UCARE HEALTH INC: Form 990, tax year 2013

View the entire original 990 at ProPublica ↗

Organization
UCARE HEALTH INC (EIN 20-8295948)
Tax period
2013-01-01 to 2013-12-31
Filed
2014-08-13
IRS object ID
201432259349300923
Schema version
2013v3.0
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2014-08-13T09:12:51-05:00ReturnTs
Tax Period End2013-12-31TaxPeriodEndDt
Return Type990ReturnTypeCd
Tax Period Begin2013-01-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN208295948EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1UCare Health IncBusinessNameLine1
FieldValueIRS element (for citing)
Business Name ControlUCARBusinessNameControlTxt
Phone6126766500PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line1500 Stinson Blvd NEAddressLine1
CityMinneapolisCity
StateMNState
ZIP Code554132615ZIPCode

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonBeth MonsrudPersonNm
Person TitleSVP & CFO/TreasurerPersonTitleTxt
Phone6126763217PhoneNum
Signature2014-08-13SignatureDt
FieldValueIRS element (for citing)
Tax2013TaxYr
Build TS2015-11-30 17:44:51ZBuildTS

Form 990 IRS990

FieldValueIRS element (for citing)
Principal OfficerNancy FeldmanPrincipalOfficerNm

US Address USAddress

FieldValueIRS element (for citing)
Address Line1500 Stinson Blvd NEAddressLine1
CityMinneapolisCity
StateMNState
ZIP Code554132615ZIPCode
FieldValueIRS element (for citing)
Gross Receipts$59,050,137GrossReceiptsAmt
Group Return For Affiliates0GroupReturnForAffiliatesInd
Organization501cYes (X)Organization501cInd
Website Addresswww.ucare.orgWebsiteAddressTxt
Type Of Organization CorpYes (X)TypeOfOrganizationCorpInd
Formation2006FormationYr
Legal Domicile StateWILegalDomicileStateCd
Activity Or MissionTo provide comprehensive health services and care management services to our members.ActivityOrMissionDesc
Voting Members Governing Body15VotingMembersGoverningBodyCnt
Voting Members Independent7VotingMembersIndependentCnt
Total Employee0TotalEmployeeCnt
Total Volunteers0TotalVolunteersCnt
Total Gross UBI$0TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm$0NetUnrelatedBusTxblIncmAmt
PY Contributions Grants$0PYContributionsGrantsAmt
CY Contributions Grants$0CYContributionsGrantsAmt
PY Program Service Revenue$66,467,175PYProgramServiceRevenueAmt
CY Program Service Revenue$59,047,228CYProgramServiceRevenueAmt
PY Investment Income$2,507PYInvestmentIncomeAmt
CY Investment Income$2,909CYInvestmentIncomeAmt
PY Other Revenue$0PYOtherRevenueAmt
CY Other Revenue$0CYOtherRevenueAmt
PY Total Revenue$66,469,682PYTotalRevenueAmt
CY Total Revenue$59,050,137CYTotalRevenueAmt
PY Grants And Similar Paid$0PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid$0CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members$0PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members$0CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid$434,890PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid$486,878CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns$0PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns$0CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense$0CYTotalFundraisingExpenseAmt
PY Other Expenses$66,661,417PYOtherExpensesAmt
CY Other Expenses$63,907,583CYOtherExpensesAmt
PY Total Expenses$67,096,307PYTotalExpensesAmt
CY Total Expenses$64,394,461CYTotalExpensesAmt
PY Revenues Less Expenses-$626,625PYRevenuesLessExpensesAmt
CY Revenues Less Expenses-$5,344,324CYRevenuesLessExpensesAmt
Total Assets BOY$26,882,332TotalAssetsBOYAmt
Total Assets EOY$19,943,947TotalAssetsEOYAmt
Total Liabilities BOY$25,326,662TotalLiabilitiesBOYAmt
Total Liabilities EOY$23,732,602TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY$1,555,670NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY-$3,788,655NetAssetsOrFundBalancesEOYAmt
Info In Schedule O Part IIIYes (X)InfoInScheduleOPartIIIInd
MissionUCare Health Inc. will improve the health of our members through innovative services and partnerships across communities.MissionDesc
Significant New Program Srvc0SignificantNewProgramSrvcInd
Significant Change0SignificantChangeInd
Expense$63,862,839ExpenseAmt
Grant$0GrantAmt
Revenue$59,047,228RevenueAmt
DescUCare Health Inc. (formerly UCare Wisconsin) is a non-profit service insurance corporation providing access to comprehensive health services and to care management programs designed to improve the health of our enrolled members. UCare Health Inc. is committed to serving individuals in public health care programs; its sole program activity is to provide Medicare Advantage coordinated care plan services to seniors. As of December 2013, it was serving over 7,104 Medicare beneficiaries. UCare Health Inc. is a wholly owned subsidiary of UCare Minnesota, a tax-exempt organization serving Medicaid and Medicare recipients in Minnesota. This activity is intended to further the organization's mission to improve the health of our members through innovative services and partnerships across communities. In 2013, UCare's quality monitoring and program initiatives demonstrated many significant activities and outcomes. The highlights are outlined below. Results for UCare's health improvement efforts from members were demonstrated in 2013 by the following measures: UCare Health's plans scored 4.0 stars out of 5 in the CMS Medicare Performance Assessment report for its Medicare plans for overall health plan quality. In the CMS Medicare Consumer Assessment of Healthcare Providers and Systems (CAHPS) survey, UCare performed significantly higher than the national average on the following measures: rating of all health care, rating of personal doctor, rating of specialist, rating of health plan, getting needed care, getting care quickly, how well doctors communicate, coordination of care, and getting information from the plan about coverage cost. UCare also performed significantly higher than the national average on the Health Outcomes Survey (HOS) for improving or maintaining mental health. Statistically significant (p< 0.05) clinical improvements for our members were identified in the following Healthcare Effectiveness Data and Information Set ("HEDIS") measurements for Medicare: care of older adults, cholesterol management and managing high risk medications in the elderly. In addition to quality improvement, UCare supports member health programs, community activities and collaborations. Health education programs are integral to the products offered to members. Examples include a fitness benefit and fitness membership to a network of fitness centers called UCan! and SilverSneakers Fitness program. Members also have access to flu shot clinics, smoking cessation programs and mammogram reward programs. Community activities and events are also integral to toward improving health of our community. Examples include participating in the Institute for Clinical Systems Improvement, Coalition of WI Aging Group Convention, as well as Vital Aging Conference, CWAG Convention, St. Croix, Falls Senior Center Wannigan Days, Summer Health and Wellness EXPO, Alzheimer's Memory Walk, and Veterans Day VFW events.Desc
Total Program Service Expenses$63,862,839TotalProgramServiceExpensesAmt
Described In Section501c30DescribedInSection501c3Ind
Schedule B Required0ScheduleBRequiredInd
Political Campaign Acty0PoliticalCampaignActyInd
Subject To Proxy Tax0SubjectToProxyTaxInd
Donor Advised Fund0DonorAdvisedFundInd
Conservation Easements0ConservationEasementsInd
Collections Of Art0CollectionsOfArtInd
Credit Counseling0CreditCounselingInd
Temp Or Permanent Endowments0TempOrPermanentEndowmentsInd
Report Land Building EquipmentYes (1)ReportLandBuildingEquipmentInd
Report Investments Other Sec0ReportInvestmentsOtherSecInd
Report Program Related Invst0ReportProgramRelatedInvstInd
Report Other Assets0ReportOtherAssetsInd
Report Other LiabilitiesYes (1)ReportOtherLiabilitiesInd
Include FIN48 FootnoteYes (1)IncludeFIN48FootnoteInd
Independent Audit Fincl Stmt0IndependentAuditFinclStmtInd
Consolidated Audit Fincl StmtYes (1)ConsolidatedAuditFinclStmtInd
School Operating0SchoolOperatingInd
Foreign Office0ForeignOfficeInd
Foreign Activities0ForeignActivitiesInd
More Than5000 K To Org0MoreThan5000KToOrgInd
More Than5000 K To Individuals0MoreThan5000KToIndividualsInd
Professional Fundraising0ProfessionalFundraisingInd
Fundraising Activities0FundraisingActivitiesInd
Gaming Activities0GamingActivitiesInd
Operate Hospital0OperateHospitalInd
Grants To Organizations0GrantsToOrganizationsInd
Grants To Individuals0GrantsToIndividualsInd
Schedule J RequiredYes (1)ScheduleJRequiredInd
Tax Exempt Bonds0TaxExemptBondsInd
Engaged In Excess Benefit Trans0EngagedInExcessBenefitTransInd
PY Excess Benefit Trans0PYExcessBenefitTransInd
Loan Outstanding0LoanOutstandingInd
Grant To Related Person0GrantToRelatedPersonInd
Business Rln With Org Mem0BusinessRlnWithOrgMemInd
Business Rln With Fam Mem0BusinessRlnWithFamMemInd
Business Rln With Officer Ent0BusinessRlnWithOfficerEntInd
Deductible Non Cash Contri0DeductibleNonCashContriInd
Deductible Art Contribution0DeductibleArtContributionInd
Terminate Operations0TerminateOperationsInd
Partial Liquidation0PartialLiquidationInd
Disregarded Entity0DisregardedEntityInd
Related EntityYes (1)RelatedEntityInd
Related Organization Ctrl Ent0RelatedOrganizationCtrlEntInd
Activities Conducted Prtshp0ActivitiesConductedPrtshpInd
Schedule O RequiredYes (1)ScheduleORequiredInd
IRP Document824IRPDocumentCnt
IRP Document W2 G0IRPDocumentW2GCnt
Employee0EmployeeCnt
Unrelated Bus Incm Over Limit0UnrelatedBusIncmOverLimitInd
Foreign Financial Account0ForeignFinancialAccountInd
Prohibited Tax Shelter Trans0ProhibitedTaxShelterTransInd
Taxable Party Notification0TaxablePartyNotificationInd
Nondeductible Contributions0NondeductibleContributionsInd
Indoor Tanning Services0IndoorTanningServicesInd
Info In Schedule O Part VIYes (X)InfoInScheduleOPartVIInd
Governing Body Voting Members15GoverningBodyVotingMembersCnt
Independent Voting Member7IndependentVotingMemberCnt
Family Or Business Rln0FamilyOrBusinessRlnInd
Delegation Of Mgmt DutiesYes (1)DelegationOfMgmtDutiesInd
Change To Org Documents0ChangeToOrgDocumentsInd
Material Diversion Or Misuse0MaterialDiversionOrMisuseInd
Members Or StockholdersYes (1)MembersOrStockholdersInd
Election Of Board MembersYes (1)ElectionOfBoardMembersInd
Decisions Subject To ApprovaYes (1)DecisionsSubjectToApprovaInd
Minutes Of Governing BodyYes (1)MinutesOfGoverningBodyInd
Minutes Of CommitteesYes (1)MinutesOfCommitteesInd
Officer Mailing Address0OfficerMailingAddressInd
Local Chapters0LocalChaptersInd
Form990 Provided To Gvrn BodyYes (1)Form990ProvidedToGvrnBodyInd
Conflict Of Interest PolicyYes (1)ConflictOfInterestPolicyInd
Annual Disclosure Covered PrsnYes (1)AnnualDisclosureCoveredPrsnInd
Regular Monitoring EnfrcYes (1)RegularMonitoringEnfrcInd
Whistleblower PolicyYes (1)WhistleblowerPolicyInd
Document Retention PolicyYes (1)DocumentRetentionPolicyInd
Compensation Process CEO0CompensationProcessCEOInd
Compensation Process Other0CompensationProcessOtherInd
Investment In Joint Venture0InvestmentInJointVentureInd
Upon RequestYes (X)UponRequestInd
OtherYes (X)OtherInd

Books In Care Of Detail BooksInCareOfDetail

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1Greg MarshallBusinessNameLine1
FieldValueIRS element (for citing)
Phone6126766500PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line1500 Stinson Blvd NEAddressLine1
CityMinneapolisCity
StateMNState
ZIP Code554132615ZIPCode

Form990 Part VII Section A Form990PartVIISectionAGrp (25 entries)

TitleTitleTxtAverage Hours Per WeekAverageHoursPerWeekRtAverage Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRtIndividual Trustee Or DirectorIndividualTrusteeOrDirectorIndOfficerOfficerIndReportable Comp From OrgReportableCompFromOrgAmtReportable Comp From Rltd OrgReportableCompFromRltdOrgAmtOther CompensationOtherCompensationAmtKey EmployeeKeyEmployeeIndFormer Ofcr Director TrusteeFormerOfcrDirectorTrusteeInd
Macaran Baird MD
Board Chair0.2040.00Yes (X)Yes (X)$0$284,263$52,020
James Van Vooren MD
Vice Chair0.2040.00Yes (X)Yes (X)$0$179,277$48,740
Patricia Adam MD
Director0.2040.00Yes (X)$0$191,011$46,863
William Brombach
Director0.20Yes (X)$0$1,910$0
Kimberly Carter
Director0.20Yes (X)$0$2,275$0
Catherine Godlewski
Director0.1040.00Yes (X)$0$173,443$40,768
John Gross
Director0.10Yes (X)$0$710$0
P Jay Kiedrowski
Director0.10Yes (X)$0$3,000$0
Teresa McCarthy MD
Director0.1040.00Yes (X)$0$176,246$48,890
Bert McKasy
Director0.10Yes (X)$0$3,200$0
James Miller
Director0.10Yes (X)$0$2,675$0
Peter Mitsch
Director0.1040.00Yes (X)$0$204,473$50,830
William Roberts MD
Director0.1040.00Yes (X)$0$200,758$48,199
Sharon Shonka
Director0.10Yes (X)$0$1,600$0
Michael Wootten MD
Director0.1040.00Yes (X)$0$215,960$50,592
Nancy Feldman
President & Chief Executive Officer0.1040.00Yes (X)$0$894,694$120,054
Mark Traynor
Secretary/SVP & General Counsel0.1040.00Yes (X)$0$342,548$52,553
Beth Monsrud
Treasurer/SVP & CFO0.1040.00Yes (X)$0$428,424$65,431
Edith Dorsey
SVP Operations0.1040.00$0$13,742$19,210Yes (X)
Russel Kuzel MD
SVP & Chief Medical Officer0.1040.00$0$463,859$63,435Yes (X)
Thomas Mahowald
SVP & Strategy & Product Development0.1040.00$0$297,732$58,291Yes (X)
Hilary Marden-Resnik
SVP & Chief Administrative Officer0.1040.00$0$335,217$42,072Yes (X)
Ghitann Worcester
SVP Public Affairs & Development0.1040.00$0$356,620$52,883Yes (X)
Laurie Heyer
Former SVP Operations0.1040.00$0$192,992$46,845Yes (X)
Mary Jeanne Schneeman
Former Director0.10$0$1,820$0Yes (X)
FieldValueIRS element (for citing)
Total Reportable Comp From Org$0TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org$4,968,449TotReportableCompRltdOrgAmt
Total Other Compensation$907,676TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K0IndivRcvdGreaterThan100KCnt
Former Ofcr Employees ListedYes (1)FormerOfcrEmployeesListedInd
Total Comp Greater Than150 KYes (1)TotalCompGreaterThan150KInd
Compensation From Other Srcs0CompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp

Contractor Name ContractorName

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1UCare MinnesotaBusinessNameLine1

Contractor Address ContractorAddress

US Address USAddress

FieldValueIRS element (for citing)
Address Line1500 Stinson Blvd NEAddressLine1
CityMinneapolisCity
StateMNState
ZIP Code55413ZIPCode
FieldValueIRS element (for citing)
ServicesManagement ServicesServicesDesc
Compensation$373,183CompensationAmt
FieldValueIRS element (for citing)
Cntrct Rcvd Greater Than100 K1CntrctRcvdGreaterThan100KCnt

Program Service Revenue ProgramServiceRevenueGrp (2 entries)

DescDescBusinessBusinessCdTotal Revenue ColumnTotalRevenueColumnAmtRelated Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
Medicare Payments524114$51,836,569$51,836,569
Medicare Member Premiu524114$7,210,659$7,210,659
FieldValueIRS element (for citing)
Total Program Service Revenue$59,047,228TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

FieldValueIRS element (for citing)
Total Revenue Column$2,909TotalRevenueColumnAmt
Exclusion$2,909ExclusionAmt

Total Revenue TotalRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$59,050,137TotalRevenueColumnAmt
Related Or Exempt Func Income$59,047,228RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue$0UnrelatedBusinessRevenueAmt
Exclusion$2,909ExclusionAmt
FieldValueIRS element (for citing)
Info In Schedule O Part IXYes (X)InfoInScheduleOPartIXInd

Other Salaries And Wages OtherSalariesAndWagesGrp

FieldValueIRS element (for citing)
Total$404,252TotalAmt
Program Services$404,252ProgramServicesAmt

Pension Plan Contributions PensionPlanContributionsGrp

FieldValueIRS element (for citing)
Total$15,510TotalAmt
Program Services$15,510ProgramServicesAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

FieldValueIRS element (for citing)
Total$40,201TotalAmt
Program Services$39,056ProgramServicesAmt
Management And General$1,145ManagementAndGeneralAmt

Payroll Taxes PayrollTaxesGrp

FieldValueIRS element (for citing)
Total$26,915TotalAmt
Program Services$26,904ProgramServicesAmt
Management And General$11ManagementAndGeneralAmt

Fees For Services Management FeesForServicesManagementGrp

FieldValueIRS element (for citing)
Total$373,183TotalAmt
Program Services$251,093ProgramServicesAmt
Management And General$122,090ManagementAndGeneralAmt

Fees For Services Legal FeesForServicesLegalGrp

FieldValueIRS element (for citing)
Total$649TotalAmt
Management And General$649ManagementAndGeneralAmt

Fees For Services Accounting FeesForServicesAccountingGrp

FieldValueIRS element (for citing)
Total$45,093TotalAmt
Program Services$25,819ProgramServicesAmt
Management And General$19,274ManagementAndGeneralAmt

Fees For Services Other FeesForServicesOtherGrp

FieldValueIRS element (for citing)
Total$62,246,665TotalAmt
Program Services$62,005,928ProgramServicesAmt
Management And General$240,737ManagementAndGeneralAmt

Advertising AdvertisingGrp

FieldValueIRS element (for citing)
Total$791,956TotalAmt
Program Services$791,956ProgramServicesAmt

Office Expenses OfficeExpensesGrp

FieldValueIRS element (for citing)
Total$96,618TotalAmt
Program Services$67,724ProgramServicesAmt
Management And General$28,894ManagementAndGeneralAmt

Information Technology InformationTechnologyGrp

FieldValueIRS element (for citing)
Total$31,290TotalAmt
Program Services$31,290ProgramServicesAmt

Occupancy OccupancyGrp

FieldValueIRS element (for citing)
Total$25,163TotalAmt
Program Services$16,830ProgramServicesAmt
Management And General$8,333ManagementAndGeneralAmt

Travel TravelGrp

FieldValueIRS element (for citing)
Total$81,063TotalAmt
Program Services$81,063ProgramServicesAmt

Conferences Meetings ConferencesMeetingsGrp

FieldValueIRS element (for citing)
Total$66,180TotalAmt
Program Services$66,180ProgramServicesAmt

Interest InterestGrp

FieldValueIRS element (for citing)
Total$78,065TotalAmt
Management And General$78,065ManagementAndGeneralAmt

Depreciation Depletion DepreciationDepletionGrp

FieldValueIRS element (for citing)
Total$9,289TotalAmt
Program Services$6,250ProgramServicesAmt
Management And General$3,039ManagementAndGeneralAmt

Other Expenses OtherExpensesGrp (4 entries)

DescDescTotalTotalAmtManagement And GeneralManagementAndGeneralAmtProgram ServicesProgramServicesAmt
Taxes & Assessments$24,864$24,864
Bad Debt Expense$19,785$19,785
Licenses, Fees & Prof A$17,715$4,519$13,196
Other Misc$5$2$3

Total Functional Expenses TotalFunctionalExpensesGrp

FieldValueIRS element (for citing)
Total$64,394,461TotalAmt
Program Services$63,862,839ProgramServicesAmt
Management And General$531,622ManagementAndGeneralAmt
Fundraising$0FundraisingAmt

Cash Non Interest Bearing CashNonInterestBearingGrp

FieldValueIRS element (for citing)
BOY-$642,481BOYAmt
EOY-$218,648EOYAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

FieldValueIRS element (for citing)
BOY$27,042,992BOYAmt
EOY$19,777,181EOYAmt

Accounts Receivable AccountsReceivableGrp

FieldValueIRS element (for citing)
BOY$399,404BOYAmt
EOY$369,217EOYAmt
FieldValueIRS element (for citing)
Land Bldg Equip Cost Or Other Bss$39,120LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec$22,923LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

FieldValueIRS element (for citing)
BOY$24,521BOYAmt
EOY$16,197EOYAmt

Other Assets Total OtherAssetsTotalGrp

FieldValueIRS element (for citing)
BOY$57,896BOYAmt
EOY$0EOYAmt

Total Assets TotalAssetsGrp

FieldValueIRS element (for citing)
BOY$26,882,332BOYAmt
EOY$19,943,947EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

FieldValueIRS element (for citing)
BOY$11,310,457BOYAmt
EOY$9,469,200EOYAmt

Deferred Revenue DeferredRevenueGrp

FieldValueIRS element (for citing)
BOY$263,558BOYAmt
EOY$240,174EOYAmt

Other Liabilities OtherLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$13,752,647BOYAmt
EOY$14,023,228EOYAmt

Total Liabilities TotalLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$25,326,662BOYAmt
EOY$23,732,602EOYAmt
FieldValueIRS element (for citing)
Organization Follows SFAS117Yes (X)OrganizationFollowsSFAS117Ind

Unrestricted Net Assets UnrestrictedNetAssetsGrp

FieldValueIRS element (for citing)
BOY$1,555,670BOYAmt
EOY-$3,788,655EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$1,555,670BOYAmt
EOY-$3,788,655EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$26,882,332BOYAmt
EOY$19,943,947EOYAmt
FieldValueIRS element (for citing)
Reconcilation Revenue Expnss-$5,344,324ReconcilationRevenueExpnssAmt
Other Changes In Net Assets$0OtherChangesInNetAssetsAmt
Method Of Accounting AccrualYes (X)MethodOfAccountingAccrualInd
Accountant Compile Or Review0AccountantCompileOrReviewInd
FS AuditedYes (1)FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

FieldValueIRS element (for citing)
Consolidated Basis Fincl StmtYes (X)ConsolidatedBasisFinclStmtInd
FieldValueIRS element (for citing)
Audit CommitteeYes (1)AuditCommitteeInd
Federal Grant Audit Required0FederalGrantAuditRequiredInd

Schedule D IRS990ScheduleD

Leasehold Improvements LeaseholdImprovementsGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$3,589OtherCostOrOtherBasisAmt
Depreciation$1,711DepreciationAmt
Book Value$1,878BookValueAmt

Equipment EquipmentGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$35,531OtherCostOrOtherBasisAmt
Depreciation$21,212DepreciationAmt
Book Value$14,319BookValueAmt
FieldValueIRS element (for citing)
Total Book Value Land Buildings$16,197TotalBookValueLandBuildingsAmt

Other Liabilities Org OtherLiabilitiesOrgGrp (2 entries)

DescDescAmtAmt
Surplus Note Payable to UCare Minnesota$13,000,000
Intercompany Payable to UCare Minnesota$1,023,228
FieldValueIRS element (for citing)
Total Liability$14,023,228TotalLiabilityAmt
Footnote TextYes (X)FootnoteTextInd

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Part X, Line 2:UCare has elected to adopt guidance in the income tax standard regarding the recognition and measurement of uncertain tax positions. UCare follows the accounting standard for contingencies for evaluating uncertain tax positions. The adoption of this standard has no effect on UCare's Financial Statements. UCare's tax returns are subject to review and examination by federal, state and local authorities. The tax returns for the years 2009 to 2012 are open to review and examinations.
Part X Other LiabilitesTotal capital and surplus includes two surplus notes payable to UCare Minnesota of $3,000,000 issued on February 21, 2007 and $10,000,000 issued on April 1,2012 in exchange for cash. The surplus note accrues interest annually on December 31 of each year at the 1 Year LIBOR Rate of interest as published in The Wall Street Journal on the first day of business of each January thereafter. Interest rates were 0.58% and 0.84% at December 31, 2013 and 2012, respectively. Payment of principal and interest are subject to certain restrictions regarding the overall level of surplus of UCare Health, Inc. and subject to the prior written approval of the Commissioner of Insurance. Payment of interest and principal are subordinate to the claims of all policyholders and of all contract creditors and all other obligations of UCare Health, Inc.

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
Severance Payment0SeverancePaymentInd
Supplemental Nonqual Rtr Plan0SupplementalNonqualRtrPlanInd
Equity Based Comp Arrngm0EquityBasedCompArrngmInd
Comp Based On Revenue Of Flng Org0CompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related Orgs0CompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng Org0CompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd Orgs0CompBsdNetEarnsRltdOrgsInd
Any Non Fixed Payments0AnyNonFixedPaymentsInd
Initial Contract Exception0InitialContractExceptionInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (18 entries)

TitleTitleTxtBase Compensation Filing OrgBaseCompensationFilingOrgAmtCompensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmtBonus Filing OrganizationBonusFilingOrganizationAmountBonus Related OrganizationsBonusRelatedOrganizationsAmtOther Compensation Filing OrgOtherCompensationFilingOrgAmtOther Compensation Rltd OrgsOtherCompensationRltdOrgsAmtDeferred Compensation Flng OrgDeferredCompensationFlngOrgAmtDeferred Comp Rltd OrgsDeferredCompRltdOrgsAmtNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmtNontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmtTotal Compensation Filing OrgTotalCompensationFilingOrgAmtTotal Compensation Rltd OrgsTotalCompensationRltdOrgsAmtComp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmtComp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
Macaran Baird MD
Board Chair$0$282,578$0$0$0$1,685$0$31,500$0$20,520$0$336,283$0$0
James Van Vooren MD
Vice Chair$0$175,576$0$0$0$3,701$0$25,090$0$23,650$0$228,017$0$0
Patricia Adam MD
Director$0$189,087$0$0$0$1,924$0$24,555$0$22,308$0$237,874$0$0
Catherine Godlewski
Director$0$171,748$0$0$0$1,695$0$23,780$0$16,988$0$214,211$0$0
Teresa McCarthy MD
Director$0$173,948$0$0$0$2,298$0$22,100$0$26,790$0$225,136$0$0
Peter Mitsch
Director$0$201,128$0$0$0$3,345$0$27,508$0$23,322$0$255,303$0$0
William Roberts MD
Director$0$198,418$0$0$0$2,340$0$27,430$0$20,769$0$248,957$0$0
Michael Wootten MD
Director$0$214,192$0$0$0$1,768$0$27,105$0$23,487$0$266,552$0$0
Nancy Feldman
President & Chief Executive Officer$0$622,153$0$186,904$0$85,637$0$10,200$0$109,854$0$1,014,748$0$0
Mark Traynor
Secretary/SVP & General Counsel$0$249,492$0$61,768$0$31,288$0$9,887$0$42,666$0$395,101$0$0
Beth Monsrud
Treasurer/SVP & CFO$0$316,338$0$76,170$0$35,916$0$7,650$0$57,781$0$493,855$0$0
Edith Dorsey
SVP Operations$0$13,742$0$0$0$0$0$0$0$19,210$0$32,952$0$0
Russel Kuzel MD
SVP & Chief Medical Officer$0$334,508$0$84,830$0$44,521$0$9,002$0$54,433$0$527,294$0$0
Thomas Mahowald
SVP & Strategy & Product Development$0$238,252$0$59,480$0$0$0$9,882$0$48,409$0$356,023$0$0
Hilary Marden-Resnik
SVP & Chief Administrative Officer$0$245,188$0$61,622$0$28,407$0$8,620$0$33,452$0$377,289$0$0
Ghitann Worcester
SVP Public Affairs & Development$0$262,030$0$64,727$0$29,863$0$10,200$0$42,683$0$409,503$0$0
Laurie Heyer
Former SVP Operations$0$105,089$0$59,340$0$28,563$0$6,577$0$40,268$0$239,837$0$0
Mary Jeanne Schneeman
Former Director$0$0$0$0$0$1,820$0$0$0$0$0$1,820$0$0

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferenceSupplemental InformationFormAndLineReferenceDesc
ExplanationThe compensation for the President and CEO is determined by UCare Minnesota, the sole member. The following methods are used by UCare Minnesota when determining the President and CEO's compensation: (1) compensation committee; (2) independent compensation consultant; (3) Form 990 of other organizations; (4) written employment contract; (5) compensation survey or study; and (6) approval by the board or compensation committee.ExplanationTxt

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (9 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Form 990, Part VI, Section A, line 3UCare Health, Inc. has an administrative service agreement with UCare Minnesota to provide overall management and administration of UCare Health, Inc.'s business. UCare Health Inc.'s business, including but not limited to, administrative management, financial management, provider contracting services, marketing services and public affairs services and other tasks as may be necessary to carry out any policies related to UCare Health, Inc.'s business. UCare Health, Inc. reimburses UCare Minnesota for all costs and expenses directly and indirectly incurred and associated with the business and operation of UCare Health, Inc.
Form 990, Part VI, Section A, line 6The corporation's sole member is UCare Minnesota, a Minnesota nonprofit corporation organized to operate as a health maintenance organization under Minnesota Statutes, Chapter 62D and exempt from taxation under section 501(c)(3) of the Internal Revenue Service Code. UCare Minnesota as the corporate member has all powers and voting rights afforded by law to voting members of service insurance corporations under Wisconsin Statutes, Chapter 613 and applicable sections of Wisconsin Statutes.
Form 990, Part VI, Section A, line 7aThe board of directors shall consist of 15 directors. The directors shall be elected automatically by virtue of their election to the UCare Minnesota board of directors, unless a different director is elected by UCare Minnesota as corporate member acting through its board of directors. Such different directors need not be resident of Wisconsin, and may or may not be enrollees receiving coverage or services from the Corporation although at least 40% of the directors shall be enrollees of the Corporation or UCare Minnesota.
Form 990, Part VI, Section A, line 7bIn addition to the powers set forth in Wisconsin law for members, UCare Minnesota has reserved to itself the following powers concerning the governance of the corporation, which shall be expressed through the UCare Minnesota board of directors: (a) The approval of any plans of merger or consolidation by the corporation with any foreign or domestic corporation, voluntary dissolution of the corporation, or any sale, lease or transfer of all or substantially all of the Corporation's assets; (b) the approval of the grant of a security interest in all or substantially all of the Corporation's assets or the guarantee of any indebtedness before such security interest of guarantee becomes legally binding; and (c) The amendment of the articles of incorporation or bylaws.
Form 990, Part VI, Section B, line 11The Form 990 is prepared by the controller and reviewed by an independent accounting firm. UCare provides a copy and reviews the detail of the completed 990 Form with the Board's Finance and Audit Committee. UCare also provides a copy of the completed 990 Form to all members of the Board of Directors via email, and the Board's on-line portal prior to the Finance and Audit Committee's report to the Board. Upon approval by the Board of Directors, the 990 Form is filed with the Internal Revenue Service.
Form 990, Part VI, Section B, line 12cUCare requires completion of an annual questionnaire by its board members, officers and senior executives, which is designed to surface potential conflicts of interest. In addition, UCare's policy requires disclosure to the Board Chair and/or CEO of a potential conflict involving a director, officer or management staff when a particular transaction arises. If the Board or a designated Board Committee determines that a potential conflict exists related to a transaction requiring action by the board, the policy calls for the board member with the potential conflict to abstain from voting and for a majority of the disinterested directors to find that the transaction is fair and reasonable to the corporation, and that the organization could not reasonably find a more advantageous transaction from another entity without a potential conflict. In practice, UCare seeks to manage certain business matters so that they are not subject to action by the board or senior executives where a potential conflict exists. For example, the board includes members who are enrolled in UCare's health plans, and the benefit designs and premium amounts of such plans are not brought before the board for action. The policy also requires disclosure of potential conflicts to the board or designated committee even for transactions not requiring board action.
Form 990, Part VI, Section C, line 18UCare Health, Inc.'s Form 990 is available on www.guidestar.org as well as made available upon request.
Form 990, Part VI, Section C, line 19UCare will provide governing documents and Conflict of Interest Policy upon request.
Form 990, Part IX, line 11gMedical Costs: Program service expenses 59,796,652. Management and general expenses 0. Fundraising expenses 0. Total expenses 59,796,652. Purchased Services: Program service expenses 551,766. Management and general expenses 167,691. Fundraising expenses 0. Total expenses 719,457. Mayo Service Fees: Program service expenses 48,755. Management and general expenses 23,706. Fundraising expenses 0. Total expenses 72,461. Broker Commissions: Program service expenses 583,734. Management and general expenses 0. Fundraising expenses 0. Total expenses 583,734. Temporary/Contract Services: Program service expenses 54,856. Management and general expenses 0. Fundraising expenses 0. Total expenses 54,856. Disease Mangagment: Program service expenses 2,888. Management and general expenses 0. Fundraising expenses 0. Total expenses 2,888. Outsourced Services: Program service expenses 967,277. Management and general expenses 49,340. Fundraising expenses 0. Total expenses 1,016,617.

Schedule R IRS990ScheduleR

Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp (2 entries)

Address Line1USAddress/AddressLine1CityUSAddress/CityStateUSAddress/StateZIP CodeUSAddress/ZIPCodeEINEINPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile StateLegalDomicileStateCdExempt Code SectionExemptCodeSectionTxtPublic Charity StatusPublicCharityStatusTxtDirect Controlling NADirectControllingNACdControlled OrganizationControlledOrganizationIndBusiness Name Line1DirectControllingEntityName/BusinessNameLine1
UCare Minnesota
500 Stinson Blvd NEMinneapolisMN554132615363573805Not for Profit Health Maintenance OrganizationMN501(c)(3)Line 9N/A0
U of MN Med SchoolDept of Family Practice
516 Delaware St SE Box 381MinneapolisMN55455416007513Medical EducationMN1150Univsrsity of Minnesota
FieldValueIRS element (for citing)
Receipt Of Int Annts Rnts Rylts0ReceiptOfIntAnntsRntsRyltsInd
Gift Grnt Or Cap Contri To Oth Org0GiftGrntOrCapContriToOthOrgInd
Gift Grnt Cap Contri From Oth Org0GiftGrntCapContriFromOthOrgInd
Loans Or Guarantees To Other Org0LoansOrGuaranteesToOtherOrgInd
Loans Or Guarantees From Oth Org0LoansOrGuaranteesFromOthOrgInd
Div Related Organization0DivRelatedOrganizationInd
Asset Sale To Other Org0AssetSaleToOtherOrgInd
Asset Purchase From Other Org0AssetPurchaseFromOtherOrgInd
Asset Exchange0AssetExchangeInd
Rental Of Facilities To Oth Org0RentalOfFacilitiesToOthOrgInd
Rental Of Fclts From Oth Org0RentalOfFcltsFromOthOrgInd
Perform Of Services For Oth Org0PerformOfServicesForOthOrgInd
Perform Of Services By Other OrgYes (1)PerformOfServicesByOtherOrgInd
Sharing Of FacilitiesYes (1)SharingOfFacilitiesInd
Paid Employees SharingYes (1)PaidEmployeesSharingInd
Reimbursement Paid To Other OrgYes (1)ReimbursementPaidToOtherOrgInd
Reimbursement Paid By Other OrgYes (1)ReimbursementPaidByOtherOrgInd
Transfer To Other Org0TransferToOtherOrgInd
Transfer From Other Org0TransferFromOtherOrgInd

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