ROBERT & RUTH HALPERIN FOUNDATION: Form 990PF, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- ROBERT & RUTH HALPERIN FOUNDATION (EIN 94-3334424)
- Tax period
- 2013-01-01 to 2013-12-31
- Filed
- 2014-11-05
- IRS object ID
- 201433099349100218
- Schema version
- 2013v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Contractor Compensation Expln
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2014-11-05T11:20:31-08:00 | ReturnTs |
| Tax Period End | 2013-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Claridad & Crowe CPAs | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO Box 907 | AddressLine1 |
| City | Mill Valley | City |
| State | CA | State |
| ZIP Code | 94942 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2013-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 943334424 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ROBERT AND RUTH HALPERIN FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ROBE | BusinessNameControlTxt |
| Phone | 4158349934 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE LOMBARD STREET SUITE 305 | AddressLine1 |
| City | SAN FRANCISCO | City |
| State | CA | State |
| ZIP Code | 94111 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | PHILIP W HALPERIN | PersonNm |
| Person Title | VP/TREASURER | PersonTitleTxt |
| Signature | 2014-11-05 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JASMINE C CLARIDAD | PreparerPersonNm |
| PTIN | P00377442 | PTIN |
| Phone | 4158883645 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $103,649,644 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $337,950 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $103 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $103 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $1,258,202 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,258,202 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $12,667,227 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $31,667,350 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $12,667,227 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $1,906,083 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $1,906,083 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $16,169,565 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $15,831,615 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $7,822 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $2,347 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $5,475 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $82,034 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $82,034 | AccountingFeesNetInvstIncmAmt |
| Other Prof Fees Rev And Expnss | $246,544 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $246,544 | OtherProfFeesNetInvstIncmAmt |
| Taxes Rev And Expnss | $493,544 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $493,544 | TaxesNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $487,001 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $449,900 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $37,101 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $1,316,945 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $1,274,369 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $42,576 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $4,625,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $4,625,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $5,941,945 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $1,274,369 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $4,667,576 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $10,227,620 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $14,557,246 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $116,007 | CashBOYAmt |
| Cash EOY | $47,391 | CashEOYAmt |
| Cash EOYFMV | $47,391 | CashEOYFMVAmt |
| Corporate Stock BOY | $71,774,335 | CorporateStockBOYAmt |
| Corporate Stock EOY | $84,533,499 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $76,714,586 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $23,989,334 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $21,385,755 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $26,887,667 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $1 | OtherAssetsBOYAmt |
| Total Assets BOY | $95,879,677 | TotalAssetsBOYAmt |
| Total Assets EOY | $105,966,645 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $103,649,644 | TotalAssetsEOYFMVAmt |
| Accounts Payable EOY | $7,668 | AccountsPayableEOYAmt |
| Total Liabilities EOY | $7,668 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Retained Earning BOY | $95,879,677 | RetainedEarningBOYAmt |
| Retained Earning EOY | $105,958,977 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $95,879,677 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $105,958,977 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $95,879,677 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $105,966,645 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $95,879,677 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $10,227,620 | ExcessRevenueOverExpensesAmt |
| Subtotal | $106,107,297 | SubtotalAmt |
| Other Decreases | $148,320 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $105,958,977 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (8 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| CHARLES SCHWAB - SEE STATEMENT ATTACHED | P | 2013-12-31 | 2013-12-31 | $23,689,662 | $18,747,248 | $4,942,414 | $4,942,414 |
| WORKDAY, INC | P | 2013-12-31 | 2013-05-30 | $1,749,590 | $47,253 | $1,702,337 | $1,702,337 |
| PALO ALTO NETWORKS | P | 2013-12-31 | 2013-07-09 | $1,019,279 | $36,874 | $982,405 | $982,405 |
| WORKDAY, INC | P | 2013-12-31 | 2013-09-04 | $1,953,743 | $52,663 | $1,901,080 | $1,901,080 |
| PALO ALTO NETWORKS | P | 2013-12-31 | 2013-09-18 | $399,977 | $14,310 | $385,667 | $385,667 |
| WORKDAY, INC | P | 2013-12-31 | 2013-09-26 | $2,184,376 | $59,717 | $2,124,659 | $2,124,659 |
| PALO ALTO NETWORKS | P | 2013-12-31 | 2013-09-24 | $397,042 | $16,666 | $380,376 | $380,376 |
| BOINGO WIRELESS | P | 2013-12-31 | 2013-12-17 | $56,094 | $25,392 | $30,702 | $30,702 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $12,667,227 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $3,960,000 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $96,924,872 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.04086 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $3,587,846 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $80,815,760 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.04440 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $3,268,273 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $75,709,168 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.04317 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $2,736,014 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $67,873,530 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.04031 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $3,217,884 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $81,588,769 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.03944 | DistributionYr5Rt |
| Total Distribution | 0.20817 | TotalDistributionRt |
| Average Distribution | 0.04163 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $97,951,363 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $4,078,107 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $145,572 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $4,223,679 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $4,667,576 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $145,572 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $145,572 | SubtotalAmt |
| Tax Based On Investment Income | $145,572 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $430,060 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $430,060 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $284,488 | OverpaymentAmt |
| Applied To ES Tax | $284,488 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | false | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | false | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JEAN WALLACE | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 7077691769 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 811 BLUEGRASS DRIVE | AddressLine1 |
| City | PETALUMA | City |
| State | CA | State |
| ZIP Code | 94954 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | false | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Excess Business Holdings | false | ExcessBusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | false | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | false | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Proceeds Or Net Income | false | ProceedsOrNetIncomeInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| ROBERT HALPERIN | ||||||
| ONE LOMBARD STREET SUITE 305 | SAN FRANCISCO | CA | 94111 | President | 1.00 | $0 |
| PHILIP W HALPERIN | ||||||
| ONE LOMBARD STREET SUITE 305 | SAN FRANCISCO | CA | 94111 | VP/TREASURER | 7.00 | $7,822 |
| PEGGY DOW | ||||||
| ONE LOMBARD STREET SUITE 305 | SAN FRANCISCO | CA | 94111 | Director | 1.00 | $0 |
| MARK HALPERIN | ||||||
| ONE LOMBARD STREET SUITE 305 | SAN FRANCISCO | CA | 94111 | Director | 1.00 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GOLDSTEIN MUNGER & ASSOCIATES | BusinessNameLine1 |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 18 CROW CANYON COURT 250 | AddressLine1 |
| City | SAN RAMON | City |
| State | CA | State |
| ZIP Code | 94583 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVEST ADVISORY SERV | ServiceTypeTxt |
| Compensation | $246,544 | CompensationAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $69,961,262 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $377,342 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $29,104,404 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $99,443,008 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Adjusted Total FMV Of Unused Ast | $99,443,008 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,491,645 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $97,951,363 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $4,897,568 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $4,897,568 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $145,572 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $145,572 | TotalTaxAmt |
| Distributable Before Adj | $4,751,996 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $4,751,996 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $4,751,996 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $4,667,576 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $4,667,576 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $145,572 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $4,522,004 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $4,751,996 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $4,467,293 | UndistributedIncomePYAmt |
| Qualifying Distributions | $4,667,576 | QualifyingDistributionsAmt |
| Applied To Year1 | $4,467,293 | AppliedToYear1Amt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $200,283 | AppliedToCurrentYearAmt |
| Undistributed Income CY | $4,551,713 | UndistributedIncomeCYAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (18 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| MAKING WAVES | ||||||
| 200 - 24TH STREET | RICHMOND | CA | 94804 | 501c3 | EDUCATION PROGRAM | $50,000 |
| JUMPSTART FOR YOUNG CHILDREN | ||||||
| 65 BATTERY STREET 2ND FLOOR | SAN FRANCISCO | CA | 94111 | 501(C)3 | FUND GENERAL OPERATING | $50,000 |
| SAN FRANCISCO CHILD ABUSE PREV CENT | ||||||
| 1757 WALLER STREET | SAN FRANCISCO | CA | 94117 | 501(C)3 | FUND GENERAL OPERATING | $25,000 |
| SAN FRANCISCO CASA | ||||||
| 100 BUSH STREET SUITE 650 | SAN FRANCISCO | CA | 94104 | 501(C)3 | FUND GENERAL OPERATING | $25,000 |
| FAMILY CONNECTIONS | ||||||
| 2565 SAN BRUNO AVENUE | SAN FRANCISCO | CA | 94134 | 501(C)3 | FUND GENERAL OPERATING | $25,000 |
| COMPASS FAMILY SERVICES | ||||||
| 49 POWELL STREET 3RD FLOOR | SAN FRANCISCO | CA | 94102 | 501(C)3 | FUND GENERAL OPERATING | $50,000 |
| PARTNERS IN SCHOOL INNOVATION | ||||||
| 1060 TENNESSEE STREET | SAN FRANCISCO | CA | 94107 | 501(C)3 | FURTHER CHARITABLE PURPOSE | $50,000 |
| NEW TEACHER CENTER | ||||||
| 725 FRONT STREET STE 400 | SANTA CRUZ | CA | 95060 | 501(C)3 | PRE-K COLLECTIVE IMPACT PROGRAM | $75,000 |
| EASTSIDE COLLEGE PREPARATORY | ||||||
| 1041 MYRTLE STREET | EAST PALO ALTO | CA | 94303 | 501(C)3 | FUND GENERAL OPERATING | $50,000 |
| TEACH FOR AMERICA | ||||||
| 22 FOURTH STREET 7TH FLOOR | SAN FRANCISCO | CA | 94103 | 501(C)3 | FUND GENERAL OPERATING | $25,000 |
| PARENTS FOR PUBLIC SCHOOLS | ||||||
| 3543 - 18TH STREET | SAN FRANCISCO | CA | 94110 | 501(C)3 | FUND GENERAL OPERATING | $25,000 |
| STANFORD UNIVERSITY | ||||||
| 326 GALVEZ WAY | STANFORD | CA | 94305 | 501(C)3 | FURTHER CHARITABLE PURPOSE | $1,825,000 |
| HARVARD BUSINESS SCHOOL | ||||||
| SOLDIERS FIELD RD TEELE 415 | BOSTON | MA | 02163 | 501(C)3 | HBS FELLOWSHIP PROGRAM | $20,000 |
| THE CALIFORNIA EDUCATION PARTNERS | ||||||
| ONE LOMBARD ST 305 | SAN FRANCISCO | CA | 94111 | 501(C)3 | FUND GENERAL OPERATING | $2,045,000 |
| AMERICAN INSTITUTE FOR RESEARCH | ||||||
| 2800 CAMPUS DRIVE SUITE 20 | SAN MATEO | CA | 94403 | 501(C)3 | FURTHER CHARITABLE PURPOSE | $150,000 |
| CORNELL UNIVERSITY | ||||||
| PO BOX 535267 | PITTSBURGH | PA | 15253 | 501(C)3 | FURTHER CHARITABLE PURPOSE | $20,000 |
| SAN FRANCISCO SCHOOL ALLIANCE | ||||||
| 114 SANSOME ST 800 | SAN FRANCISCO | CA | 94104 | 501(C)3 | FURTHER CHARITABLE PURPOSE | $100,000 |
| ACKNOWLEDGE ALLIANCE | ||||||
| 2483 OLD MIDDLEFIELD WAY 208 | MOUNTAIN VIEW | CA | 94043 | 501(C)3 | FURTHER CHARITABLE PURPOSE | $15,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $4,625,000 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $103 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,258,202 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $12,667,227 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (20 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|
| BAIN CAPITAL AIV(LOWES) | 14 | -$20 |
| BAIN CAPITAL FUND VII LP | 14 | $512,979 |
| BAIN CAPITAL FUND VIII LP | 14 | $850,631 |
| CCG INVESTMENT BVI LP | 14 | $30 |
| CCG INVESTMENT FUND LP | 14 | $73 |
| CHENGWEI VENTURES FD I | 14 | -$38,955 |
| FLAG VENTURES PTR IV LP | 14 | $93,017 |
| GOLDEN GATE CAP INV FD II | 14 | $166,225 |
| GOLDEN GATE CAP INV FDIIA | 14 | $18 |
| GOLDEN GATE CAP INV II-BV | 14 | -$50,240 |
| GOLDEN GATE INV II-A ADJ | 14 | $2 |
| GOLDEN GATE OPPORTUNITY | 14 | $690,198 |
| GOLDMAN SACHS-ORD INCOME | 14 | $143 |
| GREYLOCK XI LP | 14 | -$83,345 |
| GS MEZZANINE LLP | 14 | -$129,739 |
| NEW ENTERPRISE FUND II | 14 | -$381,896 |
| NORTHGATE PRIVATE EQUITY | 14 | $63,119 |
| NORTHGATE VENTURE PTR II | 14 | $96,144 |
| UNIVERSITY TECH VENTURES | 14 | $115,169 |
| WPC ENTERPRENEUR FUND II | 14 | $2,530 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $15,831,615 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $15,831,615 | TotalIncomeProducingActyAmt |
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp (2 entries)
| Line NumberLineNumberTxt | Relationship StatementRelationshipStatementTxt |
|---|---|
| 34 | INTEREST AND DIVIDENDS TO BE USED FOR QUALIFYING DISTRIBUTIONS TO PUBLIC CHARITIES. |
| 811 | INVESTMENT INCOME TO BE USED FOR QUALIFYING DISTRIBUTIONS TO PUBLIC CHARITIES. |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | ROBERT M HALPERIN | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 80 RESERVOIR RD | AddressLine1 |
| City | ATHERTON | City |
| State | CA | State |
| ZIP Code | 94027 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $337,950 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX PREPARATION & ADVISORY | CategoryTxt |
| Amt | $82,034 | Amt |
| Net Investment Income | $82,034 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Contractor Compensation Expln ContractorCompensationExpln
Contractor Comp Expln ContractorCompExplnGrp
Contractor Business Name ContractorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GOLDSTEIN MUNGER & ASSOCIATES | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Explanation | INVESTMENT MANAGEMENT AND ADVISORY FEES | ExplanationTxt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (8 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| SEGWAY INC 54,474 PREFERRED SHARES | $794,411 | $54,474 |
| GOLDMAN SACHS - MONEY MARKET FUND | $123,866 | $123,866 |
| GOLDMAN SACHS - SECURITIES | $283,386 | $263,724 |
| PICARRO 6,282,601 SHARES | $16,071,228 | $4,106,655 |
| CHARLES SCHWAB - SECURITIES | $62,580,375 | $66,419,808 |
| CHARLES SCHWAB - MONEY MARKET FUND | $4,625,854 | $4,625,854 |
| CHARLES SCHWAB-DIVIDEND REC | $12,613 | $12,613 |
| BROKERAGES - OTHER | $41,766 | $1,107,592 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (22 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| BAIN CAPITAL (SQ) VIII LP | AT COST | $14,952 | $32,741 |
| BAIN CAPITAL (TRU) VIII LP | AT COST | $367,813 | $183,922 |
| BAIN CAPITAL AIV (LOWES) II LP | AT COST | ||
| BAIN CAPITAL FUND VII LP | AT COST | $470,625 | $1,384,380 |
| BAIN CAPITAL FUND VIII LP | AT COST | $1,770,463 | $2,376,210 |
| CCG INVESTMENTS BVI LP | AT COST | $546,893 | $1,738,161 |
| CCG INVESTMENTS FUND LP | AT COST | $1,125,150 | $751,402 |
| CCG INVESTMENTS LLC | AT COST | $7,361 | $196,296 |
| CHENGWEI VENTURES FUND I LP | AT COST | $326,869 | $604,027 |
| FLAG VENTURE PARTNERS IV LP | AT COST | $726,789 | $877,023 |
| GOLDEN GATE CAPITAL INV FD II LP | AT COST | $831,752 | $1,662,056 |
| GOLDEN GATE CAPITAL INV FD II-A LP | AT COST | $686,922 | $284,789 |
| GOLDEN GATE CAPITAL INVS II LLC | AT COST | $73,221 | $89,639 |
| GOLDEN GATE CAPITAL INVS II-A ADJ (BVI) | AT COST | $846,029 | $704,828 |
| GOLDEN GATE CAPITAL INV II (BVI) LP | AT COST | $1,608,643 | $1,236,132 |
| GOLDEN GATE OPPORTUNITY FD LP | AT COST | $5,149,792 | $6,840,582 |
| GREYLOCK XI LP | AT COST | $1,762,848 | $3,234,967 |
| NEW ENTERPRISE ASSOC 10 LP | AT COST | $4,066,149 | $3,207,509 |
| NORTHGATE PRIV EQUITY PTRS LP | AT COST | $122,694 | $216,398 |
| NORTHGATE VENTURE PARTNERS II LP | AT COST | $612,334 | $844,125 |
| UNIVERSITY TECHNOLOGY VENTURES | AT COST | $254,855 | $414,385 |
| WPC ENTREPRENEUR FUND II LP | AT COST | $13,601 | $8,095 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (2 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| ADJUSTMENT TO BOOK BASIS | $270 |
| CONTRIBUTION BOOK TO TAX ADJ | $148,050 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (9 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BANK FEES & CHARGES | $317 | $317 | |
| GRANT ADMINISTRATION | $23,209 | $23,209 | |
| GS MEZZANINE PARTNERSHIP EXP | $4,521 | $4,521 | |
| PARTNERSHIP CHARITABLE CONTRIBUTIONS | $2 | $2 | |
| PARTNERSHIP INTEREST EXPENSES | $418 | $418 | |
| PARTNERSHIP INVESTMENT EXPENSES | $419,965 | $419,965 | |
| PARTNERSHIP OTHER EXPENSES | $1,388 | $1,388 | |
| PROGRAM EXPENSES | $37,101 | $37,101 | |
| SUPPLIES | $80 | $80 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (20 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| BAIN CAPITAL AIV(LOWES) | -$20 | -$20 |
| BAIN CAPITAL FUND VII LP | $512,979 | $512,979 |
| BAIN CAPITAL FUND VIII LP | $850,631 | $850,631 |
| CCG INVESTMENT BVI LP | $30 | $30 |
| CCG INVESTMENT FUND LP | $73 | $73 |
| CHENGWEI VENTURES FD I | -$38,955 | -$38,955 |
| FLAG VENTURES PTR IV LP | $93,017 | $93,017 |
| GOLDEN GATE CAP INV FD II | $166,225 | $166,225 |
| GOLDEN GATE CAP INV FDIIA | $18 | $18 |
| GOLDEN GATE CAP INV II-BV | -$50,240 | -$50,240 |
| GOLDEN GATE INV II-A ADJ | $2 | $2 |
| GOLDEN GATE OPPORTUNITY | $690,198 | $690,198 |
| GOLDMAN SACHS-ORD INCOME | $143 | $143 |
| GREYLOCK XI LP | -$83,345 | -$83,345 |
| GS MEZZANINE LLP | -$129,739 | -$129,739 |
| NEW ENTERPRISE FUND II | -$381,896 | -$381,896 |
| NORTHGATE PRIVATE EQUITY | $63,119 | $63,119 |
| NORTHGATE VENTURE PTR II | $96,144 | $96,144 |
| UNIVERSITY TECH VENTURES | $115,169 | $115,169 |
| WPC ENTERPRENEUR FUND II | $2,530 | $2,530 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT MANAGEMENT FEES-CS | CategoryTxt |
| Amt | $246,544 | Amt |
| Net Investment Income | $246,544 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| EXCISE TAXES PAID | $450,399 | $450,399 |
| FOREIGN TAXES PAID | $42,940 | $42,940 |
| LICENSES & OTHER FEES | $205 | $205 |
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