JACK ROTH CHARITABLE FOUNDATION: Form 990PF, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- JACK ROTH CHARITABLE FOUNDATION (EIN 95-4622086)
- Tax period
- 2013-01-01 to 2013-12-31
- Filed
- 2014-06-26
- IRS object ID
- 201411779349100701
- Schema version
- 2013v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Distribution From Corpus Election
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2014-06-26T11:44:46-05:00 | ReturnTs |
| Tax Period End | 2013-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 951777440 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GREEN HASSON & JANKS LLP | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10990 WILSHIRE BLVD 16TH FLOOR | AddressLine1 |
| City | LOS ANGELES | City |
| State | CA | State |
| ZIP Code | 900243929 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2013-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 954622086 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE JACK ROTH CHARITABLE FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | JACK | BusinessNameControlTxt |
| Phone | 3102038400 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1801 CENTURY PARK EAST 20TH FLOOR | AddressLine1 |
| City | LOS ANGELES | City |
| State | CA | State |
| ZIP Code | 90067 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JACK ROTH | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 3102038400 | PhoneNum |
| Signature | 2014-06-25 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | RICHARD L RUVELSON | PreparerPersonNm |
| PTIN | P00234075 | PTIN |
| Phone | 3108731600 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $1,008,083 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $1 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $1 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $32,037 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $10,035 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $82,612 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $133,435 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $58,485 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $24,194 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $3,848 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $138,844 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $72,369 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $6,900 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $4,485 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $2,415 | AccountingFeesChrtblPrpsAmt |
| Taxes Rev And Expnss | $690 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $184 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $80 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $1,587 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $2,168 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $9,177 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $6,837 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $2,495 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $200,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $200,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $209,177 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $6,837 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $202,495 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$70,333 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $65,532 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $60,836 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $357,830 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $357,830 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $722,442 | CorporateStockBOYAmt |
| Corporate Stock EOY | $353,506 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $548,542 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $51,657 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $51,657 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $46,688 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $41,167 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $42,776 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $55,023 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $876,102 | TotalAssetsBOYAmt |
| Total Assets EOY | $805,769 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $1,008,083 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $876,102 | RetainedEarningBOYAmt |
| Retained Earning EOY | $805,769 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $876,102 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $805,769 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $876,102 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $805,769 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $876,102 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$70,333 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $805,769 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $805,769 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (37 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| 250 SHS PROSHARES ULTRASHORT | 2012-05-07 | 2013-01-22 | $16,106 | $18,166 | -$2,060 | -$2,060 | |
| 2000 SHS ROSS STORES INC | 2012-04-10 | 2013-01-18 | $133,435 | $114,431 | $19,004 | $19,004 | |
| 4000 SHS TJX COMPANIES INC | 2013-01-01 | 2013-04-19 | $183,336 | $180,439 | $2,897 | $2,897 | P |
| 20 SHS ERF 18JAN14 13.0P | 2013-12-12 | 2013-12-12 | $1,070 | $248 | $822 | $822 | P |
| 20 SHS ERF 18JAN14 14.0P | 2013-12-12 | 2013-12-12 | $1,070 | $248 | $822 | $822 | P |
| 5 SHS IBM 18JAN14 200.0C | 2013-12-09 | 2013-12-09 | $1,996 | $102 | $1,894 | $1,894 | P |
| 5 SHS IBM 19JAN13 200.0C | 2013-01-18 | 2013-01-18 | $5,764 | $5,764 | $5,764 | P | |
| 5 SHS IBM 20JUL13 200.0C | 2013-07-19 | 2013-07-19 | $2,968 | $2,968 | $2,968 | P | |
| 10 SHS JCP 18MAY13 12.0P | 2013-05-17 | 2013-05-17 | $935 | $935 | $935 | P | |
| 5 SHS JCP 18MAY13 15.0P | 2013-05-17 | 2013-05-17 | $657 | $657 | $657 | P | |
| 10 SHS JCP 20JUL13 15.0P | 2013-07-19 | 2013-07-19 | $1,555 | $1,555 | $1,555 | P | |
| 10 SHS NRGY1 20JUL13 20.0C | 2013-07-19 | 2013-07-19 | $1,138 | $1,185 | -$47 | -$47 | P |
| 5 SHS ROST 20APR13 57.5P | 2013-04-19 | 2013-04-19 | $293 | $293 | $293 | P | |
| 10 SHS TBT 18JAN14 60.0P | 2013-12-12 | 2013-12-12 | $1,815 | $74 | $1,741 | $1,741 | P |
| 10 SHS TBT1 19JAN13 20.0C | 2013-01-18 | 2013-01-18 | $1,109 | $1,109 | $1,109 | P | |
| 40 SHS TJX 16MAR13 45.0C | 2013-03-15 | 2013-03-15 | $4,200 | $4,200 | $4,200 | P | |
| 10 SHS TJX 18JAN14 42.5P | 2013-12-12 | 2013-12-12 | $1,250 | $126 | $1,124 | $1,124 | P |
| 10 SHS TJX 18JAN14 45.0P | 2013-12-12 | 2013-12-12 | $1,295 | $126 | $1,169 | $1,169 | P |
| 10 SHS TJX 19JAN13 47.5C | 2013-01-18 | 2013-01-18 | $1,835 | $1,835 | $1,835 | P | |
| 4 SHS TLT 223FEB13 117.0C | 2013-02-15 | 2013-02-15 | $198 | $206 | -$8 | -$8 | P |
| 10 SHS VZ 20APR13 44.0C | 2013-03-25 | 2013-03-25 | $625 | $5,021 | -$4,396 | -$4,396 | P |
| 10 SHS VZ 21DEC13 45.0P | 2013-12-20 | 2013-12-20 | $1,385 | $1,385 | $1,385 | P | |
| 120 SHS VZ 27DEC13 47.5P | 2013-12-27 | 2013-12-27 | $769 | $769 | $769 | P | |
| 2000 SHS ENERPLUS CORP | 2012-02-28 | 2013-07-19 | $29,270 | $47,511 | -$18,241 | -$18,241 | P |
| 1200 SHS AMERICAN ELECTRIC POWER | 2012-01-20 | 2013-05-07 | $54,881 | $49,320 | $5,561 | $5,561 | P |
| 1000 SHS ATLAS PIPELINE PARTNERS LP | 2012-01-20 | 2013-08-02 | $35,934 | $37,490 | -$1,556 | -$1,556 | P |
| 1000 SHS CUBESMART | 2010-12-06 | 2013-01-22 | $14,592 | $14,592 | $14,592 | P | |
| 400 SHS ENTERPRISE PRODUCTS PARTNERS | 2012-01-20 | 2013-07-26 | $22,974 | $19,248 | $3,726 | $3,726 | P |
| 100 SHS ENTERPRISE PRODUCTS PARTNERS | 2012-01-20 | 2013-10-28 | $5,743 | $4,812 | $931 | $931 | P |
| 131 SHS GENERAL MOTORS CO | 2013-01-01 | 2013-01-22 | $3,739 | $165 | $3,574 | $3,574 | P |
| 1000 SHS INERGY LP | 2012-01-20 | 2013-07-19 | $12,711 | $10,820 | $1,891 | $1,891 | P |
| 0.052 SHS INERGY MIDSTREAM LP | 2012-01-20 | 2013-06-19 | $1 | $1 | $0 | $0 | P |
| 430 SHS INERGY MIDSTREAM LP | 2012-01-20 | 2013-07-19 | $8,474 | $7,162 | $1,312 | $1,312 | P |
| 500 SHS INTL BUSINESS MACHINES CORP | 2012-01-20 | 2013-12-09 | $88,912 | $90,260 | -$1,348 | -$1,348 | P |
| 119 SHS GM 10JUL16 | 2013-01-01 | 2013-01-22 | $2,292 | $101 | $2,191 | $2,191 | P |
| 100 SHS GM 10JUL19 18.33C | 2010-12-06 | 2013-01-22 | $1,254 | $1,254 | $1,254 | P | |
| 19 SHS GM 10JUL19 18.33C | 2010-12-06 | 2013-01-22 | $238 | $72 | $166 | $166 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $58,485 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $7,795 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $816,054 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.009552 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $2,020 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $718,235 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.002812 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $454,985 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $100,791 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 4.514143 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $253,455 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $39,152 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 6.473616 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $301,620 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $71,112 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 4.241478 | DistributionYr5Rt |
| Total Distribution | 15.241601 | TotalDistributionRt |
| Average Distribution | 3.048320 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $1,048,773 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $3,196,996 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $655 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $3,197,651 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $202,495 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $1,311 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $1,311 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $1,311 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $280 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $1,500 | AppliedToEsTaxAmt |
| Total Payments And Credits | $1,780 | TotalPaymentsAndCreditsAmt |
| Overpayment | $469 | OverpaymentAmt |
| Applied To ES Tax | $469 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | JACK ROTH | IndividualWithBooksNm |
| Phone | 3102038400 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1801 CENTURY PARK EAST 20TH FL | AddressLine1 |
| City | LOS ANGELES | City |
| State | CA | State |
| ZIP Code | 90067 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| JACK ROTH | ||||||||
| 1801 CENTURY PARK EAST 20TH FLOOR | LOS ANGELES | CA | 90067 | DIRECTOR/PRESIDENT | 5.00 | $0 | $0 | $0 |
| ARLYNN WHITTAKER | ||||||||
| 1801 CENTURY PARK EAST 20TH FLOOR | LOS ANGELES | CA | 90067 | DIRECTOR/SECRETARY | 5.00 | $0 | $0 | $0 |
| TIM BALZER | ||||||||
| 1801 CENTURY PARK EAST 20TH FLOOR | LOS ANGELES | CA | 90067 | DIRECTOR/CFO | 5.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $691,397 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $373,347 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $1,064,744 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $1,064,744 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $15,971 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $1,048,773 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $52,439 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $52,439 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $1,311 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $1,311 | TotalTaxAmt |
| Distributable Before Adj | $51,128 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $51,128 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $51,128 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $202,495 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $202,495 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $202,495 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $51,128 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $301,620 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $253,455 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $454,985 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $2,020 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $7,795 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $1,019,875 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $202,495 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $51,128 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $151,367 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $1,171,242 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $301,620 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $869,622 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $253,455 | ExcessFromYear4Amt |
| Excess From Year3 | $454,985 | ExcessFromYear3Amt |
| Excess From Year2 | $2,020 | ExcessFromYear2Amt |
| Excess From Year1 | $7,795 | ExcessFromYear1Amt |
| Excess From Current Year | $151,367 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | JACK ROTH | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | UNIVERSITY OF MICHIGAN | BusinessNameLine1 |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3003 SOUTH GATE STREET SUITE 8000 | AddressLine1 |
| City | ANN ARBOR | City |
| State | MI | State |
| ZIP Code | 48109 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | UNRELATED | RecipientRelationshipTxt |
| Recipient Foundation Status | PC | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | COMMUNITY SUPPORT | GrantOrContributionPurposeTxt |
| Amt | $200,000 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $200,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $32,037 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $24,194 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $82,612 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $138,844 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $138,844 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING | CategoryTxt |
| Amt | $6,900 | Amt |
| Net Investment Income | $4,485 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $2,415 | DisbursementsCharitablePrpsAmt |
Distribution From Corpus Election DistributionFromCorpusElection
| Field | Value | IRS element (for citing) |
|---|---|---|
| Election | SEC 53.4942(A)-3(D)(2) ELECTIONORGANIZATION HEREBY ELECTS UNDER IRC REG. SECTION 53.4942(A)-3(D)(2) TO TREAT $7,795 OF THE QUALIFYING DISTRIBUTIONS FOR 2012 AS HAVING BEEN DISTRIBUTED OUT OF CORPUS. | ElectionDesc |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (2 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| LEHMAN BROS MED TERM NOTES | $34,313 | $31,500 |
| LEHMAN BROS MTN FLT RT | $17,344 | $15,188 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (17 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AMERICAN ELECTRIC POWER CO | $904 | $1,028 |
| ATLAS PIPELINE UNITS LP | $0 | $0 |
| CUBESMART COMMON | $0 | $0 |
| ENT PRODS PARTNERS COM | $0 | $0 |
| ENTERPLUS CORP | $0 | $0 |
| INERGY LP UNIT PARTNERSHIP | $0 | $0 |
| IBM COMMON | $0 | $0 |
| SUBURBAN PROPANE PARTNERS | $3,983 | $5,065 |
| PENN VA RES PARTNERSHIP | $95,400 | $96,588 |
| SHOE PAVILION INC COMMON | $191 | $192 |
| SUNOCO LOG PARTNERHSIP | $162,180 | $339,660 |
| TJX | $0 | $0 |
| WINDSTREAM CORP COMMON | $5,616 | $3,990 |
| GENERAL MOTORS CORP SR DEB | $0 | $0 |
| VERIZON | $85,232 | $98,280 |
| GENERAL MOTORS CO | $0 | $3,739 |
| INERGY MIDSTREAM LP | $0 | $0 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (3 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| NORTHSTAR REALTY | AT COST | $2,753 | $7,303 |
| TORTOISE ENERGY INFRASTRUCTURE CORP | AT COST | $39,990 | $47,670 |
| CRESTWOOD MIDSTREAM PARTNERS | AT COST | $33 | $50 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT FEES | $1,587 | $1,587 | $0 |
| SCHEDULE K-1 DEDUCTIONS | $0 | $581 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | RETURN OF CAPITAL | Desc |
| Revenue And Expenses Per Books | $24,194 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $24,194 | AdjustedNetIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FRANCHISE TAX BOARD | $10 | $0 | $10 |
| FILING FEE | $70 | $0 | $70 |
| FOREIGN TAXES | $184 | $184 | $0 |
| EXCISE TAX | $426 | $0 | $0 |
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