ALEX KATZ FOUNDATION INC: Form 990PF, tax year 2014
View the entire original 990 at ProPublica ↗
- Organization
- ALEX KATZ FOUNDATION INC (EIN 51-0529249)
- Tax period
- 2014-01-01 to 2014-12-31
- Filed
- 2015-10-01
- IRS object ID
- 201532749349100703
- Schema version
- 2014v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Expln Of Non Filing With AG Stmt
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Substantial Contributors Sch
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-10-01T12:34:34-05:00 | ReturnTs |
| Tax Period End | 2014-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 132986167 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | A KOZAK AND COMPANY LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 192 LEXINGTON AVENUE SUITE 1100 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10016 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2014-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 510529249 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ALEX KATZ FOUNDATION INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ALEX | BusinessNameControlTxt |
| Phone | 2128896371 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | A KOZAK 192 LEXINGTON AVE NO 1100 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10016 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | VINCENT KATZ | PersonNm |
| Person Title | TREASURER | PersonTitleTxt |
| Phone | 2128896371 | PhoneNum |
| Signature | 2015-09-30 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ARNOLD TOREN | PreparerPersonNm |
| PTIN | P00599978 | PTIN |
| Phone | 2128896371 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2014 | TaxYr |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $32,660,479 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $6,076,331 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $271 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $271 | InterestOnSavNetInvstIncmAmt |
| Interest On Savings Adj Net Incm | $271 | InterestOnSavingsAdjNetIncmAmt |
| Dividends Rev And Expnss | $425,137 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $425,137 | DividendsNetInvstIncmAmt |
| Dividends Adj Net Incm | $425,137 | DividendsAdjNetIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $443,623 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $10,434,454 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $461,177 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $57,841 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | $2,232 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $2,232 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $2,232 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $6,947,594 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $888,817 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $485,481 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $42,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $42,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $12,379 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $9,284 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $9,284 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $3,095 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $192,564 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $192,564 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $192,564 | OtherProfFeesAdjNetIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $40,999 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $16,499 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $16,499 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $6,064 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $1,478 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $1,478 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $4,586 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $294,006 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $219,825 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $219,825 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $49,681 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,176,500 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,176,500 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,470,506 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $219,825 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $219,825 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,226,181 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $5,477,088 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $668,992 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $265,656 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $657,457 | CashBOYAmt |
| Cash EOY | $68,972 | CashEOYAmt |
| Cash EOYFMV | $68,972 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $3,460,090 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $3,553,973 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $3,553,973 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $10,467,771 | CorporateStockBOYAmt |
| Corporate Stock EOY | $14,623,898 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $18,231,557 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $8,599,652 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $9,688,355 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $9,670,382 | CorporateBondsEOYFMVAmt |
| Other Assets BOY | $408,735 | OtherAssetsBOYAmt |
| Other Assets EOY | $1,135,595 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $1,135,595 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $23,593,705 | TotalAssetsBOYAmt |
| Total Assets EOY | $29,070,793 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $32,660,479 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $23,593,705 | RetainedEarningBOYAmt |
| Retained Earning EOY | $29,070,793 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $23,593,705 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $29,070,793 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $23,593,705 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $29,070,793 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $23,593,705 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $5,477,088 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $29,070,793 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $29,070,793 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (204 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|
| 600SHS ALLISON TRANSMISSION HOLDINGS INC | 2014-01-22 | 2014-09-11 | $17,957 | $17,357 | $600 | $600 |
| 1,000SHS ALLISON TRANSMISSION HOLDINGS INC | 2014-04-24 | 2014-09-11 | $29,929 | $30,376 | -$447 | -$447 |
| 3,500SHS ZIMMER HLDGS INC COM | 2014-06-05 | 2014-09-25 | $355,381 | $373,887 | -$18,506 | -$18,506 |
| 700SHS ZIMMER HLDGS INC COM | 2014-08-18 | 2014-09-25 | $71,076 | $69,493 | $1,583 | $1,583 |
| 700SHS DANAHER CORP | 2013-12-19 | 2014-10-09 | $51,091 | $53,491 | -$2,400 | -$2,400 |
| 200SHS SIEMENS AG SPON ADR | 2013-11-20 | 2014-10-10 | $21,139 | $26,132 | -$4,993 | -$4,993 |
| 500SHS SIEMENS AG SPON ADR | 2013-12-16 | 2014-10-10 | $52,848 | $66,205 | -$13,357 | -$13,357 |
| 500SHS SIEMENS AG SPON ADR | 2014-01-14 | 2014-10-10 | $52,848 | $67,757 | -$14,909 | -$14,909 |
| 20,000SHS DANONE SPONSORED ADR | 2014-01-23 | 2014-10-20 | $254,945 | $287,623 | -$32,678 | -$32,678 |
| 500SHS INDIVIOR PLC | 2013-12-30 | 2014-12-29 | $1,098 | $991 | $107 | $107 |
| 1,000SHS NOBLE CORPORATION | 2013-09-25 | 2014-01-02 | $37,023 | $38,597 | -$1,574 | -$1,574 |
| 380SHS PACKAGING CORP OF AMERICA | 2013-10-16 | 2014-01-09 | $24,100 | $22,225 | $1,875 | $1,875 |
| 400SHS ALLERGAN INC | 2013-12-16 | 2014-01-14 | $45,663 | $40,162 | $5,501 | $5,501 |
| 200SHS ALLERGAN INC | 2013-12-18 | 2014-01-14 | $22,831 | $19,826 | $3,005 | $3,005 |
| 850SHS ALLSTATE CORP | 2013-09-19 | 2014-01-22 | $44,698 | $44,309 | $389 | $389 |
| 250SHS SIEMENS AG SPON ADR | 2013-11-07 | 2014-01-22 | $33,409 | $32,324 | $1,085 | $1,085 |
| 250SHS SIEMENS AG SPON ADR | 2013-12-16 | 2014-01-22 | $33,409 | $33,041 | $368 | $368 |
| 190SHS BOEING CO | 2013-09-23 | 2014-01-24 | $26,054 | $22,364 | $3,690 | $3,690 |
| 150SHS BOEING CO | 2013-10-03 | 2014-01-24 | $20,569 | $17,337 | $3,232 | $3,232 |
| 60SHS BOEING CO | 2013-10-07 | 2014-01-24 | $8,228 | $7,025 | $1,203 | $1,203 |
| 650SHS DIRECTV | 2013-08-05 | 2014-01-27 | $45,267 | $40,162 | $5,105 | $5,105 |
| 300SHS DIRECTV | 2013-08-07 | 2014-01-27 | $20,893 | $18,548 | $2,345 | $2,345 |
| 1,000SHS ABBVIE INC COM | 2013-02-08 | 2014-01-28 | $47,883 | $36,504 | $11,379 | $11,379 |
| 550SHS ABBVIE INC COM | 2013-02-08 | 2014-01-29 | $25,835 | $20,077 | $5,758 | $5,758 |
| 440SHS ABBVIE INC COM | 2013-02-13 | 2014-01-29 | $20,668 | $15,618 | $5,050 | $5,050 |
| 670SHS CAPITAL ONE FINANCIAL CORP | 2014-01-17 | 2014-02-13 | $47,402 | $49,285 | -$1,883 | -$1,883 |
| 550SHS EXPRESS SCRIPTS HOLDING CO | 2013-09-18 | 2014-02-18 | $41,985 | $35,161 | $6,824 | $6,824 |
| 450SHS EXPRESS SCRIPTS HOLDING CO | 2013-12-16 | 2014-02-18 | $34,352 | $30,299 | $4,053 | $4,053 |
| 800SHS COCA-COLA CO | 2013-08-23 | 2014-02-19 | $29,681 | $31,106 | -$1,425 | -$1,425 |
| 1,000SHS COCA-COLA CO | 2013-12-16 | 2014-02-19 | $37,101 | $39,674 | -$2,573 | -$2,573 |
| 500SHS POTASH CORP OF SASKATCHEWAN INC | 2013-08-06 | 2014-02-27 | $16,619 | $14,680 | $1,939 | $1,939 |
| 800SHS POTASH CORP OF SASKATCHEWAN INC | 2013-08-14 | 2014-02-27 | $26,590 | $25,170 | $1,420 | $1,420 |
| 700SHS POTASH CORP OF SASKATCHEWAN INC | 2013-08-23 | 2014-02-27 | $23,266 | $20,937 | $2,329 | $2,329 |
| 1,000SHS POTASH CORP OF SASKATCHEWAN INC | 2013-12-16 | 2014-02-27 | $33,237 | $31,234 | $2,003 | $2,003 |
| 445SHS COVIDIEN PLC | 2013-06-17 | 2014-02-27 | $31,592 | $27,052 | $4,540 | $4,540 |
| 555SHS COVIDIEN PLC | 2013-07-01 | 2014-02-27 | $39,401 | $32,138 | $7,263 | $7,263 |
| 1,000SHS TWENTY FIRST CENTURY FOX | 2013-07-16 | 2014-03-03 | $33,258 | $30,273 | $2,985 | $2,985 |
| 1,000SHS TWENTY FIRST CENTURY FOX | 2013-07-18 | 2014-03-03 | $33,258 | $30,584 | $2,674 | $2,674 |
| 500SHS TWENTY FIRST CENTURY FOX | 2013-11-08 | 2014-03-03 | $16,629 | $16,576 | $53 | $53 |
| 1,500SHS TWENTY FIRST CENTURY FOX | 2013-12-16 | 2014-03-03 | $49,887 | $49,652 | $235 | $235 |
| 500SHS BED BATH & BEYOND INC | 2013-12-13 | 2014-03-03 | $33,632 | $38,408 | -$4,776 | -$4,776 |
| 500SHS BED BATH & BEYOND INC | 2013-12-16 | 2014-03-03 | $33,632 | $38,505 | -$4,873 | -$4,873 |
| 600SHS BED BATH & BEYOND INC | 2014-01-09 | 2014-03-03 | $40,359 | $42,896 | -$2,537 | -$2,537 |
| 700SHS KRAFT FOODS GROUP INC | 2013-10-21 | 2014-03-07 | $38,636 | $37,597 | $1,039 | $1,039 |
| 700SHS KRAFT FOODS GROUP INC | 2013-12-16 | 2014-03-07 | $38,636 | $37,061 | $1,575 | $1,575 |
| 750SHS BROOKFIELD ASSET MGMT INC CL A | 2013-04-18 | 2014-03-11 | $30,005 | $27,366 | $2,639 | $2,639 |
| 750SHS BROOKFIELD ASSET MGMT INC CL A | 2013-04-29 | 2014-03-11 | $30,005 | $28,446 | $1,559 | $1,559 |
| 500SHS BROOKFIELD ASSET MGMT INC CL A | 2013-08-23 | 2014-03-11 | $20,003 | $17,532 | $2,471 | $2,471 |
| 1,500SHS GENERAL MOTORS CO | 2013-11-19 | 2014-03-12 | $52,106 | $57,543 | -$5,437 | -$5,437 |
| 1,470SHS GENERAL MOTORS CO | 2013-11-22 | 2014-03-12 | $51,064 | $56,096 | -$5,032 | -$5,032 |
| 500SHS GENERAL MOTORS CO | 2014-02-06 | 2014-03-12 | $17,369 | $17,649 | -$280 | -$280 |
| 90SHS BOEING CO | 2013-10-07 | 2014-03-13 | $10,964 | $10,538 | $426 | $426 |
| 310SHS BOEING CO | 2013-10-08 | 2014-03-13 | $37,763 | $36,211 | $1,552 | $1,552 |
| 1,350SHS ORACLE CORP | 2013-08-23 | 2014-03-19 | $50,889 | $44,124 | $6,765 | $6,765 |
| 650SHS ORACLE CORP | 2013-09-18 | 2014-03-19 | $24,502 | $21,942 | $2,560 | $2,560 |
| 300SHS SANDISK CORP | 2013-11-12 | 2014-03-24 | $24,012 | $20,928 | $3,084 | $3,084 |
| 200SHS SANDISK CORP | 2013-11-14 | 2014-03-24 | $16,008 | $14,073 | $1,935 | $1,935 |
| 290SHS HSBC HOLDINGS PLC | 2013-11-26 | 2014-03-27 | $14,640 | $16,225 | -$1,585 | -$1,585 |
| 710SHS HSBC HOLDINGS PLC | 2013-12-16 | 2014-03-27 | $35,843 | $38,010 | -$2,167 | -$2,167 |
| 600SHS SANDISK CORP | 2013-11-14 | 2014-04-07 | $48,265 | $42,220 | $6,045 | $6,045 |
| 500SHS SANDISK CORP | 2013-12-16 | 2014-04-07 | $40,221 | $33,551 | $6,670 | $6,670 |
| 255SHS COVIDIEN PLC | 2013-07-01 | 2014-04-09 | $17,900 | $14,766 | $3,134 | $3,134 |
| 800SHS COVIDIEN PLC | 2013-09-04 | 2014-04-09 | $56,156 | $48,912 | $7,244 | $7,244 |
| 945SHS COVIDIEN PLC | 2013-12-16 | 2014-04-09 | $66,334 | $62,873 | $3,461 | $3,461 |
| 1,200SHS RIO TINTO PLC SPON ADR | 2014-02-27 | 2014-04-11 | $66,715 | $69,125 | -$2,410 | -$2,410 |
| 500SHS RIO TINTO PLC SPON ADR | 2014-02-27 | 2014-04-11 | $27,797 | $28,801 | -$1,004 | -$1,004 |
| WASH SALE ADJUSTMENT - 500SHS RIO TINTO PLC SPON ADR | 2014-02-27 | 2014-04-11 | $1,004 | $1,004 | $1,004 | |
| 500SHS NORFOLK SOUTHERN CORP | 2014-01-23 | 2014-04-11 | $46,582 | $47,322 | -$740 | -$740 |
| 50SHS DIRECTV | 2013-08-07 | 2014-05-01 | $4,094 | $3,091 | $1,003 | $1,003 |
| 295SHS DIRECTV | 2013-08-21 | 2014-05-01 | $24,155 | $17,139 | $7,016 | $7,016 |
| 705SHS DIRECTV | 2013-12-16 | 2014-05-01 | $57,727 | $46,605 | $11,122 | $11,122 |
| 1,300SHS BRISTOL MYERS SQUIBB CO | 2014-01-27 | 2014-05-15 | $63,244 | $66,248 | -$3,004 | -$3,004 |
| 1,380SHS BRISTOL MYERS SQUIBB CO | 2014-03-17 | 2014-05-15 | $67,135 | $75,623 | -$8,488 | -$8,488 |
| 370SHS BRISTOL MYERS SQUIBB CO | 2014-04-29 | 2014-05-15 | $18,000 | $18,128 | -$128 | -$128 |
| 175SHS CATERPILLAR INC | 2013-10-30 | 2014-05-20 | $18,052 | $14,757 | $3,295 | $3,295 |
| 700SHS CATERPILLAR INC | 2013-12-06 | 2014-05-20 | $72,208 | $59,892 | $12,316 | $12,316 |
| 225SHS WASHINGTON PRIME GROUP INC | 2014-04-07 | 2014-05-30 | $4,534 | $4,526 | $8 | $8 |
| 615SHS SAP AG | 2014-02-04 | 2014-06-05 | $46,096 | $46,522 | -$426 | -$426 |
| 650SHS SAP AG | 2014-02-06 | 2014-06-05 | $48,720 | $49,153 | -$433 | -$433 |
| 1,375SHS EBAY INC | 2014-01-28 | 2014-06-09 | $67,576 | $73,143 | -$5,567 | -$5,567 |
| WASH SALE ADJUSTMENT - 1,375SHS EBAY INC | 2014-01-28 | 2014-06-09 | $5,567 | $5,567 | $5,567 | |
| 125SHS EBAY INC | 2014-04-16 | 2014-06-09 | $6,143 | $6,840 | -$697 | -$697 |
| WASH SALE ADJUSTMENT - 125SHS EBAY INC | 2014-04-16 | 2014-06-09 | $697 | $697 | $697 | |
| 1,225SHS EBAY INC | 2014-04-16 | 2014-06-09 | $60,204 | $67,038 | -$6,834 | -$6,834 |
| 1,000SHS EBAY INC | 2014-04-29 | 2014-06-09 | $49,146 | $54,584 | -$5,438 | -$5,438 |
| 275SHS EBAY INC | 2014-05-12 | 2014-06-09 | $13,515 | $14,012 | -$497 | -$497 |
| 90SHS TIME INC | 2014-05-12 | 2014-06-10 | $2,054 | $2,013 | $41 | $41 |
| 1,790SHS UNITED CONTINENTAL HLDING INC | 2014-04-14 | 2014-06-13 | $75,047 | $73,024 | $2,023 | $2,023 |
| 470SHS DEERE & CO. | 2013-12-16 | 2014-06-19 | $42,606 | $41,839 | $767 | $767 |
| 460SHS CISCO SYSTEMS INC | 2013-12-16 | 2014-07-01 | $11,351 | $9,606 | $1,745 | $1,745 |
| 660SHS NESTLE SA SPONSORED ADRS | 2014-02-18 | 2014-07-01 | $51,603 | $48,985 | $2,618 | $2,618 |
| .62SHS VERITIV CORP | 2014-03-25 | 2014-07-01 | $21 | $21 | $0 | $0 |
| 51SHS VERITIV CORP | 2014-03-25 | 2014-07-03 | $1,792 | $1,738 | $54 | $54 |
| 650SHS DANAHER CORP | 2014-05-22 | 2014-07-18 | $48,389 | $50,193 | -$1,804 | -$1,804 |
| 950SHS DANAHER CORP | 2014-05-27 | 2014-07-18 | $70,722 | $75,056 | -$4,334 | -$4,334 |
| 1,350SHS EATON CORP PLC | 2014-05-12 | 2014-07-29 | $97,263 | $97,841 | -$578 | -$578 |
| 1,230SHS TARGET CORP | 2014-03-10 | 2014-07-31 | $73,676 | $75,528 | -$1,852 | -$1,852 |
| 400SHS TARGET CORP | 2014-03-12 | 2014-07-31 | $23,960 | $24,373 | -$413 | -$413 |
| 850SHS TARGET CORP | 2014-04-17 | 2014-07-31 | $50,914 | $51,106 | -$192 | -$192 |
| 950SHS TARGET CORP | 2014-05-21 | 2014-07-31 | $56,904 | $54,005 | $2,899 | $2,899 |
| 1,540SHS CISCO SYSTEMS INC | 2013-12-16 | 2014-08-14 | $38,235 | $32,159 | $6,076 | $6,076 |
| 2,000SHS CISCO SYSTEMS INC | 2014-02-13 | 2014-08-14 | $49,656 | $44,367 | $5,289 | $5,289 |
| 1,700SHS CISCO SYSTEMS INC | 2014-03-11 | 2014-08-14 | $42,208 | $37,321 | $4,887 | $4,887 |
| 2,000SHS CHINA MOBILE LTD | 2013-12-16 | 2014-08-15 | $118,733 | $105,085 | $13,648 | $13,648 |
| 500SHS CHINA MOBILE LTD | 2014-01-23 | 2014-08-15 | $29,683 | $25,006 | $4,677 | $4,677 |
| 1,375SHS EBAY INC | 2014-01-28 | 2014-08-28 | $75,640 | $75,486 | $154 | $154 |
| 125SHS EBAY INC | 2014-04-16 | 2014-08-28 | $6,876 | $7,054 | -$178 | -$178 |
| 960SHS EBAY INC | 2014-08-14 | 2014-08-28 | $53,086 | $51,197 | $1,889 | $1,889 |
| 500SHS RIO TINTO PLC SPON ADR | 2014-02-27 | 2014-08-28 | $26,849 | $27,401 | -$552 | -$552 |
| 1,000SHS ROYAL GOLD INC | 2014-05-30 | 2014-09-02 | $74,041 | $61,489 | $12,552 | $12,552 |
| 300SHS ROYAL GOLD INC | 2014-05-30 | 2014-09-02 | $22,212 | $18,481 | $3,731 | $3,731 |
| 450SHS SIMON PPTY GROUP INC | 2014-04-07 | 2014-09-12 | $74,614 | $71,108 | $3,506 | $3,506 |
| 315SHS SIMON PPTY GROUP INC | 2014-06-10 | 2014-09-12 | $52,230 | $52,385 | -$155 | -$155 |
| 2,500SHS TEXTRON INC | 2014-06-05 | 2014-09-12 | $91,237 | $98,507 | -$7,270 | -$7,270 |
| 500SHS TEXTRON INC | 2014-07-16 | 2014-09-12 | $18,247 | $19,906 | -$1,659 | -$1,659 |
| 1,00SHS TEXTRON INC | 2014-07-30 | 2014-09-12 | $36,495 | $37,036 | -$541 | -$541 |
| 1,100SHS BHP BILLITON LTD | 2014-08-19 | 2014-09-22 | $67,260 | $77,815 | -$10,555 | -$10,555 |
| 2,700SHS INTERNATIONAL PAPER CO | 2014-03-25 | 2014-09-26 | $130,035 | $122,582 | $7,453 | $7,453 |
| 2,200SHS ENCANA CORP | 2014-06-12 | 2014-10-01 | $46,438 | $52,873 | -$6,435 | -$6,435 |
| 7,300SHS CENTRAL FUND CANADA LTD A | 2014-04-28 | 2014-10-01 | $89,636 | $102,353 | -$12,717 | -$12,717 |
| 615SHS ANADARKO PETROLEUM CORP | 2014-01-02 | 2014-10-10 | $55,001 | $48,647 | $6,354 | $6,354 |
| 615SHS ANADARKO PETROLEUM CORP | 2014-01-23 | 2014-10-10 | $55,001 | $51,088 | $3,913 | $3,913 |
| 490SHS GILEAD SCIENCE | 2014-09-26 | 2014-10-10 | $47,285 | $53,206 | -$5,921 | -$5,921 |
| 1,100SHS PRUDENTIAL FINANCIAL INC | 2014-09-02 | 2014-10-15 | $84,755 | $98,219 | -$13,464 | -$13,464 |
| 1,600SHS TWENTY FIRST CENTURY FOX | 2014-07-18 | 2014-10-23 | $53,170 | $53,303 | -$133 | -$133 |
| 850SHS TWENTY FIRST CENTURY FOX | 2014-08-01 | 2014-10-23 | $28,246 | $27,238 | $1,008 | $1,008 |
| 300SHS QUALCOMM INC | 2013-12-16 | 2014-11-06 | $21,241 | $21,900 | -$659 | -$659 |
| 1,000SHS COMCAST CORP | 2013-12-16 | 2014-11-12 | $53,566 | $49,645 | $3,921 | $3,921 |
| 3,200SHS MICROSOFT CORP | 2014-03-18 | 2014-11-21 | $154,104 | $122,759 | $31,345 | $31,345 |
| 800SHS MICROSOFT CORP | 2014-09-23 | 2014-11-21 | $38,526 | $37,611 | $915 | $915 |
| 1,500SHS SAP AG | 2014-08-28 | 2014-11-24 | $105,353 | $117,321 | -$11,968 | -$11,968 |
| 300SHS SAP AG | 2014-09-22 | 2014-11-24 | $21,071 | $22,363 | -$1,292 | -$1,292 |
| 1,500SHS VERIZON COMMUNICATIONS | 2014-02-27 | 2014-12-09 | $69,536 | $69,891 | -$355 | -$355 |
| 600SHS VERIZON COMMUNICATIONS | 2014-03-04 | 2014-12-09 | $27,814 | $28,601 | -$787 | -$787 |
| 1,025SHS VERIZON COMMUNICATIONS | 2014-05-16 | 2014-12-09 | $47,516 | $49,986 | -$2,470 | -$2,470 |
| 25SHS VERIZON COMMUNICATIONS | 2014-06-10 | 2014-12-09 | $1,159 | $1,240 | -$81 | -$81 |
| 1,000SHS VERIZON COMMUNICATIONS | 2014-06-10 | 2014-12-09 | $46,336 | $49,596 | -$3,260 | -$3,260 |
| 810SHS FREEPORT MCMORAN COPPER & GOLD | 2013-12-16 | 2014-12-12 | $18,380 | $28,404 | -$10,024 | -$10,024 |
| 1,550SHS FREEPORT MCMORAN COPPER & GOLD | 2014-03-03 | 2014-12-12 | $35,171 | $51,326 | -$16,155 | -$16,155 |
| 500SHS MCDONALDS CORP | 2014-10-06 | 2014-12-15 | $44,224 | $47,064 | -$2,840 | -$2,840 |
| 1,450SHS AIR LEASE CORP CL A | 2014-08-06 | 2014-12-16 | $45,700 | $50,980 | -$5,280 | -$5,280 |
| 1,450SHS AIR LEASE CORP CL A | 2014-09-22 | 2014-12-16 | $45,700 | $49,977 | -$4,277 | -$4,277 |
| 600SHS CELGENE CORP | 2014-02-20 | 2014-12-24 | $63,230 | $49,009 | $14,221 | $14,221 |
| 600SHS CELGENE CORP | 2014-03-06 | 2014-12-24 | $63,230 | $47,253 | $15,977 | $15,977 |
| 300SHS CELGENE CORP | 2014-05-27 | 2014-12-24 | $31,615 | $22,918 | $8,697 | $8,697 |
| 8,000SHS MUELLER INDUSTRIES INC | 2013-05-29 | 2014-07-29 | $228,191 | $216,144 | $12,047 | $12,047 |
| 1,104SHS MUELLER INDUSTRIES INC | 2013-06-26 | 2014-07-29 | $31,490 | $27,388 | $4,102 | $4,102 |
| 1,896SHS MUELLER INDUSTRIES INC | 2013-06-26 | 2014-08-01 | $54,045 | $47,036 | $7,009 | $7,009 |
| 11,600SHS ALLISON TRANSMISSION HOLDINGS INC | 2013-06-26 | 2014-09-11 | $347,177 | $263,431 | $83,746 | $83,746 |
| 1,400SHS ALLISON TRANSMISSION HOLDINGS INC | 2013-07-31 | 2014-09-11 | $41,901 | $33,483 | $8,418 | $8,418 |
| 400SHS ALLISON TRANSMISSION HOLDINGS INC | 2013-08-07 | 2014-09-11 | $11,972 | $9,119 | $2,853 | $2,853 |
| 300SHS DANAHER CORP | 2011-10-24 | 2014-10-09 | $21,896 | $14,455 | $7,441 | $7,441 |
| 500SHS DANAHER CORP | 2012-11-07 | 2014-10-09 | $36,494 | $26,020 | $10,474 | $10,474 |
| 700SHS DANAHER CORP | 2013-03-26 | 2014-10-09 | $51,091 | $43,142 | $7,949 | $7,949 |
| 800SHS DANAHER CORP | 2013-07-10 | 2014-10-09 | $58,390 | $54,021 | $4,369 | $4,369 |
| 2,300SHS SIEMENS AG SPON ADR | 2013-10-08 | 2014-10-10 | $243,099 | $279,934 | -$36,835 | -$36,835 |
| 900SHS INDIVIOR PLC | 2008-01-31 | 2014-12-29 | $1,977 | $1,148 | $829 | $829 |
| 150SHS INDIVIOR PLC | 2008-02-01 | 2014-12-29 | $330 | $196 | $134 | $134 |
| 1,000SHS INDIVIOR PLC | 2008-10-13 | 2014-12-29 | $2,197 | $1,039 | $1,158 | $1,158 |
| 450SHS INDIVIOR PLC | 2010-11-24 | 2014-12-29 | $988 | $623 | $365 | $365 |
| 200SHS INDIVIOR PLC | 2011-10-27 | 2014-12-29 | $439 | $261 | $178 | $178 |
| 700SHS INDIVIOR PLC | 2012-01-18 | 2014-12-29 | $1,538 | $901 | $637 | $637 |
| 1,100SHS INDIVIOR PLC | 2013-06-26 | 2014-12-29 | $2,416 | $1,962 | $454 | $454 |
| 500SHS INDIVIOR PLC | 2013-12-09 | 2014-12-29 | $1,098 | $977 | $121 | $121 |
| 150SHS ALLSTATE CORP | 2012-10-31 | 2014-01-09 | $8,015 | $6,025 | $1,990 | $1,990 |
| 700SHS ALLSTATE CORP | 2012-10-31 | 2014-01-22 | $36,810 | $28,117 | $8,693 | $8,693 |
| 450SHS ALLSTATE CORP | 2012-11-01 | 2014-01-22 | $23,664 | $17,474 | $6,190 | $6,190 |
| 150SHS EMERSON ELECTRIC CO | 2011-08-03 | 2014-03-03 | $9,592 | $7,178 | $2,414 | $2,414 |
| 900SHS EMERSON ELECTRIC CO | 2012-04-05 | 2014-03-03 | $57,551 | $46,382 | $11,169 | $11,169 |
| 750SHS ILLINOIS TOOL WORKS INC | 2012-05-25 | 2014-03-14 | $60,562 | $42,821 | $17,741 | $17,741 |
| 140SHS QUALCOMM INC | 2009-01-28 | 2014-04-09 | $11,084 | $5,083 | $6,001 | $6,001 |
| 745SHS ROCKWELL COLLINS INC | 2012-01-18 | 2014-04-15 | $56,595 | $42,475 | $14,120 | $14,120 |
| 2,400SHS BLACKSTONE GROUP LP | 2013-01-16 | 2014-05-30 | $73,418 | $41,143 | $32,275 | $32,275 |
| 180SHS DEERE & CO. | 2013-02-27 | 2014-06-19 | $16,317 | $15,835 | $482 | $482 |
| 350SHS DEERE & CO. | 2013-04-05 | 2014-06-19 | $31,728 | $29,815 | $1,913 | $1,913 |
| $80M TJX COMPANIES INC 4.2% 8/15/15 | 2009-08-21 | 2014-07-08 | $83,273 | $82,428 | $845 | $845 |
| 25SHS GOOGLE INC CLASS A | 2012-05-12 | 2014-08-15 | $14,708 | $7,626 | $7,082 | $7,082 |
| 65SHS GOOGLE INC CLASS A | 2012-05-29 | 2014-08-15 | $38,242 | $19,413 | $18,829 | $18,829 |
| 300SHS OCCIDENTAL PETROLEUM CORP | 2013-04-30 | 2014-09-16 | $29,284 | $26,560 | $2,724 | $2,724 |
| 200SHS OCCIDENTAL PETROLEUM CORP | 2013-08-23 | 2014-09-16 | $19,523 | $17,356 | $2,167 | $2,167 |
| 350SHS HESS CORP. | 2012-07-25 | 2014-09-23 | $33,693 | $16,002 | $17,691 | $17,691 |
| 1,100SHS FREEPORT MCMORAN COPPER & GOLD | 2012-05-04 | 2014-09-23 | $36,186 | $40,550 | -$4,364 | -$4,364 |
| 750SHS FREEPORT MCMORAN COPPER & GOLD | 2012-05-15 | 2014-09-23 | $24,672 | $24,606 | $66 | $66 |
| 200SHS FREEPORT MCMORAN COPPER & GOLD | 2012-12-05 | 2014-09-23 | $6,579 | $6,612 | -$33 | -$33 |
| 2,100SHS ENCANA CORP | 2013-09-30 | 2014-10-01 | $44,327 | $36,414 | $7,913 | $7,913 |
| 220SHS HESS CORP. | 2012-07-25 | 2014-10-14 | $16,877 | $10,059 | $6,818 | $6,818 |
| 210SHS HESS CORP. | 2013-02-01 | 2014-10-14 | $16,110 | $14,266 | $1,844 | $1,844 |
| 960SHS QUALCOMM INC | 2009-01-28 | 2014-11-06 | $67,973 | $34,852 | $33,121 | $33,121 |
| 600SHS QUALCOMM INC | 2009-10-29 | 2014-11-06 | $42,483 | $25,716 | $16,767 | $16,767 |
| 1,050SHS COMCAST CORP | 2013-07-08 | 2014-11-11 | $54,332 | $44,797 | $9,535 | $9,535 |
| 450SHS COMCAST CORP | 2013-10-10 | 2014-11-11 | $23,285 | $20,204 | $3,081 | $3,081 |
| 1,000SHS AMERICAN TOWER CORP | 2013-11-11 | 2014-11-12 | $98,911 | $78,713 | $20,198 | $20,198 |
| 500SHS COMCAST CORP | 2013-10-10 | 2014-11-12 | $26,783 | $22,448 | $4,335 | $4,335 |
| 350SHS FREEPORT MCMORAN COPPER & GOLD | 2012-12-05 | 2014-12-12 | $7,942 | $11,570 | -$3,628 | -$3,628 |
| 600SHS FREEPORT MCMORAN COPPER & GOLD | 2013-04-19 | 2014-12-12 | $13,615 | $16,823 | -$3,208 | -$3,208 |
| 690SHS FREEPORT MCMORAN COPPER & GOLD | 2013-07-23 | 2014-12-12 | $15,657 | $20,684 | -$5,027 | -$5,027 |
| 1,000SHS AMERICAN TOWER CORP | 2013-12-16 | 2014-12-17 | $95,681 | $76,474 | $19,207 | $19,207 |
| 485SHS EXXON MOBIL CORP | 2005-12-09 | 2014-12-26 | $45,068 | $16,890 | $28,178 | $28,178 |
| 300SHS EXXON MOBIL CORP | 2005-12-09 | 2014-12-26 | $27,877 | $11,765 | $16,112 | $16,112 |
| $300M STANFORD UNIV REV 3.625% 5/1/14 | 2009-11-25 | 2014-05-01 | $300,000 | $300,000 | $0 | $0 |
| $450M STANFORD UNIV REV 3.625% 5/1/14 | 2010-01-28 | 2014-05-01 | $450,000 | $450,000 | $0 | $0 |
| $300M BERKSHIRE HATHAWAY FIN COR 2.45% 12/15/15 | 2011-12-01 | 2014-09-11 | $306,039 | $311,649 | -$5,610 | -$5,610 |
| $400M BERKSHIRE HATHAWAY FIN COR 2.45% 12/15/15 | 2011-12-01 | 2014-09-18 | $407,994 | $415,532 | -$7,538 | -$7,538 |
| $100M BERKSHIRE HATHAWAY FIN COR 2.45% 12/15/15 | 2011-12-01 | 2014-11-21 | $101,677 | $103,883 | -$2,206 | -$2,206 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $461,177 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | $57,841 | NetShortTermCapitalGainLossAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,909,909 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $24,349,966 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.078436 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,140,220 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $21,473,146 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.053100 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $1,452,090 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $18,340,916 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.079172 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $920,265 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $14,983,219 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.061420 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $1,258,916 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $12,507,620 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.100652 | DistributionYr5Rt |
| Total Distribution | 0.372780 | TotalDistributionRt |
| Average Distribution | 0.074556 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $25,983,333 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,937,213 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $6,690 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,943,903 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,226,181 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $13,380 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $13,380 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $13,380 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $23,052 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $23,052 | TotalPaymentsAndCreditsAmt |
| Overpayment | $9,672 | OverpaymentAmt |
| Applied To ES Tax | $9,672 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | 0 | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | 0 | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | Yes (1) | PrivateOperatingFoundationInd |
| New Substantial Contributors | Yes (1) | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | VINCENT KATZ CO A KOZAK AND CO | IndividualWithBooksNm |
| Phone | 2128896371 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 192 LEXINGTON AVENUE SUITE 1100 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10016 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| ALEX KATZ | ||||||||
| C/O A KOZAK 192 LEXINGTON AVE 1100 | NEW YORK | NY | 10016 | PRESIDENT & DIRECTOR | 0.00 | $0 | $0 | $0 |
| ADA KATZ | ||||||||
| C/O A KOZAK 192 LEXINGTON AVE 1100 | NEW YORK | NY | 10016 | VICE-PRES & DIRECTOR | 0.00 | $0 | $0 | $0 |
| VINCENT KATZ | ||||||||
| 211 WEST 19TH STREET 5TH FL | NEW YORK | NY | 10011 | TREASURER & DIRECTOR | 20.00 | $21,000 | $0 | $0 |
| VIVIEN BITTENCOURT KATZ | ||||||||
| 211 WEST 19TH STREET 5TH FL | NEW YORK | NY | 10011 | SECRETARY & DIRECTOR | 20.00 | $21,000 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | FIRST MANHATTAN CO | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 399 PARK AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT ADVISORY | ServiceTypeTxt |
| Compensation | $144,705 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | PHILADELPHIA MUSEUM OF ARTCONTRIBUTION OF ARTWORK - GARY HUME, FETISH, 2013 | Description1Txt |
| Expenses1 | $206,250 | Expenses1Amt |
| Description2 | COLBY COLLEGE MUSEUM OF ARTCONTRIBUTION OF ARTWORK - RONALD BLADEN, WHITE Z, 1964 | Description2Txt |
| Expenses2 | $200,000 | Expenses2Amt |
| Description3 | PORTLAND MUSEUM OF ARTCONTRIBUTION OF ARTWORK - CHARLES BURCHFIELD, A FALLEN TREE, 1917 | Description3Txt |
| Expenses3 | $148,000 | Expenses3Amt |
| Description4 | COLBY COLLEGE MUSEUM OF ARTCONTRIBUTION OF ARTWORK - GEORGE SUGARMAN, YELLOW AND WHITE, 1967 | Description4Txt |
| Expenses4 | $100,000 | Expenses4Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $24,073,872 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $2,305,146 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $26,379,018 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $26,379,018 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $395,685 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $25,983,333 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,299,167 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sect4942j3j5 Fndtn And Frgn Org | Yes (X) | Sect4942j3j5FndtnAndFrgnOrgInd |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,226,181 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,226,181 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,226,181 | AdjustedQualifyingDistriAmt |
Private Operating Foundations PrivateOperatingFoundationsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Fndtn Ruling | 2005-02-28 | PrivateOperatingFndtnRulingDt |
| Section4942j3 | Yes (X) | Section4942j3Ind |
Lessor Adj Net Incm Min Invst Ret LessorAdjNetIncmMinInvstRetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $265,656 | CurrentYearAmt |
| Year1 | $395,553 | Year1Amt |
| Year2 | $306,754 | Year2Amt |
| Year3 | $275,282 | Year3Amt |
| Total | $1,243,245 | TotalAmt |
Pct85 Lessor Adj Incm Or Min Ret Pct85LessorAdjIncmOrMinRetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $225,808 | CurrentYearAmt |
| Year1 | $336,220 | Year1Amt |
| Year2 | $260,741 | Year2Amt |
| Year3 | $233,990 | Year3Amt |
| Total | $1,056,758 | TotalAmt |
Qualifying Distributions QualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $1,226,181 | CurrentYearAmt |
| Year1 | $1,909,909 | Year1Amt |
| Year2 | $1,140,220 | Year2Amt |
| Year3 | $1,452,090 | Year3Amt |
| Total | $5,728,400 | TotalAmt |
Qualifying Distri Not Used Drt QualifyingDistriNotUsedDrtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $0 | CurrentYearAmt |
| Year1 | $0 | Year1Amt |
| Year2 | $0 | Year2Amt |
| Year3 | $0 | Year3Amt |
| Total | $0 | TotalAmt |
Qualifying Distri Made Drt QualifyingDistriMadeDrtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $1,226,181 | CurrentYearAmt |
| Year1 | $1,909,909 | Year1Amt |
| Year2 | $1,140,220 | Year2Amt |
| Year3 | $1,452,090 | Year3Amt |
| Total | $5,728,400 | TotalAmt |
Total Assets TotalAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $32,660,479 | CurrentYearAmt |
| Year1 | $26,951,486 | Year1Amt |
| Year2 | $23,869,437 | Year2Amt |
| Year3 | $21,491,541 | Year3Amt |
| Total | $104,972,943 | TotalAmt |
Total Assets Sect4942j3 Bi TotalAssetsSect4942j3BiGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Two Thirds Minimum Invst Ret TwoThirdsMinimumInvstRetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $866,111 | CurrentYearAmt |
| Year1 | $811,665 | Year1Amt |
| Year2 | $715,771 | Year2Amt |
| Year3 | $611,364 | Year3Amt |
| Total | $3,004,911 | TotalAmt |
Total Support TotalSupportGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Public Support Type PublicSupportType
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Largest Support From EO LargestSupportFromEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Gross Investment Income GrossInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | ALEX KATZ | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (36 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| ALBRIGHT-KNOX ART GALLERY | ||||||||
| 1285 ELMWOOD AVENUE | BUFFALO | NY | 142221096 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - YOSHIAKI MOCHIZUKI, UNTITLED 7/7/13, 2013 | $7,200 | |
| COLBY COLLEGE MUSEUM OF ART | ||||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - RAY SMITH, POLLO PEKING, 2013 | $32,000 | |
| COLBY COLLEGE MUSEUM OF ART | ||||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - LOIS DODD, CLAM DIGGERS, 1958-59 | $48,750 | |
| COLBY COLLEGE MUSEUM OF ART | ||||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - RONALD BLADEN, WHITE Z, 1964 | $200,000 | |
| COLBY COLLEGE MUSEUM OF ART | ||||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - GEORGE SUGARMAN, YELLOW AND WHITE, 1967 | $100,000 | |
| HIGH MUSEUM OF ART ATLANTA | ||||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - CHRISTOPHER DEETON, 178, 2010 | $22,400 | |
| HIGH MUSEUM OF ART ATLANTA | ||||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JOSEPHINE HALVORSON, 22611, 2010 | $16,000 | |
| HIGH MUSEUM OF ART ATLANTA | ||||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - BJARNE MELGAARD, UNTITLED, 2013 | $40,000 | |
| HIGH MUSEUM OF ART ATLANTA | ||||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - MISAKI KAWAI, NOODLE MUSIC, 2012 | $5,200 | |
| HIGH MUSEUM OF ART ATLANTA | ||||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - KATHERINE BERNHARDT, TAJINES ON FIRE, 2013 | $20,000 | |
| HIGH MUSEUM OF ART ATLANTA | ||||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - NICOLE WITTENBERG, FOX NEW 4, 2013 | $5,600 | |
| HIGH MUSEUM OF ART ATLANTA | ||||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - TREVOR SHIMIZU, TROLL, 2013 | $4,800 | |
| HIGH MUSEUM OF ART ATLANTA | ||||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - CHRIS MARTIN, UNTITLED, 2014 | $48,000 | |
| MUSEUM OF FINE ARTS BOSTON | ||||||||
| AVENUE OF THE ARTS 465 HUNTINGTON | BOSTON | MA | 02115 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - MALCOLM MORLEY, ABANDON SHIP VII, 2008 | $3,200 | AVENUE |
| MUSEUM OF FINE ARTS BOSTON | ||||||||
| AVENUE OF THE ARTS 465 HUNTINGTON | BOSTON | MA | 02115 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - WILL BROWN, HENRY AVE BRIDGE, 2010 | $1,440 | AVENUE |
| MUSEUM OF FINE ARTS BOSTON | ||||||||
| AVENUE OF THE ARTS 465 HUNTINGTON | BOSTON | MA | 02115 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - WILL BROWN, ARROW HEAD, 2010 | $1,440 | AVENUE |
| MUSEUM OF FINE ARTS BOSTON | ||||||||
| AVENUE OF THE ARTS 465 HUNTINGTON | BOSTON | MA | 02115 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - WILL BROWN, BRAMBLE STEPS, 2010 | $1,440 | AVENUE |
| MUSEUM OF FINE ARTS BOSTON | ||||||||
| AVENUE OF THE ARTS 465 HUNTINGTON | BOSTON | MA | 02115 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - WILL BROWN, LEONIDAS FOUNTAIN, 2010 | $1,440 | AVENUE |
| MUSEUM OF FINE ARTS BOSTON | ||||||||
| AVENUE OF THE ARTS 465 HUNTINGTON | BOSTON | MA | 02115 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - TANYTH BERKELEY, HISPANIC PARADES, PART 1, 58 PRINTS, 2006-2011 | $2,000 | AVENUE |
| MUSEUM OF FINE ARTS BOSTON | ||||||||
| AVENUE OF THE ARTS 465 HUNTINGTON | BOSTON | MA | 02115 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - TANYTH BERKELEY, LAST HOUR, PART 1, 53 PRINTS, 2008-2011 | $2,000 | AVENUE |
| MUSEUM OF FINE ARTS HOUSTON | ||||||||
| 1001 BISSONNET STREET | HOUSTON | TX | 77005 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ANONYMOUS, UNTITLED (SHIVA LINGA), 2008 | $2,080 | |
| MUSEUM OF FINE ARTS HOUSTON | ||||||||
| 1001 BISSONNET STREET | HOUSTON | TX | 77005 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ANONYMOUS, UNTITLED (VISHNU), 2007 | $2,080 | |
| MUSEUM OF FINE ARTS HOUSTON | ||||||||
| 1001 BISSONNET STREET | HOUSTON | TX | 77005 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ANONYMOUS, UNTITLED (BINDU), 2000 | $2,080 | |
| PAUL TAYLOR DANCE COMPANY | ||||||||
| 551 GRAND STREET | NEW YORK | NY | 10002 | N/A | PUBLIC | GENERAL CONTRIBUTION | $23,000 | |
| PHILADELPHIA MUSEUM OF ART | ||||||||
| PO BOX 7646 | PHILADELPHIA | PA | 191017646 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - GARY HUME, FETISH, 2013 | $206,250 | |
| PORTLAND MUSEUM OF ART | ||||||||
| SEVEN CONGRESS SQUARE | PORTLAND | ME | 04101 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - CHARLES BURCHFIELD, A FALLEN TREE, 1917 | $148,000 | |
| PORTLAND MUSEUM OF ART | ||||||||
| SEVEN CONGRESS SQUARE | PORTLAND | ME | 04101 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - CHARLES BURCHFIELD, OCTOBER SUNLIGHT, 1917 | $71,000 | |
| PORTLAND MUSEUM OF ART | ||||||||
| SEVEN CONGRESS SQUARE | PORTLAND | ME | 04101 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - CHRIS MARTIN, RED YELLOW GREEN #2, 2013 | $68,000 | |
| PORTLAND MUSEUM OF ART | ||||||||
| SEVEN CONGRESS SQUARE | PORTLAND | ME | 04101 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - TOM BURCKHARDT, EUREKA, 2012 | $6,400 | |
| PORTLAND MUSEUM OF ART | ||||||||
| SEVEN CONGRESS SQUARE | PORTLAND | ME | 04101 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JUSTEN LADDA, CONDORESA, 2013 | $7,500 | |
| PORTLAND MUSEUM OF ART | ||||||||
| SEVEN CONGRESS SQUARE | PORTLAND | ME | 04101 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - KATHERINE BERNHARDT, RED CARPET MASSACRE, 2007 | $3,200 | |
| PORTLAND MUSEUM OF ART | ||||||||
| SEVEN CONGRESS SQUARE | PORTLAND | ME | 04011 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ASSUME VIVID ASTRO FOCUS, NO FEAR OF DANGER (VIRUS VIRUS), 2014 | $22,400 | |
| PORTLAND MUSEUM OF ART | ||||||||
| SEVEN CONGRESS SQUARE | PORTLAND | ME | 04011 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - RICHARD BOSMAN, FLIGHT ATTENDANT, 2014 | $5,200 | |
| WILLIAM A FARNSWORTH LIBRARY & ART MUSEUM INC | ||||||||
| 16 MUSEUM STREET | ROCKLAND | ME | 04841 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - YVONNE JACQUETTE, HONG KONG CARNAVON ROAD SIGNS, C. 1991 | $14,400 | |
| WILLIAM A FARNSWORTH LIBRARY & ART MUSEUM INC | ||||||||
| 16 MUSEUM STREET | ROCKLAND | ME | 04841 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - YVONNE JACQUETTE, HONG KONG COMPOSITE V, C. 1991 | $16,000 | |
| WILLIAM A FARNSWORTH LIBRARY & ART MUSEUM INC | ||||||||
| 16 MUSEUM STREET | ROCKLAND | ME | 04841 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - YVONNE JACQUETTE, HONG KONG OBLIQUE IV, C. 1991 | $16,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,176,500 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $271 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $425,137 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $2,232 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $443,623 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $871,263 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $871,263 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (2 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd | Noncash ContributionNoncashContributionInd |
|---|---|---|---|---|---|---|---|
| ALEX KATZ | |||||||
| 1 | C/O A KOZAK CO 192 LEXINGTON AVE 11 | NEW YORK | NY | 10016 | $2,276,331 | Yes (X) | Yes (X) |
| ALEX KATZ | |||||||
| 2 | C/O A KOZAK CO 192 LEXINGTON AVE 11 | NEW YORK | NY | 10016 | $3,800,000 | Yes (X) | |
Non Cash Property Contribution NonCashPropertyContributionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Noncash Property | CONTRIBUTION OF SECURITIES | NoncashPropertyDesc |
| Fair Market Value | $2,276,331 | FairMarketValueAmt |
| Received | 2014-12-05 | ReceivedDt |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $12,379 | Amt |
| Net Investment Income | $9,284 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $9,284 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $3,095 | DisbursementsCharitablePrpsAmt |
Expln Of Non Filing With AG Stmt ExplnOfNonFilingWithAGStmt
| Field | Value | IRS element (for citing) |
|---|---|---|
| Explanation | THE ORGANIZATION IS NOT REQUIRED TO FURNISH A COPY OF FORM 990-PF TO THE ATTORNEY GENERAL OF DELAWARE. | ExplanationTxt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (15 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| $80M COLGATE PALMOLIVE 3.15% 8/5/15 | $81,784 | $81,291 |
| $750M STANFORD UNIV REV 3.625% 5/1/14 | $0 | $0 |
| $80M TJX COMPANIES INC 4.2% 8/15/15 | $0 | $0 |
| $1000M INTL BUSINESS MACHINES CORP 2% 01/05/16 | $980,815 | $1,014,670 |
| $500M WAL-MART STORES INC 2.875% 04/01/15 | $498,411 | $502,865 |
| $1000M 3M COMPANY 1.375% 09/29/16 | $1,015,390 | $1,011,190 |
| $200M BERKSHIRE HATHAWAY FIN CORP 2.45% 12/15/15 | $207,766 | $203,598 |
| $1000M E.I. DU PONT NEMOURS & CO 2.75% 04/01/16 | $1,033,860 | $1,024,500 |
| $1000M INTEL CORP 1.95% 10/01/16 | $1,029,181 | $1,019,400 |
| $1000M MERCK & CO INC 2.25% 01/15/16 | $1,020,500 | $1,017,980 |
| $1000M COCA-COLA CO 1.8$ 09/01/16 | $1,032,510 | $1,016,680 |
| $500M 3M COMPANY 1.625% 06/15/19 | $497,170 | $494,035 |
| $750M APPLE INC 2.1% 05/06/19 | $762,779 | $758,513 |
| $1000M JOHNSON & JOHNSON 1.65% 12/05/18 | $1,001,382 | $1,002,600 |
| $500M JOHNSON & JOHNSON 2.95% 09/01/20 | $526,807 | $523,060 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (90 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 11,440 SHS ACCENTURE PLC | $803,089 | $1,021,706 |
| 6,200 SHS BERKSHIRE HATHAWAY CL B | $699,629 | $930,930 |
| 14,100 SHS BROOKFIELD ASSET MGMT | $473,793 | $706,833 |
| 8,500 SHS CVS HEALTH CORP | $445,310 | $818,635 |
| 1,050 SHS EMERSON ELECTRIC CO | $0 | $0 |
| 785 SHS EXXON MOBIL CORP | $0 | $0 |
| 4,000 SHS GENERAL ELECTRIC CO | $116,548 | $101,080 |
| 810 SHS IBM | $119,021 | $129,956 |
| 9,375 SHS NESTLE SA SPONS ADRS | $589,166 | $688,275 |
| 12,350 SHS ONEX CORP SUB VTG | $519,679 | $719,394 |
| 3,350 SHS PFIZER INC | $77,598 | $104,353 |
| 5,500 SHS RECKITT BENCKISER GROUP PLC | $317,656 | $446,731 |
| 1,200 SHS SCHLUMBERGER LTD | $82,768 | $102,492 |
| 475 SHS CHEVRON CORP | $30,685 | $53,286 |
| 4,400 SHS DANAHER CORP | $233,015 | $377,124 |
| 2,000 SHS QUALCOMM INC | $0 | $0 |
| 6,200 SHS RANGE RESOURCES CORP | $357,797 | $331,390 |
| 17,800 SHS US BANCORP DEL | $603,586 | $800,110 |
| 1,980 SHS APPLE INC | $128,071 | $218,552 |
| 940 SHS HESS CORP | $63,156 | $69,391 |
| 6,070 SHS HONEYWELL INTERNATIONAL INC | $358,724 | $606,514 |
| 5,000 SHS UNITED PARCEL SERVICE INC CL B | $399,701 | $555,850 |
| 16,200 SHS WELLS FARGO & CO | $682,550 | $888,084 |
| 5,000 SHS ANHEUSER BUSCH SA NV SPON ADR | $373,098 | $561,600 |
| 1,000 SHS DEERE & CO | $0 | $0 |
| 3,325 SHS METLIFE INC | $148,292 | $179,849 |
| 1,000 SHS RAYTHEON CO | $46,805 | $108,170 |
| 745 SHS ROCKWELL COLLINS INC | $0 | $0 |
| 4,000 SHS UNITED TECHNOLOGIES CORP | $342,876 | $460,000 |
| 2,150 SHS ALLSTATE CORP | $0 | $0 |
| 12,095 SHS AMERICAN INTL GROUP INC | $456,702 | $677,441 |
| 5,000 SHS BEIERSDORF AG | $409,194 | $407,500 |
| 800 SHS BOEING CO | $0 | $0 |
| 3,000 SHS COVIDIEN LTD | $0 | $0 |
| 4,500 SHS FREEPORT MCMORAN COPPER & GOLD | $0 | $0 |
| 90 SHS GOOGLE INC CL A | $0 | $0 |
| 750 SHS ILLINOIS TOOL WORKS INC | $0 | $0 |
| 14,100 SHS ORACLE CORP | $535,100 | $634,077 |
| 700 SHS PEPSICO INC | $46,612 | $66,192 |
| 1,990 SHS ABBVIE INC | $0 | $0 |
| 600 SHS ALLERGAN INC | $0 | $0 |
| 13,400 SHS ALLISON TRANSMISSION HOLDINGS INC | $0 | $0 |
| 2,000 SHS AMERICAN TOWER CORP | $0 | $0 |
| 1,000 SHS BED BATH & BEYOND INC | $0 | $0 |
| 2,400 SHS BLACKSTONE GROUP LP | $0 | $0 |
| 875 SHS CATERPILLAR INC | $0 | $0 |
| 2,000 SHS CHINA MOBILE LTD | $0 | $0 |
| 2,000 SHS CISCO SYSTEMS INC | $0 | $0 |
| 1,800 SHS COCA-COLA CO | $0 | $0 |
| 1,400 SHS COMCAST CORP | $78,124 | $81,214 |
| 2,300 SHS DAVITA INC | $134,254 | $174,202 |
| 19,000 SHS DIAGEO PLC | $580,822 | $547,544 |
| 2,000 SHS DIRECTV | $0 | $0 |
| 2,100 SHS ENCANA CORP | $0 | $0 |
| 1,000 SHS EXPRESS SCRIPTS HOLDING CO | $0 | $0 |
| 1,400 SHS FACEBOOK INC | $75,050 | $109,228 |
| 3,500 SHS GENERAL MOTORS CO | $116,765 | $122,185 |
| 1,680 SHS HSBC HOLDINGS PLC | $80,697 | $79,346 |
| 1,400 SHS KRAFT FOODS GROUP INC | $0 | $0 |
| 4,550 SHS MONDELEZ INTERNATIONAL INC | $155,271 | $165,279 |
| 5,500 SHS MUELLER INDUSTRIES INC | $0 | $0 |
| 1,000 SHS NOBLE CORPORATION | $0 | $0 |
| 500 SHS OCCIDENTAL PETROLEUM CORP | $0 | $0 |
| 380 SHS PACKAGING CORP OF AMERICA | $0 | $0 |
| 3,000 SHS POTASH CORPORATION OF SASKATCHEWAN INC | $0 | $0 |
| 1,600 SHS SANDISK CORP | $0 | $0 |
| 1,155 SHS SIEMENS AG SPONS ADR | $135,611 | $129,360 |
| 4,000 SHS TWENTY-FIRST CENTURY FOX INC | $0 | $0 |
| 3,250 SHS ABB LTD SPONS ADR | $74,886 | $68,738 |
| 400 SHS AMAZON.COM INC | $130,225 | $124,140 |
| 1,075 SHS AMGEN INC | $128,050 | $171,237 |
| 1,500 SHS APACHE CORP | $101,707 | $94,005 |
| 15,400 SHS ARAMARK | $431,200 | $479,710 |
| 850 SHS BANK OF NEW YORK MELLON CORP | $30,001 | $34,484 |
| 2,950 SHS DICK'S SPORTING GOODS INC | $132,891 | $146,468 |
| 2,235 SHS E.I. DU PONT DE NEMOURS & CO | $150,204 | $165,256 |
| 2,000 SHS ELI LILLY & CO | $145,440 | $137,980 |
| 500 SHS GENERAL DYNAMICS CORP | $50,337 | $68,810 |
| 1,000 SHS GILEAD SCIENCES INC | $102,582 | $94,260 |
| 375 SHS GOOGLE INC CL C | $186,730 | $197,400 |
| 15,600 SHS H&R BLOCK INC | $515,058 | $525,408 |
| 530 SHS LABORATORY CORPORATION OF AMERICA HOLDINGS | $53,144 | $57,187 |
| 2,745 SHS MACY'S INC | $160,190 | $180,484 |
| 3,300 SHS MEDTRONIC INC | $210,146 | $238,260 |
| 2,800 SHS PERRIGO CO PLC | $442,756 | $468,048 |
| 2,440 SHS PNC FINANCIAL SERVICES GROUP | $214,234 | $222,601 |
| 2,280 SHS SANOFI ADR | $105,690 | $103,991 |
| 1,300 SHS SAP SE | $86,623 | $90,545 |
| 2,450 SHS TIME WARNER INC | $178,713 | $209,279 |
| 5,250 SHS VODAFONE GROUP PLC | $176,276 | $179,393 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (48 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ARTWORK - ALEX KATZ,VINCENT WITH A RADIO, 1974 | $242,500 | $242,500 | $242,500 |
| ARTWORK - TANYTH BERKELEY, HISPANIC PARADES, PART 1, 58 PRINTS, 2006-2011 | $2,000 | $0 | $0 |
| ARTWORK - TANYTH BERKELEY, LAST HOUR, PART 1, 53 PRINTS, 2008-2011 | $2,000 | $0 | $0 |
| ARTWORK - THOMAS SCHUETTE, ALTE FREUNDE (OLD FRIENDS)#1-4, 2010-11 | $15,000 | $15,000 | $15,000 |
| ARTWORK - JOHN BALDESSARI, NOSE/SILHOUETTE: BLUE, 2010 | $1,925 | $1,925 | $1,925 |
| ARTWORK - JOHN BALDESSARI, NOSE/SILHOUETTE: RED, 2010 | $1,925 | $1,925 | $1,925 |
| ARTWORK - JOHN BALDESSARI, NOSE/SILHOUETTE: ORANGE, 2010 | $1,925 | $1,925 | $1,925 |
| ARTWORK - MALCOLM MORLEY, ABANDON SHIP VII, 2008 | $3,200 | $0 | $0 |
| ARTWORK - ANONYMOUS, UNTITLED (BINDU), 2000 | $2,080 | $0 | $0 |
| ARTWORK - ANONYMOUS, UNTITLED (SHIVA LINGA), 2008 | $2,080 | $0 | $0 |
| ARTWORK - ANONYMOUS, UNTITLED (VISHNU), 2007 | $2,080 | $0 | $0 |
| ARTWORK - NATHALIE PROVOSTY, HITO, 2012 | $2,000 | $2,000 | $2,000 |
| ARTWORK - JAMES WOLANIN, TIMES SQUARE, 2013 | $6,000 | $6,000 | $6,000 |
| ARTWORK - CHRISTOPHER DEETON, 178, 2010 | $22,400 | $0 | $0 |
| ARTWORK - KATHERINE BERNHARDT, RED CARPET MASSACRE, 2007 | $3,200 | $0 | $0 |
| ARTWORK - MISAKI KAWAI, NOODLE MUSIC, 2012 | $5,200 | $0 | $0 |
| ARTWORK - SALLY EGBERT, PERFUMES, 2010 | $7,000 | $7,000 | $7,000 |
| ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 1, 2013 | $960 | $960 | $960 |
| ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 2, 2013 | $960 | $960 | $960 |
| ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 3, 2013 | $960 | $960 | $960 |
| ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 4, 2013 | $960 | $960 | $960 |
| ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 5, 2013 | $960 | $960 | $960 |
| ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 6, 2013 | $960 | $960 | $960 |
| ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 8, 2013 | $960 | $960 | $960 |
| ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 13, 2013 | $960 | $960 | $960 |
| ARTWORK - DAVID RHODES, UNTITLED, 2013 | $3,500 | $3,500 | $3,500 |
| ARTWORK - LESISA SOCHOR, GARMENT #8, 2013 | $720 | $720 | $720 |
| ARTWORK - LESISA SOCHOR, GARMENT #12, 2013 | $720 | $720 | $720 |
| ARTWORK - JUAN GOMEZ, MAWINZHE, 2013 | $18,000 | $18,000 | $18,000 |
| ARTWORK - YVONNE JACQUETTE, HONG KONG CARNAVON ROAD SIGNS | $14,400 | $0 | $0 |
| ARTWORK - YVONNE JACQUETTE, HONG KONG COMPOSITE V, C. 1991 | $16,000 | $0 | $0 |
| ARTWORK - YVONNE JACQUETTE, HONG KONG OBLIQUE IV, C. 1991 | $16,000 | $0 | $0 |
| ARTWORK - NATHLIE PROVOSTY, LAKE, 2013 | $2,000 | $2,000 | $2,000 |
| ARTWORK - YOSHIAKI MOCHIZUKI, UNTITLED 7/7/13, 2013 | $7,200 | $0 | $0 |
| ARTWORK - NATHLIE PROVOSTY, PLUSH PUSH, 2013 | $0 | $2,400 | $2,400 |
| ARTWORK - STEFAN BONDELL, PYRAMID, 2013 | $0 | $24,000 | $24,000 |
| ARTWORK - RICHARD BOSMAN, DIGGING OUT | $0 | $17,600 | $17,600 |
| ARTWORK - ALEXI WORTH, DOORWAY WITH INSTRUCTIONS, 2013 | $0 | $12,800 | $12,800 |
| ARTWORK - JOSEPHINE HALVORSON, WILMOTT 4, 2012 | $0 | $17,600 | $17,600 |
| ARTWORK - TRAVIS BOYER, INTENSE HOLIDAY, 2014 | $0 | $4,800 | $4,800 |
| ARTWORK - TRAVIS BOYER, SUNNY WALL AND HIDDEN DOOR, 2014 | $0 | $4,800 | $4,800 |
| ARTWORK - TRAVIS BOYER, SOUR DIESEL ON BLACK LACQUER TABLE, 2014 | $0 | $4,800 | $4,800 |
| ARTWORK - YVONNE JACQUETTE, HARBOR LIGHT, 1983 | $0 | $3,500 | $3,500 |
| ARTWORK - RM FISCHER, RMF-323, 2012 | $0 | $29,600 | $29,600 |
| ARTWORK - ROBERT LONGO, TRUTH BEFORE GOD: ALL YOU ZOMBIES, 1986 | $0 | $600,000 | $600,000 |
| ARTWORK - FRANCESCO CLEMENTE, PROSPERITY, 2014 | $0 | $90,000 | $90,000 |
| ARTWORK - NATHAN LYONS, UNTITLED (RETURN YOUR MIND TO IT'S UPRIGHT STATE), 1 | $0 | $6,400 | $6,400 |
| ARTWORK - NATHAN LYONS, UNTITLED (RETURN YOUR MIND TO IT'S UPRIGHT STATE), 1 | $0 | $6,400 | $6,400 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| REGISTERED AGENT & FILING FEES | $190 | $190 | $190 | $0 |
| BANK FEES | $1,086 | $1,086 | $1,086 | $0 |
| MISCELLANEOUS | $202 | $202 | $202 | $0 |
| OUTSIDE SERVICES | $2,775 | $0 | $0 | $2,775 |
| SHIPPING & FREIGHT | $1,811 | $0 | $0 | $1,811 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | PARTNERSHIP DISTRIBUTIONS | Desc |
| Revenue And Expenses Per Books | $2,232 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $2,232 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $2,232 | AdjustedNetIncomeAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT ADVISORY FEES | CategoryTxt |
| Amt | $192,564 | Amt |
| Net Investment Income | $192,564 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $192,564 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Substantial Contributors Sch SubstantialContributorsSch
Substantial Contributor Detail SubstantialContributorDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ALEX KATZ | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | AKOZAK CO 192 LEXINGTON AVE 1100 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10016 | ZIPCd |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| FEDERAL NET INVEST INCOME TAX | $24,500 | $0 | $0 | $0 |
| FOREIGN TAX PAID | $16,499 | $16,499 | $16,499 | $0 |
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