GOODNIGHT EDUCATIONAL FOUNDATION: Form 990PF, tax year 2013

View the entire original 990 at ProPublica ↗

Organization: GOODNIGHT EDUCATIONAL FOUNDATION (EIN 56-6533546)
Tax period: 2013-01-01 to 2013-12-31
Filed: 2014-05-14
IRS object ID: 201411349349101991
Schema version: 2013v3.1
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Accounting Fees Schedule
Compensation Explanation
Investments Corp Bonds Schedule
Investments Corp Stock Schedule
Investments Govt Obligations Sch
Other Assets Schedule
Other Expenses Schedule
Other Liabilities Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2014-05-14T15:36:06-05:00	ReturnTs
Tax Period End	2013-12-31	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	ROMEO WIGGINS & COMPANY LLP	BusinessNameLine1

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	110 IOWA LN STE 104	AddressLine1
City	CARY	City
State	NC	State
ZIP Code	27511	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnTypeCd
Tax Period Begin	2013-01-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	566533546	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	THE GOODNIGHT EDUCATIONAL	BusinessNameLine1
Business Name Line2	FOUNDATION	BusinessNameLine2

Field	Value	IRS element (for citing)
Business Name Control	GOOD	BusinessNameControlTxt
Phone	9196778000	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	100 SAS CAMPUS DRIVE	AddressLine1
City	CARY	City
State	NC	State
ZIP Code	27513	ZIPCode

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	JAMES H GOODNIGHT	PersonNm
Person Title	DIRECTOR	PersonTitleTxt
Phone	9196778000	PhoneNum
Signature	2014-05-07	SignatureDt

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	GEOFFREY E WIGGINS	PreparerPersonNm
PTIN	P01228618	PTIN
Phone	9194672050	PhoneNum
Preparation	2014-05-14	PreparationDt
Self Employed	Yes (X)	SelfEmployedInd

Field	Value	IRS element (for citing)
Tax	2013	TaxYr
Build TS	2015-12-30 17:16:21Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
FMV Assets EOY	$120,899,601	FMVAssetsEOYAmt
Method Of Accounting Cash	Yes (X)	MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Schedule B Not Required	Yes (X)	ScheduleBNotRequiredInd
Interest On Sav Rev And Expnss	$334,397	InterestOnSavRevAndExpnssAmt
Interest On Sav Net Invst Incm	$334,397	InterestOnSavNetInvstIncmAmt
Dividends Rev And Expnss	$1,939,401	DividendsRevAndExpnssAmt
Dividends Net Invst Incm	$1,939,401	DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss	$3,891,062	NetGainSaleAstRevAndExpnssAmt
Gross Sales Price	$45,529,728	GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm	$3,891,062	CapGainNetIncmNetInvstIncmAmt
Total Rev And Expnss	$6,164,860	TotalRevAndExpnssAmt
Total Net Invst Incm	$6,164,860	TotalNetInvstIncmAmt
Accounting Fees Rev And Expnss	$2,400	AccountingFeesRevAndExpnssAmt
Accounting Fees Net Invst Incm	$2,400	AccountingFeesNetInvstIncmAmt
Interest Rev And Expnss	$437	InterestRevAndExpnssAmt
Interest Net Invst Incm	$437	InterestNetInvstIncmAmt
Taxes Rev And Expnss	$74,311	TaxesRevAndExpnssAmt
Taxes Net Invst Incm	$74,311	TaxesNetInvstIncmAmt
Other Expenses Rev And Expnss	$1	OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm	$1	OtherExpensesNetInvstIncmAmt
Tot Opr Expenses Rev And Expnss	$77,149	TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm	$77,149	TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Dsbrs Chrtbl	$0	TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss	$2,396,000	ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl	$2,396,000	ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss	$2,473,149	TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm	$77,149	TotalExpensesNetInvstIncmAmt
Total Expenses Dsbrs Chrtbl	$2,396,000	TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses	$3,691,711	ExcessRevenueOverExpensesAmt
Net Investment Income	$6,087,711	NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Field	Value	IRS element (for citing)
Sav And Temp Cash Invst BOY	$84,461,227	SavAndTempCashInvstBOYAmt
Sav And Temp Cash Invst EOY	$56,018,742	SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV	$56,018,742	SavAndTempCashInvstEOYFMVAmt
US Government Obligations BOY	$7,143	USGovernmentObligationsBOYAmt
US Government Obligations EOY	$4,239	USGovernmentObligationsEOYAmt
US Govt Obligations EOYFMV	$2,499	USGovtObligationsEOYFMVAmt
Corporate Stock BOY	$21,879,284	CorporateStockBOYAmt
Corporate Stock EOY	$54,161,455	CorporateStockEOYAmt
Corporate Stock EOYFMV	$57,989,654	CorporateStockEOYFMVAmt
Corporate Bonds BOY	$6,077,125	CorporateBondsBOYAmt
Corporate Bonds EOY	$6,077,125	CorporateBondsEOYAmt
Corporate Bonds EOYFMV	$6,888,706	CorporateBondsEOYFMVAmt
Other Assets BOY	$49,644	OtherAssetsBOYAmt
Total Assets BOY	$112,474,423	TotalAssetsBOYAmt
Total Assets EOY	$116,261,561	TotalAssetsEOYAmt
Total Assets EOYFMV	$120,899,601	TotalAssetsEOYFMVAmt
Other Liabilities BOY	$177,688	OtherLiabilitiesBOYAmt
Other Liabilities EOY	$273,115	OtherLiabilitiesEOYAmt
Total Liabilities BOY	$177,688	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$273,115	TotalLiabilitiesEOYAmt
Org Does Not Follow SFAS117	Yes (X)	OrgDoesNotFollowSFAS117Ind
Retained Earning BOY	$112,296,735	RetainedEarningBOYAmt
Retained Earning EOY	$115,988,446	RetainedEarningEOYAmt
Tot Net Ast Or Fund Balances BOY	$112,296,735	TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY	$115,988,446	TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY	$112,474,423	TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY	$116,261,561	TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Field	Value	IRS element (for citing)
Tot Net Ast Or Fund Balances BOY	$112,296,735	TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses	$3,691,711	ExcessRevenueOverExpensesAmt
Subtotal	$115,988,446	SubtotalAmt
Tot Net Ast Or Fund Balances EOY	$115,988,446	TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (890 entries)

PropertyPropertyDesc	How AcquiredHowAcquiredCd	AcquiredAcquiredDt	SoldSoldDt	Gross Sales PriceGrossSalesPriceAmt	Cost Or Other BasisCostOrOtherBasisAmt	Gain Or LossGainOrLossAmt	Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt
500-3M COMPANY	P	2009-02-13	2013-01-18	$47,539	$24,663	$22,876	$22,876
2500-ADOBE SYS INC	P	2013-05-16	2013-10-18	$125,678	$112,230	$13,448	$13,448
5000-AK STEEL HLDG CORP	P	2013-05-15	2013-11-14	$23,755	$16,750	$7,005	$7,005
600-ALTRIA GROUP INC	P	2013-08-27	2013-12-20	$21,841	$20,433	$1,408	$1,408
2700-ALTRIA GROUP INC	P	2013-08-02	2013-10-18	$93,586	$93,586
500-AMGEN INC	P	2013-01-02	2013-12-16	$47,068	$43,985	$3,083	$3,083
100-APPLE INC	P	2012-12-07	2013-08-07	$46,727	$53,334	-$6,607	-$6,607
1300-BANK AMER CORP DEP SHS REPSTG 1	P	2012-01-06	2013-05-28	$32,500	$31,200	$1,300	$1,300
791-BANK AMER CORP DEP SHS REPSTG 1/	P	2013-01-14	2013-05-28	$19,775	$20,516	-$741	-$741
10000-BANK AMER CORP DEPOSITARY SH R	P	2012-01-04	2013-05-01	$250,000	$232,500	$17,500	$17,500
6000-BANK OF AMERICA CORP	P	2013-01-03	2013-03-22	$71,001	$71,001
400-CANADIAN IMPERIAL BANK OF COMMER	P	2012-12-06	2013-10-18	$32,235	$32,023	$212	$212
800-CLOROX CO DEL	P	2013-04-10	2013-07-19	$70,429	$69,721	$708	$708
100-COCA COLA CO	P	2011-12-20	2013-04-03	$4,009	$3,404	$605	$605
1500-CONOCOPHILLIPS	P	2013-04-15	2013-05-17	$88,473	$86,584	$1,889	$1,889
500-CREE INC	P	2011-06-16	2013-03-15	$17,724	$23,955	-$6,231	-$6,231
1500-DEERE & COMPANY	P	2013-01-14	2013-12-20	$136,500	$134,748	$1,752	$1,752
300-DOW CHEMICAL CO	P	2013-03-08	2013-05-17	$9,537	$9,537
800-DUKE ENERGY CORP COMUSD0.001 ISI	P	2011-08-04	2013-05-02	$59,815	$42,362	$17,453	$17,453
1200-E M C CORP MASS	P	2011-12-29	2013-03-15	$29,390	$25,811	$3,579	$3,579
1900-EATON VANCE TAX MANAGED BUY WRI	P	2010-11-30	2013-10-18	$25,478	$19,017	$6,461	$6,461
2500-EATON VANCE TAX MANAGED GLOBAL	P	2011-12-29	2013-09-26	$23,736	$16,551	$7,185	$7,185
500-FEDEX CORP	P	2012-12-31	2013-10-18	$56,861	$45,815	$11,046	$11,046
0-FEDL HOME LN MTG CRPPOOL E85070 6	P	2001-07-05	2013-01-15	$593	$593
200-GENERAL MILLS INC	P	2013-04-30	2013-05-17	$10,140	$10,026	$114	$114
100-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18	$1,621	$1,509	$112	$112
1200-GLADSTONE LAND CORP COM USD0.00	P	2013-09-30	2013-10-18	$19,260	$18,276	$984	$984
300-GLOBAL X FUNDS GLOBAL X SUPERDIV	P	2013-01-16	2013-03-25	$6,927	$6,810	$117	$117
100-GOOGLE INC CL A	P	2007-11-16	2013-01-23	$74,706	$67,398	$7,308	$7,308
2200-ISHARES CORE S&P SMALL-CAP ETF	P	2013-01-17	2013-11-14	$222,513	$179,608	$42,905	$42,905
2500-ISHARES TRUST HIGH DIVIDEND ETF	P	2011-12-30	2013-05-23	$171,321	$139,250	$32,071	$32,071
1200-ISHARES US PREFERREDSTOCK ETF	P	2011-12-20	2013-07-10	$46,355	$42,740	$3,615	$3,615
500-JOHNSON CTLS INC	P	2013-03-08	2013-09-20	$21,475	$16,860	$4,615	$4,615
1400-JPMORGAN CHASE & CO	P	2012-05-14	2013-04-03	$65,939	$50,722	$15,217	$15,217
500-LOCKHEED MARTIN CORP	P	2012-12-21	2013-11-26	$66,089	$46,566	$19,523	$19,523
1800-LOCKHEED MARTIN CORP	P	2012-01-10	2013-05-29	$177,194	$145,413	$31,781	$31,781
300-MCDONALDS CORP	P	2013-05-07	2013-11-01	$29,327	$29,327
4800-MERCK & CO INC NEW COM	P	2013-05-08	2013-12-20	$237,178	$216,576	$20,602	$20,602
400-PEPSICO INC	P	2012-12-31	2013-05-17	$32,381	$27,238	$5,143	$5,143
1300-ROCK-TENN CO CL A	P	2013-09-30	2013-10-18	$139,420	$131,716	$7,704	$7,704
1000-SPDR S&P 500 ETF TRUST UNIT SER	P	2012-12-28	2013-04-05	$154,065	$140,845	$13,220	$13,220
100-STEEL DYNAMICS INC	P	2011-06-30	2013-05-17	$1,614	$1,635	-$21	-$21
2500-TARGET CORP	P	2012-12-28	2013-04-19	$158,879	$146,878	$12,001	$12,001
500-UNITED TECHNOLOGIES CORP	P	2008-04-23	2013-01-18	$42,319	$35,729	$6,590	$6,590
3000-VERIZON COMMUNICATIONS	P	2012-01-05	2013-04-05	$130,924	$116,460	$14,464	$14,464
100-WORKDAY INC COM USD0.001	P	2012-12-21	2013-04-03	$5,968	$5,440	$528	$528
73-WORKDAY INC COM USD0.001	P	2012-12-13	2013-03-14	$4,445	$3,689	$756	$756
17-CALL (AA) ALCOA INC NOV 16 13 10	P	2013-10-29	2013-11-15	$196		$196	$196
19-CALL (ADBE) ADOBE SYS INC JUN 22	P	2013-05-16	2013-06-21	$2,763		$2,763	$2,763
15-CALL (CAT) CATERPILLAR INC APR 20	P	2013-03-21	2013-04-19	$2,181		$2,181	$2,181
20-CALL (CLX) CLOROX CO DEL JUL 20 1	P	2013-04-29	2013-07-19	$2,288		$2,288	$2,288
15-CALL (CVX) CHEVRON CORP NEW JUN 2	P	2013-04-30	2013-06-21	$878		$878	$878
30-CALL (DE) DEERE & COMPANY OCT 19	P	2013-08-29	2013-10-18	$1,452		$1,452	$1,452
100-CALL (F) FORD MTR CO DEL NOV 01	P	2013-09-27	2013-11-01	$3,541		$3,541	$3,541
25-CALL (FDX) FEDEX CORP JUL 20 13	P	2013-03-28	2013-07-19	$1,560		$1,560	$1,560
10-CALL (MAT) MATTEL INC OCT 19 13	P	2013-09-26	2013-10-18	$644		$644	$644
3-CALL (MO) ALTRIA GROUP INC JAN 19	P	2012-08-15	2013-01-18	$328		$328	$328
100-CALL (T) AT&T INC DEC 21 13 35	P	2013-08-29	2013-12-20	$5,940		$5,940	$5,940
42-CALL (T) AT&T INC SEP 21 13 36 (	P	2013-06-21	2013-09-20	$2,117		$2,117	$2,117
15-CALL (XOM) EXXON MOBIL CORP FEB 1	P	2013-01-02	2013-02-15	$1,071		$1,071	$1,071
500-3M COMPANY	P	2012-03-20	2013-01-18	$48,309	$44,673	$3,636	$3,636
200-ADOBE SYS INC	P	2013-09-13	2013-10-18	$10,192	$9,555	$637	$637
3800-AK STEEL HLDG CORP	P	2012-12-21	2013-09-11	$14,818	$16,491	-$1,673	-$1,673
1600-ALTRIA GROUP INC	P	2013-09-20	2013-12-20	$58,244	$56,942	$1,302	$1,302
200-ALTRIA GROUP INC	P	2013-06-20	2013-09-20	$6,892	$6,892
400-AMGEN INC	P	2013-01-16	2013-12-16	$37,655	$33,961	$3,694	$3,694
1000-AT&T INC COM	P	2012-04-05	2013-03-15	$35,621	$30,858	$4,763	$4,763
100-BANK AMER CORP DEP SHS REPSTG 1/	P	2012-01-06	2013-05-28	$2,500	$2,399	$101	$101
4440-BANK AMER CORP DEP SHS REPSTG 1	P	2013-01-14	2013-05-28	$111,000	$115,174	-$4,174	-$4,174
10000-BANK AMER CORP DEPOSITARY SH R	P	2012-01-10	2013-05-01	$250,000	$242,500	$7,500	$7,500
4400-BANK OF AMERICA CORP	P	2013-02-22	2013-03-22	$52,068	$50,114	$1,954	$1,954
500-CANADIAN IMPERIAL BANK OF COMMER	P	2012-08-13	2013-09-24	$40,295	$37,230	$3,065	$3,065
100-CLOROX CO DEL	P	2013-01-16	2013-04-03	$8,751	$7,627	$1,124	$1,124
300-COCA COLA CO	P	2011-12-20	2013-04-03	$12,022	$10,212	$1,810	$1,810
1471-CONOCOPHILLIPS	P	2012-09-19	2013-04-03	$87,502	$84,585	$2,917	$2,917
500-CREE INC	P	2010-08-20	2013-01-18	$16,794	$28,935	-$12,141	-$12,141
1000-DEERE & COMPANY	P	2013-01-14	2013-12-20	$85,761	$89,832	-$4,071	-$4,071
200-DOW CHEMICAL CO	P	2013-03-08	2013-05-17	$6,358	$6,358
966.03171-DUKE ENERGY CORP COMUSD0.0	P	2011-08-04	2013-05-02	$72,283	$51,154	$21,129	$21,129
600-E M C CORP MASS	P	2011-12-29	2013-03-15	$14,695	$12,906	$1,789	$1,789
3100-EATON VANCE TAX MANAGED BUY WRI	P	2010-11-30	2013-10-18	$41,571	$31,028	$10,543	$10,543
3400-EATON VANCE TAX MANAGED GLOBAL	P	2013-01-10	2013-09-26	$32,281	$29,166	$3,115	$3,115
2500-FEDEX CORP	P	2013-01-10	2013-10-18	$284,303	$242,680	$41,623	$41,623
1400-FREEPORT MCMORAN COPPER & GOLD	P	2013-01-14	2013-10-18	$44,856	$44,856
300-GENERAL MILLS INC	P	2013-04-30	2013-05-17	$15,210	$15,045	$165	$165
100-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18	$1,621	$1,511	$110	$110
1600-GLADSTONE LAND CORP COM USD0.00	P	2013-09-30	2013-10-18	$25,712	$24,368	$1,344	$1,344
100-GLOBAL X FUNDS GLOBAL X SUPERDIV	P	2013-01-16	2013-03-25	$2,309	$2,270	$39	$39
100-GOOGLE INC CL A	P	2008-08-21	2013-01-23	$74,706	$48,733	$25,973	$25,973
2500-ISHARES CORE S&P SMALL-CAP ETF	P	2013-01-24	2013-11-14	$252,856	$207,500	$45,356	$45,356
5000-ISHARES TRUST HIGH DIVIDEND ETF	P	2012-12-28	2013-05-23	$342,642	$292,505	$50,137	$50,137
1300-ISHARES US PREFERREDSTOCK ETF	P	2011-12-20	2013-07-10	$50,218	$46,306	$3,912	$3,912
1500-JOHNSON CTLS INC	P	2013-03-08	2013-09-20	$64,426	$50,581	$13,845	$13,845
3500-KRAFT FOODS GROUP INC COM NPV	P	2013-01-24	2013-06-21	$186,382	$163,135	$23,247	$23,247
500-LOCKHEED MARTIN CORP	P	2012-12-21	2013-11-26	$57,144	$46,566	$10,578	$10,578
1500-LOCKHEED MARTIN CORP	P	2012-12-21	2013-05-29	$147,662	$139,698	$7,964	$7,964
600-MCDONALDS CORP	P	2013-05-08	2013-11-01	$57,954	$57,954
2000-MERCK & CO INC NEW COM	P	2013-01-14	2013-11-22	$96,964	$86,280	$10,684	$10,684
100-PEPSICO INC	P	2012-12-27	2013-04-19	$7,101	$6,847	$254	$254
3000-ROCKWELL COLLINS INC	P	2013-09-30	2013-11-15	$213,573	$204,033	$9,540	$9,540
500-SPDR S&P 500 ETF TRUST UNIT SER	P	2011-08-04	2013-03-14	$74,148	$60,925	$13,223	$13,223
2000-STEEL DYNAMICS INC	P	2013-01-10	2013-05-17	$32,284	$29,962	$2,322	$2,322
100-TTM TECHNOLOGIES INC COM	P	2011-02-08	2013-04-30	$712	$1,775	-$1,063	-$1,063
500-UNITED TECHNOLOGIES CORP	P	2012-01-11	2013-01-18	$42,319	$38,050	$4,269	$4,269
1500-VERIZON COMMUNICATIONS	P	2011-07-19	2013-03-15	$68,492	$54,979	$13,513	$13,513
100-WORKDAY INC COM USD0.001	P	2012-12-21	2013-04-03	$5,962	$5,440	$522	$522
800-WORKDAY INC COM USD0.001	P	2012-12-21	2013-03-14	$48,711	$43,521	$5,190	$5,190
77-CALL (AA) ALCOA INC NOV 16 13 10	P	2013-10-29	2013-11-15	$887		$887	$887
40-CALL (ADBE) ADOBE SYS INC JUN 22	P	2013-04-30	2013-06-21	$3,176		$3,176	$3,176
5-CALL (CAT) CATERPILLAR INC APR 20	P	2013-03-21	2013-04-19	$722		$722	$722
15-CALL (CLX) CLOROX CO DEL JUL 20 1	P	2013-04-29	2013-07-19	$1,791		$1,791	$1,791
20-CALL (CVX) CHEVRON CORP NEW NOV 1	P	2013-09-26	2013-11-15	$3,288		$3,288	$3,288
10-CALL (DIS) DISNEY WALT CO JAN 19	P	2012-08-31	2013-01-18	$614		$614	$614
50-CALL (F) FORD MTR CO DEL NOV 16 1	P	2013-09-27	2013-11-15	$1,370		$1,370	$1,370
5-CALL (GLD) SPDR GOLD TR GOLD FEB 0	P	2013-01-09	2013-02-01	$545		$545	$545
25-CALL (MCD) MCDONALDS CORP DEC 21	P	2013-09-13	2013-12-20	$3,635		$3,635	$3,635
25-CALL (MRK) MERCK & CO INC NEW DEC	P	2013-10-18	2013-12-20	$585		$585	$585
100-CALL (T) AT&T INC DEC 21 13 36	P	2013-09-23	2013-12-20	$2,141		$2,141	$2,141
2-CALL (TGT) TARGET CORP JUL 20 13	P	2013-03-28	2013-07-19	$183		$183	$183
25-CALL (XOM) EXXON MOBIL CORP FEB 1	P	2013-01-10	2013-02-15	$1,935		$1,935	$1,935
500-3M COMPANY	P	2012-03-20	2013-01-18	$50,639	$44,673	$5,966	$5,966
500-ADOBE SYS INC	P	2013-09-13	2013-10-18	$25,481	$23,873	$1,608	$1,608
1200-AK STEEL HLDG CORP	P	2012-12-21	2013-09-11	$4,680	$5,208	-$528	-$528
2800-ALTRIA GROUP INC	P	2013-08-02	2013-12-20	$101,927	$105,743	-$3,816	-$3,816
3600-ALTRIA GROUP INC	P	2013-06-20	2013-09-20	$127,809	$126,895	$914	$914
500-AMGEN INC	P	2007-05-21	2013-04-19	$48,329	$15,490	$32,839	$32,839
1500-AT&T INC COM	P	2012-04-05	2013-03-15	$53,432	$46,286	$7,146	$7,146
600-BANK AMER CORP DEP SHS REPSTG 1/	P	2012-01-06	2013-05-28	$15,000	$14,400	$600	$600
400-BANK AMER CORP DEPOSITARY SH REP	P	2008-08-22	2013-05-01	$10,000	$9,376	$624	$624
2900-BANK AMER CORP DEPOSITARY SH RE	P	2013-01-03	2013-05-01	$72,500	$74,530	-$2,030	-$2,030
600-BANK OF AMERICA CORP	P	2013-02-22	2013-03-22	$7,100	$6,833	$267	$267
200-CANADIAN IMPERIAL BANK OF COMMER	P	2012-12-06	2013-09-24	$16,118	$16,118
200-CLOROX CO DEL	P	2013-01-16	2013-04-03	$17,501	$15,257	$2,244	$2,244
2000-COCA COLA CO	P	2011-12-20	2013-04-03	$80,178	$68,080	$12,098	$12,098
1029-CONOCOPHILLIPS	P	2012-09-19	2013-04-03	$61,204	$59,170	$2,034	$2,034
100-CREE INC	P	2011-06-14	2013-01-18	$3,359	$4,796	-$1,437	-$1,437
2000-DEERE & COMPANY	P	2013-01-14	2013-12-20	$171,522	$179,645	-$8,123	-$8,123
100-DU PONT E I DE NEMOURS & CO	P	2012-01-10	2013-08-12	$4,909	$4,724	$185	$185
233.30488-DUKE ENERGY CORP COMUSD0.0	P	2011-11-11	2013-05-02	$17,457	$14,656	$2,801	$2,801
1000-EATON VANCE ENHANCED EQUITY INC	P	2008-10-21	2013-09-26	$11,885	$6,760	$5,125	$5,125
100-EATON VANCE TAX MANAGED DIVERSIF	P	2008-02-15	2013-09-26	$1,035	$928	$107	$107
100-EATON VANCE TAX MANAGED GLOBAL D	P	2013-01-10	2013-09-26	$949	$858	$91	$91
1000-FEDEX CORP	P	2013-03-05	2013-10-18	$113,721	$108,732	$4,989	$4,989
1600-FREEPORT MCMORAN COPPER & GOLD	P	2013-01-14	2013-10-09	$51,265	$51,265
1300-GENERAL MILLS INC	P	2013-04-30	2013-05-17	$65,909	$65,169	$740	$740
200-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18	$3,209	$3,021	$188	$188
2500-GLADSTONE LAND CORP COM USD0.00	P	2013-09-30	2013-10-18	$40,049	$38,075	$1,974	$1,974
200-GLOBAL X FUNDS GLOBAL X SUPERDIV	P	2013-01-16	2013-03-25	$4,621	$4,540	$81	$81
100-HEINZ H J CO CASH PAYMENT AT 7	P	2013-01-03	2013-06-10	$7,250	$5,857	$1,393	$1,393
3000-ISHARES MSCI EAFE ETF	P	2013-01-17	2013-03-19	$177,356	$174,270	$3,086	$3,086
2500-ISHARES TRUST HIGH DIVIDEND ETF	P	2012-12-31	2013-05-23	$171,321	$145,705	$25,616	$25,616
10000-ISHARES US PREFERREDSTOCK ETF	P	2013-01-15	2013-07-10	$386,293	$401,604	-$15,311	-$15,311
1000-JOHNSON CTLS INC	P	2011-02-25	2013-07-19	$35,611	$40,555	-$4,944	-$4,944
100-KRAFT FOODS GROUP INC COM NPV	P	2013-02-01	2013-06-21	$5,325	$4,654	$671	$671
500-LOCKHEED MARTIN CORP	P	2012-12-31	2013-11-26	$57,144	$45,681	$11,463	$11,463
1000-MARKET VECTORS ETF TR GOLD MINE	P	2012-05-22	2013-04-15	$29,815	$42,724	-$12,909	-$12,909
900-MCDONALDS CORP	P	2013-05-08	2013-11-01	$86,931	$86,931
3000-MERCK & CO INC NEW COM	P	2013-01-14	2013-11-22	$145,447	$129,425	$16,022	$16,022
1600-PEPSICO INC	P	2012-03-14	2013-04-15	$127,835	$102,695	$25,140	$25,140
200-ROYAL BANK OF CANADACOM NPV ISIN	P	2012-12-06	2013-04-29	$11,999	$11,834	$165	$165
500-SPDR S&P 500 ETF TRUST UNIT SER	P	2011-08-04	2013-03-14	$74,148	$59,096	$15,052	$15,052
100-SUNCOR ENERGY COM NPV NEW ISIN	P	2012-12-06	2013-09-20	$3,356	$3,301	$55	$55
1400-TTM TECHNOLOGIES INC COM	P	2011-02-08	2013-04-30	$9,977	$24,852	-$14,875	-$14,875
500-VANGUARD INDEX FDS VANGUARD REIT	P	2012-05-22	2013-10-18	$33,896	$30,740	$3,156	$3,156
1000-VERIZON COMMUNICATIONS	P	2009-12-21	2013-03-15	$45,661	$31,200	$14,461	$14,461
100-WORKDAY INC COM USD0.001	P	2012-12-21	2013-04-03	$5,963	$5,440	$523	$523
10-CALL (AA) ALCOA INC APR 20 13 10	P	2012-08-27	2013-04-19	$404		$404	$404
20-CALL (AA) ALCOA INC NOV 16 13 10	P	2013-10-29	2013-11-15	$230		$230	$230
10-CALL (AKS) AK STEEL HLDG CORP JUN	P	2012-12-05	2013-06-21	$494		$494	$494
10-CALL (CAT) CATERPILLAR INC APR 20	P	2013-03-21	2013-04-19	$1,454		$1,454	$1,454
25-CALL (CLX) CLOROX CO DEL JUN 22 1	P	2013-04-29	2013-06-21	$4,360		$4,360	$4,360
25-CALL (DD) DU PONT E I DE AUG 17 1	P	2013-07-19	2013-08-16	$835		$835	$835
10-CALL (DOW) DOW CHEMICAL CO JUN 22	P	2013-03-08	2013-06-21	$1,364		$1,364	$1,364
8-CALL (FCX) FREEPORT MCMORAN FEB 16	P	2012-08-15	2013-02-15	$955		$955	$955
13-CALL (GLW) CORNING INC JUN 22 13	P	2013-05-13	2013-06-21	$655		$655	$655
21-CALL (MCD) MCDONALDS CORP DEC 21	P	2013-09-26	2013-12-20	$3,284		$3,284	$3,284
50-CALL (MRK) MERCK & CO INC NEW OCT	P	2013-05-29	2013-10-18	$3,920		$3,920	$3,920
80-CALL (T) AT&T INC DEC 21 13 36 (	P	2013-10-21	2013-12-20	$3,312		$3,312	$3,312
20-CALL (TGT) TARGET CORP JUN 22 13	P	2013-05-10	2013-06-21	$2,288		$2,288	$2,288
10-CALL (XOM) EXXON MOBIL CORP JUN 2	P	2013-04-26	2013-06-21	$644		$644	$644
600-ABBOTT LABORATORIES	P	2013-01-16	2013-10-30	$22,126	$19,618	$2,508	$2,508
1800-ADOBE SYS INC	P	2013-09-13	2013-10-18	$91,730	$85,950	$5,780	$5,780
5000-AK STEEL HLDG CORP	P	2013-04-03	2013-09-11	$19,498	$14,730	$4,768	$4,768
600-ALTRIA GROUP INC	P	2013-09-20	2013-12-20	$23,083	$21,353	$1,730	$1,730
200-ALTRIA GROUP INC	P	2013-06-20	2013-09-20	$7,100	$7,014	$86	$86
500-AMGEN INC	P	2007-05-21	2013-04-19	$45,725	$15,490	$30,235	$30,235
2500-AT&T INC COM	P	2012-03-21	2013-02-15	$88,828	$79,703	$9,125	$9,125
1114-BANK AMER CORP DEP SHS REPSTG 1	P	2012-01-06	2013-05-28	$27,850	$26,730	$1,120	$1,120
600-BANK AMER CORP DEPOSITARY SH REP	P	2008-10-21	2013-05-01	$15,000	$13,508	$1,492	$1,492
5287-BANK AMER CORP DEPOSITARY SH RE	P	2013-01-03	2013-05-01	$132,175	$135,828	-$3,653	-$3,653
100-BB & T CORP	P	2008-06-27	2013-01-14	$3,012	$2,354	$658	$658
300-CANADIAN IMPERIAL BANK OF COMMER	P	2012-12-06	2013-09-24	$24,177	$24,177
1700-CLOROX CO DEL	P	2013-01-16	2013-04-03	$148,759	$129,659	$19,100	$19,100
1600-COCA COLA CO	P	2011-12-20	2013-04-03	$64,151	$54,464	$9,687	$9,687
1500-CONOCOPHILLIPS	P	2012-10-17	2013-04-03	$89,218	$87,245	$1,973	$1,973
400-CREE INC	P	2011-06-16	2013-01-18	$13,435	$19,164	-$5,729	-$5,729
100-DEERE & COMPANY	P	2012-02-02	2013-03-15	$9,242	$8,773	$469	$469
1500-DU PONT E I DE NEMOURS & CO	P	2012-01-10	2013-08-12	$78,181	$70,860	$7,321	$7,321
0.66341-DUKE ENERGY CORP COMUSD0.001	P	2012-01-06	2013-05-02	$50	$42	$8	$8
2000-EATON VANCE ENHANCED EQUITY INC	P	2008-10-21	2013-09-26	$23,760	$13,520	$10,240	$10,240
900-EATON VANCE TAX MANAGED DIVERSIF	P	2008-02-15	2013-09-26	$9,306	$8,357	$949	$949
1000-EMERSON ELECTRIC CO	P	2013-04-16	2013-10-18	$63,448	$54,252	$9,196	$9,196
1000-FEDEX CORP	P	2012-12-28	2013-02-15	$100,967	$91,175	$9,792	$9,792
200-FREEPORT MCMORAN COPPER & GOLD I	P	2011-01-20	2013-02-15	$7,226	$11,074	-$3,848	-$3,848
2000-GENERAL MILLS INC	P	2011-12-23	2013-01-07	$82,804	$80,900	$1,904	$1,904
200-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18	$3,220	$3,024	$196	$196
700-GLOBAL X FUNDS GLOBAL X MLP ETF	P	2013-01-16	2013-06-18	$11,221	$10,447	$774	$774
233-GLOBAL X FUNDS GLOBAL X SUPERDIV	P	2013-01-16	2013-03-25	$5,381	$5,289	$92	$92
2900-HEINZ H J CO CASH PAYMENT AT	P	2013-01-03	2013-06-10	$210,250	$169,856	$40,394	$40,394
900-ISHARES MSCI EAFE ETF	P	2013-01-24	2013-03-19	$53,207	$52,496	$711	$711
800-ISHARES US PHARMACEUTICALS ETF	P	2012-12-21	2013-04-03	$76,628	$68,624	$8,004	$8,004
600-ISHARES US TELECOMMUNICATION ETF	P	2013-01-02	2013-05-17	$15,231	$14,742	$489	$489
100-JOHNSON CTLS INC	P	2011-08-04	2013-07-19	$3,561	$3,468	$93	$93
100-KRAFT FOODS GROUP INC COM NPV	P	2013-02-01	2013-06-21	$5,325	$4,652	$673	$673
1900-LOCKHEED MARTIN CORP	P	2012-12-31	2013-11-26	$250,794	$173,588	$77,206	$77,206
2500-MARKET VECTORS ETF TRUST MKT VE	P	2013-02-06	2013-04-29	$59,419	$58,205	$1,214	$1,214
500-MCDONALDS CORP	P	2013-05-07	2013-11-01	$48,295	$48,817	-$522	-$522
2000-MERCK & CO INC NEW COM	P	2012-12-31	2013-11-15	$98,421	$81,322	$17,099	$17,099
3400-PEPSICO INC	P	2012-12-27	2013-04-15	$271,650	$232,803	$38,847	$38,847
800-ROYAL BANK OF CANADACOM NPV ISIN	P	2012-12-06	2013-04-29	$47,990	$47,338	$652	$652
1000-SPDR S&P 500 ETF TRUST UNIT SER	P	2011-08-04	2013-03-13	$152,196	$121,850	$30,346	$30,346
200-SUNCOR ENERGY COM NPV NEW ISIN	P	2012-12-06	2013-09-20	$6,712	$6,592	$120	$120
1431-TTM TECHNOLOGIES INC COM	P	2011-02-08	2013-04-30	$10,179	$25,403	-$15,224	-$15,224
1500-VANGUARD INDEX FDS VANGUARD REI	P	2012-12-21	2013-10-18	$101,688	$98,281	$3,407	$3,407
1500-WASTE MANAGEMENT INC	P	2012-08-06	2013-06-04	$56,161	$52,454	$3,707	$3,707
100-WORKDAY INC COM USD0.001	P	2012-12-21	2013-04-03	$5,964	$5,440	$524	$524
50-CALL (AA) ALCOA INC APR 20 13 10	P	2013-01-03	2013-04-19	$970		$970	$970
66-CALL (AA) ALCOA INC NOV 16 13 10	P	2013-10-29	2013-11-15	$760		$760	$760
25-CALL (AKS) AK STEEL HLDG CORP MAR	P	2012-11-27	2013-03-15	$735		$735	$735
10-CALL (CAT) CATERPILLAR INC AUG 17	P	2013-05-08	2013-08-16	$5,414		$5,414	$5,414
25-CALL (CLX) CLOROX CO DEL JUN 22 1	P	2013-04-30	2013-06-21	$3,360		$3,360	$3,360
25-CALL (DD) DU PONT E I DE AUG 17 1	P	2013-07-19	2013-08-16	$835		$835	$835
20-CALL (DOW) DOW CHEMICAL CO JUN 22	P	2013-03-08	2013-06-21	$1,888		$1,888	$1,888
12-CALL (FCX) FREEPORT MCMORAN FEB 1	P	2012-12-31	2013-02-15	$127		$127	$127
12-CALL (GLW) CORNING INC JUN 22 13	P	2013-05-13	2013-06-21	$605		$605	$605
9-CALL (MCD) MCDONALDS CORP DEC 21 1	P	2013-09-26	2013-12-20	$1,408		$1,408	$1,408
50-CALL (MRK) MERCK & CO INC NEW OCT	P	2013-06-19	2013-10-18	$2,520		$2,520	$2,520
20-CALL (T) AT&T INC DEC 21 13 36 (	P	2013-10-21	2013-12-20	$828		$828	$828
15-CALL (UTX) UNITED TECHNOLOGIES MA	P	2013-03-20	2013-04-23	$2,466	$366	$2,100	$2,100
15-CALL (XOM) EXXON MOBIL CORP JUN 2	P	2013-04-26	2013-06-21	$966		$966	$966
1400-ABBOTT LABORATORIES	P	2013-01-16	2013-10-30	$51,626	$45,766	$5,860	$5,860
1100-ADOBE SYS INC	P	2013-05-15	2013-08-07	$51,697	$49,214	$2,483	$2,483
100-AK STEEL HLDG CORP	P	2013-05-15	2013-09-11	$390	$336	$54	$54
200-ALTRIA GROUP INC	P	2013-09-26	2013-12-20	$7,694	$6,981	$713	$713
200-ALTRIA GROUP INC	P	2013-06-20	2013-09-20	$7,100	$6,969	$131	$131
100-AMGEN INC	P	2013-01-02	2013-04-19	$9,145	$8,800	$345	$345
5000-BANK AMER CORP DEP SHS REPSTG 1	P	2009-12-16	2013-05-28	$125,000	$120,804	$4,196	$4,196
21586-BANK AMER CORP DEP SHS REPSTG	P	2012-01-06	2013-05-28	$539,650	$518,064	$21,586	$21,586
4000-BANK AMER CORP DEPOSITARY SH RE	P	2009-01-05	2013-05-01	$100,000	$90,608	$9,392	$9,392
21813-BANK AMER CORP DEPOSITARY SH R	P	2013-01-11	2013-05-01	$545,325	$556,018	-$10,693	-$10,693
300-BB & T CORP	P	2008-06-27	2013-01-14	$9,031	$7,063	$1,968	$1,968
200-CANADIAN IMPERIAL BANK OF COMMER	P	2012-12-21	2013-09-24	$16,118	$16,118
200-CLOROX CO DEL	P	2013-01-16	2013-04-03	$17,502	$15,254	$2,248	$2,248
1000-COCA COLA CO	P	2012-10-17	2013-04-03	$40,094	$37,735	$2,359	$2,359
871-CONOCOPHILLIPS	P	2012-12-04	2013-04-03	$51,806	$49,631	$2,175	$2,175
200-CUMMINS INC FORMERLYCUMMINS ENGI	P	2012-08-13	2013-04-01	$22,500	$20,040	$2,460	$2,460
2400-DEERE & COMPANY	P	2012-02-02	2013-03-15	$221,806	$210,432	$11,374	$11,374
500-DU PONT E I DE NEMOURS & CO	P	2012-04-09	2013-08-12	$26,060	$25,956	$104	$104
2412.03171-DUKE ENERGY CORP COMUSD0.	P	2011-07-28	2013-04-19	$164,118	$130,467	$33,651	$33,651
500-EATON VANCE ENHANCED EQUITY INCO	P	2011-12-20	2013-09-26	$5,940	$4,535	$1,405	$1,405
1500-EATON VANCE TAX MANAGED DIVERSI	P	2008-06-24	2013-09-26	$15,510	$14,532	$978	$978
1000-EMERSON ELECTRIC CO	P	2013-04-16	2013-09-20	$61,488	$54,252	$7,236	$7,236
0-FEDL HOME LN MTG CRPPOOL E85070 6	P	2001-07-05	2013-12-15	$88	$88
1300-FREEPORT MCMORAN COPPER & GOLD	P	2012-04-03	2013-02-15	$46,972	$50,471	-$3,499	-$3,499
3000-GENERAL MILLS INC	P	2012-01-05	2013-01-07	$124,206	$122,091	$2,115	$2,115
100-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18	$1,611	$1,512	$99	$99
3100-GLOBAL X FUNDS GLOBAL X MLP ETF	P	2013-01-16	2013-06-18	$49,692	$46,264	$3,428	$3,428
500-GLOBAL X FUNDS GLOBAL X SUPERDIV	P	2013-01-16	2013-03-25	$11,540	$11,350	$190	$190
500-HEINZ H J CO CASH PAYMENT AT 7	P	2009-12-14	2013-03-15	$30,395	$21,510	$8,885	$8,885
1100-ISHARES MSCI EAFE ETF	P	2013-01-24	2013-03-19	$65,031	$64,157	$874	$874
800-ISHARES US PHARMACEUTICALS ETF	P	2012-12-21	2013-04-03	$76,628	$68,629	$7,999	$7,999
1200-ISHARES US TELECOMMUNICATION ET	P	2013-01-02	2013-05-14	$30,599	$29,489	$1,110	$1,110
900-JOHNSON CTLS INC	P	2011-08-04	2013-07-19	$32,050	$31,167	$883	$883
100-KRAFT FOODS GROUP INC COM NPV	P	2013-02-01	2013-06-21	$5,325	$4,659	$666	$666
100-LOCKHEED MARTIN CORP	P	2012-12-31	2013-11-26	$12,919	$9,136	$3,783	$3,783
700-MATTEL INC	P	2013-04-11	2013-12-20	$31,214	$33,777	-$2,563	-$2,563
1000-MCDONALDS CORP	P	2013-05-07	2013-09-20	$96,020	$96,020
1000-MERCK & CO INC NEW COM	P	2011-12-30	2013-07-19	$46,742	$37,790	$8,952	$8,952
500-PEPSICO INC	P	2012-01-05	2013-02-26	$35,529	$33,125	$2,404	$2,404
2500-ROYAL BANK OF CANADACOM NPV ISI	P	2012-12-27	2013-04-29	$149,968	$149,530	$438	$438
400-SPDR SER TR S&P DIVID ETF	P	2013-02-01	2013-10-18	$28,216	$24,987	$3,229	$3,229
2200-SUNCOR ENERGY COM NPV NEW ISIN	P	2012-12-06	2013-09-20	$73,835	$72,510	$1,325	$1,325
69-TTM TECHNOLOGIES INC COM	P	2011-02-08	2013-04-30	$490	$1,225	-$735	-$735
1500-VANGUARD INDEX FDS VANGUARD REI	P	2013-01-17	2013-10-18	$101,688	$100,979	$709	$709
100-WASTE MANAGEMENT INC	P	2012-08-31	2013-06-04	$3,744	$3,459	$285	$285
100-WORKDAY INC COM USD0.001	P	2012-12-21	2013-04-03	$5,971	$5,440	$531	$531
90-CALL (AA) ALCOA INC APR 20 13 10	P	2013-02-15	2013-04-19	$1,123		$1,123	$1,123
40-CALL (AA) ALCOA INC NOV 16 13 10	P	2013-10-29	2013-11-15	$461		$461	$461
15-CALL (AKS) AK STEEL HLDG CORP MAR	P	2013-01-14	2013-03-15	$696		$696	$696
20-CALL (CAT) CATERPILLAR INC AUG 17	P	2013-07-19	2013-08-16	$2,628		$2,628	$2,628
30-CALL (CM) CANADIAN IMPERIAL DEC 2	P	2013-09-25	2013-12-20	$1,332		$1,332	$1,332
50-CALL (DD) DU PONT E I DE JUN 22 1	P	2013-04-30	2013-06-21	$3,970		$3,970	$3,970
10-CALL (DUK) DUKE ENERGY CORP COMJA	P	2012-09-14	2013-01-18	$544		$544	$544
30-CALL (FCX) FREEPORT MCMORAN JUL 2	P	2013-05-10	2013-07-19	$4,182		$4,182	$4,182
1-CALL (GOOG) GOOGLE INC JAN 19 13	P	2012-08-15	2013-01-18	$2,515		$2,515	$2,515
20-CALL (MCD) MCDONALDS CORP FEB 16	P	2013-01-14	2013-02-15	$908		$908	$908
150-CALL (NLY) ANNALY CAPITAL NOV 22	P	2013-10-21	2013-11-22	$6,511		$6,511	$6,511
18-CALL (T) AT&T INC DEC 21 13 36 (	P	2013-11-07	2013-12-20	$853		$853	$853
20-CALL (VZ) VERIZON OCT 11 13 48.5	P	2013-09-13	2013-10-11	$1,388		$1,388	$1,388
150 PUT (P) PANDORA MEDIA INC JAN 19	P	2012-08-30	2013-01-18	$7,411		$7,411	$7,411
1000-ABBVIE INC COM USD0.01	P	2013-06-21	2013-11-15	$46,142	$41,931	$4,211	$4,211
1400-ADOBE SYS INC	P	2013-05-15	2013-08-07	$65,796	$62,641	$3,155	$3,155
100-AK STEEL HLDG CORP	P	2013-05-15	2013-09-11	$390	$336	$54	$54
4200-ALTRIA GROUP INC	P	2013-09-26	2013-12-20	$161,584	$146,496	$15,088	$15,088
1000-ALTRIA GROUP INC	P	2013-06-20	2013-09-20	$35,502	$34,647	$855	$855
300-AMGEN INC	P	2013-01-02	2013-04-19	$27,435	$26,385	$1,050	$1,050
408-BANK AMER CORP DEP SHS REPSTG 1/	P	2010-01-11	2013-05-28	$10,200	$10,277	-$77	-$77
300-BANK AMER CORP DEP SHS REPSTG 1/	P	2013-01-03	2013-05-28	$7,500	$7,713	-$213	-$213
5000-BANK AMER CORP DEPOSITARY SH RE	P	2009-07-15	2013-05-01	$125,000	$100,258	$24,742	$24,742
445-BANK AMER CORP DEPOSITARY SH REP	P	2013-01-15	2013-05-01	$11,125	$11,316	-$191	-$191
1600-BB & T CORP	P	2008-06-27	2013-01-14	$48,191	$37,669	$10,522	$10,522
400-CANADIAN IMPERIAL BANK OF COMMER	P	2012-12-21	2013-09-24	$32,236	$32,236
500-CLOROX CO DEL	P	2013-01-16	2013-04-03	$43,754	$38,135	$5,619	$5,619
200-COLGATE-PALMOLIVE CO	P	2012-12-31	2013-05-17	$11,145	$10,398	$747	$747
2629-CONOCOPHILLIPS	P	2012-12-04	2013-04-03	$156,343	$149,804	$6,539	$6,539
800-CUMMINS INC FORMERLYCUMMINS ENGI	P	2012-08-13	2013-04-01	$90,006	$80,160	$9,846	$9,846
100-DIGITAL RLTY TR INC COM	P	2013-09-20	2013-10-18	$5,670	$5,538	$132	$132
1000-DU PONT E I DE NEMOURS & CO	P	2011-11-18	2013-07-22	$49,141	$46,172	$2,969	$2,969
2587.96829-DUKE ENERGY CORP COMUSD0.	P	2011-08-04	2013-04-19	$176,089	$137,039	$39,050	$39,050
1500-EATON VANCE ENHANCED EQUITY INC	P	2011-12-20	2013-09-26	$17,820	$13,604	$4,216	$4,216
1500-EATON VANCE TAX MANAGED DIVERSI	P	2008-08-01	2013-09-26	$15,510	$13,354	$2,156	$2,156
1000-EMERSON ELECTRIC CO	P	2011-12-22	2013-03-06	$56,384	$46,740	$9,644	$9,644
0-FEDL HOME LN MTG CRPPOOL E85070 6	P	2001-07-05	2013-11-15	$88	$88
2500-FREEPORT MCMORAN COPPER & GOLD	P	2012-05-15	2013-02-15	$90,330	$84,130	$6,200	$6,200
90-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18	$1,444	$1,366	$78	$78
100-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18	$1,611	$1,520	$91	$91
400-GLOBAL X FUNDS GLOBAL X MLP ETF	P	2013-01-16	2013-06-18	$6,412	$5,965	$447	$447
16800-GLOBAL X FUNDS GLOBAL X SUPERD	P	2013-01-16	2013-03-25	$387,903	$381,363	$6,540	$6,540
1500-HEINZ H J CO CASH PAYMENT AT	P	2011-12-22	2013-03-15	$91,185	$80,955	$10,230	$10,230
2500-ISHARES MSCI PACIFIC EX JAPAN E	P	2013-01-17	2013-03-19	$123,120	$120,830	$2,290	$2,290
300-ISHARES US PHARMACEUTICALS ETF	P	2012-12-21	2013-04-03	$28,736	$25,733	$3,003	$3,003
8200-ISHARES US TELECOMMUNICATION ET	P	2013-01-02	2013-05-14	$209,094	$201,474	$7,620	$7,620
100-JOHNSON CTLS INC	P	2012-01-11	2013-07-19	$3,561	$3,456	$105	$105
700-KRAFT FOODS GROUP INC COM NPV	P	2013-02-01	2013-06-21	$37,276	$32,571	$4,705	$4,705
100-LOCKHEED MARTIN CORP	P	2013-10-21	2013-11-26	$12,919	$12,590	$329	$329
100-MATTEL INC	P	2013-04-22	2013-12-20	$4,459	$4,904	-$445	-$445
907-MCDONALDS CORP	P	2013-05-08	2013-09-20	$87,090	$87,090
1500-MERCK & CO INC NEW COM	P	2012-02-02	2013-07-19	$70,112	$57,080	$13,032	$13,032
900-PEPSICO INC	P	2012-03-14	2013-02-26	$63,953	$57,766	$6,187	$6,187
1500-ROYAL BANK OF CANADACOM NPV ISI	P	2012-12-06	2013-03-28	$89,438	$88,758	$680	$680
1600-SPDR SER TR S&P DIVID ETF	P	2013-02-01	2013-10-18	$112,864	$99,936	$12,928	$12,928
500-SUPERIOR INDS INTL INC INCORPORA	P	2012-11-21	2013-04-23	$8,940	$9,005	-$65	-$65
300-TTM TECHNOLOGIES INC COM	P	2011-02-09	2013-04-30	$2,130	$5,291	-$3,161	-$3,161
1500-VANGUARD INDEX FDS VANGUARD REI	P	2013-09-13	2013-10-18	$101,688	$99,102	$2,586	$2,586
300-WASTE MANAGEMENT INC	P	2012-08-31	2013-06-04	$11,232	$10,361	$871	$871
100-WORKDAY INC COM USD0.001	P	2012-12-21	2013-04-03	$5,973	$5,440	$533	$533
20-CALL (AA) ALCOA INC APR 20 13 9	P	2012-11-29	2013-04-19	$768		$768	$768
150-CALL (AA) ALCOA INC NOV 16 13 1	P	2013-10-30	2013-11-15	$1,295		$1,295	$1,295
25-CALL (AMGN) AMGEN INC FEB 16 13	P	2013-01-02	2013-02-15	$4,010		$4,010	$4,010
2-CALL (CAT) CATERPILLAR INC AUG 17	P	2013-05-08	2013-08-16	$801		$801	$801
5-CALL (CM) CANADIAN IMPERIAL MAR 16	P	2012-12-06	2013-03-15	$245		$245	$245
50-CALL (DD) DU PONT E I DE OCT 19 1	P	2013-08-29	2013-10-18	$2,270		$2,270	$2,270
20-CALL (DUK) DUKE ENERGY CORP COMJA	P	2012-07-06	2013-01-18	$1,988		$1,988	$1,988
20-CALL (FCX) FREEPORT MCMORAN JUN 2	P	2013-05-10	2013-06-21	$1,328		$1,328	$1,328
30-CALL (HNZ) HEINZ H J CO JUN 22 13	P	2013-03-28	2013-06-21	$143		$143	$143
10-CALL (MCD) MCDONALDS CORP JAN 19	P	2012-08-30	2013-01-14	$2,754	$1,896	$858	$858
30-CALL (PEP) PEPSICO INC OCT 19 13	P	2013-08-14	2013-10-18	$3,102		$3,102	$3,102
1-CALL (T) AT&T INC DEC 21 13 36 (1	P	2013-11-07	2013-12-20	$47		$47	$47
9-CALL (VZ) VERIZON OCT 19 13 50 (1	P	2013-07-18	2013-10-18	$1,497		$1,497	$1,497
3000-ABBVIE INC COM USD0.01	P	2013-08-09	2013-11-15	$138,426	$133,623	$4,803	$4,803
400-ADOBE SYS INC	P	2013-04-18	2013-07-19	$19,197	$17,930	$1,267	$1,267
600-AK STEEL HLDG CORP	P	2013-05-15	2013-09-11	$2,340	$2,015	$325	$325
5600-ALTRIA GROUP INC	P	2013-09-26	2013-12-20	$209,207	$195,328	$13,879	$13,879
1000-ALTRIA GROUP INC	P	2012-12-31	2013-09-11	$34,661	$31,271	$3,390	$3,390
1600-AMGEN INC	P	2013-01-02	2013-04-19	$146,320	$140,752	$5,568	$5,568
9592-BANK AMER CORP DEP SHS REPSTG 1	P	2010-01-11	2013-05-28	$239,800	$241,527	-$1,727	-$1,727
1200-BANK AMER CORP DEP SHS REPSTG 1	P	2013-01-03	2013-05-28	$30,000	$30,852	-$852	-$852
5000-BANK AMER CORP DEPOSITARY SH RE	P	2009-12-16	2013-05-01	$125,000	$119,958	$5,042	$5,042
600-BANK AMER CORP DEPOSITARY SH REP	P	2013-01-15	2013-05-01	$15,000	$15,257	-$257	-$257
1500-BRISTOL MYERS SQUIBB	P	2013-04-30	2013-11-01	$72,182	$59,552	$12,630	$12,630
300-CANADIAN IMPERIAL BANK OF COMMER	P	2012-08-13	2013-03-15	$24,488	$22,343	$2,145	$2,145
2300-CLOROX CO DEL	P	2013-01-16	2013-04-03	$201,291	$175,421	$25,870	$25,870
800-COLGATE-PALMOLIVE CO	P	2012-12-31	2013-05-17	$44,579	$41,588	$2,991	$2,991
2500-CONOCOPHILLIPS	P	2012-12-31	2013-04-03	$148,672	$144,380	$4,292	$4,292
400-CUMMINS INC FORMERLYCUMMINS ENGI	P	2012-10-17	2013-04-01	$45,003	$36,993	$8,010	$8,010
1400-DIGITAL RLTY TR INC COM	P	2013-09-20	2013-10-18	$79,375	$77,462	$1,913	$1,913
500-DU PONT E I DE NEMOURS & CO	P	2011-12-20	2013-07-22	$24,571	$22,444	$2,127	$2,127
1316.43171-DUKE ENERGY CORP COMUSD0.	P	2010-01-11	2013-02-12	$87,005	$59,097	$27,908	$27,908
100-EATON VANCE ENHANCED EQUITY INCO	P	2013-01-10	2013-09-26	$1,188	$1,083	$105	$105
1000-EATON VANCE TAX MANAGED DIVERSI	P	2010-11-30	2013-09-26	$10,349	$8,970	$1,379	$1,379
200-EMERSON ELECTRIC CO	P	2011-12-22	2013-02-12	$10,878	$9,346	$1,532	$1,532
0-FEDL HOME LN MTG CRPPOOL E85070 6	P	2001-07-05	2013-10-15	$88	$88
1000-FREEPORT MCMORAN COPPER & GOLD	P	2012-12-31	2013-02-15	$36,132	$34,185	$1,947	$1,947
10-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18	$161	$152	$9	$9
200-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18	$3,238	$3,041	$197	$197
400-GLOBAL X FUNDS GLOBAL X MLP ETF	P	2013-01-16	2013-06-18	$6,412	$5,969	$443	$443
18-GLOBAL X FUNDS GLOBAL X SUPERDIV	P	2013-01-16	2013-03-25	$416	$409	$7	$7
1000-HONEYWELL INTL INC	P	2007-07-23	2013-02-19	$70,393	$61,449	$8,944	$8,944
100-ISHARES MSCI PACIFIC EX JAPAN ET	P	2013-01-24	2013-03-19	$4,925	$4,868	$57	$57
600-ISHARES US PHARMACEUTICALS ETF	P	2012-12-21	2013-04-03	$57,488	$51,467	$6,021	$6,021
1000-JOHNSON & JOHNSON	P	2013-06-20	2013-07-19	$85,948	$83,692	$2,256	$2,256
400-JOHNSON CTLS INC	P	2012-01-11	2013-07-19	$14,245	$13,823	$422	$422
500-KRAFT FOODS GROUP INC COM NPV	P	2013-01-03	2013-03-15	$23,995	$22,751	$1,244	$1,244
10-LOCKHEED MARTIN CORP	P	2013-10-21	2013-11-26	$1,292	$1,259	$33	$33
2000-MATTEL INC	P	2013-04-30	2013-12-20	$89,184	$87,820	$1,364	$1,364
93-MCDONALDS CORP	P	2013-05-08	2013-09-20	$8,930	$8,930
500-MERCK & CO INC NEW COM	P	2012-12-27	2013-07-19	$23,371	$20,451	$2,920	$2,920
1000-PEPSICO INC	P	2012-01-05	2013-01-18	$73,547	$66,250	$7,297	$7,297
599-SANTANDER FINANCE PREFERRED SA U	P	2011-08-04	2013-04-03	$16,269	$16,269
3000-SPDR SER TR S&P DIVID ETF	P	2012-12-31	2013-03-14	$178,173	$173,250	$4,923	$4,923
300-TARGET CORP	P	2012-12-28	2013-07-19	$22,023	$17,625	$4,398	$4,398
700-TTM TECHNOLOGIES INC COM	P	2011-02-09	2013-04-30	$4,970	$12,334	-$7,364	-$7,364
1100-VANGUARD INTL EQUITYINDEX FDS F	P	2013-01-17	2013-04-03	$46,311	$49,655	-$3,344	-$3,344
100-WASTE MANAGEMENT INC	P	2012-08-31	2013-06-04	$3,744	$3,454	$290	$290
200-WORKDAY INC COM USD0.001	P	2012-12-21	2013-04-03	$11,953	$10,880	$1,073	$1,073
15-CALL (AA) ALCOA INC APR 20 13 9	P	2013-01-02	2013-04-19	$741		$741	$741
2-CALL (AAPL) APPLE INC FEB 16 13 6	P	2012-12-07	2013-02-15	$1,705		$1,705	$1,705
50-CALL (AMGN) AMGEN INC NOV 22 13	P	2013-10-21	2013-11-22	$12,970		$12,970	$12,970
8-CALL (CAT) CATERPILLAR INC AUG 17	P	2013-05-08	2013-08-16	$3,195		$3,195	$3,195
25-CALL (CM) CANADIAN IMPERIAL MAR 1	P	2012-12-31	2013-03-15	$1,235		$1,235	$1,235
5-CALL (DE) DEERE & COMPANY APR 20 1	P	2013-03-13	2013-04-19	$475		$475	$475
34-CALL (DUK) DUKE ENERGY CORP COMJU	P	2013-03-28	2013-07-19	$1,374		$1,374	$1,374
30-CALL (FCX) FREEPORT MCMORAN MAY 1	P	2013-03-27	2013-04-23	$1,962	$95	$1,867	$1,867
20-CALL (IWS) ISHARES TR RUSSELL JUN	P	2013-04-30	2013-06-21	$1,788		$1,788	$1,788
10-CALL (MCD) MCDONALDS CORP JAN 19	P	2012-08-30	2013-01-18	$1,764		$1,764	$1,764
50-CALL (PFE) PFIZER INC JUN 22 13	P	2013-04-30	2013-06-21	$2,020		$2,020	$2,020
81-CALL (T) AT&T INC DEC 21 13 36 (	P	2013-11-07	2013-12-20	$3,840		$3,840	$3,840
11-CALL (VZ) VERIZON OCT 19 13 50 (	P	2013-07-18	2013-10-18	$1,831		$1,831	$1,831
4000-ABBVIE INC COM USD0.01	P	2013-06-21	2013-09-20	$184,408	$167,724	$16,684	$16,684
734-ADOBE SYS INC	P	2013-04-18	2013-07-19	$35,226	$32,901	$2,325	$2,325
1800-AK STEEL HLDG CORP	P	2013-05-15	2013-09-11	$7,019	$6,049	$970	$970
2200-ALTRIA GROUP INC	P	2013-10-21	2013-12-20	$82,188	$78,982	$3,206	$3,206
1200-ALTRIA GROUP INC	P	2013-06-20	2013-09-11	$41,593	$41,593
1500-AMGEN INC	P	2007-05-21	2013-01-18	$113,909	$46,000	$67,909	$67,909
10000-BANK AMER CORP DEP SHS REPSTG	P	2011-08-04	2013-05-28	$250,000	$256,705	-$6,705	-$6,705
700-BANK AMER CORP DEP SHS REPSTG 1/	P	2013-01-03	2013-05-28	$17,500	$18,002	-$502	-$502
2-BANK AMER CORP DEPOSITARY SH REPST	P	2009-12-17	2013-05-01	$50	$56	-$6	-$6
23955-BANK AMER CORP DEPOSITARY SH R	P	2013-01-15	2013-05-01	$598,875	$609,415	-$10,540	-$10,540
1500-BRISTOL MYERS SQUIBB	P	2013-05-08	2013-11-01	$72,182	$59,942	$12,240	$12,240
200-CANADIAN IMPERIAL BANK OF COMMER	P	2012-08-13	2013-03-15	$16,326	$14,892	$1,434	$1,434
1900-COCA COLA CO	P	2013-06-20	2013-09-20	$73,303	$73,303
500-COLGATE-PALMOLIVE CO	P	2012-01-10	2013-02-15	$53,368	$44,910	$8,458	$8,458
10000-CORNING INC	P	2013-06-21	2013-12-20	$162,633	$142,705	$19,928	$19,928
1600-CUMMINS INC FORMERLYCUMMINS ENG	P	2012-10-17	2013-04-01	$179,991	$147,972	$32,019	$32,019
1000-DISNEY WALT CO	P	2012-07-12	2013-05-17	$58,920	$47,485	$11,435	$11,435
500-DU PONT E I DE NEMOURS & CO	P	2011-12-20	2013-07-22	$24,571	$22,445	$2,126	$2,126
522.48-DUKE ENERGY CORP COMUSD0.001	P	2011-07-19	2013-02-12	$34,532	$28,264	$6,268	$6,268
1978-EATON VANCE ENHANCED EQUITY INC	P	2013-01-10	2013-09-26	$23,498	$21,421	$2,077	$2,077
200-EATON VANCE TAX MANAGED DIVERSIF	P	2013-04-30	2013-09-26	$2,070	$2,074	-$4	-$4
800-EMERSON ELECTRIC CO	P	2011-12-22	2013-02-12	$43,510	$37,392	$6,118	$6,118
0-FEDL HOME LN MTG CRPPOOL E85070 6	P	2001-07-05	2013-09-15	$87	$87
800-GENERAL MILLS INC	P	2013-04-30	2013-11-15	$39,370	$40,104	-$734	-$734
90-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18	$1,447	$1,365	$82	$82
300-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18	$4,812	$4,534	$278	$278
1600-GLOBAL X FUNDS GLOBAL X MLP ETF	P	2013-01-16	2013-06-18	$25,648	$23,878	$1,770	$1,770
100-GLOBAL X FUNDS GLOBAL X SUPERDIV	P	2013-01-16	2013-03-25	$2,309	$2,270	$39	$39
100-ISHARES CORE S&P 500 ETF	P	2013-01-02	2013-04-17	$15,542	$14,560	$982	$982
2400-ISHARES MSCI PACIFIC EX JAPAN E	P	2013-01-24	2013-03-19	$118,195	$116,736	$1,459	$1,459
100-ISHARES US PHARMACEUTICALS ETF	P	2012-12-31	2013-04-03	$9,581	$8,429	$1,152	$1,152
2500-JOHNSON & JOHNSON	P	2013-04-23	2013-04-19	$196,687	$213,755	-$17,068	-$17,068
600-JOHNSON CTLS INC	P	2012-01-11	2013-07-19	$21,685	$20,735	$950	$950
100-KRAFT FOODS GROUP INC COM NPV	P	2013-01-24	2013-03-15	$4,799	$4,666	$133	$133
100-LOCKHEED MARTIN CORP	P	2013-10-21	2013-11-26	$12,919	$12,592	$327	$327
900-MATTEL INC	P	2013-04-28	2013-12-20	$40,133	$44,131	-$3,998	-$3,998
500-MCDONALDS CORP	P	2013-05-10	2013-09-20	$48,010	$48,010
2000-MERCK & CO INC NEW COM	P	2012-12-27	2013-07-19	$92,044	$81,804	$10,240	$10,240
1000-PROCTER & GAMBLE CO	P	2008-10-10	2013-02-11	$75,621	$56,608	$19,013	$19,013
2435-SANTANDER FINANCE PREFERRED SA	P	2011-08-04	2013-04-03	$66,157	$66,157
1000-SPDR SER TR S&P DIVID ETF	P	2012-05-22	2013-02-15	$60,640	$54,534	$6,106	$6,106
400-TARGET CORP	P	2012-08-27	2013-07-19	$29,364	$27,946	$1,418	$1,418
200-TTM TECHNOLOGIES INC COM	P	2011-03-15	2013-04-30	$1,420	$3,123	-$1,703	-$1,703
3900-VANGUARD INTL EQUITYINDEX FDS F	P	2013-01-17	2013-04-03	$164,189	$176,050	-$11,861	-$11,861
2500-WASTE MANAGEMENT INC	P	2012-04-09	2013-03-06	$88,605	$87,630	$975	$975
400-WORKDAY INC COM USD0.001	P	2012-12-21	2013-04-03	$23,891	$21,760	$2,131	$2,131
10-CALL (AA) ALCOA INC APR 20 13 9	P	2013-01-02	2013-04-19	$494		$494	$494
2-CALL (AAPL) APPLE INC FEB 16 13 6	P	2012-12-11	2013-02-15	$1,765		$1,765	$1,765
100-CALL (BAC) BANK OF AMERICA APR 2	P	2013-03-28	2013-04-26	$2,340		$2,340	$2,340
5-CALL (CAT) CATERPILLAR INC AUG 17	P	2013-05-13	2013-08-16	$1,020		$1,020	$1,020
25-CALL (CM) CANADIAN IMPERIAL MAY 1	P	2013-03-19	2013-05-17	$2,985		$2,985	$2,985
25-CALL (DE) DEERE & COMPANY AUG 17	P	2013-07-10	2013-08-16	$3,110		$3,110	$3,110
66-CALL (DUK) DUKE ENERGY CORP COMJU	P	2013-03-28	2013-07-19	$2,601		$2,601	$2,601
10-CALL (FCX) FREEPORT MCMORAN MAY 1	P	2013-03-28	2013-04-23	$554	$32	$522	$522
30-CALL (KRFT) KRAFT FOODS GROUP AUG	P	2013-07-19	2013-08-16	$1,332		$1,332	$1,332
10-CALL (MCD) MCDONALDS CORP JAN 19	P	2012-09-19	2013-01-14	$2,014	$45	$1,969	$1,969
10-CALL (RKT) ROCK-TENN CO CL A NOV	P	2013-09-30	2013-11-15	$3,504		$3,504	$3,504
100-CALL (T) AT&T INC DEC 21 13 37	P	2013-09-23	2013-12-20	$959		$959	$959
10-CALL (WDAY) WORKDAY INC COM DEC 2	P	2013-09-16	2013-12-20	$2,944		$2,944	$2,944
1000-ABBVIE INC COM USD0.01	P	2013-01-29	2013-09-18	$47,924	$36,502	$11,422	$11,422
1366-ADOBE SYS INC	P	2013-04-18	2013-07-19	$65,557	$61,238	$4,319	$4,319
2400-AK STEEL HLDG CORP	P	2013-05-15	2013-09-11	$9,359	$8,040	$1,319	$1,319
1200-ALTRIA GROUP INC	P	2013-11-07	2013-12-20	$44,830	$45,085	-$255	-$255
3800-ALTRIA GROUP INC	P	2013-06-20	2013-09-11	$131,033	$131,033
200-APPLE INC	P	2012-12-07	2013-12-20	$99,013	$106,668	-$7,655	-$7,655
100-BANK AMER CORP DEP SHS REPSTG 1/	P	2011-08-05	2013-05-28	$2,500	$2,525	-$25	-$25
7300-BANK AMER CORP DEP SHS REPSTG 1	P	2013-01-03	2013-05-28	$182,500	$187,683	-$5,183	-$5,183
4998-BANK AMER CORP DEPOSITARY SH RE	P	2009-12-17	2013-05-01	$124,950	$119,552	$5,398	$5,398
6000-BANK OF AMERICA CORP	P	2013-01-03	2013-11-15	$87,801	$69,512	$18,289	$18,289
1000-BRISTOL MYERS SQUIBB	P	2012-05-15	2013-09-20	$42,942	$33,047	$9,895	$9,895
2000-CATERPILLAR INC	P	2013-03-21	2013-08-16	$183,981	$173,765	$10,216	$10,216
100-COCA COLA CO	P	2013-06-20	2013-09-11	$3,858	$3,858
500-COLGATE-PALMOLIVE CO	P	2012-12-31	2013-02-15	$53,368	$51,989	$1,379	$1,379
1100-CORNING INC	P	2013-06-20	2013-11-15	$17,764	$16,066	$1,698	$1,698
300-CUMMINS INC FORMERLYCUMMINS ENGI	P	2012-08-13	2013-03-15	$35,846	$30,052	$5,794	$5,794
1000-DISNEY WALT CO	P	2013-03-06	2013-05-17	$58,920	$56,491	$2,429	$2,429
900-DU PONT E I DE NEMOURS & CO	P	2012-01-10	2013-07-22	$44,227	$42,516	$1,711	$1,711
1219.12-DUKE ENERGY CORP COMUSD0.001	P	2011-07-19	2013-02-12	$80,574	$65,940	$14,634	$14,634
2922-EATON VANCE ENHANCED EQUITY INC	P	2013-01-10	2013-09-26	$34,713	$31,650	$3,063	$3,063
300-EATON VANCE TAX MANAGED DIVERSIF	P	2013-04-30	2013-09-26	$3,105	$3,105
300-EMERSON ELECTRIC CO	P	2011-12-22	2013-01-18	$16,046	$14,022	$2,024	$2,024
0-FEDL HOME LN MTG CRPPOOL E85070 6	P	2001-07-05	2013-08-15	$86	$86
4200-GENERAL MILLS INC	P	2013-04-30	2013-11-15	$206,691	$210,634	-$3,943	-$3,943
10-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18	$161	$152	$9	$9
400-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18	$6,412	$6,046	$366	$366
5600-GLOBAL X FUNDS GLOBAL X MLP ETF	P	2013-01-16	2013-06-18	$89,761	$83,575	$6,186	$6,186
100-GLOBAL X FUNDS GLOBAL X SUPERDIV	P	2013-01-16	2013-03-25	$2,310	$2,270	$40	$40
2100-ISHARES CORE S&P 500 ETF	P	2013-01-02	2013-04-17	$326,344	$305,781	$20,563	$20,563
100-ISHARES MSCI SPAIN CAPPED ETF	P	2013-10-01	2013-10-18	$3,574	$3,534	$40	$40
2000-ISHARES US PHARMACEUTICALS ETF	P	2012-12-31	2013-04-03	$191,625	$168,625	$23,000	$23,000
2000-JOHNSON & JOHNSON	P	2012-03-20	2013-04-08	$162,395	$130,143	$32,252	$32,252
1900-JOHNSON CTLS INC	P	2012-01-11	2013-07-19	$68,669	$65,654	$3,015	$3,015
100-KRAFT FOODS GROUP INC COM NPV	P	2013-01-24	2013-03-15	$4,799	$4,661	$138	$138
200-LOCKHEED MARTIN CORP	P	2013-10-21	2013-11-26	$25,838	$25,182	$656	$656
1300-MATTEL INC	P	2013-04-11	2013-11-22	$57,966	$63,196	-$5,230	-$5,230
1000-MCDONALDS CORP	P	2012-10-22	2013-05-29	$95,187	$88,950	$6,237	$6,237
100-MERCK & CO INC NEW COM	P	2012-12-31	2013-07-19	$4,602	$4,066	$536	$536
1185-PROCTER & GAMBLE CO	P	2008-10-17	2013-02-11	$89,611	$78,992	$10,619	$10,619
1000-SANTANDER FINANCE PREFERRED SA	P	2010-05-06	2013-03-21	$27,319	$24,195	$3,124	$3,124
600-SPDR SER TR S&P DIVID ETF	P	2012-12-31	2013-02-15	$36,384	$34,649	$1,735	$1,735
1100-TARGET CORP	P	2012-08-27	2013-07-19	$80,751	$76,837	$3,914	$3,914
800-TTM TECHNOLOGIES INC COM	P	2011-03-15	2013-04-30	$5,680	$12,480	-$6,800	-$6,800
500-VERIZON COMMUNICATIONS	P	2012-04-12	2013-10-18	$24,256	$18,676	$5,580	$5,580
100-WASTE MANAGEMENT INC	P	2012-08-06	2013-03-06	$3,544	$3,497	$47	$47
1800-WORKDAY INC COM USD0.001	P	2012-12-21	2013-04-03	$107,240	$97,922	$9,318	$9,318
100-CALL (AA) ALCOA INC APR 20 13 9	P	2013-01-14	2013-04-19	$4,240		$4,240	$4,240
2-CALL (AAPL) APPLE INC JAN 19 13 6	P	2012-11-08	2013-01-18	$2,115		$2,115	$2,115
50-CALL (BAC) BANK OF AMERICA NOV 16	P	2013-08-29	2013-11-15	$1,720		$1,720	$1,720
25-CALL (CAT) CATERPILLAR INC JUN 22	P	2013-04-30	2013-05-08	$4,735	$15,115	-$10,380	-$10,380
20-CALL (COP) CONOCOPHILLIPS FEB 16	P	2012-09-19	2013-02-15	$2,848		$2,848	$2,848
50-CALL (DE) DEERE & COMPANY DEC 21	P	2013-08-02	2013-12-20	$3,620		$3,620	$3,620
50-CALL (DUK) DUKE ENERGY CORP COMOC	P	2013-05-08	2013-10-18	$4,970		$4,970	$4,970
10-CALL (FCX) FREEPORT MCMORAN MAY 1	P	2012-12-31	2013-04-23	$1,774	$35	$1,739	$1,739
25-CALL (LMT) LOCKHEED MARTIN CORPMA	P	2012-12-21	2013-03-15	$5,985		$5,985	$5,985
2-CALL (MCD) MCDONALDS CORP JUN 22 1	P	2013-05-10	2013-06-21	$272		$272	$272
15-CALL (RY) ROYAL BANK OF CANADAAPR	P	2012-12-06	2013-04-19	$2,556		$2,556	$2,556
50-CALL (T) AT&T INC JUL 20 13 36 (	P	2013-06-06	2013-07-19	$2,320		$2,320	$2,320
20-CALL (WDAY) WORKDAY INC COM FEB 1	P	2013-01-10	2013-02-15	$1,688		$1,688	$1,688
2000-ABBVIE INC COM USD0.01	P	2013-01-29	2013-09-18	$95,864	$73,003	$22,861	$22,861
2500-ADOBE SYS INC	P	2013-04-19	2013-07-19	$119,973	$111,130	$8,843	$8,843
4000-AK STEEL HLDG CORP	P	2012-12-11	2013-01-25	$17,756	$17,045	$711	$711
1200-ALTRIA GROUP INC	P	2013-08-02	2013-11-15	$43,755	$42,660	$1,095	$1,095
300-ALTRIA GROUP INC	P	2013-06-20	2013-09-11	$10,345	$10,345
100-APPLE INC	P	2013-04-29	2013-12-20	$49,507	$42,848	$6,659	$6,659
3700-BANK AMER CORP DEP SHS REPSTG 1	P	2011-08-05	2013-05-28	$92,500	$93,425	-$925	-$925
2100-BANK AMER CORP DEP SHS REPSTG 1	P	2013-01-03	2013-05-28	$52,500	$53,974	-$1,474	-$1,474
5000-BANK AMER CORP DEPOSITARY SH RE	P	2009-12-17	2013-05-01	$125,000	$119,558	$5,442	$5,442
1900-BANK OF AMERICA CORP	P	2013-02-22	2013-11-15	$27,804	$21,637	$6,167	$6,167
2000-BRISTOL MYERS SQUIBB	P	2013-04-19	2013-09-20	$85,884	$82,105	$3,779	$3,779
220-CATERPILLAR INC	P	2013-03-21	2013-08-16	$20,238	$19,064	$1,174	$1,174
500-COCA COLA CO	P	2013-06-20	2013-09-11	$19,291	$19,291
200-CONOCOPHILLIPS	P	2013-01-02	2013-05-17	$12,256	$11,760	$496	$496
5000-CORNING INC	P	2013-05-13	2013-11-12	$80,766	$76,005	$4,761	$4,761
700-CUMMINS INC FORMERLYCUMMINS ENGI	P	2012-08-13	2013-03-15	$83,640	$70,140	$13,500	$13,500
1400-DOW CHEMICAL CO	P	2007-09-25	2013-10-18	$58,269	$61,984	-$3,715	-$3,715
349-DUKE ENERGY CORP COMUSD0.001 ISI	P	2012-04-23	2013-10-18	$23,136	$21,865	$1,271	$1,271
1915.76-DUKE ENERGY CORP COMUSD0.001	P	2011-07-28	2013-02-12	$126,616	$103,691	$22,925	$22,925
1300-EATON VANCE SHORT DURATION DIVE	P	2013-04-30	2013-11-07	$19,901	$22,302	-$2,401	-$2,401
4500-EATON VANCE TAX MANAGED DIVERSI	P	2013-04-30	2013-09-26	$46,570	$46,574	-$4	-$4
700-EMERSON ELECTRIC CO	P	2011-12-22	2013-01-18	$37,442	$32,711	$4,731	$4,731
0-FEDL HOME LN MTG CRPPOOL E85070 6	P	2001-07-05	2013-07-15	$86	$86
100-GENERAL MILLS INC	P	2013-03-25	2013-05-17	$5,070	$4,813	$257	$257
90-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18	$1,453	$1,368	$85	$85
400-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18	$6,424	$6,046	$378	$378
500-GLOBAL X FUNDS GLOBAL X MLP ETF	P	2013-01-16	2013-06-18	$8,016	$7,462	$554	$554
100-GLOBAL X FUNDS GLOBAL X SUPERDIV	P	2013-01-16	2013-03-25	$2,310	$2,270	$40	$40
300-ISHARES CORE S&P 500 ETF	P	2013-01-02	2013-04-17	$46,619	$43,683	$2,936	$2,936
100-ISHARES MSCI SPAIN CAPPED ETF	P	2013-10-01	2013-10-18	$3,574	$3,530	$44	$44
2900-ISHARES US PHARMACEUTICALS ETF	P	2012-12-31	2013-04-03	$277,856	$244,499	$33,357	$33,357
600-JOHNSON & JOHNSON	P	2012-12-31	2013-04-08	$48,719	$41,813	$6,906	$6,906
2500-JPMORGAN CHASE & CO	P	2012-10-22	2013-06-21	$113,253	$104,730	$8,523	$8,523
600-KRAFT FOODS GROUP INC COM NPV	P	2013-01-24	2013-03-15	$28,794	$27,963	$831	$831
390-LOCKHEED MARTIN CORP	P	2013-10-21	2013-11-26	$50,384	$49,116	$1,268	$1,268
2500-MATTEL INC	P	2013-04-11	2013-04-19	$97,729	$97,729
200-MCDONALDS CORP	P	2012-09-19	2013-05-17	$20,291	$18,638	$1,653	$1,653
2900-MERCK & CO INC NEW COM	P	2012-12-31	2013-07-19	$133,464	$117,917	$15,547	$15,547
815-PROCTER & GAMBLE CO	P	2008-10-17	2013-02-11	$61,629	$54,328	$7,301	$7,301
4000-SANTANDER FINANCE PREFERRED SA	P	2010-05-06	2013-03-21	$109,276	$96,800	$12,476	$12,476
400-SPDR SER TR S&P DIVID ETF	P	2012-12-31	2013-02-15	$24,256	$23,100	$1,156	$1,156
100-TARGET CORP	P	2012-07-12	2013-04-19	$6,194	$5,958	$236	$236
5000-TTM TECHNOLOGIES INC COM	P	2011-06-01	2013-04-30	$35,499	$79,355	-$43,856	-$43,856
100-VERIZON COMMUNICATIONS	P	2012-11-21	2013-10-18	$4,851	$4,305	$546	$546
200-WASTE MANAGEMENT INC	P	2012-08-06	2013-03-06	$7,088	$6,999	$89	$89
3000-WORKDAY INC COM USD0.001	P	2013-01-14	2013-04-03	$178,733	$157,504	$21,229	$21,229
5-CALL (AA) ALCOA INC APR 20 13 9 (	P	2013-01-24	2013-04-19	$235		$235	$235
5-CALL (AAPL) APPLE INC JUL 05 13 4	P	2013-06-13	2013-07-05	$2,120		$2,120	$2,120
88-CALL (BAC) BANK OF AMERICA OCT 19	P	2013-08-29	2013-10-18	$2,147		$2,147	$2,147
10-CALL (CAT) CATERPILLAR INC JUN 22	P	2013-04-16	2013-05-08	$1,164	$4,306	-$3,142	-$3,142
10-CALL (CREE) CREE INC JUN 22 13 4	P	2013-01-24	2013-04-30	$1,924	$11,556	-$9,632	-$9,632
25-CALL (DE) DEERE & COMPANY FEB 16	P	2013-01-14	2013-02-15	$5,160		$5,160	$5,160
30-CALL (DUK) DUKE ENERGY CORP COMOC	P	2013-04-30	2013-10-18	$2,832		$2,832	$2,832
25-CALL (FCX) FREEPORT MCMORAN NOV 1	P	2013-09-16	2013-11-15	$910		$910	$910
25-CALL (LMT) LOCKHEED MARTIN CORPMA	P	2012-12-31	2013-03-15	$4,410		$4,410	$4,410
28-CALL (MCD) MCDONALDS CORP JUN 22	P	2013-05-10	2013-06-21	$3,852		$3,852	$3,852
20-CALL (RY) ROYAL BANK OF CANADAAPR	P	2012-12-27	2013-04-19	$3,588		$3,588	$3,588
15-CALL (T) AT&T INC JUN 22 13 36 (	P	2013-05-31	2013-06-21	$396		$396	$396
10-CALL (WDAY) WORKDAY INC COM JUN 2	P	2012-12-21	2013-06-21	$6,694	$8,506	-$1,812	-$1,812
2000-ABBVIE INC COM USD0.01	P	2013-05-10	2013-09-18	$95,864	$89,005	$6,859	$6,859
3-ADOBE SYS INC	P	2013-01-04	2013-05-01	$129	$114	$15	$15
300-AK STEEL HLDG CORP	P	2012-12-21	2013-01-25	$1,332	$1,302	$30	$30
1000-ALTRIA GROUP INC	P	2013-08-27	2013-11-15	$36,463	$34,056	$2,407	$2,407
700-ALTRIA GROUP INC	P	2013-06-20	2013-09-11	$24,138	$24,138
100-APPLE INC	P	2013-04-29	2013-12-20	$49,507	$42,850	$6,657	$6,657
5800-BANK AMER CORP DEP SHS REPSTG 1	P	2011-08-05	2013-05-28	$145,000	$146,160	-$1,160	-$1,160
13300-BANK AMER CORP DEP SHS REPSTG	P	2013-01-03	2013-05-28	$332,500	$341,943	-$9,443	-$9,443
100-BANK AMER CORP DEPOSITARY SH REP	P	2010-01-11	2013-05-01	$2,500	$2,513	-$13	-$13
9800-BANK OF AMERICA CORP	P	2013-02-22	2013-11-15	$143,409	$111,578	$31,831	$31,831
1500-BRISTOL MYERS SQUIBB	P	2013-04-30	2013-09-20	$64,413	$59,552	$4,861	$4,861
280-CATERPILLAR INC	P	2013-03-21	2013-08-16	$25,757	$24,259	$1,498	$1,498
4400-COCA COLA CO	P	2013-06-20	2013-09-11	$169,764	$169,764
200-CONOCOPHILLIPS	P	2013-01-02	2013-05-17	$12,256	$11,759	$497	$497
3088-CORNING INC	P	2013-06-20	2013-11-12	$49,881	$45,105	$4,776	$4,776
200-CUMMINS INC FORMERLYCUMMINS ENGI	P	2012-08-13	2013-01-18	$23,617	$20,038	$3,579	$3,579
600-DOW CHEMICAL CO	P	2006-12-11	2013-10-18	$24,973	$24,391	$582	$582
2151-DUKE ENERGY CORP COMUSD0.001 IS	P	2012-07-06	2013-10-18	$142,592	$143,904	-$1,312	-$1,312
26.20829-DUKE ENERGY CORP COMUSD0.00	P	2011-07-28	2013-02-12	$1,732	$1,418	$314	$314
1700-EATON VANCE SHORT DURATION DIVE	P	2013-04-30	2013-11-07	$26,025	$29,175	-$3,150	-$3,150
5000-EATON VANCE TAX MANAGED GLOBAL	P	2013-04-30	2013-09-26	$57,144	$54,965	$2,179	$2,179
2300-EXXON MOBIL CORP	P	2013-01-02	2013-07-19	$209,347	$201,266	$8,081	$8,081
0-FEDL HOME LN MTG CRPPOOL E85070 6	P	2001-07-05	2013-06-15	$85	$85
2900-GENERAL MILLS INC	P	2013-03-25	2013-05-17	$147,028	$139,432	$7,596	$7,596
10-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18	$161	$152	$9	$9
100-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18	$1,608	$1,511	$97	$97
10400-GLOBAL X FUNDS GLOBAL X MLP ET	P	2013-01-16	2013-06-18	$166,709	$155,210	$11,499	$11,499
300-GLOBAL X FUNDS GLOBAL X SUPERDIV	P	2013-01-16	2013-03-25	$6,931	$6,810	$121	$121
2000-ISHARES CORE S&P 500 ETF	P	2013-01-17	2013-04-17	$310,793	$297,300	$13,493	$13,493
2300-ISHARES MSCI SPAIN CAPPED ETF	P	2013-10-01	2013-10-18	$82,208	$81,190	$1,018	$1,018
1000-ISHARES US PHARMACEUTICALS ETF	P	2013-01-10	2013-04-03	$95,813	$90,355	$5,458	$5,458
500-JOHNSON & JOHNSON	P	2012-12-31	2013-04-08	$40,599	$34,840	$5,759	$5,759
100-JPMORGAN CHASE & CO	P	2012-01-03	2013-04-03	$4,704	$3,475	$1,229	$1,229
200-KRAFT FOODS GROUP INC COM NPV	P	2013-01-24	2013-03-15	$9,598	$9,322	$276	$276
500-LOCKHEED MARTIN CORP	P	2013-10-21	2013-11-26	$64,595	$62,960	$1,635	$1,635
500-MATTEL INC	P	2013-04-17	2013-04-19	$19,546	$19,546
800-MCDONALDS CORP	P	2012-09-19	2013-05-17	$81,163	$74,528	$6,635	$6,635
500-NEXTERA ENERGY INC COM	P	2013-03-15	2013-03-19	$36,964	$37,550	-$586	-$586
2185-PROCTER & GAMBLE CO	P	2010-08-26	2013-02-11	$165,226	$130,164	$35,062	$35,062
5000-SANTANDER FINANCE PREFERRED SA	P	2011-07-13	2013-03-21	$136,595	$140,005	-$3,410	-$3,410
1000-SPX CORP	P	2011-05-05	2013-04-23	$72,993	$83,755	-$10,762	-$10,762
1400-TARGET CORP	P	2012-07-12	2013-04-19	$86,717	$83,342	$3,375	$3,375
2500-UNITED PARCEL SVC INC CL B	P	2012-12-20	2013-05-08	$214,750	$187,325	$27,425	$27,425
2400-VERIZON COMMUNICATIONS	P	2012-11-21	2013-10-18	$116,428	$103,324	$13,104	$13,104
100-WASTE MANAGEMENT INC	P	2012-08-06	2013-03-06	$3,544	$3,497	$47	$47
500-WORKDAY INC COM USD0.001	P	2012-12-21	2013-03-15	$29,598	$27,201	$2,397	$2,397
10-CALL (AA) ALCOA INC JAN 19 13 10	P	2012-05-22	2013-01-18	$504		$504	$504
4-CALL (AAPL) APPLE INC JUN 22 13 4	P	2013-04-29	2013-05-16	$4,215	$5,245	-$1,030	-$1,030
12-CALL (BAC) BANK OF AMERICA OCT 19	P	2013-08-29	2013-10-18	$293		$293	$293
10-CALL (CAT) CATERPILLAR INC MAY 18	P	2013-03-21	2013-05-08	$1,484	$1,406	$78	$78
50-CALL (CSCO) CISCO SYS INC NOV 16	P	2013-09-30	2013-11-15	$3,020		$3,020	$3,020
25-CALL (DE) DEERE & COMPANY JAN 19	P	2012-06-11	2013-01-18	$2,060		$2,060	$2,060
20-CALL (EMC) E M C CORP MASS APR 20	P	2013-01-29	2013-04-19	$808		$808	$808
20-CALL (FDX) FEDEX CORP APR 20 13	P	2013-03-05	2013-04-19	$4,588		$4,588	$4,588
20-CALL (LMT) LOCKHEED MARTIN CORPMA	P	2013-01-10	2013-03-15	$1,888		$1,888	$1,888
10-CALL (MCD) MCDONALDS CORP JUN 22	P	2013-05-07	2013-06-21	$584		$584	$584
20-CALL (STLD) STEEL DYNAMICS INC MA	P	2013-03-27	2013-05-17	$628		$628	$628
85-CALL (T) AT&T INC JUN 22 13 36 (	P	2013-05-31	2013-06-21	$2,244		$2,244	$2,244
20-CALL (WDAY) WORKDAY INC COM JUN 2	P	2013-05-07	2013-06-21	$7,388		$7,388	$7,388
100-ADOBE SYS INC	P	2013-10-21	2013-12-20	$5,640	$5,312	$328	$328
1578-ADOBE SYS INC	P	2013-01-04	2013-05-01	$70,693	$59,942	$10,751	$10,751
700-AK STEEL HLDG CORP	P	2012-12-21	2013-01-25	$3,107	$3,038	$69	$69
2800-ALTRIA GROUP INC	P	2013-08-02	2013-11-15	$102,095	$102,095
4000-ALTRIA GROUP INC	P	2012-12-31	2013-07-19	$142,209	$125,084	$17,125	$17,125
200-APPLE INC	P	2013-04-29	2013-12-20	$102,834	$85,699	$17,135	$17,135
400-BANK AMER CORP DEP SHS REPSTG 1/	P	2011-08-05	2013-05-28	$10,000	$10,105	-$105	-$105
100-BANK AMER CORP DEP SHS REPSTG 1/	P	2013-01-03	2013-05-28	$2,500	$2,571	-$71	-$71
4900-BANK AMER CORP DEPOSITARY SH RE	P	2010-01-11	2013-05-01	$122,500	$122,745	-$245	-$245
100-BANK OF AMERICA CORP	P	2013-02-22	2013-11-15	$1,463	$1,138	$325	$325
800-BRISTOL MYERS SQUIBB	P	2012-05-15	2013-06-21	$32,713	$26,440	$6,273	$6,273
3000-CENTURYLINK INC	P	2012-05-22	2013-05-17	$109,626	$109,626
1000-COCA COLA CO	P	2013-06-21	2013-09-11	$38,583	$38,583
600-CONOCOPHILLIPS	P	2013-01-02	2013-05-17	$36,767	$35,280	$1,487	$1,487
812-CORNING INC	P	2013-06-20	2013-11-12	$13,116	$11,859	$1,257	$1,257
300-CUMMINS INC FORMERLYCUMMINS ENGI	P	2012-08-13	2013-01-18	$35,426	$30,065	$5,361	$5,361
1000-DOW CHEMICAL CO	P	2013-03-08	2013-08-16	$35,792	$32,752	$3,040	$3,040
2500-DUKE ENERGY CORP COMUSD0.001 IS	P	2012-07-06	2013-10-18	$174,574	$167,253	$7,321	$7,321
1000-E M C CORP MASS	P	2012-03-20	2013-07-17	$25,397	$28,714	-$3,317	-$3,317
2000-EATON VANCE SHORT DURATION DIVE	P	2013-04-30	2013-11-07	$30,617	$34,323	-$3,706	-$3,706
100-EATON VANCE TAX MANAGED GLOBAL D	P	2011-02-14	2013-09-26	$949	$838	$111	$111
200-EXXON MOBIL CORP	P	2013-01-10	2013-07-19	$18,204	$17,699	$505	$505
0-FEDL HOME LN MTG CRPPOOL E85070 6	P	2001-07-05	2013-05-15	$223	$223
100-GENERAL MILLS INC	P	2013-04-16	2013-05-17	$5,070	$4,976	$94	$94
90-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18	$1,444	$1,370	$74	$74
300-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18	$4,824	$4,561	$263	$263
1500-GLOBAL X FUNDS GLOBAL X MLP ETF	P	2013-01-16	2013-06-18	$24,045	$22,386	$1,659	$1,659
989-GLOBAL X FUNDS GLOBAL X SUPERDIV	P	2013-01-16	2013-03-25	$22,835	$22,450	$385	$385
100-ISHARES CORE S&P 500 ETF	P	2013-03-05	2013-03-19	$15,692	$15,521	$171	$171
2500-ISHARES MSCI SPAIN CAPPED ETF	P	2013-10-01	2013-10-18	$89,356	$88,250	$1,106	$1,106
800-ISHARES US PREFERREDSTOCK ETF	P	2009-07-14	2013-07-10	$30,904	$25,825	$5,079	$5,079
4900-JOHNSON & JOHNSON	P	2012-12-31	2013-04-08	$397,869	$341,481	$56,388	$56,388
3900-JPMORGAN CHASE & CO	P	2012-01-03	2013-04-03	$183,647	$135,525	$48,122	$48,122
2500-KRAFT FOODS GROUP INC COM NPV	P	2013-01-03	2013-03-11	$119,977	$113,754	$6,223	$6,223
1000-LOCKHEED MARTIN CORP	P	2013-10-21	2013-11-26	$129,190	$125,929	$3,261	$3,261
700-MATTEL INC	P	2013-01-02	2013-04-05	$29,499	$25,509	$3,990	$3,990
100-MCDONALDS CORP	P	2012-10-22	2013-05-17	$10,145	$8,900	$1,245	$1,245
500-PANDORA MEDIA INC COM USD0.0001	P	2012-12-21	2013-01-14	$5,475	$4,204	$1,271	$1,271
815-PROCTER & GAMBLE CO	P	2010-08-26	2013-02-11	$61,629	$48,551	$13,078	$13,078
1000-SPDR GOLD TR GOLD SHS	P	2012-12-21	2013-03-18	$155,572	$160,315	-$4,743	-$4,743
100-STAPLES INC	P	2008-12-19	2013-04-23	$1,244	$1,917	-$673	-$673
1500-TARGET CORP	P	2012-08-06	2013-04-19	$92,911	$92,912	-$1	-$1
600-UNITED PARCEL SVC INC CL B	P	2012-12-20	2013-02-15	$45,684	$44,963	$721	$721
500-VERIZON COMMUNICATIONS	P	2012-01-05	2013-07-18	$24,954	$19,410	$5,544	$5,544
600-WASTE MANAGEMENT INC	P	2012-08-06	2013-03-06	$21,265	$20,982	$283	$283
700-WORKDAY INC COM USD0.001	P	2012-12-21	2013-03-15	$42,620	$38,081	$4,539	$4,539
10-CALL (AA) ALCOA INC JAN 19 13 10	P	2012-05-22	2013-01-18	$504		$504	$504
5-CALL (AAPL) APPLE INC NOV 16 13 5	P	2013-08-14	2013-11-15	$8,495		$8,495	$8,495
84-CALL (BAC) BANK OF AMERICA SEP 06	P	2013-08-02	2013-09-06	$1,377		$1,377	$1,377
20-CALL (CL) COLGATE-PALMOLIVE COAUG	P	2013-05-16	2013-08-16	$6,988		$6,988	$6,988
15-CALL (CTL) CENTURYLINK INC JAN 19	P	2012-07-05	2013-01-18	$1,191		$1,191	$1,191
20-CALL (DE) DEERE & COMPANY JUN 22	P	2013-01-24	2013-06-21	$3,008		$3,008	$3,008
30-CALL (EWP) ISHARES MSCI SPAIN NOV	P	2013-10-18	2013-11-15	$1,632		$1,632	$1,632
10-CALL (FDX) FEDEX CORP APR 20 13	P	2012-12-28	2013-04-19	$2,164		$2,164	$2,164
26-CALL (MAT) MATTEL INC JUL 20 13	P	2013-06-21	2013-07-19	$2,062		$2,062	$2,062
10-CALL (MCD) MCDONALDS CORP JUN 22	P	2013-05-08	2013-06-21	$344		$344	$344
15-CALL (SU) SUNCOR ENERGY COM MAR 1	P	2012-12-06	2013-03-15	$1,551		$1,551	$1,551
100-CALL (T) AT&T INC JUN 22 13 38	P	2013-05-07	2013-06-21	$4,640		$4,640	$4,640
20-CALL (WDAY) WORKDAY INC COM JUN 2	P	2013-05-07	2013-06-21	$5,388		$5,388	$5,388
500-ADOBE SYS INC	P	2013-10-21	2013-12-20	$28,201	$26,563	$1,638	$1,638
1619-ADOBE SYS INC	P	2013-01-04	2013-05-01	$72,546	$61,499	$11,047	$11,047
5000-AK STEEL HLDG CORP	P	2012-12-04	2013-01-18	$21,615	$19,905	$1,710	$1,710
7200-ALTRIA GROUP INC	P	2013-08-27	2013-11-15	$257,205	$245,200	$12,005	$12,005
5000-ALTRIA GROUP INC	P	2012-12-04	2013-06-11	$176,362	$168,180	$8,182	$8,182
300-APPLE INC	P	2013-06-13	2013-12-20	$154,251	$129,573	$24,678	$24,678
9300-BANK AMER CORP DEP SHS REPSTG 1	P	2011-12-20	2013-05-28	$232,500	$202,740	$29,760	$29,760
1400-BANK AMER CORP DEP SHS REPSTG 1	P	2013-01-10	2013-05-28	$35,000	$36,223	-$1,223	-$1,223
5000-BANK AMER CORP DEPOSITARY SH RE	P	2010-05-06	2013-05-01	$125,000	$120,004	$4,996	$4,996
900-BANK OF AMERICA CORP	P	2013-02-22	2013-11-15	$13,170	$10,251	$2,919	$2,919
1200-BRISTOL MYERS SQUIBB	P	2012-05-15	2013-06-21	$49,069	$39,657	$9,412	$9,412
1000-CENTURYLINK INC	P	2012-08-06	2013-05-17	$36,542	$36,542
1500-COCA COLA CO	P	2013-06-21	2013-09-11	$57,874	$57,874
900-CONOCOPHILLIPS	P	2013-01-02	2013-05-17	$56,843	$52,920	$3,923	$3,923
300-CREE INC	P	2011-11-11	2013-04-30	$16,731	$8,769	$7,962	$7,962
100-CUMMINS INC FORMERLYCUMMINS ENGI	P	2012-08-13	2013-01-18	$11,809	$10,020	$1,789	$1,789
2000-DOW CHEMICAL CO	P	2007-09-25	2013-08-16	$71,584	$71,584
1482.53659-DUKE ENERGY CORP COMUSD0.	P	2012-01-06	2013-08-13	$99,910	$93,144	$6,766	$6,766
1000-E M C CORP MASS	P	2012-08-07	2013-07-17	$25,397	$26,935	-$1,538	-$1,538
700-EATON VANCE TAX ADVANTAGE DIVID	P	2008-06-24	2013-11-07	$13,001	$16,698	-$3,697	-$3,697
100-EATON VANCE TAX MANAGED GLOBAL D	P	2011-02-14	2013-09-26	$949	$838	$111	$111
1500-FEDEX CORP	P	2013-03-05	2013-11-15	$176,986	$163,098	$13,888	$13,888
0-FEDL HOME LN MTG CRPPOOL E85070 6	P	2001-07-05	2013-04-15	$105	$105
1900-GENERAL MILLS INC	P	2013-04-16	2013-05-17	$96,329	$94,568	$1,761	$1,761
10-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18	$160	$152	$8	$8
400-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18	$6,434	$6,082	$352	$352
800-GLOBAL X FUNDS GLOBAL X MLP ETF	P	2013-01-16	2013-06-18	$12,824	$11,939	$885	$885
100-GLOBAL X FUNDS GLOBAL X SUPERDIV	P	2013-01-16	2013-03-25	$2,311	$2,270	$41	$41
300-ISHARES CORE S&P 500 ETF	P	2013-03-05	2013-03-19	$47,076	$46,563	$513	$513
1000-ISHARES S&P 100 ETF	P	2013-03-28	2013-06-21	$70,793	$70,519	$274	$274
1700-ISHARES US PREFERREDSTOCK ETF	P	2009-07-14	2013-07-10	$65,670	$54,879	$10,791	$10,791
2500-JOHNSON & JOHNSON	P	2013-03-06	2013-04-08	$202,994	$193,755	$9,239	$9,239
1000-JPMORGAN CHASE & CO	P	2012-01-03	2013-04-03	$47,099	$34,750	$12,349	$12,349
100-LOCKHEED MARTIN CORP	P	2013-10-21	2013-12-20	$13,189	$12,594	$595	$595
400-LOCKHEED MARTIN CORP	P	2013-10-21	2013-11-26	$51,676	$50,376	$1,300	$1,300
4300-MATTEL INC	P	2013-01-02	2013-04-05	$181,236	$156,696	$24,540	$24,540
900-MCDONALDS CORP	P	2012-10-22	2013-05-17	$91,309	$80,055	$11,254	$11,254
1500-PANDORA MEDIA INC COM USD0.0001	P	2012-12-21	2013-01-14	$16,440	$12,611	$3,829	$3,829
3000-PROCTER & GAMBLE CO	P	2013-01-04	2013-02-11	$226,855	$206,855	$20,000	$20,000
400-SPDR S&P 500 ETF TRUST UNIT SER	P	2011-08-04	2013-04-05	$61,626	$47,277	$14,349	$14,349
400-STAPLES INC	P	2008-12-19	2013-04-23	$4,973	$7,666	-$2,693	-$2,693
1400-TARGET CORP	P	2012-12-05	2013-04-19	$88,972	$86,521	$2,451	$2,451
882-UNITED PARCEL SVC INC CL B	P	2012-12-20	2013-02-15	$67,156	$66,086	$1,070	$1,070
4500-VERIZON COMMUNICATIONS	P	2012-04-12	2013-07-18	$224,587	$168,079	$56,508	$56,508
5000-WELLS FARGO & CO NEW	P	2013-04-30	2013-05-24	$191,612	$188,653	$2,959	$2,959
27-WORKDAY INC COM USD0.001	P	2012-12-10	2013-03-14	$1,557	$1,382	$175	$175
10-CALL (AA) ALCOA INC JAN 19 13 10	P	2012-05-22	2013-01-18	$504		$504	$504
2-CALL (AAPL) APPLE INC NOV 16 13 5	P	2013-08-12	2013-11-15	$795		$795	$795
16-CALL (BAC) BANK OF AMERICA SEP 06	P	2013-08-02	2013-09-06	$264		$264	$264
5-CALL (CL) COLGATE-PALMOLIVE COJAN	P	2012-06-13	2013-01-18	$800		$800	$800
15-CALL (CTL) CENTURYLINK INC JAN 19	P	2012-08-20	2013-01-18	$1,191		$1,191	$1,191
25-CALL (DE) DEERE & COMPANY JUN 22	P	2013-03-20	2013-06-21	$5,235		$5,235	$5,235
20-CALL (EXC) EXELON CORP APR 20 13	P	2012-09-19	2013-04-19	$388		$388	$388
5-CALL (FDX) FEDEX CORP APR 20 13 9	P	2012-12-31	2013-04-19	$1,170		$1,170	$1,170
4-CALL (MAT) MATTEL INC JUL 20 13 4	P	2013-06-21	2013-07-19	$320		$320	$320
50-CALL (MO) ALTRIA GROUP INC JAN 19	P	2012-12-04	2013-01-18	$1,770		$1,770	$1,770
2-CALL (T) AT&T INC AUG 17 13 36 (1	P	2013-06-06	2013-08-16	$133		$133	$133
50-CALL (T) AT&T INC MAY 18 13 37 (	P	2013-03-28	2013-05-16	$2,020	$2,807	-$787	-$787
10-CALL (WFC) WELLS FARGO & CO SEP 2	P	2013-07-15	2013-09-20	$544		$544	$544
900-ADOBE SYS INC	P	2013-10-21	2013-12-20	$50,761	$47,808	$2,953	$2,953
1800-ADOBE SYS INC	P	2013-01-04	2013-05-01	$80,643	$68,375	$12,268	$12,268
200-AK STEEL HLDG CORP	P	2012-11-27	2013-01-16	$899	$770	$129	$129
2800-ALTRIA GROUP INC	P	2013-08-02	2013-11-15	$100,024	$100,024
2000-ALTRIA GROUP INC	P	2011-12-20	2013-03-12	$65,205	$59,378	$5,827	$5,827
200-APPLE INC	P	2012-10-31	2013-08-07	$93,453	$119,299	-$25,846	-$25,846
5700-BANK AMER CORP DEP SHS REPSTG 1	P	2011-12-21	2013-05-28	$142,500	$124,602	$17,898	$17,898
2514-BANK AMER CORP DEP SHS REPSTG 1	P	2013-01-10	2013-05-28	$62,850	$65,062	-$2,212	-$2,212
900-BANK AMER CORP DEPOSITARY SH REP	P	2010-11-23	2013-05-01	$22,500	$22,307	$193	$193
1300-BANK OF AMERICA CORP	P	2013-02-22	2013-11-15	$19,024	$14,801	$4,223	$4,223
400-CANADIAN IMPERIAL BANK OF COMMER	P	2012-12-21	2013-10-18	$32,235	$32,235
3200-CLOROX CO DEL	P	2013-04-10	2013-12-20	$299,109	$278,884	$20,225	$20,225
200-COCA COLA CO	P	2013-08-02	2013-09-11	$7,717	$7,717
600-CONOCOPHILLIPS	P	2013-01-02	2013-05-17	$37,896	$35,278	$2,618	$2,618
300-CREE INC	P	2011-11-11	2013-04-30	$16,729	$8,769	$7,960	$7,960
400-CUMMINS INC FORMERLYCUMMINS ENGI	P	2012-08-13	2013-01-18	$47,235	$40,070	$7,165	$7,165
600-DOW CHEMICAL CO	P	2006-12-11	2013-05-17	$19,075	$19,075
1317.46341-DUKE ENERGY CORP COMUSD0.	P	2012-04-23	2013-08-13	$88,785	$82,540	$6,245	$6,245
1000-E M C CORP MASS	P	2011-12-23	2013-03-15	$24,492	$21,689	$2,803	$2,803
1300-EATON VANCE TAX ADVANTAGE DIVID	P	2008-06-24	2013-11-07	$24,128	$31,010	-$6,882	-$6,882
800-EATON VANCE TAX MANAGED GLOBAL D	P	2011-02-14	2013-09-26	$7,600	$6,703	$897	$897
1500-FEDEX CORP	P	2013-06-20	2013-11-15	$176,986	$144,092	$32,894	$32,894
0-FEDL HOME LN MTG CRPPOOL E85070 6	P	2001-07-05	2013-03-15	$106	$106
100-GENERAL MILLS INC	P	2013-04-30	2013-05-17	$5,070	$5,017	$53	$53
100-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18	$1,613	$1,516	$97	$97
600-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18	$9,648	$9,123	$525	$525
100-GLOBAL X FUNDS GLOBAL X SUPERDIV	P	2013-01-16	2013-03-25	$2,309	$2,270	$39	$39
600-GLOBAL X FUNDS GLOBAL X SUPERDIV	P	2013-01-16	2013-03-25	$13,885	$13,620	$265	$265
2100-ISHARES CORE S&P 500 ETF	P	2013-03-05	2013-03-19	$329,525	$325,941	$3,584	$3,584
1000-ISHARES S&P 100 ETF	P	2007-07-31	2013-04-19	$69,742	$68,903	$839	$839
5000-ISHARES US PREFERREDSTOCK ETF	P	2009-12-07	2013-07-10	$193,147	$178,508	$14,639	$14,639
1000-JOHNSON & JOHNSON	P	2012-01-10	2013-01-18	$71,060	$65,250	$5,810	$5,810
2500-JPMORGAN CHASE & CO	P	2012-05-11	2013-04-03	$117,747	$93,480	$24,267	$24,267
200-LOCKHEED MARTIN CORP	P	2013-10-21	2013-12-20	$25,833	$25,188	$645	$645
300-LOCKHEED MARTIN CORP	P	2012-01-10	2013-05-29	$29,532	$24,237	$5,295	$5,295
100-MCDONALDS CORP	P	2013-05-07	2013-11-01	$9,776	$9,776
2000-MCDONALDS CORP	P	2012-08-30	2013-04-15	$205,890	$177,465	$28,425	$28,425
400-PEPSICO INC	P	2012-12-31	2013-07-19	$32,536	$27,239	$5,297	$5,297
100-ROCK-TENN CO CL A	P	2013-09-30	2013-10-18	$10,725	$10,135	$590	$590
100-SPDR S&P 500 ETF TRUST UNIT SER	P	2011-08-04	2013-04-05	$15,406	$11,821	$3,585	$3,585
2000-STEEL DYNAMICS INC	P	2013-01-10	2013-08-14	$32,895	$29,963	$2,932	$2,932
400-TARGET CORP	P	2012-12-05	2013-04-19	$25,421	$24,720	$701	$701
1018-UNITED PARCEL SVC INC CL B	P	2012-12-20	2013-02-15	$77,511	$76,279	$1,232	$1,232
500-VERIZON COMMUNICATIONS	P	2011-07-19	2013-04-05	$22,235	$18,326	$3,909	$3,909
1000-WORKDAY INC COM USD0.001	P	2013-01-14	2013-12-20	$68,888	$52,501	$16,387	$16,387
473-WORKDAY INC COM USD0.001	P	2012-12-13	2013-03-14	$27,283	$23,901	$3,382	$3,382
10-CALL (AA) ALCOA INC JAN 19 13 10	P	2012-06-05	2013-01-18	$484		$484	$484
50-CALL (ABBV) ABBVIE INC COM JUL 20	P	2013-06-21	2013-07-10	$4,270	$7,930	-$3,660	-$3,660
30-CALL (BMY) BRISTOL MYERS SQUIBBJU	P	2013-06-13	2013-07-19	$2,232		$2,232	$2,232
20-CALL (CL) COLGATE-PALMOLIVE COMAY	P	2013-03-28	2013-05-16	$984	$5,272	-$4,288	-$4,288
15-CALL (CTL) CENTURYLINK INC JUL 20	P	2012-12-27	2013-07-19	$741		$741	$741
25-CALL (DE) DEERE & COMPANY JUN 22	P	2013-03-20	2013-06-21	$3,185		$3,185	$3,185
10-CALL (EXC) EXELON CORP APR 20 13	P	2012-09-19	2013-04-19	$194		$194	$194
21-CALL (FDX) FEDEX CORP JUL 20 13	P	2013-03-20	2013-07-19	$2,150		$2,150	$2,150
20-CALL (MAT) MATTEL INC JUL 20 13	P	2013-04-11	2013-07-19	$1,988		$1,988	$1,988
11-CALL (MO) ALTRIA GROUP INC JAN 19	P	2012-08-15	2013-01-18	$1,203		$1,203	$1,203
48-CALL (T) AT&T INC AUG 17 13 36 (	P	2013-06-06	2013-08-16	$3,187		$3,187	$3,187
100-CALL (T) AT&T INC NOV 16 13 35	P	2013-09-23	2013-10-21	$2,641	$5,808	-$3,167	-$3,167
20-CALL (WM) WASTE MANAGEMENT INCJAN	P	2012-05-22	2013-01-18	$688		$688	$688
2000-ADOBE SYS INC	P	2013-10-21	2013-12-20	$112,803	$106,240	$6,563	$6,563
5000-AK STEEL HLDG CORP	P	2013-06-18	2013-11-15	$23,215	$17,505	$5,710	$5,710
4800-AK STEEL HLDG CORP	P	2012-11-27	2013-01-16	$21,696	$18,484	$3,212	$3,212
100-ALTRIA GROUP INC	P	2013-08-02	2013-10-18	$3,466	$3,466
3000-ALTRIA GROUP INC	P	2012-07-05	2013-03-12	$97,807	$104,555	-$6,748	-$6,748
100-APPLE INC	P	2012-12-06	2013-08-07	$46,727	$54,845	-$8,118	-$8,118
300-BANK AMER CORP DEP SHS REPSTG 1/	P	2012-01-06	2013-05-28	$7,500	$7,200	$300	$300
15855-BANK AMER CORP DEP SHS REPSTG	P	2013-01-10	2013-05-28	$396,375	$410,486	-$14,111	-$14,111
14100-BANK AMER CORP DEPOSITARY SH R	P	2010-11-30	2013-05-01	$352,500	$351,095	$1,405	$1,405
9000-BANK OF AMERICA CORP	P	2012-01-10	2013-03-22	$106,502	$58,500	$48,002	$48,002
100-CANADIAN IMPERIAL BANK OF COMMER	P	2012-12-06	2013-10-18	$8,059	$8,012	$47	$47
1800-CLOROX CO DEL	P	2013-04-29	2013-12-20	$168,249	$156,298	$11,951	$11,951
400-COCA COLA CO	P	2013-08-02	2013-09-11	$15,433	$15,433
2500-CONOCOPHILLIPS	P	2013-01-02	2013-05-17	$147,456	$146,992	$464	$464
400-CREE INC	P	2011-11-11	2013-04-30	$22,300	$11,692	$10,608	$10,608
500-DEERE & COMPANY	P	2012-02-02	2013-12-20	$45,500	$43,840	$1,660	$1,660
1400-DOW CHEMICAL CO	P	2007-09-25	2013-05-17	$44,508	$44,508
2000-DUKE ENERGY CORP COMUSD0.001 IS	P	2012-01-06	2013-07-19	$141,081	$125,654	$15,427	$15,427
200-E M C CORP MASS	P	2011-12-29	2013-03-15	$4,898	$4,302	$596	$596
3000-EATON VANCE TAX ADVANTAGE DIVID	P	2013-01-10	2013-11-07	$55,679	$52,895	$2,784	$2,784
3000-EATON VANCE TAX MANAGED GLOBAL	P	2011-02-14	2013-09-26	$28,483	$25,138	$3,345	$3,345
1000-FEDEX CORP	P	2012-12-28	2013-10-18	$113,721	$91,205	$22,516	$22,516
0-FEDL HOME LN MTG CRPPOOL E85070 6	P	2001-07-05	2013-02-15	$1,268	$1,268
100-GENERAL MILLS INC	P	2013-04-30	2013-05-17	$5,070	$5,013	$57	$57
100-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18	$1,615	$1,509	$106	$106
600-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18	$9,654	$9,138	$516	$516
1900-GLOBAL X FUNDS GLOBAL X SUPERDI	P	2013-01-16	2013-03-25	$43,984	$43,130	$854	$854
2560-GLOBAL X FUNDS GLOBAL X SUPERDI	P	2013-01-16	2013-03-25	$59,109	$58,112	$997	$997
300-ISHARES CORE S&P SMALL-CAP ETF	P	2013-01-17	2013-11-14	$30,343	$24,492	$5,851	$5,851
2500-ISHARES TRUST HIGH DIVIDEND ETF	P	2011-12-20	2013-05-23	$171,321	$136,225	$35,096	$35,096
5000-ISHARES US PREFERREDSTOCK ETF	P	2009-12-17	2013-07-10	$193,147	$181,558	$11,589	$11,589
1000-JOHNSON & JOHNSON	P	2012-03-20	2013-01-18	$71,060	$65,072	$5,988	$5,988
1100-JPMORGAN CHASE & CO	P	2012-05-14	2013-04-03	$51,809	$39,856	$11,953	$11,953
1000-LOCKHEED MARTIN CORP	P	2013-10-21	2013-12-20	$141,287	$125,940	$15,347	$15,347
400-LOCKHEED MARTIN CORP	P	2012-01-10	2013-05-29	$39,376	$32,316	$7,060	$7,060
100-MCDONALDS CORP	P	2013-05-07	2013-11-01	$9,776	$9,776
200-MERCK & CO INC NEW COM	P	2013-05-08	2013-12-20	$9,882	$9,028	$854	$854
1100-PEPSICO INC	P	2012-12-31	2013-07-19	$89,473	$74,899	$14,574	$14,574
1100-ROCK-TENN CO CL A	P	2013-09-30	2013-10-18	$117,971	$111,414	$6,557	$6,557
1500-SPDR S&P 500 ETF TRUST UNIT SER	P	2011-08-08	2013-04-05	$231,097	$168,720	$62,377	$62,377
900-STEEL DYNAMICS INC	P	2010-06-15	2013-05-17	$14,528	$13,241	$1,287	$1,287
700-TARGET CORP	P	2012-12-05	2013-04-19	$44,486	$43,257	$1,229	$1,229
1500-UNITED TECHNOLOGIES CORP	P	2012-01-11	2013-04-17	$139,444	$114,150	$25,294	$25,294
1500-VERIZON COMMUNICATIONS	P	2012-01-05	2013-04-05	$66,706	$58,230	$8,476	$8,476
3000-WORKDAY INC COM USD0.001	P	2013-04-18	2013-12-20	$253,473	$173,104	$80,369	$80,369
427-WORKDAY INC COM USD0.001	P	2012-12-13	2013-03-14	$26,000	$21,577	$4,423	$4,423
5-CALL (AA) ALCOA INC JAN 19 13 10	P	2012-07-26	2013-01-18	$85		$85	$85
6-CALL (ADBE) ADOBE SYS INC JUN 22 1	P	2013-05-16	2013-06-21	$872		$872	$872
20-CALL (BMY) BRISTOL MYERS SQUIBBJU	P	2013-04-30	2013-05-16	$988	$4,932	-$3,944	-$3,944
7-CALL (CLX) CLOROX CO DEL JUL 20 13	P	2013-05-31	2013-07-19	$381		$381	$381
5-CALL (CVX) CHEVRON CORP NEW JUN 22	P	2013-04-30	2013-06-21	$290		$290	$290
10-CALL (DE) DEERE & COMPANY MAR 16	P	2013-01-22	2013-03-15	$1,144		$1,144	$1,144
50-CALL (EXC) EXELON CORP JUL 20 13	P	2013-03-28	2013-07-19	$3,470		$3,470	$3,470
9-CALL (FDX) FEDEX CORP JUL 20 13 1	P	2013-03-20	2013-07-19	$922		$922	$922
10-CALL (MAT) MATTEL INC OCT 19 13	P	2013-09-26	2013-10-18	$644		$644	$644
11-CALL (MO) ALTRIA GROUP INC JAN 19	P	2012-08-15	2013-01-18	$1,203		$1,203	$1,203
50-CALL (T) AT&T INC AUG 17 13 38 (	P	2013-05-16	2013-08-16	$3,870		$3,870	$3,870
58-CALL (T) AT&T INC SEP 21 13 36 (	P	2013-06-21	2013-09-20	$2,865		$2,865	$2,865
25-CALL (XOM) EXXON MOBIL CORP APR 2	P	2013-03-06	2013-04-19	$985		$985	$985

Field	Value	IRS element (for citing)
Capital Gain Net Income	$3,891,062	CapitalGainNetIncomeAmt
Net Short Term Capital Gain Loss	$2,421,960	NetShortTermCapitalGainLossAmt

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

Field	Value	IRS element (for citing)
Liable Section4942 Tax	false	LiableSection4942TaxInd
Adjusted Qlfy Distri Yr1	$667,000	AdjustedQlfyDistriYr1Amt
Net Vl Noncharitable Assets Yr1	$48,740,986	NetVlNoncharitableAssetsYr1Amt
Distribution Yr1	0.013685	DistributionYr1Rt
Adjusted Qlfy Distri Yr2	$455,000	AdjustedQlfyDistriYr2Amt
Net Vl Noncharitable Assets Yr2	$13,693,595	NetVlNoncharitableAssetsYr2Amt
Distribution Yr2	0.033227	DistributionYr2Rt
Adjusted Qlfy Distri Yr3	$395,000	AdjustedQlfyDistriYr3Amt
Net Vl Noncharitable Assets Yr3	$10,475,808	NetVlNoncharitableAssetsYr3Amt
Distribution Yr3	0.037706	DistributionYr3Rt
Adjusted Qlfy Distri Yr4	$397,677	AdjustedQlfyDistriYr4Amt
Net Vl Noncharitable Assets Yr4	$7,059,519	NetVlNoncharitableAssetsYr4Amt
Distribution Yr4	0.056332	DistributionYr4Rt
Adjusted Qlfy Distri Yr5	$419,443	AdjustedQlfyDistriYr5Amt
Net Vl Noncharitable Assets Yr5	$7,867,883	NetVlNoncharitableAssetsYr5Amt
Distribution Yr5	0.053311	DistributionYr5Rt
Total Distribution	0.194261	TotalDistributionRt
Average Distribution	0.038852	AverageDistributionRt
Net Vl Noncharitable Assets	$116,484,401	NetVlNoncharitableAssetsAmt
Adj Net Vl Noncharitable Assets	$4,525,652	AdjNetVlNoncharitableAssetsAmt
Net Investment Income Pct	$60,877	NetInvestmentIncomePctAmt
Adj Nonchrtbl Net Invst Incm Pct	$4,586,529	AdjNonchrtblNetInvstIncmPctAmt
Qualifying Distributions	$2,396,000	QualifyingDistributionsAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Field	Value	IRS element (for citing)
Investment Income Excise Tax	$121,754	InvestmentIncomeExciseTaxAmt
Subtotal	$121,754	SubtotalAmt
Tax Based On Investment Income	$121,754	TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx	$40,600	EstimatedPlusOvpmtIncmTxAmt
Total Payments And Credits	$40,600	TotalPaymentsAndCreditsAmt
Tax Due	$81,154	TaxDueAmt

Statements Regarding Acty StatementsRegardingActyGrp

Field	Value	IRS element (for citing)
Legislative Political Acty	false	LegislativePoliticalActyInd
More Than100 Spent	false	MoreThan100SpentInd
Form1120 POL Filed	false	Form1120POLFiledInd
Activities Not Previously Rpt	false	ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws	false	ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over Limit	false	UnrelatedBusIncmOverLimitInd
Organization Dissolved Etc	false	OrganizationDissolvedEtcInd
Section508e Rqr Satisfied	Yes (true)	Section508eRqrSatisfiedInd
At Least5000 In Assets	Yes (true)	AtLeast5000InAssetsInd
Org Report Or Register State	NC	OrgReportOrRegisterStateCd
Form990 PF Filed With Atty Gen	Yes (true)	Form990PFFiledWithAttyGenInd
Private Operating Foundation	false	PrivateOperatingFoundationInd
New Substantial Contributors	false	NewSubstantialContributorsInd
Own Controlled Entity	false	OwnControlledEntityInd
Donor Advised Fund	false	DonorAdvisedFundInd
Comply With Public Insp Rqr	Yes (true)	ComplyWithPublicInspRqrInd
Website Address	N/A	WebsiteAddressTxt
Individual With Books	DONALD PARKER	IndividualWithBooksNm
Phone	9195316803	PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

Field	Value	IRS element (for citing)
Address Line1	100 SAS CAMPUS DRIVE	AddressLine1
City	CARY	City
State	NC	State
ZIP Code	27513	ZIPCode

Field	Value	IRS element (for citing)
Foreign Accounts Question	false	ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Field	Value	IRS element (for citing)
Sale Or Exch Disqualified Prsn	false	SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn	false	BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn	false	FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified Prsn	false	PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn	false	TransferAstDisqualifiedPrsnInd
Payment To Government Official	false	PaymentToGovernmentOfficialInd
Undistributed Income PY	false	UndistributedIncomePYInd
Business Holdings	false	BusinessHoldingsInd
Jeopardy Investments	false	JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst	false	UncorrectedPYJeopardyInvstInd
Influence Legislation	false	InfluenceLegislationInd
Influence Election	false	InfluenceElectionInd
Grants To Individuals	false	GrantsToIndividualsInd
Grants To Organizations	false	GrantsToOrganizationsInd
Noncharitable Purpose	false	NoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	false	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	false	PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans	false	ProhibitedTaxShelterTransInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (5 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitleTxt	Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt	CompensationCompensationAmt	Employee Benefit ProgramEmployeeBenefitProgramAmt	Expense Account Other AllwncExpenseAccountOtherAllwncAmt
JAMES H GOODNIGHT
100 SAS CAMPUS DRIVE	CARY	NC	27513	DIRECTOR	0.10	$0	$0	$0
ANN BAGGETT GOODNIGHT
100 SAS CAMPUS DRIVE	CARY	NC	27513	DIRECTOR	0.10	$0	$0	$0
LEAH A GOODNIGHT
100 SAS CAMPUS DRIVE	CARY	NC	27513	DIRECTOR	0.10	$0	$0	$0
SUSAN G ELLIS
100 SAS CAMPUS DRIVE	CARY	NC	27513	DIRECTOR	0.10	$0	$0	$0
DONALD R PARKER
100 SAS CAMPUS DRIVE	CARY	NC	27513	DIRECTOR	0.10	$0	$0	$0

Field	Value	IRS element (for citing)
Comp Of Hghst Pd Empl Or NONE	NONE	CompOfHghstPdEmplOrNONETxt
Comp Of Hghst Pd Cntrct Or NONE	NONE	CompOfHghstPdCntrctOrNONETxt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Field	Value	IRS element (for citing)
Description1	N/A	Description1Txt

Minimum Investment Return MinimumInvestmentReturnGrp

Field	Value	IRS element (for citing)
Average Monthly FMV Of Sec	$53,991,805	AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances	$64,266,470	AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast	$0	FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets	$118,258,275	TotalFMVOfUnusedAssetsAmt
Adjusted Total FMV Of Unused Ast	$118,258,275	AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable	$1,773,874	CashDeemedCharitableAmt
Net Vl Noncharitable Assets	$116,484,401	NetVlNoncharitableAssetsAmt
Minimum Investment Return	$5,824,220	MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

Field	Value	IRS element (for citing)
Minimum Investment Return	$5,824,220	MinimumInvestmentReturnAmt
Tax Based On Investment Income	$121,754	TaxBasedOnInvestmentIncomeAmt
Total Tax	$121,754	TotalTaxAmt
Distributable Before Adj	$5,702,466	DistributableBeforeAdjAmt
Distributable Before Ded	$5,702,466	DistributableBeforeDedAmt
Distributable As Adjusted	$5,702,466	DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

Field	Value	IRS element (for citing)
Expenses And Contributions	$2,396,000	ExpensesAndContributionsAmt
Qualifying Distributions	$2,396,000	QualifyingDistributionsAmt
Adjusted Qualifying Distri	$2,396,000	AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

Field	Value	IRS element (for citing)
Distributable As Adjusted	$5,702,466	DistributableAsAdjustedAmt
Undistributed Income PY	$2,395,269	UndistributedIncomePYAmt
Qualifying Distributions	$2,396,000	QualifyingDistributionsAmt
Applied To Year1	$2,395,269	AppliedToYear1Amt
Applied To Current Year	$731	AppliedToCurrentYearAmt
Undistributed Income CY	$5,701,735	UndistributedIncomeCYAmt

Supplementary Information SupplementaryInformationGrp

Field	Value	IRS element (for citing)
Contributing Manager	JAMES H GOODNIGHT	ContributingManagerNm
Contributing Manager	ANN B GOODNIGHT	ContributingManagerNm
Only Contri To Preselected	Yes (X)	OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (35 entries)

Business Name Line2RecipientBusinessName/BusinessNameLine2	Address Line1RecipientUSAddress/AddressLine1	Address Line2RecipientUSAddress/AddressLine2	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Recipient RelationshipRecipientRelationshipTxt	Recipient Foundation StatusRecipientFoundationStatusTxt	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt
BOYS CLUB OF WAKE COUNTY
BOYS CLUB OF WAKE COUNTY	701 N RALEIGH BLVD	701 N RALEIGH BLVD	RALEIGH	NC	27610	NONE	501(C)(3)	UNRESTRICTED	$5,000
COMMUNITIES IN SCHOOLS OF WAKE COUN
COMMUNITIES IN SCHOOLS OF WAKE COUNTY	871 HARP ST	871 HARP ST	RALEIGH	NC	27604	NONE	501(C)(3)	UNRESTRICTED	$10,000
CONTEMPORARY ART FOUNDATION
CONTEMPORARY ART FOUNDATION	409 W MARTIN ST	409 W MARTIN STREET	RALEIGH	NC	27603	NONE	501(C)(3)	K-12 EDUCATION PROGRAMS	$10,000
DIX VISIONARIES
DIX VISIONARIES	P O BOX 469	P O BOX 469	RALEIGH	NC	27602	NONE	501(C)(3)	UNRESTRICTED	$50,000
FOUNDATION FOR EXCELLENCE IN EDUC
FOUNDATION FOR EXCELLENCE IN EDUC	215 S MONROE ST STE 420	215 S MONROE ST STE 420	TALLAHASSEE	FL	32302	NONE	501(C)(3)	UNRESTRICTED	$10,000
HIGH FIVE REGIONAL PARTNER
HIGH FIVE REGIONAL PARTNERSHIP	511 CLEVELAND ST	511 CLEVELAND ST	DURHAM	NC	277013334	NONE	501(C)(3)	UNRESTRICTED	$25,000
LOUISBURG COLLEGE
LOUISBURG COLLEGE	501 N MAIN ST	501 N MAIN ST	LOUISBURG	NC	27549	NONE	501(C)(3)	HODGES FINE ARTS COMPLEX	$10,000
MARBLES KIDS MUSEUM
MARBLES KIDS MUSEUM	201 E HARGETT ST	201 E HARGETT ST	RALEIGH	NC	27601	NONE	501(C)(3)	UNRESTRICTED	$5,000
MEDICAL FOUNDATION OF NC INC
MEDICAL FOUNDATION OF NORTH CAROLINA INC	CAMPUS BOX 7237	CAMPUS BOX 7237	CHAPEL HILL	NC	275997237	NONE	501(C)(3)	CHILDREN'S EDUCATION SUPPORT	$10,000
MEREDITH COLLEGE
MEREDITH COLLEGE	3800 HILLSBOROUGH ST	3800 HILLSBOROUGH ST	RALEIGH	NC	276075298	NONE	501(C)(3)	MINORITY TEACHING SCHOLARSHIP	$25,000
NC MUSEUM OF ART FOUNDATION
NC MUSEUM OF ART FOUNDATION	4630 MAIL SERVICE CENTER	4630 MAIL SERVICE CENTER	RALEIGH	NC	27699	NONE	501(C)(3)	UNRESTRICTED	$50,000
NC MUSEUM OF HISTORY FOUNDATION
NC MUSEUM OF HISTORY FOUNDATION	5 EAST EDENTON ST	5 EAST EDENTON ST	RALEIGH	NC	27601	NONE	501(C)(3)	UNRESTRICTED	$10,000
NC MUSEUM OF NATURAL SCIENCES
NC MUSEUM OF NATURAL SCIENCES	11 WEST JONES ST	11 WEST JONES ST	RALEIGH	NC	27601	NONE	501(C)(3)	EDUCATORS OF EXCELLENCE FUND	$10,000
NCSU FOUNDATION INC
NCSU FOUNDATION INC	CAMPUS BOX 7001	CAMPUS BOX 7001	RALEIGH	NC	276957474	NONE	501(C)(3)	CHANCELLOR'S DISCRETIONARY FUND	$15,000
NCSU FOUNDATION INC
NCSU FOUNDATION INC	CAMPUS BOX 7474	CAMPUS BOX 7474	RALEIGH	NC	276957474	NONE	501(C)(3)	COLLEGE OF EDUCATION	$10,000
NCSU FOUNDATION INC
NCSU FOUNDATION INC	CAMPUS BOX 7474	CAMPUS BOX 7474	RALEIGH	NC	276957474	NONE	501(C)(3)	CHASS DEAN'S DISCRETIONARY FUND	$10,000
NCSU FOUNDATION INC
NCSU FOUNDATION INC	CAMPUS BOX 7474	CAMPUS BOX 7474	RALEIGH	NC	276957474	NONE	501(C)(3)	FRIDAY INSTITUTE	$10,000
NCSU FOUNDATION INC
NCSU FOUNDATION INC	CAMPUS BOX 7474	CAMPUS BOX 7474	RALEIGH	NC	276957474	NONE	501(C)(3)	PAMS DEAN'S DISCRETIONARY FUND	$10,000
NCSU FOUNDATION INC
NCSU FOUNDATION INC	CAMPUS BOX 7474	CAMPUS BOX 7474	RALEIGH	NC	276957474	NONE	501(C)(3)	GENERAL H HUGH SHELTON INITIATIVE	$10,000
NCSU FOUNDATION INC
NCSU FOUNDATION INC	CAMPUS BOX 7474	CAMPUS BOX 7474	RALEIGH	NC	276957474	NONE	501(C)(3)	KENAN FELLOWS	$10,000
NCSU FOUNDATION INC
NCSU FOUNDATION INC	CAMPUS BOX 7474	CAMPUS BOX 7474	RALEIGH	NC	276957474	NONE	501(C)(3)	INSTITUTE FOR EMERGING ISSUES	$100,000
NCSU FOUNDATION INC
NCSU FOUNDATION INC	CAMPUS BOX 7302	CAMPUS BOX 7302	RALEIGH	NC	276957474	NONE	501(C)(3)	GOODNIGHT SCHOLARS	$1,818,000
PUBLIC SCHOOL FORUM OF NC
PUBLIC SCHOOL FORUM OF NC	3739 NATIONAL DR	3739 NATIONAL DR STE 100	RALEIGH	NC	27612	NONE	501(C)(3)	UNRESTRICTED FUNDS	$10,000
RALEIGH SCHOOL INC
RALEIGH SCHOOL INC	1141 RALEIGH SCHOOL DRIVE	1141 RALEIGH SCHOOL DRIVE	RALEIGH	NC	27607	NONE	501(C)(3)	UNRESTRICTED	$25,000
SALVATION ARMY
SALVATION ARMY	1863 CAPITAL BLVD	1863 CAPITAL BLVD	RALEIGH	NC	27604	NONE	501(C)(3)	AFTER SCHOOL TUTORING	$5,000
TAMMY LYNN MEMORIAL FOUNDATION
TAMMY LYNN MEMORIAL FOUNDATION INC	730 CHAPPELL DRIVE	739 CHAPPELL DRIVE	RALEIGH	NC	27606	NONE	501(C)(3)	UNRESTRICTED	$5,000
THE NAVIGATORS
THE NAVIGATORS	P O BOX 6000	P O BOX 6000	COLORADO SPRINGS	CO	80934	NONE	501(C)(3)	URBAN HOPE NAVIGATORS	$5,000
THE NC CENTER FOR INT'L UNDERSTANDI
THE NC CENTER FOR INT'L UNDERSTANDING COUNCIL	100 E SIX FORKS STE 300	100 E SIX FORKS STE 300	RALEIGH	NC	27609	NONE	501(C)(3)	UNRESTRICTED	$20,000
TRIANGLE FAMILY SERVICES
TRIANGLE FAMILY SERVICES	3937 WESTERN BLVD	3937 WESTERN BLVD	RALEIGH	NC	27606	NONE	501(C)(3)	UNRESTRICTED	$5,000
UNC-ASHEVILLE FOUNDATION
UNC-ASHEVILLE FOUNDATION	320 OWEN HALL CPP 1800	320 OWEN HALL CPA 1800	ASHEVILLE	NC	28804	NONE	501(C)(3)	UNRESTRICTED	$8,000
UNC AT GREENSBORO
UNC AT GREENSBORO	P O BOX 26170	P O BOX 26170	GREENSBORO	NC	274026170	NONE	501(C)(3)	UNRESTRICTED	$5,000
UNIVERSITY OF NC AT CHAPEL HILL
UNIVERSITY OF NC AT CHAPEL HILL	120 FRIDAY CENTER DRIVE	120 FRIDAY CENTER DRIVE	CHAPEL HILL	NC	27517	NONE	501(C)(3)	THE AMERICAN GRADUATE PROJECT	$20,000
WAKE EDUCATION PARTNERSHIP
WAKE EDUCATION PARTNERSHIP	706 HILLSBOROUGH STE A	706 HILLSBOROUGH STE A	RALEIGH	NC	27603	NONE	501(C)(3)	UNRESTRICTED	$5,000
WAKE UP WAKE COUNTY
WAKE UP WAKE COUNTY	P O BOX 6484	P O BOX 6484	RALEIGH	NC	27628	NONE	501(C)(3)	EDUCATION	$10,000
YMCA OF THE TRIANGLE INC
YMCA OF THE TRIANGLE INC	801 CORP CENTER STE 200	801 CORP CENTER STE 200	RALEIGH	NC	27607	NONE	501(C)(3)	CAMP SEA GULL/SEAFARER	$50,000

Field	Value	IRS element (for citing)
Total Grant Or Contri Pd Dur Yr	$2,396,000	TotalGrantOrContriPdDurYrAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$334,397	ExclusionAmt

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$1,939,401	ExclusionAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Field	Value	IRS element (for citing)
Exclusion	18	ExclusionCd
Exclusion	$3,891,062	ExclusionAmt

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Field	Value	IRS element (for citing)
Exclusion	$6,164,860	ExclusionAmt

Field	Value	IRS element (for citing)
Total Income Producing Acty	$6,164,860	TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO	false	TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO	false	TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets	false	SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO	false	PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets	false	RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements	false	ReimbursementArrangementsInd
Loans Or Loan Guarantees	false	LoansOrLoanGuaranteesInd
Performance Of Services Etc	false	PerformanceOfServicesEtcInd
Sharing Of Facilities Etc	false	SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO	false	RelationshipsNonchrtblEOInd

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

Field	Value	IRS element (for citing)
Category	TAX PREPARATION FEE	CategoryTxt
Amt	$2,400	Amt
Net Investment Income	$2,400	NetInvestmentIncomeAmt

Compensation Explanation CompensationExplanation

Compensation Explanation CompensationExplanationGrp (5 entries)

JAMES H GOODNIGHT
ANN BAGGETT GOODNIGHT
LEAH A GOODNIGHT
SUSAN G ELLIS
DONALD R PARKER

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corporate Bonds InvestmentsCorporateBondsGrp

Field	Value	IRS element (for citing)
Bond	FIDELITY - Z85-467731	BondNm
EOY Book Value	$6,077,125	EOYBookValueAmt
EOYFMV	$6,888,706	EOYFMVAmt

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (2 entries)

StockStockNm	EOY Book ValueEOYBookValueAmt	EOYFMVEOYFMVAmt
FIDELITY - Z85-467731	$53,824,417	$57,690,363
FIDELITY - Z85-467731	$337,038	$299,291

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

Field	Value	IRS element (for citing)
US Govt Obligations Book Vl EOY	$4,239	USGovtObligationsBookVlEOYAmt
US Govt Obligations EOYFMV	$2,499	USGovtObligationsEOYFMVAmt

Other Assets Schedule OtherAssetsSchedule

Other Assets Schedule OtherAssetsScheduleGrp

Field	Value	IRS element (for citing)
Desc	SALES PROCEEDS RECEIVABLE	Desc
BOY Book Value	$49,644	BOYBookValueAmt

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt
EXPENSES
INVESTMENT EXPENSES	$1	$1

Other Liabilities Schedule OtherLiabilitiesSchedule

Other Liabilities Detail OtherLiabilitiesDetail

Field	Value	IRS element (for citing)
Desc	OPTIONS OUTSTANDING	Desc
BOY Book Value	$177,688	BOYBookValueAmt
EOY Book Value	$273,115	EOYBookValueAmt

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (2 entries)

CategoryCategoryTxt	AmtAmt	Net Investment IncomeNetInvestmentIncomeAmt
FEDERAL EXCISE TAX	$62,852	$62,852
FOREIGN INCOME TAX WITHHELD ON D	$11,459	$11,459

GOODNIGHT EDUCATIONAL FOUNDATION: Form 990PF, tax year 2013

Return header ReturnHeader

Preparer Firm PreparerFirmGrp

Preparer Firm Name PreparerFirmName

Preparer US Address PreparerUSAddress

Filer Filer

Business Name BusinessName

US Address USAddress

Business Officer BusinessOfficerGrp

Preparer Person PreparerPersonGrp

Form 990-PF IRS990PF

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (890 entries)

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Statements Regarding Acty StatementsRegardingActyGrp

Location Of Books US Address LocationOfBooksUSAddress

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (5 entries)

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Minimum Investment Return MinimumInvestmentReturnGrp

Distributable Amount DistributableAmountGrp

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

Undistributed Income UndistributedIncomeGrp

Supplementary Information SupplementaryInformationGrp

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (35 entries)

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

Compensation Explanation CompensationExplanation

Compensation Explanation CompensationExplanationGrp (5 entries)

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corporate Bonds InvestmentsCorporateBondsGrp

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (2 entries)

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

Other Assets Schedule OtherAssetsSchedule

Other Assets Schedule OtherAssetsScheduleGrp

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)

Other Liabilities Schedule OtherLiabilitiesSchedule

Other Liabilities Detail OtherLiabilitiesDetail

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (2 entries)

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