ROBERT & RUTH HALPERIN FOUNDATION: Form 990PF, tax year 2014
View the entire original 990 at ProPublica ↗
- Organization
- ROBERT & RUTH HALPERIN FOUNDATION (EIN 94-3334424)
- Tax period
- 2014-01-01 to 2014-12-31
- Filed
- 2015-11-10
- IRS object ID
- 201523149349101137
- Schema version
- 2014v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Contractor Compensation Expln
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-11-10T16:25:50-08:00 | ReturnTs |
| Tax Period End | 2014-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Claridad & Crowe CPAs | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO Box 907 | AddressLine1Txt |
| City | Mill Valley | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94942 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2014-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 943334424 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ROBERT AND RUTH HALPERIN FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ROBE | BusinessNameControlTxt |
| Phone | 4158349934 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE LOMBARD STREET SUITE 305 | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94111 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | PHILIP W HALPERIN | PersonNm |
| Person Title | VP/TREASURER | PersonTitleTxt |
| Signature | 2015-11-10 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JASMINE C CLARIDAD | PreparerPersonNm |
| PTIN | P00377442 | PTIN |
| Phone | 4158883645 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2014 | TaxYr |
| Build TS | 2016-03-07 17:11:31Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $103,652,078 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $69 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $69 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $1,530,944 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,530,944 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $2,511,013 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $27,695,421 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $2,511,013 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $1,834,156 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $1,834,156 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $5,876,182 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $5,876,182 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $8,047 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $2,414 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $5,633 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $42,599 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $42,599 | AccountingFeesNetInvstIncmAmt |
| Other Prof Fees Rev And Expnss | $304,030 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $304,030 | OtherProfFeesNetInvstIncmAmt |
| Taxes Rev And Expnss | $121,723 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $121,723 | TaxesNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $499,217 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $461,010 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $38,207 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $975,616 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $931,776 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $43,840 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $4,585,468 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $4,585,468 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $5,561,084 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $931,776 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $4,629,308 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $315,098 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $4,944,406 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $47,391 | CashBOYAmt |
| Cash EOY | $95,637 | CashEOYAmt |
| Cash EOYFMV | $95,637 | CashEOYFMVAmt |
| Corporate Stock BOY | $84,533,499 | CorporateStockBOYAmt |
| Corporate Stock EOY | $86,243,846 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $79,760,982 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $21,385,755 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $19,936,433 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $23,795,459 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $105,966,645 | TotalAssetsBOYAmt |
| Total Assets EOY | $106,275,916 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $103,652,078 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $7,668 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $1,841 | AccountsPayableEOYAmt |
| Total Liabilities BOY | $7,668 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $1,841 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Retained Earning BOY | $105,958,977 | RetainedEarningBOYAmt |
| Retained Earning EOY | $106,274,075 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $105,958,977 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $106,274,075 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $105,966,645 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $106,275,916 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $105,958,977 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $315,098 | ExcessRevenueOverExpensesAmt |
| Subtotal | $106,274,075 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $106,274,075 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (9 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Cost Or Other BasisCostOrOtherBasisAmt |
|---|---|---|---|---|---|---|---|
| SCHWAB CAPITAL GAINS DIVIDENDS | P | 2014-12-31 | 2014-12-31 | $147,376 | $147,376 | $147,376 | |
| SCHWAB SHORT TERM GAIN - COVERED | P | 2014-12-31 | 2014-12-31 | $2,497,530 | $40,279 | $40,279 | $2,457,251 |
| SCHWAB LONG TERM LOSS - COVERED | P | 2014-12-31 | 2014-12-31 | $20,222,751 | -$295,076 | -$295,076 | $20,517,827 |
| SPDR GOLD TRUST - SCHWAB | P | 2014-12-31 | 2014-11-17 | $842,732 | -$355,581 | -$355,581 | $1,198,313 |
| PALO ALTO NETWORKS | P | 2014-12-31 | 2014-01-02 | $1,130,607 | $1,088,844 | $1,088,844 | $41,763 |
| GLU MOBILE | P | 2014-12-31 | 2014-02-21 | $119,258 | $38,648 | $38,648 | $80,610 |
| WORKDAY, INC | P | 2014-12-31 | 2014-03-05 | $1,441,592 | $1,401,989 | $1,401,989 | $39,603 |
| WORKDAY, INC | P | 2014-12-31 | 2014-07-01 | $1,293,575 | $1,238,945 | $1,238,945 | $54,630 |
| SEGWAY | P | 2014-12-31 | 2014-12-31 | -$794,411 | -$794,411 | $794,411 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $2,511,013 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $4,522,004 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $97,951,363 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.04617 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $3,960,000 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $96,924,872 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.04086 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $3,587,846 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $80,815,760 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.04440 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $3,268,273 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $75,709,168 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.04317 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $2,736,014 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $67,873,530 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.04031 | DistributionYr5Rt |
| Total Distribution | 0.21490 | TotalDistributionRt |
| Average Distribution | 0.04298 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $102,912,882 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $4,423,093 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $49,444 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $4,472,537 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $4,629,308 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $49,444 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $49,444 | SubtotalAmt |
| Tax Based On Investment Income | $49,444 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $384,488 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $384,488 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $335,044 | OverpaymentAmt |
| Applied To ES Tax | $335,044 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | false | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | false | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JEAN WALLACE | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 7077691769 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 811 BLUEGRASS DRIVE | AddressLine1Txt |
| City | PETALUMA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94954 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | false | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Excess Business Holdings | false | ExcessBusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | false | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | false | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Proceeds Or Net Income | false | ProceedsOrNetIncomeInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| ROBERT HALPERIN | ||||||
| ONE LOMBARD STREET STE 305 | SAN FRANCISCO | CA | 94111 | President | 0.00 | $0 |
| PHILIP W HALPERIN | ||||||
| ONE LOMBARD STREET SUITE 305 | SAN FRANCISCO | CA | 94111 | VP/Treasurer | 7.00 | $8,047 |
| PEGGY DOW | ||||||
| ONE LOMBARD STREET SUITE 305 | SAN FRANCISCO | CA | 94111 | Director | 1.00 | $0 |
| MARK HALPERIN | ||||||
| ONE LOMBARD STREET SUITE 305 | SAN FRANCISCO | CA | 94111 | Director | 1.00 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GOLDSTEIN MUNGER & ASSOCIATES | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 18 CROW CANYON COURT 250 | AddressLine1Txt |
| City | SAN RAMON | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94583 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVEST ADVISORY SERV | ServiceTypeTxt |
| Compensation | $304,030 | CompensationAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $80,325,176 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $101,426 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $24,053,481 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $104,480,083 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Adjusted Total FMV Of Unused Ast | $104,480,083 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,567,201 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $102,912,882 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $5,145,644 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $5,145,644 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $49,444 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $49,444 | TotalTaxAmt |
| Distributable Before Adj | $5,096,200 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $5,096,200 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $5,096,200 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $4,629,308 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $4,629,308 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $49,444 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $4,579,864 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $5,096,200 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $4,551,713 | UndistributedIncomePYAmt |
| Qualifying Distributions | $4,629,308 | QualifyingDistributionsAmt |
| Applied To Year1 | $4,551,713 | AppliedToYear1Amt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $77,595 | AppliedToCurrentYearAmt |
| Undistributed Income CY | $5,018,605 | UndistributedIncomeCYAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (28 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| MAKING WAVES | ||||||
| 200 - 24TH STREET | RICHMOND | CA | 94804 | EOF | EDUCATION PROGRAM | $50,000 |
| JUMPSTART FOR YOUNG CHILDREN | ||||||
| 65 BATTERY STREET 2ND FLOOR | SAN FRANCISCO | CA | 94111 | EOF | FUND GENERAL OPERATING | $50,000 |
| SAN FRANCISCO CHILD ABUSE PREV CENT | ||||||
| 1757 WALLER STREET | SAN FRANCISCO | CA | 94117 | PC | FUND GENERAL OPERATING | $50,000 |
| FAMILY CONNECTIONS | ||||||
| 2565 SAN BRUNO AVENUE | SAN FRANCISCO | CA | 94134 | EOF | FUND GENERAL OPERATING | $25,000 |
| COMPASS FAMILY SERVICES | ||||||
| 49 POWELL STREET 3RD FLOOR | SAN FRANCISCO | CA | 94102 | EOF | FUND GENERAL OPERATING | $100,000 |
| PARTNERS IN SCHOOL INNOVATION | ||||||
| 1060 TENNESSEE STREET | SAN FRANCISCO | CA | 94107 | EOF | FURTHER CHARITABLE PURPOSE | $50,000 |
| NEW TEACHER CENTER | ||||||
| 725 FRONT STREET STE 400 | SANTA CRUZ | CA | 95060 | EOF | SGUSD EARLY EDUCATION. | $75,000 |
| EASTSIDE COLLEGE PREPARATORY | ||||||
| 1041 MYRTLE STREET | EAST PALO ALTO | CA | 94303 | EOF | FUND GENERAL OPERATING | $50,000 |
| TEACH FOR AMERICA | ||||||
| 22 FOURTH STREET 7TH FLOOR | SAN FRANCISCO | CA | 94103 | PC | FUND GENERAL OPERATING | $50,000 |
| PARENTS FOR PUBLIC SCHOOLS | ||||||
| 3543 - 18TH STREET | SAN FRANCISCO | CA | 94110 | EOF | FUND GENERAL OPERATING | $50,000 |
| STANFORD UNIVERSITY | ||||||
| 326 GALVEZ WAY | STANFORD | CA | 94305 | EOF | FURTHER CHARITABLE PURPOSE | $850,000 |
| UNIVERSITY OF CHICAGO | ||||||
| 401 NORTH MICHIGAN AVENUE | CHICAGO | IL | 60611 | EOF | DEAN'S DISCRETIONARY FUND | $10,000 |
| HARVARD BUSINESS SCHOOL | ||||||
| SOLDIERS FIELD RD TEELE 415 | BOSTON | MA | 02163 | EOF | HBS FELLOWSHIP PROGRAM | $20,000 |
| THE CALIFORNIA EDUCATION PARTNERS | ||||||
| ONE LOMBARD ST 305 | SAN FRANCISCO | CA | 94111 | EOF | FUND GENERAL OPERATING | $2,440,000 |
| ACKNOWLEDGE ALLIANCE | ||||||
| 2483 OLD MIDDLEFIELD WAY 208 | MOUNTAIN VIEW | CA | 94043 | EOF | FURTHER CHARITABLE PURPOSE | $25,000 |
| JEWISH COMMUNITY FOUNDATION | ||||||
| 121 STEUART STREET | SAN FRANCISCO | CA | 94105 | EOF | EDUCATION PROGRAM | $1,000 |
| AIM HIGH | ||||||
| 2030 HARRISON ST 3RD FL | SAN FRANCISCO | CA | 94110 | EOF | EDUCATION PROGRAM | $50,000 |
| SAN FRANCISCO BOYS AND GIRLS CLUB | ||||||
| 380 FULTON STREET | SAN FRANCISCO | CA | 94102 | PC | EDUCATION PROGRAM | $50,000 |
| SAN FRANCISCO UNIVERSITY HIGH SCHOO | ||||||
| 3065 JACKSON STREET | SAN FRANCISCO | CA | 94115 | EOF | EDUCATION PROGRAM | $25,000 |
| INTERNTIONAL NETWORK FOR PUBLIC SCH | ||||||
| 50 BROADWAY SUITE 2200 | NEW YORK | NY | 10004 | EOF | EDUCTION PROGRAM | $75,000 |
| SF CASA | ||||||
| 2535 MISSION STREET | SAN FRANCISCO | CA | 94110 | EOF | EDUCATION PROGRAM | $50,000 |
| JAMESTOWN COMMUNITY CENTER | ||||||
| 3382 26TH STREET | SAN FRANCISCO | CA | 94110 | EOF | FURTHER CHARITABLE PURPOSE. | $50,000 |
| UNITED WAY EDUCATION INITIATIVES | ||||||
| 350 KEARNY STREET STE 1000 | SAN FRANCISCO | CA | 94108 | EOF | EDUCATIN PROGRAM. | $25,000 |
| OCCIDENTAL COLLEGE | ||||||
| 1600 CAMPUS ROAD M-33 | LOS ANGELES | CA | 90041 | EOF | EDUCATION PROGRAM | $100,000 |
| SF JAZZ | ||||||
| 201 FRANKLIN STREET | SAN FRANCISCO | CA | 94102 | EOF | FURTHER CHARITABLE PURPOSE | $25,000 |
| COMMUNITY INITIATIVES | ||||||
| 354 PINE STREET | SAN FRANCISCO | CA | 94104 | EOF | FURTHER CHARITABLE PURPOSE | $25,000 |
| POSSEE FOUNDATION | ||||||
| 14 WALL STREET STE 8A-60 | NEW YORK | NY | 10005 | EOF | FURTHER CHARITABLE PURPOSE. | $50,000 |
| DEPT OF CHILDRENYOUTH THEIR FAMILIE | ||||||
| 1390 MARKET STREET SUITE 900 | SAN FRANCISCO | CA | 94102 | GOV | FURTHER CHRITABLE PURPOSE | $164,468 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $4,585,468 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $69 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,530,944 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $2,511,013 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (19 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|
| BAIN CAPITAL FUND VII LP | 14 | $86,013 |
| BAIN CAPITAL FUND VIII LP | 14 | $473,519 |
| CCG INVESTMENT BVI LP | 14 | $23,749 |
| CCG INVESTMENT FUND LP | 14 | $417,058 |
| CHENGWEI VENTURES FD I | 14 | -$53,560 |
| FLAG VENTURES PTR IV LP | 14 | -$45,483 |
| GOLDEN GATE CAP INV FD II | 14 | $26,371 |
| GOLDEN GATE CAP INV FDIIA | 14 | -$2,808 |
| GOLDEN GATE CAP INV II-BV | 14 | $33,813 |
| GOLDEN GATE INV II-A ADJ | 14 | $4,689 |
| GOLDEN GATE OPPORTUNITY | 14 | $408,237 |
| GOLDMAN SACHS-ORD INCOME | 14 | |
| GREYLOCK XI LP | 14 | $33,637 |
| GS MEZZANINE LLP | 14 | $3,010 |
| NEW ENTERPRISE FUND II | 14 | $172,609 |
| NORTHGATE PRIVATE EQUITY | 14 | $52,506 |
| NORTHGATE VENTURE PTR II | 14 | $35,112 |
| UNIVERSITY TECH VENTURES | 14 | $165,683 |
| WPC ENTERPRENEUR FUND II | 14 | $1 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $5,876,182 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $5,876,182 | TotalIncomeProducingActyAmt |
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp (2 entries)
| Line NumberLineNumberTxt | Relationship StatementRelationshipStatementTxt |
|---|---|
| 34 | INTEREST AND DIVIDENDS TO BE USED FOR QUALIFYING DISTRIBUTIONS TO PUBLIC CHARITIES. |
| 811 | INVESTMENT INCOME TO BE USED FOR QUALIFYING DISTRIBUTIONS TO PUBLIC CHARITIES. |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX PREPARATION & ADVISORY | CategoryTxt |
| Amt | $42,599 | Amt |
| Net Investment Income | $42,599 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Contractor Compensation Expln ContractorCompensationExpln
Contractor Comp Expln ContractorCompExplnGrp
Contractor Business Name ContractorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GOLDSTEIN MUNGER & ASSOCIATES | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Explanation | INVESTMENT MANAGEMENT AND ADVISORY FEES | ExplanationTxt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (7 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| GOLDMAN SACHS - MONEY MARKET FUND | $293,780 | $293,780 |
| GS - MEZZANINE | $114,212 | $129,544 |
| PICARRO 6,282,601 SHARES | $16,071,228 | $2,659,819 |
| CHARLES SCHWAB - SECURITIES | $67,484,322 | $74,397,535 |
| CHARLES SCHWAB - MONEY MARKET FUND | $2,265,698 | $2,265,698 |
| CHARLES SCHWAB-DIVIDEND REC | $14,603 | $14,603 |
| BROKERAGES - OTHER | $3 | $3 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (21 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| BAIN CAPITAL (SQ) VIII LP | AT COST | $14,952 | $17,916 |
| BAIN CAPITAL (TRU) VIII LP | AT COST | $367,994 | $73,708 |
| BAIN CAPITAL FUND VII LP | AT COST | $278,649 | $928,309 |
| BAIN CAPITAL FUND VIII LP | AT COST | $1,591,467 | $2,005,820 |
| CCG INVESTMENTS BVI LP | AT COST | $559,935 | $1,681,263 |
| CCG INVESTMENTS FUND LP | AT COST | $1,457,543 | $676,867 |
| CCG INVESTMENTS LLC | AT COST | $7,361 | $196,296 |
| CHENGWEI VENTURES FUND I LP | AT COST | $107,765 | $438,854 |
| FLAG VENTURE PARTNERS IV LP | AT COST | $484,790 | $484,790 |
| GOLDEN GATE CAPITAL INV FD II LP | AT COST | $813,625 | $1,925,624 |
| GOLDEN GATE CAPITAL INV FD II-A LP | AT COST | $683,715 | $239,426 |
| GOLDEN GATE CAPITAL INVS II LLC | AT COST | $73,221 | $89,639 |
| GOLDEN GATE CAPITAL INVS II-A ADJ (BVI) | AT COST | $850,016 | $1,071,553 |
| GOLDEN GATE CAPITAL INV II (BVI) LP | AT COST | $1,556,850 | $1,563,212 |
| GOLDEN GATE OPPORTUNITY FD LP | AT COST | $5,114,006 | $7,545,275 |
| GREYLOCK XI LP | AT COST | $1,287,271 | $462,543 |
| NEW ENTERPRISE ASSOC 10 LP | AT COST | $3,831,219 | $3,221,608 |
| NORTHGATE PRIV EQUITY PTRS LP | AT COST | $87,599 | $140,748 |
| NORTHGATE VENTURE PARTNERS II LP | AT COST | $539,092 | $795,067 |
| UNIVERSITY TECHNOLOGY VENTURES | AT COST | $216,815 | $228,802 |
| WPC ENTREPRENEUR FUND II LP | AT COST | $12,548 | $8,139 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (8 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BANK FEES & CHARGES | $386 | $386 | |
| GRANT ADMINISTRATION | $21,186 | $21,186 | |
| GS MEZZANINE PARTNERSHIP EXP | $2,337 | $2,337 | |
| PARTNERSHIP INTEREST EXPENSES | $312 | $312 | |
| PARTNERSHIP INVESTMENT EXPENSES | $436,078 | $436,078 | |
| PARTNERSHIP OTHER EXPENSES | $612 | $612 | |
| PROGRAM EXPENSES | $38,207 | $38,207 | |
| SUPPLIES | $99 | $99 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (18 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| BAIN CAPITAL FUND VII LP | $86,013 | $86,013 |
| BAIN CAPITAL FUND VIII LP | $473,519 | $473,519 |
| CCG INVESTMENT BVI LP | $23,749 | $23,749 |
| CCG INVESTMENT FUND LP | $417,058 | $417,058 |
| CHENGWEI VENTURES FD I | -$53,560 | -$53,560 |
| FLAG VENTURES PTR IV LP | -$45,483 | -$45,483 |
| GOLDEN GATE CAP INV FD II | $26,371 | $26,371 |
| GOLDEN GATE CAP INV FDIIA | -$2,808 | -$2,808 |
| GOLDEN GATE CAP INV II-BV | $33,813 | $33,813 |
| GOLDEN GATE INV II-A ADJ | $4,689 | $4,689 |
| GOLDEN GATE OPPORTUNITY | $408,237 | $408,237 |
| GREYLOCK XI LP | $33,637 | $33,637 |
| GS MEZZANINE LLP | $3,010 | $3,010 |
| NEW ENTERPRISE FUND II | $172,609 | $172,609 |
| NORTHGATE PRIVATE EQUITY | $52,506 | $52,506 |
| NORTHGATE VENTURE PTR II | $35,112 | $35,112 |
| UNIVERSITY TECH VENTURES | $165,683 | $165,683 |
| WPC ENTERPRENEUR FUND II | $1 | $1 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT MANAGEMENT FEES-CS | CategoryTxt |
| Amt | $304,030 | Amt |
| Net Investment Income | $304,030 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| EXCISE TAXES PAID | $100,000 | $100,000 |
| FOREIGN TAXES PAID | $21,488 | $21,488 |
| LICENSES & OTHER FEES | $235 | $235 |
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