SRI INTERNATIONAL: Form 990, tax year 2014
View the entire original 990 at ProPublica ↗
- Organization
- SRI INTERNATIONAL (EIN 94-1160950)
- Tax period
- 2014-01-01 to 2014-12-31
- Filed
- 2015-11-16
- IRS object ID
- 201523209349307337
- Schema version
- 2014v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule C
- Schedule D
- Schedule F
- Schedule J
- Schedule K
- Schedule L
- Schedule M
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-11-16T13:25:00-06:00 | ReturnTs |
| Tax Period End | 2014-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 861065772 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DELOITTE TAX LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 555 MISSION STREET | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94105 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnTypeCd |
| Tax Period Begin | 2014-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 941160950 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SRI INTERNATIONAL | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | SRII | BusinessNameControlTxt |
| Phone | 6508592000 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 333 RAVENSWOOD AVENUE | AddressLine1Txt |
| City | MENLO PARK | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94025 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | LUTHER LAU | PersonNm |
| Person Title | CFO & TREASURER | PersonTitleTxt |
| Phone | 6508594304 | PhoneNum |
| Signature | 2015-11-13 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JOAN S MCMAHON | PreparerPersonNm |
| PTIN | P00966494 | PTIN |
| Phone | 4157834000 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2014 | TaxYr |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Principal Officer | LUTHER LAU | PrincipalOfficerNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 333 RAVENSWOOD AVENUE | AddressLine1Txt |
| City | MENLO PARK | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94025 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | $554,739,757 | GrossReceiptsAmt |
| Group Return For Affiliates | 0 | GroupReturnForAffiliatesInd |
| Organization501c3 | Yes (X) | Organization501c3Ind |
| Website Address | WWW.SRI.COM | WebsiteAddressTxt |
| Type Of Organization Corp | Yes (X) | TypeOfOrganizationCorpInd |
| Formation | 1946 | FormationYr |
| Legal Domicile State | CA | LegalDomicileStateCd |
| Activity Or Mission | WORLD-CHANGING SOLUTIONS MAKING PEOPLE SAFER, HEALTHIER, AND MORE PRODUCTIVE. | ActivityOrMissionDesc |
| Voting Members Governing Body | 13 | VotingMembersGoverningBodyCnt |
| Voting Members Independent | 9 | VotingMembersIndependentCnt |
| Total Employee | 2555 | TotalEmployeeCnt |
| Total Volunteers | 0 | TotalVolunteersCnt |
| Total Gross UBI | $127,854,451 | TotalGrossUBIAmt |
| Net Unrelated Bus Txbl Incm | -$3,798,297 | NetUnrelatedBusTxblIncmAmt |
| PY Contributions Grants | $52,041,334 | PYContributionsGrantsAmt |
| CY Contributions Grants | $52,523,183 | CYContributionsGrantsAmt |
| PY Program Service Revenue | $475,881,566 | PYProgramServiceRevenueAmt |
| CY Program Service Revenue | $472,030,769 | CYProgramServiceRevenueAmt |
| PY Investment Income | $5,274,901 | PYInvestmentIncomeAmt |
| CY Investment Income | $1,769,087 | CYInvestmentIncomeAmt |
| PY Other Revenue | $16,879,552 | PYOtherRevenueAmt |
| CY Other Revenue | $13,091,659 | CYOtherRevenueAmt |
| PY Total Revenue | $550,077,353 | PYTotalRevenueAmt |
| CY Total Revenue | $539,414,698 | CYTotalRevenueAmt |
| PY Grants And Similar Paid | $0 | PYGrantsAndSimilarPaidAmt |
| CY Grants And Similar Paid | $0 | CYGrantsAndSimilarPaidAmt |
| PY Benefits Paid To Members | $0 | PYBenefitsPaidToMembersAmt |
| CY Benefits Paid To Members | $0 | CYBenefitsPaidToMembersAmt |
| PY Salaries Comp Emp Bnft Paid | $303,205,317 | PYSalariesCompEmpBnftPaidAmt |
| CY Salaries Comp Emp Bnft Paid | $298,442,491 | CYSalariesCompEmpBnftPaidAmt |
| PY Total Prof Fndrsng Expns | $0 | PYTotalProfFndrsngExpnsAmt |
| CY Total Prof Fndrsng Expns | $0 | CYTotalProfFndrsngExpnsAmt |
| CY Total Fundraising Expense | $0 | CYTotalFundraisingExpenseAmt |
| PY Other Expenses | $243,910,036 | PYOtherExpensesAmt |
| CY Other Expenses | $240,885,207 | CYOtherExpensesAmt |
| PY Total Expenses | $547,115,353 | PYTotalExpensesAmt |
| CY Total Expenses | $539,327,698 | CYTotalExpensesAmt |
| PY Revenues Less Expenses | $2,962,000 | PYRevenuesLessExpensesAmt |
| CY Revenues Less Expenses | $87,000 | CYRevenuesLessExpensesAmt |
| Total Assets BOY | $303,182,000 | TotalAssetsBOYAmt |
| Total Assets EOY | $294,959,000 | TotalAssetsEOYAmt |
| Total Liabilities BOY | $121,295,000 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $114,106,000 | TotalLiabilitiesEOYAmt |
| Net Assets Or Fund Balances BOY | $181,887,000 | NetAssetsOrFundBalancesBOYAmt |
| Net Assets Or Fund Balances EOY | $180,853,000 | NetAssetsOrFundBalancesEOYAmt |
| Info In Schedule O Part III | Yes (X) | InfoInScheduleOPartIIIInd |
| Mission | SRI INTERNATIONAL CREATES WORLD-CHANGING SOLUTIONS MAKING PEOPLE SAFER, HEALTHIER, AND MORE PRODUCTIVE. | MissionDesc |
| Significant New Program Srvc | 0 | SignificantNewProgramSrvcInd |
| Significant Change | 0 | SignificantChangeInd |
| Expense | $229,189,700 | ExpenseAmt |
| Revenue | $250,638,478 | RevenueAmt |
| Desc | ENGINEERING & SYSTEMS DIVISION (ESD), SRI'S LARGEST GROUP, COMPRISES MORE THAN 800 STAFF MEMBERS CONDUCTING SCIENTIFIC RESEARCH AND DEVELOPMENT, SUPPORTING AND DEPLOYING TECHNOLOGIES AND SYSTEMS, AND FIELDING PRODUCTS FOR ITS GOVERNMENT AND NONGOVERNMENT CLIENTS. OUR EXPERTISE INCLUDES IONOSPHERIC AND SPACE RESEARCH, RADAR AND REMOTE SENSING, SIGNAL PROCESSING AND ALGORITHM DEVELOPMENT, MEDICAL DEVICES, ROBOTICS, VIDEO PROCESSING, PERSISTENT SURVEILLANCE, BIOMETRICS, SIGNALS AND ELECTRONIC INTELLIGENCE, SOFTWARE ENGINEERING, TRAINING SYSTEMS, AND WIRELESS COMMUNICATIONS. | Desc |
Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | $68,997,900 | ExpenseAmt |
| Revenue | $75,145,527 | RevenueAmt |
| Desc | INFORMATION AND COMPUTING SCIENCES (ICS) CONDUCTS SCIENTIFIC RESEARCH TO DEVELOP AND ADVANCE NEW TECHNOLOGIES IN MACHINE INTELLIGENCE, SPEECH AND NATURAL LANGUAGE, PERCEPTION AND VISUAL SCIENCES, BIOINFOMATICS, FORMAL METHODS, AND COMPUTER SECURITY. THE GROUP'S PIONEERING INNOVATIONS HAVE BEEN LEADING THE FIELD OF COMPUTER SCIENCE FOR DECADES. | Desc |
Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | $57,497,000 | ExpenseAmt |
| Revenue | $62,438,034 | RevenueAmt |
| Desc | SRI'S PHYSICAL SCIENCES DIVISION CONDUCTS SCIENTIFIC RESEARCH TO ADDRESS IMPORTANT TECHNICAL CHALLENGES IN CHEMISTRY, PHYSICS, MATERIALS SCIENCE, MECHANICS, OPTICS, NANOTECHNOLOGY AND MANY OTHER FIELDS. IT OFFERS MULTIDISCIPLINARY TEAMS TO SOLVE TECHNICAL CHALLENGES THROUGH LABORATORY EXPERIMENTS, COMPUTER SIMULATIONS, AND TESTING. THE WORK RANGES FROM FUNDAMENTAL RESEARCH AND LABORATORY EXPERIMENTS TO COMPUTER SIMULATIONS, PILOT-SCALE TESTING, AND SYSTEMS DEVELOPMENT. | Desc |
Prog Srvc Accom Acty Other ProgSrvcAccomActyOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | $98,222,539 | ExpenseAmt |
| Revenue | $84,117,553 | RevenueAmt |
| Desc | SRI ENGAGES IN A BROAD RANGE OF OTHER RESEARCH INITIATIVES IN FURTHERANCE OF ITS EXEMPT MISSION, AS EXEMPLIFIED BY THE BIOSCIENCES DIVISION AND POLICY DIVISION. THE BIOSCIENCES DIVISION IS A UNIQUE ORGANIZATION OF APPROXIMATELY 250 PEOPLE, WITH ALL OF THE RESOURCES NECESSARY TO TAKE CHEMICAL AND BIOLOGICAL RESEARCH PROGRAMS FROM "IDEA TO IND" - FROM INITIAL DISCOVERIES TO INVESTIGATIONAL NEW DRUG APPLICATIONS TO START HUMAN CLINICAL TRIALS. THE BIOSCIENCES DIVISION PERFORMS BASIC RESEARCH ON DISEASE MECHANISMS, DRUG DISCOVERY AND THE DEVELOPMENT OF BIOLOGICS, AND FULL-SERVICE PRECLINICAL CONTRACT RESEARCH AND DEVELOPMENT. THE POLICY DIVISION UNDERTAKES RESEARCH TO ADDRESS PROBLEMS POSED BY COMPLEX ISSUES IN EDUCATION, HEALTH, ECONOMIC DEVELOPMENT AND HUMAN SERVICES. POLICY EXPERTS DEVELOP RESEARCH-BASED SOLUTIONS TO PROBLEMS POSED BY RAPID SOCIAL, TECHNOLOGICAL, AND ECONOMIC CHANGES IN SOCIETY. THE RESEARCH IS USED TO SHAPE INNOVATIONS TO IMPROVE PRODUCTIVITY AND QUALITY OF LIFE AT HOME, AT SCHOOL, AND IN THE WORKPLACE. | Desc |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Prog Srvc Expense | $98,222,539 | TotalOtherProgSrvcExpenseAmt |
| Total Other Prog Srvc Revenue | $84,117,553 | TotalOtherProgSrvcRevenueAmt |
| Total Program Service Expenses | $453,907,139 | TotalProgramServiceExpensesAmt |
| Described In Section501c3 | Yes (1) | DescribedInSection501c3Ind |
| Schedule B Required | Yes (1) | ScheduleBRequiredInd |
| Political Campaign Acty | 0 | PoliticalCampaignActyInd |
| Lobbying Activities | Yes (1) | LobbyingActivitiesInd |
| Subject To Proxy Tax | 0 | SubjectToProxyTaxInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Conservation Easements | 0 | ConservationEasementsInd |
| Collections Of Art | 0 | CollectionsOfArtInd |
| Credit Counseling | 0 | CreditCounselingInd |
| Temp Or Permanent Endowments | 0 | TempOrPermanentEndowmentsInd |
| Report Land Building Equipment | Yes (1) | ReportLandBuildingEquipmentInd |
| Report Investments Other Sec | 0 | ReportInvestmentsOtherSecInd |
| Report Program Related Invst | 0 | ReportProgramRelatedInvstInd |
| Report Other Assets | 0 | ReportOtherAssetsInd |
| Report Other Liabilities | Yes (1) | ReportOtherLiabilitiesInd |
| Include FIN48 Footnote | 0 | IncludeFIN48FootnoteInd |
| Independent Audit Fincl Stmt | 0 | IndependentAuditFinclStmtInd |
| Consolidated Audit Fincl Stmt | Yes (1) | ConsolidatedAuditFinclStmtInd |
| School Operating | 0 | SchoolOperatingInd |
| Foreign Office | Yes (1) | ForeignOfficeInd |
| Foreign Activities | Yes (1) | ForeignActivitiesInd |
| More Than5000 K To Org | 0 | MoreThan5000KToOrgInd |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividualsInd |
| Professional Fundraising | 0 | ProfessionalFundraisingInd |
| Fundraising Activities | 0 | FundraisingActivitiesInd |
| Gaming Activities | 0 | GamingActivitiesInd |
| Operate Hospital | 0 | OperateHospitalInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Schedule J Required | Yes (1) | ScheduleJRequiredInd |
| Tax Exempt Bonds | Yes (1) | TaxExemptBondsInd |
| Invest Tax Exempt Bonds | 0 | InvestTaxExemptBondsInd |
| Escrow Account | 0 | EscrowAccountInd |
| On Behalf Of Issuer | 0 | OnBehalfOfIssuerInd |
| Engaged In Excess Benefit Trans | 0 | EngagedInExcessBenefitTransInd |
| PY Excess Benefit Trans | 0 | PYExcessBenefitTransInd |
| Loan Outstanding | 0 | LoanOutstandingInd |
| Grant To Related Person | 0 | GrantToRelatedPersonInd |
| Business Rln With Org Mem | 0 | BusinessRlnWithOrgMemInd |
| Business Rln With Fam Mem | Yes (1) | BusinessRlnWithFamMemInd |
| Business Rln With Officer Ent | 0 | BusinessRlnWithOfficerEntInd |
| Deductible Non Cash Contri | Yes (1) | DeductibleNonCashContriInd |
| Deductible Art Contribution | 0 | DeductibleArtContributionInd |
| Terminate Operations | 0 | TerminateOperationsInd |
| Partial Liquidation | 0 | PartialLiquidationInd |
| Disregarded Entity | 0 | DisregardedEntityInd |
| Related Entity | Yes (1) | RelatedEntityInd |
| Related Organization Ctrl Ent | Yes (1) | RelatedOrganizationCtrlEntInd |
| Transaction With Control Ent | 0 | TransactionWithControlEntInd |
| Trnsfr Exmpt Non Chrtbl Rltd Org | 0 | TrnsfrExmptNonChrtblRltdOrgInd |
| Activities Conducted Prtshp | 0 | ActivitiesConductedPrtshpInd |
| Schedule O Required | Yes (1) | ScheduleORequiredInd |
| IRP Document | 674 | IRPDocumentCnt |
| IRP Document W2 G | 0 | IRPDocumentW2GCnt |
| Backup Wthld Compliance | Yes (1) | BackupWthldComplianceInd |
| Employee | 2555 | EmployeeCnt |
| Employment Tax Returns Filed | Yes (1) | EmploymentTaxReturnsFiledInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Foreign Financial Account | Yes (1) | ForeignFinancialAccountInd |
| Foreign Country | JA | ForeignCountryCd |
| Foreign Country | GL | ForeignCountryCd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Taxable Party Notification | 0 | TaxablePartyNotificationInd |
| Nondeductible Contributions | 0 | NondeductibleContributionsInd |
| Quid Pro Quo Contributions | 0 | QuidProQuoContributionsInd |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOfInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Indoor Tanning Services | 0 | IndoorTanningServicesInd |
| Info In Schedule O Part VI | Yes (X) | InfoInScheduleOPartVIInd |
| Governing Body Voting Members | 13 | GoverningBodyVotingMembersCnt |
| Independent Voting Member | 9 | IndependentVotingMemberCnt |
| Family Or Business Rln | Yes (1) | FamilyOrBusinessRlnInd |
| Delegation Of Mgmt Duties | 0 | DelegationOfMgmtDutiesInd |
| Change To Org Documents | 0 | ChangeToOrgDocumentsInd |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuseInd |
| Members Or Stockholders | 0 | MembersOrStockholdersInd |
| Election Of Board Members | 0 | ElectionOfBoardMembersInd |
| Decisions Subject To Approva | 0 | DecisionsSubjectToApprovaInd |
| Minutes Of Governing Body | Yes (1) | MinutesOfGoverningBodyInd |
| Minutes Of Committees | Yes (1) | MinutesOfCommitteesInd |
| Officer Mailing Address | 0 | OfficerMailingAddressInd |
| Local Chapters | 0 | LocalChaptersInd |
| Form990 Provided To Gvrn Body | Yes (1) | Form990ProvidedToGvrnBodyInd |
| Conflict Of Interest Policy | Yes (1) | ConflictOfInterestPolicyInd |
| Annual Disclosure Covered Prsn | Yes (1) | AnnualDisclosureCoveredPrsnInd |
| Regular Monitoring Enfrc | Yes (1) | RegularMonitoringEnfrcInd |
| Whistleblower Policy | Yes (1) | WhistleblowerPolicyInd |
| Document Retention Policy | Yes (1) | DocumentRetentionPolicyInd |
| Compensation Process CEO | Yes (1) | CompensationProcessCEOInd |
| Compensation Process Other | Yes (1) | CompensationProcessOtherInd |
| Investment In Joint Venture | Yes (1) | InvestmentInJointVentureInd |
| Written Policy Or Procedure | Yes (1) | WrittenPolicyOrProcedureInd |
| States Where Copy Of Return Is Fld | CA | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | OR | StatesWhereCopyOfReturnIsFldCd |
| Other Website | Yes (X) | OtherWebsiteInd |
| Upon Request | Yes (X) | UponRequestInd |
Books In Care Of Detail BooksInCareOfDetail
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | LUTHER LAU | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 6508592644 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 333 RAVENSWOOD AVENUE | AddressLine1Txt |
| City | MENLO PARK | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94025 | ZIPCd |
Form990 Part VII Section A Form990PartVIISectionAGrp (30 entries)
| TitleTitleTxt | Average Hours Per WeekAverageHoursPerWeekRt | Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd | OfficerOfficerInd | Reportable Comp From OrgReportableCompFromOrgAmt | Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt | Other CompensationOtherCompensationAmt | Key EmployeeKeyEmployeeInd | Highest Compensated EmployeeHighestCompensatedEmployeeInd |
|---|---|---|---|---|---|---|---|---|
| CURTIS R CARLSON | ||||||||
| PRESIDENT/CEO (THROUGH 08/2014) | 40.00 | Yes (X) | Yes (X) | $1,419,443 | $0 | $51,266 | ||
| WILLIAM A JEFFREY | ||||||||
| CEO | 40.00 | Yes (X) | Yes (X) | $210,278 | $0 | $2,638 | ||
| SAMUEL H ARMACOST | ||||||||
| BOARD MEMBER | 6.00 | Yes (X) | $56,500 | $0 | $0 | |||
| MARIANN BYERWALTER | ||||||||
| BOARD CHAIR | 12.00 | Yes (X) | $170,000 | $0 | $0 | |||
| VERNON E CLARK | ||||||||
| BOARD MEMBER | 4.00 | Yes (X) | $55,000 | $0 | $0 | |||
| CHARLES A HOLLOWAY | ||||||||
| BOARD MEMBER | 6.00 | Yes (X) | $66,500 | $0 | $0 | |||
| ROBERT L JOSS | ||||||||
| BOARD MEMBER | 6.00 | Yes (X) | $64,000 | $0 | $0 | |||
| LESLIE F KEENE | ||||||||
| BOARD MEMBER | 6.00 | Yes (X) | $64,000 | $0 | $0 | |||
| HENRY KRESSEL | ||||||||
| BOARD MEMBER | 4.00 | Yes (X) | $55,000 | $0 | $0 | |||
| DAVID LIDDLE | ||||||||
| BOARD MEMBER | 4.00 | Yes (X) | $85,800 | $0 | $0 | |||
| PHILIP J QUIGLEY | ||||||||
| BOARD MEMBER | 4.00 | Yes (X) | $52,000 | $0 | $0 | |||
| WENDELL WIERENGA | ||||||||
| BOARD MEMBER | 4.00 | Yes (X) | $55,000 | $0 | $0 | |||
| JOHN J YOUNG JR | ||||||||
| BOARD MEMBER | 4.00 | Yes (X) | $58,000 | $0 | $0 | |||
| RICHARD H ABRAMSON | ||||||||
| V.P. GENERAL COUNSEL | 40.00 | Yes (X) | $582,387 | $0 | $68,192 | |||
| THOMAS J FURST | ||||||||
| SR. V.P. & CFO (THROUGH 01/2014) | 40.00 | Yes (X) | $367,821 | $0 | $38,252 | |||
| LUTHER LAU | ||||||||
| CFO | 40.00 | Yes (X) | $370,551 | $0 | $42,727 | |||
| BYRON P ROVEGNO | ||||||||
| TREASURER | 20.00 | Yes (X) | $163,179 | $0 | $42,426 | |||
| WILLIAM MARK | ||||||||
| V.P. INFO & COMPUTING SCIE | 40.00 | $820,708 | $0 | $71,210 | Yes (X) | |||
| JOHN W PRAUSA | ||||||||
| V.P. ENGINEERING & SYSTEMS | 40.00 | $607,567 | $0 | $44,346 | Yes (X) | |||
| STEPHEN J CIESINSKI | ||||||||
| V.P. STRATEGIC BUSINESS IN | 40.00 | $504,313 | $0 | $59,314 | Yes (X) | |||
| WALTER H MOOS | ||||||||
| V.P. BIOSCIENCES | 40.00 | $483,736 | $0 | $42,807 | Yes (X) | |||
| DONALD S SEATON | ||||||||
| V.P. ENGINEERING & R&D DIVISION | 40.00 | $433,911 | $0 | $48,804 | Yes (X) | |||
| MARK A CLIFTON | ||||||||
| V.P. PRODUCTS & SERVICES D | 40.00 | $410,575 | $0 | $68,511 | Yes (X) | |||
| ERIC M PEARSON | ||||||||
| V.P. PHYSICAL SCIENCES | 40.00 | $409,320 | $0 | $29,715 | Yes (X) | |||
| JEAN E TOOKER | ||||||||
| V.P. HUMAN RESOURCES | 40.00 | $346,587 | $0 | $59,774 | Yes (X) | |||
| PHILIP A PORRAS | ||||||||
| PROGRAM DIRECTOR | 40.00 | $1,190,207 | $0 | $54,448 | Yes (X) | |||
| PATRICK D LINCOLN | ||||||||
| LABORATORY DIRECTOR | 40.00 | $911,689 | $0 | $70,400 | Yes (X) | |||
| DOUGHLAS A BERCOW | ||||||||
| DIRECTOR BUSINESS DEVELOPMENT | 40.00 | $464,283 | $0 | $54,411 | Yes (X) | |||
| STEVEN S WEINER | ||||||||
| DEPUTY GENERAL COUNSEL IP | 40.00 | $456,742 | $0 | $70,005 | Yes (X) | |||
| NORMAN WINARSKY | ||||||||
| V.P. SRI VENTURES | 40.00 | $538,239 | $0 | $60,614 | Yes (X) | |||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | $11,473,336 | TotalReportableCompFromOrgAmt |
| Tot Reportable Comp Rltd Org | $0 | TotReportableCompRltdOrgAmt |
| Total Other Compensation | $979,860 | TotalOtherCompensationAmt |
| Indiv Rcvd Greater Than100 K | 970 | IndivRcvdGreaterThan100KCnt |
| Former Ofcr Employees Listed | 0 | FormerOfcrEmployeesListedInd |
| Total Comp Greater Than150 K | Yes (1) | TotalCompGreaterThan150KInd |
| Compensation From Other Srcs | 0 | CompensationFromOtherSrcsInd |
Contractor Compensation ContractorCompensationGrp (5 entries)
| Address Line1ContractorAddress/USAddress/AddressLine1Txt | CityContractorAddress/USAddress/CityNm | State AbbreviationContractorAddress/USAddress/StateAbbreviationCd | ZIPContractorAddress/USAddress/ZIPCd | ServicesServicesDesc | CompensationCompensationAmt |
|---|---|---|---|---|---|
| ADVANTAGE TECHNICAL RESOURCING | |||||
| 220 NORWOOD PARK SOUTH | NORWOOD | MA | 02062 | STAFFING | $3,017,864 |
| REYNOLDS CLEANING SERVICES | |||||
| 1472 ODDSTAD DRIVE | REDWOOD CITY | CA | 94063 | JANITORIAL | $1,146,339 |
| CLP RESOURCES INC | |||||
| 1380 GREG STREET SUITE 208 | SPARKS | NV | 89431 | STAFFING | $786,481 |
| JACQUETTE CONSULTING INC | |||||
| 710 PROVIDENCE ROAD | MALVERN | PA | 19355 | CONSULTING | $729,513 |
| PRICEWATERHOUSE COOPERS | |||||
| 300 MADISON AVENUE | NEW YORK | NY | 10017 | ACCOUNTING | $626,703 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cntrct Rcvd Greater Than100 K | 100 | CntrctRcvdGreaterThan100KCnt |
| Government Grants | $52,431,183 | GovernmentGrantsAmt |
| All Other Contributions | $92,000 | AllOtherContributionsAmt |
| Noncash Contributions | $53,380 | NoncashContributionsAmt |
| Total Contributions | $52,523,183 | TotalContributionsAmt |
Program Service Revenue ProgramServiceRevenueGrp (2 entries)
| DescDesc | BusinessBusinessCd | Total Revenue ColumnTotalRevenueColumnAmt | Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt | Unrelated Business RevenueUnrelatedBusinessRevenueAmt |
|---|---|---|---|---|
| SCIENTIFIC RESEARCH | 541700 | $344,176,318 | $344,176,318 | |
| COMMERCIAL TECH SERVICE | 541900 | $127,854,451 | $127,854,451 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | $472,030,769 | TotalProgramServiceRevenueAmt |
Investment Income InvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $1,642,278 | TotalRevenueColumnAmt |
| Exclusion | $1,642,278 | ExclusionAmt |
Royalties Revenue RoyaltiesRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $16,855,815 | TotalRevenueColumnAmt |
| Exclusion | $16,855,815 | ExclusionAmt |
Gross Rents GrossRentsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | $3,075,488 | RealAmt |
Less Rental Expenses LessRentalExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | $7,148,467 | RealAmt |
Rental Income Or Loss RentalIncomeOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | -$4,072,979 | RealAmt |
Net Rental Income Or Loss NetRentalIncomeOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | -$4,072,979 | TotalRevenueColumnAmt |
| Exclusion | -$4,072,979 | ExclusionAmt |
Gross Amount Sales Assets GrossAmountSalesAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $8,303,401 | SecuritiesAmt |
Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $8,176,592 | SecuritiesAmt |
Gain Or Loss GainOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $126,809 | SecuritiesAmt |
Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $126,809 | TotalRevenueColumnAmt |
| Exclusion | $126,809 | ExclusionAmt |
Other Revenue Misc OtherRevenueMiscGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OTHER INCOME | Desc |
| Business | 900099 | BusinessCd |
| Total Revenue Column | $308,823 | TotalRevenueColumnAmt |
| Related Or Exempt Func Income | $308,823 | RelatedOrExemptFuncIncomeAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Revenue Total | $308,823 | OtherRevenueTotalAmt |
Total Revenue TotalRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $539,414,698 | TotalRevenueColumnAmt |
| Related Or Exempt Func Income | $344,485,141 | RelatedOrExemptFuncIncomeAmt |
| Unrelated Business Revenue | $127,854,451 | UnrelatedBusinessRevenueAmt |
| Exclusion | $14,551,923 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part IX | Yes (X) | InfoInScheduleOPartIXInd |
Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $8,508,619 | TotalAmt |
| Program Services | $17,522 | ProgramServicesAmt |
| Management And General | $8,491,097 | ManagementAndGeneralAmt |
Other Salaries And Wages OtherSalariesAndWagesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $192,841,760 | TotalAmt |
| Program Services | $162,491,522 | ProgramServicesAmt |
| Management And General | $30,350,238 | ManagementAndGeneralAmt |
Pension Plan Contributions PensionPlanContributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $18,360,918 | TotalAmt |
| Program Services | $15,207,273 | ProgramServicesAmt |
| Management And General | $3,153,645 | ManagementAndGeneralAmt |
Other Employee Benefits OtherEmployeeBenefitsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $63,096,232 | TotalAmt |
| Program Services | $52,388,465 | ProgramServicesAmt |
| Management And General | $10,707,767 | ManagementAndGeneralAmt |
Payroll Taxes PayrollTaxesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $15,634,962 | TotalAmt |
| Program Services | $12,949,524 | ProgramServicesAmt |
| Management And General | $2,685,438 | ManagementAndGeneralAmt |
Fees For Services Legal FeesForServicesLegalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $2,702,369 | TotalAmt |
| Management And General | $2,702,369 | ManagementAndGeneralAmt |
Fees For Services Accounting FeesForServicesAccountingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $944,919 | TotalAmt |
| Program Services | $62,043 | ProgramServicesAmt |
| Management And General | $882,876 | ManagementAndGeneralAmt |
Fees For Services Lobbying FeesForServicesLobbyingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $73,500 | TotalAmt |
| Management And General | $73,500 | ManagementAndGeneralAmt |
Fees For Services Other FeesForServicesOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $132,545,354 | TotalAmt |
| Program Services | $119,493,785 | ProgramServicesAmt |
| Management And General | $13,051,569 | ManagementAndGeneralAmt |
Advertising AdvertisingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $345,673 | TotalAmt |
| Management And General | $345,673 | ManagementAndGeneralAmt |
Office Expenses OfficeExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $19,684,999 | TotalAmt |
| Program Services | $17,411,093 | ProgramServicesAmt |
| Management And General | $2,273,906 | ManagementAndGeneralAmt |
Information Technology InformationTechnologyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $8,511,794 | TotalAmt |
| Program Services | $2,387,404 | ProgramServicesAmt |
| Management And General | $6,124,390 | ManagementAndGeneralAmt |
Occupancy OccupancyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $13,648,240 | TotalAmt |
| Program Services | $7,266,836 | ProgramServicesAmt |
| Management And General | $6,381,404 | ManagementAndGeneralAmt |
Travel TravelGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $14,388,700 | TotalAmt |
| Program Services | $13,661,080 | ProgramServicesAmt |
| Management And General | $727,620 | ManagementAndGeneralAmt |
Conferences Meetings ConferencesMeetingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,498,581 | TotalAmt |
| Program Services | $1,224,916 | ProgramServicesAmt |
| Management And General | $273,665 | ManagementAndGeneralAmt |
Interest InterestGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $665,682 | TotalAmt |
| Management And General | $665,682 | ManagementAndGeneralAmt |
Depreciation Depletion DepreciationDepletionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $17,504,306 | TotalAmt |
| Program Services | $15,506,665 | ProgramServicesAmt |
| Management And General | $1,997,641 | ManagementAndGeneralAmt |
Insurance InsuranceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $2,041,134 | TotalAmt |
| Program Services | $215,245 | ProgramServicesAmt |
| Management And General | $1,825,889 | ManagementAndGeneralAmt |
Other Expenses OtherExpensesGrp (4 entries)
| DescDesc | TotalTotalAmt | Program ServicesProgramServicesAmt | Management And GeneralManagementAndGeneralAmt |
|---|---|---|---|
| EQUIPMENT PURCHASES | $20,329,249 | $20,254,738 | $74,511 |
| OTHER EXPENSES | $13,343,556 | $13,343,556 | |
| PRINTING/PUBLICATIONS | $73,661 | $25,472 | $48,189 |
| REALLOCATION EXPENSE | -$7,416,510 | -$7,416,510 |
Total Functional Expenses TotalFunctionalExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $539,327,698 | TotalAmt |
| Program Services | $453,907,139 | ProgramServicesAmt |
| Management And General | $85,420,559 | ManagementAndGeneralAmt |
| Fundraising | $0 | FundraisingAmt |
Cash Non Interest Bearing CashNonInterestBearingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $292,526 | BOYAmt |
| EOY | $1,042,757 | EOYAmt |
Savings And Temp Cash Invst SavingsAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $27,610,474 | BOYAmt |
| EOY | $31,340,243 | EOYAmt |
Accounts Receivable AccountsReceivableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $100,514,000 | BOYAmt |
| EOY | $89,045,000 | EOYAmt |
Inventories For Sale Or Use InventoriesForSaleOrUseGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $4,248,000 | BOYAmt |
| EOY | $4,666,000 | EOYAmt |
Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $4,642,000 | BOYAmt |
| EOY | $6,658,000 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Bldg Equip Cost Or Other Bss | $315,247,522 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $213,455,522 | LandBldgEquipAccumDeprecAmt |
Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $107,191,000 | BOYAmt |
| EOY | $101,792,000 | EOYAmt |
Investments Pub Traded Sec InvestmentsPubTradedSecGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $51,236,000 | BOYAmt |
| EOY | $52,412,000 | EOYAmt |
Other Assets Total OtherAssetsTotalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $7,448,000 | BOYAmt |
| EOY | $8,003,000 | EOYAmt |
Total Assets TotalAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $303,182,000 | BOYAmt |
| EOY | $294,959,000 | EOYAmt |
Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $65,225,000 | BOYAmt |
| EOY | $57,612,000 | EOYAmt |
Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $31,701,000 | BOYAmt |
| EOY | $29,912,000 | EOYAmt |
Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $1,762,000 | BOYAmt |
| EOY | $2,110,000 | EOYAmt |
Other Liabilities OtherLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $22,607,000 | BOYAmt |
| EOY | $24,472,000 | EOYAmt |
Total Liabilities TotalLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $121,295,000 | BOYAmt |
| EOY | $114,106,000 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
Unrestricted Net Assets UnrestrictedNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $180,019,000 | BOYAmt |
| EOY | $179,583,000 | EOYAmt |
Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $1,868,000 | BOYAmt |
| EOY | $1,270,000 | EOYAmt |
Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $181,887,000 | BOYAmt |
| EOY | $180,853,000 | EOYAmt |
Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $303,182,000 | BOYAmt |
| EOY | $294,959,000 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | Yes (X) | InfoInScheduleOPartXIInd |
| Reconcilation Revenue Expnss | $87,000 | ReconcilationRevenueExpnssAmt |
| Net Unrlzd Gains Losses Invst | -$130,000 | NetUnrlzdGainsLossesInvstAmt |
| Other Changes In Net Assets | -$991,000 | OtherChangesInNetAssetsAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
| Accountant Compile Or Review | 0 | AccountantCompileOrReviewInd |
| FS Audited | Yes (1) | FSAuditedInd |
FS Audited Basis FSAuditedBasisGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Consolidated Basis Fincl Stmt | Yes (X) | ConsolidatedBasisFinclStmtInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Audit Committee | Yes (1) | AuditCommitteeInd |
| Federal Grant Audit Required | Yes (1) | FederalGrantAuditRequiredInd |
| Federal Grant Audit Performed | Yes (1) | FederalGrantAuditPerformedInd |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Publicly Supported Org509a2 | Yes (X) | PubliclySupportedOrg509a2Ind |
Gifts Grants Contris Rcvd509 GiftsGrantsContrisRcvd509Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $43,076,732 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $38,406,936 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $44,879,486 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $52,041,334 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $52,523,183 | CurrentTaxYearAmt |
| Total | $230,927,671 | TotalAmt |
Gross Receipts Admissions GrossReceiptsAdmissionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $357,981,268 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $539,077,064 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $502,896,065 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $474,808,566 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $344,176,318 | CurrentTaxYearAmt |
| Total | $2,218,939,281 | TotalAmt |
Total509 Total509Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $401,058,000 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $577,484,000 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $547,775,551 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $526,849,900 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $396,699,501 | CurrentTaxYearAmt |
| Total | $2,449,866,952 | TotalAmt |
Amounts Rcvd Dsqlfy Person AmountsRcvdDsqlfyPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Substantial Contributors Amt SubstantialContributorsAmtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $192,029,553 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $238,801,140 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $201,342,735 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $130,975,862 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $145,352,569 | CurrentTaxYearAmt |
| Total | $908,501,859 | TotalAmt |
Subst And Dsqlfy Prsns Tot SubstAndDsqlfyPrsnsTotGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $192,029,553 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $238,801,140 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $201,342,735 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $130,975,862 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $145,352,569 | CurrentTaxYearAmt |
| Total | $908,501,859 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Public Support Total509 | $1,541,365,093 | PublicSupportTotal509Amt |
Gross Investment Income509 GrossInvestmentIncome509Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $7,983,000 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $8,103,474 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $17,161,390 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $20,638,558 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $21,573,581 | CurrentTaxYearAmt |
| Total | $75,460,003 | TotalAmt |
Investment Income And UBTI InvestmentIncomeAndUBTIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $7,983,000 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $8,103,474 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $17,161,390 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $20,638,558 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $21,573,581 | CurrentTaxYearAmt |
| Total | $75,460,003 | TotalAmt |
Other Income509 OtherIncome509Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | -$131,000 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $2,723,564 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $995,034 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $1,515,895 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $308,823 | CurrentTaxYearAmt |
| Total | $5,412,316 | TotalAmt |
Total Support Calendar Year TotalSupportCalendarYearGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $408,910,000 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $588,311,038 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $565,931,975 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $549,004,353 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $418,581,905 | CurrentTaxYearAmt |
| Total | $2,530,739,271 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Public Support CY509 | 0.60910 | PublicSupportCY509Pct |
| Public Support PY509 | 0.60040 | PublicSupportPY509Pct |
| Investment Income CY | 0.02980 | InvestmentIncomeCYPct |
| Investment Income PY | 0.02480 | InvestmentIncomePYPct |
| Thirty Thr Pct Suprt Tests CY509 | Yes (X) | ThirtyThrPctSuprtTestsCY509Ind |
Schedule B IRS990ScheduleB
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | RESTRICTED | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | RESTRICTED | TotalContributionsAmt |
Schedule C IRS990ScheduleC
| Field | Value | IRS element (for citing) |
|---|---|---|
| Volunteers | 0 | VolunteersInd |
| Paid Staff Or Management | Yes (1) | PaidStaffOrManagementInd |
| Media Advertisements | 0 | MediaAdvertisementsInd |
| Mailings Members | 0 | MailingsMembersInd |
| Publications Or Broadcast | 0 | PublicationsOrBroadcastInd |
| Grants Other Organizations | 0 | GrantsOtherOrganizationsInd |
| Direct Contact Legislators | Yes (1) | DirectContactLegislatorsInd |
| Direct Contact Legislators | $226,328 | DirectContactLegislatorsAmt |
| Rallies Demonstrations | 0 | RalliesDemonstrationsInd |
| Other Activities | Yes (1) | OtherActivitiesInd |
| Other Activities | $73,500 | OtherActivitiesAmt |
| Total Lobbying Expenditures | $299,828 | TotalLobbyingExpendituresAmt |
| Not Described Section501c3 | 0 | NotDescribedSection501c3Ind |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | PART II-B, LINE 1: | FormAndLineReferenceDesc |
| Explanation | THE AMOUNT REFLECTED IN LINE 1 (G) AS OTHER ACTIVITIES REPRESENTS THE EXPENSES ASSOCIATED WITH PAID STAFF OR MANAGEMENT. IN ADDITION, SRI INTERNATIONAL CONTRACTED WITH LOBBYING FIRMS TO MEET WITH MEMBERS OF CONGRESS AND THEIR STAFF TO EDUCATE THEM ON SRI-SPECIFIC INITIATIVES THAT WERE DETERMINED WOULD BE OF VALUE TO THE NATION. THESE INITIATIVES INCLUDED AREAS SUCH AS CYBER SECURITY, BIO DEFENSE, ECONOMIC DEVELOPMENT, EDUCATIONAL ENHANCEMENTS AND MILITARY PERSONNEL READINESS. PAYMENTS TO THESE LOBBYING FIRMS ARE REFLECTED ON LINE 1(I). | ExplanationTxt |
Schedule D IRS990ScheduleD
Land LandGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $13,488,793 | OtherCostOrOtherBasisAmt |
| Book Value | $13,488,793 | BookValueAmt |
Buildings BuildingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $206,618,255 | OtherCostOrOtherBasisAmt |
| Depreciation | $159,981,555 | DepreciationAmt |
| Book Value | $46,636,700 | BookValueAmt |
Leasehold Improvements LeaseholdImprovementsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $9,582,923 | OtherCostOrOtherBasisAmt |
| Depreciation | $5,497,846 | DepreciationAmt |
| Book Value | $4,085,077 | BookValueAmt |
Equipment EquipmentGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $70,330,945 | OtherCostOrOtherBasisAmt |
| Depreciation | $42,314,884 | DepreciationAmt |
| Book Value | $28,016,061 | BookValueAmt |
Other Land Buildings OtherLandBuildingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $15,226,606 | OtherCostOrOtherBasisAmt |
| Depreciation | $5,661,237 | DepreciationAmt |
| Book Value | $9,565,369 | BookValueAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Land Buildings | $101,792,000 | TotalBookValueLandBuildingsAmt |
Other Liabilities Org OtherLiabilitiesOrgGrp (3 entries)
| DescDesc | AmtAmt |
|---|---|
| CLIENT ADVANCES & CREDITS | $16,389,000 |
| REMEDIATION RESERVE | $6,971,000 |
| TENANT ALLOWANCE | $1,112,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Liability | $24,472,000 | TotalLiabilityAmt |
Schedule F IRS990ScheduleF
Account Activities Outside US AccountActivitiesOutsideUSGrp (3 entries)
| RegionRegionTxt | OfficesOfficesCnt | EmployeeEmployeeCnt | Type Of Activities ConductedTypeOfActivitiesConductedTxt | Specific Services ProvidedSpecificServicesProvidedTxt | Region Total ExpendituresRegionTotalExpendituresAmt |
|---|---|---|---|---|---|
| EUROPE | 1 | 4 | PROGRAM SERVICES | NSF ATMOSPHERIC RESEARCH FACILITY | $428,000 |
| EAST ASIA | 1 | 4 | INTERNATIONAL PROJECT DEVELOPMENT | INTERNATIONAL PROJECT DEVELOPMENT | $728,000 |
| NORTH AMERICA | 0 | 0 | PROGRAM SERVICES | NSF ATMOSPHERIC RESEARCH FACILITY | $418,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Offices | 2 | SubtotalOfficesCnt |
| Subtotal Employees | 8 | SubtotalEmployeesCnt |
| Continutation Total Office | 0 | ContinutationTotalOfficeCnt |
| Continutation Total Employee | 0 | ContinutationTotalEmployeeCnt |
| Total Office | 2 | TotalOfficeCnt |
| Total Employee | 8 | TotalEmployeeCnt |
| Subtotal Spent | $1,574,000 | SubtotalSpentAmt |
| Continuation Spent | $0 | ContinuationSpentAmt |
| Total Spent | $1,574,000 | TotalSpentAmt |
| Transfer To Foreign Corp | 0 | TransferToForeignCorpInd |
| Interest In Foreign Trust | 0 | InterestInForeignTrustInd |
| Foreign Corp Ownership | 0 | ForeignCorpOwnershipInd |
| Passive Foreign Investmest Co | 0 | PassiveForeignInvestmestCoInd |
| Foreign Partnership | 0 | ForeignPartnershipInd |
| Boycott Countries | Yes (1) | BoycottCountriesInd |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| First Class Or Charter Travel | Yes (X) | FirstClassOrCharterTravelInd |
| Housing Allowance Or Residence | Yes (X) | HousingAllowanceOrResidenceInd |
| Written Policy Ref T And E Expnss | Yes (1) | WrittenPolicyRefTAndEExpnssInd |
| Substantiation Required | Yes (1) | SubstantiationRequiredInd |
| Compensation Committee | Yes (X) | CompensationCommitteeInd |
| Independent Consultant | Yes (X) | IndependentConsultantInd |
| Form990 Of Other Organizations | Yes (X) | Form990OfOtherOrganizationsInd |
| Compensation Survey | Yes (X) | CompensationSurveyInd |
| Board Or Committee Approval | Yes (X) | BoardOrCommitteeApprovalInd |
| Severance Payment | Yes (1) | SeverancePaymentInd |
| Supplemental Nonqual Rtr Plan | 0 | SupplementalNonqualRtrPlanInd |
| Equity Based Comp Arrngm | Yes (1) | EquityBasedCompArrngmInd |
| Comp Based On Revenue Of Flng Org | 0 | CompBasedOnRevenueOfFlngOrgInd |
| Comp Bsd On Rev Related Orgs | 0 | CompBsdOnRevRelatedOrgsInd |
| Comp Bsd Net Earns Flng Org | 0 | CompBsdNetEarnsFlngOrgInd |
| Comp Bsd Net Earns Rltd Orgs | Yes (1) | CompBsdNetEarnsRltdOrgsInd |
| Any Non Fixed Payments | Yes (1) | AnyNonFixedPaymentsInd |
| Initial Contract Exception | 0 | InitialContractExceptionInd |
Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (20 entries)
| TitleTitleTxt | Base Compensation Filing OrgBaseCompensationFilingOrgAmt | Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt | Bonus Filing OrganizationBonusFilingOrganizationAmount | Bonus Related OrganizationsBonusRelatedOrganizationsAmt | Other Compensation Filing OrgOtherCompensationFilingOrgAmt | Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt | Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt | Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt | Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt | Total Compensation Filing OrgTotalCompensationFilingOrgAmt | Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt | Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| CURTIS R CARLSON | ||||||||||||||
| PRESIDENT/CEO (THROUGH 08/2014) | $594,644 | $0 | $361,707 | $0 | $463,092 | $0 | $25,926 | $0 | $25,340 | $0 | $1,470,709 | $0 | $0 | $0 |
| WILLIAM A JEFFREY | ||||||||||||||
| CEO | $159,444 | $0 | $50,631 | $0 | $203 | $0 | $0 | $0 | $2,638 | $0 | $212,916 | $0 | $0 | $0 |
| MARIANN BYERWALTER | ||||||||||||||
| BOARD CHAIR | $170,000 | $0 | $0 | $0 | $0 | $0 | $0 | $0 | $0 | $0 | $170,000 | $0 | $0 | $0 |
| RICHARD H ABRAMSON | ||||||||||||||
| V.P. GENERAL COUNSEL | $324,052 | $0 | $52,500 | $0 | $205,835 | $0 | $28,327 | $0 | $39,865 | $0 | $650,579 | $0 | $0 | $0 |
| THOMAS J FURST | ||||||||||||||
| SR. V.P. & CFO (THROUGH 01/2014) | $192,807 | $0 | $20,000 | $0 | $155,014 | $0 | $19,703 | $0 | $18,549 | $0 | $406,073 | $0 | $0 | $0 |
| LUTHER LAU | ||||||||||||||
| CFO | $306,621 | $0 | $40,000 | $0 | $23,930 | $0 | $28,327 | $0 | $14,400 | $0 | $413,278 | $0 | $0 | $0 |
| BYRON P ROVEGNO | ||||||||||||||
| TREASURER | $146,640 | $0 | $16,000 | $0 | $539 | $0 | $23,581 | $0 | $18,845 | $0 | $205,605 | $0 | $0 | $0 |
| WILLIAM MARK | ||||||||||||||
| V.P. INFO & COMPUTING SCIE | $393,302 | $0 | $125,000 | $0 | $302,406 | $0 | $28,327 | $0 | $42,883 | $0 | $891,918 | $0 | $0 | $0 |
| JOHN W PRAUSA | ||||||||||||||
| V.P. ENGINEERING & SYSTEMS | $396,004 | $0 | $85,000 | $0 | $126,563 | $0 | $28,327 | $0 | $16,019 | $0 | $651,913 | $0 | $0 | $0 |
| STEPHEN J CIESINSKI | ||||||||||||||
| V.P. STRATEGIC BUSINESS IN | $330,026 | $0 | $90,000 | $0 | $84,287 | $0 | $28,327 | $0 | $30,987 | $0 | $563,627 | $0 | $0 | $0 |
| WALTER H MOOS | ||||||||||||||
| V.P. BIOSCIENCES | $352,309 | $0 | $42,500 | $0 | $88,927 | $0 | $28,327 | $0 | $14,480 | $0 | $526,543 | $0 | $0 | $0 |
| DONALD S SEATON | ||||||||||||||
| V.P. ENGINEERING & R&D DIVISION | $307,906 | $0 | $80,000 | $0 | $46,005 | $0 | $28,327 | $0 | $20,477 | $0 | $482,715 | $0 | $0 | $0 |
| MARK A CLIFTON | ||||||||||||||
| V.P. PRODUCTS & SERVICES D | $302,715 | $0 | $60,000 | $0 | $47,860 | $0 | $28,327 | $0 | $40,184 | $0 | $479,086 | $0 | $0 | $0 |
| ERIC M PEARSON | ||||||||||||||
| V.P. PHYSICAL SCIENCES | $304,475 | $0 | $30,000 | $0 | $74,845 | $0 | $28,327 | $0 | $1,388 | $0 | $439,035 | $0 | $0 | $0 |
| JEAN E TOOKER | ||||||||||||||
| V.P. HUMAN RESOURCES | $233,873 | $0 | $40,000 | $0 | $72,714 | $0 | $28,327 | $0 | $31,447 | $0 | $406,361 | $0 | $0 | $0 |
| PHILIP A PORRAS | ||||||||||||||
| PROGRAM DIRECTOR | $241,348 | $0 | $48,000 | $0 | $900,859 | $0 | $28,327 | $0 | $26,121 | $0 | $1,244,655 | $0 | $0 | $0 |
| PATRICK D LINCOLN | ||||||||||||||
| LABORATORY DIRECTOR | $284,663 | $0 | $57,000 | $0 | $570,026 | $0 | $28,327 | $0 | $42,073 | $0 | $982,089 | $0 | $0 | $0 |
| DOUGHLAS A BERCOW | ||||||||||||||
| DIRECTOR BUSINESS DEVELOPMENT | $238,546 | $0 | $30,000 | $0 | $195,737 | $0 | $27,111 | $0 | $27,300 | $0 | $518,694 | $0 | $0 | $0 |
| STEVEN S WEINER | ||||||||||||||
| DEPUTY GENERAL COUNSEL IP | $250,946 | $0 | $29,000 | $0 | $176,796 | $0 | $28,327 | $0 | $41,678 | $0 | $526,747 | $0 | $0 | $0 |
| NORMAN WINARSKY | ||||||||||||||
| V.P. SRI VENTURES | $341,694 | $0 | $77,000 | $0 | $119,545 | $0 | $28,327 | $0 | $32,287 | $0 | $598,853 | $0 | $0 | $0 |
Supplemental Information Detail SupplementalInformationDetail (4 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| PART I, LINE 1A | SRI'S TRAVEL POLICY IS STRUCTURED FOR COMPLIANCE WITH FAR 31 205-46. UNDER SUB-SECTION (D) OF THIS PROVISION, AIRLINE COSTS IN EXCESS OF THE LOWEST CUSTOMARY STANDARD ARE ALLOWABLE IN SITUATIONS TO ACCOMMODATE THE PHYSICAL OR MEDICAL NEEDS OF THE TRAVELER. THE DECISION TO PERMIT SUCH TRAVEL, SOLELY FOR MEDICAL REASONS ON AN INDIVIDUAL BASIS, WAS ISSUED FROM THE CONTROLLER'S OFFICE WITHIN THE AUSPICES OF THE CHIEF FINANCIAL OFFICER (CFO). A TEMPORARY HOUSING SUBSIDY IS OCCASIONALLY INCLUDED AS PART OF THE RELOCATION PACKAGE OFFERED TO QUALIFIED EMPLOYEES. |
| PART I, LINES 4A-C | PART I, LINE 4A: FORMER PRESIDENT/CEO CURTIS R. CARLSON WAS PAID SEVERANCE OF $285,000 UPON HIS DEPARTURE. PART I, LINE 4C: LIKE MOST UNIVERSITIES AND OTHER RESEARCH INSTITUTIONS, AND CONSISTENT WITH THE REQUIREMENTS OF THE BAYH-DOLE ACT [35 U S C 200 ET SEQ], SRI SHARES WITH SRI INVENTORS AND OTHER CONTRIBUTORS ROYALTIES IN THE FORM OF CASH OR EQUITY RECEIVED FROM SPIN-OFF AND OTHER COMPANIES TO WHOM SRI INTELLECTUAL PROPERTY IS LICENSED OR TRANSFERRED. THE TERMS AND CONDITIONS UNDER WHICH SRI SHARES SUCH EQUITY ARE LAID OUT IN DETAIL IN SRI'S INTELLECTUAL PROPERTY AND EQUITY SHARING PROGRAM THAT WAS APPROVED BY THE IRS IN A PRIVATE LETTER RULING ISSUED IN 1999. OF THE 20 OFFICERS, DIRECTORS, KEY EMPLOYEES, AND HIGHEST COMPENSATED EMPLOYEES LISTED IN PART II 11 RECEIVED EQUITY-BASED PAYMENTS TOTALING $28,872, WITH INDIVIDUAL AMOUNTS RANGING FROM $118 TO $9,585 |
| PART I, LINE 6 | LIKE MOST UNIVERSITIES AND OTHER RESEARCH INSTITUTIONS, AND CONSISTENT WITH THE REQUIREMENTS OF THE BAYH-DOLE ACT [35 U S C 200 ET ERQ], SRI SHARES WITH SRI INVENTORS AND OTHER CONTRIBUTORS ROYALTIES IN THE FORM OF CASH OR EQUITY WHICH IS RECEIVED FROM SPIN-OFF AND OTHER COMPANIES TO WHOM SRI INTELLECTUAL PROPERTY IS LICENSED OR TRANSFERRED. AS NOTED ABOVE, THE IRS APPROVED SRI'S INTELLECTUAL PROPERTY ROYALTY AND EQUITY SHARING PROGRAM IN A PRIVATE LETTER RULING ISSUED IN 1999. OF THE 20 OFFICERS, DIRECTORS, KEY EMPLOYEES, AND HIGHEST COMPENSATED EMPLOYEES SHOWN IN PART II 18 RECEIVED ROYALTY PAYMENTS TOTALING $2,945,295 WITH INDIVIDUAL AMOUNTS RANGING FROM $539 TO $895,962. |
| PART I, LINE 7 | THE AMOUNTS SHOWN IN COLUMN (II) OF SECTION B OF PART II ON THE PRECEDING PAGE ALL REPRESENT PBC (PERFORMANCE BASED COMPENSATION). PBC IS A FINANCIAL INCENTIVE POOL OF FUNDS THAT IS PRE-APPROVED BY THE BOARD OF DIRECTORS ANNUALLY. PBC PAYOUT IS BASED ON THE FOLLOWING FACTORS THAT ARE DESIGNED TO ALIGN INDIVIDUAL AND ORGANIZATIONAL PERFORMANCE WITH THE NON-PROFIT MISSION OF SRI - GROWTH IN ORDER BOOKINGS, GROWTH IN CONTRACT LABOR REVENUE, MEETING THRESHOLD INCOME FROM RESEARCH CONTRACTS, GENERATING ROYALTY INCOME, GENERATING NEW EQUITY ASSETS RESULTING FROM SPIN-OFF COMPANIES, GENERATING NEW PATENTS, PUBLISHING RESEARCH RESULTS, AND OTHER SUCH METRICS AS DEEMED RELEVANT BY MANAGEMENT FOR THE FISCAL YEAR. |
Schedule K IRS990ScheduleK
Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (2 entries)
| Bond ReferenceBondReferenceCd | Bond Issuer EINBondIssuerEIN | CUSIPCUSIPNum | Bond IssuedBondIssuedDt | Issue PriceIssuePriceAmt | PurposePurposeDesc | DefeasedDefeasedInd | On Behalf Of IssuerOnBehalfOfIssuerInd | Pool FinancingPoolFinancingInd |
|---|---|---|---|---|---|---|---|---|
| CA INFRASTRUCTURE AND DEVELOPMENT | ||||||||
| A | 630304653 | 13033W3N1 | 2010-03-10 | $15,000,000 | RESEARCH FACILITIES UPGRADE | 0 | 0 | 0 |
| CA INFRASTRUCTURE AND DEVELOPMENT | ||||||||
| B | 630304653 | SEEPARTVI | 2012-06-28 | $18,590,000 | REFINANCING 2003 ISSUE | 0 | 0 | 0 |
Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (2 entries)
| Bond ReferenceBondReferenceCd | Total ProceedsTotalProceedsAmt | Issuance Costs From ProceedsIssuanceCostsFromProceedsAmt | Capital ExpendituresCapitalExpendituresAmt | Substantial CompletionSubstantialCompletionYr | Current RefundingCurrentRefundingInd | Advance RefundingAdvanceRefundingInd | Final Allocation MadeFinalAllocationMadeInd | Adequate Books And Rec MaintAdequateBooksAndRecMaintInd |
|---|---|---|---|---|---|---|---|---|
| A | $15,000,000 | $603,000 | $14,397,000 | 2011 | 0 | 0 | Yes (1) | Yes (1) |
| B | $18,590,000 | $185,000 | 2012 | Yes (1) | 0 | Yes (1) | Yes (1) |
Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (2 entries)
| Bond ReferenceBondReferenceCd | Owning Bond Financed PropertyOwningBondFinancedPropertyInd | Any Lease ArrangementsAnyLeaseArrangementsInd | Mgmt Contract Bond Fincd PropMgmtContractBondFincdPropInd | Any Research AgreementsAnyResearchAgreementsInd | Bond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestInd | Change In Use Bond Financed PropChangeInUseBondFinancedPropInd | Procs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd |
|---|---|---|---|---|---|---|---|
| A | 0 | 0 | 0 | 0 | Yes (1) | 0 | 0 |
| B | 0 | 0 | 0 | 0 | Yes (1) | 0 | 0 |
Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (2 entries)
| Bond ReferenceBondReferenceCd | Form8038 T FiledForm8038TFiledInd | Rebate Not Due YetRebateNotDueYetInd | Exception To RebateExceptionToRebateInd | No Rebate DueNoRebateDueInd | Variable Rate IssueVariableRateIssueInd | Hedge Identified In Bks And RecHedgeIdentifiedInBksAndRecInd | Gross Proceeds Invested In GICGrossProceedsInvestedInGICInd | Gross Proceeds InvestedGrossProceedsInvestedInd | Written Proc To Monitor ReqsWrittenProcToMonitorReqsInd |
|---|---|---|---|---|---|---|---|---|---|
| A | 0 | 0 | 0 | Yes (1) | Yes (1) | 0 | 0 | 0 | Yes (1) |
| B | 0 | 0 | 0 | Yes (1) | 0 | 0 | 0 | 0 | Yes (1) |
Procedures Corrective Action ProceduresCorrectiveActionGrp (2 entries)
| Bond ReferenceBondReferenceCd | Procedures Corrective ActionProceduresCorrectiveActionInd |
|---|---|
| A | Yes (1) |
| B | Yes (1) |
Supplemental Information Detail SupplementalInformationDetail (2 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| PART I ROW B COLUMN C | CUSIP MATURITY DATE PRINCIPAL 13034ABN9 09/01/2013 $1,075,000 13034ABP4 09/01/2014 $1,110,000 13034ABQ2 09/01/2015 $1,145,000 13034ABR0 09/01/2016 $890,000 13034ABS4 09/01/2017 $925,000 13034ABT6 09/01/2018 $960,000 13034ABU3 09/01/2019 $1,000,000 13034ABV1 09/01/2020 $1,040,000 13034ABW9 09/01/2021 $1,095,000 13034ABX7 09/01/2022 $1,150,000 13034ABX7 09/01/2028 $8,200,000 TOTAL $18,590,000 |
| PART IV 2 C | A 07/13/12 REFERRING TO 08/24/2008 B 04/05/12 C NOT YET |
Schedule L IRS990ScheduleL
Bus Tr Involve Interested Prsn BusTrInvolveInterestedPrsnGrp
Name Of Interested NameOfInterested
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NICHOLAS CHAPIN | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Relationship Description | FAMILY MEMBER OF CHARLES HOLLOWAY, DIRECTOR | RelationshipDescriptionTxt |
| Transaction | $26,113 | TransactionAmt |
| Transaction | EMPLOYMENT | TransactionDesc |
| Sharing Of Revenues | 0 | SharingOfRevenuesInd |
Schedule M IRS990ScheduleM
Securities Publicly Traded SecuritiesPubliclyTradedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | Yes (X) | NonCashCheckboxInd |
| Contribution | 1 | ContributionCnt |
| Noncash Contributions Rpt F990 | $53,380 | NoncashContributionsRptF990Amt |
| Method Of Determining Revenues | COMPARABLE SALES | MethodOfDeterminingRevenuesTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Any Property That Must Be Held | 0 | AnyPropertyThatMustBeHeldInd |
| Review Process Unusual NC Gifts | Yes (1) | ReviewProcessUnusualNCGiftsInd |
| Third Parties Used | Yes (1) | ThirdPartiesUsedInd |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | PART I, LINE 32B: | FormAndLineReferenceDesc |
| Explanation | STOCK CONTRIBUTIONS ARE DEPOSITED INTO A BROKERAGE ACCOUNT AND EITHER HELD OR SOLD. | ExplanationTxt |
Schedule O IRS990ScheduleO
Supplemental Information Detail SupplementalInformationDetail (7 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| FORM 990, PART VI, SECTION A, LINE 2 | RICHARD ABRAMSON AND TOM FURST (BOTH OFFICERS) MAINTAINED A BUSINESS RELATIONSHIP IN REGARDS TO THEIR OVERSIGHT ROLES (DIRECTORS) IN A CORPORATION PREVIOUSLY SPUN-OUT FROM SRI (AVERATEK). |
| FORM 990, PART VI, SECTION B, LINE 11 | THE FORM 990 IS REVIEWED BY SRI STAFF (TAX MANAGER, CFO, CEO), OUTSIDE LEGAL COUNSEL AND THE AUDIT COMMITTEE. A COPY OF THE FINAL VERSION OF THE FORM 990 IS FURNISHED TO THE EACH MEMBER OF THE BOARD OF DIRECTORS. |
| FORM 990, PART VI, SECTION B, LINE 12C | SRI MAINTAINS, TRAINS ITS OFFICERS, DIRECTORS AND EMPLOYEES REGARDING, AND ENFORCES STANDARDS OF CONDUCT AND CONFLICT-OF-INTEREST POLICIES WHICH, AMONG OTHER THINGS, REQUIRE SUCH PERSONS TO IDENTIFY, DISCLOSE AND AVOID INTERESTS THAT COULD GIVE RISE TO ETHICAL CONFLICTS. TRAINING IN SRI'S CODE OF CONDUCT AND ITS ETHICS AND CONFLICTS-OF-INTEREST POLICIES IS PROVIDED THROUGH SRI'S LEGAL DEPARTMENT, AS WELL AS THROUGH ITS PROFESSIONAL CONTRACTS STAFF. THE ETHICS AND CONFLICT-OF-INTEREST POLICIES ARE POSTED ON SRI'S INTERNAL WEBSITE. SRI'S ETHICS OFFICER IS REACHABLE BY ALL EMPLOYEES THROUGH SRI'S ETHICS "HOTLINE". SRI'S INTERNAL AUDIT STAFF ASSIST THE ETHICS OFFICER IN INVESTIGATING POTENTIAL VIOLATIONS AND RECOMMENDING REMEDIAL MEASURES. SENIOR MANAGEMENT OVERSEES THESE PERSONNEL AND POLICIES AND TAKES CORRECTIVE AND, AS WARRANTED, DISCIPLINARY ACTION. SRI REQUIRES ITS OFFICERS AND DIRECTORS TO COMPLETE AN ANNUAL DISCLOSURE FORM WHICH IS REVIEWED FOR POTENTIAL CONFLICTS. IN THE EVENT OF POTENTIAL CONFLICTS, THE PERSONS INVOLVED ARE BARRED FROM PARTICIPATING IN THE DELIBERATIONS AND DECISIONS REGARDING THE MATTER WHICH IS THE SUBJECT OF THE CONFLICT. |
| FORM 990, PART VI, SECTION B, LINE 15 | AMONG THE COMMITTEES OF THE SRI BOARD OF DIRECTORS IS THE COMPENSATION AND MANAGEMENT DEVELOPMENT COMMITTEE (THE "COMMITTEE"), WHICH IS COMPOSED OF FOUR INDEPENDENT DIRECTORS. ON AN ANNUAL BASIS, THE COMMITTEE REVIEWS AND APPROVES COMPENSATION LEVELS FOR SRI'S SENIOR STAFF AND CEO, BASED ON COMPARABLE COMPENSATION INFORMATION FOR SIMILARLY-SITUATED COMPANIES. THIS COMPARABLE COMPENSATION INFORMATION IS DEVELOPED OR OBTAINED BY A QUALIFIED, EXPERIENCED AND INDEPENDENT COMPENSATION CONSULTANT, WHO PROVIDES A REPORT AND OPINION TO THE COMMITTEE REGARDING THE REASONABLENESS OF THE PROPOSED COMPENSATION LEVELS IN LIGHT OF THE EXTERNAL DATA. THE MINUTES OF THE COMMITTEE REFLECT AND DOCUMENT THE DECISIONS, AND THE BASIS THEREOF, REACHED BY THE COMMITTEE, AND RECORDS RELATING TO THE DATA CONSIDERED BY THE COMMITTEE. THE MINUTES OF THE COMMITTEE'S MEETINGS ARE MAINTAINED BY THE VP OF HUMAN RESOURCES AND THE GENERAL COUNSEL. |
| FORM 990, PART VI, SECTION C, LINE 19 | SRI'S ORGANIZATION DOCUMENTS AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. COPIES OF THE FINANCIAL STATEMENTS CAN ALSO BE OBTAINED FROM THE OFFICE OF THE CALIFORNIA SECRETARY OF STATE, WHERE A COPY IS FILED ANNUALLY. SRI'S CONFLICT OF INTEREST POLICY IS NOT MADE AVAILABLE TO THE PUBLIC. |
| FORM 990, PART IX, LINE 11G | OTHER FEES: PROGRAM SERVICE EXPENSES 119,493,785. MANAGEMENT AND GENERAL EXPENSES 13,051,569. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 132,545,354. |
| FORM 990, PART XI, LINE 9: | INCOME TAX BENEFIT 6,000. EQUITY AND EARNINGS FROM SUBSIDIARY -997,000. |
Schedule R IRS990ScheduleR
Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | EINEIN | Primary ActivitiesPrimaryActivitiesTxt | Legal Domicile StateLegalDomicileStateCd | Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt | Entity TypeEntityTypeTxt | Share Of Total IncomeShareOfTotalIncomeAmt | Share Of EOY AssetsShareOfEOYAssetsAmt | OwnershipOwnershipPct | Controlled OrganizationControlledOrganizationInd |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| AVERATEK | ||||||||||||
| 550 NUTTMAN STREET | SANTA CLARA | CA | 95054 | 260836519 | CIRCUIT COMPONENTS | CA | SRI | C | -$985,395 | $417,216 | 0.80950 | Yes (1) |
| SRI HOLDINGS | ||||||||||||
| 333 RAVENSWOOD AVENUE | MENLO PARK | CA | 94025 | 931201429 | BUSINESS CONSULTANT | CA | SRI | C | 1.00000 | Yes (1) | ||
| INNOVATIVE POLYMER TECHNOLOGIES LLC | ||||||||||||
| 333 RAVENSWOOD AVENUE | MENLO PARK | CA | 94025 | HOLDING COMPANY | DE | SRI | C | 1.00000 | Yes (1) | |||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Annts Rnts Rylts | 0 | ReceiptOfIntAnntsRntsRyltsInd |
| Gift Grnt Or Cap Contri To Oth Org | Yes (1) | GiftGrntOrCapContriToOthOrgInd |
| Gift Grnt Cap Contri From Oth Org | 0 | GiftGrntCapContriFromOthOrgInd |
| Loans Or Guarantees To Other Org | 0 | LoansOrGuaranteesToOtherOrgInd |
| Loans Or Guarantees From Oth Org | 0 | LoansOrGuaranteesFromOthOrgInd |
| Div Related Organization | 0 | DivRelatedOrganizationInd |
| Asset Sale To Other Org | 0 | AssetSaleToOtherOrgInd |
| Asset Purchase From Other Org | 0 | AssetPurchaseFromOtherOrgInd |
| Asset Exchange | 0 | AssetExchangeInd |
| Rental Of Facilities To Oth Org | 0 | RentalOfFacilitiesToOthOrgInd |
| Rental Of Fclts From Oth Org | 0 | RentalOfFcltsFromOthOrgInd |
| Perform Of Services For Oth Org | 0 | PerformOfServicesForOthOrgInd |
| Perform Of Services By Other Org | 0 | PerformOfServicesByOtherOrgInd |
| Sharing Of Facilities | 0 | SharingOfFacilitiesInd |
| Paid Employees Sharing | Yes (1) | PaidEmployeesSharingInd |
| Reimbursement Paid To Other Org | 0 | ReimbursementPaidToOtherOrgInd |
| Reimbursement Paid By Other Org | 0 | ReimbursementPaidByOtherOrgInd |
| Transfer To Other Org | 0 | TransferToOtherOrgInd |
| Transfer From Other Org | 0 | TransferFromOtherOrgInd |
Transactions Related Org TransactionsRelatedOrgGrp (2 entries)
| Transaction TypeTransactionTypeTxt | InvolvedInvolvedAmt | Method Of Amount DeterminationMethodOfAmountDeterminationTxt |
|---|---|---|
| AVERATEK - 26-0836519 | ||
| B | $712,982 | CASH VALUE |
| AVERATEK - 26-0836519 | ||
| O | $192,000 | AVERAGE PERCENT OF TIME DEVOTED |
Comments