ALEX KATZ FOUNDATION INC: Form 990PF, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- ALEX KATZ FOUNDATION INC (EIN 51-0529249)
- Tax period
- 2013-01-01 to 2013-12-31
- Filed
- 2014-08-28
- IRS object ID
- 201422409349100507
- Schema version
- 2013v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Expln Of Non Filing With AG Stmt
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Substantial Contributors Sch
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2014-08-28T15:35:13-05:00 | ReturnTs |
| Tax Period End | 2013-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 132986167 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | A KOZAK AND COMPANY LLP | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 192 LEXINGTON AVENUE SUITE 1100 | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10016 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2013-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 510529249 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ALEX KATZ FOUNDATION INC | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ALEX | BusinessNameControlTxt |
| Phone | 2128896371 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O A KOZAK AND CO 192 LEXINGTON | AddressLine1 |
| Address Line2 | AVE NO 1100 | AddressLine2 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10016 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | VINCENT KATZ | PersonNm |
| Person Title | TREASURER | PersonTitleTxt |
| Phone | 2128896371 | PhoneNum |
| Signature | 2014-08-28 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ARNOLD TOREN | PreparerPersonNm |
| PTIN | P00599978 | PTIN |
| Phone | 2128896371 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $26,951,486 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $2,500,000 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $456 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $456 | InterestOnSavNetInvstIncmAmt |
| Interest On Savings Adj Net Incm | $456 | InterestOnSavingsAdjNetIncmAmt |
| Dividends Rev And Expnss | $434,888 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $434,888 | DividendsNetInvstIncmAmt |
| Dividends Adj Net Incm | $434,888 | DividendsAdjNetIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $430,186 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $9,176,225 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $452,057 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $109,424 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | $2,832 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $2,832 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $2,832 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $3,368,362 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $890,233 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $547,600 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $41,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $41,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $3,187 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $3,187 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $3,187 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $35,055 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $26,291 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $26,291 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $8,764 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $115,292 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $115,292 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $115,292 | OtherProfFeesAdjNetIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $23,667 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $6,667 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $6,667 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $610 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $610 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $610 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $218,811 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $152,047 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $152,047 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $49,764 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,860,145 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,860,145 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $2,078,956 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $152,047 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $152,047 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,909,909 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $1,289,406 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $738,186 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $395,553 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $57,656 | CashBOYAmt |
| Cash EOY | $657,457 | CashEOYAmt |
| Cash EOYFMV | $657,457 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $2,061,921 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $3,460,090 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $3,460,090 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $5,538,825 | CorporateStockBOYAmt |
| Corporate Stock EOY | $10,467,771 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $13,779,441 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $13,680,717 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $8,599,652 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $8,645,763 | CorporateBondsEOYFMVAmt |
| Other Assets BOY | $965,180 | OtherAssetsBOYAmt |
| Other Assets EOY | $408,735 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $408,735 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $22,304,299 | TotalAssetsBOYAmt |
| Total Assets EOY | $23,593,705 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $26,951,486 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $22,304,299 | RetainedEarningBOYAmt |
| Retained Earning EOY | $23,593,705 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $22,304,299 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $23,593,705 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $22,304,299 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $23,593,705 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $22,304,299 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $1,289,406 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $23,593,705 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $23,593,705 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (145 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|
| 120SHS CRIMSON WINE GROUP LTD | 2012-03-02 | 2013-03-01 | $956 | $983 | -$27 | -$27 |
| 270SHS CRIMSON WINE GROUP LTD | 2012-11-19 | 2013-03-01 | $2,152 | $1,614 | $538 | $538 |
| 50SHS CRIMSON WINE GROUP LTD | 2013-01-08 | 2013-03-01 | $399 | $343 | $56 | $56 |
| 19SHS POTASH CORP OF SASKATCHEWAN INC | 2013-01-25 | 2013-03-06 | $729 | $826 | -$97 | -$97 |
| 4,481SHS POTASH CORP OF SASKATCHEWAN INC | 2013-01-25 | 2013-03-07 | $177,984 | $194,787 | -$16,803 | -$16,803 |
| $250M INMET MINING CORP 8.75% 6/1/20 | 2012-12-14 | 2013-03-22 | $276,069 | $271,275 | $4,794 | $4,794 |
| 5.74SHS BROOKFIELD PROPERTY PARTNERS LP | 2013-03-21 | 2013-04-29 | $123 | $125 | -$2 | -$2 |
| 51.66SHS BROOKFIELD PROPERTY PARTNERS LP | 2013-03-28 | 2013-04-29 | $1,108 | $1,128 | -$20 | -$20 |
| 11.48SHS BROOKFIELD PROPERTY PARTNERS LP | 2013-04-10 | 2013-04-29 | $246 | $250 | -$4 | -$4 |
| 2,500SHS OIL STS INTL INC | 2013-02-27 | 2013-08-16 | $228,394 | $190,684 | $37,710 | $37,710 |
| 1,000SHS OIL STS INTL INC | 2013-04-16 | 2013-08-16 | $91,357 | $75,787 | $15,570 | $15,570 |
| 5,700SHS ABBOTT LABORATORIES | 2013-04-04 | 2013-09-04 | $188,899 | $208,733 | -$19,834 | -$19,834 |
| 800SHS ABBOTT LABORATORIES | 2013-04-09 | 2013-09-04 | $26,512 | $29,391 | -$2,879 | -$2,879 |
| 1,000SHS ABBOTT LABORATORIES | 2013-06-26 | 2013-09-04 | $33,140 | $35,410 | -$2,270 | -$2,270 |
| 500SHS ABBOTT LABORATORIES | 2013-06-27 | 2013-09-04 | $16,570 | $17,790 | -$1,220 | -$1,220 |
| 2,700SHS LEUCADIA NATIONAL CORP | 2012-11-19 | 2013-09-20 | $74,808 | $54,735 | $20,073 | $20,073 |
| 500SHS LEUCADIA NATIONAL CORP | 2013-01-08 | 2013-09-20 | $13,853 | $11,615 | $2,238 | $2,238 |
| 200SHS LEUCADIA NATIONAL CORP | 2013-03-08 | 2013-09-20 | $5,541 | $5,239 | $302 | $302 |
| 2,000SHS LEUCADIA NATIONAL CORP | 2013-06-26 | 2013-09-20 | $55,413 | $50,016 | $5,397 | $5,397 |
| 1,000SHS LEUCADIA NATIONAL CORP | 2013-07-02 | 2013-09-20 | $27,707 | $26,384 | $1,323 | $1,323 |
| 700SHS BOEING CO | 2012-11-14 | 2013-01-14 | $52,712 | $51,499 | $1,213 | $1,213 |
| 360SHS BOEING CO | 2012-11-16 | 2013-01-14 | $27,109 | $25,437 | $1,672 | $1,672 |
| 525SHS CARPENTER TECHNOLOGY | 2012-12-12 | 2013-01-16 | $26,684 | $26,047 | $637 | $637 |
| 40SHS GOOGLE INC CLASS A | 2012-05-15 | 2013-02-04 | $30,749 | $24,365 | $6,384 | $6,384 |
| 600SHS TIFFANY & CO | 2012-11-28 | 2013-02-04 | $37,229 | $37,698 | -$469 | -$469 |
| 300SHS TIFFANY & CO | 2012-11-29 | 2013-02-04 | $18,615 | $17,593 | $1,022 | $1,022 |
| 635SHS NOVARTIS AG ADR | 2012-05-01 | 2013-02-08 | $42,896 | $35,113 | $7,783 | $7,783 |
| 500SHS NOVARTIS AG ADR | 2012-07-19 | 2013-02-08 | $33,776 | $28,552 | $5,224 | $5,224 |
| 800SHS CIGNA CORP | 2012-10-24 | 2013-02-19 | $46,402 | $40,181 | $6,221 | $6,221 |
| 850SHS BP PLC SPONS ADR | 2012-10-17 | 2013-03-01 | $33,933 | $37,032 | -$3,099 | -$3,099 |
| 900SHS COVIDIEN PLC | 2012-09-18 | 2013-03-04 | $56,487 | $53,875 | $2,612 | $2,612 |
| 1,770SHS ORACLE CORP | 2012-03-21 | 2013-03-07 | $63,181 | $54,307 | $8,874 | $8,874 |
| 300SHS ORACLE CORP | 2012-03-22 | 2013-03-22 | $9,515 | $8,663 | $852 | $852 |
| 1,000SHS ORACLE CORP | 2012-04-02 | 2013-03-22 | $31,716 | $29,156 | $2,560 | $2,560 |
| 650SHS JPMORGAN CHASE & CO | 2012-11-06 | 2013-04-04 | $30,673 | $27,674 | $2,999 | $2,999 |
| 1,250SHS JPMORGAN CHASE & CO | 2012-11-08 | 2013-04-04 | $58,986 | $51,819 | $7,167 | $7,167 |
| 100SHS JOHNSON & JOHNSON | 2012-06-14 | 2013-04-08 | $8,085 | $6,447 | $1,638 | $1,638 |
| 950SHS NEWMONT MINING CORP | 2013-02-06 | 2013-04-18 | $30,626 | $42,367 | -$11,741 | -$11,741 |
| 450SHS NEWMONT MINING CORP | 2013-02-21 | 2013-04-18 | $14,507 | $18,362 | -$3,855 | -$3,855 |
| 705SHS CONOCOPHILLIPS | 2012-09-06 | 2013-05-31 | $43,393 | $39,324 | $4,069 | $4,069 |
| 975SHS MACY'S INC | 2012-11-26 | 2013-06-13 | $46,717 | $39,284 | $7,433 | $7,433 |
| 440SHS MACY'S INC | 2012-12-26 | 2013-06-13 | $21,082 | $16,196 | $4,886 | $4,886 |
| 300SHS FEDEX CORP | 2012-12-04 | 2013-06-17 | $29,470 | $26,652 | $2,818 | $2,818 |
| 300SHS CUMMINS INC | 2013-02-28 | 2013-06-20 | $33,820 | $35,094 | -$1,274 | -$1,274 |
| 300SHS CUMMINS INC | 2013-03-20 | 2013-06-20 | $33,820 | $35,154 | -$1,334 | -$1,334 |
| 900SHS EATON CORP PLC | 2013-02-05 | 2013-06-20 | $56,975 | $52,072 | $4,903 | $4,903 |
| 300SHS DEERE & CO. | 2012-12-17 | 2013-06-25 | $24,570 | $25,826 | -$1,256 | -$1,256 |
| 155SHS DEERE & CO. | 2013-02-27 | 2013-06-25 | $12,694 | $13,636 | -$942 | -$942 |
| .625SHS MALLINCKRODT PLC | 2013-06-17 | 2013-06-28 | $26 | $29 | -$3 | -$3 |
| 2,000SHS INTEL CORP | 2013-03-04 | 2013-07-02 | $47,494 | $42,476 | $5,018 | $5,018 |
| 600SHS INTEL CORP | 2013-03-07 | 2013-07-02 | $14,248 | $13,139 | $1,109 | $1,109 |
| 300SHS UNITED TECHNOLOGIES CORP | 2013-04-01 | 2013-07-29 | $31,262 | $28,194 | $3,068 | $3,068 |
| 55SHS MALLINCKRODT PLC | 2013-06-17 | 2013-08-05 | $2,489 | $2,562 | -$73 | -$73 |
| 1,700SHS MCDERMOTT INTERNATIONAL INC | 2013-07-18 | 2013-08-06 | $12,091 | $15,233 | -$3,142 | -$3,142 |
| 3,000SHS PETROLEO BRAS SA ADS | 2013-07-19 | 2013-08-14 | $41,183 | $42,427 | -$1,244 | -$1,244 |
| 500SHS EMC CORP | 2013-01-23 | 2013-08-14 | $13,458 | $12,326 | $1,132 | $1,132 |
| 265SHS UNITEDHEALTH GP INC | 2013-04-08 | 2013-08-14 | $19,175 | $16,351 | $2,824 | $2,824 |
| 500SHS EMC CORP | 2013-01-23 | 2013-08-15 | $13,103 | $12,326 | $777 | $777 |
| 1,000SHS EMC CORP | 2013-01-29 | 2013-08-15 | $26,206 | $23,876 | $2,330 | $2,330 |
| 450SHS EMC CORP | 2013-03-01 | 2013-08-15 | $11,793 | $10,524 | $1,269 | $1,269 |
| 350SHS APACHE CORP | 2013-05-31 | 2013-08-19 | $26,408 | $28,926 | -$2,518 | -$2,518 |
| 340SHS APACHE CORP | 2013-06-14 | 2013-08-19 | $25,654 | $28,946 | -$3,292 | -$3,292 |
| 185SHS UNITEDHEALTH GROUP INC | 2013-04-08 | 2013-09-19 | $13,069 | $11,415 | $1,654 | $1,654 |
| 450SHS UNITEDHEALTH GROUP INC | 2013-04-18 | 2013-09-19 | $31,789 | $26,395 | $5,394 | $5,394 |
| 650SHS UNITEDHEALTH GROUP INC | 2013-06-04 | 2013-09-30 | $28,726 | $30,065 | -$1,339 | -$1,339 |
| 550SHS INTERNATIONAL PAPER CO | 2013-08-23 | 2013-09-30 | $24,307 | $25,758 | -$1,451 | -$1,451 |
| 265SHS GENERAL DYNAMICS CORP | 2013-03-27 | 2013-10-07 | $22,880 | $18,611 | $4,269 | $4,269 |
| 300SHS UNITED TECHNOLOGIES CORP | 2013-04-01 | 2013-10-21 | $32,167 | $28,194 | $3,973 | $3,973 |
| 1,600SHS NUANCE COMMUNICATIONS INC | 2013-08-09 | 2013-11-04 | $25,200 | $31,553 | -$6,353 | -$6,353 |
| 300SHS FEDEX CORP | 2012-12-06 | 2013-11-06 | $39,885 | $26,721 | $13,164 | $13,164 |
| 870SHS LENNAR CORP | 2013-08-05 | 2013-11-11 | $27,879 | $30,109 | -$2,230 | -$2,230 |
| 830SHS LENNAR CORP | 2013-08-14 | 2013-11-11 | $26,597 | $26,666 | -$69 | -$69 |
| 800SHS LENNAR CORP | 2013-10-11 | 2013-11-11 | $25,635 | $27,580 | -$1,945 | -$1,945 |
| 3,200SHS DENBURY RESOURCES INC | 2013-09-25 | 2013-11-14 | $55,580 | $57,382 | -$1,802 | -$1,802 |
| 550SHS EMC CORP | 2013-03-01 | 2013-11-18 | $13,123 | $12,862 | $261 | $261 |
| 335SHS GENERAL DYNAMICS CORP | 2013-03-27 | 2013-11-19 | $30,007 | $23,527 | $6,480 | $6,480 |
| 300SHS GENERAL DYNAMICS CORP | 2013-04-02 | 2013-11-19 | $26,872 | $20,094 | $6,778 | $6,778 |
| 120SHS BOEING CO | 2013-09-23 | 2013-11-26 | $15,941 | $14,125 | $1,816 | $1,816 |
| 400SHS NESTLE SA SPONSORED ADRS | 2013-08-08 | 2013-12-03 | $28,500 | $27,446 | $1,054 | $1,054 |
| 400SHS NESTLE SA SPONSORED ADRS | 2013-08-23 | 2013-12-03 | $28,500 | $26,967 | $1,533 | $1,533 |
| $500M AT&T INC 0.875% 2/13/15 | 2012-06-12 | 2013-06-12 | $500,180 | $500,700 | -$520 | -$520 |
| $1,000M CHEVRON CORP 1.104% 12/5/17 | 2012-12-13 | 2013-06-12 | $982,530 | $1,012,870 | -$30,340 | -$30,340 |
| 5,000SHS AMEREN CORP | 2010-11-23 | 2013-01-23 | $158,808 | $144,876 | $13,932 | $13,932 |
| 3,000SHS AMEREN CORP | 2010-12-07 | 2013-01-23 | $95,285 | $85,863 | $9,422 | $9,422 |
| 7,466SHS INTERCONTINENTAL HOTELS GROUP PLC | 2012-01-09 | 2013-02-25 | $217,109 | $148,232 | $68,877 | $68,877 |
| 100SHS CRIMSON WINE GROUP LTD | 2008-10-13 | 2013-03-01 | $797 | $928 | -$131 | -$131 |
| 120SHS CRIMSON WINE GROUP LTD | 2008-10-27 | 2013-03-01 | $956 | $789 | $167 | $167 |
| 130SHS CRIMSON WINE GROUP LTD | 2009-03-16 | 2013-03-01 | $1,036 | $517 | $519 | $519 |
| 60SHS CRIMSON WINE GROUP LTD | 2009-04-02 | 2013-03-01 | $478 | $280 | $198 | $198 |
| 30SHS CRIMSON WINE GROUP LTD | 2010-08-06 | 2013-03-01 | $239 | $197 | $42 | $42 |
| .10SHS BROOKFIELD PROPERTY PARTNERS LP | 2008-01-31 | 2013-04-18 | $2 | $2 | $0 | $0 |
| .18SHS BROOKFIELD PROPERTY PARTNERS LP | 2008-02-01 | 2013-04-18 | $4 | $4 | $0 | $0 |
| 86SHS BROOKFIELD PROPERTY PARTNERS LP | 2008-01-31 | 2013-04-18 | $1,868 | $1,877 | -$9 | -$9 |
| 17.04SHS BROOKFIELD PROPERTY PARTNERS LP | 2008-02-01 | 2013-04-18 | $370 | $372 | -$2 | -$2 |
| 8.61SHS BROOKFIELD PROPERTY PARTNERS LP | 2008-04-17 | 2013-04-18 | $187 | $188 | -$1 | -$1 |
| 114.8SHS BROOKFIELD PROPERTY PARTNERS LP | 2008-10-13 | 2013-04-18 | $2,494 | $2,506 | -$12 | -$12 |
| 40.18SHS BROOKFIELD PROPERTY PARTNERS LP | 2009-07-21 | 2013-04-18 | $873 | $877 | -$4 | -$4 |
| 11.48SHS BROOKFIELD PROPERTY PARTNERS LP | 2010-02-19 | 2013-04-18 | $249 | $251 | -$2 | -$2 |
| 11.48SHS BROOKFIELD PROPERTY PARTNERS LP | 2010-05-27 | 2013-04-18 | $249 | $251 | -$2 | -$2 |
| 7.41SHS BROOKFIELD PROPERTY PARTNERS LP | 2010-08-03 | 2013-04-18 | $161 | $162 | -$1 | -$1 |
| 21.29SHS BROOKFIELD PROPERTY PARTNERS LP | 2010-08-03 | 2013-04-29 | $456 | $465 | -$9 | -$9 |
| 25.83SHS BROOKFIELD PROPERTY PARTNERS LP | 2010-11-24 | 2013-04-29 | $554 | $564 | -$10 | -$10 |
| 700SHS IBM | 2010-09-13 | 2013-08-20 | $129,186 | $90,732 | $38,454 | $38,454 |
| 200SHS IBM | 2010-11-04 | 2013-08-20 | $36,910 | $29,303 | $7,607 | $7,607 |
| 300SHS IBM | 2010-11-22 | 2013-08-20 | $55,366 | $43,503 | $11,863 | $11,863 |
| 1,000SHS LEUCADIA NATIONAL CORP | 2008-10-13 | 2013-09-20 | $27,707 | $31,448 | -$3,741 | -$3,741 |
| 1,200SHS LEUCADIA NATIONAL CORP | 2008-10-27 | 2013-09-20 | $33,248 | $26,762 | $6,486 | $6,486 |
| 1,300SHS LEUCADIA NATIONAL CORP | 2009-03-16 | 2013-09-20 | $36,019 | $17,513 | $18,506 | $18,506 |
| 600SHS LEUCADIA NATIONAL CORP | 2009-04-02 | 2013-09-20 | $16,624 | $9,495 | $7,129 | $7,129 |
| 1,200SHS LEUCADIA NATIONAL CORP | 2012-03-02 | 2013-09-20 | $33,248 | $33,342 | -$94 | -$94 |
| 300SHS LEUCADIA NATIONAL CORP | 2010-08-06 | 2013-09-20 | $8,312 | $6,673 | $1,639 | $1,639 |
| 200SHS ACCENTURE LTD IRELAND CL A | 2008-01-31 | 2013-11-18 | $15,743 | $6,780 | $8,963 | $8,963 |
| 150SHS MICROSOFT CORP | 2007-01-25 | 2013-01-30 | $4,169 | $4,722 | -$553 | -$553 |
| 850SHS MICROSOFT CORP | 2011-11-29 | 2013-01-30 | $23,625 | $21,154 | $2,471 | $2,471 |
| 215SHS EXXON MOBIL CORP | 2005-12-09 | 2013-02-25 | $19,335 | $7,487 | $11,848 | $11,848 |
| 680SHS ORACLE CORP | 2012-03-21 | 2013-03-22 | $21,567 | $20,864 | $703 | $703 |
| 450SHS ROCKWELL COLLINS INC | 2011-10-20 | 2013-04-01 | $28,294 | $24,335 | $3,959 | $3,959 |
| 250SHS JOHNSON & JOHNSON | 2005-12-09 | 2013-04-08 | $20,213 | $2,843 | $17,370 | $17,370 |
| 60SHS APPLE INC | 2010-03-08 | 2013-05-15 | $25,533 | $13,247 | $12,286 | $12,286 |
| 50SHS MICROSOFT CORP | 2011-11-29 | 2013-05-22 | $1,725 | $1,244 | $481 | $481 |
| 950SHS MICROSOFT CORP | 2011-12-15 | 2013-05-22 | $32,781 | $24,413 | $8,368 | $8,368 |
| 450SHS JOHNSON & JOHNSON | 2012-06-14 | 2013-06-21 | $37,424 | $29,014 | $8,410 | $8,410 |
| 350SHS EMERSON ELECTRIC CO | 2005-12-09 | 2013-07-16 | $19,988 | $10,604 | $9,384 | $9,384 |
| 200SHS EMERSON ELECTRIC CO | 2005-12-09 | 2013-07-16 | $11,422 | $6,004 | $5,418 | $5,418 |
| 1,950SHS ABB LTD SPONS ADR | 2012-02-23 | 2013-08-06 | $42,935 | $41,091 | $1,844 | $1,844 |
| 2,000SHS ABB LTD SPONS ADR | 2012-07-16 | 2013-08-06 | $44,036 | $32,569 | $11,467 | $11,467 |
| 200SHS METLIFE INC | 2011-08-17 | 2013-08-27 | $9,200 | $6,943 | $2,257 | $2,257 |
| 300SHS METLIFE INC | 2011-09-23 | 2013-08-27 | $13,800 | $8,111 | $5,689 | $5,689 |
| 250SHS ROCKWELL COLLINS INC | 2011-10-20 | 2013-09-03 | $17,600 | $13,520 | $4,080 | $4,080 |
| 355SHS ROCKWELL COLLINS INC | 2012-01-18 | 2013-09-03 | $24,992 | $20,240 | $4,752 | $4,752 |
| 250SHS TARGET CORP | 2011-08-30 | 2013-11-21 | $15,903 | $12,876 | $3,027 | $3,027 |
| 40SHS TARGET CORP | 2012-01-05 | 2013-11-21 | $2,545 | $1,905 | $640 | $640 |
| 310SHS TARGET CORP | 2012-01-05 | 2013-11-22 | $19,664 | $14,765 | $4,899 | $4,899 |
| 250SHS TARGET CORP | 2012-02-23 | 2013-11-22 | $15,858 | $13,386 | $2,472 | $2,472 |
| 430SHS ANADARKO PETROLEUM CORP | 2012-07-26 | 2013-12-13 | $31,770 | $30,961 | $809 | $809 |
| 120SHS ANADARKO PETROLEUM CORP | 2012-07-26 | 2013-12-16 | $9,385 | $8,640 | $745 | $745 |
| 550SHS ANADARKO PETROLEUM CORP | 2012-07-31 | 2013-12-16 | $43,015 | $39,343 | $3,672 | $3,672 |
| $300M BERKSHIRE HATHAWAY GLOBAL 2.125% 2/11/13 | 2010-02-11 | 2013-02-11 | $300,000 | $300,217 | -$217 | -$217 |
| $250M BERKSHIRE HATHAWAY INC 4.625% 10/15/13 | 2009-04-01 | 2013-05-01 | $254,645 | $258,912 | -$4,267 | -$4,267 |
| $500M AT&T INC 0.875% 2/13/15 | 2012-05-02 | 2013-06-12 | $500,180 | $501,700 | -$1,520 | -$1,520 |
| $500M IBM CORP 1.25% 2/6/17 | 2012-02-23 | 2013-06-12 | $498,320 | $500,820 | -$2,500 | -$2,500 |
| $250M MICROSOFT CORP 2.95% 6/1/14 | 2009-06-05 | 2013-12-11 | $252,650 | $246,250 | $6,400 | $6,400 |
| $250M MICROSOFT CORP 1.625% 9/25/15 | 2010-09-22 | 2013-12-16 | $255,004 | $248,903 | $6,101 | $6,101 |
| $250M MICROSOFT CORP 1.625% 9/25/15 | 2010-12-20 | 2013-12-16 | $255,004 | $243,588 | $11,416 | $11,416 |
| $1,000M COLGATE PALMOLIVE 1.30% 01/15/17 | 2011-12-01 | 2013-12-18 | $1,006,766 | $995,830 | $10,936 | $10,936 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $452,057 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | $109,424 | NetShortTermCapitalGainLossAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,140,220 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $21,473,146 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.053100 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,452,090 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $18,340,916 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.079172 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $920,265 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $14,983,219 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.061420 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,258,916 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $12,507,620 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.100652 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $2,972,680 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $10,939,153 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.271747 | DistributionYr5Rt |
| Total Distribution | 0.566091 | TotalDistributionRt |
| Average Distribution | 0.113218 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $24,349,966 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $2,756,854 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $7,382 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $2,764,236 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,909,909 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $14,764 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $14,764 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $14,764 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $13,316 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $6,000 | AppliedToEsTaxAmt |
| Total Payments And Credits | $19,316 | TotalPaymentsAndCreditsAmt |
| Overpayment | $4,552 | OverpaymentAmt |
| Applied To ES Tax | $4,552 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | 0 | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | 0 | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | Yes (1) | PrivateOperatingFoundationInd |
| New Substantial Contributors | Yes (1) | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | VINCENT KATZ CO A KOZAK AND CO | IndividualWithBooksNm |
| Phone | 2128896371 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 192 LEXINGTON AVENUE SUITE 1100 | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10016 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| ALEX KATZ | ||||||||
| C/O A KOZAK 192 LEXINGTON AVE 1100 | NEW YORK | NY | 10016 | PRESIDENT & DIRECTOR | 0.00 | $0 | $0 | $0 |
| ADA KATZ | ||||||||
| C/O A KOZAK 192 LEXINGTON AVE 1100 | NEW YORK | NY | 10016 | VICE-PRES & DIRECTOR | 0.00 | $0 | $0 | $0 |
| VINCENT KATZ | ||||||||
| 211 WEST 19TH STREET 5TH FL | NEW YORK | NY | 10011 | TREASURER & DIRECTOR | 20.00 | $20,500 | $0 | $0 |
| VIVIEN BITTENCOURT KATZ | ||||||||
| 211 WEST 19TH STREET 5TH FL | NEW YORK | NY | 10011 | SECRETARY & DIRECTOR | 20.00 | $20,500 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | FIRST MANHATTAN CO | BusinessNameLine1 |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 399 PARK AVENUE | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10022 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT ADVISORY | ServiceTypeTxt |
| Compensation | $87,008 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | HIGH MUSEUM OF ART ATLANTACONTRIBUTION OF ARTWORK - ALEX KATZ, BLUE FLAGS, 1967 | Description1Txt |
| Expenses1 | $302,500 | Expenses1Amt |
| Description2 | HIGH MUSEUM OF ART ATLANTACONTRIBUTION OF ARTWORK - LAURA OWENS, UNTITLED, 2013 | Description2Txt |
| Expenses2 | $260,000 | Expenses2Amt |
| Description3 | COLBY COLLEGE MUSEUM OF ARTCONTRIBUTION OF ARTWORK - ARTHUR G. DOVE, BROOM, C. 1914-1917 | Description3Txt |
| Expenses3 | $145,000 | Expenses3Amt |
| Description4 | COLBY COLLEGE MUSEUM OF ARTCONTRIBUTION OF ARTWORK - MARDSEN HARTLEY, MOTIF FROM AFRICAN TEXTILE II, 1925 | Description4Txt |
| Expenses4 | $140,000 | Expenses4Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $21,211,396 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $2,198,889 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $1,310,493 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $24,720,778 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $24,720,778 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $370,812 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $24,349,966 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,217,498 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sect4942j3j5 Fndtn And Frgn Org | Yes (X) | Sect4942j3j5FndtnAndFrgnOrgInd |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,909,909 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,909,909 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,909,909 | AdjustedQualifyingDistriAmt |
Private Operating Foundations PrivateOperatingFoundationsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Fndtn Ruling | 2005-02-28 | PrivateOperatingFndtnRulingDt |
| Section4942j3 | Yes (X) | Section4942j3Ind |
Lessor Adj Net Incm Min Invst Ret LessorAdjNetIncmMinInvstRetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $395,553 | CurrentYearAmt |
| Year1 | $306,754 | Year1Amt |
| Year2 | $275,282 | Year2Amt |
| Year3 | $282,679 | Year3Amt |
| Total | $1,260,268 | TotalAmt |
Pct85 Lessor Adj Incm Or Min Ret Pct85LessorAdjIncmOrMinRetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $336,220 | CurrentYearAmt |
| Year1 | $260,741 | Year1Amt |
| Year2 | $233,990 | Year2Amt |
| Year3 | $240,277 | Year3Amt |
| Total | $1,071,228 | TotalAmt |
Qualifying Distributions QualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $1,909,909 | CurrentYearAmt |
| Year1 | $1,140,220 | Year1Amt |
| Year2 | $1,452,090 | Year2Amt |
| Year3 | $920,265 | Year3Amt |
| Total | $5,422,484 | TotalAmt |
Qualifying Distri Not Used Drt QualifyingDistriNotUsedDrtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $0 | CurrentYearAmt |
| Year1 | $0 | Year1Amt |
| Year2 | $0 | Year2Amt |
| Year3 | $0 | Year3Amt |
| Total | $0 | TotalAmt |
Qualifying Distri Made Drt QualifyingDistriMadeDrtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $1,909,909 | CurrentYearAmt |
| Year1 | $1,140,220 | Year1Amt |
| Year2 | $1,452,090 | Year2Amt |
| Year3 | $920,265 | Year3Amt |
| Total | $5,422,484 | TotalAmt |
Total Assets TotalAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Year1 | $23,869,437 | Year1Amt |
| Year2 | $21,491,541 | Year2Amt |
| Year3 | $18,367,434 | Year3Amt |
| Total | $63,728,412 | TotalAmt |
Total Assets Sect4942j3 Bi TotalAssetsSect4942j3BiGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Two Thirds Minimum Invst Ret TwoThirdsMinimumInvstRetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $811,665 | CurrentYearAmt |
| Year1 | $715,771 | Year1Amt |
| Year2 | $611,364 | Year2Amt |
| Year3 | $499,441 | Year3Amt |
| Total | $2,638,241 | TotalAmt |
Total Support TotalSupportGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Public Support Type PublicSupportType
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Largest Support From EO LargestSupportFromEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Gross Investment Income GrossInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | ALEX KATZ | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (50 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| COLBY COLLEGE MUSEUM OF ART | |||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JOSEPH A. FIORE, ORCHARD AND HAY, 1972 | $24,000 |
| COLBY COLLEGE MUSEUM OF ART | |||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - WILLIAM MATTHER PRIOR, CHILD WITH RED SHOES | $10,560 |
| COLBY COLLEGE MUSEUM OF ART | |||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - BEN PIER, CAT, 2009 | $450 |
| COLBY COLLEGE MUSEUM OF ART | |||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - BEN PIER, JOEL, 2009 | $450 |
| COLBY COLLEGE MUSEUM OF ART | |||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - BEN PIER, GIRL WITH ANTRAX JACKET, 2010 | $450 |
| COLBY COLLEGE MUSEUM OF ART | |||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - BEN PIER, TEENAGE KIDS KISSING ON THE G TRAIN, 2010 | $450 |
| COLBY COLLEGE MUSEUM OF ART | |||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - BEN PIER, CAMP VIBES, 2011 | $450 |
| COLBY COLLEGE MUSEUM OF ART | |||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - BEN PIER, JILL, 2011 | $450 |
| COLBY COLLEGE MUSEUM OF ART | |||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - MARDSEN HARTLEY, MOTIF FROM AFRICAN TEXTILE I, 1925 | $140,000 |
| COLBY COLLEGE MUSEUM OF ART | |||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - MARDSEN HARTLEY, MOTIF FROM AFRICAN TEXTILE II, 1925 | $140,000 |
| COLBY COLLEGE MUSEUM OF ART | |||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ARTHUR G. DOVE, BROOM, C. 1914-1917 | $145,000 |
| COLBY COLLEGE MUSEUM OF ART | |||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - UDOMSAK KRISANAMIS, MICKEY, 2012 | $16,000 |
| COLBY COLLEGE MUSEUM OF ART | |||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - PHONG BUI, SAIL AWAY, 2011 | $5,760 |
| COLBY COLLEGE MUSEUM OF ART | |||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JULES DE BALINCOURT, PANGEA 2012, 2012 | $60,000 |
| COLBY COLLEGE MUSEUM OF ART | |||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - RONALD BLADEN, TWO YELLOW ARMS, C. 1957-59 | $27,200 |
| COLBY COLLEGE MUSEUM OF ART | |||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 9, 2013 | $960 |
| COLBY COLLEGE MUSEUM OF ART | |||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 10, 2013 | $960 |
| COLBY COLLEGE MUSEUM OF ART | |||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 12, 2013 | $960 |
| COLBY COLLEGE MUSEUM OF ART | |||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - DAVID ADAMO, UNTITLED (5 COLUMNS), 2011 | $48,000 |
| HIGH MUSEUM OF ART ATLANTA | |||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ALEX KATZ, BLUE FLAGS, 1967 | $302,500 |
| HIGH MUSEUM OF ART ATLANTA | |||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - GIORGIO CAVALLON, UNTITLED, 1977 | $53,125 |
| HIGH MUSEUM OF ART ATLANTA | |||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ALEX KATZ, WRECKS #2, 1975 | $116,500 |
| HIGH MUSEUM OF ART ATLANTA | |||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JUAN GOMEZ, PIAKTIPIK, 2012 | $7,000 |
| HIGH MUSEUM OF ART ATLANTA | |||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JOYCE PENSATO, SILVER DONALD, 2010 | $44,000 |
| HIGH MUSEUM OF ART ATLANTA | |||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JAN DE VLIEGHER, MAN WITH GIGANTIC BEE, 2012 | $17,420 |
| HIGH MUSEUM OF ART ATLANTA | |||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ROB PRUITT, UNTITLED, 2013 | $40,000 |
| HIGH MUSEUM OF ART ATLANTA | |||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - RONALD BLADEN, SPACE LANDSCAPE, C. 1957-59 | $25,600 |
| HIGH MUSEUM OF ART ATLANTA | |||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - NABIL NAHAS, PEEKABOO, 2013 | $125,000 |
| HIGH MUSEUM OF ART ATLANTA | |||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - WILHELM SASNAL, UNTITLED, 2012 | $80,000 |
| HIGH MUSEUM OF ART ATLANTA | |||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - LAURA OWENS, UNTITLED, 2013 | $260,000 |
| NEW YORK STUDIO SCHOOL | |||||||
| 8 WEST 8TH STREET | NEW YORK | NY | 10011 | N/A | PUBLIC | GENERAL CONTRIBUTION | $850 |
| PORTLAND MUSEUM OF ART | |||||||
| SEVEN CONGRESS SQUARE | PORTLAND | ME | 04101 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - LOIS DODD, FEBRUARY VIEW, 2011 | $6,800 |
| PORTLAND MUSEUM OF ART | |||||||
| SEVEN CONGRESS SQUARE | PORTLAND | ME | 04101 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ROSY KEYSER, SATURDAY NITE SPECIAL, 2013 | $40,000 |
| PORTLAND MUSEUM OF ART | |||||||
| SEVEN CONGRESS SQUARE | PORTLAND | ME | 04101 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JOHN MOORE, FRANKFORD STATION, 2012 | $68,000 |
| PORTLAND MUSEUM OF ART | |||||||
| SEVEN CONGRESS SQUARE | PORTLAND | ME | 04101 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JULES DE BALINCOURT, FLOATING ARENA, 2012 | $20,000 |
| PORTLAND MUSEUM OF ART | |||||||
| SEVEN CONGRESS SQUARE | PORTLAND | ME | 04101 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - WAYNE KOESTENBAUM, JEFF WITHIN PROSCENIUM, 2012 | $1,200 |
| PORTLAND MUSEUM OF ART | |||||||
| SEVEN CONGRESS SQUARE | PORTLAND | ME | 04101 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - WAYNE KOESTENBAUM, JEFF WITH TORQUED WRIST, 2012 | $1,200 |
| THE HUNTINGTON LIBRARY | |||||||
| 1151 OXFORD ROAD | SAN MARINO | CA | 91108 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - DAVID RHODES, UNTITLED, 2013 | $5,950 |
| WILLIAM A FARNSWORTH LIBRARY & ART MUSEUM INC | |||||||
| 16 MUSEUM STREET | ROCKLAND | ME | 04841 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - LOIS DODD, BRUNSWICK, ME, 2002 | $1,800 |
| WILLIAM A FARNSWORTH LIBRARY & ART MUSEUM INC | |||||||
| 16 MUSEUM STREET | ROCKLAND | ME | 04841 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - LOIS DODD, LANDSCAPE/SEASCAPE, 2004 | $1,800 |
| WILLIAM A FARNSWORTH LIBRARY & ART MUSEUM INC | |||||||
| 16 MUSEUM STREET | ROCKLAND | ME | 04841 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - LOIS DODD, HYDRANGEA, 2006 | $1,500 |
| WILLIAM A FARNSWORTH LIBRARY & ART MUSEUM INC | |||||||
| 16 MUSEUM STREET | ROCKLAND | ME | 04841 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - LOIS DODD, FOX POND/FRANKLIN, 2004 | $1,800 |
| WILLIAM A FARNSWORTH LIBRARY & ART MUSEUM INC | |||||||
| 16 MUSEUM STREET | ROCKLAND | ME | 04841 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - LOIS DODD, CLAY HILL RD., JOHNSON, VT, 2003 | $1,800 |
| WILLIAM A FARNSWORTH LIBRARY & ART MUSEUM INC | |||||||
| 16 MUSEUM STREET | ROCKLAND | ME | 04841 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - LOIS DODD, LONGVIEW QUARRY, SEPT, 1995 | $2,700 |
| WILLIAM A FARNSWORTH LIBRARY & ART MUSEUM INC | |||||||
| 16 MUSEUM STREET | ROCKLAND | ME | 04841 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - LOIS DODD, ROCKLAND BOATYARD, 1999 | $1,500 |
| WILLIAM A FARNSWORTH LIBRARY & ART MUSEUM INC | |||||||
| 16 MUSEUM STREET | ROCKLAND | ME | 04841 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - LOIS DODD, UNION QUARRY, 1995 | $2,250 |
| WILLIAM A FARNSWORTH LIBRARY & ART MUSEUM INC | |||||||
| 16 MUSEUM STREET | ROCKLAND | ME | 04841 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - LOIS DODD, VT., 1990 | $2,700 |
| WILLIAM A FARNSWORTH LIBRARY & ART MUSEUM INC | |||||||
| 16 MUSEUM STREET | ROCKLAND | ME | 04841 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - LOIS DODD, UNION QUARRY, 1995 | $2,250 |
| WILLIAM A FARNSWORTH LIBRARY & ART MUSEUM INC | |||||||
| 16 MUSEUM STREET | ROCKLAND | ME | 04841 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - NATHLIE PROVOSTY, SALP, 2012 | $2,000 |
| WILLIAM A FARNSWORTH LIBRARY & ART MUSEUM INC | |||||||
| 16 MUSEUM STREET | ROCKLAND | ME | 04841 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - LISA ABBOTT-CANFIELD, ANY ONE IS ONE, 2011 | $800 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,860,145 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $456 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $434,888 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $2,832 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $430,186 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $868,362 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $868,362 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | ALEX KATZ | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O A KOZAK CO 192 LEXINGTON AVE 11 | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10016 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $2,500,000 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $35,055 | Amt |
| Net Investment Income | $26,291 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $26,291 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $8,764 | DisbursementsCharitablePrpsAmt |
Expln Of Non Filing With AG Stmt ExplnOfNonFilingWithAGStmt
| Field | Value | IRS element (for citing) |
|---|---|---|
| Explanation | THE ORGANIZATION IS NOT REQUIRED TO FURNISH A COPY OF FORM 990-PF TO THE ATTORNEY GENERAL OF DELAWARE. | ExplanationTxt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (20 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| $250M BERKSHIRE HATHAWAY 4.625% 10/15/13 | $0 | $0 |
| $80M COLGATE PALMOLIVE 3.15% 8/5/15 | $81,784 | $83,306 |
| $250M MICROSOFT CORP 2.95% 6/1/14 | $0 | $0 |
| $750M STANFORD UNIV REV 3.625% 5/1/14 | $785,943 | $757,515 |
| $80M TJX COMPANIES INC 4.2% 8/15/15 | $82,428 | $84,382 |
| $300M BERKSHIRE HATHAWAY GLOBAL 2.125% 02/11/13 | $0 | $0 |
| $1000M INTL BUSINESS MACHINES CORP 2% 01/05/16 | $980,815 | $1,026,360 |
| $500M MICROSOFT CORP 1.625% 09/25/15 | $0 | $0 |
| $500M WAL-MART STORES INC 2.875% 04/01/15 | $498,411 | $515,700 |
| $1000M 3M COMPANY 1.375% 09/29/16 | $1,015,390 | $1,014,880 |
| $1000M BERKSHIRE HATHAWAY FIN CORP 2.45% 12/15/15 | $1,038,830 | $1,036,330 |
| $1000M COLGATE PALMOLIVE 1.30% 01/15/17 | $0 | $0 |
| $1000M E.I. DU PONT NEMOURS & CO 2.75% 04/01/16 | $1,033,860 | $1,042,270 |
| $1000M INTEL CORP 1.95% 10/01/16 | $1,029,181 | $1,028,000 |
| $1000M MERCK & CO INC 2.25% 01/15/16 | $1,020,500 | $1,033,000 |
| $1000M AT&T INC 0.875% 02/13/15 | $0 | $0 |
| $1000M CHEVRON CORP 1.104% 12/05/17 | $0 | $0 |
| $1000M COCA-COLA CO 1.8$ 09/01/16 | $1,032,510 | $1,024,020 |
| $500M INTL BUSINESS MACHINES CORP 1.25% 02/06/17 | $0 | $0 |
| $250M INMET MINING CORP 8.75% 06/01/20 | $0 | $0 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (85 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 5800 SHS ACCENTURE LTD | $325,485 | $476,876 |
| 3600 SHS BERKSHIRE HATHAWAY CL B | $308,654 | $426,816 |
| 13900 SHS BROOKFIELD ASSET MGMT | $438,545 | $539,737 |
| 6500 SHS CVS CAREMARK CORP | $264,940 | $465,205 |
| 1050 SHS EMERSON ELECTRIC CO | $53,560 | $73,689 |
| 785 SHS EXXON MOBIL CORP | $46,209 | $79,442 |
| 4000 SHS GENERAL ELECTRIC CO | $116,548 | $112,120 |
| 260 SHS IBM | $26,395 | $48,768 |
| 800 SHS JOHNSON & JOHNSON | $0 | $0 |
| 8300 SHS LEUCADIA NATIONAL CORP | $0 | $0 |
| 2000 SHS MICROSOFT CORP | $0 | $0 |
| 6000 SHS NESTLE SA SPONS ADRS | $339,298 | $440,544 |
| 7000 SHS ONEX CORP SUB VTG | $223,308 | $377,906 |
| 3350 SHS PFIZER INC | $77,598 | $102,611 |
| 5500 SHS RECKITT BENCKISER GROUP PLC | $325,754 | $436,547 |
| 1200 SHS SCHLUMBERGER LTD | $82,768 | $108,132 |
| 475 SHS CHEVRON CORP | $30,685 | $59,332 |
| 6000 SHS DANAHER CORP | $311,484 | $463,200 |
| 2000 SHS QUALCOMM INC | $87,550 | $148,500 |
| 5500 SHS RANGE RESOURCES CORP | $311,775 | $463,705 |
| 10000 SHS US BANCORP DEL | $252,820 | $404,000 |
| 8000 SHS AMEREN CORP | $0 | $0 |
| 140 SHS APPLE INC | $30,909 | $78,543 |
| 1720 SHS HESS CORP | $103,484 | $142,760 |
| 6070 SHS HONEYWELL INTERNATIONAL INC | $358,724 | $554,616 |
| 4000 SHS UNITED PARCEL SERVICE INC CL B | $302,994 | $420,320 |
| 9000 SHS WELLS FARGO & CO | $285,830 | $408,600 |
| 1100 SHS ANADARKO PETROLEUM CORP | $0 | $0 |
| 4000 SHS ANHEUSER BUSCH SA NV SPON ADR | $276,580 | $425,840 |
| 1000 SHS DEERE & CO | $87,489 | $91,330 |
| 2000 SHS METLIFE INC | $77,201 | $107,840 |
| 1000 SHS RAYTHEON CO | $46,805 | $90,700 |
| 745 SHS ROCKWELL COLLINS INC | $42,475 | $55,070 |
| 850 SHS TARGET CORP | $0 | $0 |
| 4000 SHS UNITED TECHNOLOGIES CORP | $342,876 | $455,200 |
| 3950 SHS ABB LTD SPONS ADR | $0 | $0 |
| 2150 SHS ALLSTATE CORP | $95,925 | $117,261 |
| 9695 SHS AMERICAN INTL GROUP INC | $331,332 | $494,930 |
| 3500 SHS BEIERSDORF AG | $265,945 | $355,114 |
| 800 SHS BOEING CO | $93,476 | $109,192 |
| 850 SHS BP PLC SPONS ADR | $0 | $0 |
| 525 SHS CARPENTER TECHNOLOGY | $0 | $0 |
| 800 SHS CIGNA CORP | $0 | $0 |
| 705 SHS CONOCOPHILLIPS | $0 | $0 |
| 3000 SHS COVIDIEN LTD | $185,741 | $204,300 |
| 600 SHS FEDEX CORP | $0 | $0 |
| 4500 SHS FREEPORT MCMORAN COPPER & GOLD | $149,248 | $169,830 |
| 90 SHS GOOGLE IN CL A | $53,992 | $100,864 |
| 750 SHS ILLINOIS TOOL WORKS INC | $42,821 | $63,060 |
| 7466 SHS INTERCONTINENTAL HOTELS GROUP PLC | $0 | $0 |
| 1900 SHS JPMORGAN CHASE & CO INC | $0 | $0 |
| 1415 SHS MACYS INC | $0 | $0 |
| 1135 SHS NOVARTIS AG ADR | $0 | $0 |
| 2000 SHS ORACLE CORP | $66,067 | $76,520 |
| 700 SHS PEPSICO INC | $46,612 | $58,058 |
| 900 SHS TIFFANY & CO | $0 | $0 |
| 1990 SHS ABBVIE INC | $72,199 | $105,092 |
| 600 SHS ALLERGAN INC | $59,988 | $66,648 |
| 13400 SHS ALLISON TRANSMISSION HOLDINGS INC | $306,032 | $369,974 |
| 2000 SHS AMERICAN TOWER CORP | $155,187 | $159,640 |
| 1000 SHS BED BATH & BEYOND INC | $76,913 | $80,300 |
| 2400 SHS BLACKSTONE GROUP LP | $41,143 | $75,600 |
| 875 SHS CATERPILLAR INC | $74,649 | $79,459 |
| 2000 SHS CHINA MOBILE LTD | $105,085 | $104,580 |
| 2000 SHS CISCO SYSTEMS INC | $41,764 | $44,860 |
| 1800 SHS COCA-COLA CO | $70,780 | $74,358 |
| 3000 SHS COMCAST CORP | $137,094 | $155,895 |
| 2000 SHS DAVITA INC | $112,185 | $126,740 |
| 19000 SHS DIAGEO PLC | $580,822 | $629,280 |
| 2000 SHS DIRECTV | $125,544 | $138,120 |
| 2100 SHS ENCANA CORP | $36,414 | $37,905 |
| 1000 SHS EXPRESS SCRIPTS HOLDING CO | $65,461 | $70,240 |
| 700 SHS FACEBOOK INC | $27,957 | $38,254 |
| 2970 SHS GENERAL MOTORS CO | $113,639 | $121,384 |
| 1000 SHS HSBC HOLDINGS PLC | $54,235 | $55,130 |
| 1400 SHS KRAFT FOODS GROUP INC | $74,658 | $75,474 |
| 2000 SHS MONDELEZ INTERNATIONAL INC | $63,299 | $70,600 |
| 5500 SHS MUELLER INDUSTRIES INC | $290,568 | $346,555 |
| 1000 SHS NOBLE CORPORATION | $38,597 | $37,470 |
| 500 SHS OCCIDENTAL PETROLEUM CORP | $43,916 | $47,550 |
| 380 SHS PACKAGING CORP OF AMERICA | $22,225 | $24,046 |
| 3000 SHS POTASH CORPORATION OF SASKATCHEWAN INC | $92,021 | $98,880 |
| 1600 SHS SANDISK CORP | $110,773 | $112,864 |
| 3500 SHS SIEMENS AG SPONS ADR | $437,636 | $484,785 |
| 4000 SHS TWENTY-FIRST CENTURY FOX INC | $127,085 | $140,680 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $3,187 | LegalFeesAmt |
| Net Investment Income | $3,187 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $3,187 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (51 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ARTWORK - ALEX KATZ,VINCENT WITH A RADIO, 1974 | $242,500 | $242,500 | $242,500 |
| ARTWORK - ALEX KATZ, BLUE FLAGS (LILIES), 1967 | $302,500 | $0 | $0 |
| ARTWORK - GIORGIO CAVALLON, UNTITLED, 1977 | $53,125 | $0 | $0 |
| ARTWORK - TANYTH BERKELEY, HISPANIC PARADES, PART 1, 58 PRINTS, 2006-2011 | $2,000 | $2,000 | $2,000 |
| ARTWORK - TANYTH BERKELEY, LAST HOUR, PART 1, 53 PRINTS, 2008-2011 | $2,000 | $2,000 | $2,000 |
| ARTWORK - ALEX KATZ, WRECKS #2 (REX #2), 1975 | $116,500 | $0 | $0 |
| ARTWORK - THOMAS SCHUETTE, ALTE FREUNDE (OLD FRIENDS)#1-4, 2010-11 | $15,000 | $15,000 | $15,000 |
| ARTWORK - JOHN BALDESSARI, NOSE/SILHOUETTE: BLUE, 2010 | $1,925 | $1,925 | $1,925 |
| ARTWORK - JOHN BALDESSARI, NOSE/SILHOUETTE: RED, 2010 | $1,925 | $1,925 | $1,925 |
| ARTWORK - JOHN BALDESSARI, NOSE/SILHOUETTE: ORANGE, 2010 | $1,925 | $1,925 | $1,925 |
| ARTWORK - MALCOLM MORLEY, ABANDON SHIP VII, 2008 | $3,200 | $3,200 | $3,200 |
| ARTWORK - ANONYMOUS, UNTITLED (BINDU), 2000 | $2,080 | $2,080 | $2,080 |
| ARTWORK - ANONYMOUS, UNTITLED (SHIVA LINGA), 2008 | $2,080 | $2,080 | $2,080 |
| ARTWORK - ANONYMOUS, UNTITLED (VISHNU), 2007 | $2,080 | $2,080 | $2,080 |
| ARTWORK - LOIS DODD, FEBRUARY VIEW, 2011 | $6,800 | $0 | $0 |
| ARTWORK - JUAN GOMEZ, PIAKTIPIK (210207), 2012 | $7,000 | $0 | $0 |
| ARTWORK - UDOMSAK KRISANAMIS, MICKEY, 2012 | $16,000 | $0 | $0 |
| ARTWORK - LISA ABBOTT-CANFIELD, ANY ONE IS ONE, 2011 | $800 | $0 | $0 |
| ARTWORK - JOYCE PENSATO, SILVER DONALD, 2010 | $44,000 | $0 | $0 |
| ARTWORK - JAN DE VLIEGHER, MAN WITH GIGANTIC BEE, 2012 | $17,420 | $0 | $0 |
| ARTWORK - JOSEPH A. FIORE, ORCHARD AND HAY, 1972 | $24,000 | $0 | $0 |
| ARTWORK - WILLIAM MATTHEW PRIOR, CHILD WITH RED SHOES | $10,560 | $0 | $0 |
| ARTWORK - PHONG BUI, SAIL AWAY, 2011 | $5,760 | $0 | $0 |
| ARTWORK - NATHALIE PROVOSTY, SALP, 2012 | $2,000 | $0 | $0 |
| ARTWORK - NATHALIE PROVOSTY, HITO, 2012 | $2,000 | $2,000 | $2,000 |
| ARTWORK - JULES DE BALINCOURT, FLOATING ARENA, 2012 | $20,000 | $0 | $0 |
| ARTWORK - JULES DE BALINCOURT, PANGEA 2012, 2012 | $60,000 | $0 | $0 |
| ARTWORK - WAYNE KOESTENBAUM, JEFF WITHIN PROSCENIUM, 2012 | $0 | $0 | $0 |
| ARTWORK - WAYNE KOESTENBAUM, JEFF WITH TORQUED WRIST, 2012 | $0 | $0 | $0 |
| ARTWORK - JAMES WOLANIN, TIMES SQUARE, 2013 | $0 | $6,000 | $6,000 |
| ARTWORK - CHRISTOPHER DEETON, 178, 2010 | $0 | $22,400 | $22,400 |
| ARTWORK - KATHERINE BERNHARDT, RED CARPET MASSACRE, 2007 | $0 | $3,200 | $3,200 |
| ARTWORK - MISAKI KAWAI, NOODLE MUSIC, 2012 | $0 | $5,200 | $5,200 |
| ARTWORK - SALLY EGBERT, PERFUMES, 2010 | $0 | $7,000 | $7,000 |
| ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 1, 2013 | $0 | $960 | $960 |
| ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 2, 2013 | $0 | $960 | $960 |
| ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 3, 2013 | $0 | $960 | $960 |
| ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 4, 2013 | $0 | $960 | $960 |
| ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 5, 2013 | $0 | $960 | $960 |
| ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 6, 2013 | $0 | $960 | $960 |
| ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 8, 2013 | $0 | $960 | $960 |
| ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 13, 2013 | $0 | $960 | $960 |
| ARTWORK - DAVID RHODES, UNTITLED, 2013 | $0 | $3,500 | $3,500 |
| ARTWORK - LESISA SOCHOR, GARMENT #8, 2013 | $0 | $720 | $720 |
| ARTWORK - LESISA SOCHOR, GARMENT #12, 2013 | $0 | $720 | $720 |
| ARTWORK - JUAN GOMEZ, MAWINZHE, 2013 | $0 | $18,000 | $18,000 |
| ARTWORK - YVONNE JACQUETTE, HONG KONG CARNAVON ROAD SIGNS | $0 | $14,400 | $14,400 |
| ARTWORK - YVONNE JACQUETTE, HONG KONG COMPOSITE V, C. 1991 | $0 | $16,000 | $16,000 |
| ARTWORK - YVONNE JACQUETTE, HONG KONG OBLIQUE IV, C. 1991 | $0 | $16,000 | $16,000 |
| ARTWORK - NATHLIE PROVOSTY, LAKE, 2013 | $0 | $2,000 | $2,000 |
| ARTWORK - YOSHIAKI MOCHIZUKI, UNTITLED 7/7/13, 2013 | $0 | $7,200 | $7,200 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| REGISTERED AGENT & FILING FEES | $190 | $190 | $190 | $0 |
| BANK FEES | $420 | $420 | $420 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | PARTNERSHIP DISTRIBUTIONS | Desc |
| Revenue And Expenses Per Books | $2,832 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $2,832 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $2,832 | AdjustedNetIncomeAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT ADVISORY FEES | CategoryTxt |
| Amt | $115,292 | Amt |
| Net Investment Income | $115,292 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $115,292 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Substantial Contributors Sch SubstantialContributorsSch
Substantial Contributor Detail SubstantialContributorDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ALEX KATZ | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | AKOZAK CO 192 LEXINGTON AVE 1100 | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10016 | ZIPCode |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| FEDERAL NET INVEST INCOME TAX | $17,000 | $0 | $0 | $0 |
| FOREIGN TAX PAID | $6,667 | $6,667 | $6,667 | $0 |
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