SIMONS LAUFER MATHEMATICAL SCIENCES INSTITUTE: Form 990, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- SIMONS LAUFER MATHEMATICAL SCIENCES INSTITUTE (EIN 94-2650833)
- Tax period
- 2012-08-01 to 2013-07-31
- Filed
- 2014-06-13
- IRS object ID
- 201411649349300626
- Schema version
- 2012v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule D
- Schedule F
- Schedule I
- Schedule J
- Schedule M
- Schedule O
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2014-06-13T12:25:07-05:00 | Timestamp |
| Tax Period End Date | 2013-07-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 263839190 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BURR PILGER MAYER INC | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 600 CALIFORNIA STREET SUITE 600 | AddressLine1 |
| City | SAN FRANCISCO | City |
| State | CA | State |
| ZIP Code | 94108 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2012-08-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 942650833 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MATHEMATICAL SCIENCES RESEARCH INSTITUTE | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | MATH | NameControl |
| Phone | 5106420143 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 17 GAUSS WAY | AddressLine1 |
| City | BERKELEY | City |
| State | CA | State |
| ZIP Code | 94720 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | DAVID EISENBUD | Name |
| Title | DIRECTOR | Title |
| Phone | 5106420143 | Phone |
| Date Signed | 2014-06-12 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JOHN PANETTA | Name |
| PTIN | P00365375 | PTIN |
| Phone | 4154215757 | Phone |
| Date Prepared | 2014-06-12 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2015-11-30 17:44:51Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | DAVID EISENBUD | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 17 GAUSS WAY | AddressLine1 |
| City | BERKELEY | City |
| State | CA | State |
| ZIP Code | 94720 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 16500838 | GrossReceipts |
| Group Return For Affiliates | 0 | GroupReturnForAffiliates |
| Organization501c3 | X | Organization501c3 |
| Web Site | WWW.MSRI.ORG | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1980 | YearFormation |
| State Legal Domicile | CA | StateLegalDomicile |
| Activity Or Mission Description | MSRI FOSTERS MATHEMATICAL RESEARCH BY BRINGING TOGETHER THE FOREMOST MATHEMATICAL SCIENTISTS FROM AROUND THE WORLD IN AN ENVIRONMENT THAT PROMOTES CREATIVE AND EFFECTIVE COLLABORATION. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 36 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 34 | NbrIndependentVotingMembers |
| Total Nbr Employees | 26 | TotalNbrEmployees |
| Total Nbr Volunteers | 65 | TotalNbrVolunteers |
| Total Gross UBI | 0 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | 0 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 7500875 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 7936945 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 416187 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 487052 | ProgramServiceRevenueCY |
| Investment Income Prior Year | -230941 | InvestmentIncomePriorYear |
| Investment Income Current Year | 104004 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 0 | OtherRevenuePriorYear |
| Other Revenue Current Year | 0 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 7686121 | TotalRevenuePriorYear |
| Total Revenue Current Year | 8528001 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 1316203 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 2492283 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 2023226 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 1877621 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 0 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 0 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 352665 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 4480013 | OtherExpensePriorYear |
| Other Expenses Current Year | 3040785 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 7819442 | TotalExpensesPriorYear |
| Total Expenses Current Year | 7410689 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | -133321 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | 1117312 | RevenuesLessExpensesCY |
| Total Assets BOY | 24861871 | TotalAssetsBOY |
| Total Assets EOY | 26947871 | TotalAssetsEOY |
| Total Liabilities BOY | 598388 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 501486 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 24263483 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 26446385 | NetAssetsOrFundBalancesEOY |
| Info In Schedule O Part III | X | InfoInScheduleOPartIII |
| Mission Description | THE MATHEMATICAL SCIENCES RESEARCH INSTITUTE (MSRI) EXISTS TO FURTHER THE ADVANCEMENT AND COMMUNICATION OF FUNDAMENTAL KNOWLEDGE IN MATHEMATICS AND THE MATHEMATICAL SCIENCES, THE DEVELOPMENT OF HUMAN CAPITAL FOR THE GROWTH AND USE OF SUCH KNOWLEDGE, AND THE CULTIVATION IN THE LARGER SOCIETY OF AWARENESS AND APPRECIATION OF THE BEAUTY, POWER AND IMPORTANCE OF MATHEMATICAL IDEAS AND WAYS OF UNDERSTANDING THE WORLD. | MissionDescription |
| Significant New Program Services | 0 | SignificantNewProgramServices |
| Significant Change | 0 | SignificantChange |
| Expense | 4821793 | Expense |
| Grants | 2334174 | Grants |
| Revenue | 384308 | Revenue |
| Description | SCIENTIFIC PROGRAMS: MSRI CONDUCTS BROADLY-BASED RESEARCH PROGRAMS IN THE MATHEMATICAL SCIENCES AND CLOSELY RELATED FIELDS.IN ANY GIVEN YEAR, MSRI CONDUCTS BETWEEN TWO AND FOUR THEMATIC RESEARCH PROGRAMS, EACH LASTING EITHER 5 MONTHS OR 10 MONTHS. EACH SUCH PROGRAM HOSTS 40-100 MATHEMATICAL SCIENTISTS FROM ALL OVER THE WORLD WHOSE RESEARCH CENTERS ON THE PROGRAM'S THEME, DURING WHICH TIME, THEY COLLABORATE ON RESEARCH, CONDUCT SEMINARS AND WORKSHOPS, AND TRAIN AND MENTOR POSTDOCTORAL FELLOWS IN THE DISCIPLINE.MSRI ALSO HOSTS, EACH YEAR, SEVERAL STAND-ALONE WORKSHOPS ON SPECIAL TOPICS, EACH ONE LASTING FOR A PERIOD BETWEEN ONE DAY AND TWO WEEKS AND BRINGING TO MSRI BETWEEN 40 AND 150 PARTICIPANTS. MSRI ALSO COLLABORATES WITH OTHER MATHEMATICS INSTITUTES IN SCIENTIFIC PROGRAMS AND IN ITS EFFORTS TO ENCOURAGE A DIVERSE POPULATION TO PARTICIPATE IN MATHEMATICS RESEARCH PROGRAMS. | Description |
Activity2 Activity2
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 858407 | Expense |
| Grants | 158110 | Grants |
| Description | MATH AND SOCIETY PROGRAMS: MSRI SPONSORS A LARGE NUMBER OF PROGRAMS AND ACTIVITIES WHOSE GOAL IS TO ENHANCE K-12 MATHEMATICS EDUCATION AND TEACHER TRAINING. THESE INCLUDE SUPPORTING SEVERAL MATH CIRCLES (AFTERSCHOOL ACTIVITIES IN MATHEMATICS FOR SCHOOL CHILDREN) IN THE BAY AREA; THE NATIONAL ASSOCIATION OF MATH CIRCLES (WHICH PROMOTES A MATH CIRCLES NATIONWIDE; MATHEMATICS RELATED EVENTS FOR CHILDREN (JULIA ROBINSON MATHEMATICS FESTIVAL, THE BAY AREA MATHEMATICS OLYMPIAD); CIRCLE ON THE ROAD (A PROGRAM TO FOSTER ESTABLISHMENT OF NEW MATH CIRCLES); CRITICAL ISSUES IN MATHEMATICS EDUCATION (A FORUM FOR EXCHANGE OF IDEAS BETWEEN MATHEMATICS RESEARCHERS AND EDUCATORS); AND THE MATHEMATICS PROFESSIONAL DEVELOPMENT INSTITUTE (TRAINING FOR TEACHERS OF MATHEMATICS).IN ADDITION, EACH YEAR, A SERIES OF FILMS, AND PUBLIC LECTURES AND OTHER EVENTS ARE HOSTED AT MSRI FOR THE PUBLIC. THAT HELPS THE INTERESTED LAY PERSON TO UNDERSTAND THE IMPORTANCE OF MATHEMATICS AND ITS APPLICATIONS IN OUR SOCIETY AND CULTURE AND TO APPRECIATE THE SIGNIFICANT RECENT ADVANCES IN THE DISCIPLINE. | Description |
Activity3 Activity3
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | 521913 | Expense |
| Description | COMPUTING AND COMMUNICATION: MSRI PROVIDES INFORMATION TECHNOLOGY (IT) RESOURCES AND SERVICES TO ITS RESEARCHERS AND THE BROADER MATH COMMUNITY WORLDWIDE. MSRI MAINTAINS AN IT PLATFORM THAT FEATURES THE MOST ADVANCED MATHEMATICAL SOFTWARE AND THAT GRANTS ACCESS TO AND SUPPORTS VIRTUAL COLLABORATIVE RESEARCH AMONGST MATHEMATICIANS AT THE INSTITUTE. MSRI DEVELOPS AND MAINTAINS A VMATH WEBSITE THAT STREAMS VIDEOS OF PAST PROGRAM LECTURES FOR MATHEMATICIANS AND THE GENERAL PUBLIC. ALSO, MSRI DEVELOPED AND CURRENTLY MAINTAINS AND PROMOTES THE NATIONAL ASSOCIATION OF MATH CIRCLES WEBSITE, ENABLING A NATIONWIDE NETWORK OF MATH CIRCLES TO SHARE ONLINE MATH RESOURCES AND TOOLS AND FOR USE IN MATH CIRCLE AFTER-SCHOOL PROGRAMS AND CHILDHOOD EDUCATION. IN ADDITION, MSRI PRODUCES AND DISTRIBUTES DIGITAL VERSIONS OF ITS MOST POPULAR SCIENTIFIC AND PUBLIC EVENTS. | Description |
Activity Other ActivityOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Revenue | 102744 | Revenue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Other Program Service Rev | 102744 | TotalOfOtherProgramServiceRev |
| Total Program Service Expense | 6202113 | TotalProgramServiceExpense |
| Described In501 C3 | 1 | DescribedIn501C3 |
| Schedule B Required | 1 | ScheduleBRequired |
| Political Activities | 0 | PoliticalActivities |
| Lobbying Activities | 0 | LobbyingActivities |
| Subject To Proxy Tax | 0 | SubjectToProxyTax |
| Donor Advised Funds | 0 | DonorAdvisedFunds |
| Conservation Easements | 0 | ConservationEasements |
| Collections Of Art | 0 | CollectionsOfArt |
| Credit Counseling | 0 | CreditCounseling |
| Term Or Permanent Endowments | 1 | TermOrPermanentEndowments |
| Report Land Bldg Equip | 1 | ReportLandBldgEquip |
| Report Invest Oth Securities | 1 | ReportInvestOthSecurities |
| Report Prog Rel Invest | 0 | ReportProgRelInvest |
| Report Other Assets | 0 | ReportOtherAssets |
| Report Other Liabilities | 0 | ReportOtherLiabilities |
| Report Fin48 Footnote | 1 | ReportFin48Footnote |
| Independent Audit Financial Stmt | 1 | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | 0 | ConsolidatedAuditFinancialStmt |
| School | 0 | School |
| Foreign Office | 0 | ForeignOffice |
| Foreign Activities | 1 | ForeignActivities |
| More Than5000 K To Organizations | 0 | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | 1 | MoreThan5000KToIndividuals |
| Professional Fundraising | 0 | ProfessionalFundraising |
| Fundraising Activities | 0 | FundraisingActivities |
| Gaming | 0 | Gaming |
| Hospital | 0 | Hospital |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Grants To Individuals | 1 | GrantsToIndividuals |
| Schedule J Required | 1 | ScheduleJRequired |
| Tax Exempt Bonds | 0 | TaxExemptBonds |
| Excess Benefit Transaction | 0 | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | 0 | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | 0 | LoanToOfficerOrDQP |
| Grant To Related Person | 0 | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | 0 | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | 0 | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | 0 | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | 1 | DeductibleNonCashContributions |
| Deductible Contributions Of Art | 0 | DeductibleContributionsOfArt |
| Terminated | 0 | Terminated |
| Partial Liquidation | 0 | PartialLiquidation |
| Disregarded Entity | 0 | DisregardedEntity |
| Related Entity | 0 | RelatedEntity |
| Related Org Controlled Entity | 0 | RelatedOrgControlledEntity |
| Transfers To Exempt Non Chrtbl Org | 0 | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | 0 | ActivitiesConductedPartnership |
| Schedule O Required | 1 | ScheduleORequired |
| Number Forms Transmitted With1096 | 141 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Compliance With Backup Witholding | 1 | ComplianceWithBackupWitholding |
| Number Of Employees | 26 | NumberOfEmployees |
| Employment Tax Returns Filed | 1 | EmploymentTaxReturnsFiled |
| Unrelated Business Income | 0 | UnrelatedBusinessIncome |
| Foreign Financial Account | 0 | ForeignFinancialAccount |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTrans |
| Taxable Party Notification | 0 | TaxablePartyNotification |
| Non Deductible Contributions | 0 | NonDeductibleContributions |
| Quid Pro Quo Contributions | 0 | QuidProQuoContributions |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOf |
| Funds To Pay Premiums | 0 | FundsToPayPremiums |
| Premiums Paid | 0 | PremiumsPaid |
| Indoor Tanning Services | 0 | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 36 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 34 | NumberIndependentVotingMembers |
| Family Or Business Relationship | 1 | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | 0 | DelegationOfManagementDuties |
| Changes To Organizing Docs | 0 | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuse |
| Members Or Stockholders | 0 | MembersOrStockholders |
| Election Of Board Members | 0 | ElectionOfBoardMembers |
| Decisions Subject To Approval | 0 | DecisionsSubjectToApproval |
| Minutes Of Governing Body | 1 | MinutesOfGoverningBody |
| Minutes Of Committees | 1 | MinutesOfCommittees |
| Officer Mailing Address | 0 | OfficerMailingAddress |
| Local Chapters | 0 | LocalChapters |
| Form990 Provided To Governing Body | 1 | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | 1 | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | 1 | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | 0 | RegularMonitoringEnforcement |
| Whistleblower Policy | 1 | WhistleblowerPolicy |
| Document Retention Policy | 1 | DocumentRetentionPolicy |
| Compensation Process CEO | 1 | CompensationProcessCEO |
| Compensation Process Other | 1 | CompensationProcessOther |
| Investment In Joint Venture | 0 | InvestmentInJointVenture |
| States Where Copy Of Return Is Filed | AL | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | AK | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | AZ | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | AR | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | CA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | CT | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | FL | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | GA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | IL | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | KS | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | KY | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | MA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | MD | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | ME | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | MI | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | MN | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | MS | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | NC | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | ND | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | NH | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | NJ | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | NM | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | NY | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | OH | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | OK | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | OR | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | PA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | RI | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | SC | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | TN | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | UT | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | VA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | WA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | WI | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | WV | StatesWhereCopyOfReturnIsFiled |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
Name Business NameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | STEFANIE YURUS | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Telephone Number | 5106429238 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 17 GAUSS WAY | AddressLine1 |
| City | BERKELEY | City |
| State | CA | State |
| ZIP Code | 947205070 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionA (45 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | OfficerOfficer | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation |
|---|---|---|---|---|---|---|
| EDWARD BAKER | ||||||
| SECRETARY AND TREASURER | 1.00 | X | X | 0 | 0 | 0 |
| DEBORAH LOEWENBERG BALL | ||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |
| GEORGE BENKART | ||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |
| ELWYN BERLEKAMP | ||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |
| SUN-YUNG ALICE CHANG | ||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |
| RUTH CHARNEY | ||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |
| JENNIFER CHAYES | ||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |
| NEIL CHRISS | ||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |
| MAY CHU | ||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |
| DAVID EISENBUD | ||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |
| CHARLES FEFFERMAN | ||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |
| JERRY FIDDLER | ||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |
| DAN FREED | ||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |
| JEFF GOODBY | ||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |
| PHILLIP G GRIFFITHS | ||||||
| CHAIR UNTIL 03/31/2013 | 1.00 | X | X | 0 | 0 | 0 |
| SANFORD GROSSMAN | ||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |
| MARIA M KLAWE | ||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |
| MARK KLEIMAN | ||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |
| HENRY LAUFER | ||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |
| TOM LEIGHTON | ||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |
| DUSA MCDUFF | ||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |
| PRABHAKAR RAGHAVAN | ||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |
| PETER SARNAK | ||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |
| JAMES H SIMONS | ||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |
| HUGO SONNENSCHEIN | ||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |
| ROGER A STRAUCH | ||||||
| VICE CHAIR OF THE BOARD | 1.00 | X | X | 0 | 0 | 0 |
| SANDOR STRAUS | ||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |
| KAREN UHLENBECK | ||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |
| ANDREW VITERBI | ||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |
| ANDREI OKOUNKOV | ||||||
| EX-OFFICIO TRUSTEE | 1.00 | X | 0 | 0 | 0 | |
| MORRIS KALKA | ||||||
| EX-OFFICIO TRUSTEE | 1.00 | X | 0 | 0 | 0 | |
| VICTOR MOLL | ||||||
| EX-OFFICIO TRUSTEE | 1.00 | X | 0 | 0 | 0 | |
| DAVID SCOTT | ||||||
| EX-OFFICIO TRUSTEE | 1.00 | X | 0 | 0 | 0 | |
| JOSE SCHEINKMAN | ||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |
| ROBERT BRYANT | ||||||
| DIRECTOR | 40.00 | X | X | 98360 | 0 | 17711 |
| HELENE BARCELO | ||||||
| DEPUTY DIRECTOR | 40.00 | X | X | 203759 | 0 | 44480 |
| MINERVA CORDERO | ||||||
| EX-OFFICIO TRUSTEE | 1.00 | X | 0 | 0 | 0 | |
| CRAIG HUNEKE | ||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |
| RONALD KAHN | ||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |
| GIGLIOLA STAFFILANI | ||||||
| EX-OFFICIO TRUSTEE | 1.00 | X | 0 | 0 | 0 | |
| EVA TARDOS | ||||||
| TRUSTEE | 1.00 | X | 0 | 0 | 0 | |
| RICHARD TAYLOR | ||||||
| EX-OFFICIO TRUSTEE | 1.00 | X | 0 | 0 | 0 | |
| DAVID AUCKLY | ||||||
| ASSOCITE DIRECTOR | 40.00 | X | 100587 | 0 | 24534 | |
| PHYLLIS CARTER UNTIL 022013 | ||||||
| CFO/COA | 40.00 | X | 147241 | 0 | 36709 | |
| STEFANIE YURUS | ||||||
| CONTROLLER | 40.00 | X | 94091 | 0 | 29114 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 644038 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 0 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 152548 | TotalOtherCompensation |
| Number Individuals GT100 K | 3 | NumberIndividualsGT100K |
| Formers Listed | 0 | FormersListed |
| Total Comp GT150 K | 1 | TotalCompGT150K |
| Compensation From Other Sources | 0 | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation
Name Of Contractor NameOfContractor
Name Business NameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | UPTIME USA LLC | BusinessNameLine1 |
Address Of Contractor AddressOfContractor
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | MT DIABLO BLVD SUITE A130 | AddressLine1 |
| City | LAFAYETTE | City |
| State | CA | State |
| ZIP Code | 94549 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description Of Services | IT CONSULTING | DescriptionOfServices |
| Compensation | 534842 | Compensation |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 1 | NumberOfContractorsGT100K |
| Government Grants | 4942940 | GovernmentGrants |
| All Other Contributions | 2994005 | AllOtherContributions |
| Noncash Contributions | 43819 | NoncashContributions |
| Total Contributions | 7936945 | TotalContributions |
Program Service Revenue ProgramServiceRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | ACADEM.SVC FEES & OTHER | Description |
| Business Code | 900099 | BusinessCode |
| Total Revenue Column | 487052 | TotalRevenueColumn |
| Related Or Exempt Function Income | 487052 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 487052 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 138973 | TotalRevenueColumn |
| Exclusion | $138,973 | ExclusionAmount |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 7937868 | Securities |
Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 7972837 | Securities |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | -34969 | Securities |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | -34969 | TotalRevenueColumn |
| Exclusion | -$34,969 | ExclusionAmount |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 8528001 | TotalRevenueColumn |
| Related Or Exempt Function Income | 487052 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 0 | UnrelatedBusinessRevenue |
| Exclusion | $104,004 | ExclusionAmount |
Grants To Domestic Individuals GrantsToDomesticIndividuals
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1268192 | Total |
| Program Services | 1268192 | ProgramServices |
Foreign Grants ForeignGrants
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1224091 | Total |
| Program Services | 1224091 | ProgramServices |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 634966 | Total |
| Program Services | 281647 | ProgramServices |
| Management And General | 305314 | ManagementAndGeneral |
| Fundraising | 48005 | Fundraising |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 859812 | Total |
| Program Services | 513488 | ProgramServices |
| Management And General | 193788 | ManagementAndGeneral |
| Fundraising | 152536 | Fundraising |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 65967 | Total |
| Program Services | 52180 | ProgramServices |
| Management And General | 3800 | ManagementAndGeneral |
| Fundraising | 9987 | Fundraising |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 213212 | Total |
| Program Services | 137151 | ProgramServices |
| Management And General | 56734 | ManagementAndGeneral |
| Fundraising | 19327 | Fundraising |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 103664 | Total |
| Program Services | 64735 | ProgramServices |
| Management And General | 22234 | ManagementAndGeneral |
| Fundraising | 16695 | Fundraising |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 10461 | Total |
| Program Services | 68 | ProgramServices |
| Management And General | 10393 | ManagementAndGeneral |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 47342 | Total |
| Management And General | 47342 | ManagementAndGeneral |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 25506 | Total |
| Program Services | 1385 | ProgramServices |
| Management And General | 8434 | ManagementAndGeneral |
| Fundraising | 15687 | Fundraising |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 125329 | Total |
| Program Services | 70338 | ProgramServices |
| Management And General | 23831 | ManagementAndGeneral |
| Fundraising | 31160 | Fundraising |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 146242 | Total |
| Program Services | 128596 | ProgramServices |
| Management And General | 16187 | ManagementAndGeneral |
| Fundraising | 1459 | Fundraising |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 209928 | Total |
| Program Services | 196893 | ProgramServices |
| Management And General | 2399 | ManagementAndGeneral |
| Fundraising | 10636 | Fundraising |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 649701 | Total |
| Program Services | 581496 | ProgramServices |
| Management And General | 62521 | ManagementAndGeneral |
| Fundraising | 5684 | Fundraising |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 23470 | Total |
| Program Services | 20654 | ProgramServices |
| Management And General | 2582 | ManagementAndGeneral |
| Fundraising | 234 | Fundraising |
Other Expenses OtherExpenses (4 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices | Management And GeneralManagementAndGeneral | FundraisingFundraising |
|---|---|---|---|---|
| WORKSHOP EXPENSES | 891507 | 860720 | 6771 | 24016 |
| PURCHASED SERVICES | 617671 | 610246 | 750 | 6675 |
| GOVERNANCE COMMITEES EX | 99320 | 44414 | 54906 | |
| MISCELLANEOUS EXPENSE | 63025 | 58100 | 4925 |
All Other Expenses AllOtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 131283 | Total |
| Program Services | 87719 | ProgramServices |
| Management And General | 33000 | ManagementAndGeneral |
| Fundraising | 10564 | Fundraising |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 7410689 | Total |
| Program Services | 6202113 | ProgramServices |
| Management And General | 855911 | ManagementAndGeneral |
| Fundraising | 352665 | Fundraising |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2260964 | BOY |
| EOY | 1516950 | EOY |
Pledges And Grants Receivable PledgesAndGrantsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1523560 | BOY |
| EOY | 1948821 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 9921 | BOY |
| EOY | 12352 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 18518 | BOY |
| EOY | 15919 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 17071273 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 6128694 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 11426308 | BOY |
| EOY | 10942579 | EOY |
Investments Pub Traded Securities InvestmentsPubTradedSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 9622600 | BOY |
| EOY | 10502639 | EOY |
Investments Other Securities InvestmentsOtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | 2008611 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 24861871 | BOY |
| EOY | 26947871 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 482528 | BOY |
| EOY | 393013 | EOY |
Deferred Revenue DeferredRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 115860 | BOY |
| EOY | 108473 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 598388 | BOY |
| EOY | 501486 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 11532702 | BOY |
| EOY | 11514497 | EOY |
Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 721957 | BOY |
| EOY | 1568705 | EOY |
Permanently Restricted Net Assets PermanentlyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 12008824 | BOY |
| EOY | 13363183 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 24263483 | BOY |
| EOY | 26446385 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 24861871 | BOY |
| EOY | 26947871 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Reconcilation Revenue Expenses | 1117312 | ReconcilationRevenueExpenses |
| Reconciliation Unrealized Invest | 1065590 | ReconciliationUnrealizedInvest |
| Reconcilation Other Changes | 0 | ReconcilationOtherChanges |
| Info In Schedule O Part XII | X | InfoInScheduleOPartXII |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | 0 | AccountantCompileOrReview |
| FS Audited | 1 | FSAudited |
FS Audited Basis FSAuditedBasis
| Field | Value | IRS element (for citing) |
|---|---|---|
| Financial Statement Separate | X | FinancialStatementSeparate |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Audit Committee | 1 | AuditCommittee |
| Federal Grant Audit Required | 1 | FederalGrantAuditRequired |
| Federal Grant Audit Performed | 1 | FederalGrantAuditPerformed |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Publicly Supported Org170b1 Avi | X | PubliclySupportedOrg170b1Avi |
Gifts Grants Contrib Received170 GiftsGrantsContribReceived170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 3563559 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 2668794 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 9233905 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 7500875 | CurrentTaxYearMinus1Year |
| Current Tax Year | 7936945 | CurrentTaxYear |
| Total | 30904078 | Total |
Total170 Total170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 3563559 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 2668794 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 9233905 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 7500875 | CurrentTaxYearMinus1Year |
| Current Tax Year | 7936945 | CurrentTaxYear |
| Total | 30904078 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Amounts Subst Contributors Total | 5679367 | AmountsSubstContributorsTotal |
| Public Support Total170 | 25224711 | PublicSupportTotal170 |
Gross Investment Income170 GrossInvestmentIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 112726 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 84024 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 82123 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 176667 | CurrentTaxYearMinus1Year |
| Current Tax Year | 138973 | CurrentTaxYear |
| Total | 594513 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Support | 31498591 | TotalSupport |
| Gross Receipts From Admissions Etc | 2041552 | GrossReceiptsFromAdmissionsEtc |
| Public Support Pertcentage170 | 0.80080 | PublicSupportPertcentage170 |
| Public Support Pertcent Prior Year | 0.79170 | PublicSupportPertcentPriorYear |
| Thirty Three Percnt Tests CY170 | X | ThirtyThreePercntTestsCY170 |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule D IRS990ScheduleD
Current Year CurrentYear
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 12025725 | BeginningOfYearBalance |
| Contributions | 1354359 | Contributions |
| Investment Earnings Or Losses | 1170539 | InvestmentEarningsOrLosses |
| Other Expenditures | 439391 | OtherExpenditures |
| End Of Year Balance | 14111232 | EndOfYearBalance |
Current Year Minus1 Year CurrentYearMinus1Year
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 10739579 | BeginningOfYearBalance |
| Contributions | 1682517 | Contributions |
| Investment Earnings Or Losses | -394371 | InvestmentEarningsOrLosses |
| Other Expenditures | 2000 | OtherExpenditures |
| End Of Year Balance | 12025725 | EndOfYearBalance |
Current Year Minus2 Years CurrentYearMinus2Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 8515267 | BeginningOfYearBalance |
| Contributions | 2207723 | Contributions |
| Investment Earnings Or Losses | 150534 | InvestmentEarningsOrLosses |
| End Of Year Balance | 10873524 | EndOfYearBalance |
Current Year Minus3 Years CurrentYearMinus3Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 8386968 | BeginningOfYearBalance |
| Contributions | 86633 | Contributions |
| Investment Earnings Or Losses | 44561 | InvestmentEarningsOrLosses |
| Other Expenditures | 2895 | OtherExpenditures |
| End Of Year Balance | 8515267 | EndOfYearBalance |
Current Year Minus4 Years CurrentYearMinus4Years
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Of Year Balance | 6863715 | BeginningOfYearBalance |
| Contributions | 44561 | Contributions |
| Investment Earnings Or Losses | 73190 | InvestmentEarningsOrLosses |
| End Of Year Balance | 6981466 | EndOfYearBalance |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Board Designated EOY Balance | 0.01570 | BoardDesignatedEOYBalance |
| Permanent Endowment EOY Balance | 0.94710 | PermanentEndowmentEOYBalance |
| Term Endowment EOY Balance | 0.03720 | TermEndowmentEOYBalance |
| Endowments Held By Unrelated Orgs | 0 | EndowmentsHeldByUnrelatedOrgs |
| Endowments Held By Related Orgs | 0 | EndowmentsHeldByRelatedOrgs |
Leasehold Improvements LeaseholdImprovements
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 12894018 | OtherCostOrOtherBasis |
| Depreciation | 3837213 | Depreciation |
| Book Value | 9056805 | BookValue |
Other Land Buildings OtherLandBuildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 4177255 | OtherCostOrOtherBasis |
| Depreciation | 2291481 | Depreciation |
| Book Value | 1885774 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 10942579 | TotalOfBookValueLandBuildings |
Other Securities OtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | ALTERNATIVE INVESTMENTS | Description |
| Book Value | 2008611 | BookValue |
| Method Of Valuation | F | MethodOfValuation |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Securities | 2008611 | TotalOfBookValueSecurities |
| Footnote In Part XIII | X | FootnoteInPartXIII |
| Tot Revenue Etc Audited Fincl Stmt | 9620638 | TotRevenueEtcAuditedFinclStmt |
| Net Unrealized Gains Investments | 1065590 | NetUnrealizedGainsInvestments |
| Donated Srvc And Use Of Facilities | 27047 | DonatedSrvcAndUseOfFacilities |
| Revenue Not Rptd F990 | 1092637 | RevenueNotRptdF990 |
| Revenue Subtotal | 8528001 | RevenueSubtotal |
| Revenue Not Rptd On Fin Stmt | 0 | RevenueNotRptdOnFinStmt |
| Total Revenue Per Form990 | 8528001 | TotalRevenuePerForm990 |
| Tot Expenses Etc Audited Fincl Stmt | 7437736 | TotExpensesEtcAuditedFinclStmt |
| Donated Services Use Of Facilities | 27047 | DonatedServicesUseOfFacilities |
| Expenses Not Rptd F990 | 27047 | ExpensesNotRptdF990 |
| Expenses Subtotal | 7410689 | ExpensesSubtotal |
| Expenses Not Rptd On Fin Stmt | 0 | ExpensesNotRptdOnFinStmt |
| Total Expenses Per Form990 | 7410689 | TotalExpensesPerForm990 |
Form990 Schedule D Part XIII Form990ScheduleDPartXIII (2 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: | PART V, LINE 4: | ENDOWMENTS ARE HELD TO SUPPORT THE WORK OF RESEARCH PROFESSORS,POSTDOCTORAL SCHOLARS, AND MATHEMATICS CIRCLE PROGRAMS. |
| DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: | PART X, LINE 2: | FOLLOWING THE ACCOUNTING GUIDANCE FOR UNCERTAIN TAX POSITIONS, MANAGEMENT CONCLUDED THERE ARE NO UNCERTAIN TAX POSITIONS AT JULY 31, 2013 AND 2012. |
Schedule F IRS990ScheduleF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Records Maintained | 0 | GrantRecordsMaintained |
Accts Actvs Out US Table AcctsActvsOutUSTable
| Field | Value | IRS element (for citing) |
|---|---|---|
| Region | CENTRAL AMERICA AND THE CARIBBEAN | Region |
| Number Of Offices | 0 | NumberOfOffices |
| Number Of Employees | 0 | NumberOfEmployees |
| Type Of Activities Conducted | INVESTMENTS | TypeOfActivitiesConducted |
| Total Expenditures | 1520625 | TotalExpenditures |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Number Of Offices | 0 | SubtotalNumberOfOffices |
| Subtotal Number Of Employees | 0 | SubtotalNumberOfEmployees |
| Cont Number Of Offices | 0 | ContNumberOfOffices |
| Cont Number Of Employees | 0 | ContNumberOfEmployees |
| Total Number Of Offices | 0 | TotalNumberOfOffices |
| Total Number Of Employees | 0 | TotalNumberOfEmployees |
| Subtotal Amount Spent | 1520625 | SubtotalAmountSpent |
| Cont Amount Spent | 0 | ContAmountSpent |
| Total Amount Spent | 1520625 | TotalAmountSpent |
Grants To Ind Outside US GrantsToIndOutsideUS (8 entries)
| Type Of AssistanceTypeOfAssistance | RegionRegion | Number Of RecipientsNumberOfRecipients | Amount Of Cash GrantAmountOfCashGrant | Manner Of Cash DisbursementMannerOfCashDisbursement |
|---|---|---|---|---|
| STIPENDS FOR RESEARCHERS, PER DIEM AND TRAVEL EXPENSE REIMBURSEMENTS | EAST ASIA AND THE PACIFIC | 97 | 199019 | CHECK, WIRE |
| STIPENDS FOR RESEARCHERS, PER DIEM AND TRAVEL EXPENSE REIMBURSEMENTS | EUROPE (INCLUDING ICELAND & GREENLAND) | 145 | 707166 | CHECK, WIRE |
| STIPENDS FOR RESEARCHERS, PER DIEM AND TRAVEL EXPENSE REIMBURSEMENTS | MIDDLE EAST AND NORTH AFRICA | 14 | 30339 | CHECK, WIRE |
| STIPENDS FOR RESEARCHERS, PER DIEM AND TRAVEL EXPENSE REIMBURSEMENTS | NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES | 34 | 179224 | CHECK, WIRE |
| STIPENDS FOR RESEARCHERS, PER DIEM AND TRAVEL EXPENSE REIMBURSEMENTS | RUSSIA & THE NEWLY INDEPENDENT STATES | 14 | 34755 | CHECK, WIRE |
| STIPENDS FOR RESEARCHERS, PER DIEM AND TRAVEL EXPENSE REIMBURSEMENTS | SOUTH AMERICA | 15 | 19155 | CHECK, WIRE |
| STIPENDS FOR RESEARCHERS, PER DIEM AND TRAVEL EXPENSE REIMBURSEMENTS | SOUTH ASIA | 23 | 53883 | CHECK, WIRE |
| STIPENDS FOR RESEARCHERS, PER DIEM AND TRAVEL EXPENSE REIMBURSEMENTS | CENTRAL AMERICA AND THE CARIBBEAN | 1 | 550 | CHECK, WIRE |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Transfer To Foreign Corp | 1 | TransferToForeignCorp |
| Interest In Foreign Trust | 0 | InterestInForeignTrust |
| Own Foreign Corp | 0 | OwnForeignCorp |
| Passive Foreign Invest Co | 0 | PassiveForeignInvestCo |
| Foreign Partnership | 0 | ForeignPartnership |
| Boycott Countries | 0 | BoycottCountries |
Form990 Schedule F Part V Form990ScheduleFPartV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Explanation | THE GRANTS WERE PAID TO THE FOREIGN INDIVIDUALS DURING THEIR VISITS TO THE UNITED STATES. | Explanation |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Records Maintained | 1 | RecordsMaintained |
Form990 Schedule I Part III Form990ScheduleIPartIII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Type Of Grant | STIPENDS, PER DIEM AND TRAVEL REIMBURSMENT | TypeOfGrant |
| Number Of Recipients | 508 | NumberOfRecipients |
| Amount Of Cash Grant | 1268192 | AmountOfCashGrant |
Form990 Schedule I Part IV Form990ScheduleIPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | PROCEDURE FOR MONITORING GRANTS IN THE U.S.: | Identifier |
| Return Reference | PART I, LINE 2: | ReturnReference |
| Explanation | SCHEDULE I, PART I, LINE 2: MSRI REGUIRES SUBMISSION OF TRAVEL RECEIPTS BEFORE REIMBURSING THE GRANTEES' EXPENSES. IN ADDITION, FOR NATIONAL SECURITY GRANTS, VERIFICATION OF THE RECEPIENTS' UNITED STATES CITIZENSHIP IS OBTAINED. | Explanation |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Travel For Companions | X | TravelForCompanions |
| Discretionary Spending Account | X | DiscretionarySpendingAccount |
| Housing Allowance Or Residence | X | HousingAllowanceOrResidence |
| Written Policy Re T And E Expenses | 1 | WrittenPolicyReTAndEExpenses |
| Substantiation Required | 1 | SubstantiationRequired |
| Compensation Committee | X | CompensationCommittee |
| Written Employment Contract | X | WrittenEmploymentContract |
| Compensation Survey | X | CompensationSurvey |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | 0 | SeverancePayment |
| Supplemental Nonqual Retire Plan | 0 | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | 0 | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | 0 | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | 0 | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | 0 | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | 0 | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | 0 | AnyNonFixedPayments |
| Initial Contract Exception | 0 | InitialContractException |
Form990 Schedule J Part II Form990ScheduleJPartII (2 entries)
| TitleTitle | Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| HELENE BARCELO | ||||||||||||||
| DEPUTY DIRECTOR | 181802 | 0 | 0 | 0 | 21957 | 0 | 18250 | 0 | 26230 | 0 | 248239 | 0 | 0 | 0 |
| PHYLLIS CARTER UNTIL 022013 | ||||||||||||||
| CFO/COA | 147241 | 0 | 0 | 0 | 0 | 0 | 15188 | 0 | 21521 | 0 | 183950 | 0 | 0 | 0 |
Form990 Schedule J Part III Form990ScheduleJPartIII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | SUPPLEMENTAL INFORMATION | Identifier |
| Return Reference | PART III | ReturnReference |
| Explanation | MSRI OFFERS A MONETARY HOUSE ALLOWANCE AND A TRAVEL ALLOWANCE TO INCENT SUCCESSFUL JOB CANDIDATES TO ACCEPT THEIR OFFER. THE COST OF LIVING IS VERY HIGH IN THE CA BAY AREA. THE ANNUAL VALUE OF THE HOUSING ALLOWANCE RECEIVED FOR THE DEPUTY DIRECTOR AND ASSOCIATE DIRECTOR WERE $18,000 AND $12,600, RESPECTIVELY. THE ANNUAL COST OF SPOUSAL TRAVEL ALLOWANCE RECEIVED BY A DEPUTY DIRECTOR WAS $3,957. THE HOUSING ALLOWANCE AND THE SPOUSAL TRAVEL ALLOWANCE AMOUNTS WERE FULLY INCLUDED IN THE TAXABLE INCOME OF THE RECIPIENTS. | Explanation |
Schedule M IRS990ScheduleM
Securities Publicly Traded SecuritiesPubliclyTraded
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Number Of Contributions | 106 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 20595 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | FMV | MethodOfDeterminingRevenues |
Other Non Cash Contributions Table OtherNonCashContributionsTable
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Description | BOOKS/JOURNALS | Description |
| Number Of Contributions | 603 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 23224 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | FMV | MethodOfDeterminingRevenues |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Any Property That Must Be Held | 0 | AnyPropertyThatMustBeHeld |
| Review Process Unusual NC Gifts | 1 | ReviewProcessUnusualNCGifts |
| Third Parties Used | 0 | ThirdPartiesUsed |
Form990 Schedule M Part II Form990ScheduleMPartII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | METHOD FOR DETERMINING NUMBER OF CONTRIBUTIONS: | Identifier |
| Return Reference | PART I, COLUMN (B): | ReturnReference |
| Explanation | ORGANIZATION REPORTS A NUMBER OF ITEMS RECEIVED ON SCHEDULE M. | Explanation |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (6 entries)
| Return ReferenceReturnReference | ExplanationExplanation |
|---|---|
| FORM 990, PART VI, SECTION A, LINE 2 | SOME OF THE DIRECTORS HAVE CAREERS AS INVESTORS AND FELLOW DIRECTORS HOLD INVESTMENTS IN FUNDS THEY MANAGE. |
| FORM 990, PART VI, SECTION B, LINE 11 | THE FORM 990 IS DISTRIBUTED TO THE FINANCE COMMITTEE FOR REVIEW. COMMITTEE MEMBERS PROVIDE FEEDBACK AND CHANGES TO CONTENT IN THE FORM 990 DIRECTLY TO THE CONTROLLER. ALL CHANGES ARE REFLECTED IN THE FORM 990 BY THE CONTROLLER PRIOR TO FILING THE FORM 990 WITH THE IRS. |
| FORM 990, PART VI, SECTION B, LINE 12 | CONFLICT OF INTEREST STATEMENTS ARE PROVIDED TO THE BOARD OF TRUSTEES AT THE ANNUAL TRUSTEE MEETING. THE BOARD OF TRUSTEES SIGN AND RETURN THE COMPLETED FORMS FOR REVIEW. CONFLICTS OF INTERESTED THAT ARE IDENTIFIED ARE ADDRESSED AT THAT TIME. |
| FORM 990, PART VI, SECTION B, LINE 15 | THE CONTROLLER PREPARES AND SUBMITS A COMPARATIVE SALARY ANALYSIS FOR EACH OFFICER LEVEL POSITION TO THE COMPENSATION COMMITTEE FOR REVIEW. BASED ON REVIEW, THE STEERING COMMITTEE SUBMITS A RECOMMENDATION FOR APPROVAL OF OFFICER COMPENSATION BY THE BOARD OF TRUSTEE. KEY EMPLOYEE COMPENSATION IS AUTHORIZED BY THE DIRECTOR AND APPROVED BY THE BOARD OF TRUSTEES IN THE ANNUAL BUDGETING PROCESS. |
| FORM 990, PART VI, SECTION C, LINE 19 | DOCUMENTS ARE MADE AVAILABLE UPON REQUEST. |
| FORM 990, PART XII, LINE 2C | NO CHANGE IN THE AUDIT COMMITTEE'S OVERSIGHT PROCESS. |
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