GARY AND MARY WEST FOUNDATION: Form 990PF, tax year 2013

View the entire original 990 at ProPublica ↗

Organization
GARY AND MARY WEST FOUNDATION (EIN 47-0793015)
Tax period
2013-01-01 to 2013-12-31
Filed
2014-11-06
IRS object ID
201423109349100317
Schema version
2013v3.0
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2014-11-06T13:23:27-06:00ReturnTs
Tax Period End2013-12-31TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

FieldValueIRS element (for citing)
Preparer Firm EIN330885895PreparerFirmEIN

Preparer Firm Name PreparerFirmName

FieldValueIRS element (for citing)
Business Name Line1LINDSAY & BROWNELL LLPBusinessNameLine1

Preparer US Address PreparerUSAddress

FieldValueIRS element (for citing)
Address Line14225 EXECUTIVE SQUARE SUITE 1150AddressLine1
CityLA JOLLACity
StateCAState
ZIP Code92037ZIPCode
FieldValueIRS element (for citing)
Return Type990PFReturnTypeCd
Tax Period Begin2013-01-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN470793015EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1GARY AND MARY WEST FOUNDATIONBusinessNameLine1
FieldValueIRS element (for citing)
Business Name ControlGARYBusinessNameControlTxt
Phone7606020195PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line15796 ARMADA DRIVE NO 300AddressLine1
CityCARLSBADCity
StateCAState
ZIP Code92008ZIPCode

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonSHELLEY LYFORDPersonNm
Person TitlePRESIDENTPersonTitleTxt
Phone7606020195PhoneNum
Signature2014-11-05SignatureDt
Discuss With Paid PreparerYes (1)DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

FieldValueIRS element (for citing)
Preparer PersonSTEPHEN J BROWNELLPreparerPersonNm
PTINP00232091PTIN
Phone8585589200PhoneNum
FieldValueIRS element (for citing)
Tax2013TaxYr
Build TS2015-12-30 17:16:21ZBuildTS

Form 990-PF IRS990PF

FieldValueIRS element (for citing)
Organization501c3 Exempt PFYes (X)Organization501c3ExemptPFInd
FMV Assets EOY$158,077,911FMVAssetsEOYAmt
Method Of Accounting AccrualYes (X)MethodOfAccountingAccrualInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

FieldValueIRS element (for citing)
Schedule B Not RequiredYes (X)ScheduleBNotRequiredInd
Dividends Rev And Expnss$5,969,127DividendsRevAndExpnssAmt
Dividends Net Invst Incm$5,969,127DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss$1,146,768NetGainSaleAstRevAndExpnssAmt
Gross Sales Price$45,105,510GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm$1,146,768CapGainNetIncmNetInvstIncmAmt
Other Income Rev And Expnss$979,997OtherIncomeRevAndExpnssAmt
Other Income Net Invst Incm$979,997OtherIncomeNetInvstIncmAmt
Other Income Adj Net Incm$0OtherIncomeAdjNetIncmAmt
Total Rev And Expnss$8,095,892TotalRevAndExpnssAmt
Total Net Invst Incm$8,095,892TotalNetInvstIncmAmt
Total Adj Net Incm$0TotalAdjNetIncmAmt
Comp Ofcr Dir Trst Rev And Expnss$351,118CompOfcrDirTrstRevAndExpnssAmt
Comp Ofcr Dir Trst Net Invst Incm$33,683CompOfcrDirTrstNetInvstIncmAmt
Comp Ofcr Dir Trst Adj Net Incm$0CompOfcrDirTrstAdjNetIncmAmt
Comp Ofcr Dir Trst Dsbrs Chrtbl$321,291CompOfcrDirTrstDsbrsChrtblAmt
Oth Empl Slrs Wgs Rev And Expnss$433,724OthEmplSlrsWgsRevAndExpnssAmt
Oth Empl Slrs Wgs Net Invst Incm$170,144OthEmplSlrsWgsNetInvstIncmAmt
Oth Empl Slrs Wgs Adj Net Incm$0OthEmplSlrsWgsAdjNetIncmAmt
Oth Empl Slrs Wgs Dsbrs Chrtbl$249,623OthEmplSlrsWgsDsbrsChrtblAmt
Pension Empl Bnft Rev And Expnss$130,309PensionEmplBnftRevAndExpnssAmt
Pension Empl Bnft Net Invst Incm$33,319PensionEmplBnftNetInvstIncmAmt
Pension Empl Bnft Adj Net Incm$0PensionEmplBnftAdjNetIncmAmt
Pension Empl Bnft Dsbrs Chrtbl$93,011PensionEmplBnftDsbrsChrtblAmt
Legal Fees Rev And Expnss$23,835LegalFeesRevAndExpnssAmt
Legal Fees Net Invst Incm$1,437LegalFeesNetInvstIncmAmt
Legal Fees Adj Net Incm$0LegalFeesAdjNetIncmAmt
Legal Fees Dsbrs Chrtbl$22,676LegalFeesDsbrsChrtblAmt
Accounting Fees Rev And Expnss$32,912AccountingFeesRevAndExpnssAmt
Accounting Fees Net Invst Incm$27,975AccountingFeesNetInvstIncmAmt
Accounting Fees Adj Net Incm$0AccountingFeesAdjNetIncmAmt
Accounting Fees Chrtbl Prps$13,051AccountingFeesChrtblPrpsAmt
Other Prof Fees Rev And Expnss$896,928OtherProfFeesRevAndExpnssAmt
Other Prof Fees Net Invst Incm$781,361OtherProfFeesNetInvstIncmAmt
Other Prof Fees Adj Net Incm$0OtherProfFeesAdjNetIncmAmt
Other Prof Fees Dsbrs Chrtbl$123,175OtherProfFeesDsbrsChrtblAmt
Taxes Rev And Expnss$121,651TaxesRevAndExpnssAmt
Taxes Net Invst Incm$13,264TaxesNetInvstIncmAmt
Taxes Adj Net Incm$0TaxesAdjNetIncmAmt
Taxes Dsbrs Chrtbl$108,266TaxesDsbrsChrtblAmt
Deprec And Dpltn Rev And Expnss$23,876DeprecAndDpltnRevAndExpnssAmt
Deprec And Dpltn Net Invst Incm$5,969DeprecAndDpltnNetInvstIncmAmt
Deprec And Dpltn Adj Net Incm$0DeprecAndDpltnAdjNetIncmAmt
Occupancy Rev And Expnss$99,322OccupancyRevAndExpnssAmt
Occupancy Net Invst Incm$24,830OccupancyNetInvstIncmAmt
Occupancy Adj Net Incm$0OccupancyAdjNetIncmAmt
Occupancy Dsbrs Chrtbl$111,147OccupancyDsbrsChrtblAmt
Trav Conf Meeting Rev And Expnss$42,168TravConfMeetingRevAndExpnssAmt
Trav Conf Meeting Net Invst Incm$15,798TravConfMeetingNetInvstIncmAmt
Trav Conf Meeting Adj Net Incm$0TravConfMeetingAdjNetIncmAmt
Trav Conf Meeting Dsbrs Chrtbl$33,865TravConfMeetingDsbrsChrtblAmt
Printing And Pub Rev And Expnss$4,561PrintingAndPubRevAndExpnssAmt
Printing And Pub Net Invst Incm$1,140PrintingAndPubNetInvstIncmAmt
Printing And Pub Adj Net Incm$0PrintingAndPubAdjNetIncmAmt
Printing And Pub Dsbrs Chrtbl$3,275PrintingAndPubDsbrsChrtblAmt
Other Expenses Rev And Expnss$123,330OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm$22,639OtherExpensesNetInvstIncmAmt
Other Expenses Adj Net Incm$0OtherExpensesAdjNetIncmAmt
Other Expenses Dsbrs Chrtbl$102,829OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss$2,283,734TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm$1,131,559TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Adj Net Incm$0TotOprExpensesAdjNetIncmAmt
Tot Opr Expenses Dsbrs Chrtbl$1,182,209TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss$5,178,503ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl$18,764,136ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss$7,462,237TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm$1,131,559TotalExpensesNetInvstIncmAmt
Total Expenses Adj Net Incm$0TotalExpensesAdjNetIncmAmt
Total Expenses Dsbrs Chrtbl$19,946,345TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses$633,655ExcessRevenueOverExpensesAmt
Net Investment Income$6,964,333NetInvestmentIncomeAmt
Adjusted Net Income$0AdjustedNetIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

FieldValueIRS element (for citing)
Cash BOY$389,029CashBOYAmt
Cash EOY$87,114CashEOYAmt
Cash EOYFMV$87,114CashEOYFMVAmt
Sav And Temp Cash Invst BOY$15,791,361SavAndTempCashInvstBOYAmt
Sav And Temp Cash Invst EOY$33,183,829SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV$33,183,829SavAndTempCashInvstEOYFMVAmt
Acct Rcvbl$2,388AcctRcvblAmt
Acct Rcvbl BOY$5,314AcctRcvblBOYAmt
Acct Rcvbl EOY$2,388AcctRcvblEOYAmt
Acct Rcvbl EOYFMV$2,388AcctRcvblEOYFMVAmt
Prepaid Expenses BOY$27,513PrepaidExpensesBOYAmt
Prepaid Expenses EOY$75,295PrepaidExpensesEOYAmt
Prepaid Expenses EOYFMV$75,295PrepaidExpensesEOYFMVAmt
Corporate Stock BOY$90,125,193CorporateStockBOYAmt
Corporate Stock EOY$79,777,733CorporateStockEOYAmt
Corporate Stock EOYFMV$79,777,733CorporateStockEOYFMVAmt
Corporate Bonds BOY$13,440,193CorporateBondsBOYAmt
Corporate Bonds EOY$7,108,183CorporateBondsEOYAmt
Corporate Bonds EOYFMV$7,108,183CorporateBondsEOYFMVAmt
Other Investments BOY$43,736,866OtherInvestmentsBOYAmt
Other Investments EOY$36,464,727OtherInvestmentsEOYAmt
Other Investments EOYFMV$36,464,727OtherInvestmentsEOYFMVAmt
Land Bldg Equip Cost Or Other Bss$221,452LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec$121,762LandBldgEquipAccumDeprecAmt
Land BOY$123,565LandBOYAmt
Land EOY$99,690LandEOYAmt
Land EOYFMV$99,690LandEOYFMVAmt
Other Assets BOY$2,501,925OtherAssetsBOYAmt
Other Assets EOY$1,278,952OtherAssetsEOYAmt
Other Assets EOYFMV$1,278,952OtherAssetsEOYFMVAmt
Total Assets BOY$166,140,959TotalAssetsBOYAmt
Total Assets EOY$158,077,911TotalAssetsEOYAmt
Total Assets EOYFMV$158,077,911TotalAssetsEOYFMVAmt
Accounts Payable BOY$1,000,493AccountsPayableBOYAmt
Accounts Payable EOY$930,922AccountsPayableEOYAmt
Grants Payable BOY$27,465,784GrantsPayableBOYAmt
Grants Payable EOY$13,880,151GrantsPayableEOYAmt
Other Liabilities BOY$1,530,695OtherLiabilitiesBOYAmt
Other Liabilities EOY$2,935,915OtherLiabilitiesEOYAmt
Total Liabilities BOY$29,996,972TotalLiabilitiesBOYAmt
Total Liabilities EOY$17,746,988TotalLiabilitiesEOYAmt
Organization Follows SFAS117Yes (X)OrganizationFollowsSFAS117Ind
Unrestricted BOY$136,143,987UnrestrictedBOYAmt
Unrestricted EOY$140,330,923UnrestrictedEOYAmt
Tot Net Ast Or Fund Balances BOY$136,143,987TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY$140,330,923TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY$166,140,959TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY$158,077,911TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

FieldValueIRS element (for citing)
Tot Net Ast Or Fund Balances BOY$136,143,987TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses$633,655ExcessRevenueOverExpensesAmt
Other Increases$3,553,281OtherIncreasesAmt
Subtotal$140,330,923SubtotalAmt
Other Decreases$0OtherDecreasesAmt
Tot Net Ast Or Fund Balances EOY$140,330,923TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (20 entries)

PropertyPropertyDescAcquiredAcquiredDtSoldSoldDtGross Sales PriceGrossSalesPriceAmtCost Or Other BasisCostOrOtherBasisAmtGain Or LossGainOrLossAmtGains Minus Excess Or LossesGainsMinusExcessOrLossesAmtHow AcquiredHowAcquiredCd
PUBLICLY TRADED SECURITIES2006-12-112013-12-31$31,042,631$31,493,088-$450,457-$450,457
GS ANCHORAGE2010-02-122013-12-11$220,165$220,165$0$0P
GS LIBERTY HARBOR2007-06-062013-12-31$148,766$288,822-$140,056-$140,056P
GS MEZZANINE2007-11-302013-11-26$747,051$733,999$13,052$13,052P
GS MORTGAGE CREDIT2008-02-292013-06-30$113,391$108,962$4,429$4,429P
CONATUS CAPITAL OVERSEAS2007-12-282013-01-01$2,253,340$2,000,000$253,340$253,340P
EMERGING EUROPE2008-06-132013-11-08$330,652$147,883$182,769$182,769P
ETON PARK OVERSEAS FUND2007-09-012013-12-31$55,541$51,926$3,615$3,615P
FORTRESS MSR2012-12-202013-12-23$495,215$408,512$86,703$86,703P
GLOBAL PARTNERS2007-05-012013-07-31$900,000$1,101,831-$201,831-$201,831P
INVESCO MORTG RECOVERY2009-10-092013-12-31$107,904$85,997$21,907$21,907P
MARATHON LEGACY2009-12-142013-12-30$1,784,837$1,500,000$284,837$284,837P
OAKTREE PPIP CAYMAN2010-06-172013-12-23$340,640$197,259$143,381$143,381P
OHA SCF PARALLEL2008-10-152013-12-23$674,614$589,644$84,970$84,970P
PASSPORT MATERIAL2007-07-012013-09-01$17,140$31,287-$14,147-$14,147P
SENATOR SIDECAR OFFSHORE2010-09-012013-10-31$782,989$698,255$84,734$84,734P
SILVER POINT2010-09-162013-12-31$791,929$675,281$116,648$116,648P
SKELLIG OFFSHORE2009-04-012013-03-20$155,107$117,822$37,285$37,285P
VIRGO-WALNUT2010-12-212013-12-27$2,420,129$2,191,304$228,825$228,825P
VOLLERO BEACH CAPITAL OFFSHORE2009-06-012013-06-30$1,723,469$1,316,705$406,764$406,764P
FieldValueIRS element (for citing)
Capital Gain Net Income$1,146,768CapitalGainNetIncomeAmt
Net Short Term Capital Gain Loss$0NetShortTermCapitalGainLossAmt

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

FieldValueIRS element (for citing)
Liable Section4942 Tax0LiableSection4942TaxInd
Adjusted Qlfy Distri Yr1$24,344,608AdjustedQlfyDistriYr1Amt
Net Vl Noncharitable Assets Yr1$169,056,931NetVlNoncharitableAssetsYr1Amt
Distribution Yr10.144002DistributionYr1Rt
Adjusted Qlfy Distri Yr2$23,956,756AdjustedQlfyDistriYr2Amt
Net Vl Noncharitable Assets Yr2$182,067,286NetVlNoncharitableAssetsYr2Amt
Distribution Yr20.131582DistributionYr2Rt
Adjusted Qlfy Distri Yr3$28,011,825AdjustedQlfyDistriYr3Amt
Net Vl Noncharitable Assets Yr3$198,292,916NetVlNoncharitableAssetsYr3Amt
Distribution Yr30.141265DistributionYr3Rt
Adjusted Qlfy Distri Yr4$25,711,232AdjustedQlfyDistriYr4Amt
Net Vl Noncharitable Assets Yr4$200,429,596NetVlNoncharitableAssetsYr4Amt
Distribution Yr40.128281DistributionYr4Rt
Adjusted Qlfy Distri Yr5$11,896,929AdjustedQlfyDistriYr5Amt
Net Vl Noncharitable Assets Yr5$231,250,031NetVlNoncharitableAssetsYr5Amt
Distribution Yr50.051446DistributionYr5Rt
Total Distribution0.596576TotalDistributionRt
Average Distribution0.119315AverageDistributionRt
Net Vl Noncharitable Assets$157,746,902NetVlNoncharitableAssetsAmt
Adj Net Vl Noncharitable Assets$18,821,572AdjNetVlNoncharitableAssetsAmt
Net Investment Income Pct$69,643NetInvestmentIncomePctAmt
Adj Nonchrtbl Net Invst Incm Pct$18,891,215AdjNonchrtblNetInvstIncmPctAmt
Qualifying Distributions$19,946,345QualifyingDistributionsAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

FieldValueIRS element (for citing)
Domestic Org Meeting Sect4940eYes (X)DomesticOrgMeetingSect4940eInd
Investment Income Excise Tax$69,643InvestmentIncomeExciseTaxAmt
Tax Under Section511$0TaxUnderSection511Amt
Subtotal$69,643SubtotalAmt
Subtitle A Tax$0SubtitleATaxAmt
Tax Based On Investment Income$69,643TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx$114,077EstimatedPlusOvpmtIncmTxAmt
Total Payments And Credits$114,077TotalPaymentsAndCreditsAmt
Form2220 AttachedYes (X)Form2220AttachedInd
Overpayment$44,434OverpaymentAmt
Applied To ES Tax$44,434AppliedToESTaxAmt
Refund$0RefundAmt

Statements Regarding Acty StatementsRegardingActyGrp

FieldValueIRS element (for citing)
Legislative Political Acty0LegislativePoliticalActyInd
More Than100 Spent0MoreThan100SpentInd
Form1120 POL Filed0Form1120POLFiledInd
Section4955 Organization Tax$0Section4955OrganizationTaxAmt
Section4955 Managers Tax$0Section4955ManagersTaxAmt
Tax Reimbursed$0TaxReimbursedAmt
Activities Not Previously Rpt0ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws0ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over Limit0UnrelatedBusIncmOverLimitInd
Organization Dissolved Etc0OrganizationDissolvedEtcInd
Section508e Rqr SatisfiedYes (1)Section508eRqrSatisfiedInd
At Least5000 In AssetsYes (1)AtLeast5000InAssetsInd
Org Report Or Register StateCAOrgReportOrRegisterStateCd
Org Report Or Register StateNEOrgReportOrRegisterStateCd
Form990 PF Filed With Atty GenYes (1)Form990PFFiledWithAttyGenInd
Private Operating Foundation0PrivateOperatingFoundationInd
New Substantial Contributors0NewSubstantialContributorsInd
Own Controlled Entity0OwnControlledEntityInd
Donor Advised Fund0DonorAdvisedFundInd
Comply With Public Insp RqrYes (1)ComplyWithPublicInspRqrInd
Website AddressWWW.GMWF.ORGWebsiteAddressTxt

Persons With Books Name PersonsWithBooksName

FieldValueIRS element (for citing)
Business Name Line1SHELLEY LYFORDBusinessNameLine1
FieldValueIRS element (for citing)
Phone7606020195PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

FieldValueIRS element (for citing)
Address Line15796 ARMADA DRIVE SUITE 300AddressLine1
CityCARLSBADCity
StateCAState
ZIP Code92008ZIPCode
FieldValueIRS element (for citing)
Foreign Accounts Question0ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

FieldValueIRS element (for citing)
Sale Or Exch Disqualified Prsn0SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn0BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn0FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified PrsnYes (1)PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn0TransferAstDisqualifiedPrsnInd
Payment To Government Official0PaymentToGovernmentOfficialInd
Acts Fail To Qlfy As Exceptions0ActsFailToQlfyAsExceptionsInd
Uncorrected Prior Acts0UncorrectedPriorActsInd
Undistributed Income PY0UndistributedIncomePYInd
Business Holdings0BusinessHoldingsInd
Jeopardy Investments0JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst0UncorrectedPYJeopardyInvstInd
Influence Legislation0InfluenceLegislationInd
Influence Election0InfluenceElectionInd
Grants To Individuals0GrantsToIndividualsInd
Grants To OrganizationsYes (1)GrantsToOrganizationsInd
Noncharitable Purpose0NoncharitablePurposeInd
Transactions Fail To Qlfy As ExcYes (1)TransactionsFailToQlfyAsExcInd
Maintained Expenditure RspnsYes (1)MaintainedExpenditureRspnsInd
Rcv Fnds To Pay Prsnl Bnft Cntrct0RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct0PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans0ProhibitedTaxShelterTransInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (7 entries)

Address Line1USAddress/AddressLine1CityUSAddress/CityStateUSAddress/StateZIP CodeUSAddress/ZIPCodeTitleTitleTxtAverage Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRtCompensationCompensationAmtEmployee Benefit ProgramEmployeeBenefitProgramAmtExpense Account Other AllwncExpenseAccountOtherAllwncAmt
GARY L WEST
5796 ARMADA DRIVE SUITE 300CARLSBADCA92008CO-CHAIRMAN2.00$0$0$0
MARY E WEST
5796 ARMADA DRIVE SUITE 300CARLSBADCA92008CO-CHAIRMAN2.00$0$0$0
ROLAND J SANTONI
5796 ARMADA DRIVE SUITE 300CARLSBADCA92008MANAGING DIRECTOR2.00$72,704$5,280$0
SHELLEY LYFORD
5796 ARMADA DRIVE SUITE 300CARLSBADCA92008PRESIDENT10.00$110,000$8,225$0
VIRGINIA MERRIFIELD
5796 ARMADA DRIVE SUITE 300CARLSBADCA92008EXEC. DIRECTOR, SECRETARY, & TREASURER40.00$168,414$13,473$0
DENNIS M O'BRIEN
5796 ARMADA DRIVE SUITE 300CARLSBADCA92008DIRECTOR2.00$0$0$0
MARC HARPER
5796 ARMADA DRIVE SUITE 300CARLSBADCA92008DIRECTOR2.00$0$0$0

Compensation Highest Paid Empl CompensationHighestPaidEmplGrp (5 entries)

Address Line1USAddress/AddressLine1CityUSAddress/CityStateUSAddress/StateZIP CodeUSAddress/ZIPCodeTitleTitleTxtAverage Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRtCompensationCompensationAmtEmployee BenefitsEmployeeBenefitsAmtExpense AccountExpenseAccountAmt
MONA CHAHAL DICKERSON
5796 ARMADA DRIVE SUITE 300CARLSBADCA92008DIRECTOR OF ACCOUNTI40.00$130,716$10,457$0
GERALDINE BRANDT
5796 ARMADA DRIVE SUITE 300CARLSBADCA92008STAFF ACCOUNTANT40.00$105,000$8,400$0
VYAN NGUYEN
5796 ARMADA DRIVE SUITE 300CARLSBADCA92008PROGRAM OFFICER40.00$72,744$5,820$0
LEXY HARSHMAN
5796 ARMADA DRIVE SUITE 300CARLSBADCA92008PROGRAM ASSOCIATE40.00$69,341$5,043$0
STEPHANIE FAGAN
5796 ARMADA DRIVE SUITE 300CARLSBADCA92008DIRECTOR OF COMMUNIC7.00$55,923$0$0
FieldValueIRS element (for citing)
Other Employee Paid Over50k0OtherEmployeePaidOver50kCnt

Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)

Address Line1USAddress/AddressLine1CityUSAddress/CityStateUSAddress/StateZIP CodeUSAddress/ZIPCodeService TypeServiceTypeTxtCompensationCompensationAmt
WEST FAMILY INVESTMENTS INC
1603 ORRINGTON SUITE 810EVANSTONIL60201INVESTMENT MANAGEMENT$776,516
WEST MANAGEMENT COMPANY INC
10350 N TORREY PINES RDLA JOLLACA92037PROFESSIONAL AND MANAGERIAL SERVICES$169,737
FieldValueIRS element (for citing)
Contractor Paid Over50k0ContractorPaidOver50kCnt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Minimum Investment Return MinimumInvestmentReturnGrp

FieldValueIRS element (for citing)
Average Monthly FMV Of Sec$125,584,138AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances$33,108,677AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast$1,456,324FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets$160,149,139TotalFMVOfUnusedAssetsAmt
Reduction Claimed$0ReductionClaimedAmt
Acquisition Indebtedness$0AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast$160,149,139AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable$2,402,237CashDeemedCharitableAmt
Net Vl Noncharitable Assets$157,746,902NetVlNoncharitableAssetsAmt
Minimum Investment Return$7,887,345MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

FieldValueIRS element (for citing)
Minimum Investment Return$7,887,345MinimumInvestmentReturnAmt
Tax Based On Investment Income$69,643TaxBasedOnInvestmentIncomeAmt
Total Tax$69,643TotalTaxAmt
Distributable Before Adj$7,817,702DistributableBeforeAdjAmt
Recoveries Qualfied Distri$13,570RecoveriesQualfiedDistriAmt
Distributable Before Ded$7,831,272DistributableBeforeDedAmt
Deduction From Distributable$0DeductionFromDistributableAmt
Distributable As Adjusted$7,831,272DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

FieldValueIRS element (for citing)
Expenses And Contributions$19,946,345ExpensesAndContributionsAmt
Program Related Invst Total$0ProgramRelatedInvstTotalAmt
Qualifying Distributions$19,946,345QualifyingDistributionsAmt
Pct Sect4940e Org Net Invst Incm$69,643PctSect4940eOrgNetInvstIncmAmt
Adjusted Qualifying Distri$19,876,702AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

FieldValueIRS element (for citing)
Distributable As Adjusted$7,831,272DistributableAsAdjustedAmt
Undistributed Income PY$0UndistributedIncomePYAmt
Total For Prior Years$0TotalForPriorYearsAmt
Excess Distribution Cyov Yr4$4,653,284ExcessDistributionCyovYr4Amt
Excess Distribution Cyov Yr3$18,238,481ExcessDistributionCyovYr3Amt
Excess Distribution Cyov Yr2$15,081,824ExcessDistributionCyovYr2Amt
Excess Distribution Cyov Yr1$16,091,591ExcessDistributionCyovYr1Amt
Total Excess Distribution Cyov$54,065,180TotalExcessDistributionCyovAmt
Qualifying Distributions$19,946,345QualifyingDistributionsAmt
Applied To Year1$0AppliedToYear1Amt
Applied To Prior Years$0AppliedToPriorYearsAmt
Treated As Distri From Corpus$0TreatedAsDistriFromCorpusAmt
Applied To Current Year$7,831,272AppliedToCurrentYearAmt
Remaining Distri From Corpus$12,115,073RemainingDistriFromCorpusAmt
Excess Distri Cyov App CY Corpus$0ExcessDistriCyovAppCYCorpusAmt
Excess Distribution Cyov App CY$0ExcessDistributionCyovAppCYAmt
Total Corpus$66,180,253TotalCorpusAmt
Prior Year Undistributed Incm$0PriorYearUndistributedIncmAmt
Prior Year Deficiency Or Tax$0PriorYearDeficiencyOrTaxAmt
Taxable1$0Taxable1Amt
Taxable2$0Taxable2Amt
Undistributed Income CY$0UndistributedIncomeCYAmt
Corpus Distri170b1 E Or4942g3$0CorpusDistri170b1EOr4942g3Amt
Excess Distri Cyov From Yr5$0ExcessDistriCyovFromYr5Amt
Excess Distri Cyov To Next Yr$66,180,253ExcessDistriCyovToNextYrAmt
Excess From Year4$4,653,284ExcessFromYear4Amt
Excess From Year3$18,238,481ExcessFromYear3Amt
Excess From Year2$15,081,824ExcessFromYear2Amt
Excess From Year1$16,091,591ExcessFromYear1Amt
Excess From Current Year$12,115,073ExcessFromCurrentYearAmt

Supplementary Information SupplementaryInformationGrp

FieldValueIRS element (for citing)
Contributing ManagerGARY L WESTContributingManagerNm
Contributing ManagerMARY E WESTContributingManagerNm
Only Contri To PreselectedYes (X)OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (42 entries)

Address Line1RecipientUSAddress/AddressLine1Address Line2RecipientUSAddress/AddressLine2CityRecipientUSAddress/CityStateRecipientUSAddress/StateZIP CodeRecipientUSAddress/ZIPCodeRecipient RelationshipRecipientRelationshipTxtRecipient Foundation StatusRecipientFoundationStatusTxtGrant Or Contribution PurposeGrantOrContributionPurposeTxtAmtAmt
CONNECT FOUNDATION
8950 VILLA LA JOLLA DRIVE SUITEA124LA JOLLACA92037NONEPCTO SUPPORT OTTERSON LEGACY FUND DONATION THROUGH DUANE ROTH MEMORIAL.$500
APPLIED INFORMATION MANAGEMENT INSTITUTE
1905 HARNEY STREET SUITE 700OMAHANE68102NONEPCTO SUPPORT THE AIM YOUTH IN IT INITIATIVE PROJECT.$56,055
BOY SCOUTS OF AMERICA SAN DIEGO - IMPERIAL COUNCIL
1207 UPAS STREETSAN DIEGOCA92103NONEPCTO SUPPORT GENERAL OPERATIONS.$1,000
CAMP DUDLEY YMCA INC
126 DUDLEY ROADWESTPORTNY12993NONEPCTO SUPPORT GENERAL OPERATIONS.$4,000
CENTER FOR MEDICAL INTEROPERABILITY
10350 N TORREY PINESLA JOLLACA92037NONENCTO SUPPORT GENERAL START-UP OPERATIONS.$752,757
CREIGHTON UNIVERSITY
2500 CALIFORNIA PLAZAOMAHANE98178NONEPCTO SUPPORT THE ROLAND J. SANTONI SCHOLARSHIP FUND.$10,000
CREIGHTON UNIVERSITY
2500 CALIFORNIA PLAZAOMAHANE98178NONEPCTO SUPPORT THE FATHER HART SCHOLARSHIP FUND.$5,000
CROHN'S & COLITIS FOUNDATION OF AMERICA
POBOX 1245ALBERT LEAMN560079976NONEPCTO SUPPORT GENERAL OPERATIONS.$2,500
FIRST RESPONDERS CRITICAL SUPPORT FOUNDATION
14916 MIAMI STREETOMAHANE68116NONEPCTO SUPPORT THE PURCHASE OF SMOKE/CARBON MONOXIDE DETECTORS TO BE INSTALLED BY VOLUNTEERS IN THE HOMES OF SENIORS IN THE OMAHA AREA.$10,000
GARY AND MARY WEST HEALTH POLICY CENTER INC
1909 K STREET NW SUITE 730WASHINGTONDC20006NONEPOFTO SUPPORT GENERAL OPERATIONS.$4,932,603
GARY AND MARY WEST WIRELESS HEALTH INSTITUTE
10350 NORTH TORREY PINES ROADLA JOLLACA92037NONEPCTO SUPPORT THE APPLIED MEDICAL RESEARCH GRANT PROJECT.$9,986,489
GIFFORD MEDICAL CENTER
PO BOX 2000RANDOLPHVT05060NONEPCTO SUPPORT THE ASSISTED LIVING FACILITY.$10,000
INVEST FOR KIDS INC
875 NORTH MICHIGAN AVENUE SUITE3400CHICAGOIL60611NONEPCTO SUPPORT GENERAL OPERATIONS.$2,500
JUMA VENTURES
131 STEUART STREET SUITE 201SAN FRANCISCOCA94105NONEPCTO SUPPPORT PATHWAYS TO ADVANCEMENT.$150,000
LEGAL AID SOCIETY OF SAN DIEGO INC
110 S EUCLID AVESAN DIEGOCA92114NONEPCTO SUPPORT THE INTERGENERATIONAL HEALTH ADVOCACY PROJECT.$100,000
LEGAL AID SOCIETY OF SAN DIEGO INC
110 S EUCLID AVESAN DIEGOCA92114NONEPCTO SUPPORT THE HEALTH ADVOCACY PROJECT AND CYBER CAFE.$53,750
LEGAL AID SOCIETY OF SAN DIEGO INC
110 S EUCLID AVESAN DIEGOCA92114NONEPCTO SUPPORT HEALTHCARE DATA COLLECTION PROJECT.$27,000
MERRYMAKERS ASSOCIATION
11213 DAVENPORT STREET SUITE 201OMAHANE68154NONEPCTO SUPPORT THE SENIOR MUSIC COORDINATION PROJECT.$10,000
NOBLE NETWORK OF CHARTER SCHOOLS
1 NORTH STATE STREET FLOOR 7-LCHICAGOIL60622NONEPCTO SUPPORT GENERAL OPERATIONS.$2,500
NOTRE DAME HOUSING INC
3439 STATE STREETOMAHANE68112NONEPCTO SUPPORT THE INTERDISCIPLINARY COORDINATION PROGRAM.$10,000
OUTLOOK NEBRASKA INC
4125 S 72ND STREETOMAHANE68127NONEPCTO SUPPORT DEVELOPMENT OF A SENIOR PROGRAM FOR THE VISUALLY IMPAIRED IN OMAHA.$10,000
PACIFIC RIDGE SCHOOL
6269 EL FUERTE STREETCARLSBADCA92009NONEPCFOR SUPPORT OF GENERAL OPERATIONS.$5,000
PAWS'ITIVE TEAMS INC
9225 CHESAPEAKE DR UNIT BSAN DIEGOCA92123NONEPCTO SUPPORT THE SALARY OF THE EXECUTIVE DIRECTOR FOR FISCAL YEAR 2013.$25,000
PLAYWRIGHTS PROJECT
3675 RUFFIN ROAD SUITE 330SAN DIEGOCA92123NONEPCTO SUPPORT GENERAL OPERATIONS.$2,500
PURPLE WAGON
1510 SOUTH 52ND STREETOMAHANE68106NONEPCTO SUPPORT GENERAL OPERATIONS.$2,500
RAVINIA FESTIVAL ASSOCIATION
418 SHERIDAN ROADHIGHLAND PARKIL60035NONEPCTO SUPPORT GENERAL OPERATIONS.$2,500
REBUILDING TOGETHER OMAHA
4221 N 164TH STOMAHANE68116NONEPCTO SUPPORT THE SENIOR HEALTHY AT HOME PROJECT.$170,500
SAN DIEGO FOUNDATION
2508 HISTORIC DECATUR RDSAN DIEGOCA92106NONEPCTO SUPPORT THE REPLACEMENT OF THREE RETIRING K-9 UNITS.$60,750
SAN DIEGO MUSEUM OF MAN
1350 EL PRADOSAN DIEGOCA92101NONEPCTO SUPPORT A PANEL DISCUSSION LED BY CURRENT GRANTEES (CANINE COMPANIONS AND PAWS'ITIVE TEAMS).$2,500
SAN DIEGO PUBLIC LIBRARY FOUNDATION
820 E STSAN DIEGOCA92101NONEPCTO SUPPORT THE NEW CENTRAL LIBRARY.$1,500,000
SENIOR COMMUNITY CENTERS OF SAN DIEGO
525 14TH STREET SUITE 200SAN DIEGOCA92101NONEPCTO SUPPORT THE CHALLENGE GRANT FOR GMWSWC OPERATIONS PROJECT.$235,852
SENIOR COMMUNITY CENTERS OF SAN DIEGO
525 14TH STREET SUITE 200SAN DIEGOCA92101NONEPCTO SUPPORT THE INNOVATIVE HEALTH KIOSK INTEGRATION PROJECT.$99,950
SENIOR COMMUNITY CENTERS OF SAN DIEGO
525 14TH STREET SUITE 200SAN DIEGOCA92101NONEPCTO SUPPORT THE SCC TECHNOLOGY UPGRADE INITIATIVE.$175,000
SENIOR COMMUNITY CENTERS OF SAN DIEGO
525 14TH STREET SUITE 200SAN DIEGOCA92101NONEPCTO SUPPORT THE GARY AND MARY WEST SENIOR WELLNESS CENTER OPERATIONS PROJECT.$257,000
SENIOR COMMUNITY CENTERS OF SAN DIEGO
525 14TH STREET SUITE 200SAN DIEGOCA92101NONEPCTO SUPPORT THE HEALTHCARE DATA COLLECTION PROJECT.$41,000
UNIVERSITY OF ILLINOIS FOUNDATION
1305 WEST GREEN STREETURBANAIL61801NONEPCTO SUPPORT GENERAL OPERATIONS.$2,500
UNIVERSITY OF NEBRASKA FOUNDATION
2285 SOUTH 67TH STREET SUITE 200OMAHANE68106NONEPCTO SUPPORT GENERAL OPERATIONS.$2,500
URBAN CORPS OF SAN DIEGO
3127 JEFFERSON STREETSAN DIEGOCA92110NONEPCTO SUPPORT GRADUATION AND INTERVIEW READINESS.$1,000
VOLUNTEERS ASSISTING SENIORS
1941 S 42ND ST 502OMAHANE68105NONEPCTO SUPPORT THE MEDICARE COUNSELING, PROPERTY TAX RELIEF, AND GUARDIAN & CONSERVATOR TRAINING PROGRAMS.$35,000
VOLUNTEERS ASSISTING SENIORS
1941 S 42ND ST 502OMAHANE68105NONEPCTO SUPPORT THE CHALLENGE GRANT FOR OFFICE RELOCATION.$20,000
CAMPANILE FOUNDATION
5500 CAMPANILE DRIVESAN DIEGOCA921828030NONEPCREFUND.-$13,566
SAN DIEGO WORKFORCE PARTNERSHIP
3910 UNIVERSITY AVE STE 400SAN DIEGOCA92105NONEPCREFUND.-$4
FieldValueIRS element (for citing)
Total Grant Or Contri Pd Dur Yr$18,764,136TotalGrantOrContriPdDurYrAmt

Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (3 entries)

Address Line1RecipientUSAddress/AddressLine1CityRecipientUSAddress/CityStateRecipientUSAddress/StateZIP CodeRecipientUSAddress/ZIPCodeRecipient RelationshipRecipientRelationshipTxtRecipient Foundation StatusRecipientFoundationStatusTxtGrant Or Contribution PurposeGrantOrContributionPurposeTxtAmtAmt
CENTER FOR MEDICAL INTEROPERABILITY
10350 N TORREY PINESLA JOLLACA92037NONENCTO SUPPORT GENERAL START-UP OPERATIONS.$2,951,398
GARY AND MARY WEST HEALTH POLICY CENTER INC
1909 K STREET NW SUITE 730WASHINGTONDC20006NONEPOFTO SUPPORT GENERAL OPERATIONS.$180,000
LEGAL AID SOCIETY OF SAN DIEGO INC
110 S EUCLID AVESAN DIEGOCA92114NONEPCTO SUPPORT THE HEALTH ADVOCACY PROJECT AND CYBER CAFE AT THE GARY AND MARY WEST SENIOR WELLNESS CENTER.$161,250
FieldValueIRS element (for citing)
Total Grant Or Contri Apprv Fut$3,292,648TotalGrantOrContriApprvFutAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$5,969,127ExclusionAmt

Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$979,997ExclusionAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

FieldValueIRS element (for citing)
Exclusion18ExclusionCd
Exclusion$1,146,768ExclusionAmt

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

FieldValueIRS element (for citing)
Unrelated Business Taxbl Incm$0UnrelatedBusinessTaxblIncmAmt
Exclusion$8,095,892ExclusionAmt
Related Or Exempt Function Incm$0RelatedOrExemptFunctionIncmAmt
FieldValueIRS element (for citing)
Total Income Producing Acty$8,095,892TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

FieldValueIRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO0TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO0TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets0SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO0PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets0RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements0ReimbursementArrangementsInd
Loans Or Loan Guarantees0LoansOrLoanGuaranteesInd
Performance Of Services Etc0PerformanceOfServicesEtcInd
Sharing Of Facilities Etc0SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO0RelationshipsNonchrtblEOInd

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

FieldValueIRS element (for citing)
CategoryACCOUNTING FEESCategoryTxt
Amt$32,912Amt
Net Investment Income$27,975NetInvestmentIncomeAmt
Adjusted Net Income$0AdjustedNetIncomeAmt
Disbursements Charitable Prps$13,051DisbursementsCharitablePrpsAmt

Expenditure Responsibility Stmt ExpenditureResponsibilityStmt

Expenditure Responsibility ExpenditureResponsibilityGrp (3 entries)

Address Line1USAddress/AddressLine1CityUSAddress/CityStateUSAddress/StateZIP CodeUSAddress/ZIPCodeGrantGrantDtGrantGrantAmtPurpose Of GrantPurposeOfGrantTxtExpended By GranteeExpendedByGranteeAmtAny Diversion By GranteeAnyDiversionByGranteeTxtDates Of Reports By GranteeDatesOfReportsByGranteeTxtResults Of VerificationResultsOfVerificationTxt
GARY AND MARY WEST HEALTH POLICY CENTER INC (EIN 27-5388874)
1909 K STREET NW SUITE 730WASHINGTONDC200062012-01-27$7,500,000TO ENABLE THE GARY AND MARY WEST HEALTH POLICY CENTER (THE "POLICY CENTER") TO ACCOMPLISH ITS MISSION OF LOWERING HEALTH CARE COSTS BY DEVELOPING INNOVATIVE PATIENT-CENTERED SOLUTIONS ACCOMPLISHED BY CONDUCTING INDEPENDENT NON-PARTISAN RESEARCH AND ANALYSIS, CONVENING AND EDUCATING STAKEHOLDERS AND ADVANCING PRACTICAL AND ACTIONABLE HEALTH POLICY.THE AMOUNT EXPENDED BY THE POLICY CENTER IN 2013 WAS $4,932,603. THE AMOUNT DISTRIBUTED BY THE GARY AND MARY WEST FOUNDATION IN 2013 WAS $4,932,603.THE AMOUNT EXPENDED BY THE POLICY CENTER IN 2012 WAS $2,567,397.THE AMOUNT DISTRIBUTED BY THE GARY AND MARY WEST FOUNDATION IN 2012 WAS$2,567,397.$7,500,000TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED.01/28/13 AND 01/29/14THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE.
GARY AND MARY WEST HEALTH POLICY CENTER INC (EIN 27-5388874)
1909 K STREET NW SUITE 730WASHINGTONDC200062013-12-01$180,000TO SUPPORT THE GARY AND MARY WEST HEALTH POLICY CENTER (THE "POLICY CENTER") IN RESEARCH OBJECTIVES IN THE AREAS OF MEDICARE REFORM AND VALUE-BASED INSURANCE DESIGN.THERE WERE NO EXPENDITURES BY THE POLICY CENTER IN 2013.THERE WERE NO DISTRIBUTIONS BY THE GARY AND MARY WEST FOUNDATION IN 2013.$0TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED.01/29/2014THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE.
CENTER FOR MEDICAL INTEROPERABILITY
10350 N TORREY PINESLA JOLLACA920372013-07-18$3,704,155TO SUPPORT START UP OF THE CENTER FOR MEDICAL INTEROPERABILITY.THE AMOUNT EXPENDED IN 2013 WAS $752,757. THE AMOUNT DISTRIBUTED BY THE GARY AND MARY WEST FOUNDATION IN 2013 WAS $752,757.$752,757TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED.10/11/13 AND 01/15/2014THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE.

General Explanation Attachment GeneralExplanationAttachment

General Explanation GeneralExplanationGrp (2 entries)

Form And Line ReferenceFormAndLineReferenceDescMedium ExplanationMediumExplanationTxt
FORM 990-PF; PART VII-B; QUESTION 1A(4)WEST FAMILY INVESTMENTS, INC. PROVIDED INVESTMENT MANAGEMENT SERVICES TO THE GARY AND MARY WEST FOUNDATION DURING 2013 FOR A MARKET BASED FEE. WEST FAMILY INVESTMENTS, INC. IS OWNED 100% BY GARY AND MARY WEST, SUBSTANTIAL CONTRIBUTORS TO THE FOUNDATION. THIS IS EXCEPTED FROM SELF-DEALING BY IRC SECTION 4941(D).WEST DEVELOPMENT, LLC PROVIDED PROFESSIONAL INFORMATION TECHNOLOGY SERVICES TO THE GARY AND MARY WEST FOUNDATION DURING 2013 FOR A MARKET BASED FEE. WEST FAMILY HOLDINGS, LLC IS THE SOLE MEMBER OF WEST DEVELOPMENT, LLC. THE TWO MEMBERS OF WEST FAMILY HOLDINGS, LLC ARE THE GARY L. WEST 2010 REVOCABLE LIVING TRUST AND THE MARY E. WEST 2010 REVOCABLE LIVING TRUST. BOTH MEMBERS OWN 50% OF WEST FAMILY HOLDINGS, LLC. THIS IS EXCEPTED FROM SELF-DEALING BY IRC SECTION 4941(D).
FORM 990-PF; PART VII-A; QUESTION 11THE GARY AND MARY WEST FOUNDATION IS THE SOLE PERMANENT MEMBER OF THE CENTER FOR MEDICAL INTEROPERABILITY, INC., A SEPARATE NON-PROFIT, NON-STOCK CORPORATION ORGANIZED FOR CHARITABLE PURPOSES CONSISTENT WITH, BUT DIFFERENT FROM, THOSE OF THE FOUNDATION. THE FOUNDATION RECEIVED NO PAYMENTS FROM THE CENTER FOR MEDICAL INTEROPERABILITY, INC. IN 2013 AND DOES NOT ANTICIPATE RECEIVING ANY SUCH PAYMENTS IN THE FUTURE.

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corporate Bonds InvestmentsCorporateBondsGrp (7 entries)

BondBondNmEOY Book ValueEOYBookValueAmtEOYFMVEOYFMVAmt
BLACK ELK ENERGY OFFSHORE OPERATIONS, LLC 13.75% 12/01/2015$617,656$617,656
CALUMET SPECIALTY PRODUCTS PARTNERS, L.P. 9.375% 05/01/2019$1,094,375$1,094,375
EXPRO FINANCE LUXEMBOURG 8.5% 12/15/2016 PVT 144A$1,038,722$1,038,722
INTERNATIONAL LEASE FINANCE CORPORATION 09/15/2015 SR LIEN 8.625% 05/04/11$1,084,604$1,084,604
ZAIS FINANCIAL CORP 144A 8% 11/15/2016 CONV MN$924,368$924,368
MOSAID TERM LOAN$1,870,065$1,870,065
REDDY ICE CORP TERM LOAN$478,393$478,393

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (69 entries)

StockStockNmEOY Book ValueEOYBookValueAmtEOYFMVEOYFMVAmt
AFRICAN BARRICK GOLD LTD CMN$450,774$450,774
AMERICAN CAPITAL AGENCY CORP. CMN$515,043$515,043
ANNALY CAPITAL MANAGEMENT, INC. CMN$3,173,491$3,173,491
APOLLO COML REAL EST FIN INC. CMN$2,393,927$2,393,927
BANCO LATINOAMERICANO EXPORT CMN CLASS E$2,284,835$2,284,835
BROOKDALE SENIOR LIVING, INC. CMN$6,228,052$6,228,052
CHIMERA INVESTMENT CORPORATION CMN$12,398,844$12,398,844
CHINA FLAVORS & FRAGRANCES COMPANY LTD CMN$504,378$504,378
CISCO SYSTEMS, INC. CMN$2,243,000$2,243,000
COMCAST CORPORATION CMN CLASS A NON VOTING$2,992,800$2,992,800
COMPANHIA VALE DO RIO DOCE ADR$68,625$68,625
CONN LT & PWR SER 1949 PFD STK CALL 03/01/90 @50.50$183,876$183,876
CYS INVESTMENTS INC. CMN$2,372,408$2,372,408
DELTA LLOYD NV CMN$323,512$323,512
EMC CORPORATION MASS CMN$1,006,000$1,006,000
ESSENT GROUP LTD. CMN$69,774$69,774
EXCHANGE BANK (SANTA ROSA) PFD SERIES A$380,000$380,000
EXCHANGE BK SANTA ROSA CALIF CMN$456,840$456,840
EXELON CORPORATION CMN$493,020$493,020
GENERAL ELECTRIC CO. CMN$3,156,711$3,156,711
GENERAL GROWTH PROPERTIES INC. CMN$561,438$561,438
GENERAL MOTORS COMPANY CMN$393,292$393,292
GOLDMAN SACHS GROUP, INC. CMN$4,431,500$4,431,500
HOME LN SERVICING SOLUTIONS LT. CMN$459,400$459,400
HORIZON TECHNOLOGY FINANCE CORPORATION CMN$370,369$370,369
INTREPID POTASH, INC. CMN$28,512$28,512
INVESCO MORTGAGE CAPITAL INC. CMN$247,431$247,431
ISTAR FINANCIAL INC. PFD 7.5% SERIES I CALLABLE 3/1/09$169,312$169,312
ISTAR FINANCIAL INC. PFD USD 1.9500(7.80%) SERIES F$93,193$93,193
KBR, INC. CMN$95,670$95,670
KINDER MORGAN INC. CMN CLASS P$100,800$100,800
KRAFT FOODS GROUP, INC. CMN$359,364$359,364
LEVEL 3 COMMUNICATIONS INC. CMN$5,876,795$5,876,795
MEDLEY CAPITAL CORPORATION CMN$1,038,612$1,038,612
MFA FINANCIAL INC. CMN$1,799,735$1,799,735
MICROSOFT CORPORATION CMN$1,870,500$1,870,500
MONDELEZ INTERNATIONAL, INC. CMN$706,000$706,000
MOTORS LIQUIDATION COMPANY GUC TRUST$81,404$81,404
MVC CAPITAL INC. CLOSED END FUND$805,073$805,073
NEW MOUNTAIN FINANCE CORP. CMN$2,046,959$2,046,959
NEW RESIDENTIAL INVESTMENT CORP. CMN$80,160$80,160
NEWCASTLE INVESTMENT CORPORATION CMN$68,880$68,880
NSTAR ELECTRIC COMPANY PFD USD 4.2500(4.25%)$707,250$707,250
PENNANTPARK INVESTMENT CORP MUTUAL FUND$1,976,814$1,976,814
PETROLEO BRASILEIRO S.A. - PETROBRAS SPONSORED ADR CMN$275,600$275,600
PFIZER INC. CMN$2,388,282$2,388,282
REDDY ICE HOLDINGS, INC. CMN$216,394$216,394
REDDY ICE HOLDINGS, INC. CONV. PFD USD 0.0000 CLASS A$96,723$96,723
REGENCY ENERGY PARTNERS LP CMN LTD PARTNER INTERESTS$225,836$225,836
SANDRIDGE ENERGY, INC. CMN$79,420$79,420
SIERRA METALS INC. CMN$271,905$271,905
SILVER BAY REALTY TRUST CORP CMN$80,174$80,174
SO.CALIF.EDISON 4.24% PFD$528,688$528,688
SOLAR CAPITAL LTD. CMN$2,021,179$2,021,179
SOLAR SENIOR CAPITAL LTD. CMN$953,325$953,325
STARWOOD PROPERTY TRUST INC. CMN$774,270$774,270
STRYKER CORP. CMN$743,886$743,886
TETRAGON FINANCIAL GROUP LTD. CMN$123,594$123,594
TOTAL SA SPONSORED ADR CMN$177,683$177,683
TRANSATLANTIC PETROLEUM LTD. CMN$455,334$455,334
TRANSOCEAN LTD. CMN$523,852$523,852
TRAVELCENTERS OF AMERICA LLC CMN$405,184$405,184
TWO HARBORS INVESTMENT CORP. CMN$1,325,286$1,325,286
URANIUM PARTICIPATION CORPORATION CMN$372,144$372,144
WASHINGTON GAS LT CO. PFD USD 4.2500 (4.25%)$177,745$177,745
YPF SOCIEDAD ANONIMA SPONSORED ADR REPSTG CL D$570,208$570,208
ZAIS FINL CORP. CMN$48,090$48,090
ZIMMER HLDGS INC. CMN$186,380$186,380
ZOETIS INC. CMN CLASS A$692,178$692,178

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp (32 entries)

Category Or ItemCategoryOrItemTxtListed At Cost Or FMVListedAtCostOrFMVCdBook ValueBookValueAmtEOYFMVEOYFMVAmt
WTS/GENERAL MOTORS COMPANY 10.0000 EXP 07/10/2016FMV$300,688$300,688
WTS/GENERAL MOTORS COMPANY 18.3300 EXP 07/10/2019FMV$223,247$223,247
SUTHERLAND ASSET MANAGEMENT CORPORATION CMN REITFMV$750,000$750,000
GS ANCHORAGEFMV$675,084$675,084
GS LIBERTY HARBORFMV$66,742$66,742
GS MEZZANINEFMV$1,815,720$1,815,720
ARENA-PLASTIC VENTURESFMV$1,351,037$1,351,037
ARIAS RESOURCE CAPITALFMV$964,381$964,381
BLUE RIVER ARBITRAGEFMV$4,362,587$4,362,587
CONATUS CAPITAL OVERSEASFMV$1,557,267$1,557,267
CUMBERLAND BENCHMARKEDFMV$1,940,466$1,940,466
DIALECTIC ANTITHESIS OFFFMV$653,424$653,424
EMERGING EUROPEFMV$1,117,223$1,117,223
ETON PARK OVERSEAS FUNDFMV$2,491,147$2,491,147
FORTRESS LIFE SETTLEMENTSFMV$1,984,989$1,984,989
FORTRESS MSRFMV$767,571$767,571
GCP FUND III REIT & CORPFMV$1,751,769$1,751,769
GLOBAL PARTNERSFMV$2,056,911$2,056,911
INVESCO MORTG RECOVERYFMV$648,691$648,691
MARATHON EUROPEAN CREDITFMV$962,728$962,728
OHA EUROPEAN SCF OFFSHOREFMV$518,827$518,827
OHA SCF PARALLELFMV$819,655$819,655
PASSPORT MATERIALFMV$209,453$209,453
SENATOR SIDECAR OFFSHOREFMV$598,711$598,711
SILVER POINTFMV$455,534$455,534
SKELLIG OFFSHOREFMV$59,752$59,752
SUMMIT WATER DEVELOPMENTFMV$3,071,990$3,071,990
TACONICFMV$117,794$117,794
VIRGO-WALNUTFMV$1,293,863$1,293,863
XPV WATER FUNDFMV$950,452$950,452
PONDFIELD CAPITAL, LLCFMV$1,008,582$1,008,582
EQUITY AND INDEX OPTION CONTRACTSFMV$918,442$918,442

Land Etc Schedule2 LandEtcSchedule2

Land Etc LandEtcGrp (3 entries)

Category Or ItemCategoryOrItemTxtCost Or Other BasisCostOrOtherBasisAmtAccumulated DepreciationAccumulatedDepreciationAmtBook ValueBookValueAmtEOYFMVEOYFMVAmt
FURNITURE & EQUIPMENT$146,194$55,777$90,417$90,417
COMPUTER EQUIPMENT$48,079$46,054$2,025$2,025
LEASEHOLD IMPROVEMENTS$27,179$19,931$7,248$7,248

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFeesGrp

FieldValueIRS element (for citing)
CategoryLEGAL FEESCategoryTxt
Legal Fees$23,835LegalFeesAmt
Net Investment Income$1,437NetInvestmentIncomeAmt
Adjusted Net Income$0AdjustedNetIncomeAmt
Disbursements Charitable Prps$22,676DisbursementsCharitablePrpsAmt

Other Assets Schedule OtherAssetsSchedule

Other Assets Schedule OtherAssetsScheduleGrp (4 entries)

DescDescBOY Book ValueBOYBookValueAmtEOY Book ValueEOYBookValueAmtEOYFMVEOYFMVAmt
SECURITY DEPOSIT$10,585$10,585$10,585
INTEREST RECEIVABLE$281,063$90,984$90,984
DIVIDENDS RECEIVABLE$1,165,447$766,761$766,761
PARTNERSHIP DISTRIBUTION RECEIVABLE$1,044,830$410,622$410,622

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (11 entries)

DescDescRevenue And Expenses Per BooksRevenueAndExpensesPerBooksAmtNet Investment IncomeNetInvestmentIncomeAmtAdjusted Net IncomeAdjustedNetIncomeAmtDisbursements Charitable PrpsDisbursementsCharitablePrpsAmt
GRANTEE PROJECT EXPENSES$25,125$0$0$25,125
INSURANCE$23,457$6,081$0$16,810
DUES & SUBSCRIPTIONS$17,540$2,256$0$17,759
COMPUTER EXPENSE$16,697$4,174$0$13,429
SUPPLIES$11,295$2,824$0$8,455
TELEPHONE$10,672$2,668$0$8,045
IT SUPPORT$7,665$1,916$0$5,147
MINOR FURNITURE & EQUIPMENT$3,940$985$0$3,235
FEES$3,014$754$0$1,886
POSTAGE$2,631$658$0$1,968
MISCELLANEOUS EXPENSES$1,294$323$0$970

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail (2 entries)

DescDescRevenue And Expenses Per BooksRevenueAndExpensesPerBooksAmtNet Investment IncomeNetInvestmentIncomeAmtAdjusted Net IncomeAdjustedNetIncomeAmt
PARTNERSHIP INCOME$916,048$916,048$0
LEGAL SETTLEMENT$63,949$63,949$0

Other Increases Schedule OtherIncreasesSchedule

Other Increases Detail OtherIncreasesDetail

FieldValueIRS element (for citing)
DescriptionUNREALIZED GAIN ON INVESTMENTSDescription
Amount$3,553,281Amount

Other Liabilities Schedule OtherLiabilitiesSchedule

Other Liabilities Detail OtherLiabilitiesDetail

FieldValueIRS element (for citing)
DescLIABILITIES UNDER OPTION CONTRACTSDesc
BOY Book Value$1,530,695BOYBookValueAmt
EOY Book Value$2,935,915EOYBookValueAmt

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)

CategoryCategoryTxtAmtAmtNet Investment IncomeNetInvestmentIncomeAmtAdjusted Net IncomeAdjustedNetIncomeAmtDisbursements Charitable PrpsDisbursementsCharitablePrpsAmt
INVESTMENT FEES$776,516$776,516$0$0
PROFESSIONAL AND MANAGERIAL SERVICES$120,412$4,845$0$123,175

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (3 entries)

CategoryCategoryTxtAmtAmtNet Investment IncomeNetInvestmentIncomeAmtAdjusted Net IncomeAdjustedNetIncomeAmtDisbursements Charitable PrpsDisbursementsCharitablePrpsAmt
FEDERAL EXCISE TAX$70,508$0$0$0
PAYROLL TAXES$49,269$12,795$0$106,861
OTHER TAXES$1,874$469$0$1,405

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