WILLIAM D MORGAN CHARITABLE FOUNDATION: Form 990PF, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- WILLIAM D MORGAN CHARITABLE FOUNDATION (EIN 43-6783275)
- Tax period
- 2013-01-01 to 2013-12-31
- Filed
- 2014-05-13
- IRS object ID
- 201421339349100122
- Schema version
- 2013v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Compensation Explanation
- Gain Loss Sale Other Assets Sch
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Other Decreases Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2014-05-13T07:50:27-05:00 | ReturnTs |
| Tax Period End | 2013-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CHV ACCOUNTING & CONSULTING SERVICESINC | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 400 JULES ST STE 415 | AddressLine1 |
| City | SAINT JOSEPH | City |
| State | MO | State |
| ZIP Code | 645011738 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2013-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 436783275 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WILLIAM D MORGAN CHARITABLE TRUST | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | WILL | BusinessNameControlTxt |
| Phone | 5736293826 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 1107 | AddressLine1 |
| City | HANNIBAL | City |
| State | MO | State |
| ZIP Code | 63401 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | HNB BANK | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 5736293826 | PhoneNum |
| Signature | 2014-04-29 | SignatureDt |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ANN HOY | PreparerPersonNm |
| PTIN | P00969555 | PTIN |
| Phone | 8163641118 | PhoneNum |
| Preparation | 2014-04-30 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $2,125,898 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $888 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $888 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $73,687 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $73,687 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$9,238 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $470,813 | GrossSalesPriceAmt |
| Other Income Rev And Expnss | $8,361 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $8,361 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $8,361 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $73,698 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $82,936 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $8,361 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $5,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $5,000 | CompOfcrDirTrstNetInvstIncmAmt |
| Accounting Fees Rev And Expnss | $825 | AccountingFeesRevAndExpnssAmt |
| Other Prof Fees Rev And Expnss | $15,845 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $15,845 | OtherProfFeesNetInvstIncmAmt |
| Taxes Rev And Expnss | $1,864 | TaxesRevAndExpnssAmt |
| Tot Opr Expenses Rev And Expnss | $23,534 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $20,845 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $97,161 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $97,161 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $120,695 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $20,845 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $97,161 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$46,997 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $62,091 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $8,361 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $62,230 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $31,239 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $31,239 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $1,811,787 | CorporateStockBOYAmt |
| Corporate Stock EOY | $1,800,761 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $2,094,659 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $4,982 | CorporateBondsBOYAmt |
| Total Assets BOY | $1,878,999 | TotalAssetsBOYAmt |
| Total Assets EOY | $1,832,000 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $2,125,898 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $2,506,504 | CapitalStockBOYAmt |
| Capital Stock EOY | $2,506,504 | CapitalStockEOYAmt |
| Retained Earning BOY | -$627,505 | RetainedEarningBOYAmt |
| Retained Earning EOY | -$674,504 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $1,878,999 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $1,832,000 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $1,878,999 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $1,832,000 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $1,878,999 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$46,997 | ExcessRevenueOverExpensesAmt |
| Subtotal | $1,832,002 | SubtotalAmt |
| Other Decreases | $2 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $1,832,000 | TotNetAstOrFundBalancesEOYAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | Yes (true) | LiableSection4942TaxInd |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $1,242 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $1,242 | SubtotalAmt |
| Tax Based On Investment Income | $1,242 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $820 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $820 | TotalPaymentsAndCreditsAmt |
| Tax Due | $422 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | MO | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | HNB BANK | IndividualWithBooksNm |
| Phone | 5736293826 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 1107 | AddressLine1 |
| City | HANNIBAL | City |
| State | MO | State |
| ZIP Code | 63401 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HNB BANK | BusinessNameLine1 |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2903 PALMYRA ROAD | AddressLine1 |
| Address Line2 | PO BOX 1107 | AddressLine2 |
| City | HANNIBAL | City |
| State | MO | State |
| ZIP Code | 63401 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | TRUSTEE | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 5.00 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $5,000 | CompensationAmt |
| Employee Benefit Program | $0 | EmployeeBenefitProgramAmt |
| Expense Account Other Allwnc | $0 | ExpenseAccountOtherAllwncAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $2,023,977 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $56,758 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $2,080,735 | TotalFMVOfUnusedAssetsAmt |
| Adjusted Total FMV Of Unused Ast | $2,080,735 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $31,211 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $2,049,524 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $102,476 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $102,476 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $1,242 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $1,242 | TotalTaxAmt |
| Distributable Before Adj | $101,234 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $101,234 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $101,234 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $97,161 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $97,161 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $97,161 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $101,234 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $97,161 | UndistributedIncomePYAmt |
| Qualifying Distributions | $97,161 | QualifyingDistributionsAmt |
| Applied To Year1 | $97,161 | AppliedToYear1Amt |
| Undistributed Income CY | $101,234 | UndistributedIncomeCYAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | ADVISORY COMMITTEE PERMANENT MEMBE | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 410889 | AddressLine1 |
| City | KANSAS CITY | City |
| State | MO | State |
| ZIP Code | 64141 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 2172237310 | RecipientPhoneNum |
| Form And Info And Materials | NO SPECIFIC FORM, JUST A LETTER SHOWING PURPOSE AND VERIFICATION OF 501(C)(3) STATUS. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | NONE | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (3 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ST JOSEPH SCHOOL DIST FOUNDATION | |||||||
| 925 FELIX | ST JOSEPH | MO | 64501 | NONE | SCHOOL | CHARITABLE | $75,000 |
| ST PAUL LUTHERAN SCHOOL | |||||||
| 4715 FREDERICK AVE | ST JOSEPH | MO | 64506 | NONE | SCHOOL | CHARITABLE | $2,161 |
| YMCA | |||||||
| 315 SOUTH 6TH STREET | ST JOSEPH | MO | 64501 | NONE | 501(C)(3) | CHARITABLE | $20,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $97,161 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $888 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $73,687 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Incm | -$9,238 | RelatedOrExemptFunctionIncmAmt |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | NON DIVIDEND DISTRIBUTIONS | Desc |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $8,361 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $82,936 | ExclusionAmt |
| Related Or Exempt Function Incm | -$9,238 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $73,698 | TotalIncomeProducingActyAmt |
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Line Number | 8 | LineNumberTxt |
| Relationship Statement | SECURITY SALES | RelationshipStatementTxt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING | CategoryTxt |
| Amt | $825 | Amt |
Compensation Explanation CompensationExplanation
Compensation Explanation CompensationExplanationGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HNB BANK | BusinessNameLine1 |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAssetGrp (20 entries)
| AssetAssetDesc | AcquiredAcquiredDt | How AcquiredHowAcquiredTxt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | BasisBasisAmt | Total NetTotalNetAmt |
|---|---|---|---|---|---|---|
| AG MORTGAGE A CUML PFD | 2012-11 | PURCHASE | 2013-08 | $4,699 | $4,990 | -$291 |
| BLK FLT RT INCM STRAT FD | 2012-11 | PURCHASE | 2013-03 | $102,614 | $95,004 | $7,610 |
| CBL & ASSOCIATES PPTYS E | 2012-11 | PURCHASE | 2013-08 | $4,678 | $4,986 | -$308 |
| CYS INVTS CUML PFD SER A | 2012-11 | PURCHASE | 2013-08 | $4,551 | $5,005 | -$454 |
| DISCOVER FINL 1/40 PFD B | 2012-11 | PURCHASE | 2013-08 | $4,796 | $4,988 | -$192 |
| EXELON CORP | 2012-10 | PURCHASE | 2013-03 | $43,975 | $50,016 | -$6,041 |
| FRANKLIN TEMPLETON LTD | 2012-11 | PURCHASE | 2013-11 | $4,906 | $4,993 | -$87 |
| HARTFORD JR SUB 7.875 | 2012-11 | PURCHASE | 2013-08 | $4,946 | $4,975 | -$29 |
| HERCULES TECH GRW 7% | 2012-11 | PURCHASE | 2013-08 | $5,019 | $4,970 | $49 |
| INVESCO SR INCOME TR | 2012-10 | PURCHASE | 2013-04 | $16,410 | $15,420 | $990 |
| INVESCO SR INCOME TR | 2012-10 | PURCHASE | 2013-04 | $27,149 | $25,700 | $1,449 |
| INVESCO SR INCOME TR | 2013-05 | PURCHASE | 2013-04 | $27,200 | $25,662 | $1,538 |
| INVESCO SR INCOME TR | 2013-05 | PURCHASE | 2013-04 | $29,860 | $28,213 | $1,647 |
| KCAP FINL INC 7.375% | 2012-11 | PURCHASE | 2013-08 | $5,041 | $4,982 | $59 |
| NRTHSTAR RLTY C PERPTL | 2012-11 | PURCHASE | 2013-08 | $5,058 | $4,994 | $64 |
| PIONEER FLTG RATE TR | 2012-11 | PURCHASE | 2013-10 | $4,914 | $4,993 | -$79 |
| PRIVATEBANCORP INC | 2012-11 | PURCHASE | 2013-08 | $4,819 | $4,984 | -$165 |
| REGIONS 1/40TH PFD A | 2012-11 | PURCHASE | 2013-08 | $4,834 | $4,997 | -$163 |
| FRANKLIN TEMPLETON LTD | 2012-10 | PURCHASE | 2013-11 | $81,461 | $90,066 | -$8,605 |
| PIONEER FLTG RATE TR | 2012-10 | PURCHASE | 2013-10 | $83,883 | $90,113 | -$6,230 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | KCAP FINL INC 7.375% | BondNm |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (41 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| BRISTOL MYERS SQUIBB | $53,017 | $106,300 |
| COCA COLA | $65,276 | $115,668 |
| DEERE & CO | $126,311 | $136,995 |
| EXXON MOBILE CORP | $41,028 | $60,720 |
| JP MORGAN CHASE & CO | $65,987 | $82,281 |
| ROYAL BANK CANADA | $78,182 | $100,845 |
| AG MORTGAGE | ||
| AT&T INC. | $128,084 | $122,568 |
| ALTRIA GROUP INC | $50,005 | $57,700 |
| BLACKROCK FLOAT FD | ||
| CBL & ASSC | ||
| CYS INVTS CUML PFD | ||
| CAMPBELL SOUP CO | $50,004 | $61,587 |
| DISCOVER FINL 1/40TH | ||
| DUKE ENERGY HOLDING | $50,016 | $53,345 |
| EXELON CORP | ||
| FRANKLIN LTD DUR INC | ||
| GENERAL MILLS INC | $50,018 | $62,787 |
| HARTFORD JR SUB | ||
| HERCULES TECH GROWTH | ||
| INVESCO VAN KAMPEN I | ||
| JOHNSON & JOHNSON CO | $50,044 | $67,227 |
| KELLOGG COMPANY | $50,038 | $58,994 |
| KIMBERLY CLARK CORP | $50,029 | $60,691 |
| ELI LILLY | $71,318 | $71,859 |
| MCDONALDS | $71,529 | $73,937 |
| MERCK & CO INC | $84,218 | $93,744 |
| NRTHSTAR RLTY C | ||
| NUVEEN EQUITY | $77,861 | $82,010 |
| PPL CORP | $50,044 | $51,394 |
| PFIZER | $49,996 | $60,433 |
| PHILLIP MORRIS INTL | $67,089 | $64,041 |
| PIONEER FLOATING FD | ||
| PROCTER & GAMBLE | $50,009 | $59,836 |
| PRIVATEBANCORP | ||
| REGIONS 1/40TH PFD | ||
| SOUTHERN COMPANY | $67,059 | $60,185 |
| VERIZON COMM INC | $71,532 | $74,791 |
| CERNER CORP | $87,387 | $92,807 |
| DOW 30SM ENHANCED PREM & INCOME | $100,276 | $111,618 |
| GENERAC HLDGS INC | $44,404 | $50,296 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | ROUNDING | Description |
| Amount | $2 | Amount |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | NON DIVIDEND DISTRIBUTIONS | Desc |
| Revenue And Expenses Per Books | $8,361 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $8,361 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $8,361 | AdjustedNetIncomeAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT FEES - STIFEL | CategoryTxt |
| Amt | $15,845 | Amt |
| Net Investment Income | $15,845 | NetInvestmentIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt |
|---|---|
| FOREIGN TAXES - STIFEL | $546 |
| FEDERAL ESTIMATES | $820 |
| FEDERAL BALANCE DUE | $498 |
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