WINLEY FOUNDATION: Form 990PF, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- WINLEY FOUNDATION (EIN 52-1230146)
- Tax period
- 2013-01-01 to 2013-12-31
- Filed
- 2014-05-05
- IRS object ID
- 201411259349100731
- Schema version
- 2013v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Compensation Explanation
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Land Etc Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2014-05-05T13:27:25-05:00 | ReturnTs |
| Tax Period End | 2013-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MORABITO & COMPANY | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2 DOVER COURT | AddressLine1 |
| City | ROCHESTER | City |
| State | NY | State |
| ZIP Code | 14624 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2013-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 521230146 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WINLEY FOUNDATION | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | WINL | BusinessNameControlTxt |
| Phone | 8454893373 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 100 NORTH VILLAGE AVE STE 35 | AddressLine1 |
| City | ROCKVILLE CENTRE | City |
| State | NY | State |
| ZIP Code | 115703712 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | EDWARD J WALSH JR | PersonNm |
| Person Title | SECRETARY | PersonTitleTxt |
| Phone | 8454893373 | PhoneNum |
| Signature | 2014-04-26 | SignatureDt |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ANTHONY J MORABITO CPA | PreparerPersonNm |
| PTIN | P00393052 | PTIN |
| Phone | 5854297759 | PhoneNum |
| Preparation | 2014-04-26 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $19,951,653 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $530,763 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $478,421 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $613,471 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $6,493,442 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $613,471 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $71 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $71 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $1,144,305 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,091,963 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $35,004 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $33,393 | CompOfcrDirTrstNetInvstIncmAmt |
| Accounting Fees Rev And Expnss | $6,000 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $5,724 | AccountingFeesNetInvstIncmAmt |
| Taxes Rev And Expnss | $4,861 | TaxesRevAndExpnssAmt |
| Deprec And Dpltn Rev And Expnss | $32 | DeprecAndDpltnRevAndExpnssAmt |
| Other Expenses Rev And Expnss | $71,001 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $67,735 | OtherExpensesNetInvstIncmAmt |
| Tot Opr Expenses Rev And Expnss | $116,898 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $106,852 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,371,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,371,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,487,898 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $106,852 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,371,000 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$343,593 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $985,111 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $12,697 | CashBOYAmt |
| Cash EOY | $2,113 | CashEOYAmt |
| Cash EOYFMV | $2,113 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $197,879 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $127,684 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $127,684 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $6,611,080 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $8,087,868 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $8,095,283 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $6,442,229 | CorporateStockBOYAmt |
| Corporate Stock EOY | $5,845,429 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $9,922,344 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $2,874,138 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $1,731,368 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $1,804,229 | CorporateBondsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $460 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $411 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $81 | LandBOYAmt |
| Land EOY | $49 | LandEOYAmt |
| Total Assets BOY | $16,138,104 | TotalAssetsBOYAmt |
| Total Assets EOY | $15,794,511 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $19,951,653 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Retained Earning BOY | $16,138,104 | RetainedEarningBOYAmt |
| Retained Earning EOY | $15,794,511 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $16,138,104 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $15,794,511 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $16,138,104 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $15,794,511 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $16,138,104 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$343,593 | ExcessRevenueOverExpensesAmt |
| Subtotal | $15,794,511 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $15,794,511 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (262 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| FG 5 J02774-8980 | P | 2009-05-06 | 2013-01-14 | $8,980 | $9,375 | -$395 | -$395 |
| FHLMC POOL J02774-6771.8753 | P | 2009-05-06 | 2013-02-01 | $6,772 | $7,070 | -$298 | -$298 |
| 50402.9396-FNMA POOL 256543 | P | 2007-09-11 | 2013-02-13 | $54,388 | $49,735 | $4,653 | $4,653 |
| 1184.536-LAZARD US CORP INCOME PORT | P | 2005-09-30 | 2013-02-27 | $5,958 | $6,302 | -$344 | -$344 |
| FNMA POOL 725429-8322.78751 | P | 2009-05-15 | 2013-03-01 | $8,323 | $8,699 | -$376 | -$376 |
| FNMA POOL 839035-15138.5408 | P | 2010-11-10 | 2013-04-01 | $15,139 | $16,359 | -$1,220 | -$1,220 |
| FN 5.5 836178-4456 | P | 2007-09-11 | 2013-04-11 | $4,456 | $4,403 | $53 | $53 |
| 20000-US TREASURY NOTE | P | 2012-06-29 | 2013-05-01 | $20,190 | $21,193 | -$1,003 | -$1,003 |
| FHLMC POOL G13844-11573.3515 | P | 2010-06-23 | 2013-05-01 | $11,573 | $12,216 | -$643 | -$643 |
| FHLMC POOL A91541-5435.6644 | P | 2011-08-11 | 2013-06-01 | $5,436 | $5,898 | -$462 | -$462 |
| FNMA POOL AH3373-5169.422 | P | 2011-03-02 | 2013-07-01 | $5,169 | $5,436 | -$267 | -$267 |
| FNMA POOL AH3373-8452.5897 | P | 2011-03-02 | 2013-08-01 | $8,453 | $8,889 | -$436 | -$436 |
| FHLMC POOL G13844-10967.1737 | P | 2010-06-23 | 2013-09-01 | $10,967 | $11,576 | -$609 | -$609 |
| FNMA POOL 836178-3701.2941 | P | 2007-09-11 | 2013-10-01 | $3,701 | $3,657 | $44 | $44 |
| 200-AMERIPRISE FINANCIAL INC | P | 2012-06-21 | 2013-10-18 | $19,818 | $10,207 | $9,611 | $9,611 |
| FNMA POOL 555409-2163.84602 | P | 2009-01-08 | 2013-11-01 | $2,164 | $2,246 | -$82 | -$82 |
| 1092.498-LAZARD US CORP INCOME PORT | P | 2006-05-31 | 2013-11-07 | $5,472 | $5,725 | -$253 | -$253 |
| FNMA POOL 943010-1239.13685 | P | 2007-09-11 | 2013-12-01 | $1,239 | $1,249 | -$10 | -$10 |
| FG 4.5 G13844-15532 | P | 2010-06-23 | 2013-01-15 | $15,532 | $16,394 | -$862 | -$862 |
| FNMA POOL 839035-7891.387 | P | 2010-11-10 | 2013-02-01 | $7,891 | $8,528 | -$637 | -$637 |
| 555.713-LAZARD US CORP INCOME PORT I | P | 2004-07-30 | 2013-02-27 | $2,795 | $2,940 | -$145 | -$145 |
| 1163.74-LAZARD US CORP INCOME PORT I | P | 2005-10-31 | 2013-02-27 | $5,854 | $6,098 | -$244 | -$244 |
| FNMA POOL AH3373-4844.13035 | P | 2011-03-02 | 2013-03-01 | $4,844 | $5,094 | -$250 | -$250 |
| FNMA POOL 943010-96.27825 | P | 2007-09-11 | 2013-04-01 | $96 | $97 | -$1 | -$1 |
| FN 888782-6108 | P | 2012-08-27 | 2013-04-11 | $6,108 | $6,547 | -$439 | -$439 |
| 135000-US TREASURY NOTE | P | 2012-07-26 | 2013-05-01 | $138,808 | $142,941 | -$4,133 | -$4,133 |
| FNMA POOL AC8887-11165.7299 | P | 2011-08-25 | 2013-05-01 | $11,166 | $11,733 | -$567 | -$567 |
| FHLMC POOL G13844-8341.0896 | P | 2010-06-23 | 2013-06-01 | $8,341 | $8,804 | -$463 | -$463 |
| FNMA POOL AB2128-7167.37755 | P | 2011-01-05 | 2013-07-01 | $7,167 | $7,176 | -$9 | -$9 |
| FHLMC POOL G13844-4103.6093 | P | 2010-06-23 | 2013-08-01 | $4,104 | $4,331 | -$227 | -$227 |
| FNMA POOL AC8887-6181.8601 | P | 2011-08-25 | 2013-09-01 | $6,182 | $6,496 | -$314 | -$314 |
| FNMA POOL AL2363-7337.73575 | P | 2012-09-19 | 2013-10-01 | $7,338 | $7,854 | -$516 | -$516 |
| 300-CVS CAREMARK CORP | P | 2011-09-15 | 2013-10-18 | $18,312 | $11,075 | $7,237 | $7,237 |
| FHLMC POOL J02774-6282.1559 | P | 2009-05-06 | 2013-11-01 | $6,281 | $6,558 | -$277 | -$277 |
| 1072.098-LAZARD US CORP INCOME PORT | P | 2006-06-30 | 2013-11-07 | $5,369 | $5,553 | -$184 | -$184 |
| FHLMC POOL A91541-2232.2264 | P | 2011-08-11 | 2013-12-01 | $2,232 | $2,422 | -$190 | -$190 |
| FG 5 A91541-4851 | P | 2011-08-11 | 2013-01-15 | $4,851 | $5,264 | -$413 | -$413 |
| FNMA POOL 943010-5444.79795 | P | 2007-09-11 | 2013-02-01 | $5,445 | $5,489 | -$44 | -$44 |
| 2221.758-LAZARD US CORP INCOME PORT | P | 2004-08-31 | 2013-02-27 | $11,175 | $11,864 | -$689 | -$689 |
| 1328.52-LAZARD US CORP INCOME PORT I | P | 2005-11-30 | 2013-02-27 | $6,682 | $7,001 | -$319 | -$319 |
| FNMA POOL AB2128-7286.8155 | P | 2011-01-05 | 2013-03-01 | $7,287 | $7,296 | -$9 | -$9 |
| FHLMC POOL G03941-8896.794 | P | 2011-07-19 | 2013-04-01 | $8,897 | $9,770 | -$873 | -$873 |
| FN AB2128-11877 | P | 2011-01-05 | 2013-04-11 | $11,877 | $11,892 | -$15 | -$15 |
| 90000-US TREASURY NOTE | P | 2012-08-27 | 2013-05-01 | $93,380 | $94,936 | -$1,556 | -$1,556 |
| FNMA POOL 836178-4694.69945 | P | 2007-09-11 | 2013-05-01 | $4,695 | $4,639 | $56 | $56 |
| 1600-NEWMONT MINING CORP | P | 2011-03-31 | 2013-06-21 | $47,846 | $87,673 | -$39,827 | -$39,827 |
| FHLMC POOL G13844-6515.2933 | P | 2010-06-23 | 2013-07-01 | $6,515 | $6,877 | -$362 | -$362 |
| FNMA POOL AC8887-74.2183 | P | 2011-08-25 | 2013-08-01 | $74 | $78 | -$4 | -$4 |
| FNMA POOL 836178-16230.40461 | P | 2007-09-11 | 2013-09-01 | $16,230 | $16,038 | $192 | $192 |
| FNMA POOL 888782-2291.16225 | P | 2012-08-27 | 2013-10-01 | $2,291 | $2,456 | -$165 | -$165 |
| 800-CISCO SYSTEMS INC | P | 2006-08-03 | 2013-10-18 | $18,440 | $14,041 | $4,399 | $4,399 |
| FNMA POOL 943010-87.93475 | P | 2007-09-11 | 2013-11-01 | $88 | $89 | -$1 | -$1 |
| 1081.445-LAZARD US CORP INCOME PORT | P | 2006-07-31 | 2013-11-07 | $5,416 | $5,613 | -$197 | -$197 |
| FNMA POOL AI2499-1401.36425 | P | 2013-05-01 | 2013-12-01 | $1,401 | $1,535 | -$134 | -$134 |
| FG 5 G13298-10517 | P | 2010-07-20 | 2013-01-15 | $10,517 | $11,232 | -$715 | -$715 |
| FHLMC POOL G03941-8858.1486 | P | 2011-07-19 | 2013-02-01 | $8,858 | $9,728 | -$870 | -$870 |
| 1880.6-LAZARD US CORP INCOME PORT IN | P | 2004-09-30 | 2013-02-27 | $9,459 | $10,099 | -$640 | -$640 |
| 1162.973-LAZARD US CORP INCOME PORT | P | 2005-12-30 | 2013-02-27 | $5,850 | $6,129 | -$279 | -$279 |
| FHLMC POOL G13844-8171.8186 | P | 2010-06-23 | 2013-03-01 | $8,172 | $8,625 | -$453 | -$453 |
| FHLMC POOL FG G08232-6752.6703 | P | 2010-10-07 | 2013-04-01 | $6,753 | $7,295 | -$542 | -$542 |
| FN AH3373-1429 | P | 2011-03-02 | 2013-04-11 | $1,429 | $1,503 | -$74 | -$74 |
| FHLMC POOL G13298-9874.6404 | P | 2010-07-20 | 2013-05-01 | $9,875 | $10,546 | -$671 | -$671 |
| FNMA POOL AL2363-5522.77225 | P | 2012-09-19 | 2013-05-01 | $5,523 | $5,911 | -$388 | -$388 |
| 425-ORACLE CORP | P | 2007-02-26 | 2013-06-21 | $12,859 | $7,161 | $5,698 | $5,698 |
| FNMA POOL AC8887-29696.7402 | P | 2011-08-25 | 2013-07-01 | $29,697 | $31,206 | -$1,509 | -$1,509 |
| FNMA POOL 836178-682.17415 | P | 2007-09-11 | 2013-08-01 | $682 | $674 | $8 | $8 |
| FNMA POOL AL2363-1481.52225 | P | 2012-09-19 | 2013-09-01 | $1,482 | $1,586 | -$104 | -$104 |
| 241066.5649-FNMA POOL AL2363 | P | 2012-09-19 | 2013-10-08 | $253,798 | $258,029 | -$4,231 | -$4,231 |
| 650-COMCAST CORP SPECIAL CL A | P | 2008-02-01 | 2013-10-18 | $29,635 | $11,883 | $17,752 | $17,752 |
| FHLMC POOL A91541-2894.5094 | P | 2011-08-11 | 2013-11-01 | $2,895 | $3,141 | -$246 | -$246 |
| 1139.883-LAZARD US CORP INCOME PORT | P | 2006-08-31 | 2013-11-07 | $5,709 | $5,950 | -$241 | -$241 |
| FNMA POOL 725429-5520.91637 | P | 2009-05-15 | 2013-12-01 | $5,521 | $5,770 | -$249 | -$249 |
| FG 6 G03941-9132 | P | 2011-07-19 | 2013-01-15 | $9,132 | $10,029 | -$897 | -$897 |
| FNMA POOL 256543-1891.641 | P | 2007-09-11 | 2013-02-01 | $1,892 | $1,866 | $26 | $26 |
| 1986.856-LAZARD US CORP INCOME PORT | P | 2004-10-29 | 2013-02-27 | $9,994 | $10,769 | -$775 | -$775 |
| 348.895-LAZARD US CORP INCOME PORT I | P | 2006-01-31 | 2013-02-27 | $1,755 | $1,846 | -$91 | -$91 |
| FNMA POOL AC8887-101.9917 | P | 2011-08-25 | 2013-03-01 | $102 | $107 | -$5 | -$5 |
| FHLMC POOL A91541-5234.918 | P | 2011-08-11 | 2013-04-01 | $5,235 | $5,680 | -$445 | -$445 |
| FN 5 725429-8216 | P | 2009-05-15 | 2013-04-11 | $8,216 | $8,587 | -$371 | -$371 |
| FNMA POOL 555409-5696.37836 | P | 2009-01-08 | 2013-05-01 | $5,696 | $5,914 | -$218 | -$218 |
| 340-INTERNATIONAL BUSINESS MACHINE C | P | 1998-02-26 | 2013-05-03 | $69,542 | $17,935 | $51,607 | $51,607 |
| 3500-ORACLE CORP | P | 2008-11-10 | 2013-06-21 | $105,896 | $61,250 | $44,646 | $44,646 |
| FNMA POOL 836178-7826.65114 | P | 2007-09-11 | 2013-07-01 | $7,827 | $7,734 | $93 | $93 |
| FNMA POOL AL2363-4126.5158 | P | 2012-09-19 | 2013-08-01 | $4,127 | $4,417 | -$290 | -$290 |
| 55000-US TREASURY NOTE | P | 2012-12-31 | 2013-09-10 | $56,267 | $56,979 | -$712 | -$712 |
| FNMA POOL 555409-3646.79988 | P | 2009-01-08 | 2013-10-10 | $3,647 | $3,786 | -$139 | -$139 |
| 500-GENERAL MILLS INC | P | 2010-08-24 | 2013-10-18 | $24,587 | $17,733 | $6,854 | $6,854 |
| FNMA POOL AI2499-3744.77675 | P | 2013-05-01 | 2013-11-01 | $3,745 | $4,101 | -$356 | -$356 |
| 735.49664-LAZARD US CORP INCOME PORT | P | 2006-09-29 | 2013-11-07 | $3,684 | $3,861 | -$177 | -$177 |
| FNMA POOL AH3373-2604.68745 | P | 2011-03-02 | 2013-12-01 | $2,605 | $2,739 | -$134 | -$134 |
| FG 6 G08232-8437 | P | 2010-10-07 | 2013-01-15 | $8,437 | $9,115 | -$678 | -$678 |
| FHLMC POOL A91541-4545.4688 | P | 2011-08-11 | 2013-02-01 | $4,545 | $4,932 | -$387 | -$387 |
| 2139.096-LAZARD US CORP INCOME PORT | P | 2004-11-30 | 2013-02-27 | $10,760 | $11,615 | -$855 | -$855 |
| FNMA POOL 888782-2910.07275 | P | 2012-08-27 | 2013-03-01 | $2,910 | $3,119 | -$209 | -$209 |
| FNMA POOL 836178-7843.42258 | P | 2007-09-11 | 2013-03-01 | $7,843 | $7,750 | $93 | $93 |
| FNMA POOL 725429-9108.0512 | P | 2009-05-15 | 2013-04-01 | $9,108 | $9,520 | -$412 | -$412 |
| FN 5.5 555409-3163 | P | 2009-01-08 | 2013-04-11 | $3,163 | $3,284 | -$121 | -$121 |
| FHLMC POOL J02774-4429.5661 | P | 2009-05-06 | 2013-05-01 | $4,430 | $4,624 | -$194 | -$194 |
| 30-INTERNATIONAL BUSINESS MACHINE CO | P | 1998-02-26 | 2013-05-03 | $6,136 | $1,583 | $4,553 | $4,553 |
| 2000-ORACLE CORP | P | 2011-07-22 | 2013-06-21 | $60,512 | $64,933 | -$4,421 | -$4,421 |
| FNMA POOL AL2363-7196.4201 | P | 2012-09-19 | 2013-07-01 | $7,196 | $7,703 | -$507 | -$507 |
| FNMA POOL AB2128-7432.52745 | P | 2011-01-05 | 2013-08-01 | $7,433 | $7,441 | -$8 | -$8 |
| FHLMC POOL G13298-3801.0882 | P | 2010-07-20 | 2013-10-01 | $3,801 | $4,060 | -$259 | -$259 |
| FNMA POOL 943010-1432.7696 | P | 2007-09-11 | 2013-10-10 | $1,433 | $1,444 | -$11 | -$11 |
| 50-GOOGLE INC CL A COMMON STOCK | P | 2008-10-08 | 2013-10-18 | $50,117 | $17,016 | $33,101 | $33,101 |
| FNMA POOL 725429-4136.70961 | P | 2009-05-15 | 2013-11-01 | $4,137 | $4,324 | -$187 | -$187 |
| 152566.0347-FHLMC POOL J02774 | P | 2009-05-06 | 2013-11-07 | $162,149 | $159,278 | $2,871 | $2,871 |
| FHLMC POOL G13844-4133.3866 | P | 2010-06-23 | 2013-12-01 | $4,133 | $4,363 | -$230 | -$230 |
| 650-AMERICAN EXPRESS COMPANY | P | 2011-03-15 | 2013-02-01 | $38,427 | $28,401 | $10,026 | $10,026 |
| FHLMC POOL FG G08232-6473.1567 | P | 2010-10-07 | 2013-02-01 | $6,473 | $6,993 | -$520 | -$520 |
| 1899.832-LAZARD US CORP INCOME PORT | P | 2004-12-31 | 2013-02-27 | $9,556 | $10,392 | -$836 | -$836 |
| FNMA POOL AL2363-1869.3694 | P | 2012-09-19 | 2013-03-01 | $1,869 | $2,001 | -$132 | -$132 |
| 205000-US TREASURY NOTE | P | 2012-05-01 | 2013-03-06 | $212,326 | $218,660 | -$6,334 | -$6,334 |
| FNMA POOL AH3373-14375.3133 | P | 2011-03-02 | 2013-04-01 | $14,375 | $15,117 | -$742 | -$742 |
| FN 5.5 839035-12235 | P | 2010-11-10 | 2013-04-11 | $12,235 | $13,222 | -$987 | -$987 |
| FNMA POOL 839035-3050.2806 | P | 2010-11-10 | 2013-05-01 | $3,050 | $3,296 | -$246 | -$246 |
| 1075-PNC FINANCIAL SERVICES GROUP | P | 2012-03-15 | 2013-05-03 | $73,294 | $67,827 | $5,467 | $5,467 |
| 2635-ORACLE CORP | P | 2012-10-05 | 2013-06-21 | $79,725 | $82,874 | -$3,149 | -$3,149 |
| 263045.73105-FNMA POOL AB2128 | P | 2011-01-05 | 2013-07-30 | $275,978 | $263,363 | $12,615 | $12,615 |
| FHLMC POOL G13298-4717.8998 | P | 2010-07-20 | 2013-09-01 | $4,718 | $5,039 | -$321 | -$321 |
| FNMA POOL 555409-3431.64482 | P | 2009-01-08 | 2013-10-01 | $3,432 | $3,563 | -$131 | -$131 |
| FNMA POOL AI2499-1310.5235 | P | 2013-05-01 | 2013-10-10 | $1,311 | $1,435 | -$124 | -$124 |
| 450-HONEYWELL INTERNATIONAL INC | P | 2009-06-11 | 2013-10-18 | $37,754 | $16,296 | $21,458 | $21,458 |
| FNMA POOL AH3373-4618.97645 | P | 2011-03-02 | 2013-11-01 | $4,619 | $4,857 | -$238 | -$238 |
| 925-BOEING CO | P | 2011-08-09 | 2013-11-18 | $127,844 | $55,712 | $72,132 | $72,132 |
| FNMA POOL 836178-608.39233 | P | 2007-09-11 | 2013-12-01 | $608 | $601 | $7 | $7 |
| 500-BOEING | P | 2011-08-09 | 2013-02-01 | $36,959 | $30,114 | $6,845 | $6,845 |
| FNMA POOL 725429-11289.27703 | P | 2009-05-15 | 2013-02-01 | $11,289 | $11,799 | -$510 | -$510 |
| 1834.605-LAZARD US CORP INCOME PORT | P | 2005-01-31 | 2013-02-27 | $9,228 | $9,980 | -$752 | -$752 |
| FHLMC POOL G13298-7226.0124 | P | 2010-07-20 | 2013-03-01 | $7,226 | $7,717 | -$491 | -$491 |
| 725-PARKER HANNIFIN CORP | P | 2012-02-21 | 2013-03-18 | $69,592 | $65,489 | $4,103 | $4,103 |
| FNMA POOL AB2128-7456.2741 | P | 2011-01-05 | 2013-04-01 | $7,456 | $7,465 | -$9 | -$9 |
| FN 6 943010-181 | P | 2007-09-11 | 2013-04-11 | $181 | $182 | -$1 | -$1 |
| FNMA POOL 943010-1475.3932 | P | 2007-09-11 | 2013-05-01 | $1,475 | $1,487 | -$12 | -$12 |
| 1300-WAL-MART STORES INC | P | 2007-05-08 | 2013-05-03 | $102,912 | $62,795 | $40,117 | $40,117 |
| FHLMC POOL G13298-9255.75 | P | 2010-07-20 | 2013-07-01 | $9,256 | $9,885 | -$629 | -$629 |
| FHLMC POOL G13298-7192.1628 | P | 2010-07-20 | 2013-08-01 | $7,192 | $7,681 | -$489 | -$489 |
| FNMA POOL 555409-5985.8581 | P | 2009-01-08 | 2013-09-01 | $5,986 | $6,214 | -$228 | -$228 |
| FHLMC POOL J02774-5933.3362 | P | 2009-05-06 | 2013-10-01 | $5,933 | $6,194 | -$261 | -$261 |
| FNMA POOL 888782-4277.90805 | P | 2012-08-27 | 2013-10-10 | $4,278 | $4,585 | -$307 | -$307 |
| 75-MASTERCARD INC | P | 2009-06-11 | 2013-10-18 | $53,279 | $12,790 | $40,489 | $40,489 |
| FHLMC POOL G13844-10380.2122 | P | 2010-06-23 | 2013-11-01 | $10,380 | $10,956 | -$576 | -$576 |
| 525-BOEING CO | P | 2011-09-01 | 2013-11-18 | $72,560 | $35,077 | $37,483 | $37,483 |
| 750-COMCAST CORPORATION NEW SPL | P | 2008-02-06 | 2013-02-01 | $27,765 | $13,712 | $14,053 | $14,053 |
| FNMA POOL AH3373-5671.32985 | P | 2011-03-02 | 2013-02-01 | $5,671 | $5,964 | -$293 | -$293 |
| 1511.582-LAZARD US CORP INCOME PORT | P | 2005-02-28 | 2013-02-27 | $7,603 | $8,253 | -$650 | -$650 |
| FNMA POOL 555409-4073.4618 | P | 2009-01-08 | 2013-03-01 | $4,073 | $4,229 | -$156 | -$156 |
| 1565-FREEPORT-MCMORAN COPPER & GOLD | P | 2011-10-05 | 2013-03-25 | $51,003 | $51,409 | -$406 | -$406 |
| FHLMC POOL G13844-14134.571 | P | 2010-06-23 | 2013-04-01 | $14,135 | $14,919 | -$784 | -$784 |
| FN ARM AL2363-2773 | P | 2012-09-19 | 2013-04-11 | $2,773 | $2,968 | -$195 | -$195 |
| FHLMC POOL G03941-9471.0288 | P | 2011-07-19 | 2013-05-01 | $9,471 | $10,401 | -$930 | -$930 |
| 695-WAL-MART STORES INC | P | 2008-01-25 | 2013-05-03 | $55,018 | $33,780 | $21,238 | $21,238 |
| FNMA POOL 555409-4045.7059 | P | 2009-01-08 | 2013-07-01 | $4,046 | $4,200 | -$154 | -$154 |
| FNMA POOL 555409-4256.86766 | P | 2009-01-08 | 2013-08-01 | $4,257 | $4,419 | -$162 | -$162 |
| FHLMC POOL J02774-3811.1849 | P | 2009-05-06 | 2013-09-01 | $3,811 | $3,979 | -$168 | -$168 |
| FNMA POOL 943010-1441.4657 | P | 2007-09-11 | 2013-10-01 | $1,441 | $1,453 | -$12 | -$12 |
| FNMA POOL 725429-5718.41106 | P | 2009-05-15 | 2013-10-10 | $5,718 | $5,977 | -$259 | -$259 |
| 300-ROSS STORES INC | P | 2011-07-07 | 2013-10-18 | $22,192 | $12,121 | $10,071 | $10,071 |
| FNMA POOL 836178-4019.37781 | P | 2007-09-11 | 2013-11-01 | $4,019 | $3,972 | $47 | $47 |
| 1700-GENERAL MILLS INC | P | 2010-08-24 | 2013-11-22 | $85,179 | $60,292 | $24,887 | $24,887 |
| 500-HONEYWELL INTL INC | P | 2008-12-19 | 2013-02-01 | $34,144 | $16,870 | $17,274 | $17,274 |
| FNMA POOL AB2128-9280.6032 | P | 2011-01-05 | 2013-02-01 | $9,281 | $9,292 | -$11 | -$11 |
| 1340.202-LAZARD US CORP INCOME PORT | P | 2005-03-31 | 2013-02-27 | $6,741 | $7,090 | -$349 | -$349 |
| FHLMC POOL J02774-6219.0228 | P | 2009-05-06 | 2013-03-01 | $6,219 | $6,492 | -$273 | -$273 |
| 1450-UNION PACIFIC CORP | P | 2011-10-17 | 2013-03-25 | $199,353 | $129,807 | $69,546 | $69,546 |
| FNMA POOL 836178-4779.89169 | P | 2007-09-11 | 2013-04-01 | $4,780 | $4,723 | $57 | $57 |
| FN VAR AC8887-10209 | P | 2011-08-25 | 2013-04-11 | $10,209 | $10,728 | -$519 | -$519 |
| FHLMC POOL A91541-3976.0084 | P | 2011-08-11 | 2013-05-01 | $3,976 | $4,314 | -$338 | -$338 |
| 1075-PNC FINANCIAL SERVICES GROUP | P | 2012-03-15 | 2013-05-06 | $73,390 | $67,827 | $5,563 | $5,563 |
| FHLMC POOL J02774-6433.6889 | P | 2009-05-06 | 2013-07-01 | $6,434 | $6,716 | -$282 | -$282 |
| FHLMC POOL J02774-3846.8477 | P | 2009-05-06 | 2013-08-01 | $3,847 | $4,016 | -$169 | -$169 |
| FNMA POOL 943010-2718.43325 | P | 2007-09-11 | 2013-09-01 | $2,718 | $2,741 | -$23 | -$23 |
| FHLMC POOL A91541-3213.4738 | P | 2011-08-11 | 2013-10-01 | $3,213 | $3,487 | -$274 | -$274 |
| FNMA POOL AH3373-4753.7965 | P | 2011-03-02 | 2013-10-10 | $4,754 | $4,999 | -$245 | -$245 |
| 600-UNITED TECHNOLOGIES CORP | P | 1998-02-26 | 2013-10-18 | $64,313 | $13,491 | $50,822 | $50,822 |
| FNMA POOL 888782-3234.01455 | P | 2012-08-27 | 2013-11-01 | $3,234 | $3,466 | -$232 | -$232 |
| 40000-US TREASURY NOTE | P | 2012-12-31 | 2013-11-25 | $40,390 | $41,428 | -$1,038 | -$1,038 |
| 150-IBM | P | 2008-12-19 | 2013-02-01 | $30,526 | $7,913 | $22,613 | $22,613 |
| FHLMC POOL G13844-10487.4978 | P | 2010-06-23 | 2013-02-01 | $10,488 | $11,069 | -$581 | -$581 |
| 1371.025-LAZARD US CORP INCOME PORT | P | 2005-04-29 | 2013-02-27 | $6,896 | $7,184 | -$288 | -$288 |
| FNMA POOL 839035-2288.5431 | P | 2010-11-10 | 2013-03-01 | $2,289 | $2,473 | -$184 | -$184 |
| 150000-US TREASURY NOTE | P | 2012-05-01 | 2013-03-25 | $155,103 | $159,999 | -$4,896 | -$4,896 |
| FNMA POOL 888782-4690.31615 | P | 2012-08-27 | 2013-04-01 | $4,690 | $5,027 | -$337 | -$337 |
| 45000-US TREASURY NOTE | P | 2012-05-01 | 2013-04-16 | $46,381 | $48,000 | -$1,619 | -$1,619 |
| FHLMC POOL FG G08232-8294.1711 | P | 2010-10-07 | 2013-05-01 | $8,294 | $8,961 | -$667 | -$667 |
| 128330.8203-FHLMC POOL FG G08232 | P | 2010-10-07 | 2013-05-10 | $139,660 | $138,658 | $1,002 | $1,002 |
| FNMA POOL 943010-1283.50705 | P | 2007-09-11 | 2013-07-01 | $1,284 | $1,294 | -$10 | -$10 |
| FNMA POOL 943010-2978.2236 | P | 2007-09-11 | 2013-08-01 | $2,978 | $3,003 | -$25 | -$25 |
| FHLMC POOL A91541-4584.4074 | P | 2011-08-11 | 2013-09-01 | $4,584 | $4,974 | -$390 | -$390 |
| FNMA POOL AI2499-1207.36275 | P | 2013-05-01 | 2013-10-01 | $1,207 | $1,322 | -$115 | -$115 |
| FNMA POOL AB2128-6704.8725 | P | 2011-01-05 | 2013-10-10 | $6,705 | $6,713 | -$8 | -$8 |
| 200-UNITED TECHNOLOGIES CORP | P | 2003-08-20 | 2013-10-18 | $21,438 | $7,756 | $13,682 | $13,682 |
| FNMA POOL AC8887-133.644 | P | 2011-08-25 | 2013-11-01 | $134 | $140 | -$6 | -$6 |
| 285000-US TREASURY NOTE | P | 2013-01-29 | 2013-11-25 | $292,830 | $294,700 | -$1,870 | -$1,870 |
| 500-UNITED TECH CORP | P | 2008-12-19 | 2013-02-01 | $44,224 | $11,242 | $32,982 | $32,982 |
| FNMA POOL 836178-19985.3402 | P | 2007-09-11 | 2013-02-01 | $19,985 | $19,748 | $237 | $237 |
| 1492.08-LAZARD US CORP INCOME PORT I | P | 2005-05-31 | 2013-02-27 | $7,505 | $7,878 | -$373 | -$373 |
| FNMA POOL 943010-3994.1011 | P | 2007-09-11 | 2013-03-01 | $3,994 | $4,027 | -$33 | -$33 |
| 725-PARKER HANNIFIN CORP | P | 2012-02-21 | 2013-03-27 | $64,868 | $65,489 | -$621 | -$621 |
| FNMA POOL AL2363-2846.54365 | P | 2012-09-19 | 2013-04-01 | $2,847 | $3,047 | -$200 | -$200 |
| 100000-US TREASURY NOTE | P | 2012-06-08 | 2013-04-16 | $103,235 | $106,251 | -$3,016 | -$3,016 |
| FNMA POOL 888782-4879.1275 | P | 2012-08-27 | 2013-05-01 | $4,879 | $5,229 | -$350 | -$350 |
| 133514.3325-FHLMC POOL G03941 | P | 2011-07-19 | 2013-05-10 | $145,301 | $146,637 | -$1,336 | -$1,336 |
| FHLMC POOL A91541-5167.6162 | P | 2011-08-11 | 2013-07-01 | $5,168 | $5,607 | -$439 | -$439 |
| FHLMC POOL A91541-4345.376 | P | 2011-08-11 | 2013-08-01 | $4,345 | $4,715 | -$370 | -$370 |
| FNMA POOL AI2499-3138.916 | P | 2013-05-01 | 2013-09-01 | $3,139 | $3,437 | -$298 | -$298 |
| FNMA POOL 725429-5310.69745 | P | 2009-05-15 | 2013-10-01 | $5,311 | $5,551 | -$240 | -$240 |
| FNMA POOL AC8887-237.4993 | P | 2011-08-25 | 2013-10-10 | $238 | $250 | -$12 | -$12 |
| 800-CITIGROUP INC | P | 2012-01-20 | 2013-10-18 | $40,885 | $23,363 | $17,522 | $17,522 |
| 687.58636-LAZARD US CORP INCOME PORT | P | 2006-01-31 | 2013-11-07 | $3,444 | $3,637 | -$193 | -$193 |
| 50000-US TREASURY NOTE | P | 2013-02-13 | 2013-11-25 | $50,488 | $51,668 | -$1,180 | -$1,180 |
| 450-WAL-MART STORES INC | P | 2008-12-19 | 2013-02-01 | $31,517 | $21,737 | $9,780 | $9,780 |
| FNMA POOL 888782-4115.89295 | P | 2012-08-27 | 2013-02-01 | $4,116 | $4,411 | -$295 | -$295 |
| 1156.921-LAZARD US CORP INCOME PORT | P | 2005-06-30 | 2013-02-27 | $5,819 | $6,166 | -$347 | -$347 |
| FHLMC POOL G03941-9698.6208 | P | 2011-07-19 | 2013-03-01 | $9,699 | $10,651 | -$952 | -$952 |
| FHLMC POOL G13298-5231.5348 | P | 2010-07-20 | 2013-04-01 | $5,232 | $5,587 | -$355 | -$355 |
| FNMA POOL AC8887-9317.2 | P | 2011-08-25 | 2013-04-01 | $9,317 | $9,791 | -$474 | -$474 |
| 10000-US TREASURY NOTE | P | 2012-06-08 | 2013-04-17 | $10,779 | $10,624 | $155 | $155 |
| FNMA POOL 725429-9877.25351 | P | 2009-05-15 | 2013-05-01 | $9,877 | $10,323 | -$446 | -$446 |
| 160036.3182-FNMA POOL 839035 | P | 2010-11-10 | 2013-05-13 | $175,365 | $172,954 | $2,411 | $2,411 |
| FNMA POOL AI2499-4784.582 | P | 2013-05-01 | 2013-07-01 | $4,785 | $5,239 | -$454 | -$454 |
| FNMA POOL AI2499-2125.96175 | P | 2013-05-01 | 2013-08-01 | $2,126 | $2,328 | -$202 | -$202 |
| FNMA POOL 888782-2230.32095 | P | 2012-08-27 | 2013-09-01 | $2,230 | $2,390 | -$160 | -$160 |
| FNMA POOL AH3373-368.45655 | P | 2011-03-02 | 2013-10-01 | $368 | $387 | -$19 | -$19 |
| FNMA POOL 836178-11809.38836 | P | 2007-09-11 | 2013-10-10 | $11,809 | $11,669 | $140 | $140 |
| 129736.1747-FNMA POOL AC8887 | P | 2011-08-25 | 2013-10-29 | $137,581 | $136,331 | $1,250 | $1,250 |
| 1029.223-LAZARD US CORP INCOME PORT | P | 2006-02-28 | 2013-11-07 | $5,160 | $5,460 | -$300 | -$300 |
| 120000-US TREASURY NOTE | P | 2013-02-27 | 2013-11-25 | $121,171 | $124,023 | -$2,852 | -$2,852 |
| FHLMC POOL G13298-4603.537 | P | 2010-07-20 | 2013-02-01 | $4,604 | $4,917 | -$313 | -$313 |
| FNMA POOL AL2363-4377.5064 | P | 2012-09-19 | 2013-02-01 | $4,378 | $4,686 | -$308 | -$308 |
| 1200.366-LAZARD US CORP INCOME PORT | P | 2005-07-29 | 2013-02-27 | $6,038 | $6,434 | -$396 | -$396 |
| FHLMC POOL A91541-5511.5922 | P | 2011-08-11 | 2013-03-01 | $5,512 | $5,980 | -$468 | -$468 |
| FNMA POOL 555409-5027.84078 | P | 2009-01-08 | 2013-04-01 | $5,028 | $5,220 | -$192 | -$192 |
| KY ASSET & LIABILITY FD REV-43373.5 | P | 2011-08-24 | 2013-04-01 | $43,373 | $44,146 | -$773 | -$773 |
| 85000-US TREASURY NOTE | P | 2012-06-29 | 2013-04-17 | $87,215 | $90,084 | -$2,869 | -$2,869 |
| FNMA POOL AH3373-8588.1142 | P | 2011-03-02 | 2013-05-01 | $8,588 | $9,031 | -$443 | -$443 |
| FHLMC POOL G13298-7402.0114 | P | 2010-07-20 | 2013-06-01 | $7,402 | $7,905 | -$503 | -$503 |
| FNMA POOL 888782-5323.45905 | P | 2012-08-27 | 2013-07-01 | $5,323 | $5,706 | -$383 | -$383 |
| FNMA POOL 888782-3514.59615 | P | 2012-08-27 | 2013-08-01 | $3,515 | $3,767 | -$252 | -$252 |
| FNMA POOL 725429-8088.88559 | P | 2009-05-15 | 2013-09-01 | $8,089 | $8,454 | -$365 | -$365 |
| FHLMC POOL G13844-3966.6113 | P | 2010-06-23 | 2013-10-01 | $3,967 | $4,187 | -$220 | -$220 |
| FNMA POOL AL2363-6279.9744 | P | 2012-09-19 | 2013-10-10 | $6,280 | $6,722 | -$442 | -$442 |
| 237784.49695-FNMA POOL 888782 | P | 2012-08-27 | 2013-10-30 | $252,052 | $254,850 | -$2,798 | -$2,798 |
| 1104.272-LAZARD US CORP INCOME PORT | P | 2006-03-31 | 2013-11-07 | $5,536 | $5,847 | -$311 | -$311 |
| FHLMC POOL G13298-5498.7024 | P | 2010-07-20 | 2013-12-01 | $5,499 | $5,873 | -$374 | -$374 |
| FNMA POOL 555409-4506.72992 | P | 2009-01-08 | 2013-02-01 | $4,507 | $4,679 | -$172 | -$172 |
| FNMA POOL AC8887-9905.18 | P | 2011-08-25 | 2013-02-01 | $9,905 | $10,409 | -$504 | -$504 |
| 1059.67-LAZARD US CORP INCOME PORT I | P | 2005-08-31 | 2013-02-27 | $5,330 | $5,690 | -$360 | -$360 |
| FHLMC POOL FG G08232-6089.5476 | P | 2010-10-07 | 2013-03-01 | $6,090 | $6,579 | -$489 | -$489 |
| FHLMC POOL J02774-5602.6417 | P | 2009-05-06 | 2013-04-01 | $5,603 | $5,849 | -$246 | -$246 |
| FN 5 256543-539 | P | 2007-09-11 | 2013-04-11 | $539 | $532 | $7 | $7 |
| 200000-PETROHAWK ENERGY CORP | P | 2012-09-12 | 2013-04-25 | $225,302 | $225,780 | -$478 | -$478 |
| FNMA POOL AB2128-6642.2151 | P | 2011-01-05 | 2013-05-01 | $6,642 | $6,650 | -$8 | -$8 |
| FHLMC POOL J02774-8428.2858 | P | 2009-05-06 | 2013-06-01 | $8,428 | $8,799 | -$371 | -$371 |
| FNMA POOL 725429-7451.40382 | P | 2009-05-15 | 2013-07-01 | $7,451 | $7,788 | -$337 | -$337 |
| FNMA POOL 725429-8867.86252 | P | 2009-05-15 | 2013-08-01 | $8,868 | $9,268 | -$400 | -$400 |
| FNMA POOL AH3373-1791.87625 | P | 2011-03-02 | 2013-09-01 | $1,792 | $1,884 | -$92 | -$92 |
| FNMA POOL AC8887-8433.7652 | P | 2011-08-25 | 2013-10-01 | $8,434 | $8,863 | -$429 | -$429 |
| 200-VIACOM INC CL B | P | 2012-01-12 | 2013-10-18 | $16,732 | $9,541 | $7,191 | $7,191 |
| FHLMC POOL G13298-5618.6638 | P | 2010-07-20 | 2013-11-01 | $5,619 | $6,001 | -$382 | -$382 |
| 1039.538-LAZARD US CORP INCOME PORT | P | 2006-04-28 | 2013-11-07 | $5,211 | $5,494 | -$283 | -$283 |
| FNMA POOL 555409-4235.10664 | P | 2009-01-08 | 2013-12-01 | $4,235 | $4,397 | -$162 | -$162 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $613,471 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | -$42,622 | NetShortTermCapitalGainLossAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,394,604 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $18,989,369 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.073441 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,354,704 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $18,880,737 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.071751 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $1,355,431 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $18,770,806 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.072210 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,030,000 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $17,874,106 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.057625 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $1,343,536 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $20,650,033 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.065062 | DistributionYr5Rt |
| Total Distribution | 0.340089 | TotalDistributionRt |
| Average Distribution | 0.068018 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $19,548,094 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,329,622 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $9,851 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,339,473 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,371,000 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $9,851 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $9,851 | SubtotalAmt |
| Tax Based On Investment Income | $9,851 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $5,600 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $5,600 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $53 | EsPenaltyAmt |
| Tax Due | $4,304 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | NONE | WebsiteAddressTxt |
| Individual With Books | EDWARD J WALSH JR | IndividualWithBooksNm |
| Phone | 5164425412 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 100 NORTH VILLAGE AVE STE 35 | AddressLine1 |
| City | ROCKVILLE CENTRE | City |
| State | NY | State |
| ZIP Code | 115703712 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| CATHY LISS | ||||||||
| 900 PENNSYLVANIA AVENUE SE | WASHINGTON | DC | 20003 | VICE PRESIDE | 3.00 | $0 | $0 | $0 |
| EDWARD J WALSH JR | ||||||||
| 100 NORTH VILLAGE AVE STE 35 | ROCKVILLE CENTRE | NY | 115703712 | SECRETARY | 3.00 | $0 | $0 | $0 |
| HEIDI PRESCOTT | ||||||||
| 700 PROFESSIONAL DRIVE STE A | GAITHERSBURG | VA | 20041 | PRESIDENT | 3.00 | $0 | $0 | $0 |
| ANNA M BARONE | ||||||||
| 2028 GAMMON STREET | CHARLESTON | SC | 29414 | TREASURER | 20.00 | $35,004 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $19,334,350 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $511,382 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $49 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $19,845,781 | TotalFMVOfUnusedAssetsAmt |
| Adjusted Total FMV Of Unused Ast | $19,845,781 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $297,687 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $19,548,094 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $977,405 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $977,405 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $9,851 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $9,851 | TotalTaxAmt |
| Distributable Before Adj | $967,554 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $967,554 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $967,554 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,371,000 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $1,371,000 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $9,851 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,361,149 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $967,554 | DistributableAsAdjustedAmt |
| Excess Distribution Cyov Yr5 | $323,962 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $146,381 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $426,029 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $421,259 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $455,928 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $1,773,559 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,371,000 | QualifyingDistributionsAmt |
| Applied To Current Year | $967,554 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $403,446 | RemainingDistriFromCorpusAmt |
| Total Corpus | $2,177,005 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $323,962 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $1,853,043 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $146,381 | ExcessFromYear4Amt |
| Excess From Year3 | $426,029 | ExcessFromYear3Amt |
| Excess From Year2 | $421,259 | ExcessFromYear2Amt |
| Excess From Year1 | $455,928 | ExcessFromYear1Amt |
| Excess From Current Year | $403,446 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | ANNA M BARONE | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | WINLEY FOUNDATION | AddressLine1 |
| Address Line2 | 2517 ROUTE 44 STE 11-199 | AddressLine2 |
| City | SALT POINT | City |
| State | NY | State |
| ZIP Code | 12578 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 8454893373 | RecipientPhoneNum |
| Recipient Email Address | WINLEYFOUNDATION@AOL.COM | RecipientEmailAddressTxt |
| Form And Info And Materials | TYPEWRITTEN REQUEST TO INCLUDE NAME OF APPLICANT, ADDRESS, TELEPHONE , CONTACT PERSON, REASON FOR REQUEST, CHARITABLE PURPOSE OF ORGANIZATION. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | NONE | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (6 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|
| HUMANE SOCIETY US | |||||
| 2100 L STREET NW | WASHINGTON | DC | 20037 | FOR BENEFIT OF ANIMALS | $435,000 |
| ANIMAL WELFARE INSTITUTE | |||||
| 900 PENNSYLVANIA AVE SE | WASHINGTON | DC | 20003 | FOR BENEFIT OF ANIMALS | $435,000 |
| INTERNATIONAL PRIMATE PRO | |||||
| PO BOX 766 | SUMMERVILLE | SC | 29484 | FOR BENEFIT OF ANIMALS | $335,000 |
| HEART | |||||
| PO BOX 738 | MAMARONECK | NY | 10543 | FOR BENEFIT OF ANIMALS | $60,000 |
| CHIMP HAVEN INC | |||||
| 13600 CHIMPANZEE PLACE | KEITHVILLE | LA | 71047 | FOR BENEFIT OF ANIMALS | $56,000 |
| EQUINE RESCUE | |||||
| PO BOX 392 | WALDEN | NY | 12586 | FOR BENEFIT OF ANIMALS | $50,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,371,000 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $530,763 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $613,471 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (3 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|
| QWEST SEC LITIGATION | 14 | $16 |
| DELL INC LITIGATION ACCOUNT | 14 | $33 |
| LEHMAN BROS EQUITY LITIGATION | 14 | $22 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $1,144,305 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,144,305 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Amt | $6,000 | Amt |
| Net Investment Income | $5,724 | NetInvestmentIncomeAmt |
Compensation Explanation CompensationExplanation
Compensation Explanation CompensationExplanationGrp (4 entries)
| CATHY LISS |
| EDWARD J WALSH JR |
| HEIDI PRESCOTT |
| ANNA M BARONE |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp (4 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | Cost Or Other BasisCostOrOtherBasisAmt | Prior Year DepreciationPriorYearDepreciationAmt | Computation MethodComputationMethodTxt | LifeLifeRt | Current Year ExpenseCurrentYearExpenseAmt |
|---|---|---|---|---|---|---|
| 2 TRESTLE TABLES | 2000-01-01 | $75 | $75 | S/L | 7.0000 | |
| 3 METAL FILE CABINETS & DESK CHAIR | 2000-01-01 | $100 | $100 | S/L | 7.0000 | |
| PRINTER | 2007-03-28 | $135 | $135 | 200DB | 5.0000 | |
| COPIER - BROTHER | 2011-10-10 | $150 | $69 | 200DB | 5.0000 | $32 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (18 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| LAZARD HIGH YIELD | ||
| BOTTLING GROUP LLC | ||
| CITIGROUP INC | ||
| GOLDMAN SACHS GROUP INC | ||
| JP MORGAN CHASE & CO | ||
| MORGAN STANLEY | ||
| MORGAN STANLEY GROUP INC | ||
| PETROHAWK ENERGY CORP | ||
| WELLS FARGO & CO | ||
| WELLS FARGO & CO | ||
| MORGAN STANLEY | $296,418 | $321,776 |
| MORGAN STANLEY GROUP INC | $165,814 | $175,003 |
| CITIGROUP INC | $217,065 | $227,528 |
| GOLDMAN SACHS GROUP INC | $293,623 | $304,492 |
| BOTTLING GROUP LLC SR NT | $121,033 | $135,500 |
| VERIZON COMMUNICATIONS INC | $209,968 | $205,693 |
| JPMORGAN CHASE & CO | $207,389 | $214,992 |
| WELLS FARGO & CO | $220,058 | $219,245 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (81 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| LAZARD INTL EQUITY PORTFOLIO I | ||
| AMERICAN EXPRESS CO | ||
| AMERIPRISE FINANCIAL INC | ||
| APPLE INC | ||
| AT&T INC | ||
| AUTOZONE INC | ||
| BOEING CO | ||
| CAPITAL ONE FINANCIAL CORP | ||
| CATERPILLAR INC | ||
| CISCO SYSTEMS INC | ||
| CITIGROUP INC | ||
| COMCAST CORP - SPECIAL CL A | ||
| CVS CAREMARK CORP | ||
| DOVER CORP | ||
| EMC CORP | ||
| FREEPORT MCMORAN COPPER & GO | ||
| GENERAL MILLS INC | ||
| GOOGLE INC CL A | ||
| HONEYWELL INTERNATIONAL INC | ||
| INTEL CORP | ||
| INTL BUSINESS MACHINES CORP | ||
| LOWES COMPANIES INC | ||
| MACY'S INC | ||
| MASTERCARD INC | ||
| MCKESSON CORP | ||
| MICROSOFT CORP | ||
| MOSAIC CO | ||
| NEWMONT MINING CORP | ||
| ORACLE CORP | ||
| PARKER HANNIFIN CORP | ||
| PNC FINANCIAL SERVICES GROUP | ||
| QUALCOMM INC | ||
| REPUBLIC SERVICES INC CL A | ||
| ROSS STORES INC | ||
| SYSCO CORP | ||
| TEXAS INSTRUMENTS INC | ||
| TJX COMPANIES INC NEW | ||
| UNION PACIFIC CORP | ||
| UNITED TECHNOLOGIES CORP | ||
| VIACOM INC CL B | ||
| WAL-MART STORES INC | ||
| AMERICAN EXPRESS CO | $175,868 | $349,311 |
| CVS CAREMARK CORP | $143,743 | $264,809 |
| CATERPILLAR INC | $87,324 | $95,351 |
| COMCAST CORP SPECIAL CL A | $124,960 | $384,076 |
| DOVER CORP | $51,882 | $125,502 |
| INTEL CORP | $96,314 | $105,657 |
| JOY GLOBAL INC | $86,496 | $74,575 |
| MCKESSON CORP | $84,248 | $140,418 |
| MORGAN STANLEY | $135,011 | $190,512 |
| QUALCOMM INC | $228,121 | $315,563 |
| SYSCO CORP | $86,828 | $97,470 |
| TEXAS INSTRUMENTS INC | $85,063 | $114,166 |
| WAL-MART STORES INC | $177,195 | $267,939 |
| MICROSOFT CORP | $91,397 | $127,262 |
| INTERCONTINENTALEXCHANGE GROUP | $88,860 | $128,204 |
| VIACOM INC CL B | $116,878 | $213,983 |
| AT&T INC | $75,787 | $105,480 |
| AMERIPRISE FINANCIAL INC | $119,936 | $270,368 |
| CAPITAL ONE FINANCIAL CORP | $92,220 | $126,407 |
| CONSOL ENERGY INC | $89,640 | $98,904 |
| GOOGLE INC CL A COMMON STOCK | $93,590 | $308,195 |
| MACY'S INC | $128,685 | $192,240 |
| MASTERCARD INC | $63,952 | $313,298 |
| REPUBLIC SERVICES INC CL A | $92,749 | $107,900 |
| ROSS STORES INC | $76,765 | $142,367 |
| TJX COMPANIES INC | $65,955 | $162,512 |
| BANK OF AMERICA CORP | $88,088 | $111,326 |
| CITIGROUP INC | $339,560 | $562,788 |
| MOSAIC CO | $81,292 | $77,996 |
| LAZARD INTL EQUITY PORTFOLIO INSTL S | $1,474,503 | $2,223,893 |
| EMC CORP | $80,579 | $188,625 |
| INTERNATIONAL BUSINESS MACHINE CORP | $87,217 | $165,062 |
| APPLE INC | $210,030 | $462,916 |
| AUTOZONE INC | $42,434 | $74,081 |
| BOEING CO | $43,429 | $88,719 |
| CISCO SYSTEMS INC | $256,970 | $278,380 |
| HONEYWELL INTERNATIONAL INC | $102,829 | $296,953 |
| LOWE'S COS INC | $83,255 | $168,470 |
| PEABODY ENERGY CORP | $87,197 | $82,026 |
| UNITED TECHNOLOGIES CORP | $108,579 | $318,640 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $6,552,113 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $6,587,152 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $1,535,755 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $1,508,131 | StateLocalSecEOYFMVAmt |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | OFFICE EQUIPMENT | CategoryOrItemTxt |
| Cost Or Other Basis | $460 | CostOrOtherBasisAmt |
| Accumulated Depreciation | $411 | AccumulatedDepreciationAmt |
| Book Value | $49 | BookValueAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (7 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| EXPENSES | ||
| INVESTMENT MANAGEMENT FEES | $66,237 | $63,190 |
| FILING FEES | $750 | $716 |
| OFFICE EXPENSE | $924 | $881 |
| POSTAGE & DELIVERY | $629 | $600 |
| INSURANCE | $2,251 | $2,148 |
| TELEPHONE | $210 | $200 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| QWEST SEC LITIGATION | $16 | $16 |
| DELL INC LITIGATION ACCOUNT | $33 | $33 |
| LEHMAN BROS EQUITY LITIGATION | $22 | $22 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | EXCISE TAXES ON NET INVESTMENT I | CategoryTxt |
| Amt | $4,861 | Amt |
Comments