GUTTAG FAMILY FOUNDATION: Form 990PF, tax year 2014
View the entire original 990 at ProPublica ↗
- Organization
- GUTTAG FAMILY FOUNDATION (EIN 20-8451379)
- Tax period
- 2014-01-01 to 2014-12-31
- Filed
- 2015-11-10
- IRS object ID
- 201543149349100339
- Schema version
- 2014v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Depreciation Schedule
- Investments Other Schedule2
- Other Assets Schedule
- Other Expenses Schedule
- Other Liabilities Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-11-10T12:28:05-06:00 | ReturnTs |
| Tax Period End | 2014-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MARCUM LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 750 THIRD AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10017 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2014-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 208451379 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GUTTAG FAMILY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % JOHN GUTTAG | InCareOfNm |
| Business Name Control | GUTT | BusinessNameControlTxt |
| Phone | 2124855500 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O JOHN GUTTAG 273 EMERSON ROAD | AddressLine1Txt |
| City | LEXINGTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02420 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JOHN V GUTTAG | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 2124855500 | PhoneNum |
| Signature | 2015-10-30 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JANIS L COWHEY | PreparerPersonNm |
| PTIN | P00170421 | PTIN |
| Phone | 2124855500 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2014 | TaxYr |
| Build TS | 2016-04-25 22:37:26Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $5,702,551 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $27 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $27 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $52,807 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $52,807 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $58,387 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $347,392 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $58,387 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $111,221 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $111,221 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Accounting Fees Rev And Expnss | $8,254 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $4,127 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $4,127 | AccountingFeesChrtblPrpsAmt |
| Interest Rev And Expnss | $182 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $182 | InterestNetInvstIncmAmt |
| Taxes Rev And Expnss | $3,504 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $1,779 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $25 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $19,138 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $18,001 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $1,137 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $31,078 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $24,089 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $5,289 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $259,200 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $259,200 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $290,278 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $24,089 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $264,489 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$179,057 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $87,132 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $193,928 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $129,490 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $129,490 | SavAndTempCashInvstEOYFMVAmt |
| Other Investments BOY | $4,417,496 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $4,303,007 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $5,572,736 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $455 | OtherAssetsBOYAmt |
| Other Assets EOY | $325 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $325 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $4,611,879 | TotalAssetsBOYAmt |
| Total Assets EOY | $4,432,822 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $5,702,551 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $4,611,879 | CapitalStockBOYAmt |
| Capital Stock EOY | $4,432,822 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $4,611,879 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $4,432,822 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $4,611,879 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $4,432,822 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $4,611,879 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$179,057 | ExcessRevenueOverExpensesAmt |
| Subtotal | $4,432,822 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $4,432,822 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (15 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | SoldSoldDt | AcquiredAcquiredDt |
|---|---|---|---|---|---|---|---|
| LOSS ON DISPOS OF SUMMIT ROCK NATURAL RESOURCES | P | $25,750 | $53,251 | -$27,501 | -$27,501 | ||
| STATE STREET #0026 (ST) - SEE ATTACHED | P | $38,314 | $34,468 | $3,846 | $3,846 | ||
| STATE STREET #0026 (LT) - SEE ATTACHED | P | $51,801 | $43,590 | $8,211 | $8,211 | ||
| 49 SHS ISHARES MSCI ACWI | P | $2,839 | $2,478 | $361 | $361 | 2014-03-10 | |
| 74 SHS ISHARES MSCI ACWI | P | $4,331 | $3,743 | $588 | $588 | 2014-04-08 | |
| 10 SHS ISHARES MSCI ACWI | P | $587 | $506 | $81 | $81 | 2014-05-08 | |
| 79 SHS ISHARES MSCI ACWI | P | $4,748 | $3,996 | $752 | $752 | 2014-06-09 | |
| 48 SHS ISHARES MSCI ACWI | P | $2,930 | $2,428 | $502 | $502 | 2014-07-09 | |
| 23 SHS ISHARES MSCI ACWI | P | $1,408 | $1,201 | $207 | $207 | 2014-09-09 | |
| 39 SHS ISHARES MSCI ACWI | P | $2,267 | $2,058 | $209 | $209 | 2014-10-08 | |
| 65 SHS ISHARES MSCI ACWI | P | $3,926 | $3,430 | $496 | $496 | 2014-12-08 | |
| 26 SHS ISHARES MSCI ACWI | P | $1,471 | $1,311 | $160 | $160 | ||
| 2,000 SHS POWERSHARES BUYB ACHIEVERS | P | $96,858 | $77,057 | $19,801 | $19,801 | 2014-12-31 | 2013-10-08 |
| 850 SHS ISHARES RUSSELL 3000 ETF | $105,335 | $59,488 | $45,847 | $45,847 | 2014-12-29 | 2011-10-10 | |
| CAPITAL GAIN DIVIDENDS | P | $4,827 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $58,387 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $266,027 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $5,426,232 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.049026 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $279,456 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $5,233,831 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.053394 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $256,881 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $5,436,788 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.047249 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $253,168 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $5,308,599 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.04769 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $277,921 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $4,969,976 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.05592 | DistributionYr5Rt |
| Total Distribution | 0.253279 | TotalDistributionRt |
| Average Distribution | 0.050656 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $5,666,889 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $287,062 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $871 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $287,933 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $264,489 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $1,743 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $1,743 | SubtotalAmt |
| Tax Based On Investment Income | $1,743 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $2,245 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $3,000 | AppliedToEsTaxAmt |
| Total Payments And Credits | $5,245 | TotalPaymentsAndCreditsAmt |
| Overpayment | $3,502 | OverpaymentAmt |
| Applied To ES Tax | $3,502 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Org Report Or Register State | MA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JOHN GUTTAG | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2124855500 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 273 EMERSON ROAD | AddressLine1Txt |
| City | LEXINGTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 024201936 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JOHN GUTTAG | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 273 EMERSON RD | AddressLine1Txt |
| City | LEXINGTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 024201936 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | PRESIDENT | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 5.0 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $0 | CompensationAmt |
| Employee Benefit Program | $0 | EmployeeBenefitProgramAmt |
| Expense Account Other Allwnc | $0 | ExpenseAccountOtherAllwncAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $5,590,126 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $163,061 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $5,753,187 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $5,753,187 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $86,298 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $5,666,889 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $283,344 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $283,344 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $1,743 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $1,743 | TotalTaxAmt |
| Distributable Before Adj | $281,601 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $281,601 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $281,601 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $264,489 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $264,489 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $264,489 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $281,601 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $254,111 | UndistributedIncomePYAmt |
| Prior Year1 | 2012 | PriorYear1Yr |
| Prior Year2 | 2011 | PriorYear2Yr |
| Prior Year3 | 2010 | PriorYear3Yr |
| Excess Distribution Cyov Yr1 | $0 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $264,489 | QualifyingDistributionsAmt |
| Applied To Year1 | $254,111 | AppliedToYear1Amt |
| Applied To Current Year | $10,378 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Undistributed Income CY | $271,223 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | JOHN GUTTAG | ContributingManagerNm |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | JOHN GUTTAG | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 273 EMERSON ROAD | AddressLine1Txt |
| City | LEXINGTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02420 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 2124855500 | RecipientPhoneNum |
| Form And Info And Materials | NONE | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NO | SubmissionDeadlinesTxt |
| Restrictions On Awards | NO | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SEE ATTACHED SCHEDULE | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 750 THIRD AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10017 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | NONE | RecipientRelationshipTxt |
| Recipient Foundation Status | PUBLIC CHARITIES | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | GENERAL SUPPORT | GrantOrContributionPurposeTxt |
| Amt | $259,200 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $259,200 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $27 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $52,807 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $58,387 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $111,221 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $111,221 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $8,254 | Amt |
| Net Investment Income | $4,127 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $4,127 | DisbursementsCharitablePrpsAmt |
Depreciation Schedule DepreciationSchedule
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (13 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| INVESTMENT IN SR PRIVATE EQUTY | AT COST | $397,470 | $520,426 |
| INVESTMENT IN SR SELECT EQUITY | AT COST | $370,000 | $804,453 |
| INVESTMENT IN SR HEDGED EQUITY | AT COST | $719,844 | $776,493 |
| INVESTMENT IN SR DIVRSFD STRTG | AT COST | $670,281 | $826,455 |
| INVESTMENT IN SR STRATEGIC FI | AT COST | $418,620 | $629,485 |
| INVESTMENT IN NATURAL RESOURCE | AT COST | $0 | $0 |
| ISHARES TR MSCI ACWI INDEX FD | AT COST | $33,346 | $36,212 |
| STATE ST #0026 - PER ATTACHED | AT COST | $401,054 | $437,100 |
| SANF BERNSTEIN INTERMEDIATE | AT COST | $410,163 | $395,424 |
| SANF BERNSTEIN SHORT DURATION | AT COST | $208,954 | $207,061 |
| UBS #31625 POWERSHARES | AT COST | $77,056 | $96,100 |
| UBS #31625 ISHARES MSCI EAFE I | AT COST | $246,350 | $286,496 |
| UBS #31625 ISHARES TRUST RUSSE | AT COST | $349,869 | $557,031 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DIVIDENDS RECEIVABLE | Desc |
| BOY Book Value | $455 | BOYBookValueAmt |
| EOY Book Value | $325 | EOYBookValueAmt |
| EOYFMV | $325 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT FEES | $18,001 | $18,001 | |
| OTHER EXPENSES | $938 | $938 | |
| NATIONAL REGISTERED AGENTS | $199 | $199 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DUE TO CASH OVERDRAFT ACCOUNT | Desc |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES PAID | $1,779 | $1,779 | |
| FEDERAL EXCISE TAXES PAID | $1,700 | ||
| STATE FRANCHISE TAXES PAID | $25 | $25 |
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