THE RIVERWAY FOUNDATION: Form 990PF, tax year 2014
View the entire original 990 at ProPublica ↗
- Organization
- THE RIVERWAY FOUNDATION (EIN 41-6406915)
- Tax period
- 2014-01-01 to 2014-12-31
- Filed
- 2015-07-14
- IRS object ID
- 201531959349100013
- Schema version
- 2014v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-07-14T11:20:26-05:00 | ReturnTs |
| Tax Period End | 2014-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 420714325 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MCGLADREY LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 801 NICOLLET MALL SUITE 1100 | AddressLine1Txt |
| City | MINNEAPOLIS | CityNm |
| State Abbreviation | MN | StateAbbreviationCd |
| ZIP | 55402 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2014-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 416406915 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RIVERWAY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | RIVE | BusinessNameControlTxt |
| Phone | 9529213994 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 8400 NORMANDALE LAKE BLVD NO 920 | AddressLine1Txt |
| City | BLOOMINGTON | CityNm |
| State Abbreviation | MN | StateAbbreviationCd |
| ZIP | 55437 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | TERRY R BECKER | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 9529213994 | PhoneNum |
| Signature | 2015-07-02 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | TODD A JACKSON | PreparerPersonNm |
| PTIN | P00092672 | PTIN |
| Phone | 6123324300 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2014 | TaxYr |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $4,064,608 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $19,350 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $19,350 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $61,697 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $62,913 | DividendsNetInvstIncmAmt |
| Gross Rents Net Invst Incm | $5 | GrossRentsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $209,792 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $8,954,933 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $210,664 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $3,749 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $3,729 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $0 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $294,588 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $296,661 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $0 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $5,750 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $2,875 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $2,875 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $35,022 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $35,022 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $0 | OtherProfFeesAdjNetIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $5,649 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $0 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $809 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $809 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $26 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $50 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $0 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $25 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $47,256 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $37,947 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $3,709 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $166,800 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $166,800 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $214,056 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $37,947 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $170,509 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $80,532 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $258,714 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $29,578 | CashBOYAmt |
| Cash EOY | $46,603 | CashEOYAmt |
| Cash EOYFMV | $46,603 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $50,992 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $64,761 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $64,764 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $2,436,435 | CorporateStockBOYAmt |
| Corporate Stock EOY | $2,884,169 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $3,253,467 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $632,026 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $113,475 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $117,328 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $334,280 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $468,256 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $512,446 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $80,000 | OtherAssetsBOYAmt |
| Other Assets EOY | $70,000 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $70,000 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $3,563,311 | TotalAssetsBOYAmt |
| Total Assets EOY | $3,647,264 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $4,064,608 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $3,563,311 | RetainedEarningBOYAmt |
| Retained Earning EOY | $3,647,264 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $3,563,311 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $3,647,264 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $3,563,311 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $3,647,264 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $3,563,311 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $80,532 | ExcessRevenueOverExpensesAmt |
| Other Increases | $4,037 | OtherIncreasesAmt |
| Subtotal | $3,647,880 | SubtotalAmt |
| Other Decreases | $616 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $3,647,264 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (9 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt |
|---|---|---|---|---|---|
| KKR LP - SCH K-1 ST GAIN | P | $0 | $0 | ||
| KKR LP - SCH K-1 LT GAIN | P | $568 | $568 | ||
| CARLYLE GROUP SCH K-1 - NET LT | P | $112 | $112 | ||
| BLACKSTONE - SCH K-1 LT GAIN | P | $192 | $192 | ||
| BLACKSTONE - SCH K-1 1231 GAIN | P | $0 | $0 | ||
| BLACKSTONE - SCH K-1 1250 GAIN | P | $0 | $0 | ||
| PUBLICLY TRADED SECURITIES | P | $203,541 | $203,541 | $4,546,838 | $4,343,297 |
| PUBLICLY TRADED SECURITIES | P | $5,228 | $5,228 | $4,407,072 | $4,401,844 |
| CAPITAL GAINS DIVIDENDS | P | $1,023 | $1,023 | $1,023 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $210,664 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $177,680 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $4,080,937 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.043539 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $179,274 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $3,570,509 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.050210 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $182,947 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $3,626,331 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.050450 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $131,000 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $3,150,960 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.041575 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $197,219 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $2,520,107 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.078258 | DistributionYr5Rt |
| Total Distribution | 0.264032 | TotalDistributionRt |
| Average Distribution | 0.052806 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $4,100,484 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $216,530 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $2,587 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $219,117 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $170,509 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $5,174 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $5,174 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $5,174 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $4,500 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $6,200 | AppliedToEsTaxAmt |
| Total Payments And Credits | $10,700 | TotalPaymentsAndCreditsAmt |
| Overpayment | $5,526 | OverpaymentAmt |
| Applied To ES Tax | $5,526 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | MN | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SHIRLEY A MOEN | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 9529213994 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 8400 NORMANDALE LAKE BLVD 920 | AddressLine1Txt |
| City | BLOOMINGTON | CityNm |
| State Abbreviation | MN | StateAbbreviationCd |
| ZIP | 55437 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| HM BASKERVILLE JR | ||||||||
| 8400 NORMANDALE LAKE BLVD 920 | BLOOMINGTON | MN | 55437 | TRUSTEE | 0.50 | $0 | $0 | $0 |
| TERRY R BECKER | ||||||||
| 8400 NORMANDALE LAKE BLVD 920 | BLOOMINGTON | MN | 55437 | TRUSTEE | 4.00 | $0 | $0 | $809 |
| LAURA LEE BASKERVILLE BECKER | ||||||||
| 8400 NORMANDALE LAKE BLVD 920 | BLOOMINGTON | MN | 55437 | TRUSTEE | 0.50 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $3,973,066 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $114,862 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $75,000 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $4,162,928 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $4,162,928 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $62,444 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $4,100,484 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $205,024 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $205,024 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $5,174 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $5,174 | TotalTaxAmt |
| Distributable Before Adj | $199,850 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $199,850 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $199,850 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $170,509 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $170,509 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $170,509 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $199,850 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $160,562 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $170,509 | QualifyingDistributionsAmt |
| Applied To Year1 | $160,562 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $9,947 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $189,903 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | HM BASKERVILLE JR | ContributingManagerNm |
| Contributing Manager | TERRY R BECKER | ContributingManagerNm |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | TERRY R BECKER | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 8400 NORMANDALE LAKE BLVD 920 | AddressLine1Txt |
| City | BLOOMINGTON | CityNm |
| State Abbreviation | MN | StateAbbreviationCd |
| ZIP | 55437 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 9529213994 | RecipientPhoneNum |
| Form And Info And Materials | LETTER FORMAT/STATEMENT INCLUDING COPY OF IRS DETERMINATION LETTER | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | TRUST IS OPERATED EXCLUSIVELY FOR RELIGIOUS, CHARITABLE, SCIENTIFIC, LITERARY AND EDUCATIONAL PURPOSES WITHIN THE MEANING OF I.R.C. 170(C) AND 501(C). THE TRUST WILL FUND GRANTS TO ORGANIZATIONS WHICH ARE EXEMPT FROM FEDERAL INCOME TAXATION UNDER I.R.C. 501(A) BY VIRTUE OF BEING DESCRIBED IN I.R.C. 501(C)(3) OR TO ORGANIZATIONS CONTRIBUTIONS TO WHICH ARE DEDUCTIBLE UNDER I.R.C. 170(C)(2), 2055(A) AND 2522(A). | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (27 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ALZHEIMERS ASSOCIATION | |||||||
| 4550 W 77 ST | EDINA | MN | 55435 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,500 |
| ANGEL FOUNDATION | |||||||
| 700 S 3RD STREET 106W | MINNEAPOLIS | MN | 55415 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,500 |
| BRIDGING | |||||||
| 201 W 87 ST | BLOOMINGTON | MN | 55420 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,500 |
| CARING BRIDGE WEBSITE | |||||||
| 1715 YANKEE DOODLE RD 301 | EAGAN | MN | 55121 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,000 |
| CHILDREN'S CANCER RESEARCH | |||||||
| 7301 OHMS LN | MINNEAPOLIS | MN | 55439 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $7,500 |
| CHRISTO RAY JESUIT HIGH SCHOOL | |||||||
| 2924 FOURTH AVENUE S | MINNEAPOLIS | MN | 55408 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $7,500 |
| CITY OF LAKES COMMUNITY LAND TRUST | |||||||
| 2017 E 38 ST | MINNEAPOLIS | MN | 55407 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,000 |
| DUNWOODY INSTITUTE | |||||||
| 818 DUNWOODY BLVD | MINNEAPOLIS | MN | 55403 | NONE | EDUCATIONAL | PROGRAM SUPPORT | $2,000 |
| EMERGE | |||||||
| 1101 W BROADWAY AVE | MINNEAPOLIS | MN | 55411 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,500 |
| GOLFERS AGAINST CANCERINC | |||||||
| 1700 LAKE KINGWOOD TR | KINGWOOD | TX | 77339 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $3,000 |
| GREATER MINNEAPOLIS CRISIS NURSERY | |||||||
| 4544 FOURTH AVENUE SOUTH | MINNEAPOLIS | MN | 55419 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,500 |
| HIRED | |||||||
| 1200 PLYMOUTH AVE N | MINNEAPOLIS | MN | 55411 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,000 |
| HOPE ACADEMY | |||||||
| 2300 CHICAGO AVE S | MINNEAPOLIS | MN | 55404 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $5,800 |
| LIVING LANDS & WATERS | |||||||
| 17615 ROUTE 843 N | EAST MOLINE | IL | 61244 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $10,000 |
| LOPPET FOUNDATION | |||||||
| 1301 THEODORE WIRTH PARKWAY | MINNEAPOLIS | MN | 55422 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,000 |
| PAGE EDUCATION FUND | |||||||
| PO BOX 581254 | MINNEAPOLIS | MN | 55454 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,500 |
| SEAMENS CHURCH INSTITUTE | |||||||
| 74 TRINITY PLACE 1414 | NEW YORK | NY | 10006 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,500 |
| SOJOURNER PROJECT | |||||||
| PO BOX 272 | HOPKINS | MN | 55343 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $3,000 |
| SOUTHDALE YMCA | |||||||
| 7355 YORK AVESO | EDINA | MN | 55435 | NONE | PUBLIC CHARITY | CAPITAL CAMPAIGN | $30,000 |
| SOUTHSIDE FAMILY NURTURING CENTER | |||||||
| 2448 18TH AVE S | MINNEAPOLIS | MN | 55404 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,500 |
| ST STEPHENS HUMAN SERVICES | |||||||
| 2211 CLINTON AVE S | MINNEAPOLIS | MN | 55404 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $3,000 |
| TREE HOUSE | |||||||
| 5666 LINCOLN DR | EDINA | MN | 55436 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,500 |
| TRUE FRIENDS CAMPS | |||||||
| 10509 108TH ST NW | ANNANDALE | MN | 55302 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,500 |
| TWIN CITIES RISE | |||||||
| 800 WASHINGTON AVE N | MINNEAPOLIS | MN | 55401 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $2,000 |
| URBAN HOMEWORKS | |||||||
| 2015 EMERSON AVENUE N | MINNEAPOLIS | MN | 55411 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $50,000 |
| URBAN VENTURES | |||||||
| 3041 FOURTH AVE S | MINNEAPOLIS | MN | 55408 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $5,000 |
| YMCA OF METRO MPLS- SOUTHDALE | |||||||
| 30 S NINTH ST | MINNEAPOLIS | MN | 55402 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $5,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $166,800 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $19,350 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $61,697 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $3,749 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $209,792 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $294,588 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $294,588 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $5,750 | Amt |
| Net Investment Income | $2,875 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $2,875 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | SPDR DJ WILSHIRE INTL RE ETF | BondNm |
| EOY Book Value | $113,475 | EOYBookValueAmt |
| EOYFMV | $117,328 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (252 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AQR DIVERSIFIED ARBITRAGE FUND | $60,062 | $56,911 |
| ACCENTURE PLC | $8,950 | $12,057 |
| AIR PRODS & CHEMS INC | $2,471 | $4,205 |
| ALEXION PHARMACEUTICALS INC | $3,848 | $7,956 |
| ALTRIA GROUP INC | $31,533 | $32,114 |
| AMERICAN ELEC PWR INC | $6,804 | $7,590 |
| AMERICAN INTL GROUP INC | $5,967 | $8,625 |
| AMGEN INC | $10,127 | $15,610 |
| APPLE INC | $43,561 | $67,994 |
| BERKSHIRE HATHAWAY INC DEL | $44,920 | $56,006 |
| BIOGEN IDEC INC | $4,931 | $7,468 |
| BLACKROCK INC | $16,500 | $23,599 |
| CAPITAL ONE FINL CORP | $6,929 | $6,934 |
| CELGENE CORP | $3,182 | $10,403 |
| CHEVRON CORP | $9,277 | $9,647 |
| CIGNA CORP | $8,862 | $10,703 |
| CITIGROUP INC | $24,498 | $26,460 |
| COMCAST CORP | $7,643 | $14,792 |
| CVS HEALTH CORP | $16,486 | $31,686 |
| DELTA AIR LINES INC DEL | $6,595 | $10,084 |
| DISNEY WALT CO | $22,072 | $29,079 |
| DOLLAR GEN CORP | $9,234 | $10,676 |
| ECOLAB INC | $9,321 | $11,219 |
| EOG RES INC | $11,698 | $13,074 |
| EXPRESS SCRIPTS HLDG CO | $9,001 | $10,245 |
| FACEBOOK INC | $2,589 | $7,100 |
| FEDEX CORP | $5,111 | $9,562 |
| GOOGLE INC | $9,475 | $11,054 |
| HALLIBURTON CO | $8,299 | $6,411 |
| HOME DEPOT INC | $13,726 | $20,889 |
| HONEYWELL INTL INC | $11,365 | $13,889 |
| INTERNATIONAL PAPER CO | $18,519 | $21,432 |
| INVESCO LTD | $9,263 | $11,224 |
| LOWES COS INC | $11,905 | $15,136 |
| MACYS INC | $5,104 | $6,474 |
| MARATHON PETE CORP | $12,615 | $12,907 |
| MORGAN STANLEY | $18,451 | $25,336 |
| NETEASE INC | $9,571 | $12,987 |
| PROCTER & GAMBLE CO | $23,530 | $26,871 |
| SCHLUMBERGER LTD | $19,326 | $20,217 |
| STARBUCKS CORP | $11,299 | $11,815 |
| TE CONNECTIVITY LTD | $7,606 | $13,219 |
| THERMO FISHER SCIENTIFIC CORP | $6,057 | $8,530 |
| TIME WARNER INC | $23,432 | $25,968 |
| UNION PAC CORP | $7,269 | $15,791 |
| VALERO ENERGY CORP NEW | $4,164 | $4,505 |
| WELLS FARGO & CO | $15,454 | $25,765 |
| AKAMAI TECHNOLOGIES INC | $9,136 | $11,962 |
| AUTONATION INC | $4,188 | $5,316 |
| AVNET INC | $5,240 | $5,894 |
| BAIDU INC | $5,809 | $9,119 |
| CIMAREX ENERGY CO | $6,567 | $6,572 |
| HIMAX TECHNOLOGIES INC | $6,936 | $7,996 |
| LAM RESEARCH CORP | $7,616 | $11,212 |
| LEAR CORP | $4,316 | $8,141 |
| REINSURANCE GROUP AMER INC | $7,274 | $10,865 |
| SM ENERGY CO | $3,744 | $3,819 |
| TOWERS WATSON & CO | $5,449 | $7,366 |
| UNITED RENTALS INC | $3,072 | $7,651 |
| WYNDHAM WORLDWIDE CORP | $11,136 | $14,922 |
| NEUSTAR INC | $19,154 | $20,294 |
| ACTELION LTD | $5,421 | $15,201 |
| BANCO BILBAO VIZCAYA ARGENTARIA | $5,513 | $4,906 |
| BANK OF NOVA SCOTIA | $6,713 | $6,455 |
| BP P L C | $28,928 | $28,552 |
| COGECO CABLE INC | $13,349 | $18,617 |
| ENERGIA DE PORTUGAL SA | $17,071 | $23,737 |
| GEA GROUP AG | $13,018 | $14,925 |
| HENKEL AG & CO KGAA | $25,523 | $28,130 |
| HSBC HLDGS | $21,131 | $18,986 |
| ICON PLC | $6,844 | $7,343 |
| KDDI CORP | $13,995 | $18,154 |
| KONINKLIJKE PHILIPS NV | $36,950 | $37,940 |
| MARINE HARVEST | $11,339 | $13,258 |
| RECKITT BENCKISER GROUP PLC | $21,405 | $29,136 |
| SAFRAN SA | $21,747 | $22,387 |
| SENSATA TECH HLDG NV | $23,563 | $31,184 |
| SIEMENS AG | $18,138 | $21,894 |
| SOFTBANK CORP | $13,431 | $16,075 |
| SWISS RE LTD | $13,712 | $14,648 |
| TENCENT HOLDINGS LIMITED | $4,184 | $9,575 |
| TOTAL SA | $4,320 | $5,042 |
| TOYOTA MOTOR CORP | $24,052 | $24,207 |
| BANK OF CHINA LTD - H | $14,115 | $19,994 |
| KASIKORNBANK PCL | $8,712 | $10,373 |
| PING AN INSURANCE GROUP CO H | $16,267 | $21,930 |
| UNIVERSAL ROB INA CORP | $5,614 | $17,040 |
| ABBVIE INC | $6,868 | $8,769 |
| ACE LTD | $29,720 | $32,464 |
| ADVANCED AUTO PTS INC | $12,960 | $16,571 |
| AFFILIATED MANAGERS GROUP | $11,215 | $12,098 |
| ALLERGAN INC | $7,727 | $8,716 |
| ALLSTATE CORP | $12,888 | $14,600 |
| AMERIPRISE FINL INC | $20,774 | $21,689 |
| APPLIED MATLS INC | $7,088 | $7,800 |
| BOEING CO | $14,869 | $14,298 |
| BROADCOM CORP | $3,510 | $3,640 |
| CARDINAL HEALTH INC | $20,357 | $21,971 |
| CONTINENTAL RES INC OKLAHOMA COM | $5,086 | $5,064 |
| COSTCO WHSL CORP NEW | $3,868 | $4,678 |
| CSX CORP | $12,292 | $11,956 |
| CUMMINS INC | $14,234 | $15,282 |
| DOW CHEM CO | $8,298 | $8,515 |
| EMC CORP | $3,405 | $3,433 |
| EXXON MOBIL CORP | $40,651 | $38,644 |
| FISERV INC | $6,060 | $6,032 |
| FLEETCOR TECHNOLOGIES INC | $13,947 | $15,020 |
| FMC TECHNOLOGIES INC | $3,796 | $3,326 |
| GOLDMAN SACHS GROUP INC | $29,782 | $31,207 |
| HCA HLDGS INC | $29,055 | $30,090 |
| HEWLETT PACKARD CO | $11,543 | $12,611 |
| INTEL CORP | $36,338 | $37,742 |
| J P MORGAN CHASE & CO | $12,189 | $12,453 |
| KINDER MORGAN INC DEL | $12,079 | $12,693 |
| KROGER CO | $7,355 | $9,054 |
| LINCOLN NATL CORP IND | $15,803 | $16,321 |
| MCKESSON CORP | $14,971 | $16,833 |
| MERCK & CO INC | $5,214 | $4,923 |
| MICROSOFT CORP | $18,999 | $24,015 |
| MYLAN INC | $3,006 | $3,664 |
| NIKE INC | $10,641 | $10,511 |
| NORFOLK SOUTHERN CORP | $11,865 | $13,592 |
| NVIDIA CORP | $7,444 | $8,140 |
| OMNICOM GROUP INC | $8,960 | $10,448 |
| PG&E CORP | $26,993 | $28,781 |
| PVH CORP | $10,017 | $10,125 |
| REGENERON PHARMACEUTICALS | $14,698 | $14,769 |
| SKYWORKS SOLUTIONS INC | $8,116 | $11,125 |
| SOUTHWEST AIRLS CO | $25,275 | $31,446 |
| UNITED CONTL HLDGS INC | $9,057 | $12,442 |
| UNITEDHEALTH GROUP INC | $14,518 | $16,680 |
| XCEL ENERGY INC | $13,467 | $15,538 |
| YAHOO INC | $4,927 | $4,798 |
| ZIMMER HLDGS INC | $11,075 | $12,273 |
| 3M CO | $24,026 | $27,606 |
| ALASKA AIR GROUP INC | $10,522 | $15,179 |
| ASPEN TECHNOLOGY INC | $6,120 | $5,043 |
| AXIS CAP HLDGS LTD | $8,253 | $8,992 |
| BE AEROSPACE INC | $3,819 | $2,379 |
| CLARCOR INC | $6,544 | $6,684 |
| COGNEX CORP | $4,534 | $5,414 |
| EVEREST RE GROUP LTD | $6,850 | $7,153 |
| HUNT J B TRANS SVCS INC | $11,036 | $12,132 |
| LAZARD LTD | $21,115 | $22,814 |
| PACIRA PHARMACEUTICALS INC | $14,187 | $13,654 |
| PALO ALTO NETWORKS INC | $3,142 | $3,800 |
| RF MICRODEVICES INC | $4,628 | $8,809 |
| SEALED AIR CORP NEW | $12,634 | $16,166 |
| SOTHEBYS HLDGS INC | $6,292 | $7,038 |
| SYNNEX CORP | $3,295 | $3,674 |
| TCF FINL CORP | $6,981 | $6,817 |
| VIPSHOP HLDGS LTD | $4,736 | $6,057 |
| WABCO HLDGS INC | $5,587 | $5,658 |
| WINTRUST FINL CORP | $6,918 | $6,920 |
| AEGEAN MARINE PETE NETWORK INC | $3,293 | $4,500 |
| AIRCASTLE LTD | $8,172 | $8,420 |
| COLUMBIA BKG SYS INC | $7,184 | $7,648 |
| CONSTANT CONTACT INC | $6,670 | $7,413 |
| GASLOG LTD | $3,260 | $3,561 |
| KLX INC | $0 | $21 |
| MATADOR RES CO | $3,909 | $3,480 |
| ON ASSIGNMENT INC | $3,565 | $3,850 |
| SYNCHRONOSS TECHNOLOGIES INC | $3,290 | $3,223 |
| ABB LTD | $9,733 | $8,914 |
| ACKERMANS & VAN HAAREN NV | $11,624 | $11,613 |
| AMS AG | $4,894 | $4,706 |
| AURICO GOLD INC | $6,151 | $5,674 |
| AVAGO TECHNOLOGIES LTD | $6,105 | $9,556 |
| BANKIA SA | $8,108 | $7,057 |
| BARCLAYS PLC | $11,685 | $11,350 |
| BARRETT DEVELOPMENTS PLC | $13,780 | $14,531 |
| BAYER AG | $5,794 | $5,743 |
| BDO UNIBANK INC | $6,685 | $6,664 |
| BELLATRIX EXPL LTD | $22,152 | $8,889 |
| BG GROUP | $6,510 | $4,423 |
| BHP BILLITON LTD | $6,641 | $6,483 |
| BURBERRY GROUP PLC | $9,334 | $9,611 |
| CANADIAN IMPERIAL BK COMM | $9,868 | $9,207 |
| CHINA RESOURCES CEMENT HLDGS LTD | $4,574 | $4,223 |
| CORE LABORATORIES N V | $3,241 | $3,249 |
| DAI-ICHI LIFE INSURANCE CO | $10,000 | $9,551 |
| DCC PLC | $3,318 | $3,157 |
| ELECTROLUX AB | $14,304 | $15,987 |
| ENI SPA | $9,783 | $6,812 |
| FANUC CORP | $6,192 | $6,321 |
| FAST RETAILING CO LTD | $6,336 | $6,612 |
| FINMECCANICA SPA | $5,652 | $5,569 |
| FUJI OIL CO LTD | $5,961 | $5,003 |
| GOLDCORP INC | $8,581 | $7,762 |
| GRIFOLS SA | $3,316 | $3,286 |
| HEIDELBERGCEMENT AG | $6,780 | $6,618 |
| HELVETIA HOLDING AG | $15,863 | $15,265 |
| IAMGOLD CORP | $5,276 | $5,376 |
| INDIVIOR PLC | $546 | $836 |
| JAPAN AIRLINES CO LTD | $20,546 | $22,099 |
| JAPAN TOBACCO INC | $4,545 | $4,734 |
| JFE HLDGS INC | $9,799 | $9,759 |
| K'S HLDGS CORP | $9,517 | $8,413 |
| LUXOTTICA GROUP S P A | $8,511 | $8,754 |
| MALLINCKRODT PLC | $6,956 | $9,012 |
| MEDA AB-A SHS | $15,527 | $16,455 |
| MERCK KGAA | $19,671 | $19,073 |
| MITSUBISHI UFJ FINL GROUP INC | $8,388 | $8,158 |
| MUENCHENER RUECKVER AG | $24,737 | $23,867 |
| MURATA MFG CO | $18,838 | $21,329 |
| NATIONAL GRID PLC | $21,658 | $21,485 |
| NEXON CO LTD | $8,431 | $7,976 |
| NISSAN MOTOR CO | $8,275 | $8,217 |
| NOVARTIS AG | $4,564 | $5,019 |
| NXP SEMICONDUCTORS NV | $3,349 | $3,896 |
| OLD MUTUAL PLC | $19,466 | $17,546 |
| OPEN TEXT CORP | $6,230 | $7,939 |
| PARGESA HOLDING SA GENEVE ACT. | $27,219 | $24,814 |
| PENNON GROUP PLC | $4,638 | $4,929 |
| PERSIMMON PLC | $5,791 | $6,074 |
| PRIMARY HEALTH CARE LTD | $10,375 | $9,636 |
| RED ELECTRICA DE ESPANA | $4,598 | $4,961 |
| RIO ALTO MINING LTD | $6,831 | $6,020 |
| ROYAL DUTCH SHELL PLC | $18,585 | $18,411 |
| RYOHIN KEIKAKU CO LTD | $21,674 | $21,168 |
| SAP AG | $9,307 | $7,966 |
| SPARK INFRASTRUCTURE GROUP | $20,367 | $20,582 |
| TAISEI CORP | $7,938 | $10,110 |
| TORONTO DOMINION BK ONTARIO | $8,800 | $8,075 |
| TOYO TIRE & RUBBER CO LTD | $16,284 | $18,348 |
| VALEANT PHARMACEUTICALS | $5,023 | $5,592 |
| WEATHERFORD INTL PL | $4,624 | $2,576 |
| ADVANCED SEMICONDUCTOR ENGR INC | $15,955 | $15,086 |
| ALIBABA GROUP HLDG LTD | $8,827 | $10,394 |
| AMBEV S A | $12,554 | $11,240 |
| BANCO BRADESCO S A | $8,209 | $7,371 |
| BRILLIANCE CHINA AUTOMOTIVE | $3,275 | $2,886 |
| CHINA PACIFIC INS GROUP CO | $15,689 | $22,325 |
| COMPANHIA PARANAENSE ENERG COP | $14,928 | $13,420 |
| EMBRAER S A | $9,920 | $9,743 |
| HDFC BK LTD | $10,327 | $10,861 |
| HUADIAN POWER INTL CORP-H | $12,213 | $19,671 |
| ICICI BK LTD | $6,666 | $7,565 |
| JASA MARGA(PERSERO) TBK PT | $17,411 | $18,431 |
| JD.COM INC | $11,328 | $10,344 |
| MELLANOX TECHNOLOGIES LTD | $6,172 | $6,110 |
| MONDI LTD | $8,566 | $7,896 |
| NICE SYS LTD | $8,670 | $9,877 |
| POSCO | $14,474 | $12,890 |
| PT BANK RAKYAT INDONESIA | $6,539 | $6,549 |
| ROYAL CARIBBEAN CRUISES LTD | $7,549 | $9,266 |
| SAMSUNG ELECTRONICS CO LTD | $10,734 | $9,068 |
| SHINHAN FINL GROUP CO LTD | $29,641 | $25,890 |
| SINOTRANS LIMITED-H | $7,961 | $8,973 |
| TATA MTRS LTD | $19,856 | $20,548 |
| PROSPERITY BANCSHARES INC | $0 | $31 |
| EAGLE MATERIALS INC | $0 | $9 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (5 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ROBECO BOSTON PARTNERS LONG/SHORT RES FUND | AT COST | $101,004 | $106,363 |
| COHEN & STEERS REIT ETF | AT COST | $171,521 | $213,048 |
| PRUDENTIAL SHORT-TERM COP BD FUND INC CL Z | AT COST | $75,000 | $75,114 |
| CREDIT SUISSE COMMODITY-RETURN STRATEGY FUND CL I | AT COST | $120,731 | $117,791 |
| PIONEER GLOBAL HIGH YIELD FUND CL Y | AT COST | $0 | $130 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | URBAN HOMEWORKS LLC - LOAN | Desc |
| BOY Book Value | $80,000 | BOYBookValueAmt |
| EOY Book Value | $70,000 | EOYBookValueAmt |
| EOYFMV | $70,000 | EOYFMVAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | BASIS ADJUSTMENT BY BROKER | Desc |
| Amt | $616 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (7 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| MINNESOTA ATTORNEY GENERAL | $25 | $0 | $0 | $25 |
| KKR SCH K-1 - INV INTEREST EXP | $0 | $35 | $0 | $0 |
| CARLYLE GROUP LP - K-1 - INV INTEREST EXP | $0 | $5 | $0 | $0 |
| BLACKSTONE - K-1 - PORTFOLIO DEDUCTION | $0 | $6 | $0 | $0 |
| LAZARD - K-1 - PORTFOLIO DEDUCTION | $0 | $1 | $0 | $0 |
| ADR FEES | $1 | $1 | $0 | $0 |
| KKR - K-1 - PORTFOLIO DEDUCTION | $0 | $2 | $0 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| URBAN HOMEWORKS - INTEREST PYMT ON NOTE | $3,748 | $3,748 |
| FOREIGN TAX RECLAIM | $1 | $1 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| LIMITED PARTNERSHIPS CASH DISTRIBUTIONS | $262 |
| RETURN OF CAPITAL/SHARE REDEMPTION | $3,775 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT ADVISORY FEES | CategoryTxt |
| Amt | $35,022 | Amt |
| Net Investment Income | $35,022 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| FEDERAL EXCISE TAXES PAID - PRIOR YEAR | $1,149 | $0 | $0 | $0 |
| FEDERAL EXTENSION PAYMENT | $4,500 | $0 | $0 | $0 |
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