GARY AND MARY WEST FOUNDATION: Form 990PF, tax year 2014
View the entire original 990 at ProPublica ↗
- Organization
- GARY AND MARY WEST FOUNDATION (EIN 47-0793015)
- Tax period
- 2014-01-01 to 2014-12-31
- Filed
- 2015-11-10
- IRS object ID
- 201543149349101114
- Schema version
- 2014v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Expenditure Responsibility Stmt
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Land Etc Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-11-10T13:55:14-06:00 | ReturnTs |
| Tax Period End | 2014-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 330885895 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | LINDSAY & BROWNELL LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4225 EXECUTIVE SQUARE SUITE 1150 | AddressLine1Txt |
| City | LA JOLLA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92037 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2014-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 470793015 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GARY AND MARY WEST FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | GARY | BusinessNameControlTxt |
| Phone | 7606020195 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 505 LOMAS SANTA FE DRIVE NO 230 | AddressLine1Txt |
| City | SOLANA BEACH | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92075 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | SHELLEY LYFORD | PersonNm |
| Person Title | PRESIDENT AND CEO | PersonTitleTxt |
| Phone | 7606020195 | PhoneNum |
| Signature | 2015-11-09 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | STEPHEN J BROWNELL | PreparerPersonNm |
| PTIN | P00232091 | PTIN |
| Phone | 8585589200 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2014 | TaxYr |
| Build TS | 2016-04-25 22:37:26Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | Yes (X) | AddressChangeInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $137,701,276 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $5,939,835 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $5,939,835 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,072,461 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $16,841,344 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,072,461 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $138,677 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $138,677 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $0 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $7,150,973 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $7,150,973 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $0 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $246,252 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $54,750 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $198,719 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $432,419 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $180,600 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $261,794 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $126,907 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $38,023 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $68,287 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $45,923 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $2,485 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $44,535 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $61,115 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $48,892 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $12,223 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $894,234 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $639,214 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $0 | OtherProfFeesAdjNetIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $223,953 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $105,175 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $15,270 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $0 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $29,801 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $23,876 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $5,969 | DeprecAndDpltnNetInvstIncmAmt |
| Deprec And Dpltn Adj Net Incm | $0 | DeprecAndDpltnAdjNetIncmAmt |
| Occupancy Rev And Expnss | $131,487 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $32,872 | OccupancyNetInvstIncmAmt |
| Occupancy Adj Net Incm | $0 | OccupancyAdjNetIncmAmt |
| Occupancy Dsbrs Chrtbl | $150,589 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $72,832 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $4,479 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $68,041 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $4,853 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Net Invst Incm | $1,213 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Printing And Pub Dsbrs Chrtbl | $3,712 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $204,645 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $25,762 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $0 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $172,135 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $2,349,718 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $1,049,529 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $1,233,789 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $13,624,397 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $25,502,393 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $15,974,115 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $1,049,529 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $26,736,182 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$8,823,142 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $6,101,444 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $87,114 | CashBOYAmt |
| Cash EOY | $295,825 | CashEOYAmt |
| Cash EOYFMV | $295,825 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $33,183,829 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $21,597,512 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $21,597,512 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $5,305 | AcctRcvblAmt |
| Acct Rcvbl BOY | $2,388 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $5,305 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $5,305 | AcctRcvblEOYFMVAmt |
| Prepaid Expenses BOY | $75,295 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $44,572 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $44,572 | PrepaidExpensesEOYFMVAmt |
| Corporate Stock BOY | $79,777,733 | CorporateStockBOYAmt |
| Corporate Stock EOY | $81,919,624 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $81,919,624 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $7,108,183 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $2,168,597 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $2,168,597 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $36,464,727 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $30,441,727 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $30,441,727 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $455,386 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $145,638 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $99,690 | LandBOYAmt |
| Land EOY | $309,748 | LandEOYAmt |
| Land EOYFMV | $309,748 | LandEOYFMVAmt |
| Other Assets BOY | $1,278,952 | OtherAssetsBOYAmt |
| Other Assets EOY | $918,366 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $918,366 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $158,077,911 | TotalAssetsBOYAmt |
| Total Assets EOY | $137,701,276 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $137,701,276 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $930,922 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $440,803 | AccountsPayableEOYAmt |
| Grants Payable BOY | $13,880,151 | GrantsPayableBOYAmt |
| Grants Payable EOY | $2,002,155 | GrantsPayableEOYAmt |
| Other Liabilities BOY | $2,935,915 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $135,058 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $17,746,988 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $2,578,016 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $140,330,923 | UnrestrictedBOYAmt |
| Unrestricted EOY | $135,123,260 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $140,330,923 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $135,123,260 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $158,077,911 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $137,701,276 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $140,330,923 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$8,823,142 | ExcessRevenueOverExpensesAmt |
| Other Increases | $3,644,951 | OtherIncreasesAmt |
| Subtotal | $135,152,732 | SubtotalAmt |
| Other Decreases | $29,472 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $135,123,260 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (22 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | 2006-12-11 | 2014-12-31 | $7,321,991 | $7,144,965 | $177,026 | $177,026 | |
| GS ANCHORAGE | 2010-02-12 | 2014-10-10 | $417,553 | $327,984 | $89,569 | $89,569 | P |
| GS LIBERTY HARBOR | 2008-09-01 | 2014-06-30 | $22,227 | $14,582 | $7,645 | $7,645 | P |
| GS MEZZANINE | 2007-11-30 | 2014-10-28 | $1,222,781 | $1,062,584 | $160,197 | $160,197 | P |
| DEUTSCHE OPTIONS | 2012-09-20 | 2014-06-30 | $59,000 | -$59,000 | -$59,000 | P | |
| BLUE RIVER ARBITRAGE | 2008-03-03 | 2014-04-25 | $1,000,000 | $1,069,508 | -$69,508 | -$69,508 | P |
| ETON PARK OVERSEAS FUND | 2007-09-01 | 2014-12-31 | $106,276 | $108,815 | -$2,539 | -$2,539 | P |
| FORTRESS MSR | 2012-12-20 | 2014-10-15 | $181,218 | $91,691 | $89,527 | $89,527 | P |
| INVESCO MORTG RECOVERY | 2009-10-09 | 2014-10-31 | $147,689 | $110,245 | $37,444 | $37,444 | P |
| MARATHON EUROPEAN CREDIT | 2011-08-05 | 2014-11-28 | $564,864 | $490,135 | $74,729 | $74,729 | P |
| OHA SCF PARALLEL | 2008-10-15 | 2014-12-23 | $341,131 | $200,131 | $141,000 | $141,000 | P |
| SENATOR SIDECAR OFFSHORE | 2010-09-01 | 2014-12-31 | $181,812 | $181,706 | $106 | $106 | P |
| SILVER POINT | 2010-09-16 | 2014-12-31 | $274,018 | $203,974 | $70,044 | $70,044 | P |
| SUMMIT WATER DEVELOPMENT | 2008-05-12 | 2014-11-18 | $867,504 | $923,609 | -$56,105 | -$56,105 | P |
| TACONIC | 2008-12-03 | 2014-05-09 | $92,769 | $268,855 | -$176,086 | -$176,086 | P |
| VIRGO-WALNUT | 2010-12-21 | 2014-12-15 | $734,864 | $459,904 | $274,960 | $274,960 | P |
| PONDFIELD CAPITAL, LLC | 2013-07-16 | 2014-12-09 | $48,438 | $48,438 | $48,438 | P | |
| OAKTREE RE DEBT FUND CAYMAN | 2014-07-02 | 2014-10-14 | $22,122 | $20,282 | $1,840 | $1,840 | P |
| BOND - BLACK ELK ENERGY OFFSHORE | 2010-11-29 | 2014-08-20 | $737,500 | $743,318 | -$5,818 | -$5,818 | P |
| BOND - EXPRO FINANCE LUXEMBOURG | 2010-09-22 | 2014-09-02 | $1,042,500 | $955,000 | $87,500 | $87,500 | P |
| BOND - CALUMET SPECIALTY PRODUCTS PARTNERS | 2011-04-15 | 2014-04-30 | $1,134,087 | $1,000,000 | $134,087 | $134,087 | P |
| PREFERRED STOCK - EXCHANGE BANK SANTA ROSA | 2012-08-03 | 2014-02-16 | $380,000 | $332,595 | $47,405 | $47,405 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,072,461 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | $0 | NetShortTermCapitalGainLossAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $19,876,702 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $157,746,902 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.126004 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $24,344,608 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $169,056,931 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.144002 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $23,956,756 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $182,067,286 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.131582 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $28,011,825 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $198,292,916 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.141265 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $25,711,232 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $200,429,596 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.128281 | DistributionYr5Rt |
| Total Distribution | 0.671134 | TotalDistributionRt |
| Average Distribution | 0.134227 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $144,477,442 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $19,392,774 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $61,014 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $19,453,788 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $26,736,182 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $61,014 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $61,014 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $61,014 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $76,070 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $76,070 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $15,056 | OverpaymentAmt |
| Applied To ES Tax | $15,056 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Org Report Or Register State | NE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | WWW.GMWF.ORG | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SHELLEY LYFORD | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 7606020195 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 505 LOMAS SANTA FE DRIVE SUITE 230 | AddressLine1Txt |
| City | SOLANA BEACH | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92075 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | Yes (1) | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (1) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (7 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| GARY L WEST | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | CO-CHAIRMAN | 2.00 | $0 | $0 | $0 |
| MARY E WEST | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | CO-CHAIRMAN | 2.00 | $0 | $0 | $0 |
| ROLAND J SANTONI | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | MANAGING DIRECTOR | 2.00 | $0 | $0 | $0 |
| SHELLEY LYFORD | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | PRESIDENT & TREASURER | 14.00 | $110,000 | $8,000 | $0 |
| VIRGINIA MERRIFIELD RES 93014 | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | EXEC. DIRECTOR, SECRETARY & TREASURER | 40.00 | $136,252 | $10,900 | $0 |
| DENNIS M O'BRIEN | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | DIRECTOR & SECRETARY | 2.00 | $0 | $0 | $0 |
| MARC HARPER | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | DIRECTOR | 2.00 | $0 | $0 | $0 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee BenefitsEmployeeBenefitsAmt | Expense AccountExpenseAccountAmt |
|---|---|---|---|---|---|---|---|---|
| MONA CHAHAL DICKERSON | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | DIRECTOR OF ACCOUNTI | 40.00 | $154,000 | $12,320 | $0 |
| GERALDINE BRANDT | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | STAFF ACCOUNTANT | 40.00 | $105,000 | $8,400 | $0 |
| VYAN NGUYEN | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | PROGRAM OFFICER | 40.00 | $76,457 | $6,117 | $0 |
| LEXY HARSHMAN | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | PROGRAM ASSOCIATE | 40.00 | $71,500 | $5,200 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| WEST FAMILY INVESTMENTS INC | |||||
| 1603 ORRINGTON SUITE 810 | EVANSTON | IL | 60201 | INVESTMENT MANAGEMENT | $635,913 |
| WEST MANAGEMENT COMPANY INC | |||||
| 15 EMBARCADERO COVE | OAKLAND | CA | 94606 | PROFESSIONAL AND MANAGERIAL SERVICES | $150,105 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $116,268,772 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $29,127,800 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $1,281,034 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $146,677,606 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $146,677,606 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $2,200,164 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $144,477,442 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $7,223,872 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $7,223,872 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $61,014 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $61,014 | TotalTaxAmt |
| Distributable Before Adj | $7,162,858 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $7,162,858 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $7,162,858 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $26,736,182 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $26,736,182 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $61,014 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $26,675,168 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $7,162,858 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $4,653,284 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $18,238,481 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $15,081,824 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $16,091,591 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $12,115,073 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $66,180,253 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $26,736,182 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $7,162,858 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $19,573,324 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $85,753,577 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $4,653,284 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $81,100,293 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $18,238,481 | ExcessFromYear4Amt |
| Excess From Year3 | $15,081,824 | ExcessFromYear3Amt |
| Excess From Year2 | $16,091,591 | ExcessFromYear2Amt |
| Excess From Year1 | $12,115,073 | ExcessFromYear1Amt |
| Excess From Current Year | $19,573,324 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | GARY L WEST | ContributingManagerNm |
| Contributing Manager | MARY E WEST | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (48 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| ACCESS TO INDEPENDENCE OF SAN DIEGO INC | ||||||||
| 8885 RIO SAN DIEGO DRIVE SUITE 131 | SAN DIEGO | CA | 92108 | NONE | PC | TO SUPPORT CLIENT SERVICES FUNDING FOR SENIORS. | $25,000 | |
| ACCESS TO INDEPENDENCE OF SAN DIEGO INC | ||||||||
| 8885 RIO SAN DIEGO DRIVE SUITE 131 | SAN DIEGO | CA | 92108 | NONE | PC | TO SUPPORT HOUSING TRANSITIONS AND CLIENT SERVICES TO INCENTIVIZE NEW DONORS AND BUILD SUSTAINABILITY. | $2,447 | |
| BOYS AND GIRLS CLUB OF CARLSBAD | ||||||||
| PO BOX 913 | CARLSBAD | CA | 92018 | NONE | PC | TO SUPPORT PROGRAMS THAT HELP YOUTH CREATE ASPIRATIONS FOR THE FUTURE WHILE PROVIDING OPPORTUNITIES FOR CAREER EXPLORATION AND EDUCATIONAL ADVANCEMENT. | $2,500 | |
| CAMP DUDLEY YMCA INC | ||||||||
| 126 DUDLEY ROAD | WESTPORT | NY | 12993 | NONE | PC | TO SUPPORT GENERAL OPERTIONS. | $5,000 | |
| CANINE COMPANIONS FOR INDEPENDENCE | ||||||||
| 124 RANCHO DEL ORO DRIVE | OCEANSIDE | CA | 92057 | NONE | PC | TO SUPPORT THE DEVELOPMENT AND EXPANSION OF THE MILITARY VETERANS PROJECT. | $50,000 | |
| CENTER FOR MEDICAL INTEROPERABILITY | ||||||||
| 3344 NORTH TORREY PINES COURT PLAZA | LA JOLLA | CA | 92037 | NONE | PC | TO SUPPORT GENERAL START-UP OPERATIONS. | $735,243 | LEVEL |
| CENTER FOR MEDICAL INTEROPERABILITY | ||||||||
| 3344 NORTH TORREY PINES COURT PLAZA | LA JOLLA | CA | 92037 | NONE | PC | TO SUPPORT GENERAL START-UP OPERATIONS. | $2,216,155 | LEVEL |
| CENTER FOR MEDICAL INTEROPERABILITY | ||||||||
| 3344 NORTH TORREY PINES COURT PLAZA | LA JOLLA | CA | 92037 | NONE | PC | TO SUPPORT GENERAL START-UP OPERATIONS. | $3,990,165 | LEVEL |
| CENTER FOR MEDICAL INTEROPERABILITY | ||||||||
| 3344 NORTH TORREY PINES COURT PLAZA | LA JOLLA | CA | 92037 | NONE | PC | TO SUPPORT THE MAGNA CARTA PROJECT. | $830,000 | LEVEL |
| CHALLENGE CENTER | ||||||||
| 5540 LAKE PARK WAY | LA MESA | CA | 91942 | NONE | PC | TO SUPPORT THE CAPACITY BUILDING PROJECT. | $120,000 | |
| CREIGHTON UNIVERSITY | ||||||||
| 2500 CALIFORNIA PLAZA | OMAHA | NE | 68178 | NONE | PC | TO SUPPORT CREIGHTON UNIVERSITY FOR THE ROLAND J. SANTONI SCHOLARSHIP FUND. | $10,000 | |
| CREIGHTON UNIVERSITY | ||||||||
| 2500 CALIFORNIA PLAZA | OMAHA | NE | 68178 | NONE | PC | TO SUPPORT THE FATHER HART SCHOLARSHIP FUND. | $5,000 | |
| DISCIPLES WOMEN | ||||||||
| PO BOX 1986 | INDIANAPOLIS | IN | 46206 | NONE | PC | TO SUPPORT THE WALK AGAINST HUMAN TRAFFICKING. | $2,500 | |
| FIRST CHRISTIAN CHURCH OF ORANGE | ||||||||
| 1130 E WALNUT AVE | ORANGE | CA | 92867 | NONE | PC | TO SUPPORT THE GENERAL FUND. | $5,000 | |
| GARY AND MARY WEST HEALTH POLICY CENTER INC | ||||||||
| 1909 K STREET NW SUITE 730 | WASHINGTON | DC | 20006 | NONE | POF | TO SUPPORT GENERAL OPERATIONS. | $180,000 | |
| GARY AND MARY WEST HEALTH POLICY CENTER INC | ||||||||
| 1909 K STREET NW SUITE 730 | WASHINGTON | DC | 20006 | NONE | POF | EXPENDITURE RESPONSIBILITY GRANT1. MEDICARE COST-SHARING REFORM2. VALUE-BASED INSURANCE DESIGN (V-BID)3. TRANSPARENCY4. DISEASE MANAGEMENT AND CARE COORDINATION | $2,320,000 | |
| GARY AND MARY WEST HEALTH POLICY CENTER INC | ||||||||
| 1909 K STREET NW SUITE 730 | WASHINGTON | DC | 20006 | NONE | POF | EXPENDITURE RESPONSIBILITY GRANT1. MEDICARE COST-SHARING REFORM2. VALUE-BASED INSURANCE DESIGN (V-BID)3. TRANSPARENCY4. DISEASE MANAGEMENT AND CARE COORDINATION | $2,922,526 | |
| GARY AND MARY WEST WIRELESS HEALTH INSTITUTE | ||||||||
| 3344 NORTH TORREY PINES | LA JOLLA | CA | 92037 | NONE | PC | TO SUPPORT THE APPLIED MEDICAL RESEARCH GRANT PROJECT. | $10,328,829 | |
| GIFFORD MEDICAL CENTER INC | ||||||||
| PO BOX 2000 | RANDOLPH | VT | 05060 | NONE | PC | TO SUPPORT THE AGING IN PLACE ASSISTED LIVING FACILITY AND SENIOR CENTER. | $10,000 | |
| GOODWILL INDUSTRIES INC | ||||||||
| 4805 N 72ND STREET | OMAHA | NE | 68134 | NONE | PC | TO SUPPORT THE YOUTH BUILD OMAHA INTERGENERATIONAL PROJECT WITH REBUILDING TOGETHER OMAHA. | $75,000 | |
| GRANTMAKERS IN AGING | ||||||||
| 2001 JEFFERSON DAVIS HIGHWAY SUITE | ARLINGTON | VA | 22202 | NONE | PC | TO SUPPORT THE ANNUAL CONFERENCE AND CONTENT FOCUSED ON AGING IN PLACE AND THE IMPORTANCE FOCUSED ON AGING IN PLACE AND THE IMPORTANCE OF INNOVATIVE SENIOR CENTERS THAT UTILIZE A COLLABORATIVE APPROACH TO "CARE" FOR DISENFRANCHISED SENIORS. | $10,000 | 504 |
| HEARTS UNITED FOR ANIMALS | ||||||||
| 73420 638TH AVENUE | AUBURN | NE | 68305 | NONE | PC | A CHALLENGE GRANT TO SUPPORT THE CONSTRUCTION OF A MULTI-PURPOSE BUILDING THAT WILL ALLOW HEARTS UNITED FOR ANIMALS TO EXTEND ITS EMERGENCY TRIAGE CAPACITY AND PROVIDE A YEAR ROUND TRAINING FACILITY THAT WILL IMPROVE THE ADOPTABILITY OF RESCUED DOGS. | $80,000 | |
| HEARTS UNITED FOR ANIMALS | ||||||||
| 73420 638TH AVENUE | AUBURN | NE | 68305 | NONE | PC | TO SUPPORT THE CONSTRUCTION OF A MULTI-PURPOSE BUILDING THAT WILL ALLOW HEARTS UNITED FOR ANIMALS TO EXTEND ITS EMERGENCY TRIAGE CAPACITY AND PROVIDE A YEAR ROUND TRAINING FACILITY THAT WILL IMPROVE THE ADOPTABILITY OF RESCUED DOGS. | $80,000 | |
| HEARTS UNITED FOR ANIMALS | ||||||||
| 73420 638TH AVENUE | AUBURN | NE | 68305 | NONE | PC | TO SUPPORT THE ESTABLISHMENT OF A PARTNERSHIP WITH A HIGH QUALITY PET CARE BUSINESS IN WEST OMAHA TO SERVE AS AN ADOPTION SITE FOR RESCUED DOGS. | $25,000 | |
| JUMA VENTURES | ||||||||
| 625 BROADWAY SUITE 910 | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT THE PATHWAYS PROGRAM IN SAN DIEGO BY BUILDING A NEW DONOR BASE THROUGH A CHALLENGE GRANT. | $25,000 | |
| JUMA VENTURES | ||||||||
| 625 BROADWAY SUITE 910 | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT THE PATHWAYS PROJECT. | $25,000 | |
| LEGAL AID SOCIETY OF SAN DIEGO INC | ||||||||
| 110 SOUTH EUCLID AVENUE | SAN DIEGO | CA | 92114 | NONE | PC | TO SUPPORT THE HEALTH ADVOCACY PROJECT AND CYBER CAFE AT THE GARY AND MARY WEST SENIOR WELLNESS CENTER. | $161,250 | |
| MEALS-ON-WHEELS GREATER SAN DIEGO INC | ||||||||
| 2254 SAN DIEGO AVENUE 200 | SAN DIEGO | CA | 92110 | NONE | PC | TO SUPPORT THE EXPANSION OF MEAL SERVICES TO EAST COUNTY. | $50,000 | |
| NEW SCHOOLS FOR CHICAGO | ||||||||
| 21 SOUTH CLARK STREET SUITE 4301 | CHICAGO | IL | 60603 | NONE | PC | TO SUPPORT JOHNSON COLLEGE PREP AND THE CREATION OF NEW QUALITY PUBLIC SCHOOLS IN CHICAGO. | $2,500 | |
| NOTRE DAME HOUSING INC | ||||||||
| 3439 STATE STREET | OMAHA | NE | 68112 | NONE | PC | TO SUPPORT CAPACITY BUILDING. | $10,000 | |
| PACIFIC RIDGE SCHOOL | ||||||||
| 6269 EL FUERTE STREET | CARLSBAD | CA | 92009 | NONE | PC | TO SUPPORT GENERAL OPERATIONS IN A COMMUNITY THAT FOSTERS ACADEMIC EXCELLENCE, ETHICAL RESPONSIBILITY AND GLOBAL ENGAGEMENT. | $5,000 | |
| PAWS'ITIVE TEAMS | ||||||||
| 7031 CARROLL RD | SAN DIEGO | CA | 92121 | NONE | PC | TO SUPPORT THE EXECUTIVE DIRECTOR'S SALARY. | $25,000 | |
| PLAYWRIGHTS PROJECT | ||||||||
| 3675 RUFFIN ROAD SUITE 330 | SAN DIEGO | CA | 92123 | NONE | PC | TO SUPPORT GENERAL OPERATIONS. | $5,000 | |
| REBUILDING TOGETHER OMAHA | ||||||||
| 2316 SOUTH 24TH STREET | OMAHA | NE | 68108 | NONE | PC | TO SUPPORT THE NEW EXECUTIVE DIRECTOR AND THE DEVELOPMENT OF AN EFFECTIVE FUNDRAISING PROGRAM. | $75,000 | |
| REBUILDING TOGETHER OMAHA | ||||||||
| 2316 SOUTH 24TH STREET | OMAHA | NE | 68108 | NONE | PC | TO SUPPORT THE RESOURCE DEVELOPMENT MANAGER POSITION. | $25,000 | |
| REBUILDING TOGETHER OMAHA | ||||||||
| 2316 SOUTH 24TH STREET | OMAHA | NE | 68108 | NONE | PC | TO SUPPORT THE NEW EXECUTIVE DIRECTOR AND THE DEVELOPMENT OF AN EFFECTIVE FUNDRAISING PROGRAM. | $75,000 | |
| SAN DIEGO POLICE FOUNDATION | ||||||||
| 444 WEST BEECH STREET SUITE 250 | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT A K9 UNIT ASSIGNED TO SAN DIEGO UNIFIED SCHOOL DISTRICT IN SUPPORT OF DRUG ENFORCEMENT AND EDUCATION. | $60,000 | |
| SAN DIEGO PUBLIC LIBRARY FOUNDATION | ||||||||
| 330 PARK BOULEVARD | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT THE DIRECTOR OF INTERNSHIPS AND CAREER SERVICES. | $150,000 | |
| SENIOR COMMUNITY CENTERS OF SAN DIEGO | ||||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT THE SCC TECHNOLOGY UPGRADE INITIATIVE. | $25,000 | |
| SENIOR COMMUNITY CENTERS OF SAN DIEGO | ||||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT THE GARY AND MARY WEST SENIOR WELLNESS CENTER OPERATIONS PROJECT. | $128,000 | |
| SENIOR COMMUNITY CENTERS OF SAN DIEGO | ||||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT THE GARY AND MARY WEST SENIOR WELLNESS CENTER OPERATIONS PROJECT. | $139,148 | |
| SENIOR COMMUNITY CENTERS OF SAN DIEGO | ||||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT PHASE I OF THE COORDINATED CARE INITIATIVE. | $130,000 | |
| SERVING SENIORS | ||||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | CHALLENGE GRANT TO SUPPLEMENT THE GENERAL OPERATING GRANT FOR FISCAL YEAR 2015. | $125,555 | |
| SERVING SENIORS | ||||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | GMWSWC FISCAL YEAR 2015 GENERAL OPERATING SUPPORT. | $112,500 | |
| SERVING SENIORS | ||||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT A SIX MONTH CAPACITY BUILDING GRANT FOR PHASE II OF THE COORDINATED CARE INITIATIVE. | $80,375 | |
| SERVING SENIORS | ||||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT DESIGN AND CONSULTING TO ADVANCE THE DEVELOPMENT OF A DENTAL CLINIC AT GMWSWC. | $25,200 | |
| UNIVERSITY OF ILLINOIS FOUNDATION | ||||||||
| 515 EAST GREGORY DRIVE | CHAMPAIGN | IL | 61820 | NONE | PC | TO SUPPORT GENERAL OPERATIONS OF THE UNIVERSITY OF ILLINOIS COLLEGE OF BUSINESS. | $10,000 | |
| UNIVERSITY OF NEBRASKA FOUNDATION | ||||||||
| 2285 SOUTH 67TH STREET SUITE 200 | OMAHA | NE | 68106 | NONE | PC | TO SUPPORT GENERAL OPERATIONS. | $2,500 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $25,502,393 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $5,939,835 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $138,677 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,072,461 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $7,150,973 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $7,150,973 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $61,115 | Amt |
| Net Investment Income | $48,892 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $12,223 | DisbursementsCharitablePrpsAmt |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | GrantGrantDt | GrantGrantAmt | Purpose Of GrantPurposeOfGrantTxt | Expended By GranteeExpendedByGranteeAmt | Any Diversion By GranteeAnyDiversionByGranteeTxt | Dates Of Reports By GranteeDatesOfReportsByGranteeTxt | Results Of VerificationResultsOfVerificationTxt | Address Line2USAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|---|---|---|
| GARY AND MARY WEST HEALTH POLICY CENTER INC (EIN 27-5388874) | |||||||||||
| 1909 K STREET NW SUITE 730 | WASHINGTON | DC | 20006 | 2013-12-01 | $180,000 | TO SUPPORT THE GARY AND MARY WEST HEALTH POLICY CENTER (THE "POLICY CENTER") IN RESEARCH OBJECTIVES IN THE AREAS OF MEDICARE REFORM AND VALUE-BASED INSURANCE DESIGN. THE AMOUNT EXPENDED BY THE POLICY CENTER IN 2014 WAS $180,000. THE AMOUNT DISTRIBUTED BY THE GARY AND MARY WEST FOUNDATION IN 2014 WAS $180,000. THERE WERE NO EXPENDITURES BY THE POLICY CENTER IN 2013. THERE WERE NO DISTRIBUTIONS BY THE GARY AND MARY WEST FOUNDATION IN 2013. | $180,000 | TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED. | 01/29/2014 AND 02/02/2015 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
| CENTER FOR MEDICAL INTEROPERABILITY (EIN 46-3191908) | |||||||||||
| 3344 NORTH TORREY PINES COURT PLAZA | LA JOLLA | CA | 92037 | 2013-07-18 | $3,704,155 | THE PURPOSE OF THE CENTER IS TO SEEK TO OPTIMIZE PATIENT CARE BY ADVANCING THE SAFETY, QUALITY, AND AFFORDABILITY OF U.S. HEALTHCARE DELIVERY EXCLUSIVELY FOR CHARITABLE, RELIGIOUS, SCIENTIFIC, LITERARY OR EDUCATIONAL PURPOSES UNDER SECTION 501(C)(3) OF THE TAX CODE.THE AMOUNT EXPENDED IN 2014 WAS $2,951,398. THE AMOUNT DISTRIBUTED BY THE GARY AND MARY WEST FOUNDATION IN 2014 WAS $2,951,398.THE AMOUNT EXPENDED IN 2013 WAS $752,757. THE AMOUNT DISTRIBUTED BY THE GARY AND MARY WEST FOUNDATION IN 2013 WAS $752,757. | $3,704,155 | TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED. | 10/11/2013, 01/15/2014, AND 01/30/2015 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | LEVEL |
| GARY AND MARY WEST HEALTH POLICY CENTER INC (EIN 27-5388874) | |||||||||||
| 1909 K STREET NW SUITE 730 | WASHINGTON | DC | 20006 | 2014-01-01 | $2,320,000 | TO SUPPORT THE GARY AND MARY WEST HEALTH POLICY CENTER (THE "POLICY CENTER") IN RESEARCH OBJECTIVES IN THE AREAS OF MEDICARE COST-SHARING REFORM, VALUE-BASED INSURANCE DESIGN, TRANSPARENCY, AND DISEASE MANAGEMENT AND CARE COORDINATION. THE AMOUNT EXPENDED BY THE POLICY CENTER IN 2014 WAS $2,320,000. THE AMOUNT DISTRIBUTED BY THE GARY AND MARY WEST FOUNDATION IS 2014 WAS $2,320,000. | $2,320,000 | TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED. | 01/29/2014 AND 02/02/2015 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
| GARY AND MARY WEST HEALTH POLICY CENTER INC (EIN 27-5388874) | |||||||||||
| 1909 K STREET NW SUITE 730 | WASHINGTON | DC | 20006 | 2014-03-24 | $2,922,526 | TO SUPPORT THE GARY AND MARY WEST HEALTH POLICY CENTER (THE "POLICY CENTER") IN RESEARCH OBJECTIVES IN THE AREAS OF MEDICARE COST-SHARING REFORM, VALUE-BASED INSURANCE DESIGN, TRANSPARENCY, AND DISEASE MANAGEMENT AND CARE COORDINATION. THE AMOUNT EXPENDED BY THE POLICY CENTER IN 2014 WAS $2,922,526. THE AMOUNT DISTRIBUTED BY THE GARY AND MARY WEST FOUNDATION IS 2014 WAS $2,922,526. | $2,922,526 | TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED. | 02/02/2015 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp (2 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | Medium ExplanationMediumExplanationTxt |
|---|---|
| FORM 990-PF; PART VII-B; QUESTION 1A(4) | WEST FAMILY INVESTMENTS, INC. PROVIDED INVESTMENT MANAGEMENT SERVICES TO THE GARY AND MARY WEST FOUNDATION DURING 2014 FOR A MARKET BASED FEE. WEST FAMILY INVESTMENTS, INC. IS OWNED 100% BY GARY AND MARY WEST, SUBSTANTIAL CONTRIBUTORS TO THE FOUNDATION. THIS IS EXCEPTED FROM SELF-DEALING BY IRC SECTION 4941(D).WEST DEVELOPMENT, LLC PROVIDED PROFESSIONAL INFORMATION TECHNOLOGY SERVICES TO THE GARY AND MARY WEST FOUNDATION DURING 2014 FOR A MARKET BASED FEE. WEST FAMILY HOLDINGS, LLC IS THE SOLE MEMBER OF WEST DEVELOPMENT, LLC. THE TWO MEMBERS OF WEST FAMILY HOLDINGS, LLC ARE THE GARY L. WEST 2010 REVOCABLE LIVING TRUST AND THE MARY E. WEST 2010 REVOCABLE LIVING TRUST. BOTH MEMBERS OWN 50% OF WEST FAMILY HOLDINGS, LLC. THIS IS EXCEPTED FROM SELF-DEALING BY IRC SECTION 4941(D). |
| FORM 990-PF; PART VII-A; QUESTION 11 | THE GARY AND MARY WEST FOUNDATION IS THE SOLE PERMANENT MEMBER OF THE CENTER FOR MEDICAL INTEROPERABILITY, INC. ("THE CENTER"), A SEPARATE NON-PROFIT, NON-STOCK CORPORATION ORGANIZED FOR CHARITABLE PURPOSES CONSISTENT WITH, BUT DIFFERENT FROM, THOSE OF THE FOUNDATION. THE CONTROLLING ENTITY MEANING OF SECTION 512(B)(13) WAS APPLICABLE UNTIL OCTOBER 31, 2014. IN SEPTEMBER 2015, THE FOUNDATION WITHDREW AS PERMANENT MEMBER OF THE CENTER. THE FOUNDATION RECEIVED NO PAYMENTS FROM THE CENTER FOR MEDICAL INTEROPERABILITY, INC. IN 2014 AND DOES NOT ANTICIPATE RECEIVING ANY SUCH PAYMENTS IN THE FUTURE. |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (5 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| INTERNATIONAL LEASE FINANCE CORPORATION 09/15/2015 SR LIEN 8.625% 05/04/11 | $1,017,104 | $1,017,104 |
| REDDY ICE CORP TERM LOAN | $376,191 | $376,191 |
| THORNBURG MORTGAGE, INC. 18.0% 03/31/2015 SER PVT 144A SUB LIEN | $521 | $521 |
| THORNBURG MORTGAGE, INC. 18.0% 03/31/2015 USD PVT 144A SUB LIEN | $5,785 | $5,785 |
| ZAIS FINANCIAL CORP 144A 8% 11/15/2016 CONV MN | $768,996 | $768,996 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (72 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AFRICAN BARRICK GOLD LTD CMN | $582,690 | $582,690 |
| AMERICAN CAPITAL AGENCY CORP. CMN | $571,946 | $571,946 |
| ANNALY CAPITAL MANAGEMENT, INC. CMN | $3,440,866 | $3,440,866 |
| APOLLO COML REAL EST FIN, INC. CMN | $1,649,834 | $1,649,834 |
| APOLLO INVESTMENT CORPORATION MUTUAL FUND | $517,916 | $517,916 |
| BANCO LATINOAMERICANO EXPORT CMN CLASS E | $2,454,444 | $2,454,444 |
| BROOKDALE SENIOR LIVING, INC. CMN | $7,009,141 | $7,009,141 |
| CHIMERA INVESTMENT CORPORATION CMN | $12,718,814 | $12,718,814 |
| CHINA FLAVORS & FRAGRANCES COMPANY LTD CMN | $427,754 | $427,754 |
| CISCO SYSTEMS, INC. CMN | $2,781,500 | $2,781,500 |
| COMCAST CORPORATION CMN CLASS A NON VOTING | $3,453,900 | $3,453,900 |
| COMPANHIA VALE DO RIO DOCE ADR | $36,810 | $36,810 |
| CONN LT & PWR SER 1949 PFD STK CALL 03/01/90 @50.50 | $194,252 | $194,252 |
| CYS INVESTMENTS, INC. CMN | $2,791,822 | $2,791,822 |
| ELLINGTON RESIDENTIAL MORT. REIT CMN | $23,315 | $23,315 |
| EMC CORPORATION MASS CMN | $1,189,600 | $1,189,600 |
| EPR PROPERTIES CMN | $126,786 | $126,786 |
| ESSENT GROUP LTD. CMN | $74,559 | $74,559 |
| EXCHANGE BK SANTA ROSA CALIF CMN | $568,512 | $568,512 |
| EXELON CORPORATION CMN | $667,440 | $667,440 |
| FIDUS INVESTMENT CORPORATION CMN | $69,260 | $69,260 |
| GENERAL ELECTRIC CO. CMN | $2,840,828 | $2,840,828 |
| GENERAL GROWTH PROPERTIES, INC. CMN | $393,089 | $393,089 |
| GENERAL MOTORS COMPANY CMN | $878,964 | $878,964 |
| GOLDMAN SACHS GROUP, INC. CMN | $4,458,090 | $4,458,090 |
| HOME LN SERVICING SOLUTIONS LT. CMN | $890,112 | $890,112 |
| HORIZON TECHNOLOGY FINANCE CORPORATION CMN | $23,153 | $23,153 |
| INTREPID POTASH, INC. CMN | $24,984 | $24,984 |
| INVESCO MORTGAGE CAPITAL, INC. CMN | $260,578 | $260,578 |
| ISTAR FINANCIAL INC. PFD 7.5% SERIES I CALLABLE 3/1/09 | $178,118 | $178,118 |
| ISTAR FINANCIAL INC. PFD USD 1.9500(7.80%) SERIES F | $101,065 | $101,065 |
| KBR, INC. CMN | $50,850 | $50,850 |
| KINDER MORGAN INC CMN CLASS P | $118,468 | $118,468 |
| KRAFT FOODS GROUP, INC. CMN | $417,692 | $417,692 |
| LEVEL 3 COMMUNICATIONS, INC. CMN | $8,748,753 | $8,748,753 |
| MEDLEY CAPITAL CORPORATION CMN | $463,663 | $463,663 |
| MFA FINANCIAL, INC. CMN | $2,327,647 | $2,327,647 |
| MONDELEZ INTERNATIONAL, INC. CMN | $726,500 | $726,500 |
| MOTORS LIQUIDATION COMPANY GUC TRUST | $48,741 | $48,741 |
| MVC CAPITAL, INC. CLOSED END FUND | $900,585 | $900,585 |
| NEW MEDIA INVESTMENT GROUP, INC. CMN | $20,464 | $20,464 |
| NEW MOUNTAIN FINANCE CORP. CMN | $2,015,421 | $2,015,421 |
| NEW RESIDENTIAL INVESTMENT CORP. CMN | $76,620 | $76,620 |
| NEW SENIOR INVESTMENT GRP, INC. CMN | $32,900 | $32,900 |
| NEWCASTLE INVESTMENT CORPORATION CMN | $8,980 | $8,980 |
| NEWTEK BUSINESS SVCS CORPORATION CMN | $369,000 | $369,000 |
| NSTAR ELECTRIC COMPANY PFD USD4.2500(4.25%) | $712,500 | $712,500 |
| PENNANTPARK INVESTMENT CORP. MUTUAL FUND | $1,624,055 | $1,624,055 |
| PETROLEO BRASILEIRO S.A. - PETROBRAS SPONSORED ADR CMN | $146,000 | $146,000 |
| PFIZER, INC. CMN | $2,192,088 | $2,192,088 |
| REDDY ICE HOLDINGS, INC. CMN | $153,006 | $153,006 |
| REDDY ICE HOLDINGS, INC. CONV PFD USD0.0000 CLASS A | $44,317 | $44,317 |
| REGENCY ENERGY PARTNERS, LP CMN LTD PARTNER INTERESTS | $206,400 | $206,400 |
| SANDRIDGE ENERGY, INC. CMN | $23,813 | $23,813 |
| SIERRA METALS, INC. CMN | $418,507 | $418,507 |
| SILVER BAY REALTY TRUST CORP. CMN | $83,032 | $83,032 |
| SO.CALIF.EDISON 4.24% PFD | $545,000 | $545,000 |
| SOLAR CAPITAL LTD. CMN | $1,727,717 | $1,727,717 |
| SOLAR SENIOR CAPITAL LTD. CMN | $1,094,127 | $1,094,127 |
| STARWOOD PROPERTY TRUST INC. CMN | $649,604 | $649,604 |
| STARWOOD WAYPOINT RESIDENTIAL TRUST CMN | $147,408 | $147,408 |
| TETRAGON FINANCIAL GROUP LTD. CMN | $604,781 | $604,781 |
| TOTAL SA SPONSORED ADR CMN | $71,680 | $71,680 |
| TRANSATLANTIC PETROLEUM LTD. CMN | $295,200 | $295,200 |
| TRANSOCEAN LTD. CMN | $304,278 | $304,278 |
| TRAVELCENTERS OF AMERICA, LLC CMN | $94,398 | $94,398 |
| TWO HARBORS INVESTMENT CORP. CMN | $1,430,966 | $1,430,966 |
| URANIUM PARTICIPATION CORPORATION CMN | $254,114 | $254,114 |
| WASHINGTON GAS LT CO PFD USD4.2500(4.25%) | $180,500 | $180,500 |
| ZAIS FINL CORP. CMN | $51,750 | $51,750 |
| ZIMMER HLDGS, INC. CMN | $226,840 | $226,840 |
| ZOETIS, INC. CMN CLASS A | $911,117 | $911,117 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (32 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ARENA-PLASTIC VENTURES | FMV | $1,351,037 | $1,351,037 |
| ARIAS RESOURCE CAPITAL | FMV | $745,563 | $745,563 |
| BLUE RIVER ARBITRAGE | FMV | $3,786,533 | $3,786,533 |
| CONATUS CAPITAL OVERSEAS | FMV | $1,525,069 | $1,525,069 |
| CUMBERLAND BENCHMARKED | FMV | $1,876,295 | $1,876,295 |
| DIALECTIC ANTITHESIS OFF | FMV | $641,999 | $641,999 |
| EMERGING EUROPE | FMV | $603,948 | $603,948 |
| EQUITY AND INDEX OPTION CONTRACTS | FMV | $26,650 | $26,650 |
| ETON PARK OVERSEAS FUND | FMV | $2,560,611 | $2,560,611 |
| FORTRESS LIFE SETTLEMENTS | FMV | $533,845 | $533,845 |
| FORTRESS MSR | FMV | $798,852 | $798,852 |
| GCP FUND III REIT & CORP | FMV | $2,348,007 | $2,348,007 |
| GLOBAL PARTNERS | FMV | $1,958,453 | $1,958,453 |
| GS ANCHORAGE | FMV | $355,893 | $355,893 |
| GS LIBERTY HARBOR | FMV | $51,192 | $51,192 |
| GS MEZZANINE | FMV | $1,071,821 | $1,071,821 |
| INVESCO MORTG RECOVERY | FMV | $683,939 | $683,939 |
| MARATHON EUROPEAN CREDIT | FMV | $583,662 | $583,662 |
| OAKTREE RE DEBT FUND CAYMAN | FMV | $65,483 | $65,483 |
| OHA EUROPEAN SCF OFFSHORE | FMV | $743,306 | $743,306 |
| OHA SCF PARALLEL | FMV | $633,990 | $633,990 |
| PASSPORT MATERIAL | FMV | $74,509 | $74,509 |
| PONDFIELD CAPITAL, LLC | FMV | $2,047,018 | $2,047,018 |
| SENATOR SIDECAR OFFSHORE | FMV | $434,919 | $434,919 |
| SILVER POINT | FMV | $227,558 | $227,558 |
| SKELLIG OFFSHORE | FMV | $58,796 | $58,796 |
| SUMMIT WATER DEVELOPMENT | FMV | $2,213,011 | $2,213,011 |
| SUTHERLAND ASSET MANAGEMENT CORPORATION CMN REIT | FMV | $750,000 | $750,000 |
| VIRGO-WALNUT | FMV | $761,014 | $761,014 |
| WTS/GENERAL MOTORS COMPANY 10.0000 EXP 07/10/2016 | FMV | $6,721 | $6,721 |
| WTS/GENERAL MOTORS COMPANY 18.3300 EXP 07/10/2019 | FMV | $4,556 | $4,556 |
| XPV WATER FUND | FMV | $917,477 | $917,477 |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp (4 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|---|
| FURNITURE & EQUIPMENT | $146,194 | $72,192 | $74,002 | $74,002 |
| COMPUTER EQUIPMENT | $48,079 | $48,079 | $0 | |
| LEASEHOLD IMPROVEMENTS | $27,179 | $25,367 | $1,812 | $1,812 |
| LEASEHOLD IMPROVEMENTS UNDER CONSTRUCTION | $233,934 | $0 | $233,934 | $233,934 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $45,923 | LegalFeesAmt |
| Net Investment Income | $2,485 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $44,535 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (5 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| SECURITY DEPOSIT | $10,585 | $25,991 | $25,991 |
| INTEREST RECEIVABLE | $90,984 | $41,932 | $41,932 |
| DIVIDENDS RECEIVABLE | $766,761 | $824,287 | $824,287 |
| PARTNERSHIP DISTRIBUTION RECEIVABLE | $410,622 | $29,200 | $29,200 |
| STARWOOD OPPORTUNITY FUND X | $0 | -$3,044 | -$3,044 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED LOSS ON FOREIGN CURRENCY | Desc |
| Amt | $29,472 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (11 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| GRANTEE PROJECT EXPENSES | $99,271 | $0 | $0 | $85,298 |
| DUES & SUBSCRIPTIONS | $24,560 | $3,323 | $0 | $22,711 |
| COMPUTER EXPENSE | $24,497 | $6,125 | $0 | $19,347 |
| INSURANCE | $23,102 | $8,011 | $0 | $17,054 |
| TELEPHONE | $11,065 | $2,766 | $0 | $8,653 |
| SUPPLIES | $10,066 | $2,516 | $0 | $7,967 |
| IT SUPPORT | $5,269 | $1,317 | $0 | $6,003 |
| FEES | $2,925 | $731 | $0 | $2,468 |
| POSTAGE | $2,198 | $550 | $0 | $1,525 |
| MISCELLANEOUS EXPENSES | $924 | $231 | $0 | $533 |
| MINOR FURNITURE & EQUIPMENT | $768 | $192 | $0 | $576 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| PARTNERSHIP INCOME | $144,279 | $144,279 | $0 |
| LEGAL SETTLEMENT INCOME | $2,664 | $2,664 | $0 |
| FOREIGN CURRENCY LOSS | -$8,266 | -$8,266 | $0 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAIN ON INVESTMENTS | Desc |
| Amt | $3,644,951 | Amt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | LIABILITIES UNDER OPTION CONTRACTS | Desc |
| BOY Book Value | $2,935,915 | BOYBookValueAmt |
| EOY Book Value | $135,058 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| INVESTMENT FEES | $635,913 | $635,913 | $0 | $0 |
| PROFESSIONAL AND MANAGERIAL SERVICES | $258,321 | $3,301 | $0 | $223,953 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| FEDERAL EXCISE TAX | $60,874 | $0 | $0 | $0 |
| PAYROLL TAXES | $43,340 | $15,030 | $0 | $29,080 |
| USE TAX | $199 | $50 | $0 | $149 |
| OTHER TAXES | $762 | $190 | $0 | $572 |
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