KAVLI FOUNDATION: Form 990PF, tax year 2014
View the entire original 990 at ProPublica ↗
- Organization
- KAVLI FOUNDATION (EIN 77-0560142)
- Tax period
- 2014-01-01 to 2014-12-31
- Filed
- 2015-11-13
- IRS object ID
- 201533179349101083
- Schema version
- 2014v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Land Schedule2
- Investments Other Schedule2
- Land Etc Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-11-13T12:25:56-06:00 | ReturnTs |
| Tax Period End | 2014-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 952835976 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MACFARLANE FALETTI & CO LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 115 E MICHELTORENA ST 200 | AddressLine1Txt |
| City | SANTA BARBARA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 93101 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2014-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 770560142 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE KAVLI FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | KAVL | BusinessNameControlTxt |
| Phone | 8059881766 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1801 SOLAR DRIVE NO 250 | AddressLine1Txt |
| City | OXNARD | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 93030 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JAMES CIONTEA | PersonNm |
| Person Title | CEO | PersonTitleTxt |
| Phone | 8059881766 | PhoneNum |
| Signature | 2015-11-12 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | GAIL H ANIKOUCHINE | PreparerPersonNm |
| PTIN | P00161999 | PTIN |
| Phone | 8059664157 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2014 | TaxYr |
| Build TS | 2016-04-25 22:37:26Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $613,506,799 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $48,670,251 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $2,872,728 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $2,872,728 | DividendsNetInvstIncmAmt |
| Gross Rents Rev And Expnss | $4,718,055 | GrossRentsRevAndExpnssAmt |
| Gross Rents Net Invst Incm | $4,718,055 | GrossRentsNetInvstIncmAmt |
| Net Rental Income Or Loss | $2,861,052 | NetRentalIncomeOrLossAmt |
| Net Gain Sale Ast Rev And Expnss | $39,966,371 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $55,996,925 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $39,966,371 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $117,633 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $117,633 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $96,345,038 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $47,674,787 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $760,341 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $57,092 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $703,249 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $984,033 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $168,977 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $815,056 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $132,709 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $35,414 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $97,295 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $82,792 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $6,354 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $76,438 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $13,939 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $2,280 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $11,659 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $716,286 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $716,286 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $1,147,913 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $403,170 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $69,774 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $849,743 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $836,261 | DeprecAndDpltnNetInvstIncmAmt |
| Trav Conf Meeting Rev And Expnss | $721,798 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $159 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $721,639 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $3,756,621 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $2,161,978 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $1,185,351 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $9,166,175 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $4,387,971 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $3,680,461 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $8,439,276 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $9,046,402 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $17,605,451 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $4,387,971 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $12,726,863 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $78,739,587 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $43,286,816 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $61,037 | CashBOYAmt |
| Cash EOY | $492,307 | CashEOYAmt |
| Cash EOYFMV | $492,307 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $4,747,747 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $20,759,867 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $20,759,867 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $3,156 | AcctRcvblAmt |
| Acct Rcvbl BOY | $70,746 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $3,156 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $3,156 | AcctRcvblEOYFMVAmt |
| Pledges Rcvbl | $365,553,935 | PledgesRcvblAmt |
| Pledges Rcvbl BOY | $367,944,540 | PledgesRcvblBOYAmt |
| Pledges Rcvbl EOY | $365,553,935 | PledgesRcvblEOYAmt |
| Pledges Rcvbl EOYFMV | $365,553,935 | PledgesRcvblEOYFMVAmt |
| Other Nts And Loans Rcvbl | $320,086 | OtherNtsAndLoansRcvblAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Other Nts And Loans Rcvbl BOY | $353,423 | OtherNtsAndLoansRcvblBOYAmt |
| Other Nts And Loans Rcvbl EOY | $320,086 | OtherNtsAndLoansRcvblEOYAmt |
| Other Nts And Loans Rcvbl EOYFMV | $320,086 | OtherNtsAndLoansRcvblEOYFMVAmt |
| Prepaid Expenses BOY | $62,220 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $79,119 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $79,119 | PrepaidExpensesEOYFMVAmt |
| Corporate Stock BOY | $88,253,321 | CorporateStockBOYAmt |
| Corporate Stock EOY | $97,406,492 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $97,406,492 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $54,001 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $1,083,597 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $1,083,597 | CorporateBondsEOYFMVAmt |
| Invst Land Cost Or Other Basis | $35,275,470 | InvstLandCostOrOtherBasisAmt |
| Invst Land Accum Depreciation | $8,698,186 | InvstLandAccumDepreciationAmt |
| Land Bldg Investments BOY | $27,381,625 | LandBldgInvestmentsBOYAmt |
| Land Bldg Investments EOY | $26,577,284 | LandBldgInvestmentsEOYAmt |
| Land Bldg Investments EOYFMV | $40,553,800 | LandBldgInvestmentsEOYFMVAmt |
| Other Investments BOY | $78,869,684 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $87,054,228 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $87,054,228 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $245,717 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $191,176 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $52,423 | LandBOYAmt |
| Land EOY | $54,541 | LandEOYAmt |
| Land EOYFMV | $54,541 | LandEOYFMVAmt |
| Other Assets BOY | $291,342 | OtherAssetsBOYAmt |
| Other Assets EOY | $145,671 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $145,671 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $568,142,109 | TotalAssetsBOYAmt |
| Total Assets EOY | $599,530,283 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $613,506,799 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $237,353 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $646,645 | AccountsPayableEOYAmt |
| Grants Payable BOY | $27,206,967 | GrantsPayableBOYAmt |
| Grants Payable EOY | $25,924,562 | GrantsPayableEOYAmt |
| Deferred Revenue BOY | $488,426 | DeferredRevenueBOYAmt |
| Deferred Revenue EOY | $488,426 | DeferredRevenueEOYAmt |
| Other Liabilities BOY | $791,353 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $789,992 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $28,724,099 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $27,849,625 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $539,418,010 | UnrestrictedBOYAmt |
| Unrestricted EOY | $571,680,658 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $539,418,010 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $571,680,658 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $568,142,109 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $599,530,283 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $539,418,010 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $78,739,587 | ExcessRevenueOverExpensesAmt |
| Other Increases | $14,700 | OtherIncreasesAmt |
| Subtotal | $618,172,297 | SubtotalAmt |
| Other Decreases | $46,491,639 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $571,680,658 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (27 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Cost Or Other BasisCostOrOtherBasisAmt | AcquiredAcquiredDt | SoldSoldDt | DepreciationDepreciationAmt |
|---|---|---|---|---|---|---|---|---|
| K-1 CEDAR ROCK PARTNERS LLC 36-7404703 | P | $452,546 | $452,546 | $452,546 | ||||
| K-1 GIF IV PRIVATE INVESTORS 80-0711535 | P | $24,194 | $24,194 | $24,194 | ||||
| K-1 GUARDIAN REALTY FUND II 47-0946332 | P | $429,256 | $429,256 | $429,256 | ||||
| K-1 KANYE ANDERSON MIDSTR INST FD 26-3885960 | P | -$5,978 | -$5,978 | $5,978 | ||||
| K-1 MAKENA CAPITAL ASSOC 20-4310816 | P | $534,931 | $534,931 | $534,931 | ||||
| K-1 MAKENA PRIVATE EQUITY FUND LP 90-0780595 | P | $535,899 | $535,899 | $535,899 | ||||
| K-1 ORCHID ASIA III LP 98-0469253 | P | $2,438,343 | $2,438,343 | $2,438,343 | ||||
| K-1 ORCHID ASIA IV LP 77-0560142 | P | $248,279 | $248,279 | $248,279 | ||||
| K-1 PROMETHEUS PARTNERS III LP 61-1530807 | P | $104,488 | $104,488 | $104,488 | ||||
| K-1 VINTAGE FUND GSVA 30-0673634 | P | $1,461 | $1,461 | $1,461 | ||||
| K-1 VINTAGE III LP 20-1817908 | P | $168,443 | $168,443 | $168,443 | ||||
| K-1 VINTAGE V LP 26-2950708 | P | $323,720 | $323,720 | $323,720 | ||||
| K-1 WINDWARD V LP 20-0975102 | P | -$323,437 | -$323,437 | $323,437 | ||||
| NORTHERN TRUST - COLUMBIA PARTNERS | P | $2,891,437 | -$326,722 | -$326,722 | $3,218,159 | |||
| NORTHERN TRUST - GW CAPITAL | P | $8,499,237 | $2,593,636 | $2,593,636 | $5,905,601 | |||
| NORTHERN TRUST - NEWSOUTH | P | $256,547 | -$116,765 | -$116,765 | $373,312 | |||
| NORTHERN TRUST - PINNACLE | P | $804,767 | -$58,167 | -$58,167 | $862,934 | |||
| NORTHERN TRUST - SOUTHERN SUN | P | $2,306,428 | $518,215 | $518,215 | $1,788,213 | |||
| NORTHERN TRUST - IRONWOOD | P | $388,414 | $16,309 | $16,309 | $372,105 | |||
| SUNBELT VINEYARD LLC | D | $15,469,120 | $14,683,390 | $14,683,390 | $3,900,074 | 2000-06-01 | 2014-05-09 | $3,114,344 |
| K-1 GLOBAL ENDOWMENT FUND II 26-1741307 | P | $794,976 | $794,976 | $794,976 | ||||
| K-1 ORCHID ASIA III (LOT2) 98-0469253 | P | $2,634,250 | $2,634,250 | $2,634,250 | ||||
| SALE OF NEVADA LAND INVESTMT PROPERTY/ | D | $1,770,141 | $20,141 | $20,141 | $1,750,000 | 2013-07-01 | 2014-11-06 | |
| LOSS ON SALE OF BILLBOARD PARCEL | D | -$7,800 | -$7,800 | $7,800 | 2013-07-01 | 2014-11-06 | ||
| AUTOHOME INC ADR SHARES | P | $9,073,744 | $8,980,104 | $8,980,104 | $93,640 | 2014-06-30 | 2014-11-19 | |
| CHINA DISTANCE ED HLDGS LTD SHARES | P | $2,477,089 | $1,933,444 | $1,933,444 | $543,645 | 2014-06-30 | 2014-11-21 | |
| CAPITAL GAINS DIVIDENDS | P | $3,369,215 | $3,369,215 | $3,369,215 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $39,966,371 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $8,500,626 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $185,110,543 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.045922 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $9,511,150 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $161,875,789 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.058756 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $7,914,818 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $150,835,770 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.052473 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $178,929 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $148,718,895 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.001203 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $10,652,313 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $141,700,737 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.075175 | DistributionYr5Rt |
| Total Distribution | 0.233529 | TotalDistributionRt |
| Average Distribution | 0.046706 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $227,339,124 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $10,618,101 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $432,868 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $11,050,969 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $12,726,863 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $432,868 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $432,868 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $432,868 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $442,640 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $200,000 | AppliedToEsTaxAmt |
| Total Payments And Credits | $642,640 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $585 | EsPenaltyAmt |
| Overpayment | $209,187 | OverpaymentAmt |
| Applied To ES Tax | $209,187 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | KAVLIFOUNDATION.ORG | WebsiteAddressTxt |
| Individual With Books | ROBERT CONN | IndividualWithBooksNm |
| Phone | 8059836000 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1801 SOLAR DR SUITE 250 | AddressLine1Txt |
| City | OXNARD | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 93030 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | 0 | TransactionsFailToQlfyAsExcInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (9 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| ROBERT CONN | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | PRESIDENT AND CEO | 40.00 | $550,341 | $2,308 | $1,040 |
| THOMAS E EVERHART | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | DIRECTOR | 3.00 | $31,000 | $0 | $8,139 |
| DOUGLAS K FREEMAN | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | SECRETARY | 3.00 | $38,500 | $0 | $3,476 |
| ROCKELL N HANKIN | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | CHAIRMAN | 3.00 | $68,500 | $0 | $4,332 |
| HENRY YANG | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | DIRECTOR | 3.00 | $0 | $0 | $12,849 |
| RICHARD MESERVE | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | DIRECTOR | 3.00 | $7,500 | $0 | $6,998 |
| CORWIN CORPUZ | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | INVESTMENT COMMITTEE | 1.00 | $11,000 | $0 | $0 |
| MARY SUE COLEMAN | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | DIRECTOR | 3.00 | $15,000 | $0 | $547 |
| GUNNAR NILSEN | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | DIRECTOR | 3.00 | $38,500 | $0 | $4,848 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee BenefitsEmployeeBenefitsAmt | Expense AccountExpenseAccountAmt |
|---|---|---|---|---|---|---|---|---|
| MIYOUNG CHUN | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | VP SCIENCE PROGRAMS | 40.00 | $268,750 | $14,269 | $2,544 |
| JAMES COHEN | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | COMMUNICATIONS DIREC | 40.00 | $169,841 | $18,866 | $450 |
| CHRISTOPHER L MARTIN | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | SCIENCE PROGRAM OFF | 40.00 | $144,510 | $13,201 | $2,988 |
| NADINE STERN | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | EXECUTIVE ASSISTANT | 40.00 | $100,667 | $16,519 | $272 |
| ROSENDO MARTIN | ||||||||
| 1801 SOLAR DRIVE SUITE 250 | OXNARD | CA | 93030 | PROPERTY MAINTENANCE | 40.00 | $78,231 | $18,126 | $113 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Employee Paid Over50k | 1 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $176,360,662 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $13,030,479 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $41,410,000 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $230,801,141 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $230,801,141 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $3,462,017 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $227,339,124 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $11,366,956 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $11,366,956 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $432,868 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $432,868 | TotalTaxAmt |
| Distributable Before Adj | $10,934,088 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $10,934,088 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $10,934,088 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $12,726,863 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $12,726,863 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $432,868 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $12,293,995 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $10,934,088 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $10,652,313 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $178,929 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $519,172 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $1,601,607 | ExcessDistributionCyovYr2Amt |
| Total Excess Distribution Cyov | $12,952,021 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $12,726,863 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $10,934,088 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $1,792,775 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $14,744,796 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $10,652,313 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $4,092,483 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $178,929 | ExcessFromYear4Amt |
| Excess From Year3 | $519,172 | ExcessFromYear3Amt |
| Excess From Year2 | $1,601,607 | ExcessFromYear2Amt |
| Excess From Current Year | $1,792,775 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | ROBERT CONN | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1801 SOLAR DRIVE SUITE 250 | AddressLine1Txt |
| City | OXNARD | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 93030 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 8059836000 | RecipientPhoneNum |
| Form And Info And Materials | WRITTEN PROPOSAL DESCRIBING THE NATURE AND COST OF THE PROJECT. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | LIMITED TO AWARDS FOR SCIENTIFIC RESEARCH AND EDUCATION. | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (15 entries)
| Address Line1RecipientForeignAddress/AddressLine1Txt | CityRecipientForeignAddress/CityNm | CountryRecipientForeignAddress/CountryCd | Foreign PostalRecipientForeignAddress/ForeignPostalCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Address Line2RecipientUSAddress/AddressLine2Txt | Province Or StateRecipientForeignAddress/ProvinceOrStateNm |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DELFT UNIVERSITY OF TECHNOLOGY KAVLI INSTITUTE FOR NANOSCIENCE | ||||||||||||
| LORENTZWEG 1 | DELFT | NL | 2628CJ | 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $500,000 | ||||||
| MASSACHUSETTS INSTITUTE OF TECHNOLOGY | ||||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $1,625,000 | 77 MASSACHUSETTS AVE | CAMBRIDGE | MA | 02139 | ||||||
| REGENTS UNIVERSITY OF CALIFORNIA (SANTA BARBARA) | ||||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $15,162 | CHEADLE HALL | SANTA BARBARA | CA | 93106 | ||||||
| CORNELL UNIVERSITY | ||||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $312,500 | CORNELL UNIVERSITY | ITHACA | NY | 10027 | ||||||
| REGENTS UNIVERSITY OF CALIFORNIA (SAN DIEGO) | ||||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $650,075 | REGENTS UNIVERSITY OF CALIFORNIA | LA JOLLA | CA | 92093 | SAN DIEGO | |||||
| YALE UNIVERSITY | ||||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $666,666 | YALE UNIVERSITY | NEW HAVEN | CT | 06520 | ||||||
| FRONTIERS OF SCIENCE (NAS) | ||||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $500,000 | 500 FIFTH STREET NW | WASHINGTON | DC | 20001 | ||||||
| SMALL MISCELLANEOUS GRANTS | ||||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $364,500 | 1801 SOLAR DRIVE 250 | OXNARD | CA | 93030 | ||||||
| PEKING UNIVERSITY | ||||||||||||
| PEKING UNIVERSITY | BEIJING | CH | 100871 | FORGN ORG EXP RESP G | SCIENTIFIC SUPPORT | $100,000 | ||||||
| AAAS KAVLI SCIENCE JOURNALISM AWARDS | ||||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $33,333 | 1200 NEW YORK AVE NW | WASHINGTON | DC | 20001 | ||||||
| ROYAL SOCIETY KAVLI INTERNATIONAL CENTRE | ||||||||||||
| 6-9 CARLTON HOUSE TERRACE | LONDON | UK | SWIY5AG | FORGN ORG EXP RESP G | SCIENTIFIC SUPPORT | $833,750 | ||||||
| THE UNIVERSITY OF TOKYO | ||||||||||||
| HONGO 7-3-1 BUNKYO-KU | TOKYO | JA | 113-8654 | FORGN ORG EXP RESP G | EDUCATIONAL PROGRAM SUPPORT | $625,000 | JAPAN | |||||
| UNIVERSITY OF CALIFORNIA BERKELEY | ||||||||||||
| 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $1,135,416 | 2080 ADDISON STREET 4200 | BERKELEY | CA | 947204200 | ||||||
| NORWEGIAN ACADEMY OF SCIENCE AND LETTERS | ||||||||||||
| DRAMMENSVEIEN 78 | OSLO | NO | N-0271 | FORGN ORG EXP RESP G | SCIENTFIC SUPPORT | $1,500,000 | NORWAY | |||||
| STONY BROOK UNIVERSITY - ALDA COMMUNICATIONS PROGRAM | ||||||||||||
| 501(C) 3 PUBLIC CHAR | ALDA KAVLI LEADERSHIP PROGRAM: WORKSHOPS AND MENTORING | $185,000 | STONY BROOK UNIV MELVILLE LIBRARY | STONY BROOK | NY | 117971188 | N4004 | |||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $9,046,402 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (4 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line1RecipientForeignAddress/AddressLine1Txt | CityRecipientForeignAddress/CityNm | Province Or StateRecipientForeignAddress/ProvinceOrStateNm | CountryRecipientForeignAddress/CountryCd | Foreign PostalRecipientForeignAddress/ForeignPostalCd |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SMALL MISCELLANEOUS GRANTS | |||||||||||
| 1801 SOLAR DRIVE 250 | OXNARD | CA | 93030 | 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $622,000 | |||||
| NORWEGIAN ACADEMY OF SCIENCE AND LETTERS | |||||||||||
| FORGN ORG EXP RESP G | SCIENTIFIC SUPPORT | $1,500,000 | DRAMMENSVEIEN 78 | OSLO | NORWAY | NO | N-0271 | ||||
| CORNELL UNIVERSITY | |||||||||||
| CORNELL UNIVERSITY | ITHACA | NY | 10027 | 501(C) 3 PUBLIC CHAR | SCIENTIFIC SUPPORT | $1,337,887 | |||||
| PEKING UNIVERSITY | |||||||||||
| FORGN ORG EXP RESP G | SCIENTIFIC SUPPORT | $300,000 | PEKING UNIVERSITY | BEIJING | CH | 100080 | |||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $3,759,887 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $2,872,728 | ExclusionAmt |
Net Rntl Incm Re Not Debt Fincd Prop NetRntlIncmReNotDebtFincdProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 16 | ExclusionCd |
| Exclusion | $2,861,052 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $117,633 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $39,966,371 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $45,817,784 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $45,817,784 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | ESTATE OF FRED KAVLI | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1801 SOLAR DRIVE SUITE 250 | AddressLine1Txt |
| City | OXNARD | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 93030 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $48,670,251 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING | CategoryTxt |
| Amt | $13,939 | Amt |
| Net Investment Income | $2,280 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $11,659 | DisbursementsCharitablePrpsAmt |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp (12 entries)
| PropertyPropertyDesc | Cost Or Other BasisCostOrOtherBasisAmt | Prior Year DepreciationPriorYearDepreciationAmt | Computation MethodComputationMethodTxt | LifeLifeRt | Current Year ExpenseCurrentYearExpenseAmt | Net Investment IncomeNetInvestmentIncomeAmt | AcquiredAcquiredDt | RtRt |
|---|---|---|---|---|---|---|---|---|
| FURNITURE AND FIXTURES | $99,825 | $61,375 | SL | 7.000000000000 | $2,443 | $0 | ||
| COMPUTERS | $72,336 | $47,967 | SL | 5.000000000000 | $5,835 | $0 | ||
| MISCELLANEOUS EQUIPMENT | $11,111 | $11,111 | SL | 5.000000000000 | $0 | $0 | ||
| AUTO -2009 | $62,445 | $57,241 | SL | 5.000000000000 | $5,204 | $0 | 2009-03-31 | |
| LAND - PACKING HOUSE SQUARE | $1,762,000 | L | $0 | $0 | ||||
| BUILDING AND IMPROVEMENTS - PACKING HOUSE SQUARE | $22,516,078 | $7,400,767 | SL | 39.000000000000 | $650,368 | $650,368 | ||
| MACHINERY & EQUIPMENT - PACKING HOUSE SQUARE | $264,931 | $112,719 | SL | 10.000000000000 | $18,456 | $18,456 | ||
| BUILDING AND IMPROVEMENTS - VENTURA BOULEVARD | $5,363,213 | $328,130 | SL | 39.000000000000 | $135,777 | $135,777 | ||
| LAND - VENTURA BOULEVARD | $4,046,787 | L | $0 | $0 | ||||
| LAND - MINDEN | $71,900 | L | $0 | $0 | ||||
| BUILDINGS - MINDEN | $928,100 | $17,622 | SL | 39.000000000000 | $23,496 | $23,496 | ||
| LEASE COMMISSION - PACKING HOUSE | $322,461 | $2,687 | SL | $8,164 | $8,164 | 0.000000000000 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (2 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| WARBURG MANAGED BOND FUND | $16,579 | $16,579 |
| GOLDMAN SACHS MANAGED BOND PORTFOLIO | $1,067,018 | $1,067,018 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (11 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| NORTHERN TRUST-PINNACLE CAPITAL | $9,974,932 | $9,974,932 |
| NORTHERN TRUST-GW CAPITAL | $0 | $0 |
| NORTHERN TRUST-MATTHEWS ASIAN FUNDS | $5,906,140 | $5,906,140 |
| US GLOBAL EUROPEAN FUND | $1,619 | $1,619 |
| NORTHERN TRUST-RS INVESTMENT TRUST | $4,286,284 | $4,286,284 |
| MAKENA CAPITAL ASSOC | $13,166,463 | $13,166,463 |
| TIFF MULTI ASSET FUND | $32,781,866 | $32,781,866 |
| NORTHERN TRUST-NEW SOUTH CAP MGMT | $7,216,994 | $7,216,994 |
| NORTHERN TRUST - SANDS | $9,262,171 | $9,262,171 |
| NORTHERN TRUST-COLUMBIA PARTNERS | $7,391,273 | $7,391,273 |
| NORTHERN TRUST - IRONWOOD | $7,418,750 | $7,418,750 |
Investments Land Schedule2 InvestmentsLandSchedule2
Investment Land InvestmentLandGrp (8 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt |
|---|---|---|---|
| LAND - PACKING HOUSE SQUARE | $1,762,000 | $0 | $1,762,000 |
| BUILDING AND IMPROVEMENTS - PACKING HOUSE SQUARE | $22,516,078 | $8,051,135 | $14,464,943 |
| MACHINERY & EQUIPMENT - PACKING HOUSE SQUARE | $264,931 | $131,175 | $133,756 |
| BUILDING AND IMPROVEMENTS - VENTURA BOULEVARD | $5,363,213 | $463,907 | $4,899,306 |
| LAND - VENTURA BOULEVARD | $4,046,787 | $0 | $4,046,787 |
| LAND - MINDEN | $71,900 | $0 | $71,900 |
| BUILDINGS - MINDEN | $928,100 | $41,118 | $886,982 |
| LEASE COMMISSION - PACKING HOUSE | $322,461 | $10,851 | $311,610 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (17 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| CEDAR ROCK CAP PARTNERS LLC | FMV | $15,580,971 | $15,580,971 |
| WINDWARD V, LP | FMV | $193,966 | $193,966 |
| GUARDIAN REALTY FUND II | FMV | $5,059,981 | $5,059,981 |
| ORCHID ASIA FUND III, LP | FMV | $4,691,929 | $4,691,929 |
| PROMETHEUS PARTNERS III LP | FMV | $196,198 | $196,198 |
| ORCHID ASIA FUND IV, LP | FMV | $2,747,872 | $2,747,872 |
| LAND HELD FOR INVESTMENT | FMV | $0 | $0 |
| GLOBAL ENDOWMENT FUND II LP | FMV | $13,406,931 | $13,406,931 |
| KAYNE ANDERSON MIDSTREAM INST FUND LP | FMV | $19,395,093 | $19,395,093 |
| MAKENA PRIVATE EQUITY FUND LP | FMV | $6,057,488 | $6,057,488 |
| NORTHERN TRUST-SOUTHERN SUN | FMV | $8,521,822 | $8,521,822 |
| SUNBELT VINEYARD LLC | FMV | $77,548 | $77,548 |
| MAKENA PRIVATE EQUITY FUND II | FMV | $1,421,976 | $1,421,976 |
| GIF PRIVATE INVESTORS LLC | FMV | $2,340,763 | $2,340,763 |
| GOLDMAN VINTAGE FUND III | FMV | $6,632,661 | $6,632,661 |
| ORCHID ASIA FUND VI | FMV | $252,143 | $252,143 |
| ACCRUED INVESTMENT INCOME | FMV | $476,886 | $476,886 |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp (4 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|---|
| FURNITURE AND FIXTURES | $99,825 | $63,818 | $36,007 | $36,007 |
| COMPUTERS | $72,336 | $53,802 | $18,534 | $18,534 |
| MISCELLANEOUS EQUIPMENT | $11,111 | $11,111 | $0 | $0 |
| AUTO -2009 | $62,445 | $62,445 | $0 | $0 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp (2 entries)
| CategoryCategoryTxt | Legal FeesLegalFeesAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| LEGAL FEES | $76,438 | $0 | $76,438 |
| LEGAL FEES | $6,354 | $6,354 | $0 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OTHER ASSETS | Desc |
| BOY Book Value | $291,342 | BOYBookValueAmt |
| EOY Book Value | $145,671 | EOYBookValueAmt |
| EOYFMV | $145,671 | EOYFMVAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (3 entries)
| DescDesc | AmtAmt |
|---|---|
| UNREALIZED GAIN ON INVESTMENTS | $20,728,419 |
| GAAP ADJ - GAIN ON DONATED ASSET SOLD | $14,683,390 |
| PRIOR YEAR ADJUSTMENT - PLEDGES RECEIVABLE | $11,079,830 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (47 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| WORKERS COMPENSATION INSURANCE | $9,671 | $0 | $9,671 |
| OFFICE SUPPLIES | $14,025 | $0 | $14,025 |
| DUES, SUBSCRIPTION AND BOOKS | $7,577 | $0 | $7,577 |
| ADVERTISING & PROMOTION | $257,282 | $0 | $257,282 |
| FEES & PERMITS | $310 | $0 | $310 |
| REPAIRS AND MAINTENANCE | $264 | $0 | $264 |
| POSTAGE AND SHIPPING | $11,535 | $0 | $11,535 |
| INSURANCE | $26,509 | $0 | $26,509 |
| TELEPHONE & INTERNET | $42,282 | $0 | $42,282 |
| AUTO EXPENSE | $3,534 | $0 | $3,534 |
| OUTSIDE SERVICES | $61,530 | $0 | $61,530 |
| BANK FEES | $1,763 | $0 | $1,763 |
| K-1 EXP-GLOBAL ENDOWMENT FUND II 26-1741307 | $358,614 | $358,614 | $0 |
| K-1 EXP-GIF IV PRIVATE INVESTORS 80-0711535 | $26,417 | $26,417 | $0 |
| K-1 EXP-ORCHID ASIA III 98-0469253 | $72,286 | $72,286 | $0 |
| K-1 EXP-WINDWARD V 20-0975102 | $19,874 | $19,874 | $0 |
| K-1 EXP-PROMETHEUS PTRS 61-1530807 | $58,749 | $58,749 | $0 |
| K-1 EXP-ORCHID ASIA IV 98-0549983 | $51,748 | $51,748 | $0 |
| K-1 EXP-MAKENA PVT EQ FD 90-0780595 | $116,456 | $116,456 | $0 |
| K-1 EXP-MAKENA CAPITAL ASSOC 20-4310816 | $266,195 | $266,195 | $0 |
| K-1 EXP-MAKENA PVT EQ FD II 90-0932696 | $68,873 | $68,873 | $0 |
| K-1 EXP-KAYNE ANDERSON MIDSTR INSTL FD 26-3885960 | $196,232 | $196,232 | $0 |
| K-1 EXP-GUARDIAN REALTY FD II 47-0946332 | $84,594 | $84,594 | $0 |
| K-1 EXP-ORCHID ASIA VI 98-1167089 | $75,819 | $75,819 | $0 |
| PROGRAMS-SYMPOSIA AND MEETINGS | $1,158,361 | $0 | $1,158,361 |
| K-1 EXP-CEDAR ROCK CAPITAL PTR 36-7404703 | $155,165 | $155,165 | $0 |
| ACCRUAL TO CASH ADJUSTMENT | $0 | $0 | -$409,292 |
| K-1 EXP-VINTAGE FUND GVSA 30-067634 | $6,489 | $6,489 | $0 |
| K-1 EXP-VINTAGE III 20-1817908 | $24,339 | $24,339 | $0 |
| K-1 EXP-VINTAGE V 26-2950708 | $105,288 | $105,288 | $0 |
| PASSTHRU DEPLETION EXPENSE | $9,643 | $9,643 | $0 |
| UTILITIES | $193,432 | $193,432 | $0 |
| REPAIRS AND MAINTENANCE | $51,739 | $51,739 | $0 |
| INSURANCE | $40,011 | $40,011 | $0 |
| LANDSCAPE MAINTENANCE | $28,362 | $28,362 | $0 |
| SECURITY ALARM | $24,480 | $24,480 | $0 |
| OFFICE EXPENSE | $1,584 | $1,584 | $0 |
| JANITORIAL | $53,264 | $53,264 | $0 |
| REFUSE REMOVAL | $34,626 | $34,626 | $0 |
| SERVICE CONTRACT | $10,903 | $10,903 | $0 |
| TELEPHONE | $2,942 | $2,942 | $0 |
| SUPPLIES | $7,717 | $7,717 | $0 |
| OTHER EXPENSES | $5,666 | $5,666 | $0 |
| WORKERS COMP INSURANCE | $4,615 | $4,615 | $0 |
| FEES AND PERMITS | $951 | $951 | $0 |
| COMMISSIONS | $2,829 | $2,829 | $0 |
| TOOLS AND EQUIPMENT | $2,076 | $2,076 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (25 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| K-1 ORCHID ASIA III 98-0469253 | $3,561 | $3,561 | $3,561 |
| K-1 CEDAR ROCK PTRS 36-7404703 | -$19,716 | -$19,716 | -$19,716 |
| K-1 MAKENA CAPITAL ASSOC 20-4310816 | $405,293 | $405,293 | $405,293 |
| K-1 ORDINARY INC-MAKENA CAPITAL 20-4310816 | $8,091 | $8,091 | $8,091 |
| K-1 ROYALTIES MAKENA CAPITAL ASSOC 20-4310816 | $409 | $409 | $409 |
| K-1 OTHER PORTFOLIO INC-GLOBAL ENDOWMENT FD 26-1741307 | $420,122 | $420,122 | $420,122 |
| K-1 OTHER INC-GLOBAL ENDOWMENT FUND II 26-1741307 | -$34,743 | -$34,743 | -$34,743 |
| K-1 ROYALTY INC-GLOBAL ENDOWMENT FUND II 26-1741307 | $9,158 | $9,158 | $9,158 |
| K-1 MAKENA PRIVATE EQ FD 90-0780595 | $10,543 | $10,543 | $10,543 |
| K-1 PROMETHEUS PTRS III 61-1530807 | -$35,605 | -$35,605 | -$35,605 |
| K-1 ORDINARY INC-KAYNE ANDERSON 26-3885960 | -$782,399 | -$782,399 | -$782,399 |
| K-1 KAYNE ANDERSON MIDST INSTL FD 26-3885960 | -$14,161 | -$14,161 | -$14,161 |
| K-1 ROYALTY INC-KAYNE ANDERSON MIDST INSTL FD 26-3885960 | $228 | $228 | $228 |
| K-1 GIF IV PRIVATE INVESTORS 80-0711535 | -$4,151 | -$4,151 | -$4,151 |
| K-1 ORCHID ASIA IV LP 77-0560142 | $3,760 | $3,760 | $3,760 |
| K-1 ORCHID ASIA VI LP 98-1167089 | -$3,736 | -$3,736 | -$3,736 |
| K-1 ROYALTY INC-VINTAGE FUND GSVA 30-0673634 | $83 | $83 | $83 |
| K-1 VINTAGE FUND GSVA 30-0673634 | $11,445 | $11,445 | $11,445 |
| K-1 ROYALTY INC-VINTAGE III LP 20-1817908 | $10 | $10 | $10 |
| K-1 VINTAGE III LP 20-1817908 | $18,617 | $18,617 | $18,617 |
| K-1 ROYALTY INC-VINTAGE V LP 26-2950708 | $412 | $412 | $412 |
| K-1 VINTAGE V LP 26-2950708 | $94,615 | $94,615 | $94,615 |
| K-1 ORDINARY INC-VINTAGE V LP 26-2950708 | $25,181 | $25,181 | $25,181 |
| K-1 MAKENA PRIVATE EQUITY II 90-0932696 | -$1,177 | -$1,177 | -$1,177 |
| K-1 ORCHID ASIA III LP (LOT2) 98-0469253 | $1,793 | $1,793 | $1,793 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | PRIOR YEAR ADJUSTMENT - PROMETHEUS PARTNERS | Desc |
| Amt | $14,700 | Amt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| TENANT SECURITY DEPOSITS | $561,360 | $561,962 |
| DUE KAVLI CHARITABLE TRUST | $229,993 | $228,030 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| CONSULTING FEES - INVESTMENTS | $257,472 | $257,472 | $0 |
| ASSET MANAGEMENT FEE | $413,660 | $413,660 | $0 |
| PROFESSIONAL FEES | $45,154 | $45,154 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (15 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| PAYROLL TAXES | $68,076 | $857 | $67,219 |
| FEDERAL EXCISE TAX | $667,631 | $0 | $0 |
| K-1 FOREIGN TAX CEDAR ROCK CAPITAL PTRS 36-7404703 | $18,334 | $18,334 | $0 |
| OTHER TAXES | $2,555 | $0 | $2,555 |
| K-1 FOREIGN TAX MAKENA CAPITAL ASSOC 20-4310816 | $9,203 | $9,203 | $0 |
| K-1 FOREIGN TAX GLOBAL ENDOWMENT FUND II 26-1741307 | $8,060 | $8,060 | $0 |
| STATE TAXES | $7,338 | $0 | $0 |
| K-1 FOREIGN TAX KAYNE ANDERSON MIDST FD 26-3885960 | $1,756 | $1,756 | $0 |
| PASSTHRU STATE TAXES WITHHELD | $8,478 | $8,478 | $0 |
| K-1 FOREIGN TAX ORCHID ASIA IV 98-0549983 | $979 | $979 | $0 |
| K-1 FOREIGN TAX VINTAGE III 20-1817908 | $8 | $8 | $0 |
| K-1 FOREIGN TAX VINTAGE V 26-2950708 | $143 | $143 | $0 |
| K-1 FOREIGN TAX MAKENA PRIVATE EQ 90-0780595 | $206 | $206 | $0 |
| REAL ESTATE TAXES | $346,233 | $346,233 | $0 |
| PAYROLL TAXES | $8,913 | $8,913 | $0 |
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