS | IN | 46220 | N/A | PC | CONTRIBUTION TO SUPPORTIVE MENTORING THROUGH ART | $20,000 |
| INSIDE OUT COMMUNITY ARTS INC | |||||||
| 2210 LINCOLN BLVD | VENICE | CA | 90291 | N/A | PC | CONTRIBUTION TO THE SCHOOL PROJECT FUND | $50,000 |
| JOYCE CARELOCK MINISTRIES | |||||||
| 9161 LIBERIA AVENUE SUITE 200 | MANASSAS | VA | 20110 | N/A | PC | CONTRIBUTION TO CAREER DEVELOPMENT, TEEN PARENTING, ANNUAL CONFERENCE | $10,000 |
| LIVING LANDS AGRARIAN NETWORK | |||||||
| PO BOX 1559 | NEVADA CITY | CA | 95959 | N/A | PC | CONTRIBUTION TO THE FOOD LOVE PROJECT FUND | $32,000 |
| MIRACLE HOUSE OF NEW YORK INC | |||||||
| 2830 S CENTRAL AVE | LOS ANGELES | CA | 90011 | N/A | PC | CONTRIBUTION TO BRIDGE TO THE FUTURE/FACILITY EXPANSION | $75,000 |
| MIRACLE HOUSE OF NEW YORK INC | |||||||
| 630 NINTH AVENUE SUITE 603 | NEW YORK | NY | 10036 | N/A | PC | CONTRIBUTION TO HEALTH HOSPITALITY AND WELLNESS PROGRAM | $12,500 |
| NAMI INDIANA INC | |||||||
| 2601 COLD SPRING ROAD | INDIANAPOLIS | IN | 46222 | N/A | PC | CONTRIBUTION TO EDUCATIONAL PROGRAMS | $5,000 |
| OJAI FOUNDATION | |||||||
| 9739 OJAI-SANTA PAULA ROAD | OJAI | CA | 93023 | N/A | PC | CONTRIBUTION TO COUNCIL IN SCHOOLS | $50,000 |
| P F BRESEE FOUNDATION | |||||||
| 184 S BIMINI PL | LOS ANGELES | CA | 90004 | N/A | PC | CONTRIBUTION TO GENERAL FUND | $20,000 |
| PACHAMAMA ALLIANCE | |||||||
| PRESIDIO BLDG 1009 | SAN FRANCISCO | CA | 94129 | N/A | PC | CONTRIBUTION TO GENERAL FUND | $15,000 |
| PLANNED PARENTHOOD | |||||||
| 200 S MERIDIAN STREET | INDIANAPOLIS | IN | 46206 | N/A | PC | CONTRIBUTION TO WOMEN'S HEALTH FUND AND EDUCATION FUND;LISTTOTAL 100000 | $100,000 |
| PLEASANT RIDGE UNION SCHOOL DISTRICT | |||||||
| 22580 KINGSTON LANE | GRASS VALLEY | CA | 95949 | N/A | PC | CONTRIBUTION TO DON'T STOP THE MUSIC! | $50,000 |
| POSITIVE ACTION COMMUNITY THEATRE | |||||||
| 2061 VILLAGE PARK WAY 227 | ENCINITAS | CA | 92024 | N/A | PC | CONTRIBUTION TO THEATRE AND DANCE WORKSHOPS FUND | $20,000 |
| RED ALERT ROBOTICS PARENT ORGANIZATION | |||||||
| 2717 SOUTH MORGANTOWN ROAD | GREENWOOD | CA | 46143 | N/A | PC | CONTRIBUTION TO GENERAL FUND | $5,000 |
| SANTA BARBARA BOWL FOUNDATION | |||||||
| 1122 NORTH MILPAS STREET | SANTA BARBARA | CA | 93103 | N/A | PC | CONTRIBUTION TO SBB PROJECT | $15,000 |
| SARAH HOUSE SANTA BARBARA | |||||||
| 2612 MODOC ROAD | SANTA BARBARA | CA | 93105 | N/A | PC | CONTRIBUTION TO GENERAL FUND | $12,000 |
| SIERRA NV MEMORIAL HOSPITAL FOUNDATION | |||||||
| PO BOX 1810 | GRASS VALLEY | CA | 95945 | N/A | PC | CONTRIBUTION TO SCHOOL FOOD PROJECT FUND | $110,000 |
| THE FRIENDSHIP CLUB | |||||||
| 11808 RED DOG ROAD | NEVADA CITY | CA | 95959 | N/A | PC | CONTRIBUTION TO BRIGHT FUTURE ACADEMIC PROGRAM | $20,000 |
| TRANSITIONS - MENTAL HEALTH ASSOCIATION | |||||||
| 784 HIGH STREET | SAN LUIS OBISPO | CA | 93401 | N/A | PC | CONTRIBUTION TO GROWING GROUNDS VOCATIONAL PROGRAM | $15,000 |
| YMCA OF SAN FRANCISCO | |||||||
| 940 POWELL STREET | SAN FRANCISCO | CA | 94903 | N/A | PC | CONTRIBUTION TO FIFTYPLUS EMPLOYMENT SUPPORT PROGRAM | $15,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,434,620 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $679,381 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $83 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $214,920 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $894,384 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $894,384 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $40,581 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BARBARA BRENNAN CENTER FOR RESEARCH AND HEALING INC | BusinessNameLine1 |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 500 NE SPANISH RIVER BLVD | AddressLine1 |
| City | BOCA RATON | City |
| State | FL | State |
| ZIP Code | 33431 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant | 2013-12-02 | GrantDt |
| Grant | $15,000 | GrantAmt |
| Purpose Of Grant | SCHOLARSHIPS FOR STUDENTS: THE ADVANCED STUDIES PROGRAM AT BARBARA BRENNAN CENTER FOR RESEARCH AND HEALING GIVES STUDENTS THE OPPORTUNITY TO EXOAND THEIR DEVELOPMENT AND LEARN TO FACILITATE THE HEALING OF OTHERS IN MANY FIELDS. THE THREE CURRENT STUDENTS WHO RECEIVED SCHOLARSHIPS WERE CHOSEN BASED ON FINANCIAL NEED, COMMITMENT TO THE PROGRAM, AND AN ESSAY DISCUSSING THEIR PROPOSAL FOR CREATIVE USE OF LEARNING. NO AMOUNTS CONTRIBUTED TO THE BARBARA BRENNAN CENTER FOR RESEARCH AND HEALING WERE USED FOR ANY PURPOSE OTHER THAN DESCRIBED ABOVE. | PurposeOfGrantTxt |
| Expended By Grantee | $15,000 | ExpendedByGranteeAmt |
| Any Diversion By Grantee | NONE. | AnyDiversionByGranteeTxt |
| Dates Of Reports By Grantee | 7/19/2014 | DatesOfReportsByGranteeTxt |
| Verification | 2014-07-14 | VerificationDt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (2 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| LOOMIS SAYLES BOND INSTL (LSBDX ) | $100,024 | $104,264 |
| WILLIAMS COS INC (WMB ) | $31,605 | $38,146 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (86 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| GREENLIGHT CAPITAL RE LTD COM STK | $7,831 | $9,607 |
| OSAKA SECURITIES EXCHANGE CO LTD | $4,652 | $14,430 |
| BEIJING CAPITAL INTERNATIONAL | $0 | $0 |
| AUTONATION INC (AN) | $23,126 | $48,895 |
| DISCOVERY COMMUNICATIONS INC (DISCA) | $8,555 | $18,536 |
| FOREST CITY ENTERPRISES CL A (FCEA ) | $10,560 | $12,224 |
| FRANCO NEVADA CORP COM | $0 | $0 |
| HOWARD HUGHES CORP COM (HHC) | $45,079 | $125,384 |
| IAC/INTERACTIVECRP COM (IACI) | $20,456 | $45,035 |
| ICAHN ENTERPRISES LP DESPOSTITARY UNIT (IEP ) | $26,356 | $56,456 |
| JARDEN CORP COM (JAH ) | $22,959 | $65,767 |
| JARDINE STRATEGIC HLDGS (JSHLY) | $0 | $0 |
| LEUCADIA NATL CORP (LUK ) | $56,389 | $39,818 |
| MARKET VECTORS ETF TR GAMING ETF (BJK ) | $5,360 | $17,088 |
| PHILIP MORRIS INTL INC COM (PM ) | $16,387 | $26,313 |
| SCRIPPS E W CO OHIO CL A NEW (SSP ) | $2,117 | $25,304 |
| SEARS HLDGS CORP (SHLD ) | $25,281 | $18,145 |
| TIME WARNER INC NEWCOM NEW (TWX | $6,106 | $20,567 |
| URBANA CORP COM CL A NON-VTG | $11,985 | $7,278 |
| WYNN RESORTS LTD (WYNN ) | $20,659 | $62,730 |
| GENERAL GROWTH PPTYS INC NEW COM (GGP) | $7,504 | $13,025 |
| CGM FOCUS (CGMFX ) | $212,383 | $178,039 |
| COHEN & STEERS GL INFRASTRUCTURE (CSUIX) | $499,603 | $683,212 |
| COLUMBIA ACORN CLASS Z (ACRNX ) | $140,648 | $189,394 |
| EV PARAMETRIC TAX MG (EITEX) | $150,062 | $193,135 |
| IVA WORLDWIDE FUND CL I (IVWIX ) | $2,043,944 | $2,436,968 |
| JENSEN PORTFOLIO CLASS I (JENIX ) | $575,096 | $1,191,364 |
| JPMORGAN CORE BOND SELECT SHARES (WOBDX) | $5,354,500 | $5,420,639 |
| MATTHEWS ASIAN GROWTH & INCOME FUND (MACSX) | $88,000 | $104,145 |
| MERIDIAN GROWTH FUND (MERDX ) | $133,616 | $133,616 |
| PIMCO TOTAL RETURN INSTL (PTTRX ) | $5,326,972 | $5,155,809 |
| PAX WORLD BALANCED INDIVIDUAL INV (PAXWX) | $870,000 | $1,083,405 |
| PAX WORLD GLOBAL GREEN FUND (PGINX) | $500,000 | $800,709 |
| PIMCO COMMODITY REAL RETURN INST (PCRIX ) | $0 | $0 |
| PIMCO EMERGING LOCAL BOND FD INST CL (PELBX) | $1,181,837 | $1,086,145 |
| SUNTRUST BK ATLANTA GA | $89,454 | $89,735 |
| GLENROCK | $0 | $0 |
| BOLLORE EUR16 ISIN | $4,632 | $11,758 |
| RIT CAPITAL PARNTERS ORD | $0 | $0 |
| CBS CORP NEW CL B | $10,416 | $23,265 |
| CBO HOLDINGS COM | $4,493 | $10,392 |
| COLFAX CORP COM | $14,518 | $32,418 |
| CONTINENTAL RES INC OKLA COM | $4,601 | $7,764 |
| DISH NETWORK CORP | $14,573 | $29,481 |
| DREAMWORKS ANIMATION SKG | $42,934 | $79,556 |
| DUNDEE CORPORATION A SUB | $58,497 | $41,954 |
| ECHOSTAR CORP CL A | $5,370 | $6,961 |
| GOOGLE INC CL A | $4,717 | $8,966 |
| LIBERTY MEDIA CORP NEW LIBERTY CAP COM | $51,677 | $148,486 |
| LIMITED BRANDS INC | $14,620 | $20,967 |
| ONEX CORP SUB.VTG | $48,398 | $62,667 |
| PENNEY JC CO INC | $0 | $0 |
| TOURMALINE OIL CORP COM NPV | $6,465 | $8,330 |
| VIACOM INC NEW CL B | $24,627 | $46,814 |
| EQUITY LIFESTYLE PPTYS INC COM (ELS) | $10,232 | $12,137 |
| ISHARES TR RUSSELL 1000 VALUE INDEX FD (IWD) | $609,426 | $931,530 |
| JPMORGAN CHASE & CO ALERIAN MLP INDEX | $1,436,820 | $1,841,578 |
| ABERDEEN ASIA BOND INSTL CLASS | $718,500 | $621,109 |
| EATON VANCE GLOBAL MACRO ABSLTE RT | $1,434,386 | $1,327,930 |
| PIMCO SHORT TERM INSTITUTIONAL (PTSHX) | $1,436,500 | $1,427,779 |
| RS GLOBAL NATURAL RESOURCES FUND CL Y (RSNYX) | $718,500 | $650,119 |
| BROOKFIELD ASSET MANAGEMNT INC | $10,307 | $12,503 |
| BROOKFIELD RESIDENTIAL PPTYS INC | $5,182 | $11,321 |
| CALLOWAY REAL ESTATE INVT | $20,527 | $16,765 |
| FAMILY DOLLAR STORES INC | $5,698 | $5,587 |
| GLENCORE INTL PLC ORD | $5,117 | $3,910 |
| HELLENIC EXCHANGES S.A. HOLDING | $9,479 | $24,638 |
| LENNAR CORP CL A | $4,127 | $6,171 |
| LIBERTY INTERACTIVE CORP INTERACTIVE | $13,251 | $32,667 |
| ORCHARD SUPPLY HARDWARE STORES | $1,405 | $6 |
| ORCHARD SUPPLY HARDWARE STORES PFD | $99 | $0 |
| ROUSE PROPERTIES INC | $44,251 | $71,962 |
| SEARS CANADA INC | $1,818 | $1,933 |
| TEXAS PACIFIC LAND TRUST SUB | $5,323 | $9,099 |
| THE LINK REAL ESTATE INVESTMENT | $0 | $0 |
| VIASAT INC | $5,393 | $6,954 |
| WENDYS COMPANY | $30,181 | $55,389 |
| WPX ENERGY INC | $4,082 | $5,034 |
| E.I.I GLOBAL PROPERT (EIIGX) | $575,219 | $555,269 |
| ASCENT CAP GROUP INC (ASCMA) | $6,337 | $8,385 |
| BURGER KING WORLDWIDE INC | $6,271 | $7,932 |
| CRIMSON WINE GROUP (CWGL) | $1,660 | $1,238 |
| DREAM UNLIMITED CORP | $38,247 | $52,760 |
| FREEPORT MCMORAN COPPER & GOLD INC (FCSX) | $7,416 | $8,982 |
| STARZ COM (STRZA) | $7,050 | $29,679 |
| SUSSER HOLDGS CORP (SUSS) | $7,130 | $9,431 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $1,072,795 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $1,159,775 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (17 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| FUTURE SELECT | FMV | $250,000 | $13,182 |
| CAMBRIDGE | FMV | $151,419 | $167,717 |
| MC HOLDINGS | FMV | $0 | $0 |
| ALDARRA (HELD VIA FIDELITY) | FMV | $72,985 | $0 |
| MERRIWELL | FMV | $27,964 | $26,596 |
| GLENROCK BVI | FMV | $0 | $0 |
| FOCUS PARTNERS, LP | FMV | $0 | $0 |
| FOCUS V PARTNERS, LP | FMV | $0 | $0 |
| ICAHN ENTERPRISES | FMV | $12,749 | $12,621 |
| BLACKSTONE GROUP LP | FMV | $3,829 | $7,686 |
| KKR AND CO. | FMV | $3,870 | $6,791 |
| OAKREE CAPITAL GROUP LLC | FMV | $27,072 | $30,479 |
| ROBECO BOSTON PRTNS (BPIRX) | AT COST | $200,000 | $216,803 |
| LIBERTY INTERACTIVE CORP LIBERTY VENTURES COM USD0.01 CL A (LVNTA ) | AT COST | $14,824 | $40,210 |
| MCEWEN MINING INC COM USD0.10 (MUX ) | AT COST | $0 | $1,644 |
| SEARS HOMETOWN & OUTLET STORES INC COM (SHOS ) | AT COST | $0 | $2,040 |
| BROOKFIELD PARTNERS | FMV | $393 | $359 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $3,928 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | MC HOLDINGS II, LLC | Desc |
| EOY Book Value | $1,822 | EOYBookValueAmt |
| EOYFMV | $1,822 | EOYFMVAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (3 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| ADJUSTMENT TO COST BASIS BY BROKER | $388,538 |
| FOCUS PARTNER LP - NONDEDUCTIBLE EXPENSE | $186,357 |
| FOCUS PARTNER V LP - NONDEDUCTIBLE EXPENSE | $36,591 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BANK FEES | $110 | $110 | $0 |
| DEDUCTIONS FROM K-1S | $120,123 | $120,123 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| K-1 INCOME THE BLACKSTONE GROUP | $48 | $48 | $48 |
| K-1 INCOME OAKTREE CAPITAL GROUP | $19 | $19 | $19 |
| K-1 INCOME KKR & CO LP | $16 | $16 | $16 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | FOCUS PARTNERS, LP | Desc |
| BOY Book Value | $0 | BOYBookValueAmt |
| EOY Book Value | $3,777 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT FEES | $97,702 | $97,702 | $0 |
| OTHER CONTRACT SERVICES | $1,839 | $0 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES ON INVESTMENTS | $7,318 | $7,318 | $0 |
| EXCISE TAXES | $11,000 | $0 | $0 |
| PAYROLL TAXES | $7,421 | $0 | $0 |
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