MORGAN STANLEY FOUNDATION INC: Form 990PF, tax year 2014
View the entire original 990 at ProPublica ↗
- Organization
- MORGAN STANLEY FOUNDATION INC (EIN 26-1226280)
- Tax period
- 2014-01-01 to 2014-12-31
- Filed
- 2015-11-13
- IRS object ID
- 201513179349100961
- Schema version
- 2014v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Other Expenses Schedule
- Other Income Schedule2
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-11-13T16:19:01-06:00 | ReturnTs |
| Tax Period End | 2014-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PricewaterhouseCoopers LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 300 Madison Avenue | AddressLine1Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10017 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2014-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 261226280 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MORGAN STANLEY FOUNDATION INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % ARTHUR COHEN | InCareOfNm |
| Business Name Control | MORG | BusinessNameControlTxt |
| Phone | 2127614000 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1221 AVE OF THE AMERICAS-TAX-FL 3 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10020 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | CHARLES CHASIN | PersonNm |
| Person Title | DIRECTOR | PersonTitleTxt |
| Phone | 6464713000 | PhoneNum |
| Signature | 2015-11-13 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | KATRINA D WALKER | PreparerPersonNm |
| PTIN | P00997158 | PTIN |
| Phone | 6464713000 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2014 | TaxYr |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $16,537,610 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $49,935 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $49,935 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $342,991 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $342,991 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$92,472 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $1,876,120 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Net Invst Incm | -$16,409 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $300,454 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $376,517 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Other Expenses Rev And Expnss | $1,466 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $1,466 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $0 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $1,466 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $1,466 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,000,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,000,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,001,466 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $1,466 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,000,000 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$701,012 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $375,051 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $692,456 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $265,088 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $265,088 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $40,995 | AcctRcvblAmt |
| Acct Rcvbl BOY | $37,614 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $40,995 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $40,995 | AcctRcvblEOYFMVAmt |
| US Government Obligations BOY | $657,351 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $387,734 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $375,973 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $9,912,591 | CorporateStockBOYAmt |
| Corporate Stock EOY | $9,923,928 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $13,679,142 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $2,189,480 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $2,170,735 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $2,176,412 | CorporateBondsEOYFMVAmt |
| Total Assets BOY | $13,489,492 | TotalAssetsBOYAmt |
| Total Assets EOY | $12,788,480 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $16,537,610 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $13,489,492 | UnrestrictedBOYAmt |
| Unrestricted EOY | $12,788,480 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $13,489,492 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $12,788,480 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $13,489,492 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $12,788,480 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $13,489,492 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$701,012 | ExcessRevenueOverExpensesAmt |
| Subtotal | $12,788,480 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $12,788,480 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (44 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| 132 SHS BAIDU ADR | P | 2013-06-11 | 2014-01-13 | $23,357 | $13,267 | $10,090 | $10,090 |
| 680 SHS PETROLEO BRASIL ADR | P | 2013-03-28 | 2014-01-13 | $8,577 | $11,206 | -$2,629 | -$2,629 |
| 205 SHS ETFS PHY PLDM SH | P | 2010-10-05 | 2014-01-16 | $14,916 | $11,707 | $3,209 | $3,209 |
| 40 SHS ETFS PHY PTNM SH | P | 2010-10-05 | 2014-01-16 | $5,578 | $6,752 | -$1,174 | -$1,174 |
| 1,430 SHS GREENHAVEN CONT CMDTY | P | 2010-10-05 | 2014-01-16 | $36,808 | $40,154 | -$3,346 | -$3,346 |
| 20,730 SHS MSIF EMERGING MARKET CL-I | P | 1999-09-09 | 2014-01-16 | $500,000 | $581,260 | -$81,260 | -$81,260 |
| 1,950 SHS POWERSHARES DB CMDTYIDX TRACK UNIT | P | 2010-10-05 | 2014-01-16 | $48,647 | $47,485 | $1,162 | $1,162 |
| 1,490 POWERSHS DB AGRICULTURE FUND | P | 2010-10-05 | 2014-01-16 | $36,266 | $39,816 | -$3,550 | -$3,550 |
| 65 SHS SPDR GOLD TRUST | P | 2010-10-05 | 2014-01-16 | $7,788 | $8,491 | -$703 | -$703 |
| XINYI GLASS HLDGS LTD ADR | P | 2014-01-16 | 2014-01-16 | $1,431 | $0 | $1,431 | $1,431 |
| 170,000 SHS FED HOME LOAN 0.49% 3/5/14 | P | 2012-10-25 | 2014-03-05 | $170,000 | $169,957 | $43 | $43 |
| 280 SHS OAO GAZPROM ADR LEVEL 1 ADR PRGM | P | 2014-01-21 | 2014-03-05 | $1,967 | $2,405 | -$438 | -$438 |
| 1,520 SHS OAO GAZPROM ADR LVL 1 ADR PRGM | P | 2013-03-28 | 2014-03-05 | $10,679 | $12,981 | -$2,302 | -$2,302 |
| 232 SHS NOKIAN TYRES OYJ UNSPONSORED ADR | P | 2013-03-28 | 2014-03-06 | $4,959 | $5,181 | -$222 | -$222 |
| 184 SHS NOKIAN TYRES OYJ UNSPONSORED ADR | P | 2013-03-28 | 2014-03-07 | $3,909 | $4,109 | -$200 | -$200 |
| 360 SHS NOKIAN TYRES OUJ UNSPONSORED ADR | P | 2013-03-28 | 2014-03-10 | $7,503 | $8,039 | -$536 | -$536 |
| 134 SHS NOKIAN TYRES OYJ UNSPONSORED ADR | P | 2013-03-28 | 2014-03-11 | $2,753 | $2,992 | -$239 | -$239 |
| 166 SHS NOKIAN TYRES OYJ UNSPONSORED ADR | P | 2014-01-21 | 2014-03-11 | $3,410 | $3,906 | -$496 | -$496 |
| 75,000 SHS GECC 0869 14AP07GE FLOATER | P | 2011-04-04 | 2014-04-07 | $75,000 | $75,000 | ||
| 2,614 SHS BANCO BILBAO ADR RTS | P | 2014-03-28 | 2014-04-29 | $0 | $627 | -$627 | -$627 |
| 100,000 SHS ANHEUSER-BUSCH 1.5% 7/7/14 | P | 2011-07-07 | 2014-04-30 | $100,241 | $99,997 | $244 | $244 |
| 214 SHS SAP SE | P | 2013-03-28 | 2014-05-14 | $16,752 | $17,519 | -$767 | -$767 |
| 268 SHS FRESENIUS MED CARE AKTIENGESELLSCHAFT | P | 2013-03-28 | 2014-05-19 | $8,714 | $9,054 | -$340 | -$340 |
| ITAU UNIBANCO HLDNG | P | 2014-01-21 | 2014-06-12 | $5 | $5 | $5 | |
| 75,000 SHS US TSY TIPS NOTE 0.5% 4/15/15 | P | 2012-05-03 | 2014-06-12 | $83,093 | $84,024 | -$931 | -$931 |
| 100,000 SHS FED FARM CRD 0.34% 6/13/15 | 2013-02-25 | 2014-06-13 | $100,000 | $99,875 | $125 | $125 | |
| 69 SHS BUNGLE LTD | P | 2013-03-28 | 2014-07-11 | $5,094 | $5,079 | $15 | $15 |
| 178 SHS TESCO PLC SPONS ADR | P | 2014-01-21 | 2014-08-06 | $2,201 | $2,928 | -$727 | -$727 |
| 960 SHS TESCO PLC SPONS ADR | P | 2013-03-28 | 2014-08-06 | $11,871 | $16,723 | -$4,852 | -$4,852 |
| 56 SHS COCHLEAR LTD ADR | P | 2013-03-28 | 2014-09-09 | $1,786 | $1,995 | -$209 | -$209 |
| 174 SHS COCHLEAR LTD ADR | P | 2013-03-28 | 2014-09-20 | $5,434 | $6,198 | -$764 | -$764 |
| 127 SHS COCHLEAR LTD ADR | P | 2013-03-28 | 2014-09-11 | $3,964 | $4,524 | -$560 | -$560 |
| 121 SHS COCHLEAR LTD ADR | P | 2014-01-21 | 2014-09-12 | $3,659 | $3,175 | $484 | $484 |
| 133 SHS COCHLEAR LTD ADR | P | 2013-03-28 | 2014-09-12 | $4,022 | $4,737 | -$715 | -$715 |
| 80,000 SHS PEPSICO INC 2.5% DUE 5/10/16 | P | 2012-01-17 | 2014-09-24 | $82,339 | $81,702 | $637 | $637 |
| 150,000 SHS TYTA MTR CRD SR B 1% 2/17/15 | P | 2012-09-12 | 2014-09-24 | $150,426 | $150,228 | $198 | $198 |
| 15,000 US TSY TIPS 2.375% 1/15/17 | P | 2011-02-24 | 2014-09-24 | $18,949 | $19,293 | -$344 | -$344 |
| 100,000 SHS WACHOVIA CORP 5.125% 9/15/16 | P | 2013-07-15 | 2014-09-24 | $107,681 | $106,863 | $818 | $818 |
| 1,093 SHS ITAU UNIBANCO HLDNG | P | 2013-03-28 | 2014-10-08 | $16,392 | $17,458 | -$1,066 | -$1,066 |
| 175,000 SHS US TSY NOTE 0.625% 8/15/16 | P | 2014-07-09 | 2014-10-08 | $175,663 | $175,139 | $524 | $524 |
| 2,614 SHS BANCO BILBAO ADR RTS | P | 2014-09-29 | 2014-10-28 | $0 | $261 | -$261 | -$261 |
| 14 SHS ENN ENERGY HLDGS LTD UNSPONS ADR | P | 2014-01-22 | 2014-11-18 | $2,128 | $2,428 | -$300 | -$300 |
| 80 SHS ENN ENERGY HLDGS LTD UNSPONS ADR | P | 2014-01-13 | 2014-11-18 | $12,158 | $13,819 | -$1,661 | -$1,661 |
| PUBLICLY TRADED SECURITIES | P | $0 | $238 | -$238 | -$238 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$92,472 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,000,000 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $15,078,808 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.066318 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,000,000 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $15,055,718 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.06642 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $1,225,000 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $15,722,891 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.077912 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $125,000 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $14,473,085 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.008637 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $3,500,000 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $15,297,920 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.228789 | DistributionYr5Rt |
| Total Distribution | 0.448076 | TotalDistributionRt |
| Average Distribution | 0.089615 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $16,923,725 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,516,620 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $3,751 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,520,371 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,000,000 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $7,501 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $7,501 | SubtotalAmt |
| Tax Based On Investment Income | $7,501 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $2,871 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $12,847 | AppliedToEsTaxAmt |
| Total Payments And Credits | $15,718 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $84 | EsPenaltyAmt |
| Overpayment | $8,133 | OverpaymentAmt |
| Applied To ES Tax | $8,133 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | WWW.MORGANSTANLEY.COM | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ARTHUR COHEN | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2127628957 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1221 AVENUE OF THE AMERICAS 3RD FL | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10020 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (16 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| CARLA HARRIS | ||||||||
| 1585 BROADWAY 39TH FL | NEW YORK | NY | 10036 | BOARD CHAIR | 0.5 | $0 | $0 | $0 |
| MARILYN BOOKER | ||||||||
| 1290 AVE OF THE AMERICAS | NEW YORK | NY | 10019 | TRUSTEE | 0.5 | $0 | $0 | $0 |
| CHARLES CHASIN | ||||||||
| 1585 BROADWAY 24TH FL | NEW YORK | NY | 10036 | TRUSTEE | 0.5 | $0 | $0 | $0 |
| BILL MCMAHON | ||||||||
| 2000 WESTCHESTER AVE 3RD FL | PURCHASE | NY | 10577 | FINANCE CHAIR/TRUSTEE | 0.5 | $0 | $0 | $0 |
| SHELLEY O'CONNOR | ||||||||
| 2000 WESTCHESTER AVE 3RD FL | PURCHASE | NY | 10577 | TRUSTEE THRU SEPTEMBER 2014 | 0.5 | $0 | $0 | $0 |
| JEFF BRODSKY | ||||||||
| 1585 BROADWAY 40TH FL | NEW YORK | NY | 10036 | TRUSTEE | 0.5 | $0 | $0 | $0 |
| MATT BERKE | ||||||||
| 1585 BROADWAY 5TH FL | NEW YORK | NY | 10036 | TRUSTEE | 0.5 | $0 | $0 | $0 |
| KATHLEEN MCCABE | ||||||||
| 1585 BROADWAY 36TH FL | NEW YORK | NY | 10036 | TRUSTEE | 0.5 | $0 | $0 | $0 |
| AUDREY CHOI | ||||||||
| 1585 BROADWAY 14TH FL | NEW YORK | NY | 10036 | TRUSTEE | 0.5 | $0 | $0 | $0 |
| MARY LOU PETERS | ||||||||
| 1585 BROADWAY 3RD FL | NEW YORK | NY | 10036 | TRUSTEE | 0.5 | $0 | $0 | $0 |
| JIM ROSENTHAL | ||||||||
| 1585 BROADWAY 40TH FL | NEW YORK | NY | 10036 | TRUSTEE | 0.5 | $0 | $0 | $0 |
| C DAN EWELL | ||||||||
| 555 CALIFORNIA STREET STE 2200 | SAN FRANCISCO | CA | 94104 | TRUSTEE | 0.5 | $0 | $0 | $0 |
| TOM NIDES | ||||||||
| 1585 BROADWAY 40TH FL | NEW YORK | NY | 10036 | TRUSTEE | 0.5 | $0 | $0 | $0 |
| SUSAN REID | ||||||||
| 1585 BROADWAY 19TH FL | NEW YORK | NY | 10036 | TRUSTEE AS OF JUNE 2014 | 0.5 | $0 | $0 | $0 |
| ANDY SAPERSTEIN | ||||||||
| 1585 BROADWAY 39TH FL | NEW YORK | NY | 10036 | TRUSTEE AS OF SEPTEMBER 2014 | 0.5 | $0 | $0 | $0 |
| JOAN STEINBERG | ||||||||
| 1585 BROADWAY 23RD FL | NEW YORK | NY | 10036 | PRESIDENT | 10.0 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $16,192,954 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $988,493 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $17,181,447 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $17,181,447 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $257,722 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $16,923,725 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $846,186 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $846,186 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $7,501 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $7,501 | TotalTaxAmt |
| Distributable Before Adj | $838,685 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $838,685 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $838,685 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,000,000 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $1,000,000 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $1,000,000 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $838,685 | DistributableAsAdjustedAmt |
| Prior Year1 | 2012 | PriorYear1Yr |
| Prior Year2 | 2011 | PriorYear2Yr |
| Prior Year3 | 2010 | PriorYear3Yr |
| Excess Distribution Cyov Yr5 | $2,742,124 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $0 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $444,331 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $252,310 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $263,249 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $3,702,014 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,000,000 | QualifyingDistributionsAmt |
| Applied To Current Year | $838,685 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $161,315 | RemainingDistriFromCorpusAmt |
| Total Corpus | $3,863,329 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $2,742,124 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $1,121,205 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $0 | ExcessFromYear4Amt |
| Excess From Year3 | $444,331 | ExcessFromYear3Amt |
| Excess From Year2 | $252,310 | ExcessFromYear2Amt |
| Excess From Year1 | $263,249 | ExcessFromYear1Amt |
| Excess From Current Year | $161,315 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MORGAN STANLEY CHILDREN'S HOSPITAL | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3959 BROADWAY | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10032 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | NONE | RecipientRelationshipTxt |
| Recipient Foundation Status | PC | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | BEIJING CHILDREN'S HOSPITAL PROJECT | GrantOrContributionPurposeTxt |
| Amt | $1,000,000 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,000,000 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $49,935 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $342,991 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$92,472 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $300,454 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $300,454 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Depreciation Schedule DepreciationSchedule
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (24 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ANHEUSER-BUSCH 1.5%DUE 7/14/11 | $0 | $0 |
| GE CAP CRP SER A DUE 4/7/14 | $0 | $0 |
| HYDRO QUEBEC 2% DUE 6/30/16 | $74,987 | $76,437 |
| JPM CHASE 2.6% DUE 1/15/16 | $73,004 | $76,286 |
| TOYOTA MTR CRED 1% DUE 1/15/17 | $0 | $0 |
| CONOCO PHIL 1.05% DUE 12/15/17 | $99,771 | $98,721 |
| GE CAP CP SR A 2.9% DUE 1/9/17 | $75,461 | $77,612 |
| GEN DYN GBL 1.146% DUE 5/15/13 | $99,376 | $98,991 |
| PEPSICO INC 2.5% DUE 5/10/16 | $0 | $0 |
| MANITOBA 1.3% DUE 4/3/17 | $174,648 | $176,124 |
| PROV ALBERTA CAN 1%DUE 6/21/17 | $200,790 | $199,816 |
| NIPPON TEL&TEL 1.4%DUE 7/18/17 | $149,798 | $149,559 |
| APPLE INC .45% DUE 5/3/16 | $99,819 | $99,892 |
| NYSE EURONXT GBL 2%DUE 10/5/17 | $74,588 | $75,639 |
| EMC CORP 1.875% DUE 6/1/18 | $100,208 | $99,660 |
| MICROSOFT 1.625% DUE 12/6/18 | $173,990 | $175,191 |
| WELLS FARGO 5.125% DUE 9/15/16 | $0 | $0 |
| CNOOC FIN2013L 1.125%DUE5/9/16 | $199,988 | $199,292 |
| ROYAL BNK OF CAN1.5%DUE1/16/18 | $74,906 | $74,590 |
| APPLE INC 0% DUE 5/5/17 | $100,000 | $99,650 |
| J & J 1.125% DUE 11/21/17 | $99,921 | $99,702 |
| WELLS FARGO 0.379% DUE 6/2/16 | $50,000 | $49,935 |
| ABBEY NTL TREAS1.65%DUE9/29/17 | $99,901 | $99,705 |
| AFRICAN DEV BK0.875%DUE5/15/17 | $149,579 | $149,610 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (68 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ETFS PALLADIUM TRUST | $9,994 | $13,561 |
| ETFS PLATINUM TRUST | $15,192 | $10,535 |
| GREENHAVEN CONT CMDTY | $69,357 | $56,464 |
| ISHARES SILVER TRUST | $18,272 | $9,714 |
| ISHARES TR S&P SMCP600 INDX FD | $324,528 | $593,226 |
| MSIF EMERGING MARKETS INST | $905,052 | $769,772 |
| MSIF INTERNATIONAL EQUITY INST | $2,087,946 | $1,843,545 |
| MSIF U.S. LARGE GROWTH | $1,151,224 | $2,256,762 |
| POWERSHARES DB AGRICULTURE FD | $69,744 | $64,963 |
| POWERSHARES DB COMM TRK INC | $62,095 | $47,048 |
| SPDR GOLD TRUST | $31,023 | $24,420 |
| SPDR S&P 500 TRUST | $2,744,494 | $4,787,027 |
| SPDR S&P MIDCAP 400 ETF TRUST | $876,915 | $1,545,280 |
| AIA GROUP LTD SPON ADR | $49,519 | $59,739 |
| L'AIR LIQUIDE ADR | $46,341 | $50,705 |
| ALLIANZ SE ADR | $45,462 | $52,891 |
| ANHEUSER BUSCH INVEB SA SPON | $36,188 | $40,660 |
| ARM HOLDINGS PLC ADR | $34,554 | $37,133 |
| ATLAS COPCO AS ADR | $28,643 | $28,169 |
| BAIDU INC ADR | $10,112 | $21,429 |
| BANCO BILBAO ADR OPSDIV RHTS | $261 | $0 |
| BANCO BILBAO VIZ ARG SA ADR | $24,926 | $24,545 |
| BAYERISCHE MOTOREN WERKE AG | $33,152 | $36,617 |
| BG GROUP PLC | $44,891 | $34,950 |
| BUNGE LTD | $27,679 | $33,546 |
| CANADIAN NATIONAL RAILWAY CO | $30,396 | $41,691 |
| COCHLEAR LTD ADR | $0 | $0 |
| CSL LTD ADR | $29,440 | $33,512 |
| DASSAULT SYSTEMS SA ADR | $55,347 | $57,706 |
| DBS GROUP HOLDINGS LTD ADR | $24,884 | $29,746 |
| FANUC CORPORATION ADR | $47,339 | $49,279 |
| FRESENIUS MEDICAL CARE AG & CO | $23,691 | $25,404 |
| FUCHS PETROLUB AG ADR | $22,488 | $19,477 |
| GAZPROM OAO ADR | $0 | $0 |
| HONG KONG EXCHANGES & CLEARING | $18,691 | $26,209 |
| ICICI BANK LTD | $33,486 | $46,547 |
| IMPERIAL OIL LTD | $33,863 | $34,123 |
| ITAU UNIBANCO HOLDING ADR | $35,224 | $30,756 |
| JGC CORP ADR | $36,637 | $25,587 |
| L'OREAL CO ADR | $41,025 | $42,529 |
| LINDE AG ADR | $18,634 | $18,344 |
| LOUIS VUITTON MOET HENNESSY | $19,076 | $19,077 |
| MITSUBISHI EST LTD TOKYO ADR | $26,307 | $18,686 |
| MONOTARO CO LTD ADR | $9,204 | $8,184 |
| MTN GROUP LTD SPONS ADR | $29,098 | $28,777 |
| NESTLE SA SPONS ADR | $64,730 | $64,707 |
| NOKIAN TYRES 0Y3 UNSPON ADR | $0 | $0 |
| NOVO NORDISK A/S ADR | $33,796 | $37,242 |
| PETROLEO BRA SA ADR | $0 | $0 |
| ROCHE HOLDINGS AG ADR | $47,069 | $53,500 |
| SANDS CHINA LTD ADR | $33,098 | $20,978 |
| SAP AG WALLDORF ADR | $54,578 | $47,292 |
| SASOL LIMITED SPONSORED ADR | $13,715 | $11,543 |
| SCHLUMBERGER LTD | $31,737 | $34,933 |
| SCHNEIDER ELEC SA ADR | $36,456 | $34,786 |
| SHIRE PLC ADR | $15,498 | $18,491 |
| SONOVA HLDG AG ADR | $17,933 | $21,492 |
| SVENSKA HANDELSBANKEN ADR | $17,244 | $18,346 |
| SWATCH GROUP AG | $22,579 | $16,970 |
| SYMRISE AG ADR | $18,328 | $20,646 |
| SYSMEX CORP ADR | $34,300 | $50,645 |
| TAIWAN SMCNDCTR MFG ADR | $57,680 | $74,772 |
| TESCO PLC SPONS ADR | $0 | $0 |
| TURKIYE GARANTI BANKASI ADR | $34,696 | $28,068 |
| UNICHARM CORP SPONSORED ADR | $37,354 | $47,970 |
| UNILEVER PLC ADR | $19,176 | $18,459 |
| WPP PLC ST HELIER ADR | $45,168 | $55,485 |
| XINYI GLASS HLDGS LTD ADR | $6,399 | $4,482 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $387,734 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $375,973 | USGovtObligationsEOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | CUSTODY FEES | Desc |
| Revenue And Expenses Per Books | $1,466 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $1,466 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|
| POWERSHARES DB AGRICULTURE FUND ORD INC | $1,695 |
| POWERSHS DB COMM INDEX TRACK FD ORD INC | -$18,104 |