MOUNT SINAI MEDICAL CENTER INC: Form 990, tax year 2014
View the entire original 990 at ProPublica ↗
- Organization
- MOUNT SINAI MEDICAL CENTER INC (EIN 13-6271888)
- Tax period
- 2014-01-01 to 2014-12-31
- Filed
- 2015-11-13
- IRS object ID
- 201523179349301202
- Schema version
- 2014v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule D
- Schedule F
- Schedule I
- Schedule J
- Schedule L
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-11-13T07:20:01-06:00 | ReturnTs |
| Tax Period End | 2014-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ERNST & YOUNG US LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 111 MONUMENT CIRCLE SUITE 4000 | AddressLine1Txt |
| City | INDIANAPOLIS | CityNm |
| State Abbreviation | IN | StateAbbreviationCd |
| ZIP | 46204 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnTypeCd |
| Tax Period Begin | 2014-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 136271888 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Mount Sinai Medical Center | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % STEPHEN HARVEY | InCareOfNm |
| Business Name Control | MOUN | BusinessNameControlTxt |
| Phone | 6466054095 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | One Gustave L Levy Place | AddressLine1Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10029 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | DONALD SCANLON | PersonNm |
| Person Title | EVP, SYS CFO/CCS | PersonTitleTxt |
| Phone | 6466504095 | PhoneNum |
| Signature | 2015-11-12 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ANGIE MOORE | PreparerPersonNm |
| PTIN | P00244342 | PTIN |
| Phone | 3176817000 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2014 | TaxYr |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Principal Officer | Donald Scanlon | PrincipalOfficerNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE GUSTAVE L LEVY PLACE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100296574 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | $3,601,480 | GrossReceiptsAmt |
| Group Return For Affiliates | false | GroupReturnForAffiliatesInd |
| Organization501c3 | Yes (X) | Organization501c3Ind |
| Website Address | n/a | WebsiteAddressTxt |
| Type Of Organization Corp | Yes (X) | TypeOfOrganizationCorpInd |
| Formation | 1967 | FormationYr |
| Legal Domicile State | NY | LegalDomicileStateCd |
| Activity Or Mission | THE MEDICAL CENTER SUPERVISES AND COORDINATES POLICIES AND FUND-RAISING ACTIVITIES AND ADMINISTERS INVESTMENTS FOR ENTITIES OF THE MOUNT SINAI HEALTH SYSTEM, INC. | ActivityOrMissionDesc |
| Voting Members Governing Body | 50 | VotingMembersGoverningBodyCnt |
| Voting Members Independent | 49 | VotingMembersIndependentCnt |
| Total Employee | 0 | TotalEmployeeCnt |
| Total Volunteers | 0 | TotalVolunteersCnt |
| Total Gross UBI | $3,095,300 | TotalGrossUBIAmt |
| Net Unrelated Bus Txbl Incm | $548,532 | NetUnrelatedBusTxblIncmAmt |
| PY Contributions Grants | $2,701,990 | PYContributionsGrantsAmt |
| CY Contributions Grants | $0 | CYContributionsGrantsAmt |
| PY Program Service Revenue | $0 | PYProgramServiceRevenueAmt |
| CY Program Service Revenue | $0 | CYProgramServiceRevenueAmt |
| PY Investment Income | $0 | PYInvestmentIncomeAmt |
| CY Investment Income | $0 | CYInvestmentIncomeAmt |
| PY Other Revenue | -$2,701,990 | PYOtherRevenueAmt |
| CY Other Revenue | $3,601,480 | CYOtherRevenueAmt |
| CY Total Revenue | $3,601,480 | CYTotalRevenueAmt |
| PY Grants And Similar Paid | $0 | PYGrantsAndSimilarPaidAmt |
| CY Grants And Similar Paid | $506,180 | CYGrantsAndSimilarPaidAmt |
| PY Benefits Paid To Members | $0 | PYBenefitsPaidToMembersAmt |
| CY Benefits Paid To Members | $0 | CYBenefitsPaidToMembersAmt |
| PY Salaries Comp Emp Bnft Paid | $0 | PYSalariesCompEmpBnftPaidAmt |
| CY Salaries Comp Emp Bnft Paid | $0 | CYSalariesCompEmpBnftPaidAmt |
| PY Total Prof Fndrsng Expns | $0 | PYTotalProfFndrsngExpnsAmt |
| CY Total Prof Fndrsng Expns | $0 | CYTotalProfFndrsngExpnsAmt |
| CY Total Fundraising Expense | $0 | CYTotalFundraisingExpenseAmt |
| PY Other Expenses | $0 | PYOtherExpensesAmt |
| CY Other Expenses | $0 | CYOtherExpensesAmt |
| PY Total Expenses | $0 | PYTotalExpensesAmt |
| CY Total Expenses | $506,180 | CYTotalExpensesAmt |
| PY Revenues Less Expenses | $0 | PYRevenuesLessExpensesAmt |
| CY Revenues Less Expenses | $3,095,300 | CYRevenuesLessExpensesAmt |
| Total Assets BOY | $17,368,190 | TotalAssetsBOYAmt |
| Total Assets EOY | $1,513,614,595 | TotalAssetsEOYAmt |
| Total Liabilities BOY | $2,404,985 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $1,498,651,390 | TotalLiabilitiesEOYAmt |
| Net Assets Or Fund Balances BOY | $14,963,205 | NetAssetsOrFundBalancesBOYAmt |
| Net Assets Or Fund Balances EOY | $14,963,205 | NetAssetsOrFundBalancesEOYAmt |
| Info In Schedule O Part III | Yes (X) | InfoInScheduleOPartIIIInd |
| Mission | PROVIDE FUNDRAISING, SUPPORT, AND MAINTAINS POOLED INVESTMENTS FOR ENTITIES OF THE MOUNT SINAI HEALTH SYSTEM, INC. | MissionDesc |
| Significant New Program Srvc | false | SignificantNewProgramSrvcInd |
| Significant Change | false | SignificantChangeInd |
| Expense | $506,180 | ExpenseAmt |
| Grant | $506,180 | GrantAmt |
| Revenue | $0 | RevenueAmt |
| Desc | THE MEDICAL CENTER IS A COMMON MEMBER OF AN INVESTMENT IN 8 EAST 102ND STREET MANAGER LLC. ALL EARNINGS REALTED TO THIS INVESTMENT ARE DISTRIBUTED TO ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI TO PROVIDE STRATEGIC SUPPORT. | Desc |
Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | $0 | ExpenseAmt |
| Grant | $0 | GrantAmt |
| Revenue | $0 | RevenueAmt |
| Desc | THE MEDICAL CENTER MAINTAINS INVESTMENTS IN A POOLED INVESTMENT PORTFOLIO FOR THE BENEFIT OF ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI, THE MOUNT SINAI HOSPITAL, MOUNT SINAI AUXILIARY BOARD, ST LUKE'S-ROOSEVELT HOSPITAL CENTER, BETH ISRAEL MEDICAL CENTER, NEW YORK EYE AND EAR INFIRMARY, AS WELL AS THE MEDICAL CENTER; COLLECTIVELY, THE MOUNT SINAI HEALTH SYSTEM. THESE PERMANENTLY RESTRICTED ASSETS ARE HELD IN PERPETUITY, BUT THE INCOME DERIVED FROM THESE ASSETS CAN BE USED OR EXPENDED, IN PART OR IN ENTIRETY, FOR EITHER SPECIFIED (GENERALLY, THE SCHOOL) OR UNSPECIFIED PURPOSES. | Desc |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Expenses | $506,180 | TotalProgramServiceExpensesAmt |
| Described In Section501c3 | Yes (true) | DescribedInSection501c3Ind |
| Schedule B Required | false | ScheduleBRequiredInd |
| Political Campaign Acty | false | PoliticalCampaignActyInd |
| Lobbying Activities | false | LobbyingActivitiesInd |
| Subject To Proxy Tax | false | SubjectToProxyTaxInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Conservation Easements | false | ConservationEasementsInd |
| Collections Of Art | false | CollectionsOfArtInd |
| Credit Counseling | false | CreditCounselingInd |
| Temp Or Permanent Endowments | Yes (true) | TempOrPermanentEndowmentsInd |
| Report Land Building Equipment | false | ReportLandBuildingEquipmentInd |
| Report Investments Other Sec | Yes (true) | ReportInvestmentsOtherSecInd |
| Report Program Related Invst | false | ReportProgramRelatedInvstInd |
| Report Other Assets | false | ReportOtherAssetsInd |
| Report Other Liabilities | Yes (true) | ReportOtherLiabilitiesInd |
| Include FIN48 Footnote | false | IncludeFIN48FootnoteInd |
| Independent Audit Fincl Stmt | Yes (true) | IndependentAuditFinclStmtInd |
| Consolidated Audit Fincl Stmt | false | ConsolidatedAuditFinclStmtInd |
| School Operating | false | SchoolOperatingInd |
| Foreign Office | false | ForeignOfficeInd |
| Foreign Activities | Yes (true) | ForeignActivitiesInd |
| More Than5000 K To Org | false | MoreThan5000KToOrgInd |
| More Than5000 K To Individuals | false | MoreThan5000KToIndividualsInd |
| Professional Fundraising | false | ProfessionalFundraisingInd |
| Fundraising Activities | false | FundraisingActivitiesInd |
| Gaming Activities | false | GamingActivitiesInd |
| Operate Hospital | false | OperateHospitalInd |
| Grants To Organizations | Yes (true) | GrantsToOrganizationsInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Schedule J Required | Yes (true) | ScheduleJRequiredInd |
| Tax Exempt Bonds | false | TaxExemptBondsInd |
| Engaged In Excess Benefit Trans | false | EngagedInExcessBenefitTransInd |
| PY Excess Benefit Trans | false | PYExcessBenefitTransInd |
| Loan Outstanding | false | LoanOutstandingInd |
| Grant To Related Person | false | GrantToRelatedPersonInd |
| Business Rln With Org Mem | false | BusinessRlnWithOrgMemInd |
| Business Rln With Fam Mem | Yes (true) | BusinessRlnWithFamMemInd |
| Business Rln With Officer Ent | Yes (true) | BusinessRlnWithOfficerEntInd |
| Deductible Non Cash Contri | false | DeductibleNonCashContriInd |
| Deductible Art Contribution | false | DeductibleArtContributionInd |
| Terminate Operations | false | TerminateOperationsInd |
| Partial Liquidation | false | PartialLiquidationInd |
| Disregarded Entity | false | DisregardedEntityInd |
| Related Entity | Yes (true) | RelatedEntityInd |
| Related Organization Ctrl Ent | Yes (true) | RelatedOrganizationCtrlEntInd |
| Transaction With Control Ent | Yes (true) | TransactionWithControlEntInd |
| Trnsfr Exmpt Non Chrtbl Rltd Org | false | TrnsfrExmptNonChrtblRltdOrgInd |
| Activities Conducted Prtshp | false | ActivitiesConductedPrtshpInd |
| Schedule O Required | Yes (true) | ScheduleORequiredInd |
| IRP Document | 0 | IRPDocumentCnt |
| IRP Document W2 G | 0 | IRPDocumentW2GCnt |
| Employee | 0 | EmployeeCnt |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Foreign Financial Account | false | ForeignFinancialAccountInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Taxable Party Notification | false | TaxablePartyNotificationInd |
| Nondeductible Contributions | false | NondeductibleContributionsInd |
| Quid Pro Quo Contributions | false | QuidProQuoContributionsInd |
| Form8282 Property Disposed Of | false | Form8282PropertyDisposedOfInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Indoor Tanning Services | false | IndoorTanningServicesInd |
| Info In Schedule O Part VI | Yes (X) | InfoInScheduleOPartVIInd |
| Governing Body Voting Members | 50 | GoverningBodyVotingMembersCnt |
| Independent Voting Member | 49 | IndependentVotingMemberCnt |
| Family Or Business Rln | Yes (true) | FamilyOrBusinessRlnInd |
| Delegation Of Mgmt Duties | false | DelegationOfMgmtDutiesInd |
| Change To Org Documents | Yes (true) | ChangeToOrgDocumentsInd |
| Material Diversion Or Misuse | false | MaterialDiversionOrMisuseInd |
| Members Or Stockholders | Yes (true) | MembersOrStockholdersInd |
| Election Of Board Members | Yes (true) | ElectionOfBoardMembersInd |
| Decisions Subject To Approva | Yes (true) | DecisionsSubjectToApprovaInd |
| Minutes Of Governing Body | Yes (true) | MinutesOfGoverningBodyInd |
| Minutes Of Committees | Yes (true) | MinutesOfCommitteesInd |
| Officer Mailing Address | false | OfficerMailingAddressInd |
| Local Chapters | false | LocalChaptersInd |
| Form990 Provided To Gvrn Body | Yes (true) | Form990ProvidedToGvrnBodyInd |
| Conflict Of Interest Policy | Yes (true) | ConflictOfInterestPolicyInd |
| Annual Disclosure Covered Prsn | Yes (true) | AnnualDisclosureCoveredPrsnInd |
| Regular Monitoring Enfrc | Yes (true) | RegularMonitoringEnfrcInd |
| Whistleblower Policy | Yes (true) | WhistleblowerPolicyInd |
| Document Retention Policy | Yes (true) | DocumentRetentionPolicyInd |
| Compensation Process CEO | false | CompensationProcessCEOInd |
| Compensation Process Other | false | CompensationProcessOtherInd |
| Investment In Joint Venture | false | InvestmentInJointVentureInd |
| States Where Copy Of Return Is Fld | NY | StatesWhereCopyOfReturnIsFldCd |
| Upon Request | Yes (X) | UponRequestInd |
Books In Care Of Detail BooksInCareOfDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | STEPHEN HARVEY | PersonNm |
| Phone | 6466054002 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 150 E 42ND ST 9TH FLOOR | AddressLine1Txt |
| City | new york | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10017 | ZIPCd |
Form990 Part VII Section A Form990PartVIISectionAGrp (85 entries)
| TitleTitleTxt | Average Hours Per WeekAverageHoursPerWeekRt | Average Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRt | Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd | Reportable Comp From OrgReportableCompFromOrgAmt | Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt | Other CompensationOtherCompensationAmt | OfficerOfficerInd | Former Ofcr Director TrusteeFormerOfcrDirectorTrusteeInd |
|---|---|---|---|---|---|---|---|---|
| ANDREW M ALPER | ||||||||
| TRUSTEE | 1.0 | 5.0 | Yes (X) | $0 | $0 | $0 | ||
| GLENN R AUGUST | ||||||||
| TRUSTEE | 1.0 | 1.0 | Yes (X) | $0 | $0 | $0 | ||
| JEFF T BLAU | ||||||||
| TRUSTEE | 1.0 | 6.0 | Yes (X) | $0 | $0 | $0 | ||
| THOMAS R BLOCK | ||||||||
| TRUSTEE | 1.0 | 1.0 | Yes (X) | $0 | $0 | $0 | ||
| ANDREW BORROK | ||||||||
| TRUSTEE | 1.0 | 0.0 | Yes (X) | $0 | $0 | $0 | ||
| CHRISTOPHER W BRODY | ||||||||
| TRUSTEE | 1.0 | 1.0 | Yes (X) | $0 | $0 | $0 | ||
| GERALD J CARDINALE | ||||||||
| TRUSTEE | 1.0 | 0.0 | Yes (X) | $0 | $0 | $0 | ||
| JAMES W CRYSTAL | ||||||||
| VICE CHAIRMAN/TRUSTEE | 2.0 | 14.0 | Yes (X) | $0 | $0 | $0 | Yes (X) | |
| BONNIE M DAVIS MD | ||||||||
| TRUSTEE | 1.0 | 0.0 | Yes (X) | $0 | $0 | $0 | ||
| JOEL S EHRENKRANZ | ||||||||
| VICE CHAIRMAN/TRUSTEE | 2.0 | 14.0 | Yes (X) | $0 | $0 | $0 | Yes (X) | |
| BLAINE V FOGG | ||||||||
| SEC/VICE CHAIRMAN/TRUSTEE | 2.0 | 14.0 | Yes (X) | $0 | $0 | $0 | Yes (X) | |
| SONIA E GARDNER | ||||||||
| TRUSTEE | 1.0 | 0.0 | Yes (X) | $0 | $0 | $0 | ||
| DONALD J GOGEL | ||||||||
| SENIOR VICE CHAIRMAN/TRUSTEE | 2.0 | 14.0 | Yes (X) | $0 | $0 | $0 | Yes (X) | |
| JUDAH GRIBETZ | ||||||||
| TRUSTEE | 1.0 | 5.0 | Yes (X) | $0 | $0 | $0 | ||
| GEORGE J GRUMBACH JR | ||||||||
| TRUSTEE | 1.0 | 1.0 | Yes (X) | $0 | $0 | $0 | ||
| CARLA A HARRIS | ||||||||
| TRUSTEE | 1.0 | 0.0 | Yes (X) | $0 | $0 | $0 | ||
| JOSHUA J HARRIS | ||||||||
| TRUSTEE | 1.0 | 0.0 | Yes (X) | $0 | $0 | $0 | ||
| ELLEN KATZ | ||||||||
| VICE CHAIRMAN/TRUSTEE | 2.0 | 14.0 | Yes (X) | $0 | $0 | $0 | Yes (X) | |
| MICHAEL KLEIN | ||||||||
| TRUSTEE | 1.0 | 0.0 | Yes (X) | $0 | $0 | $0 | ||
| FREDERICK KLINGENSTEIN | ||||||||
| HONORARY CHAIRMAN/TRUSTEE | 1.0 | 1.0 | Yes (X) | $0 | $0 | $0 | Yes (X) | |
| HENRY R KRAVIS | ||||||||
| VICE CHAIRMAN/TRUSTEE | 2.0 | 14.0 | Yes (X) | $0 | $0 | $0 | Yes (X) | |
| ERIC S LANE | ||||||||
| TRUSTEE | 1.0 | 0.0 | Yes (X) | $0 | $0 | $0 | ||
| JOHN A LEVIN | ||||||||
| VICE CHAIRMAN/TRUSTEE | 2.0 | 14.0 | Yes (X) | $0 | $0 | $0 | Yes (X) | |
| MARC S LIPSCHULTZ | ||||||||
| TRUSTEE | 1.0 | 5.0 | Yes (X) | $0 | $0 | $0 | ||
| DANIEL S LOEB | ||||||||
| TRUSTEE | 1.0 | 0.0 | Yes (X) | $0 | $0 | $0 | ||
| PETER W MAY | ||||||||
| CHAIRMAN OF BOARD OF TRUSTEES | 2.0 | 14.0 | Yes (X) | $0 | $0 | $0 | Yes (X) | |
| MICHAEL MINIKES | ||||||||
| SNR VICE CHAIR/TREASURER/TRUST | 2.0 | 14.0 | Yes (X) | $0 | $0 | $0 | Yes (X) | |
| NEIL S MITCHELL | ||||||||
| TRUSTEE | 1.0 | 0.0 | Yes (X) | $0 | $0 | $0 | ||
| JOSHUA NASH | ||||||||
| TRUSTEE | 1.0 | 0.0 | Yes (X) | $0 | $0 | $0 | ||
| BERNARD W NUSSBAUM | ||||||||
| TRUSTEE | 1.0 | 6.0 | Yes (X) | $0 | $0 | $0 | ||
| PETER R ORSZAG | ||||||||
| TRUSTEE | 1.0 | 0.0 | Yes (X) | $0 | $0 | $0 | ||
| JOSEPH J PLUMERI | ||||||||
| TRUSTEE | 1.0 | 0.0 | Yes (X) | $0 | $0 | $0 | ||
| RICHARD RAVITCH | ||||||||
| VICE CHAIRMAN/TRUSTEE | 2.0 | 14.0 | Yes (X) | $0 | $0 | $0 | Yes (X) | |
| JUDITH O RUBIN | ||||||||
| TRUSTEE | 1.0 | 6.0 | Yes (X) | $0 | $0 | $0 | ||
| HON ROBERT E RUBIN | ||||||||
| SENIOR VICE CHAIRMAN/TRUSTEE | 2.0 | 14.0 | Yes (X) | $0 | $0 | $0 | Yes (X) | |
| ERIC M RUTTENBERG | ||||||||
| TRUSTEE | 1.0 | 1.0 | Yes (X) | $0 | $0 | $0 | ||
| ANDREW M SAUL | ||||||||
| VICE CHAIRMAN/TRUSTEE | 2.0 | 15.0 | Yes (X) | $0 | $0 | $0 | Yes (X) | |
| JOSEPH C SHENKER | ||||||||
| TRUSTEE | 1.0 | 0.0 | Yes (X) | $0 | $0 | $0 | ||
| THOMAS W STRAUSS | ||||||||
| VICE CHAIRMAN/TRUSTEE | 2.0 | 14.0 | Yes (X) | $0 | $0 | $0 | Yes (X) | |
| ERIC WALDMAN | ||||||||
| TRUSTEE | 1.0 | 0.0 | Yes (X) | $0 | $0 | $0 | ||
| CHRISTOPHER W WILLIAMS | ||||||||
| TRUSTEE | 1.0 | 0.0 | Yes (X) | $0 | $0 | $0 | ||
| DAVID WINDREICH | ||||||||
| TRUSTEE | 1.0 | 5.0 | Yes (X) | $0 | $0 | $0 | ||
| DAVID M ZASLAV | ||||||||
| TRUSTEE | 1.0 | 0.0 | Yes (X) | $0 | $0 | $0 | ||
| JAMES S TISCH | ||||||||
| SENIOR VICE CHAIRMAN/trustee | 2.0 | 15.0 | Yes (X) | $0 | $0 | $0 | Yes (X) | |
| HOWARD MARKS | ||||||||
| TRUSTEE | 1.0 | 0.0 | Yes (X) | $0 | $0 | $0 | ||
| KENNETH B MEHLMAN | ||||||||
| TRUSTEE | 1.0 | 0.0 | Yes (X) | $0 | $0 | $0 | ||
| EVA ANDERSSON DUBIN MD | ||||||||
| TRUSTEE | 1.0 | 1.0 | Yes (X) | $0 | $0 | $0 | ||
| STEVEN HOCHBERG | ||||||||
| SENIOR VICE CHAIRMAN/TRUSTEE | 2.0 | 17.5 | Yes (X) | $0 | $0 | $0 | Yes (X) | |
| BRAD KARP | ||||||||
| TRUSTEE | 1.0 | 1.0 | Yes (X) | $0 | $0 | $0 | ||
| JO CAROLE LAUDER | ||||||||
| TRUSTEE | 1.0 | 0.0 | Yes (X) | $0 | $0 | $0 | ||
| JENNIFER PRICE | ||||||||
| TRUSTEE (EX-OFFICIO) | 1.0 | 1.0 | Yes (X) | $0 | $0 | $0 | ||
| CLIFFORD H GOLDSMITH | ||||||||
| TRUSTEE (ENDING 6/2014) | 1.0 | 1.0 | Yes (X) | $0 | $0 | $0 | ||
| PETER A COHEN | ||||||||
| TRUSTEE (ENDING 4/28/2014) | 1.0 | 0.0 | Yes (X) | $0 | $0 | $0 | ||
| HENRY CORNELL | ||||||||
| TRUSTEE (eff 9/15/2014) | 1.0 | 0.0 | Yes (X) | $0 | $0 | $0 | ||
| MORTON P HYMAN | ||||||||
| TRUSTEE (ENDING 11/17/14) | 1.0 | 6.0 | Yes (X) | $0 | $0 | $0 | ||
| KENNETH DAVIS MD 1 | ||||||||
| PRESIDENT/CEO | 0.5 | 56.5 | $0 | $4,086,017 | $60,393 | Yes (X) | ||
| DENNIS CHARNEY MD 12 | ||||||||
| PRESIDENT, ACADEMIC AFFAIRS | 0.5 | 57.0 | $0 | $1,753,117 | $43,405 | Yes (X) | ||
| DONALD T SCANLON 1 | ||||||||
| EVP, SYS CFO/CHIEF CORP SERV | 0.5 | 61.5 | $0 | $1,856,464 | $54,230 | Yes (X) | ||
| JEFFREY SILBERSTEIN 1 | ||||||||
| EVP, SYS CHIEF ADMIN OFFICER | 0.5 | 56.0 | $0 | $1,094,660 | $54,296 | Yes (X) | ||
| KUMAR CHATANI 1 | ||||||||
| SVP, SYS CHIEF INFORMATION OFF | 0.5 | 56.0 | $0 | $789,914 | $43,771 | Yes (X) | ||
| STEPHEN HARVEY 1 | ||||||||
| SVP, FINANCE | 0.5 | 56.5 | $0 | $711,964 | $70,964 | Yes (X) | ||
| MARK KOSTEGAN FAHP 1 | ||||||||
| SVP, SYS CHIEF DEVEL OFFICER | 0.5 | 57.0 | $0 | $991,015 | $45,277 | Yes (X) | ||
| JANE MAKSOUD 1 | ||||||||
| SVP, SYSTEM CHIEF HR OFFICER | 0.5 | 56.0 | $0 | $826,574 | $54,304 | Yes (X) | ||
| MICHAEL PASTIER 1 | ||||||||
| SVP, CHIEF FINANCIAL OFFICER | 0.5 | 59.5 | $0 | $779,118 | $68,442 | Yes (X) | ||
| MARGARET PASTUSZKO 1 | ||||||||
| EVP, Chief Integration Officer | 0.5 | 57.5 | $0 | $947,942 | $50,726 | Yes (X) | ||
| SCOTT PITTMAN 1 | ||||||||
| SVP, SYS CHIEF INVEST OFFICER | 0.5 | 56.0 | $0 | $1,067,420 | $52,382 | Yes (X) | ||
| FRANK CINO 1 | ||||||||
| SVP, System Chief Risk Officer | 0.5 | 56.0 | $0 | $567,322 | $47,981 | Yes (X) | ||
| GLENN DUBIN | ||||||||
| VICE CHAIRMAN | 2.0 | 14.0 | $0 | $0 | $0 | Yes (X) | ||
| ERIC MINDICH | ||||||||
| VICE CHAIRMAN | 2.0 | 14.0 | $0 | $0 | $0 | Yes (X) | ||
| ARTHUR KLEIN MD 1 | ||||||||
| EVP, SYSTEM PRES HEALTH NETWRK | 0.5 | 57.5 | $0 | $1,694,957 | $39,020 | Yes (X) | ||
| LEONARD ACHAN 1 | ||||||||
| SVP,SYS CHIEF MRTKG/ACCESS OFF | 0.5 | 57.5 | $0 | $642,479 | $47,957 | Yes (X) | ||
| BETH ESSIG ESQ 1 | ||||||||
| EVP, GENERAL COUNSEL | 0.5 | 59.0 | $0 | $942,527 | $39,409 | Yes (X) | ||
| JEREMY BOAL MD 1 | ||||||||
| EVP, SYSTEM CHIEF MED OFFICER | 0.5 | 57.5 | $0 | $1,205,808 | $53,792 | Yes (X) | ||
| MICHAEL MCCARRY RN 1 | ||||||||
| SVP, SYS CHIEF PERP SRVC | 0.5 | 55.5 | $0 | $526,055 | $33,514 | Yes (X) | ||
| MARK NAPP MD 1 | ||||||||
| SVP, SYS CHIEF MED AFFAIRS OFF | 0.5 | 56.0 | $0 | $709,374 | $54,496 | Yes (X) | ||
| RICHARD A FRIEDMAN | ||||||||
| VICE CHAIRMAN | 2.0 | 14.0 | $0 | $0 | $0 | Yes (X) | ||
| JOEL I PICKET | ||||||||
| VICE CHAIRMAN | 2.0 | 14.0 | $0 | $0 | $0 | Yes (X) | ||
| KENNETH HOLDEN 1 | ||||||||
| SVP, SYS. CHIEF FACILITIES OFF | 0.5 | 58.5 | $0 | $492,854 | $55,589 | Yes (X) | ||
| BURTON DRAYER MD 1 | ||||||||
| FORMER OFFICER | 0.5 | 55.0 | $0 | $1,362,560 | $38,305 | Yes (X) | ||
| DOUGLAS JABS MD 1 | ||||||||
| FORMER OFFICER | 0.5 | 55.0 | $0 | $718,782 | $46,322 | Yes (X) | ||
| CONNIE C KLEPPER 1 | ||||||||
| FORMER OFFICER | 0.5 | 55.0 | $0 | $198,182 | $32,441 | Yes (X) | ||
| JANE WHITNEY 1 | ||||||||
| FORMER OFFICER | 0.5 | 55.0 | $0 | $306,133 | $35,207 | Yes (X) | ||
| ELANA ABRAHAM 1 | ||||||||
| FORMER OFFICER | 0.5 | 55.0 | $0 | $254,428 | $47,468 | Yes (X) | ||
| MICHAEL MACDONALD 1 | ||||||||
| FORMER OFFICER | 0.5 | 55.0 | $0 | $958,948 | $12,164 | Yes (X) | ||
| MARK CALLAHAN MD 1 | ||||||||
| FORMER OFFICER | 0.5 | 56.5 | $0 | $668,424 | $35,561 | Yes (X) | ||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | $0 | TotalReportableCompFromOrgAmt |
| Tot Reportable Comp Rltd Org | $26,153,038 | TotReportableCompRltdOrgAmt |
| Total Other Compensation | $1,217,416 | TotalOtherCompensationAmt |
| Indiv Rcvd Greater Than100 K | 0 | IndivRcvdGreaterThan100KCnt |
| Former Ofcr Employees Listed | Yes (true) | FormerOfcrEmployeesListedInd |
| Total Comp Greater Than150 K | Yes (true) | TotalCompGreaterThan150KInd |
| Compensation From Other Srcs | false | CompensationFromOtherSrcsInd |
| Cntrct Rcvd Greater Than100 K | 0 | CntrctRcvdGreaterThan100KCnt |
| Total Contributions | $0 | TotalContributionsAmt |
| Total Program Service Revenue | $0 | TotalProgramServiceRevenueAmt |
Investment Income InvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
Incm From Invest Bond Proceeds IncmFromInvestBondProceedsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
Royalties Revenue RoyaltiesRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
Rental Income Or Loss RentalIncomeOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | $0 | RealAmt |
| Personal | $0 | PersonalAmt |
Net Rental Income Or Loss NetRentalIncomeOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
Net Income From Gaming NetIncomeFromGamingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
Net Income Or Loss NetIncomeOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
Other Revenue Misc OtherRevenueMiscGrp (3 entries)
| DescDesc | BusinessBusinessCd | Total Revenue ColumnTotalRevenueColumnAmt | Unrelated Business RevenueUnrelatedBusinessRevenueAmt | ExclusionExclusionAmt |
|---|---|---|---|---|
| 8 EAST 102ND STREET MANAGER LLC | 525990 | $3,094,236 | $3,094,236 | |
| 8 EAST 102ND STREET MANAGER LLC TRANSFER OF EQUITY | 525990 | $506,180 | $506,180 | |
| MISCELLANEOUS PARTNERSHIP INCOME | 523000 | $1,064 | $1,064 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Revenue Total | $3,601,480 | OtherRevenueTotalAmt |
Total Revenue TotalRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $3,601,480 | TotalRevenueColumnAmt |
| Unrelated Business Revenue | $3,095,300 | UnrelatedBusinessRevenueAmt |
| Exclusion | $506,180 | ExclusionAmt |
Grants To Domestic Orgs GrantsToDomesticOrgsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $506,180 | TotalAmt |
| Program Services | $506,180 | ProgramServicesAmt |
Grants To Domestic Individuals GrantsToDomesticIndividualsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Foreign Grants ForeignGrantsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Benefits To Members BenefitsToMembersGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Comp Disqual Persons CompDisqualPersonsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Other Salaries And Wages OtherSalariesAndWagesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Pension Plan Contributions PensionPlanContributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Other Employee Benefits OtherEmployeeBenefitsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Payroll Taxes PayrollTaxesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Fees For Services Management FeesForServicesManagementGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Fees For Services Legal FeesForServicesLegalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Fees For Services Accounting FeesForServicesAccountingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Fees For Services Lobbying FeesForServicesLobbyingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Fees For Services Prof Fundraising FeesForServicesProfFundraising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Fees For Services Other FeesForServicesOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Advertising AdvertisingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Office Expenses OfficeExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Information Technology InformationTechnologyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Royalties RoyaltiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Occupancy OccupancyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Travel TravelGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Pymt Travel Entrtnmnt Pub Ofcl PymtTravelEntrtnmntPubOfclGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Conferences Meetings ConferencesMeetingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Interest InterestGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Payments To Affiliates PaymentsToAffiliatesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Depreciation Depletion DepreciationDepletionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Insurance InsuranceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Total Functional Expenses TotalFunctionalExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $506,180 | TotalAmt |
| Program Services | $0 | ProgramServicesAmt |
| Management And General | $0 | ManagementAndGeneralAmt |
| Fundraising | $0 | FundraisingAmt |
Cash Non Interest Bearing CashNonInterestBearingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Savings And Temp Cash Invst SavingsAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Pledges And Grants Receivable PledgesAndGrantsReceivableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Accounts Receivable AccountsReceivableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Receivables From Officers Etc ReceivablesFromOfficersEtcGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Rcvbl From Disqualified Prsn RcvblFromDisqualifiedPrsnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Inventories For Sale Or Use InventoriesForSaleOrUseGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
Investments Pub Traded Sec InvestmentsPubTradedSecGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $3,288,662 | BOYAmt |
| EOY | $323,325,356 | EOYAmt |
Investments Other Securities InvestmentsOtherSecuritiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $14,079,528 | BOYAmt |
| EOY | $1,186,508,120 | EOYAmt |
Investments Program Related InvestmentsProgramRelatedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Intangible Assets IntangibleAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Other Assets Total OtherAssetsTotalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $3,781,119 | EOYAmt |
Total Assets TotalAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $17,368,190 | BOYAmt |
| EOY | $1,513,614,595 | EOYAmt |
Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Grants Payable GrantsPayableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Deferred Revenue DeferredRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Escrow Account Liability EscrowAccountLiabilityGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Loans From Officers Directors LoansFromOfficersDirectorsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Unsecured Notes Loans Payable UnsecuredNotesLoansPayableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Other Liabilities OtherLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $2,404,985 | BOYAmt |
| EOY | $1,498,651,390 | EOYAmt |
Total Liabilities TotalLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $2,404,985 | BOYAmt |
| EOY | $1,498,651,390 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
Unrestricted Net Assets UnrestrictedNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Permanently Rstr Net Assets PermanentlyRstrNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $14,963,205 | BOYAmt |
| EOY | $14,963,205 | EOYAmt |
Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $14,963,205 | BOYAmt |
| EOY | $14,963,205 | EOYAmt |
Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $17,368,190 | BOYAmt |
| EOY | $1,513,614,595 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | Yes (X) | InfoInScheduleOPartXIInd |
| Reconcilation Revenue Expnss | $3,095,300 | ReconcilationRevenueExpnssAmt |
| Other Changes In Net Assets | -$3,095,300 | OtherChangesInNetAssetsAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
| Accountant Compile Or Review | false | AccountantCompileOrReviewInd |
| FS Audited | Yes (true) | FSAuditedInd |
FS Audited Basis FSAuditedBasisGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Separate Basis Fincl Stmt | Yes (X) | SeparateBasisFinclStmtInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Audit Committee | Yes (true) | AuditCommitteeInd |
| Federal Grant Audit Required | false | FederalGrantAuditRequiredInd |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Supporting Organization509a3 | Yes (X) | SupportingOrganization509a3Ind |
| Supporting Org Type2 | Yes (X) | SupportingOrgType2Ind |
| IRS Written Determination | Yes (X) | IRSWrittenDeterminationInd |
| Supported Organizations | 5 | SupportedOrganizationsCnt |
Supported Org Information SupportedOrgInformationGrp (2 entries)
| EINEIN | Organization TypeOrganizationTypeDesc | Governing Document ListedGoverningDocumentListedInd | SupportSupportAmt | Other SupportOtherSupportAmt |
|---|---|---|---|---|
| ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI | ||||
| 136171197 | 02 | Yes (true) | $506,180 | $0 |
| THE MOUNT SINAI HOSPITAL | ||||
| 131624096 | 03 | Yes (true) | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Supported Organizations Total | 2 | SupportedOrganizationsTotalCnt |
| Support Sum | $506,180 | SupportSumAmt |
Form990 Sch A Supporting Org Form990SchASupportingOrgGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Listed By Name Governing Doc | Yes (true) | ListedByNameGoverningDocInd |
| Suprt Org No IRS Determination | false | SuprtOrgNoIRSDeterminationInd |
| Supported Org Section C456 | false | SupportedOrgSectionC456Ind |
| Supported Org Not Organized US | false | SupportedOrgNotOrganizedUSInd |
| Organization Change Suprt Org | false | OrganizationChangeSuprtOrgInd |
| Support Non Supported Org | false | SupportNonSupportedOrgInd |
| Payment Substantial Contribtr | false | PaymentSubstantialContribtrInd |
| Loan Disqualified Person | false | LoanDisqualifiedPersonInd |
| Controlled Disqualified Prsn | false | ControlledDisqualifiedPrsnInd |
| Disqualified Prsn Controll Int | false | DisqualifiedPrsnControllIntInd |
| Disqualified Prsn Ownr Int | false | DisqualifiedPrsnOwnrIntInd |
| Excess Business Holdings Rules | false | ExcessBusinessHoldingsRulesInd |
| Contribution Controller | false | ContributionControllerInd |
| Contribution Family | false | ContributionFamilyInd |
| Contribution35 Controlled | false | Contribution35ControlledInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Majority Dir Trst Supported Org | Yes (true) | MajorityDirTrstSupportedOrgInd |
Schedule D IRS990ScheduleD
| Field | Value | IRS element (for citing) |
|---|---|---|
| Art Public Exhibition Amounts | ArtPublicExhibitionAmountsGrp | |
| Held Works Art | HeldWorksArtGrp |
CY Endwmt Fund CYEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $14,963,205 | BeginningYearBalanceAmt |
| End Year Balance | $14,963,205 | EndYearBalanceAmt |
CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $14,963,205 | BeginningYearBalanceAmt |
| End Year Balance | $14,963,205 | EndYearBalanceAmt |
CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $14,963,205 | BeginningYearBalanceAmt |
| End Year Balance | $14,963,205 | EndYearBalanceAmt |
CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $14,963,205 | BeginningYearBalanceAmt |
| End Year Balance | $14,963,205 | EndYearBalanceAmt |
CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $14,963,205 | BeginningYearBalanceAmt |
| End Year Balance | $14,963,205 | EndYearBalanceAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Prmnnt Endowment Balance EOY | 1.00000 | PrmnntEndowmentBalanceEOYPct |
| Endowments Held Unrelated Org | false | EndowmentsHeldUnrelatedOrgInd |
| Endowments Held Related Org | false | EndowmentsHeldRelatedOrgInd |
| Land | LandGrp | |
| Buildings | BuildingsGrp | |
| Leasehold Improvements | LeaseholdImprovementsGrp | |
| Equipment | EquipmentGrp | |
| Other Land Buildings | OtherLandBuildingsGrp | |
| Financial Derivatives | FinancialDerivativesGrp | |
| Closely Held Equity Interests | CloselyHeldEquityInterestsGrp |
Other Securities OtherSecuritiesGrp (2 entries)
| DescDesc | Book ValueBookValueAmt | Method ValuationMethodValuationCd |
|---|---|---|
| HEDGE FUNDS | $996,585,172 | F |
| PRIVATE EQUITY | $189,922,948 | F |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Securities | $1,186,508,120 | TotalBookValueSecuritiesAmt |
| Federal Income Tax Liability | $0 | FederalIncomeTaxLiabilityAmt |
Other Liabilities Org OtherLiabilitiesOrgGrp (9 entries)
| DescDesc | AmtAmt |
|---|---|
| DUE TO ISMMS | $1,245,190 |
| DUE TO MSH | $719,655 |
| SPLIT INTEREST AGREEMENT | $1,816,274 |
| POOLED INVESTMENTS HELD FOR ISMMS | $717,371,609 |
| POOLED INVESTMENTS HELD FOR MSH | $703,623,938 |
| POOLED INVESTMENTS HELD FOR MSA | $3,068,355 |
| POOLED INVESTMENTS HELD FOR SLR | $28,259,637 |
| POOLED INVESTMENTS HELD FOR BIMC | $15,766,562 |
| POOLED INVESTMENTS HELD FOR NYEE | $26,780,170 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Liability | $1,498,651,390 | TotalLiabilityAmt |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | PART V, LINE 4 | FormAndLineReferenceDesc |
| Explanation | THE MEDICAL CENTER'S ENDOWMENT FUNDS' INTENDED USE IS TO GENERATE INCOME FOR THE BENEFIT OF ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI AND/OR THE MOUNT SINAI HOSPITAL PER THE MEDICAL CENTER'S MISSION. ALL INVESTMENT INCOME, EXPENDITURES, AND SIMILAR ACTIVITY RELATING THE MEDICAL CENTER'S ENDOWMENTS ARE RECORDED ON ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI'S BOOKS. | ExplanationTxt |
Schedule F IRS990ScheduleF
Account Activities Outside US AccountActivitiesOutsideUSGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Region | Central America and the Caribbean | RegionTxt |
| Type Of Activities Conducted | Investments | TypeOfActivitiesConductedTxt |
| Region Total Expenditures | $538,516,343 | RegionTotalExpendituresAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Spent | $538,516,343 | SubtotalSpentAmt |
| Total Spent | $538,516,343 | TotalSpentAmt |
| Transfer To Foreign Corp | Yes (true) | TransferToForeignCorpInd |
| Interest In Foreign Trust | false | InterestInForeignTrustInd |
| Foreign Corp Ownership | false | ForeignCorpOwnershipInd |
| Passive Foreign Investmest Co | Yes (true) | PassiveForeignInvestmestCoInd |
| Foreign Partnership | false | ForeignPartnershipInd |
| Boycott Countries | false | BoycottCountriesInd |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | SCHEDULE F, PARTS I & IV | FormAndLineReferenceDesc |
| Explanation | PLEASE NOTE THAT THE INVESTMENT ACTIVITIES LISTED IN PART I ARE ALLOCATED TO AGREE TO THE AUDITED FINANCIAL STATEMENT REPORTING AS POOLED INVESTMENTS WHILE PART IV REPORTS ON FOREIGN FILINGS FILED BY THE RESPECTIVE ORGANIZATION. | ExplanationTxt |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Records Maintained | Yes (true) | GrantRecordsMaintainedInd |
Recipient Table RecipientTable
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1 GUSTAVE L LEVY PLACE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10029 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient EIN | 136171197 | RecipientEIN |
| IRC Section | 501(C)3 | IRCSectionDesc |
| Cash Grant | $506,180 | CashGrantAmt |
| Valuation Method Used | COST | ValuationMethodUsedDesc |
| Purpose Of Grant | EQUITY TRNSFR 8E 102ND ST STRATEGIC SUPPORT | PurposeOfGrantTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total501c3 Org | 1 | Total501c3OrgCnt |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | PART I, LINE 2 | FormAndLineReferenceDesc |
| Explanation | THE MEDICAL CENTER'S GRANTS ARE MADE IN ACCORDANCE WITH ITS PURPOSE OF SUPPORTING THE CHARITABLE, SCIENTIFIC, RESEARCH, AND EDUCATIONAL MISSION OF THE ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI. | ExplanationTxt |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Severance Payment | false | SeverancePaymentInd |
| Supplemental Nonqual Rtr Plan | false | SupplementalNonqualRtrPlanInd |
| Equity Based Comp Arrngm | false | EquityBasedCompArrngmInd |
| Comp Based On Revenue Of Flng Org | false | CompBasedOnRevenueOfFlngOrgInd |
| Comp Bsd On Rev Related Orgs | false | CompBsdOnRevRelatedOrgsInd |
| Comp Bsd Net Earns Flng Org | false | CompBsdNetEarnsFlngOrgInd |
| Comp Bsd Net Earns Rltd Orgs | false | CompBsdNetEarnsRltdOrgsInd |
| Any Non Fixed Payments | false | AnyNonFixedPaymentsInd |
| Initial Contract Exception | false | InitialContractExceptionInd |
Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (26 entries)
| TitleTitleTxt | Base Compensation Filing OrgBaseCompensationFilingOrgAmt | Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt | Bonus Filing OrganizationBonusFilingOrganizationAmount | Bonus Related OrganizationsBonusRelatedOrganizationsAmt | Other Compensation Filing OrgOtherCompensationFilingOrgAmt | Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt | Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt | Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt | Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt | Total Compensation Filing OrgTotalCompensationFilingOrgAmt | Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt | Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| KENNETH DAVIS MD 1 | ||||||||||||||
| PRESIDENT/CEO | $0 | $2,400,000 | $0 | $0 | $0 | $1,686,017 | $0 | $26,000 | $0 | $34,393 | $0 | $4,146,410 | $0 | $0 |
| DENNIS CHARNEY MD 12 | ||||||||||||||
| PRESIDENT, ACADEMIC AFFAIRS | $0 | $750,000 | $0 | $650,000 | $0 | $353,117 | $0 | $26,000 | $0 | $17,405 | $0 | $1,796,522 | $0 | $0 |
| BURTON DRAYER MD 1 | ||||||||||||||
| FORMER OFFICER | $0 | $212,097 | $0 | $250,000 | $0 | $900,463 | $0 | $21,209 | $0 | $17,096 | $0 | $1,400,865 | $0 | $0 |
| DONALD T SCANLON 1 | ||||||||||||||
| EVP, SYS CFO/CHIEF CORP SERV | $0 | $792,000 | $0 | $950,000 | $0 | $114,464 | $0 | $26,000 | $0 | $28,230 | $0 | $1,910,694 | $0 | $0 |
| JEFFREY SILBERSTEIN 1 | ||||||||||||||
| EVP, SYS CHIEF ADMIN OFFICER | $0 | $684,000 | $0 | $325,000 | $0 | $85,660 | $0 | $26,000 | $0 | $28,296 | $0 | $1,148,956 | $0 | $0 |
| KUMAR CHATANI 1 | ||||||||||||||
| SVP, SYS CHIEF INFORMATION OFF | $0 | $450,000 | $0 | $175,000 | $0 | $164,914 | $0 | $26,000 | $0 | $17,771 | $0 | $833,685 | $0 | $0 |
| STEPHEN HARVEY 1 | ||||||||||||||
| SVP, FINANCE | $0 | $456,000 | $0 | $206,000 | $0 | $49,964 | $0 | $26,000 | $0 | $44,964 | $0 | $782,928 | $0 | $0 |
| DOUGLAS JABS MD 1 | ||||||||||||||
| FORMER OFFICER | $0 | $212,097 | $0 | $0 | $0 | $506,685 | $0 | $21,209 | $0 | $25,113 | $0 | $765,104 | $0 | $0 |
| CONNIE C KLEPPER 1 | ||||||||||||||
| FORMER OFFICER | $0 | $196,718 | $0 | $0 | $0 | $1,464 | $0 | $16,328 | $0 | $16,113 | $0 | $230,623 | $0 | $0 |
| MARK KOSTEGAN FAHP 1 | ||||||||||||||
| SVP, SYS CHIEF DEVEL OFFICER | $0 | $675,000 | $0 | $172,519 | $0 | $143,496 | $0 | $26,000 | $0 | $19,277 | $0 | $1,036,292 | $0 | $0 |
| JANE MAKSOUD 1 | ||||||||||||||
| SVP, SYSTEM CHIEF HR OFFICER | $0 | $508,000 | $0 | $250,000 | $0 | $68,574 | $0 | $26,000 | $0 | $28,304 | $0 | $880,878 | $0 | $0 |
| MICHAEL PASTIER 1 | ||||||||||||||
| SVP, CHIEF FINANCIAL OFFICER | $0 | $508,000 | $0 | $200,000 | $0 | $71,118 | $0 | $26,000 | $0 | $42,442 | $0 | $847,560 | $0 | $0 |
| MARGARET PASTUSZKO 1 | ||||||||||||||
| EVP, Chief Integration Officer | $0 | $448,000 | $0 | $483,153 | $0 | $16,789 | $0 | $20,800 | $0 | $29,926 | $0 | $998,668 | $0 | $0 |
| SCOTT PITTMAN 1 | ||||||||||||||
| SVP, SYS CHIEF INVEST OFFICER | $0 | $591,666 | $0 | $454,780 | $0 | $20,974 | $0 | $26,000 | $0 | $26,382 | $0 | $1,119,802 | $0 | $0 |
| FRANK CINO 1 | ||||||||||||||
| SVP, System Chief Risk Officer | $0 | $385,000 | $0 | $155,000 | $0 | $27,322 | $0 | $20,800 | $0 | $27,181 | $0 | $615,303 | $0 | $0 |
| JANE WHITNEY 1 | ||||||||||||||
| FORMER OFFICER | $0 | $299,685 | $0 | $0 | $0 | $6,448 | $0 | $16,765 | $0 | $18,442 | $0 | $341,340 | $0 | $0 |
| ELANA ABRAHAM 1 | ||||||||||||||
| FORMER OFFICER | $0 | $242,535 | $0 | $10,000 | $0 | $1,893 | $0 | $20,532 | $0 | $26,936 | $0 | $301,896 | $0 | $0 |
| MICHAEL MACDONALD 1 | ||||||||||||||
| FORMER OFFICER | $0 | $898,133 | $0 | $23,770 | $0 | $37,045 | $0 | $7,746 | $0 | $4,418 | $0 | $971,112 | $0 | $0 |
| ARTHUR KLEIN MD 1 | ||||||||||||||
| EVP, SYSTEM PRES HEALTH NETWRK | $0 | $850,000 | $0 | $550,000 | $0 | $294,957 | $0 | $26,000 | $0 | $13,020 | $0 | $1,733,977 | $0 | $0 |
| LEONARD ACHAN 1 | ||||||||||||||
| SVP,SYS CHIEF MRTKG/ACCESS OFF | $0 | $312,000 | $0 | $300,000 | $0 | $30,479 | $0 | $20,800 | $0 | $27,157 | $0 | $690,436 | $0 | $0 |
| MARK CALLAHAN MD 1 | ||||||||||||||
| FORMER OFFICER | $0 | $634,000 | $0 | $0 | $0 | $34,424 | $0 | $26,000 | $0 | $9,561 | $0 | $703,985 | $0 | $0 |
| BETH ESSIG ESQ 1 | ||||||||||||||
| EVP, GENERAL COUNSEL | $0 | $665,000 | $0 | $265,000 | $0 | $12,527 | $0 | $21,840 | $0 | $17,569 | $0 | $981,936 | $0 | $0 |
| JEREMY BOAL MD 1 | ||||||||||||||
| EVP, SYSTEM CHIEF MED OFFICER | $0 | $774,996 | $0 | $305,000 | $0 | $125,812 | $0 | $26,000 | $0 | $27,792 | $0 | $1,259,600 | $0 | $0 |
| MICHAEL MCCARRY RN 1 | ||||||||||||||
| SVP, SYS CHIEF PERP SRVC | $0 | $400,000 | $0 | $120,000 | $0 | $6,055 | $0 | $20,800 | $0 | $12,714 | $0 | $559,569 | $0 | $0 |
| MARK NAPP MD 1 | ||||||||||||||
| SVP, SYS CHIEF MED AFFAIRS OFF | $0 | $600,000 | $0 | $104,233 | $0 | $5,141 | $0 | $25,000 | $0 | $29,496 | $0 | $763,870 | $0 | $0 |
| KENNETH HOLDEN 1 | ||||||||||||||
| SVP, SYS. CHIEF FACILITIES OFF | $0 | $404,697 | $0 | $78,795 | $0 | $9,362 | $0 | $21,840 | $0 | $33,749 | $0 | $548,443 | $0 | $0 |
Supplemental Information Detail SupplementalInformationDetail (2 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| Part VII, Section A & Schedule J | Compensation Footnotes OfficerS of the Boards of Trustees hours reflect service to all related ORGANIZATIONS OF MOUNT SINAI HEALTH SYSTEM, INC. (1) Compensation and benefits are funded from The Mount Sinai Hospital, Icahn School of Medicine at Mount Sinai, BETH ISRAEL MEDICAL CENTER, ST. LUKE'S-ROOSEVELT HOSPITAL CENTER, AND/OR NEW YORK EYE AND EAR INFIRMARY. (2) Employee has an outstanding loan reflected in Schedule L, Part II of Icahn School of Medicine at Mount Sinai's Form 990. |
| SCHEDULE J, PART I, LINE 4A | SEVERANCE MICHAEL MACDONALD $825,070 JANE WHITNEY $100,906 |
Schedule L IRS990ScheduleL
Schedule O IRS990ScheduleO
Supplemental Information Detail SupplementalInformationDetail (11 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| Part I, Line 5 | Number of Employees All employees of The Mount Sinai Hospital and Icahn School of Medicine at Mount Sinai, including those who provide services at Elmhurst Hospital Center and Queens Hospital Center, utilize a common paymaster under the Hospital's tax identification number. The total number of employees reported under the Hospital tax identification number is 23,734. The Medical Center does not have any employees and receives services from employees of Icahn School of Medicine at Mount Sinai and The Mount Sinai Hospital. |
| Part VI, SECTION A, LINE 2 | Family/Business Relationships *Trustee Bonnie Davis, M.D. AND Officer Kenneth Davis, M.D., have a family relationship. *Trustees Judith Rubin and Hon. Robert Rubin have a family relationship. *Trustees Peter Cohen and Thomas Strauss have a business relationship. *Trustees Donald Gogel and Henry Kravis have a business relationship. *Trustees Marc Lipshultz and Henry Kravis have a business relationship. *Trustees Kenneth Mehlman and Henry Kravis have a business relationship. *Trustees Joseph Plumeri and Henry Kravis have a business relationship. |
| PART VI, SECTION A, LINE 4 | The Bylaws of The Mount Sinai Medical Center were amended to change the employees for which the Compensation, Employee Benefits and Employee Relations Committee (the "Compensation Committee") has responsibility to establish and fix compensation and fringe benefits from "all senior and/or highly compensated personnel" to "Executives" (defined as those individuals who are "Disqualified Persons" under Treas. Reg. 53.4598-3T and those who, post-recruitment, will be "Disqualified Persons"). The Compensation Committee retains the authority to 'review" the compensation and fringe benefits of senior and/or highly compensated personnel who are not "Executives". |
| PART VI, SECTION A, LINE 6 | Mount Sinai Health System, Inc. is the Sole Member of the organization. |
| PART VI, SECTION A, LINE 7A | The Member has the power to elect the members of the governing body of the organization. |
| PART VI, SECTION A, LINE 7B | The Member has the power to elect the members of the governing body of the organization. In addition, the Board of Trustees of the organization cannot amend the bylaws without the consent of the Member if such amendment removed any powers of the Member. |
| PART VI, SECTION B, LINE 11B | Form 990 provided to governing body The Finance Department gathered the relevant information and prepared the tax returns *Our outside auditors, Ernst & Young, participated in the preparation of, and reviewed, all tax returns. *A questionnaire was circulated to all trustees (i.e., directors), officers and key employees in order to elicit the information required to be reported on the tax returns. *The Trustee Conflicts of Interest Review Committee reviewed the responses provided by trustees and certain officers in the questionnaires and assessed additional pertinent facts gathered by the institution in order to evaluate the applicability of IRS reporting requirements. The Review Committee then determined the appropriate trustee (and certain officer) disclosures that should be made on Form 990 based on the recommendations of the Finance Department, the General Counsel's office and the Audit and Compliance Department. These recommendations were reviewed and approved by E&Y. The same process was conducted by the Finance Department, the General Counsel's office, the Audit and Compliance Department and E&Y with respect to the questionnaires submitted by other officers and key employees *The Audit and Compliance Committee of the Board of Trustees conducted a review of the entire tax return, with the participation of E&Y, the Finance Department, the General Counsel's office, and the Audit and Compliance Department. The Audit Committee approved the tax returns as presented. *The Audit Committee's report of its review of the tax returns and its recommendation to file the returns were presented to, and accepted by, the Executive Committee of the Board of Trustees (the "Executive Committee"). *In addition to authorizing the filing of the tax returns, the Executive Committee directed that the returns, which will be filed on or before November 15, 2015, be provided to all trustees via the trustees' confidential website, and those returns were so provided before being filed. |
| PART VI, SECTION B, LINE 12C | Compliance with the Organization's Business Conflicts of Interest Policy (the "Policy") is required of trustees, employees, medical staff and non-employee members of institutional committees and includes an ongoing duty to disclose potential conflicts. Compliance with the Policy is monitored and enforced regularly and consistently. All disclosures with the potential for conflict are reviewed by an appropriate committee where they are carefully evaluated. When appropriate, a plan, which may involve measures including, but not limited to, recusal from participating in affected transactions, is developed to manage the potential conflict. |
| PART VI, SECTION B, LINES 15A & 15B | The Compensation, Employee Benefits and Employee Relations Committee of the Board of Trustees (the "Compensation Committee") determines the compensation for the CEO and other executives, including physician leaders, who are or may be "disqualified persons" as that term is defined in IRC Section 4958. The Compensation Committee also reviews the compensation of other senior and/or highly compensated personnel. The Compensation Committees' Operating Procedures are designed to ensure that the compensation of all such officers and key employees is reasonable (i.e. the value of services is the amount that would ordinarily be paid for like services by like enterprises under like circumstances), and with respect to "disqualified persons" to follow the specific steps outlined in the IRC regulations for establishing the rebuttable presumption of reasonableness that a transaction is not an excess benefit transaction. The Compensation Committee consists exclusively of independent trustees without any conflict of interest (as defined in the applicable IRC regulations) with regard to the compensation arrangements being reviewed or approved. The absence of any conflict of interest with respect to items on that meeting's agenda is confirmed at the beginning of each meeting of the Compensation Committee. The Compensation Committee selects and engages an independent, qualified compensation consultant which performs such valuations on a regular basis to provide appropriate comparability data. Comparability data includes, but is not limited to, compensation levels paid by similarly situated organizations, both taxable and tax-exempt, for functionally comparable positions; the availability of similar services in Mount Sinai's geographic area; current compensation surveys compiled by independent firms; customized surveys in specific circumstances, and actual written offers from similar institutions competing for the services of the disqualified person. The sources of the comparability data used by the compensation consultant are provided to the Compensation Committee. In appropriate circumstances formal written opinions are obtained from the Compensation Consultant. With respect to "Executives" as they are defined in the policy which includes all of the institution's "disqualified persons," the Compensation Committee receives and reviews the comparability data and any analysis provided by the Compensation Consultant, as well as information provided by management, or in the case of the CEO, by the Chairman of the Boards of Trustees, including information about the individual's performance, and for new employees, the individual's job description. When a written opinion is obtained from the Compensation Consultant, that written opinion is also reviewed by the Compensation Committee. After considering all of the facts, the Compensation Committee then determines the appropriate compensation in relation to the comparability data and in light of the written opinion, recommendations of the Compensation Consultant. As more fully set forth in the Compensation Committee's Operating Guidelines, the Compensation Committee also reviews the compensation arrangements for those other senior management and/or highly compensated personnel who are not "Executives." The Compensation Committee is provided details of the compensation arrangement of the individual's job and job performance, the benchmark(s) used and, in certain cases, a description of the role of the Compensation Consultant and a brief description of why the arrangement is appropriate. The Compensation Committee contemporaneously documents in written minutes the terms of the transaction that was approved and the date it was approved; the members of the Compensation Committee who were present; the discussion at the Compensation Committee meeting; the comparability data and any other information obtained and relied on; how the comparability data was obtained; and the Compensation Committee's basis for the decisions, if the approved compensation is outside the range of comparability data. These minutes are prepared before the later of the next meeting of the Compensation Committee or 60 days after the final actions of the Compensation Committee are taken with respect to the compensation decisions made. The minutes are reviewed and approved by the Compensation Committee within a reasonable time thereafter. |
| PART VI, SECTION C, LINE 19 | Governing documents, conflict of interest policy available to the public The organization makes its Business Conflicts of Interest Policy available on its website (www.mountsinai.org) and makes its governing documents and financial statements available upon request. |
| PART XI, LINE 9 | THIS AMOUNT CORRESPONDS TO A BOOK TAX DIFFERENCE RESULTING FROM 8 EAST 102ND STREET MANAGER LLC'S CONVERSION FROM A PARTNERSHIP TO A REAL ESTATE INVESTMENT TRUST ON 1/1/2014 AS WELL AS OTHER AMOUNTS OF UBTI FROM PARTNERSHIPS AS FOLLOWS: PARTNERSHIP NAME TAX ID # AMOUNT 8 EAST 102ND STREET MANAGER LLC (45-2827030) 3,094,236. RIVA CAPITAL PARTNERS, LP (20-2465216) 52,284. FOURTH COMPANY HOLDING LLC (13-3935925) 31,776. ABRAMS CAPITAL PARTNERS II, L.P. (04-3455023) -82,996. TOTAL INCOME / (LOSS) FROM PARTNERSHIPS 3,095,300. |
Schedule R IRS990ScheduleR
Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp (26 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | EINEIN | Primary ActivitiesPrimaryActivitiesTxt | Legal Domicile StateLegalDomicileStateCd | Exempt Code SectionExemptCodeSectionTxt | Public Charity StatusPublicCharityStatusTxt | Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt | Controlled OrganizationControlledOrganizationInd |
|---|---|---|---|---|---|---|---|---|---|---|
| THE MOUNT SINAI HOSPITAL | ||||||||||
| ONE GUSTAVE L LEVY PLACE | NEW YORK | NY | 10029 | 131624096 | HOSPITAL | NY | 501(C)(3) | 3 | MSHG | Yes (true) |
| MITRAL FOUNDATION | ||||||||||
| 1190 FIFTH AVENUE | NEW YORK | NY | 10029 | 800468600 | RESEARCH | NY | 501(C)(3) | 11 TYPE I | ISMMS | Yes (true) |
| THE MOUNT SINAI CHILDREN'S CENTER FND | ||||||||||
| ONE GUSTAVE L LEVY PLACE | NEW YORK | NY | 10029 | 223059294 | SUPPORT | NY | 501(C)(3) | 11 TYPE II | ISMMS | Yes (true) |
| MSMC REALTY CORPORATION | ||||||||||
| ONE GUSTAVE L LEVY PLACE | NEW YORK | NY | 10029 | 133852596 | REAL ESTATE | NY | 501(C)(3) | 11 TYPE I | SEE PART VII | Yes (true) |
| MSMC RESIDENTIAL REALTY LLC | ||||||||||
| 1425 MADISON AVENUE | NEW YORK | NY | 10029 | 200244426 | REAL ESTATE | NY | 501(C)(3) | 11 TYPE I | SEE PART VII | Yes (true) |
| MOUNT SINAI DIAG & TREATMENT CENTER | ||||||||||
| ONE GUSTAVE L LEVY PLACE | NEW YORK | NY | 10029 | 450537391 | DIAG CLINIC | NY | 501(C)(3) | 3 | MSH | Yes (true) |
| MSMC RESIDENTIAL REALTY MANAGER INC | ||||||||||
| ONE GUSTAVE L LEVY PLACE | NEW YORK | NY | 10029 | 201289396 | MGMT | NY | 501(C)(3) | 11 TYPE II | SEE PART VII | Yes (true) |
| VALENTIN FUSTER MT SINAI FND SCI HLTH | ||||||||||
| ONE GUSTAVE L LEVY PLACE | NEW YORK | NY | 10029 | 800952088 | SUPPORT | NY | 501(C)(3) | 11 TYPE I | ISMMS & MSH | Yes (true) |
| MOUNT SINAI HEALTH SYSTEM INC | ||||||||||
| ONE GUSTAVE L LEVY PLACE | NEW YORK | NY | 10029 | 464248304 | HOLDING CO | NY | 501(C)(3) | 11 TYPE I | NA | false |
| MOUNT SINAI HOSPITAL GROUP INC | ||||||||||
| ONE GUSTAVE L LEVY PLACE | NEW YORK | NY | 10029 | 464242915 | HOLDING CO | NY | 501(C)(3) | 11 TYPE I | MSHS | Yes (true) |
| ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI | ||||||||||
| ONE GUSTAVE L LEVY PLACE | NEW YORK | NY | 10029 | 136171197 | SCHOOL | NY | 501(C)(3) | 2 | MSHS | Yes (true) |
| CONTINUUM HEALTH PARTNERS INC | ||||||||||
| 150 East 42nd Street | NEW YORK | NY | 10017 | 133939476 | HOLDING CO | NY | 501(C)(3) | 11 TYPE I | NA | false |
| BIMC HOLDING CORPORATION | ||||||||||
| FIRST AVENUE AT 16TH STREET | NEW YORK | NY | 10003 | 133444730 | HOLDING CO | NY | 501(C)(3) | 11 TYPE I | BIMC | Yes (true) |
| BETH ISRAEL AMBULATORY CARE SERVICES | ||||||||||
| 150 East 42nd Street | NEW YORK | NY | 10017 | 133838460 | SURGICENTER | NY | 501(C)(3) | 3 | BIMC HOLDCO | Yes (true) |
| BI NURSING HOME COMPANY | ||||||||||
| 327 EAST 17TH STREET | NEW YORK | NY | 10003 | 133627753 | NURSING HOME | NY | 501(C)(3) | 3 | BIMC HOLDCO | Yes (true) |
| EAST 17TH STREET PROPERTIES INC | ||||||||||
| 150 East 42nd Street | NEW YORK | NY | 10017 | 133547502 | REAL ESTATE | NY | 501(C)(3) | 9 | BIMC HOLDCO | Yes (true) |
| THE LONG ISLAND COLLEGE HOSPITAL | ||||||||||
| 150 East 42nd Street | NEW YORK | NY | 10017 | 111018985 | HOSPITAL | NY | 501(C)(3) | 3 | CHP | false |
| ST LUKE'S-ROOSEVELT HOSPITAL CENTER | ||||||||||
| 1111 AMSTERDAM AVENUE | NEW YORK | NY | 10025 | 132997301 | HOSPITAL | NY | 501(C)(3) | 3 | MSHG | Yes (true) |
| AUGUSTUS & JAMES CORPORATION | ||||||||||
| 150 East 42nd Street | NEW YORK | NY | 10017 | 133392851 | REAL ESTATE | NY | 501(C)(3) | 11 TYPE II | SLR | Yes (true) |
| ST LUKE'S-ROOSEVELT INSTITUTE FOR HEALTH | ||||||||||
| 1111 AMSTERDAM AVENUE | NEW YORK | NY | 10025 | 132914343 | RESEARCH | NY | 501(C)(3) | 4 | SLR | Yes (true) |
| NEW YORK EYE AND EAR INFIRMARY | ||||||||||
| 310 EAST 14TH STREET | NEW YORK | NY | 10003 | 135562304 | HOSPITAL | NY | 501(C)(3) | 3 | MSHG | Yes (true) |
| NEW YORK EYE & EAR INFIRMARY FNDN | ||||||||||
| 310 EAST 14TH STREET | NEW YORK | NY | 10003 | 134012469 | PRIVATE FDN | NY | 501(C)(3) | PF | NYEE | Yes (true) |
| NYEEI HOUSING COMPANY INC | ||||||||||
| 317-327 EAST 13TH STREET | NEW YORK | NY | 10003 | 311696826 | REAL ESTATE | NY | 501(C)(2) | N/A | NYEE | Yes (true) |
| BETH ISRAEL MEDICAL CENTER FDN INC | ||||||||||
| 150 East 42nd Street | NEW YORK | NY | 10017 | 300571387 | FUNDRAISING | NY | 501(C)(3) | 7 | BIMC | Yes (true) |
| ST LUKE'S-ROOSEVELT HOSPITAL CENTER FDN | ||||||||||
| 150 East 42nd Street | NEW YORK | NY | 10017 | 300571390 | FUNDRAISING | NY | 501(C)(3) | 7 | SLR | Yes (true) |
| BETH ISRAEL MEDICAL CENTER | ||||||||||
| FIRST AVENUE AT 16TH STREET | NEW YORK | NY | 10003 | 135564934 | HOSPITAL | NY | 501(C)(3) | 3 | MSHG | Yes (true) |
Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp (6 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | EINEIN | Primary ActivitiesPrimaryActivitiesTxt | Legal Domicile StateLegalDomicileStateCd | Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt | Entity TypeEntityTypeTxt | Controlled OrganizationControlledOrganizationInd |
|---|---|---|---|---|---|---|---|---|---|
| GREATER METROPOLITAN IPA II | |||||||||
| 150 East 42nd Street | NEW YORK | NY | 10017 | 133977019 | INACTIVE | NY | BIMCSLR | c | false |
| GREATER METROPOLITAN IPA V | |||||||||
| 150 East 42nd Street | NEW YORK | NY | 10017 | 134141695 | INACTIVE | NY | BIMCSLR | c | false |
| MANHATTAN MANAGEMENT SERVICES | |||||||||
| 1780 BROADWAY 7TH FL | NEW YORK | NY | 10019 | 133618543 | MGMT SERVICES | NY | SLR | c | false |
| SLR MANAGEMENT SERVICES | |||||||||
| 150 East 42nd Street | NEW YORK | NY | 10017 | 133853145 | MGMT SERVICES | NY | SLR | c | false |
| WEST CARE MEDICAL PC | |||||||||
| 150 East 42nd Street | NEW YORK | NY | 10017 | 133811203 | INACTIVE | NY | SLR | c | false |
| Mount Sinai HC Ventures | |||||||||
| 150 east 42nd street | NEW YORK | NY | 10017 | 460953126 | HEALTH CARE MGT | NY | BIMC HOLDCO | c | false |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Annts Rnts Rylts | false | ReceiptOfIntAnntsRntsRyltsInd |
| Gift Grnt Or Cap Contri To Oth Org | Yes (true) | GiftGrntOrCapContriToOthOrgInd |
| Gift Grnt Cap Contri From Oth Org | false | GiftGrntCapContriFromOthOrgInd |
| Loans Or Guarantees To Other Org | false | LoansOrGuaranteesToOtherOrgInd |
| Loans Or Guarantees From Oth Org | false | LoansOrGuaranteesFromOthOrgInd |
| Div Related Organization | false | DivRelatedOrganizationInd |
| Asset Sale To Other Org | false | AssetSaleToOtherOrgInd |
| Asset Purchase From Other Org | false | AssetPurchaseFromOtherOrgInd |
| Asset Exchange | Yes (true) | AssetExchangeInd |
| Rental Of Facilities To Oth Org | false | RentalOfFacilitiesToOthOrgInd |
| Rental Of Fclts From Oth Org | false | RentalOfFcltsFromOthOrgInd |
| Perform Of Services For Oth Org | Yes (true) | PerformOfServicesForOthOrgInd |
| Perform Of Services By Other Org | false | PerformOfServicesByOtherOrgInd |
| Sharing Of Facilities | Yes (true) | SharingOfFacilitiesInd |
| Paid Employees Sharing | Yes (true) | PaidEmployeesSharingInd |
| Reimbursement Paid To Other Org | Yes (true) | ReimbursementPaidToOtherOrgInd |
| Reimbursement Paid By Other Org | false | ReimbursementPaidByOtherOrgInd |
| Transfer To Other Org | false | TransferToOtherOrgInd |
| Transfer From Other Org | false | TransferFromOtherOrgInd |
Transactions Related Org TransactionsRelatedOrgGrp (11 entries)
| Transaction TypeTransactionTypeTxt | InvolvedInvolvedAmt | Method Of Amount DeterminationMethodOfAmountDeterminationTxt |
|---|---|---|
| ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI | ||
| I | $3,257,351 | COST |
| ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI | ||
| b | $506,180 | COST |
| ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI | ||
| I | $2,404,874 | FMV |
| ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI | ||
| I | $714,163,014 | FMV |
| THE MOUNT SINAI HOSPITAL | ||
| I | $706,692,293 | FMV |
| ST LUKE'S-ROOSEVELT HOSPITAL CENTER | ||
| I | $28,259,637 | FMV |
| BETH ISRAEL MEDICAL CENTER | ||
| I | $15,766,562 | FMV |
| NEW YORK EYE & EAR INFIRMARY FOUNDATION | ||
| I | $26,780,170 | FMV |
| ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI | ||
| I | $1,245,190 | FMV |
| THE MOUNT SINAI HOSPITAL | ||
| I | $719,655 | FMV |
| ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI | ||
| I | $803,721 | FMV |
Supplemental Information Detail SupplementalInformationDetail (3 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| Part ii, line 4, column f - MSMC REALTY CORPORATION | direct controlling entity ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI, THE MOUNT SINAI HOSPITAL AND MOUNT SINAI MEDICAL CENTER ARE ALL MEMBERS OF THIS ENTITY. |
| PART II, LINE 5, COLUMN F - MSMC RESIDENTIAL REALTY LLC | DIRECT CONTROLLING ENTITY ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI, THE MOUNT SINAI HOSPITAL, THE MSMC REALTY CORPORATION AND THE MSMC RESIDENTIAL REALTY MANAGER, INC. ARE ALL MEMBERS OF THIS ENTITY. |
| PART II, LINE 7, COLUMN F - MSMC RESIDENTIAL REALTY MANAGER, INC | DIRECT CONTROLLING ENTITY ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI, THE MOUNT SINAI HOSPITAL AND THE MSMC REALTY CORPORATION ARE ALL MEMBERS OF THIS ENTITY. |
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