CAROLYNE E CZAP AND EUGENE A CZAP CHARITABLE FOUNDATION: Form 990PF, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- CAROLYNE E CZAP AND EUGENE A CZAP CHARITABLE FOUNDATION (EIN 26-4709613)
- Tax period
- 2013-01-01 to 2013-12-31
- Filed
- 2014-10-28
- IRS object ID
- 201433019349100008
- Schema version
- 2013v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Compensation Explanation
- Gain Loss Sale Other Assets Sch
- Investments Other Schedule2
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2014-10-28T14:07:31-05:00 | ReturnTs |
| Tax Period End | 2013-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DAVID M SCHLOSS | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1567 EAST 31ST STREET | AddressLine1 |
| City | BROOKLYN | City |
| State | NY | State |
| ZIP Code | 11234 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2013-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 264709613 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CAROLYNE E CZAP AND EUGENE A CZAP | BusinessNameLine1 |
| Business Name Line2 | CHARITABLE FOUNDATION | BusinessNameLine2 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | CARO | BusinessNameControlTxt |
| Phone | 7182531480 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3001 AVENUE M | AddressLine1 |
| City | BROOKLYN | City |
| State | NY | State |
| ZIP Code | 11210 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JEFFREY ZELL | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 7182531480 | PhoneNum |
| Signature | 2014-10-27 | SignatureDt |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | DAVID SCHLOSS | PreparerPersonNm |
| PTIN | P01053382 | PTIN |
| Phone | 3474142089 | PhoneNum |
| Preparation | 2014-10-28 | PreparationDt |
| Self Employed | Yes (X) | SelfEmployedInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $6,338,376 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $19,895 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $19,895 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $71,372 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $71,372 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $18,887 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $452,743 | GrossSalesPriceAmt |
| Other Income Rev And Expnss | $3,632 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $3,632 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $113,786 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $94,899 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $67,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Pension Empl Bnft Rev And Expnss | $45,314 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $45,314 | PensionEmplBnftDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $7,500 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Chrtbl Prps | $7,500 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $12,503 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Dsbrs Chrtbl | $12,503 | OtherProfFeesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $33,997 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $18,654 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $12,820 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $166,314 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $18,654 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $78,137 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $235,025 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $235,025 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $401,339 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $18,654 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $313,162 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$287,553 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $76,245 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | -$4,730 | CashBOYAmt |
| Cash EOY | $47,923 | CashEOYAmt |
| Cash EOYFMV | $47,923 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $32,242 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $7,246 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $7,246 | SavAndTempCashInvstEOYFMVAmt |
| Other Investments BOY | $6,214,626 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $6,283,207 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $6,283,207 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $3,851 | OtherAssetsBOYAmt |
| Total Assets BOY | $6,245,989 | TotalAssetsBOYAmt |
| Total Assets EOY | $6,338,376 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $6,338,376 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $5,954 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $4,515 | AccountsPayableEOYAmt |
| Grants Payable BOY | $250,000 | GrantsPayableBOYAmt |
| Grants Payable EOY | $260,000 | GrantsPayableEOYAmt |
| Total Liabilities BOY | $255,954 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $264,515 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $5,990,035 | UnrestrictedBOYAmt |
| Unrestricted EOY | $6,073,861 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $5,990,035 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $6,073,861 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $6,245,989 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $6,338,376 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $5,990,035 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$287,553 | ExcessRevenueOverExpensesAmt |
| Other Increases | $371,379 | OtherIncreasesAmt |
| Subtotal | $6,073,861 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $6,073,861 | TotNetAstOrFundBalancesEOYAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $283,833 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $6,172,081 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.045987 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $244,002 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $6,305,289 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.038698 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $65,982 | AdjustedQlfyDistriYr3Amt |
| Total Distribution | 0.084685 | TotalDistributionRt |
| Average Distribution | 0.042343 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $6,195,903 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $262,353 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $762 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $263,115 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $313,162 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $762 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $762 | SubtotalAmt |
| Tax Based On Investment Income | $762 | TaxBasedOnInvestmentIncomeAmt |
| Applied To Es Tax | $700 | AppliedToEsTaxAmt |
| Total Payments And Credits | $700 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $16 | EsPenaltyAmt |
| Tax Due | $78 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | WWW.CZAPFOUNDATION.ORG | WebsiteAddressTxt |
| Individual With Books | THE ORGANIZATION | IndividualWithBooksNm |
| Phone | 7186921212 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3001 AVENUE M | AddressLine1 |
| City | BROOKLYN | City |
| State | NY | State |
| ZIP Code | 11210 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| MARK I ETTINGER | ||||||||
| 3001 AVENUE M | BROOKLYN | NY | 11210 | VICE PRESIDE | 10.00 | $33,500 | $20,667 | $0 |
| JEFFREY ZELL | ||||||||
| 3001 AVENUE M | BROOKLYN | NY | 11210 | PRESIDENT | 10.00 | $33,500 | $20,667 | $0 |
| BENJAMIN EPSTEIN | ||||||||
| 1455 EAST 15TH STREET | BROOKLYN | NY | 11210 | TREASURER | 0.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $6,248,917 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $41,340 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $6,290,257 | TotalFMVOfUnusedAssetsAmt |
| Adjusted Total FMV Of Unused Ast | $6,290,257 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $94,354 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $6,195,903 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $309,795 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $309,795 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $762 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $762 | TotalTaxAmt |
| Distributable Before Adj | $309,033 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $309,033 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $309,033 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $313,162 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $313,162 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $762 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $312,400 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $309,033 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $93,403 | UndistributedIncomePYAmt |
| Qualifying Distributions | $313,162 | QualifyingDistributionsAmt |
| Applied To Year1 | $93,403 | AppliedToYear1Amt |
| Applied To Current Year | $219,759 | AppliedToCurrentYearAmt |
| Undistributed Income CY | $89,274 | UndistributedIncomeCYAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | CZAP FOUNDATION | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3001 AVENUE M | AddressLine1 |
| City | BROOKLYN | City |
| State | NY | State |
| ZIP Code | 11210 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 7186921212 | RecipientPhoneNum |
| Recipient Email Address | WWW.CZAPFOUNDATION.ORG | RecipientEmailAddressTxt |
| Form And Info And Materials | APPLICATION AND INSTRUCTIONS AVAILABLE ON WEBSITE WWW.CZAPFOUNDATION.ORG. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | GRANTS ARE APPROVED ON A QUARTERLY BASIS. | SubmissionDeadlinesTxt |
| Restrictions On Awards | N/A | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (3 entries)
| Business Name Line2RecipientBusinessName/BusinessNameLine2 | Address Line1RecipientUSAddress/AddressLine1 | Address Line2RecipientUSAddress/AddressLine2 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|---|---|
| ALBERT EINSTEIN COLLEGE | |||||||||
| OF MEDICINE OF YESIVA UNIVERSITY | 1300 MORRIS PARK AVE | MAZER BUILDING ROOM 725 | BRONX | NY | 10461 | NONE | EXEMPT | MEDICAL RESEARCH | $100,000 |
| ALZHEIMERS FOUNDATION OF AMERICA | |||||||||
| 322 8TH AVE | 700 | NEW YORK | NY | 10001 | NONE | EXEMPT | SOCIAL ASSISTANCE & CARE | $25 | |
| NEW YORK METHODIST HOSPITAL | |||||||||
| 506 SIXTH STREET | BROOKLYN | NY | 11215 | NONE | EXEMPT | MEDICAL RESEARCH | $135,000 | ||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $235,025 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Incm | $19,895 | RelatedOrExemptFunctionIncmAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Incm | $71,372 | RelatedOrExemptFunctionIncmAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Incm | $3,632 | RelatedOrExemptFunctionIncmAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Incm | $18,887 | RelatedOrExemptFunctionIncmAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Incm | $113,786 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $113,786 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INDIRECT ACCOUNTING FEES | CategoryTxt |
| Amt | $7,500 | Amt |
| Disbursements Charitable Prps | $7,500 | DisbursementsCharitablePrpsAmt |
Compensation Explanation CompensationExplanation
Compensation Explanation CompensationExplanationGrp (3 entries)
| MARK I ETTINGER |
| JEFFREY ZELL |
| BENJAMIN EPSTEIN |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAssetGrp (116 entries)
| AssetAssetDesc | AcquiredAcquiredDt | How AcquiredHowAcquiredTxt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | BasisBasisAmt | Total NetTotalNetAmt |
|---|---|---|---|---|---|---|
| AIG SERIES A-5 7.7000 | 2011-02 | PURCHASE | 2013-03 | $25,000 | $24,960 | $40 |
| ALLEGION PLC | 2011-05 | PURCHASE | 2013-12 | $14 | $10 | $4 |
| ALLIANZ SE 8.375% | 2011-03 | PURCHASE | 2013-06 | $25,000 | $26,310 | -$1,310 |
| AMCOR LTD NEW AU ADR | 2011-08 | PURCHASE | 2013-07 | $772 | $611 | $161 |
| AMCOR LTD NEW AU ADR | 2011-08 | PURCHASE | 2013-05 | $579 | $458 | $121 |
| AMERICAN CAPITAL AGENCY CORP | 2011-06 | PURCHASE | 2013-06 | $510 | $606 | -$96 |
| AMERICAN INTL GROUP INC 6.450% | 2012-12 | PURCHASE | 2013-06 | $12,500 | $12,505 | -$5 |
| ANALOG DEVICES INC | 2011-06 | PURCHASE | 2013-02 | $223 | $188 | $35 |
| ANALOG DEVICES INC | 2011-06 | PURCHASE | 2013-02 | $683 | $564 | $119 |
| ANNALY CAPITAL MANAGE | 2011-06 | PURCHASE | 2013-10 | $575 | $911 | -$336 |
| ANNALY CAPITAL MANAGE | 2011-06 | PURCHASE | 2013-12 | $966 | $1,732 | -$766 |
| ANNALY CAPITAL MANAGE | 2012-08 | PURCHASE | 2013-12 | $102 | $168 | -$66 |
| ASTELLAS PHARMA INC ADR | 2011-08 | PURCHASE | 2013-04 | $563 | $389 | $174 |
| ASTELLAS PHARMA INC ADR | 2011-08 | PURCHASE | 2013-05 | $516 | $350 | $166 |
| ASTELLAS PHARMA INC ADR | 2011-08 | PURCHASE | 2013-05 | $638 | $437 | $201 |
| ASTELLAS PHARMA INC ADR | 2011-08 | PURCHASE | 2013-12 | $649 | $428 | $221 |
| ASTELLAS PHARMA INC ADR | 2011-08 | PURCHASE | 2013-12 | $561 | $379 | $182 |
| ASTELLAS PHARMA INC ADR | 2013-12 | PURCHASE | 2013-12 | $101 | $103 | -$2 |
| AT&T INC | 2011-03 | PURCHASE | 2013-01 | $372 | $304 | $68 |
| BANK OF NOVA SCOTIA CANADA | 2011-03 | PURCHASE | 2013-07 | $1,311 | $1,402 | -$91 |
| BANK OF NOVA SCOTIA CANADA | 2013-06 | PURCHASE | 2013-07 | $55 | $56 | -$1 |
| BROOKFIELD PPTY PARTNERS LP MLP | 2013-04 | PURCHASE | 2013-04 | |||
| BROOKFIELD PPTY PARTNERS LP MLP | 2013-04 | PURCHASE | 2013-04 | $44 | $44 | |
| CABLEVISION SYSTEMS CORP N Y GR | 2011-06 | PURCHASE | 2013-07 | $858 | $1,138 | -$280 |
| CABLEVISION SYSTEMS CORP N Y GR | 2011-06 | PURCHASE | 2013-10 | $170 | $253 | -$83 |
| CABLEVISION SYSTEMS CORP N Y GR | 2011-08 | PURCHASE | 2013-10 | $509 | $510 | -$1 |
| CABLEVISION SYSTEMS CORP N Y GR | 2011-08 | PURCHASE | 2013-10 | $424 | $425 | -$1 |
| CARREFOUR SA SPON ADR | 2011-08 | PURCHASE | 2013-02 | $576 | $706 | -$130 |
| CARREFOUR SA SPON ADR | 2011-08 | PURCHASE | 2013-10 | $592 | $548 | $44 |
| CARREFOUR SA SPON ADR | 2011-08 | PURCHASE | 2013-12 | $392 | $343 | $49 |
| CARREFOUR SA SPON ADR | 2011-10 | PURCHASE | 2013-12 | $316 | $199 | $117 |
| CATERPILLAR INC | 2011-03 | PURCHASE | 2013-08 | $16,844 | $19,972 | -$3,128 |
| CATERPILLAR INC | 2011-03 | PURCHASE | 2013-03 | $1,347 | $1,541 | -$194 |
| CATERPILLAR INC | 2011-03 | PURCHASE | 2013-04 | $925 | $1,130 | -$205 |
| CDN NATL RAILWAY CO CAD | 2011-03 | PURCHASE | 2013-05 | $1,618 | $1,157 | $461 |
| CDN NATL RAILWAY CO CAD | 2011-03 | PURCHASE | 2013-05 | $101 | $72 | $29 |
| CENTURYLINK INC | 2011-03 | PURCHASE | 2013-02 | $861 | $1,014 | -$153 |
| CITIGROUP CAPITAL VII 07.125 | 2011-02 | PURCHASE | 2013-04 | $25,000 | $24,731 | $269 |
| CONS ENERGY INC | 2011-03 | PURCHASE | 2013-09 | $548 | $878 | -$330 |
| CONS ENERGY INC | 2013-06 | PURCHASE | 2013-09 | $34 | $33 | $1 |
| CRESTWOOD MIDSTREAM PARTNE | 2012-10 | PURCHASE | 2013-08 | $10,213 | $9,584 | $629 |
| DUKE ENERGY CORP NEW | 2011-06 | PURCHASE | 2013-06 | $681 | $539 | $142 |
| EQT CORP | 2011-03 | PURCHASE | 2013-02 | $986 | $732 | $254 |
| EXELON CORP | 2011-10 | PURCHASE | 2013-07 | $153 | $204 | -$51 |
| EXELON CORP | 2011-10 | PURCHASE | 2013-08 | $806 | $1,101 | -$295 |
| EXELON CORP | 2011-11 | PURCHASE | 2013-08 | $416 | $587 | -$171 |
| FIRSTENERGY CORP | 2011-03 | PURCHASE | 2013-02 | $763 | $691 | $72 |
| FLUOR CORP NEW | 2012-01 | PURCHASE | 2013-03 | $24,090 | $23,960 | $130 |
| GENL DYNAMICS CORP | 2011-03 | PURCHASE | 2013-02 | $995 | $1,107 | -$112 |
| GLAXO SMITHKLINE PLC ADR | 2011-08 | PURCHASE | 2013-04 | $512 | $445 | $67 |
| HEINZ H J CO MERGER EFF: 0 | 2011-06 | PURCHASE | 2013-06 | $2,900 | $2,132 | $768 |
| HEINZ H J CO MERGER EFF: 0 | 2012-04 | PURCHASE | 2013-06 | $725 | $528 | $197 |
| HUDSON CITY BANCORP INC | 2011-06 | PURCHASE | 2013-06 | $997 | $983 | $14 |
| LEIDOS HLDGS INC | 2013-01 | PURCHASE | 2013-10 | $12 | $8 | $4 |
| LIMITED BRANDS INC NAME | 2011-03 | PURCHASE | 2013-02 | $1,034 | $732 | $302 |
| LIMITED BRANDS INC NAME | 2011-08 | PURCHASE | 2013-02 | $259 | $207 | $52 |
| LORILLARD INC | 2013-02 | PURCHASE | 2013-07 | $13,258 | $11,779 | $1,479 |
| NABORS INDUSTRIES LTD NEW (B | 2011-05 | PURCHASE | 2013-07 | $299 | $536 | -$237 |
| NEXEN INC CAD | 2011-08 | PURCHASE | 2013-03 | $963 | $724 | $239 |
| NEXEN INC CAD | 2011-08 | PURCHASE | 2013-03 | $275 | $200 | $75 |
| NEXEN INC CAD | 2011-11 | PURCHASE | 2013-03 | $413 | $241 | $172 |
| NEXEN INC CAD | 2012-02 | PURCHASE | 2013-03 | $413 | $303 | $110 |
| NOVARTIS AG SPON ADR | 2011-08 | PURCHASE | 2013-02 | $630 | $540 | $90 |
| OMNICOM GROUP INC | 2011-06 | PURCHASE | 2013-07 | $1,309 | $912 | $397 |
| PEABODY ENERGY CORP | 2011-03 | PURCHASE | 2013-04 | $321 | $1,122 | -$801 |
| RIO TINTO PLC SPON ADR | 2011-03 | PURCHASE | 2013-04 | $822 | $1,164 | -$342 |
| RWE AG ADR | 2011-08 | PURCHASE | 2013-03 | $486 | $651 | -$165 |
| SANOFI SPON ADR | 2011-08 | PURCHASE | 2013-01 | $386 | $299 | $87 |
| SCANA CORP NEW | 2011-06 | PURCHASE | 2013-05 | $1,070 | $778 | $292 |
| SCANA CORP NEW | 2011-06 | PURCHASE | 2013-05 | $267 | $194 | $73 |
| SCANA CORP NEW | 2011-06 | PURCHASE | 2013-10 | $1,149 | $972 | $177 |
| SCIENCE APPLICATIONS INTE | 2013-01 | PURCHASE | 2013-09 | $25 | $18 | $7 |
| SEMPRA ENERGY | 2011-06 | PURCHASE | 2013-11 | $901 | $525 | $376 |
| SEMPRA ENERGY | 2011-06 | PURCHASE | 2013-07 | $816 | $525 | $291 |
| SEVEN & I HLDGS CO LTD ADR | 2011-08 | PURCHASE | 2013-06 | $560 | $452 | $108 |
| SOCIETE GENERALE FRANCE SPONS | 2011-08 | PURCHASE | 2013-01 | $582 | $645 | -$63 |
| SOCIETE GENERALE FRANCE SPONS | 2011-08 | PURCHASE | 2013-02 | $497 | $571 | -$74 |
| SOUTHERN CO | 2011-03 | PURCHASE | 2013-01 | $1,340 | $1,140 | $200 |
| SPDR GOLD TRUST | 2011-06 | PURCHASE | 2013-01 | $1,596 | $1,482 | $114 |
| SPDR GOLD TRUST | 2011-06 | PURCHASE | 2013-06 | $1,876 | $2,217 | -$341 |
| TAKEDA PHARMACEUTICAL CO LTD SP | 2011-08 | PURCHASE | 2013-10 | $717 | $714 | $3 |
| TOYOTA MOTOR CORP NEW JAPAN | 2011-04 | PURCHASE | 2013-08 | $12,819 | $7,817 | $5,002 |
| TOYOTA MOTOR CORP NEW JAPAN | 2011-08 | PURCHASE | 2013-11 | $501 | $328 | $173 |
| TOYOTA MOTOR CORP NEW JAPAN | 2011-08 | PURCHASE | 2013-07 | $625 | $410 | $215 |
| TOYOTA MOTOR CORP NEW JAPAN | 2011-08 | PURCHASE | 2013-09 | $501 | $328 | $173 |
| TOYOTA MOTOR CORP NEW JAPAN | 2011-08 | PURCHASE | 2013-05 | $480 | $328 | $152 |
| TRANSOCEAN LTD CHF | 2011-05 | PURCHASE | 2013-09 | $1,336 | $2,045 | -$709 |
| TRANSOCEAN LTD CHF | 2011-05 | PURCHASE | 2013-10 | $2,187 | $3,067 | -$880 |
| TRANSOCEAN LTD CHF | 2013-06 | PURCHASE | 2013-10 | $486 | $480 | $6 |
| UNILEVER NV N Y SHS NEW NETHER | 2011-03 | PURCHASE | 2013-11 | $667 | $500 | $167 |
| VERIFONE SYSTEMS INC | 2013-01 | PURCHASE | 2013-02 | $364 | $532 | -$168 |
| VERIFONE SYSTEMS INC | 2013-01 | PURCHASE | 2013-02 | $364 | $694 | -$330 |
| VERIFONE SYSTEMS INC | 2013-01 | PURCHASE | 2013-02 | $187 | $515 | -$328 |
| VF CORP | 2011-03 | PURCHASE | 2013-09 | $608 | $283 | $325 |
| VODAFONE GROUP PLC NEW SPON A | 2011-03 | PURCHASE | 2013-02 | $809 | $919 | -$110 |
| XCEL ENERGY INC | 2011-06 | PURCHASE | 2013-01 | $544 | $482 | $62 |
| AAPL-APPLE INC | 2013-04 | PURCHASE | 2013-04 | $40,894 | $39,534 | $1,360 |
| APR 13 CALL 390.00-CALL AAPL 04/26/1 | 2013-04 | PURCHASE | 2013-04 | $1,895 | $1,895 | |
| ARCO-ARCOS DORADOS HOLDINGS INC | 2012-09 | PURCHASE | 2013-08 | $5,651 | $7,669 | -$2,018 |
| AUG 13 CALL 35.00-CALL CLMT 08/17/13 | 2013-02 | PURCHASE | 2013-08 | $1,120 | $1,120 | |
| EROC-EAGLE ROCK ENERGY PARTNERS LP U | 2012-05 | PURCHASE | 2013-08 | $6,431 | $9,833 | -$3,402 |
| ETP-ENERGY TRANSFER PARTNERS L P UNI | 2011-11 | PURCHASE | 2013-11 | $10,744 | $8,737 | $2,007 |
| GE-GENERAL ELECTRIC CO | 2012-12 | PURCHASE | 2013-12 | $11,650 | $10,367 | $1,283 |
| GE-GENERAL ELECTRIC CO | 2013-01 | PURCHASE | 2013-12 | $34,949 | $31,783 | $3,166 |
| JAN 14 CALL 22.00-CALL GE 01/18/14 2 | 2013-01 | PURCHASE | 2013-12 | $2,599 | $2,599 | |
| JNJ-JOHNSON & JOHNSON | 2011-03 | PURCHASE | 2013-08 | $9,068 | $5,978 | $3,090 |
| JPM-JPMORGAN CHASE & CO | 2011-02 | PURCHASE | 2013-08 | $15,624 | $13,832 | $1,792 |
| TM-TOYOTA MOTOR CORPORATION ADS | 2011-11 | PURCHASE | 2013-08 | $12,811 | $6,453 | $6,358 |
| UPS-UNITED PARCEL SVC INC CL B | 2011-11 | PURCHASE | 2013-08 | $8,618 | $7,083 | $1,535 |
| WMB-WILLIAMS COMPANIES INC | 2011-12 | PURCHASE | 2013-08 | $3,444 | $2,468 | $976 |
| 217202100-COPANO ENERGY LLC COM UNIT | 2012-09 | PURCHASE | 2013-05 | $9,275 | $9,275 | |
| 217202100-COPANO ENERGY LLC COM UNIT | 2012-12 | PURCHASE | 2013-05 | $6,130 | $6,130 | |
| 369622485-GENERAL ELEC CAP CORP 4.5% | 2012-01 | PURCHASE | 2013-01 | $25,000 | $25,451 | -$451 |
| 94985V202-WELLS FARGO CAP XII 7.8750 | 2011-03 | PURCHASE | 2013-03 | $5,000 | $5,246 | -$246 |
| 94985V202-WELLS FARGO CAP XII 7.8750 | 2011-03 | PURCHASE | 2013-03 | $7,500 | $7,869 | -$369 |
| 94985V202-WELLS FARGO CAP XII 7.8750 | 2011-03 | PURCHASE | 2013-03 | $12,500 | $13,117 | -$617 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (2 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| BURNHAM SECURITIES | FMV | $3,338,530 | $3,338,530 |
| UBS | FMV | $2,944,677 | $2,944,677 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | INSURANCE CREDIT RECEIVABLE | Desc |
| BOY Book Value | $3,851 | BOYBookValueAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (9 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| EXPENSES | |||
| OFFICE EQUIPMENT | $10,220 | $8,805 | |
| PAYROLL SERVICE FEES | $1,212 | $1,212 | |
| BANK CHARGES | $113 | ||
| FEES & LICENSES | $995 | ||
| TELECOMMUNICATIONS | $2,466 | $2,466 | |
| FOREIGN TAXES | $1,422 | $1,422 | |
| INVESTMENT EXPENSES | $17,232 | $17,232 | |
| ADVERTISING | $337 | $337 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| UBS 16752 | $3,587 | $3,587 |
| UBS 16751 | $45 | $45 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (2 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| UNREALIZED GAINS UBS | $122,510 |
| UNREALIZED GAINS BURNHAM | $248,869 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|
| WEB DEVELOPERS & WEBSITE FEES | $8,112 | $8,112 |
| CONSULTING | $4,391 | $4,391 |
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