O SULLIVAN FAMILY CHARITABLE FOUNDATION: Form 990PF, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- O SULLIVAN FAMILY CHARITABLE FOUNDATION (EIN 20-1882904)
- Tax period
- 2013-01-01 to 2013-12-31
- Filed
- 2014-10-28
- IRS object ID
- 201413019349100701
- Schema version
- 2013v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Legal Fees Schedule
- Other Expenses Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2014-10-28T11:31:58-05:00 | ReturnTs |
| Tax Period End | 2013-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 630861649 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Duval & Associates PC CPA's | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3615 Eighth Avenue South | AddressLine1 |
| City | Birmingham | City |
| State | AL | State |
| ZIP Code | 35222 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2013-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 201882904 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | O'Sullivan Family Charitable Foundation | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | OSUL | BusinessNameControlTxt |
| Phone | 2058034300 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | P O Box 590005 | AddressLine1 |
| City | Birmingham | City |
| State | AL | State |
| ZIP Code | 352590005 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Patrick L O'Sullivan | PersonNm |
| Person Title | Director | PersonTitleTxt |
| Phone | 2058034300 | PhoneNum |
| Signature | 2014-10-28 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | James M Brooks | PreparerPersonNm |
| PTIN | P00132546 | PTIN |
| Phone | 2053260453 | PhoneNum |
| Preparation | 2014-10-28 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $4,720,064 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $833,027 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $50,418 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $50,418 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $236,030 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $1,742,677 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $236,030 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $1,119,475 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $286,448 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $3,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $750 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $2,250 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $2,331 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $583 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $1,748 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $6,600 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $1,650 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $4,950 | AccountingFeesChrtblPrpsAmt |
| Taxes Rev And Expnss | $1,011 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $1,011 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $33,751 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $33,710 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $41 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $46,693 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $37,704 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $8,989 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $150,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $150,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $196,693 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $37,704 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $158,989 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $922,782 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $248,744 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $665,228 | CashBOYAmt |
| Cash EOY | $982,864 | CashEOYAmt |
| Cash EOYFMV | $982,864 | CashEOYFMVAmt |
| Acct Rcvbl | $706 | AcctRcvblAmt |
| Acct Rcvbl EOY | $706 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $706 | AcctRcvblEOYFMVAmt |
| Prepaid Expenses BOY | $291 | PrepaidExpensesBOYAmt |
| Corporate Stock BOY | $2,099,222 | CorporateStockBOYAmt |
| Corporate Stock EOY | $2,712,330 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $3,302,354 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $410,019 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $401,642 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $434,140 | CorporateBondsEOYFMVAmt |
| Total Assets BOY | $3,174,760 | TotalAssetsBOYAmt |
| Total Assets EOY | $4,097,542 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $4,720,064 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $3,174,760 | UnrestrictedBOYAmt |
| Unrestricted EOY | $4,097,542 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $3,174,760 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $4,097,542 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $3,174,760 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $4,097,542 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $3,174,760 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $922,782 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $4,097,542 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $4,097,542 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (319 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| 38 Catamaran Corp Com | 2012-12-14 | 2013-05-02 | $1,997 | $1,868 | $129 | $129 | |
| 20 Catamaran Corp | 2013-01-25 | 2013-05-02 | $1,051 | $1,058 | -$7 | -$7 | |
| 58 Verifone Systems Inc | 2012-12-14 | 2013-02-21 | $1,154 | $1,927 | -$773 | -$773 | |
| 30 Verifone Systems Inc | 2013-01-25 | 2013-02-21 | $597 | $1,069 | -$472 | -$472 | |
| 65 Coach Inc | 2012-12-14 | 2013-02-26 | $3,006 | $3,682 | -$676 | -$676 | |
| 34 Coach Inc | 2013-01-25 | 2013-02-26 | $1,572 | $1,743 | -$171 | -$171 | |
| 53 Baxter International Inc | 2012-12-14 | 2013-04-30 | $3,689 | $3,480 | $209 | $209 | |
| 173 Akorn Inc | 2012-12-14 | 2013-06-13 | $2,354 | $2,266 | $88 | $88 | |
| 24 Akorn Inc | 2012-12-19 | 2013-06-13 | $327 | $324 | $3 | $3 | |
| 33 International Business Machines Corp | 2012-12-14 | 2013-06-28 | $6,314 | $6,336 | -$22 | -$22 | |
| 62 Solarwinds Inc | 2013-04-23 | 2013-07-26 | $2,236 | $3,037 | -$801 | -$801 | |
| 7 Apple Inc | 2012-12-14 | 2013-08-02 | $3,212 | $3,708 | -$496 | -$496 | |
| 77 Southwestern Energy Co | 2012-12-14 | 2013-08-07 | $2,909 | $2,548 | $361 | $361 | |
| 39 Southwestern Energy Co | 2013-01-25 | 2013-08-07 | $1,473 | $1,336 | $137 | $137 | |
| 30 Kraft Foods Group Inc Com | 2012-12-14 | 2013-08-23 | $1,592 | $1,380 | $212 | $212 | |
| 16 Kraft Foods Group Inc Com | 2013-01-25 | 2013-08-23 | $849 | $757 | $92 | $92 | |
| 29 Citrix Systems Inc | 2012-12-14 | 2013-10-08 | $2,030 | $1,864 | $166 | $166 | |
| 15 Citrix Systems Inc | 2013-01-25 | 2013-10-08 | $1,050 | $1,068 | -$18 | -$18 | |
| 172 Ariad Pharmaceuticals Inc | 2013-04-26 | 2013-10-09 | $865 | $3,110 | -$2,245 | -$2,245 | |
| 98 Ariad Pharmaceuticals Inc | 2013-05-14 | 2013-10-09 | $493 | $1,712 | -$1,219 | -$1,219 | |
| 19 Baxter International Inc | 2012-12-14 | 2013-11-01 | $1,251 | $1,248 | $3 | $3 | |
| 37 Baxter International Inc | 2013-01-25 | 2013-11-01 | $2,436 | $2,519 | -$83 | -$83 | |
| 42 Salix Pharmaceuticals Ltd | 2012-12-14 | 2013-11-12 | $3,580 | $1,758 | $1,822 | $1,822 | |
| 74 Altera Corp | 2012-12-14 | 2013-11-21 | $2,336 | $2,443 | -$107 | -$107 | |
| 38 Altera Corp | 2013-01-25 | 2013-11-21 | $1,199 | $1,264 | -$65 | -$65 | |
| 14 Salix Pharmaceuticals Ltd | 2012-12-14 | 2013-12-09 | $1,211 | $586 | $625 | $625 | |
| 29 Salix Pharmaceuticals Ltd | 2013-01-25 | 2013-12-09 | $2,509 | $1,361 | $1,148 | $1,148 | |
| 500 Home Depot Inc | 2012-12-14 | 2013-02-21 | $32,351 | $31,205 | $1,146 | $1,146 | |
| 500 Cinemark Hldgs Inc | 2012-12-14 | 2013-03-04 | $13,242 | $13,175 | $67 | $67 | |
| 100 Kimberly Clark Corp | 2012-12-14 | 2013-03-19 | $9,341 | $8,578 | $763 | $763 | |
| 33 Kraft Foods Group Inc Com | 2012-12-14 | 2013-03-19 | $1,665 | $1,518 | $147 | $147 | |
| 750 Omnivision Technologies Inc | 2012-12-14 | 2013-05-24 | $10,741 | $10,688 | $53 | $53 | |
| 1000 Sandridge Energy Inc | 2012-12-14 | 2013-06-06 | $4,990 | $6,670 | -$1,680 | -$1,680 | |
| 2000 Belo Corp Ser A | 2012-12-14 | 2013-06-13 | $27,321 | $14,780 | $12,541 | $12,541 | |
| 400 Microsoft Corp | 2012-12-14 | 2013-08-27 | $13,316 | $10,844 | $2,472 | $2,472 | |
| 1000 Pandora Medi A Inc | 2013-08-23 | 2013-09-24 | $24,518 | $19,084 | $5,434 | $5,434 | |
| 200 Facebook, Inc | 2013-08-23 | 2013-10-31 | $9,686 | $8,034 | $1,652 | $1,652 | |
| 25 Michael Kors Hldgs Ltd US Listed | 2012-12-14 | 2013-10-31 | $1,907 | $1,233 | $674 | $674 | |
| 150 Michael Kors Hldgs Ltd US Listed | 2012-12-14 | 2013-10-31 | $11,442 | $7,397 | $4,045 | $4,045 | |
| 500 US Airways Group Inc | 2012-12-14 | 2013-11-13 | $11,850 | $6,485 | $5,365 | $5,365 | |
| 250 US Airways Group Inc | 2013-08-23 | 2013-11-13 | $5,925 | $4,054 | $1,871 | $1,871 | |
| 25 Michael Kors Hldgs Ltd US Listed | 2012-12-14 | 2013-11-18 | $2,022 | $1,233 | $789 | $789 | |
| 150 Michael Kors Hldgs Ltd US Listed | 2013-03-19 | 2013-11-18 | $12,132 | $8,308 | $3,824 | $3,824 | |
| 185 Mondelez International Inc | 2009-09-24 | 2013-02-05 | $5,179 | $3,675 | $1,504 | $1,504 | |
| 425 Mondelez International Inc | 2012-12-11 | 2013-02-05 | $11,897 | $11,105 | $792 | $792 | |
| 85 Cenovus Energy Inc | 2009-09-24 | 2013-02-22 | $2,727 | $2,290 | $437 | $437 | |
| 65 Cenovus Energy Inc | 2010-05-05 | 2013-02-22 | $2,086 | $1,784 | $302 | $302 | |
| 455 Cenovus Energy Inc | 2012-12-11 | 2013-02-22 | $14,599 | $15,666 | -$1,067 | -$1,067 | |
| 25 Valmont Industries Inc | 2010-08-19 | 2013-04-03 | $3,623 | $1,727 | $1,896 | $1,896 | |
| 65 Valmont Industries Inc | 2012-12-11 | 2013-04-03 | $9,420 | $8,905 | $515 | $515 | |
| 15 Life Technologies Corp | 2013-03-23 | 2013-04-09 | $994 | $721 | $273 | $273 | |
| 55 Life Technologies Corp | 2012-08-29 | 2013-04-09 | $3,643 | $2,621 | $1,022 | $1,022 | |
| 25 Life Technologies Corp | 2012-10-22 | 2013-04-09 | $1,656 | $1,197 | $459 | $459 | |
| 25 Life Technologies Corp | 2012-12-11 | 2013-04-09 | $1,656 | $1,281 | $375 | $375 | |
| 210 Life Technologies Corp | 2012-12-11 | 2013-04-15 | $15,350 | $10,763 | $4,587 | $4,587 | |
| 40 3M Company | 2009-09-24 | 2013-06-06 | $4,324 | $2,956 | $1,368 | $1,368 | |
| 110 Texas Instruments Inc | 2010-11-05 | 2013-06-07 | $3,972 | $3,413 | $559 | $559 | |
| 10 Texas Instruments Inc | 2010-11-01 | 2013-06-07 | $361 | $325 | $36 | $36 | |
| 140 Briggs & Stratton Corp | 2011-08-05 | 2013-06-18 | $2,873 | $2,282 | $591 | $591 | |
| 65 Briggs & Stratton Corp | 2011-08-11 | 2013-06-18 | $1,334 | $868 | $466 | $466 | |
| 25 Briggs & Stratton Corp | 2012-12-11 | 2013-06-18 | $513 | $513 | $0 | $0 | |
| 55 Texas Instruments Inc | 2010-11-01 | 2013-06-26 | $1,931 | $1,789 | $142 | $142 | |
| 415 Texas Instruments Inc | 2012-12-11 | 2013-06-26 | $14,567 | $12,869 | $1,698 | $1,698 | |
| 30 Johnson & Johnson | 2010-07-13 | 2013-08-21 | $2,678 | $1,828 | $850 | $850 | |
| 20 Johnson & Johnson | 2011-04-26 | 2013-08-21 | $1,785 | $1,309 | $476 | $476 | |
| 155 Johnson & Johnson | 2012-12-11 | 2013-08-21 | $13,838 | $11,021 | $2,817 | $2,817 | |
| 155 Ingersoll Rand | 2009-09-24 | 2013-10-16 | $9,924 | $4,734 | $5,190 | $5,190 | |
| 40 Ingersoll Rand | 2012-12-11 | 2013-10-16 | $2,561 | $1,906 | $655 | $655 | |
| 115 Liquidity Services Inc | 2013-02-06 | 2013-10-24 | $2,922 | $3,882 | -$960 | -$960 | |
| 81 Allegion Public Ltd | 2013-12-02 | 2013-12-09 | $3,308 | $2,412 | $896 | $896 | |
| 0.666 Allegion Public Ltd | 2013-12-02 | 2013-12-09 | $28 | $28 | $28 | ||
| 110 Oracle Corp | 2012-01-20 | 2013-12-13 | $3,661 | $3,131 | $530 | $530 | |
| 40 Oracle Corp | 2012-10-22 | 2013-12-13 | $1,331 | $1,236 | $95 | $95 | |
| 385 Oracle Corp | 2012-12-11 | 2013-12-13 | $12,815 | $12,451 | $364 | $364 | |
| 60 Chicago Bridge & Iron Company N V N Y | 2012-11-26 | 2013-12-18 | $4,756 | $2,370 | $2,386 | $2,386 | |
| 167 Chicago Bridge & Iron Company N V N Y | 2012-12-18 | 2013-12-18 | $13,237 | $7,125 | $6,112 | $6,112 | |
| 70 FedEx Corp | 2013-02-06 | 2013-12-18 | $9,784 | $7,419 | $2,365 | $2,365 | |
| 235 NCR Corp | 2009-12-14 | 2013-12-18 | $7,717 | $2,417 | $5,300 | $5,300 | |
| 95 NCR Corp | 2010-02-03 | 2013-12-18 | $3,120 | $1,187 | $1,933 | $1,933 | |
| 106 NCR Corp | 2012-12-11 | 2013-12-18 | $3,481 | $2,632 | $849 | $849 | |
| 200 Terex Corp | 2009-09-24 | 2013-12-18 | $7,971 | $3,841 | $4,130 | $4,130 | |
| 102 Terex Corp | 2012-12-11 | 2013-12-18 | $4,065 | $2,620 | $1,445 | $1,445 | |
| 300 AT&T | 2012-12-11 | 2013-01-02 | $10,309 | $10,245 | $64 | $64 | |
| 50 Comcast Corp A | 2012-12-11 | 2013-01-02 | $1,912 | $1,870 | $42 | $42 | |
| 125 Exxon Mobil Corp | 2012-12-11 | 2013-01-02 | $10,950 | $11,124 | -$174 | -$174 | |
| 150 Oneok Inc | 2012-12-11 | 2013-01-02 | $6,524 | $6,554 | -$30 | -$30 | |
| 250 PG&E Corp | 2012-12-11 | 2013-01-02 | $10,159 | $10,218 | -$59 | -$59 | |
| 350 PPL Corp | 2012-12-11 | 2013-01-02 | $10,139 | $10,143 | -$4 | -$4 | |
| 225 Southern Company | 2012-12-11 | 2013-01-02 | $9,772 | $9,810 | -$38 | -$38 | |
| 150 Centurylink Inc | 2012-12-11 | 2013-02-14 | $5,020 | $5,786 | -$766 | -$766 | |
| 50 Centurylink Inc | 2012-12-11 | 2013-02-19 | $1,734 | $1,929 | -$195 | -$195 | |
| 50 Centurylink Inc | 2013-01-02 | 2013-02-19 | $1,734 | $2,002 | -$268 | -$268 | |
| 100 BCE Inc | 2012-12-11 | 2013-06-26 | $3,966 | $4,358 | -$392 | -$392 | |
| 100 Qualcomm Inc | 2013-01-02 | 2013-07-25 | $6,394 | $6,425 | -$31 | -$31 | |
| 100 Linnco LLC | 2012-12-11 | 2013-08-08 | $2,733 | $3,765 | -$1,032 | -$1,032 | |
| 125 Linnco LLC | 2013-01-02 | 2013-08-08 | $3,416 | $4,620 | -$1,204 | -$1,204 | |
| 50 EQT Corp | 2012-12-11 | 2013-09-19 | $4,665 | $2,904 | $1,761 | $1,761 | |
| 50 Union Pacific Corp | 2012-12-11 | 2013-10-17 | $7,698 | $6,180 | $1,518 | $1,518 | |
| 50 BCE Inc | 2012-12-11 | 2013-12-18 | $2,122 | $2,179 | -$57 | -$57 | |
| 50 BCE Inc | 2013-01-02 | 2013-12-18 | $2,122 | $2,176 | -$54 | -$54 | |
| 75 DTE Energy Company | 2012-12-11 | 2013-12-18 | $4,941 | $4,597 | $344 | $344 | |
| 200 Enbridge Inc | 2012-12-11 | 2013-12-18 | $8,409 | $8,502 | -$93 | -$93 | |
| 25 Enbridge Inc | 2013-01-02 | 2013-12-18 | $1,051 | $1,095 | -$44 | -$44 | |
| 25 Lyondellbasell Industries N V | 2013-07-26 | 2013-12-18 | $1,958 | $1,693 | $265 | $265 | |
| 50 Lyondellbasell Industries N V | 2013-08-01 | 2013-12-18 | $3,916 | $3,433 | $483 | $483 | |
| 50 National Oilwell Varco Inc | 2013-08-12 | 2013-12-18 | $3,874 | $3,632 | $242 | $242 | |
| 50 National Oilwell Varco Inc | 2013-08-16 | 2013-12-18 | $3,874 | $3,644 | $230 | $230 | |
| 190 Nisource Inc | 2012-12-11 | 2013-12-18 | $5,983 | $4,594 | $1,389 | $1,389 | |
| 108 Northeast Utilities | 2012-12-11 | 2013-12-18 | $4,518 | $4,269 | $249 | $249 | |
| 119 Pinnacle West Cap Corp | 2012-12-11 | 2013-12-18 | $6,366 | $6,127 | $239 | $239 | |
| 78 Scana Corp | 2013-01-02 | 2013-12-18 | $3,681 | $3,632 | $49 | $49 | |
| 70 South Jersey Industries Inc | 2012-12-11 | 2013-12-18 | $3,860 | $3,513 | $347 | $347 | |
| 300 Westar Energy Inc | 2013-01-02 | 2013-12-18 | $9,556 | $8,778 | $778 | $778 | |
| 29 Biogen Idec Inc | 2012-12-11 | 2013-01-03 | $4,187 | $4,472 | -$285 | -$285 | |
| 3 Mastercard Inc A | 2012-12-11 | 2013-01-04 | $1,520 | $1,445 | $75 | $75 | |
| 40 Western Digital Corp | 2012-12-11 | 2013-01-04 | $1,701 | $1,526 | $175 | $175 | |
| 54 Union Pacific Corp | 2012-12-11 | 2013-01-11 | $7,085 | $6,674 | $411 | $411 | |
| 33 Transocean Limited Namen Akt | 2013-01-02 | 2013-01-14 | $1,788 | $1,501 | $287 | $287 | |
| 47 HCA Holdings Inc | 2012-12-11 | 2013-01-16 | $1,627 | $1,550 | $77 | $77 | |
| 31 Lyondelbaseli Industries | 2012-12-11 | 2013-01-17 | $1,906 | $1,676 | $230 | $230 | |
| 130 IAC/Interactivecorp | 2012-12-11 | 2013-01-24 | $5,000 | $5,803 | -$803 | -$803 | |
| 6 IAC/Interactivecorp | 2012-12-20 | 2013-01-24 | $231 | $287 | -$56 | -$56 | |
| 38 Tesoro Corp | 2012-12-11 | 2013-01-30 | $1,802 | $1,700 | $102 | $102 | |
| 62 Vmware Inc A | 2012-12-11 | 2013-01-30 | $4,814 | $5,845 | -$1,031 | -$1,031 | |
| 86 Marathon Petroleum Corp | 2012-12-11 | 2013-02-05 | $6,601 | $5,282 | $1,319 | $1,319 | |
| 93 Hertz Global Holdings | 2012-12-11 | 2013-03-01 | $1,842 | $1,482 | $360 | $360 | |
| 76 Amgen Inc | 2013-01-02 | 2013-03-06 | $7,101 | $6,322 | $779 | $779 | |
| 121 Western Digital Corp | 2012-12-11 | 2013-03-07 | $5,744 | $4,617 | $1,127 | $1,127 | |
| 458 Delta Airlines Inc | 2013-02-05 | 2013-03-08 | $7,431 | $6,410 | $1,021 | $1,021 | |
| 178 Oracle Corp | 2013-01-02 | 2013-03-12 | $6,348 | $6,141 | $207 | $207 | |
| 161 Delphi Automotive Plc | 2013-02-05 | 2013-03-13 | $6,946 | $6,406 | $540 | $540 | |
| 280 Hertz Global Holdings | 2012-12-11 | 2013-03-14 | $6,065 | $4,463 | $1,602 | $1,602 | |
| 135 Merck & Company | 2012-12-11 | 2013-03-14 | $5,953 | $6,101 | -$148 | -$148 | |
| 179 Wells Fargo & Co | 2013-01-02 | 2013-03-18 | $6,754 | $6,243 | $511 | $511 | |
| 29 Viacom Inc B | 2012-12-11 | 2013-03-19 | $1,802 | $1,582 | $220 | $220 | |
| 284 U S Airways Group Inc | 2012-12-11 | 2013-03-20 | $4,826 | $3,658 | $1,168 | $1,168 | |
| 102 CVS Caremark | 2012-12-11 | 2013-03-21 | $5,615 | $4,850 | $765 | $765 | |
| 173 Dish Network Corp A | 2012-12-20 | 2013-03-25 | $6,558 | $6,353 | $205 | $205 | |
| 171 Fidelity National Information Services | 2012-12-20 | 2013-04-01 | $6,786 | $6,077 | $709 | $709 | |
| 44 Comcast Corp A | 2012-12-11 | 2013-04-03 | $1,861 | $1,646 | $215 | $215 | |
| 29 CF Industries Holdings | 2012-12-11 | 2013-04-16 | $5,135 | $6,299 | -$1,164 | -$1,164 | |
| 115 Hollyfrontier Corp | 2012-12-11 | 2013-04-22 | $5,797 | $5,191 | $606 | $606 | |
| 276 U S Airways Group Inc | 2012-12-11 | 2013-04-22 | $4,375 | $3,555 | $820 | $820 | |
| 81 AOL Inc | 2012-12-11 | 2013-05-02 | $3,265 | $2,527 | $738 | $738 | |
| 8 AOL Inc | 2012-12-20 | 2013-05-02 | $322 | $251 | $71 | $71 | |
| 35 CBS Corp | 2012-12-11 | 2013-05-03 | $1,670 | $1,254 | $416 | $416 | |
| 28 Cigna Corp | 2013-01-02 | 2013-05-03 | $1,872 | $1,544 | $328 | $328 | |
| 51 Questcor Pharmaceutical Inc | 2013-03-18 | 2013-05-06 | $1,730 | $1,639 | $91 | $91 | |
| 84 Cigna Corp | 2013-01-02 | 2013-05-07 | $5,646 | $4,632 | $1,014 | $1,014 | |
| 13 PPG Industries Inc | 2013-04-01 | 2013-05-09 | $1,990 | $1,738 | $252 | $252 | |
| 97 Home Depot Inc | 2013-03-21 | 2013-05-10 | $7,333 | $6,654 | $679 | $679 | |
| 154 Questcor Pharmaceutical Inc | 2013-03-18 | 2013-05-13 | $5,764 | $4,948 | $816 | $816 | |
| 115 Tesoro Corp | 2012-12-11 | 2013-05-16 | $6,709 | $5,144 | $1,565 | $1,565 | |
| 104 CBS Corp | 2012-12-11 | 2013-05-21 | $5,288 | $3,727 | $1,561 | $1,561 | |
| 152 Discover Financial Svcs | 2012-12-11 | 2013-06-07 | $7,424 | $6,136 | $1,288 | $1,288 | |
| 104 Gamestop Corp New Class A | 2013-05-31 | 2013-06-21 | $4,267 | $3,488 | $779 | $779 | |
| 91 Lyondelbaseli Industries | 2012-12-11 | 2013-06-26 | $6,084 | $4,919 | $1,165 | $1,165 | |
| 191 U S Bancorp De | 2013-01-02 | 2013-06-27 | $6,870 | $6,300 | $570 | $570 | |
| 132 Comcast Corp A | 2012-12-11 | 2013-07-10 | $5,660 | $4,937 | $723 | $723 | |
| 113 Express Scripts Holding Company | 2013-02-05 | 2013-07-18 | $7,530 | $6,232 | $1,298 | $1,298 | |
| 46 Franklin Resources Inc | 2013-06-06 | 2013-07-19 | $6,682 | $6,835 | -$153 | -$153 | |
| 87 SLM Corp | 2013-03-12 | 2013-07-19 | $2,125 | $1,713 | $412 | $412 | |
| 83 Ecolab Inc | 2013-03-14 | 2013-07-25 | $7,750 | $6,639 | $1,111 | $1,111 | |
| 285 General Electric Company | 2013-03-19 | 2013-07-25 | $7,012 | $6,642 | $370 | $370 | |
| 334 Pultegroup Inc | 2013-03-14 | 2013-07-26 | $5,434 | $6,761 | -$1,327 | -$1,327 | |
| 15 Celgene Corp | 2013-06-11 | 2013-08-02 | $2,188 | $1,760 | $428 | $428 | |
| 87 Viacom Inc B | 2012-12-11 | 2013-08-05 | $6,832 | $4,745 | $2,087 | $2,087 | |
| 30 Mohawk Industries Inc | 2013-05-30 | 2013-08-07 | $3,810 | $3,414 | $396 | $396 | |
| 71 Partnerre Limited | 2013-04-18 | 2013-08-12 | $6,178 | $6,524 | -$346 | -$346 | |
| 93 Grace W R & Company De | 2013-07-31 | 2013-09-09 | $7,722 | $7,097 | $625 | $625 | |
| 142 HCA Holdings Inc | 2012-12-11 | 2013-09-10 | $5,576 | $4,683 | $893 | $893 | |
| 99 Transocean Limited Namen Akt | 2013-01-02 | 2013-09-13 | $4,632 | $4,504 | $128 | $128 | |
| 28 Cognizant Technology Solutions Corp Cl A | 2013-05-15 | 2013-09-16 | $2,255 | $1,741 | $514 | $514 | |
| 2 Mastercard Inc A | 2012-12-11 | 2013-09-16 | $1,339 | $963 | $376 | $376 | |
| 34 Biogen Idec Inc | 2013-08-13 | 2013-09-19 | $8,408 | $7,058 | $1,350 | $1,350 | |
| 7 Mastercard Inc A | 2012-12-11 | 2013-09-25 | $4,779 | $3,371 | $1,408 | $1,408 | |
| 28 Cree Inc | 2013-09-12 | 2013-10-03 | $2,001 | $1,654 | $347 | $347 | |
| 90 Sunpower Corp | 2013-08-09 | 2013-10-03 | $2,554 | $1,967 | $587 | $587 | |
| 85 Cognizant Technology Solutions Corp Cl A | 2013-05-15 | 2013-10-04 | $7,204 | $5,284 | $1,920 | $1,920 | |
| 92 Corrections Corp Amer | 2013-04-25 | 2013-10-16 | $3,366 | $3,311 | $55 | $55 | |
| 124 Cameron Intl Corp | 2013-07-30 | 2013-10-18 | $8,058 | $7,205 | $853 | $853 | |
| 79 Sunpower Corp | 2013-08-09 | 2013-10-30 | $2,528 | $1,727 | $801 | $801 | |
| 92 Expedia Inc | 2012-12-11 | 2013-10-31 | $5,405 | $5,520 | -$115 | -$115 | |
| 186 Foot Locker Inc | 2013-01-02 | 2013-11-06 | $6,428 | $6,147 | $281 | $281 | |
| 115 Express Scripts Holding Company | 2013-09-26 | 2013-11-15 | $7,607 | $7,152 | $455 | $455 | |
| 218 Suntrust Banks Inc | 2013-09-05 | 2013-11-21 | $7,834 | $7,144 | $690 | $690 | |
| 186 Southwestern Energy Company | 2013-06-07 | 2013-11-25 | $7,282 | $7,095 | $187 | $187 | |
| 33 Cree Inc | 2013-09-12 | 2013-12-03 | $1,887 | $1,950 | -$63 | -$63 | |
| 131 Edison Intl | 2013-04-03 | 2013-12-05 | $5,938 | $6,646 | -$708 | -$708 | |
| 168 Dean Foods Company | 2013-08-13 | 2013-12-16 | $2,806 | $3,582 | -$776 | -$776 | |
| 166 Urban Outfitters Inc | 2013-03-21 | 2013-12-16 | $6,025 | $6,662 | -$637 | -$637 | |
| 188 Abbott Laboratorees | 2013-05-21 | 2013-12-18 | $7,103 | $7,100 | $3 | $3 | |
| 80 Allergan Inc | 2013-06-26 | 2013-12-18 | $8,028 | $6,984 | $1,044 | $1,044 | |
| 194 Alteria Group Inc | 2013-03-13 | 2013-12-18 | $7,363 | $6,553 | $810 | $810 | |
| 86 Anadarko Petroleum Corp | 2013-12-01 | 2013-12-18 | $6,797 | $7,598 | -$801 | -$801 | |
| 193 Cabot Oil&Gas Corp | 2013-10-01 | 2013-12-18 | $6,987 | $7,155 | -$168 | -$168 | |
| 77 Catamaran Corp | 2013-10-08 | 2013-12-18 | $3,559 | $3,624 | -$65 | -$65 | |
| 44 Celgene Corp | 2013-06-11 | 2013-12-18 | $7,056 | $5,162 | $1,894 | $1,894 | |
| 124 Devon Energy Corp | 2013-12-05 | 2013-12-18 | $7,339 | $7,570 | -$231 | -$231 | |
| 118 Ebay Inc | 2013-01-02 | 2013-12-18 | $6,185 | $6,318 | -$133 | -$133 | |
| 47 EOG Resources Inc | 2013-12-13 | 2013-12-18 | $7,567 | $7,443 | $124 | $124 | |
| 423 Ford Motor Company | 2013-08-09 | 2013-12-18 | $6,568 | $7,222 | -$654 | -$654 | |
| 82 Gamestop Corp New Class A | 2013-12-04 | 2013-12-18 | $4,087 | $3,771 | $316 | $316 | |
| 29 Grainger W W Inc | 2013-11-21 | 2013-12-18 | $7,348 | $7,404 | -$56 | -$56 | |
| 110 Green Mountain Coffee Roasters Inc | 2013-10-17 | 2013-12-18 | $8,304 | $7,179 | $1,125 | $1,125 | |
| 95 Home Depot Inc | 2013-08-26 | 2013-12-18 | $7,561 | $7,227 | $334 | $334 | |
| 134 Lilly Eli & Comapany | 2013-06-17 | 2013-12-18 | $6,720 | $7,002 | -$282 | -$282 | |
| 78 Philip Morris Intl Inc | 2013-06-26 | 2013-12-18 | $6,636 | $6,875 | -$239 | -$239 | |
| 37 PPG Industries Inc | 2013-04-01 | 2013-12-18 | $6,823 | $4,948 | $1,875 | $1,875 | |
| 89 Pepsico Inc | 2013-09-06 | 2013-12-18 | $7,214 | $7,090 | $124 | $124 | |
| 44 Ralph Lauren Corp Cl A | 2013-09-13 | 2013-12-18 | $7,700 | $7,230 | $470 | $470 | |
| 254 SLM Corp | 2013-03-12 | 2013-12-18 | $6,581 | $5,002 | $1,579 | $1,579 | |
| 118 Sandisk Corp | 2013-07-25 | 2013-12-18 | $8,047 | $7,053 | $994 | $994 | |
| 41 SM Energy Company | 2013-11-06 | 2013-12-18 | $3,340 | $3,653 | -$313 | -$313 | |
| 94 Starbucks Corp | 2013-11-21 | 2013-12-18 | $7,241 | $7,626 | -$385 | -$385 | |
| 72 TE Connectivity Ltd | 2013-11-05 | 2013-12-18 | $3,787 | $3,735 | $52 | $52 | |
| 128 Tyson Foods Inc Class A | 2013-10-04 | 2013-12-18 | $4,305 | $3,638 | $667 | $667 | |
| 49 Union Pacific Corp | 2013-10-18 | 2013-12-18 | $7,978 | $7,473 | $505 | $505 | |
| 40 Visa Inc Class A | 2013-08-01 | 2013-12-18 | $8,545 | $7,047 | $1,498 | $1,498 | |
| 33 Cummins Inc | 2013-12-18 | 2013-12-19 | $4,535 | $4,491 | $44 | $44 | |
| 220 Activision Blizzard Inc | 2012-12-12 | 2013-01-22 | $2,525 | $2,530 | -$5 | -$5 | |
| 47 UDR Inc | 2012-12-12 | 2013-01-22 | $1,152 | $1,070 | $82 | $82 | |
| 55 Advent Sorware Inc | 2012-12-12 | 2013-02-07 | $1,417 | $1,220 | $197 | $197 | |
| 125 Micrel Inc | 2012-12-12 | 2013-02-07 | $1,229 | $1,206 | $23 | $23 | |
| 60 Nu Skin Enterprises Inc | 2012-12-12 | 2013-03-04 | $2,525 | $2,758 | -$233 | -$233 | |
| 88 Matson Inc | 2012-12-12 | 2013-04-12 | $2,060 | $2,073 | -$13 | -$13 | |
| 134 Micrel Inc | 2012-12-12 | 2013-04-12 | $1,346 | $1,292 | $54 | $54 | |
| 40 UDR Inc | 2012-12-12 | 2013-04-12 | $983 | $910 | $73 | $73 | |
| 129 Montpelier Re Holdings Limited | 2012-12-12 | 2013-06-11 | $3,209 | $2,788 | $421 | $421 | |
| 60 Hershey Company | 2012-12-12 | 2013-09-05 | $5,405 | $4,404 | $1,001 | $1,001 | |
| 95 Montpelier Re Holdings Limited | 2012-12-12 | 2013-09-05 | $2,384 | $2,053 | $331 | $331 | |
| 15 Montpelier Re Holdings Limited | 2012-12-28 | 2013-09-05 | $376 | $344 | $32 | $32 | |
| 100 Valueclick Inc | 2012-12-12 | 2013-09-16 | $2,185 | $1,928 | $257 | $257 | |
| 229 Staples Inc | 2012-12-12 | 2013-10-15 | $3,446 | $2,679 | $767 | $767 | |
| 97 Hatteras Financial Corp Reit | 2012-12-12 | 2013-11-07 | $1,702 | $2,513 | -$811 | -$811 | |
| 79 Valueclick Inc | 2012-12-12 | 2013-11-14 | $1,661 | $1,523 | $138 | $138 | |
| 59 Essilor Intl SA ADR | 2012-12-12 | 2013-01-14 | $2,949 | $3,008 | -$59 | -$59 | |
| 40 Essilor Intl SA ADR | 2012-12-12 | 2013-02-22 | $1,966 | $2,040 | -$74 | -$74 | |
| 58 Loreal Company ADR | 2012-12-12 | 2013-02-22 | $1,693 | $1,587 | $106 | $106 | |
| 27 Arm Holdings PLC | 2012-12-12 | 2013-02-25 | $1,138 | $992 | $146 | $146 | |
| 7 Novo Nordisk AS ADR | 2012-12-12 | 2013-03-01 | $1,223 | $1,145 | $78 | $78 | |
| 34 CocaCola Enterprises Inc | 2012-12-12 | 2013-04-29 | $1,233 | $1,070 | $163 | $163 | |
| 33 Loreal Company ADR | 2012-12-12 | 2013-04-29 | $1,140 | $903 | $237 | $237 | |
| 21 Sysmex Corp ADR | 2012-12-12 | 2013-05-03 | $659 | $470 | $189 | $189 | |
| 36 Loreal Company ADR | 2012-12-12 | 2013-05-10 | $1,240 | $985 | $255 | $255 | |
| 29 Arm Holdings PLC | 2012-12-12 | 2013-06-04 | $1,208 | $1,066 | $142 | $142 | |
| 9 Core Laboraidries NV | 2012-12-12 | 2013-06-04 | $1,204 | $960 | $244 | $244 | |
| 88 Kuehne & Nagel Intl Ag ADR | 2012-12-12 | 2013-06-11 | $1,957 | $2,105 | -$148 | -$148 | |
| 39 Novozvmes A/S Spon ADR | 2012-12-12 | 2013-06-11 | $1,314 | $1,113 | $201 | $201 | |
| Mallinckrodt Public Ltd Company | 2013-07-01 | 2013-07-17 | $5 | $5 | $5 | ||
| 312 Arcos Dorados Hldgs Inc A | 2012-12-12 | 2013-08-09 | $4,082 | $3,919 | $163 | $163 | |
| 8 Mallinckrodt Public Ltd Company | 2013-07-01 | 2013-08-09 | $356 | $355 | $1 | $1 | |
| 113 Potash Corp Of Saskatchewan Inc | 2012-12-12 | 2013-08-09 | $3,418 | $4,633 | -$1,215 | -$1,215 | |
| 87 Loreal Company ADR | 2012-12-12 | 2013-09-05 | $2,836 | $2,381 | $455 | $455 | |
| 27 Want Want China Holdings Ltd ADR | 2012-12-12 | 2013-09-10 | $1,925 | $1,898 | $27 | $27 | |
| 6 Core Laboraidries NV | 2012-12-12 | 2013-10-23 | $1,113 | $640 | $473 | $473 | |
| 26 Tencent Holdings Lid ADR | 2012-12-12 | 2013-10-24 | $1,421 | $846 | $575 | $575 | |
| 399 Shandong Weigao Group | 2012-12-12 | 2013-11-08 | $1,409 | $1,552 | -$143 | -$143 | |
| 380 Shandong Weigao Group | 2013-08-22 | 2013-11-08 | $1,341 | $1,406 | -$65 | -$65 | |
| Perrigo Company | 2013-08-09 | 2013-12-23 | $0 | $0 | |||
| 1020 Dell Inc | 2012-12-14 | 2013-01-18 | $13,111 | $10,741 | $2,370 | $2,370 | |
| 610 Seachange International Inc | 2012-12-14 | 2013-01-23 | $6,619 | $5,874 | $745 | $745 | |
| 220 Abercrombie & Fitch Co-Cl A | 2012-12-14 | 2013-01-28 | $10,901 | $10,318 | $583 | $583 | |
| 1000 Compuware Corp | 2012-12-14 | 2013-01-29 | $11,510 | $9,530 | $1,980 | $1,980 | |
| 11000 Chesapeake Energy Corp Sr Nt Moody Ba3 | 2012-12-14 | 2013-02-04 | $12,430 | $12,050 | $380 | $380 | |
| 870 Sierra Wireless Inc | 2012-12-14 | 2013-02-05 | $9,944 | $6,951 | $2,993 | $2,993 | |
| 540 Checkpoint Systems Inc | 2012-12-14 | 2013-03-05 | $6,772 | $5,400 | $1,372 | $1,372 | |
| 380 Qad Inc Cl A | 2012-12-14 | 2013-03-13 | $5,065 | $4,964 | $101 | $101 | |
| 16000 Comstock Res Inc Sr Nt Call 04/01/2015 | 2012-12-14 | 2013-04-03 | $16,880 | $16,300 | $580 | $580 | |
| 1150 Compuware Corp | 2012-12-14 | 2013-05-07 | $13,634 | $10,960 | $2,674 | $2,674 | |
| 21000 Stewart & Stevenson LLC / Corp Sr Nt | 2012-12-14 | 2013-05-09 | $21,000 | $20,790 | $210 | $210 | |
| 17000 Penney J C Corp Inc | 2013-01-24 | 2013-05-09 | $14,705 | $14,153 | $552 | $552 | |
| 16000 Penney J C Corp Inc | 2013-02-27 | 2013-05-09 | $13,840 | $13,560 | $280 | $280 | |
| 700 American Safety Insurance Holdings Ltd | 2012-12-14 | 2013-06-03 | $20,243 | $12,026 | $8,217 | $8,217 | |
| 420 Tetra Technologies Inc-Del | 2012-12-14 | 2013-06-07 | $4,609 | $3,011 | $1,598 | $1,598 | |
| 1010 Checkpoint Systems Inc | 2012-12-14 | 2013-06-18 | $14,888 | $10,100 | $4,788 | $4,788 | |
| 1290 Sierra Wireless Inc | 2012-12-14 | 2013-07-15 | $17,574 | $10,307 | $7,267 | $7,267 | |
| 1240 Transact Technologies Inc | 2012-12-14 | 2013-08-08 | $11,152 | $9,027 | $2,125 | $2,125 | |
| 1540 Digital Generation Inc | 2012-12-14 | 2013-08-12 | $15,940 | $17,079 | -$1,139 | -$1,139 | |
| 2810 Dover Motorsports Inc | 2012-12-14 | 2013-08-16 | $6,885 | $4,580 | $2,305 | $2,305 | |
| 1810 Tecumseh Products Co-Cl A Non-Vtg | 2012-12-14 | 2013-08-19 | $18,655 | $7,928 | $10,727 | $10,727 | |
| 990 Tecumseh Products Co-Cl A Non-Vtg | 2012-12-14 | 2013-08-30 | $9,813 | $4,336 | $5,477 | $5,477 | |
| 400 Seachange International Inc | 2012-12-14 | 2013-09-09 | $4,545 | $3,852 | $693 | $693 | |
| 650 Tetra Technologies Inc-Del | 2012-12-14 | 2013-10-09 | $7,834 | $4,661 | $3,173 | $3,173 | |
| 330 Digital Generation Inc | 2012-12-14 | 2013-10-10 | $4,300 | $3,660 | $640 | $640 | |
| 1170 Digital Generation Inc | 2013-06-18 | 2013-10-10 | $15,245 | $8,330 | $6,915 | $6,915 | |
| 1360 Seachange International Inc | 2012-12-14 | 2013-10-10 | $17,319 | $13,097 | $4,222 | $4,222 | |
| 3 Qad Inc Cl A | 2012-12-14 | 2013-10-14 | $41 | $39 | $2 | $2 | |
| 995.139 Qad Inc Cl A | 2012-12-14 | 2013-10-15 | $14,039 | $12,798 | $1,241 | $1,241 | |
| 6.861 Qad Inc Cl A | 2013-02-08 | 2013-10-15 | $97 | $90 | $7 | $7 | |
| 0.572 Qad Inc Cl A | 2013-02-08 | 2013-10-16 | $8 | $8 | $0 | $0 | |
| 1730 Tetra Technologies Inc-Del | 2012-12-14 | 2013-10-25 | $22,256 | $12,404 | $9,852 | $9,852 | |
| 550 Apollo Group Inc-Cl A | 2013-09-09 | 2013-10-28 | $15,129 | $11,133 | $3,996 | $3,996 | |
| 970 Tecumseh Products Co-Cl A Non-Vtg | 2012-12-14 | 2013-11-25 | $8,798 | $4,249 | $4,549 | $4,549 | |
| 20000 Stone Energy Corp Contra Notes Call 02/01/2014 | 2012-12-14 | 2013-11-27 | $21,148 | $21,500 | -$352 | -$352 | |
| 164 Uns Energy Corporation | 2013-02-22 | 2013-02-28 | $7,630 | $7,624 | $6 | $6 | |
| 200 Linn Energy LLC Unit Repstg Ltd | 2013-02-25 | 2013-07-02 | $5,746 | $7,365 | -$1,619 | -$1,619 | |
| 17 Linn Energy LLC Unit Repstg Ltd | 2013-03-05 | 2013-07-02 | $488 | $631 | -$143 | -$143 | |
| 3000 Amgen Inc Sr Note Conv B/E Cpn 0.375% Due 02/01/13 | 2012-12-12 | 2013-01-04 | $3,454 | $3,499 | -$45 | -$45 | |
| 3000 Airtran Holdings Inc Sr Note Conv Cpn 5.250% Due 11/01/16 | 2012-12-12 | 2013-01-08 | $4,003 | $3,919 | $84 | $84 | |
| 3000 Medtronic Inc Conv Debenture B/E Cpn 1.625% Due 04/15/13 | 2012-12-12 | 2013-02-25 | $3,017 | $3,015 | $2 | $2 | |
| 3000 Medtronic Inc Conv Debenture B/E Cpn 1.625% Due 04/15/13 | 2012-12-12 | 2013-03-01 | $3,017 | $3,015 | $2 | $2 | |
| 30 Anglogold Ashanti Hldgs Fin PLC | 2012-12-12 | 2013-03-05 | $840 | $1,118 | -$278 | -$278 | |
| 3000 Archer Daniels Midland Sr Note Conv B/E Cpn 0.875% Due 02/15/14 | 2012-12-12 | 2013-04-02 | $3,028 | $3,004 | $24 | $24 | |
| 4000 Boston Properties Lp Exch Sr Note Cpn 3.750% Due 05/15/36 | 2012-12-12 | 2013-05-02 | $4,420 | $4,330 | $90 | $90 | |
| 4000 Symantec Corp Senior Note Convertible B/E Cpn 1.000% Due 06/15/13 | 2012-12-12 | 2013-05-17 | $5,085 | $4,255 | $830 | $830 | |
| 3000 National Retail Sr Note Cpn 5.125% 6/15/28 | 2012-12-12 | 2013-06-07 | $4,273 | $3,664 | $609 | $609 | |
| 65 PPL Corp Convertible Corp Unit 9.5% | 2012-12-12 | 2013-06-17 | $3,279 | $3,451 | -$172 | -$172 | |
| 3000 Molson Coors Brewing Company Senior Note Convertible B/E Cpn 2.500% Due | 2012-12-12 | 2013-07-11 | $3,077 | $3,038 | $39 | $39 | |
| 45 Apache Corp Depositary Shares Repstg 1/20Th Pfd Conv Ser D | 2012-12-12 | 2013-07-16 | $2,080 | $2,033 | $47 | $47 | |
| 4000 Affiliated Managers Grp Inc Sr Note Conv Cpn 3.950% Due 08/15/38 | 2012-12-12 | 2013-08-01 | $5,878 | $4,440 | $1,438 | $1,438 | |
| 75 Nextera Energy Inc Corp Unit Pfd | 2012-12-12 | 2013-08-07 | $4,791 | $4,003 | $788 | $788 | |
| 0.195 Metlife Inc Com Equity Unit | 2012-12-12 | 2013-09-18 | $9 | $6 | $3 | $3 | |
| 2000 Hornbeck Offshore Services Inc New Senior Note Conv B/E Step Cpn 1.625% | 2013-04-09 | 2013-09-18 | $2,360 | $2,140 | $220 | $220 | |
| 48 Metlife Inc Com Equity Unit | 2012-12-12 | 2013-09-20 | $2,268 | $1,372 | $896 | $896 | |
| 3000 Newmont Mining Corp Senior Note Convertible B/E Cpn 1.250% Due 07/15/14 | 2012-12-12 | 2013-10-29 | $3,021 | $3,540 | -$519 | -$519 | |
| 40 General Motors Company Jr Pfd Conv Ser B | 2012-12-12 | 2013-11-13 | $2,051 | $1,606 | $445 | $445 | |
| 3000 EMC Corp Senior Note Convertible B/E Cpn 1.750% Due 12/01/13 | 2012-12-12 | 2013-11-18 | $4,508 | $4,706 | -$198 | -$198 | |
| Capital Gains Dividends | $632 | $632 | $632 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $236,030 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $27,975 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $397,974 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.070294 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $31,142 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $305,276 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.102013 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $29,226 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $326,851 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.089417 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $4,718 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $328,116 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.014379 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $31,480 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $422,482 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.074512 | DistributionYr5Rt |
| Total Distribution | 0.350615 | TotalDistributionRt |
| Average Distribution | 0.070123 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $4,323,710 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $303,192 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $2,487 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $305,679 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $158,989 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $4,975 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $4,975 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $4,975 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $381 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $381 | TotalPaymentsAndCreditsAmt |
| Tax Due | $4,594 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | AL | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | Patrick L O'Sullivan | IndividualWithBooksNm |
| Phone | 2058034300 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1306 Roseland Drive | AddressLine1 |
| City | Homewood | City |
| State | AL | State |
| ZIP Code | 35209 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| Patrick L O'Sullivan | ||||||||
| 1306 Roseland Drive | Homewood | AL | 35209 | Director | 2.00 | $1,000 | $0 | $0 |
| Mary O Henderson | ||||||||
| 3704 Overbrook Circle | Birmingham | AL | 35213 | Director | 1.00 | $1,000 | $0 | $0 |
| Alyce O Blanch | ||||||||
| 3772 River Ridge Circle | Birmingham | AL | 35223 | Director | 1.00 | $1,000 | $0 | $0 |
| Harold I Apolinsky | ||||||||
| P O Box 55727 | Birmingham | AL | 35255 | Director | 1.00 | $0 | $0 | $0 |
| James M Brooks | ||||||||
| 3615 8th Avenue South | Birmingham | AL | 35222 | Director | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $3,349,364 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,040,189 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $4,389,553 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $4,389,553 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $65,843 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $4,323,710 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $216,186 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $216,186 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $4,975 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $4,975 | TotalTaxAmt |
| Distributable Before Adj | $211,211 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $211,211 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $211,211 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $158,989 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $158,989 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $158,989 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $211,211 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $10,452 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr3 | $12,883 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $15,928 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $8,142 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $47,405 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $158,989 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $158,989 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $47,405 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $47,405 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $4,817 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | Elizabeth H Hutchins | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2311 Highland Avenue | AddressLine1 |
| City | Birmingham | City |
| State | AL | State |
| ZIP Code | 35205 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 2059305100 | RecipientPhoneNum |
| Form And Info And Materials | Applications should be in writing, should identify the applicant, should affirm that the applicant is an organization described in Section 501(c)(3) of the Internal Revenue Code, should give the organization's tax exempt number, state the purpose for which the gift will be used, the prior experience of the applicant in carrying out such purpose, the applicant's plan for, and personnel to be used in, carrying out such purpose and should attach a financial statement for the applicant for the current and the preceeding two years. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | There are no submission deadlines, but applications are received from time to time and considered wh | SubmissionDeadlinesTxt |
| Restrictions On Awards | Donations and grants are restricted to religious or charitable or educational purposes and to donees within the restriction of Section 501(c)(3) of the Internal Revenue Code. | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (18 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| American Red Cross | ||||||
| 2025 E Street NW | Washington | DC | 20006 | PC | Charitable | $1,000 |
| ASPCA | ||||||
| 424 E 92nd Street | New York | NY | 10128 | PC | Charitable | $2,000 |
| Big Oak Ranch | ||||||
| P O Box 507 | Springville | AL | 35146 | PC | Charitable | $5,000 |
| Church of the Highlands | ||||||
| 4700 Highlands Way | Birmingham | AL | 35210 | PC | Charitable | $10,000 |
| Donors Choose | ||||||
| 347 West 36th Street Suite 503 | New York | NY | 10018 | PC | Charitable | $10,000 |
| Habitat for Humanity | ||||||
| P O Box 540 | Fairfield | AL | 35064 | PC | Charitable | $5,000 |
| Holy Cross School | ||||||
| 5500 Paris Avenue | New Orleans | LA | 70122 | PC | Charitable | $5,000 |
| Ranger PTO | ||||||
| P O Box 43751 | Birmingham | AL | 35243 | PC | Charitable | $10,000 |
| Sav-A-Life | ||||||
| 2908 Pumphouse Road | Birmingham | AL | 35243 | PC | Charitable | $1,000 |
| St Jude Children's Research Hospital | ||||||
| 501 St Jude Place | Memphis | TN | 38105 | PC | Charitable | $10,000 |
| The A21 Campaign Inc | ||||||
| 427 East 17th Street Suite 223 | Costa Mesa | CA | 92627 | PC | Charitable | $10,000 |
| The Children's Hospital | ||||||
| 1600 7th Avenue South | Birmingham | AL | 35233 | PC | Charitable | $6,000 |
| The Exceptional Foundation | ||||||
| 1616 Oxmoor Road | Birmingham | AL | 35209 | PC | CharitableCharitable | $5,000 |
| The National MS Society | ||||||
| 3840 Ridgeway Drive | Birmingham | AL | 35209 | PC | Charitable | $50,000 |
| The United Way | ||||||
| 3600 8th Avenue South | Birmingham | AL | 35222 | PC | Charitable | $1,000 |
| UAB Comprehensive Cancer Center | ||||||
| 1530 3rd Avenue South | Birmingham | AL | 35294 | PC | Charitable | $10,000 |
| Wonder Book Camp | ||||||
| 5513 Avenue P | Birmingham | AL | 35208 | PC | Charitable | $5,000 |
| World Reach | ||||||
| P O Box 26155 | Birmingham | AL | 35260 | PC | Charitable | $4,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $150,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $50,418 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $236,030 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $286,448 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $286,448 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (3 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1 | CityContributorUSAddress/City | StateContributorUSAddress/State | ZIP CodeContributorUSAddress/ZIPCode | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd | Noncash ContributionNoncashContributionInd |
|---|---|---|---|---|---|---|---|
| Helen G O'Sullivan | |||||||
| 1 | P O Box 101329 | Birmingham | AL | 35210 | $832,650 | Yes (X) | Yes (X) |
| Helen G O'Sullivan | |||||||
| 2 | P O Box 101329 | Birmingham | AL | 35210 | $132 | Yes (X) | Yes (X) |
| Helen G O'Sullivan | |||||||
| 3 | P O Box 101329 | Birmingham | AL | 35210 | $245 | Yes (X) | Yes (X) |
Non Cash Property Contribution NonCashPropertyContributionGrp (3 entries)
| ContributorContributorNum | Noncash PropertyNoncashPropertyDesc | Fair Market ValueFairMarketValueAmt | ReceivedReceivedDt |
|---|---|---|---|
| 1 | Death benefit received from individual retirement accounts held at Symetra Life Insurance Company | $832,650 | 2013-01-11 |
| 2 | Death benefit received from individual retirement accounts held at Sterne, Agee & Leach | $132 | 2013-04-09 |
| 3 | Death benefit received from individual retirement accounts held at NBC Securities | $245 | 2013-01-03 |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Accounting | CategoryTxt |
| Amt | $6,600 | Amt |
| Net Investment Income | $1,650 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $4,950 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (43 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 2000 Agco Corp Sr Sub Note Conv Cpn 1.250% Due 12/15/36 | $2,608 | $2,924 |
| 4000 Allegheny Techs Inc Sr Note Conv Cpn 4.250% Due 06/01/14 | $4,330 | $4,131 |
| 3000 Apollo Invt Corp Sr Note Conv 144 A B/E Cpn 5.750% Due 01/15/16 | $3,135 | $3,187 |
| 2000 Arcelormittal Sa Sr Note Conv B/E Cpn 5.000% Due 05/15/14 | $2,068 | $2,036 |
| 3000 Archer Daniels Midland Sr Note Conv B/E Cpn 0.875% Due 02/15/14 | $3,004 | $3,152 |
| 3000 Ares Capital Corp Sr Conv Note B/E Cpn 5.750% Due 02/01/16 | $3,199 | $3,245 |
| 14000 Cenveo Corp Sr 2Nd Lien Nt 02/01/2018 | $13,965 | $14,000 |
| 3000 Chesapeake Energy Corp Contingent Sr Note Conv B/E Cpn 2. 750% Due 11/1 | $2,846 | $3,156 |
| 23000 Colossus Minerals Inc Unsec Gold-Linked Note 12/31/16 | $10,617 | $1,189 |
| 2000 Developers Diversified Realty Corp Convertible Senior Note B/E Cpn 1.75 | $2,600 | $2,233 |
| 2000 Developers Diversified Realty Corp Convertible Senior Note B/E Cpn 1.75 | $2,364 | $2,233 |
| 4000 Gilead Sciences Inc Senior Note Conv B/E Cpn 1.625% Due 05/01/16 | $6,720 | $13,225 |
| 12000 Goodrich Petroleum Corp Call 03/15/2015 | $11,625 | $12,480 |
| 4000 Healtlh Care Reit Inc Senior Note Conv B/E Cpn 3.000% Due 12/01/29 | $4,870 | $4,456 |
| 2000 Hornbeck Offshore Svcs Inc New Sr Note Conv Cpn 1.500% Due 09/01/19 | $2,519 | $2,388 |
| 2000 Intel Corp Conv Sub Deb 144A B/E Cpn 3.250% Due 08/01/39 | $2,388 | $2,724 |
| 2000 Intel Corp Conv Sub Deb 144A B/E Cpn 3.250% Due 08/01/39 | $2,632 | $2,724 |
| 5000 Intel Corp Jr Sub Debenture Conv B/E Cpn 2.950% Due 12/15/35 | $5,175 | $5,596 |
| 4000 International Game Technology Note Convertible 144A B/E Cpn 3.25% Due O | $4,150 | $4,248 |
| 4000 Janus Capital Group Inc Senior Note Convertible Cpn 3.250% Due 07/15/14 | $4,115 | $4,158 |
| 100000 JPMorgan Chase Bank Commdty | $106,290 | $109,380 |
| 100000 JPMorgan Chase Bank S&P 500 | $117,530 | $145,190 |
| 4000 L-3 Comms Corp Conv Sr Sub Note B/E Cpn 3.000% Due 08/01/35 | $4,055 | $4,810 |
| 3000 Lam Research Corp Sr Note Conv B/E Cpn.1.250% Due 05/15/18 | $2,970 | $3,654 |
| 2000 Nuance Communications Inc Sr Conv Debentrure B/E Cpn 2.750% Due 08/15/2 | $2,341 | $2,101 |
| 4000 Old Republic Intl Corp Senior Note Conv B/E Cpn 3.I50% Due 03/15/18 | $4,135 | $4,950 |
| 2000 Omnicare Inc Sr Sub Note Conv Cpn 3.500% Due 02/15/44 | $1,924 | $2,026 |
| 2000 Priceline Com Inc Sr Note Conv B/E Cpn 1.000% Due 03/15/18 | $2,361 | $2,767 |
| 1000 Priceline Com Inc Sr Note Conv B/E Cpn 1.000% Due 03/15/18 | $1,389 | $1,384 |
| 2000 Prologis Lp Exchangeable Note B/E Cpn 3.250% Due 03/15/15 | $2,255 | $2,235 |
| 2000 Prospect Capital Corp Senior Note Conv B/E Cpn 5.500% Due 08/15/16 | $2,075 | $2,107 |
| 3000 Rayonier Trust Holdings Inc Sr Note Cpn 4.500% Due 08/15/15 | $4,191 | $4,030 |
| 11000 Resoulte Energy Corp 05/01/2020 | $11,292 | $11,605 |
| 2000 Sandisk Corp Senior Note Convertible B/E Cpn 1.500% Due 08/15/17 | $2,323 | $2,949 |
| 2000 Sandisk Corp Senior Note Convertible B/E Cpn 1.500% Due 08/15/17 | $2,526 | $2,949 |
| 1000 Starwood Ppty Tr Inc Sr Note Conv B/E Cpn 4/550% Due 03/01/18 | $1,116 | $1,105 |
| 3000 Steel Dynamics Inc Senior Note Conv B/E Cpn 5.125% Due 06/15/14 | $3,293 | $3,530 |
| 2000 Toll Brothers Inc Conv Gtd Note Cpn 0.500% Due 09/15/32 | $2,068 | $2,085 |
| 14000 Tower Group Inc Sr Nt Cv 09/15/2014 | $13,524 | $11,856 |
| 2000 Trinity Industries Inc Sub Note Conv B/E Cpn 3.875% Due 06/01/36 | $2,358 | $2,641 |
| 1000 Trinity Industries Inc Sub Note Conv B/E Cpn 3.875% Due 06/01/36 | $1,167 | $1,321 |
| 14000 Williams Clayton Energy Inc Call 04/01/2015 | $14,035 | $14,385 |
| 1000 Xilinx Inc Senior Note Convertible B/E Cpn 2.625% Due 06/15/17 | $1,494 | $1,595 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (265 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 256 3M Company | $26,613 | $35,904 |
| 249 Access Midstream Partners L P Unit | $9,123 | $14,088 |
| 152 Ace Ltd | $14,063 | $15,737 |
| 143 Advent Sorware Inc | $3,982 | $4,998 |
| 1500 Aeropostale | $20,002 | $13,635 |
| 56 Affiliated Managers Group Inc | $7,469 | $12,145 |
| 270 Agrium Inc | $25,649 | $24,700 |
| 231 Akorn Inc | $3,252 | $5,687 |
| 112 Albemarle Corp | $6,707 | $7,100 |
| 88 Alexander & Baldwin Inc | $2,551 | $3,672 |
| 130 Alexandria Real Estate Equities Inc Cumulative Conv Ser D Pfd | $3,559 | $3,263 |
| 64 Alliance Data System Corp | $9,530 | $16,828 |
| 61 Alliant Techsystems Inc | $4,513 | $7,422 |
| 750 American Airlines Group Inc | $12,161 | $18,938 |
| 1460 American Select Portfolio Inc | $13,939 | $13,520 |
| 150 American Tower Corp | $11,457 | $11,973 |
| 300 American Water Works | $11,373 | $12,678 |
| 147 Ametek Inc New | $5,677 | $7,742 |
| 75 Ansys Inc | $5,173 | $6,540 |
| 123 Apple Inc | $60,386 | $69,005 |
| 68 Arm Holdings PLC | $2,499 | $3,722 |
| 78 ASML Holding NV NY | $5,595 | $7,309 |
| 39 Asos PLC ADR | $2,511 | $4,095 |
| 60 AT&T | $2,070 | $2,110 |
| 105 Atwood Oceanics Inc | $4,789 | $5,606 |
| 485 Bank New York Mellon Corp | $16,083 | $16,946 |
| 62 Baxter International Inc | $4,135 | $4,312 |
| 208 Bed Bath & Beyond Inc | $14,809 | $16,702 |
| 290 Boardwalk Pipeline Partners Lp Com Unit Ltd | $7,164 | $7,401 |
| 300 Boeing Co | $22,851 | $40,947 |
| 200 BP P L C Sponsored ADR | $9,648 | $9,722 |
| 171 Brasil Foods Sa | $3,336 | $3,569 |
| 460 Briggs & Stratton Corp | $9,435 | $10,010 |
| 57 BrownForman Corp Cl B | $3,648 | $4,307 |
| 142 Buckeye Partners Lp Units Ltd | $7,213 | $10,083 |
| 29 Bunge Limited Perpetual Conv Pfd Shs. | $2,949 | $3,119 |
| 66 Cabelas Inc | $2,999 | $4,400 |
| 102 Canadian National Railway Company | $4,655 | $5,816 |
| 38 Canadian Pacific Railway Limited | $4,601 | $5,750 |
| 142 Capital One Financial Corp | $10,313 | $10,879 |
| 83 Cardinal Health Inc | $5,165 | $5,545 |
| 143 Carmax Inc | $5,042 | $6,724 |
| 4013 CCF Holding Company | $722 | $4,013 |
| 86 Celgene Corp | $7,399 | $14,531 |
| 147 Cenovus Energy Inc | $4,137 | $4,212 |
| 35 Centerpoint Energy Inc Zero Prem Exchg Sub Nt Exch Csh Val Time Warner | $1,826 | $1,859 |
| 70 Cerner Corp | $2,804 | $3,902 |
| 93 Chevron Corp | $11,246 | $11,617 |
| 278 Chicago Bridge & Iron Company N V N Y | $11,760 | $23,113 |
| 134 Church & Dwight Co Inc | $7,314 | $8,882 |
| 1280 Cisco Systems Inc | $24,519 | $28,710 |
| 144 Citigroup Inc | $6,971 | $7,504 |
| 130 Cliffs Natural Res Inc Dep Shs Repstg 1/40Th Pfd Conv Ser A | $3,300 | $2,985 |
| 400 Coca Cola Company | $15,040 | $16,524 |
| 110 CocaCola Enterprises Inc | $3,463 | $4,854 |
| 54 Cognizant Technology Solutions Corp-Cl A | $3,993 | $5,453 |
| 250 Comcast Corp A | $9,350 | $12,991 |
| 33 Concho Resources Inc | $2,802 | $3,564 |
| 24 Core Laboraidries Nv | $2,561 | $4,583 |
| 1480 Corning Inc | $19,181 | $26,374 |
| 71 Covidien | $3,969 | $4,835 |
| 430 Crosstex Energy L P | $7,183 | $11,868 |
| 39 Cummins Inc | $5,307 | $5,498 |
| 144 Danaher Corp | $8,189 | $11,117 |
| 171 Deckers Outdoor Corp | $6,518 | $14,443 |
| 1000 Delta Air Lines Inc Del | $16,359 | $27,470 |
| 212 Denbury Resources Inc New Holding Company | $3,551 | $3,483 |
| 1150 Digital Generation Inc | $13,771 | $14,651 |
| 102 Dollar Tree Inc | $5,519 | $5,755 |
| 125 Dominion Resources Inc | $7,076 | $8,086 |
| 100 Dominion Resources Inc Corp Unit 2013 Ser B | $5,027 | $5,421 |
| 1690 DSP Group Inc | $9,261 | $16,410 |
| 100 DTE Energy Company | $6,131 | $6,639 |
| 400 Du Pont E I De Nemour | $16,112 | $25,988 |
| 135 E M C Corp Mass | $3,250 | $3,395 |
| 146 Eaton Vance Corp | $4,576 | $6,247 |
| 78 Ecolab Inc | $5,578 | $8,133 |
| 181 El Paso Pipeline Partners L P Com Unit Ltd | $7,210 | $6,516 |
| 179 EMC Corp-Mass | $4,453 | $4,502 |
| 239 Emerson Electric Company | $14,062 | $16,773 |
| 352 Enbridge Energy Partners L P | $9,238 | $10,514 |
| 56 Energen Corp | $3,812 | $3,962 |
| 71 Energizer Hldgs Inc | $5,804 | $7,685 |
| 179 Energy Transfer Parnters Lp Unit Ltd | $8,127 | $10,248 |
| 136 Enterprise Products Partners LP | $7,295 | $9,017 |
| 100 EQT Corp | $5,797 | $8,978 |
| 135 Express Scripts Holding Company | $7,651 | $9,482 |
| 171 Exxon Mobil Corp | $16,975 | $17,305 |
| 139 Fanuc Corp ADR | $4,064 | $4,269 |
| 125 FedEx Corp | $12,353 | $17,971 |
| 193 First Industrial Realty Trust | $3,253 | $3,368 |
| 508 First Trust Etf Nyse Arca Biotechnology Index Fund | $24,985 | $35,143 |
| 87 Gap Inc | $3,345 | $3,400 |
| 36 General Dynamics Corp | $3,331 | $3,440 |
| 500 General Electric Co | $10,810 | $14,015 |
| 20 Genesee & Wyoming Inc Conv Pfd Tangible Equity Unit | $2,197 | $2,560 |
| 184 Genesis Energy Lp Units Ltd | $7,835 | $9,673 |
| 120 Gilead Sciences Inc | $4,568 | $9,012 |
| 750 Gogo Inc | $13,706 | $18,618 |
| 17 Google Inc Cl A | $15,798 | $19,052 |
| 81 Gulfport Energy Corp Com New | $4,242 | $5,114 |
| 66 Hain Celestial Group Inc | $5,607 | $5,991 |
| 600 Halliburton Co | $20,106 | $30,450 |
| 198 Hasbro Inc | $9,299 | $10,892 |
| 45 Health Care Reit Inc Pfd Perptl Conv Ser I | $2,564 | $2,307 |
| 1000 Hercules Offshore Inc | $7,098 | $6,521 |
| 238 Holly Energy Partners L P Unit Repstg Limited Interest | $9,268 | $7,695 |
| 1000 Hyperdynamics Corp | $4,666 | $4,070 |
| 76 Illinois Tool Works Inc | $4,791 | $6,390 |
| 149 Industria De Diseno Textil Inditex Sa ADR | $4,145 | $4,920 |
| 245 Ingersoll Rand | $9,260 | $15,092 |
| 1523 Intel Corp | $36,851 | $39,529 |
| 30 Intercontinentalexchange Group Inc | $3,934 | $6,748 |
| 67 International Business Machines Corp | $13,049 | $12,567 |
| 3020 Ishares Trust Dow Jones U S Technology Index Fund | $212,578 | $267,089 |
| 2427 Ishares Trust Dow Jones Us Healthcare Index Fund | $206,077 | $282,721 |
| 125 ITC Holdings Corp | $9,781 | $11,978 |
| 275 Itron Inc | $11,731 | $11,393 |
| 59 Jeronimo Martins Sgps Sa ADR | $2,361 | $2,312 |
| 256 Johnson & Johnson | $19,625 | $23,447 |
| 135 Jpmorgan Chase & Company | $7,055 | $7,895 |
| 88 Kinder Morgan Energy Partners Lp-Units Ltd | $7,247 | $7,098 |
| 66.753 Kinder Morgan Mgmt Llc | $4,612 | $5,051 |
| 300 Kirby Corp | $17,301 | $29,775 |
| 518000 Lai Sun Development Co Ltd | $15,436 | $14,029 |
| 117 Lazard Ltd Shares A | $3,448 | $5,302 |
| 28 Linkedin Corporation Com Cl A | $3,221 | $6,071 |
| 415 Liquidity Services Inc | $13,802 | $9,404 |
| 113 LKQ Corporation | $3,636 | $3,718 |
| 200 Lockheed Martin Corp | $20,551 | $29,732 |
| 90 Lorillard Inc | $3,593 | $4,561 |
| 2000 Luby's Inc Formerly Lubys Cafeterias Inc | $14,765 | $15,440 |
| 75 Lvmh Moet Hennessy Louis Vuitton ADR | $2,714 | $2,745 |
| 31 M&T Bank Corp | $3,041 | $3,609 |
| 148 Magellan Midstream Partners Lp Unit Repstg Ltd | $7,309 | $9,364 |
| 120 Market Vectors Etf Trust Gold Miners Etf | $5,561 | $2,536 |
| 135 Markwest Energy Partners L P Unit Ltd | $7,168 | $8,928 |
| 41 Martin Marietta Materials Inc | $3,964 | $4,098 |
| 83 Martin Midstream Partners L P | $2,890 | $3,552 |
| 265 Materion Corp | $5,410 | $8,175 |
| 137 Mattel Inc | $6,166 | $6,518 |
| 112 Maximus Inc | $4,050 | $4,927 |
| 416 MBIA Inc | $3,859 | $4,967 |
| 74 Mead Johnson Nutrition Company Common Stock | $4,962 | $6,198 |
| 121 Meadwestvaco Corp | $3,709 | $4,469 |
| 23 Mercadolibre Inc | $2,370 | $2,479 |
| 145 Metlife Inc Com Equity Unit | $4,150 | $4,573 |
| 51 Michael Kors Hldgs Ltd | $3,482 | $4,141 |
| 303 Microsoft Corp | $10,983 | $11,335 |
| 238 Mondelez International Inc Com | $6,292 | $8,401 |
| 66 MSC Industrial Direct Co Inc Cl A | $4,868 | $5,337 |
| 560 MVC Capital Inc | $14,023 | $14,067 |
| 100 National Grid PLC | $5,948 | $6,532 |
| 330 National Oilwell Varco Inc | $22,313 | $26,245 |
| 700 Nationstar Mortgage Holdings | $26,166 | $25,872 |
| 669 NCR Corp | $16,611 | $22,786 |
| 70 Nestles A Spnsd ADR | $4,613 | $5,151 |
| 30 Newmarket Corp | $8,141 | $10,025 |
| 90 Nexiera Energy Inc Corp Unit | $4,901 | $5,175 |
| 90 Nexiera Energy Inc Corp Unit 5.889 | $4,912 | $5,097 |
| 221 Nextera Energy Inc | $15,635 | $18,922 |
| 210 Nisource Inc | $5,133 | $6,905 |
| 109 Norfolk Southern Corp | $9,856 | $10,118 |
| 131 Northeast Utilities | $5,193 | $5,553 |
| 29 Novo Nordisk AS ADR | $4,884 | $5,358 |
| 106 Novozvmes A/S Spon ADR | $3,026 | $4,480 |
| 200 NPS Pharmaceuticals Inc | $3,152 | $6,072 |
| 47 Nu Skin Enterprises Inc | $2,161 | $6,496 |
| 59 O Reilly Automotive Inc | $5,387 | $7,594 |
| 67 Occidental Petroleum Corp | $6,165 | $6,372 |
| 100 Old Dominion Freight Lines Inc | $3,284 | $5,302 |
| 186 Oneok Inc | $11,044 | $11,565 |
| 157 Oneok Partners L P Unit Ltd | $8,506 | $8,266 |
| 276 Oracle Corp | $9,315 | $10,560 |
| 87 Parker-Hannifin Corp | $10,626 | $11,192 |
| 74 Pepsico Inc | $5,248 | $6,138 |
| 32 Perrigo Company PLC | $4,119 | $4,911 |
| 71 PG&E Corp | $2,856 | $2,860 |
| 106 Pinnacle West Cap Corp | $5,477 | $5,610 |
| 154 Plains All American Pipeline L P Unit Ltd | $8,143 | $7,973 |
| 100 Polaris Industries Inc | $13,476 | $14,564 |
| 1337 Powershares Exchange Traded Fd Tr Ii Dwa Emergin Mkts Tech Leaders Port | $24,989 | $24,293 |
| 1175 Powershares Exchange Traded Fund Trust Dynamic Food & Beverage Portfoli | $24,969 | $30,950 |
| 310 PPL Corp | $9,550 | $9,328 |
| 60 PPL Corp Corp Unit Consisting Junior Sub Note Convertible Pfd | $3,263 | $3,173 |
| 55 Praxair Inc | $5,982 | $7,152 |
| 33 Precision Castparts Corp | $6,134 | $8,887 |
| 6 Priceline Com Inc Com New | $3,853 | $6,974 |
| 60 Pricesmart Inc | $4,506 | $6,932 |
| 386 PVR Partners L P Com Unit Reptg Ltd | $8,162 | $10,356 |
| 242 Qualcomm Inc | $16,439 | $17,969 |
| 113 Questcor Pharmaceuticals Inc | $3,030 | $6,153 |
| 115 Regency Energy Partners Lp | $2,577 | $3,020 |
| 88 Ross Stores Inc | $4,932 | $6,594 |
| 84 Royal Dutch Shell PLC Sponsored ADR Repstg A Shares | $5,757 | $5,987 |
| 1000 Ryman Hospitality Pptys Inc | $40,904 | $41,780 |
| 172 Sally Beauty Holdings Inc | $4,238 | $5,200 |
| 12980 Sandstorm Metals & Energy Ltd | $37,438 | $14,408 |
| 122 Scana Corp | $5,681 | $5,725 |
| 171 Schlumberger Ltd | $12,532 | $15,409 |
| 210 Scotts Miracle-Gro Co | $9,163 | $13,066 |
| 102 Sensata Technologies Holding Bv Almelo | $3,553 | $3,955 |
| 283 Service Corp Intl | $4,047 | $5,131 |
| 226 SGS SA ADR | $5,058 | $5,191 |
| 500 Shoe Carnival Inc-Ind | $10,520 | $14,505 |
| 168 Shoprite Holdings Ltd ADR | $3,690 | $2,646 |
| 165 Siemens A G Spons ADR | $16,994 | $22,854 |
| 710 Sony Corp ADR New 7/74 | $9,415 | $12,276 |
| 105 South Jersey Industries Inc | $5,269 | $5,876 |
| 300 Southern Co | $12,907 | $12,333 |
| 223 Spectra Energy Partners LP | $7,745 | $10,113 |
| 230 Stanley Black & Decker Inc | $16,893 | $18,559 |
| 20 Stanley Black & Decker Inc Corp Convertible Unit | $2,660 | $2,483 |
| 20 Stanley Black & Decker Inc Corp Unit 2013 | $2,061 | $2,058 |
| 53 Starbucks Corp | $2,910 | $4,155 |
| 45 Stericycle Inc | $4,210 | $5,228 |
| 104 Strum Ruger & Co Inc | $5,064 | $7,601 |
| 174 Summit Midstream Partners L P Com Unit Ltd | $3,604 | $6,377 |
| 281 Sun Art Retail Grp Ltd ADR | $4,514 | $4,015 |
| 130 Sunoco Logistics Partners Lp Com Units | $8,288 | $9,812 |
| 155 Svenska Ceuulosa Aktiebolaget Sca Sponsored ADR | $3,409 | $4,786 |
| 89 Sysmex Corp ADR | $1,994 | $2,642 |
| 365 Taiwan Semiconductor | $6,227 | $6,366 |
| 186 Targa Resources Partners Lp Unit Ltd | $7,260 | $9,728 |
| 30 Tecumseh Products Co-Cl A Non-Vtg | $131 | $272 |
| 1200 Tecumseh Products Co-Cl B | $5,016 | $10,896 |
| 188 Telus Corp | $6,405 | $6,475 |
| 125 Tempur Pedic Intl Inc | $3,739 | $6,745 |
| 84 Tencent Holdings Ltd ADR | $2,798 | $5,411 |
| 172 Tenet Healthcare Corp | $5,186 | $7,245 |
| 443 Terex Corp | $11,381 | $18,602 |
| 1910 Tesco PLC | $10,795 | $10,578 |
| 324 Teva Pharmaceuticals Inds Ltd ADR | $12,879 | $12,986 |
| 300 Texas Pacific Land Trust Sub-Share Ctfs | $20,212 | $29,997 |
| 1940 Tower Group International Ltd | $17,247 | $6,557 |
| 138 Transcanada Corp | $6,195 | $6,301 |
| 5430 Transcept Pharmaceuticals Inc | $25,343 | $18,245 |
| 26 Transdigm Group Incorporated | $2,855 | $4,187 |
| 1160 Ultra Petroleum Corp | $19,749 | $25,114 |
| 51 Ultra Salon Cosmetics & Fragrance Inc | $5,174 | $4,923 |
| 50 Union Pacific Corp | $6,302 | $8,400 |
| 500 United Continental Hldgs Inc | $15,689 | $18,915 |
| 750 United States Stl Corp New | $16,748 | $22,125 |
| 90 United Technologies Corp Unit 7.5% | $4,979 | $5,892 |
| 147 Unum Group | $5,053 | $5,157 |
| 84 V F Corp | $3,097 | $5,237 |
| 121 Valero Energy Corp | $5,716 | $6,098 |
| 262 Vanguard Index Funds Smallcap Growth | $24,992 | $32,043 |
| 234 Vectren Corp | $7,665 | $8,307 |
| 200 Verizon Communications Inc | $9,510 | $9,828 |
| 38 Visa Inc Cl A Common Stock | $5,757 | $8,462 |
| 144 Vodafone Group PLC | $5,522 | $5,661 |
| 390 Wabtec | $14,228 | $28,965 |
| 103 Wal-Mart De Mexico S A | $3,405 | $2,690 |
| 346 Wal-Mart Stores Inc | $25,141 | $27,227 |
| 171 Waste Connections Inc | $5,721 | $7,461 |
| 5 Wells Fargo & Company Perpetual Pfd Convertible Cl A 7.5% | $6,224 | $5,550 |
| 77 Western Digital Corp | $6,311 | $6,460 |
| 70 Weyerhaeuser Company Conv Ser A Pfd | $3,527 | $3,923 |
| 11 White Mountains Insurance Group | $5,704 | $6,634 |
| 325 Williams Cos Inc | $10,430 | $12,535 |
| 163 Williams Partners L P Com Unit Ltd | $7,950 | $8,290 |
| 250 Wisconsin Energy Corp | $9,411 | $10,335 |
| 1625 Wisdomtree Investments Inc | $19,195 | $28,779 |
| 755 Xylem Inc | $20,472 | $26,123 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Legal | CategoryTxt |
| Legal Fees | $2,331 | LegalFeesAmt |
| Net Investment Income | $583 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $1,748 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| Investment fees | $33,695 | $33,695 | $0 |
| Postage | $46 | $12 | $34 |
| Bank charges | $10 | $3 | $7 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Foreign income taxes | CategoryTxt |
| Amt | $1,011 | Amt |
| Net Investment Income | $1,011 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
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