O SULLIVAN FAMILY CHARITABLE FOUNDATION: Form 990PF, tax year 2014

View the entire original 990 at ProPublica ↗

Organization: O SULLIVAN FAMILY CHARITABLE FOUNDATION (EIN 20-1882904)
Tax period: 2014-01-01 to 2014-12-31
Filed: 2015-08-17
IRS object ID: 201502299349100705
Schema version: 2014v5.0
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Accounting Fees Schedule
Investments Corp Stock Schedule
Legal Fees Schedule
Other Expenses Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2015-08-17T07:56:22-05:00	ReturnTs
Tax Period End	2014-12-31	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	630861649	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	Duval & Associates PC CPA's	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	3615 Eighth Avenue South	AddressLine1Txt
City	Birmingham	CityNm
State Abbreviation	AL	StateAbbreviationCd
ZIP	35222	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnTypeCd
Tax Period Begin	2014-01-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	201882904	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	O'Sullivan Family Charitable Foundation	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Business Name Control	OSUL	BusinessNameControlTxt
Phone	2058034300	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	P O Box 590005	AddressLine1Txt
City	Birmingham	CityNm
State Abbreviation	AL	StateAbbreviationCd
ZIP	352590005	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	Patrick L O'Sullivan	PersonNm
Person Title	Director	PersonTitleTxt
Phone	2058034300	PhoneNum
Signature	2015-08-12	SignatureDt
Discuss With Paid Preparer	Yes (1)	DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	James M Brooks	PreparerPersonNm
PTIN	P00132546	PTIN
Phone	2053260453	PhoneNum
Preparation	2015-08-17	PreparationDt

Field	Value	IRS element (for citing)
Tax	2014	TaxYr
Build TS	2016-03-07 17:11:31Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
FMV Assets EOY	$4,704,549	FMVAssetsEOYAmt
Method Of Accounting Cash	Yes (X)	MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Schedule B Not Required	Yes (X)	ScheduleBNotRequiredInd
Dividends Rev And Expnss	$57,931	DividendsRevAndExpnssAmt
Dividends Net Invst Incm	$57,931	DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss	$239,081	NetGainSaleAstRevAndExpnssAmt
Gross Sales Price	$2,900,484	GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm	$239,081	CapGainNetIncmNetInvstIncmAmt
Total Rev And Expnss	$297,012	TotalRevAndExpnssAmt
Total Net Invst Incm	$297,012	TotalNetInvstIncmAmt
Comp Ofcr Dir Trst Rev And Expnss	$3,000	CompOfcrDirTrstRevAndExpnssAmt
Comp Ofcr Dir Trst Net Invst Incm	$750	CompOfcrDirTrstNetInvstIncmAmt
Comp Ofcr Dir Trst Dsbrs Chrtbl	$2,250	CompOfcrDirTrstDsbrsChrtblAmt
Legal Fees Rev And Expnss	$2,186	LegalFeesRevAndExpnssAmt
Legal Fees Net Invst Incm	$547	LegalFeesNetInvstIncmAmt
Legal Fees Dsbrs Chrtbl	$1,639	LegalFeesDsbrsChrtblAmt
Accounting Fees Rev And Expnss	$13,405	AccountingFeesRevAndExpnssAmt
Accounting Fees Net Invst Incm	$3,351	AccountingFeesNetInvstIncmAmt
Accounting Fees Chrtbl Prps	$10,054	AccountingFeesChrtblPrpsAmt
Taxes Rev And Expnss	$10,599	TaxesRevAndExpnssAmt
Taxes Net Invst Incm	$10,599	TaxesNetInvstIncmAmt
Taxes Dsbrs Chrtbl	$0	TaxesDsbrsChrtblAmt
Other Expenses Rev And Expnss	$41,632	OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm	$41,541	OtherExpensesNetInvstIncmAmt
Other Expenses Dsbrs Chrtbl	$91	OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss	$70,822	TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm	$56,788	TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Dsbrs Chrtbl	$14,034	TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss	$250,000	ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl	$250,000	ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss	$320,822	TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm	$56,788	TotalExpensesNetInvstIncmAmt
Total Expenses Dsbrs Chrtbl	$264,034	TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses	-$23,810	ExcessRevenueOverExpensesAmt
Net Investment Income	$240,224	NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Field	Value	IRS element (for citing)
Cash BOY	$982,864	CashBOYAmt
Cash EOY	$3,055	CashEOYAmt
Cash EOYFMV	$3,055	CashEOYFMVAmt
Sav And Temp Cash Invst EOY	$2,073,380	SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV	$2,073,380	SavAndTempCashInvstEOYFMVAmt
Acct Rcvbl	$320	AcctRcvblAmt
Acct Rcvbl BOY	$706	AcctRcvblBOYAmt
Acct Rcvbl EOY	$320	AcctRcvblEOYAmt
Acct Rcvbl EOYFMV	$320	AcctRcvblEOYFMVAmt
Corporate Stock BOY	$2,712,330	CorporateStockBOYAmt
Corporate Stock EOY	$1,996,977	CorporateStockEOYAmt
Corporate Stock EOYFMV	$2,627,794	CorporateStockEOYFMVAmt
Corporate Bonds BOY	$401,642	CorporateBondsBOYAmt
Total Assets BOY	$4,097,542	TotalAssetsBOYAmt
Total Assets EOY	$4,073,732	TotalAssetsEOYAmt
Total Assets EOYFMV	$4,704,549	TotalAssetsEOYFMVAmt
Total Liabilities BOY	$0	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$0	TotalLiabilitiesEOYAmt
Organization Follows SFAS117	Yes (X)	OrganizationFollowsSFAS117Ind
Unrestricted BOY	$4,097,542	UnrestrictedBOYAmt
Unrestricted EOY	$4,073,732	UnrestrictedEOYAmt
Tot Net Ast Or Fund Balances BOY	$4,097,542	TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY	$4,073,732	TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY	$4,097,542	TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY	$4,073,732	TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Field	Value	IRS element (for citing)
Tot Net Ast Or Fund Balances BOY	$4,097,542	TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses	-$23,810	ExcessRevenueOverExpensesAmt
Other Increases	$0	OtherIncreasesAmt
Subtotal	$4,073,732	SubtotalAmt
Other Decreases	$0	OtherDecreasesAmt
Tot Net Ast Or Fund Balances EOY	$4,073,732	TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (605 entries)

PropertyPropertyDesc	AcquiredAcquiredDt	SoldSoldDt	Gross Sales PriceGrossSalesPriceAmt	Cost Or Other BasisCostOrOtherBasisAmt	Gain Or LossGainOrLossAmt	Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt
100000 JPMorgan Chase Bank S&P 500	2012-12-11	2014-08-29	$160,018	$117,530	$42,488	$42,488
100000 JPMorgan Chase Bank Commdty	2012-12-11	2014-01-22	$108,995	$106,290	$2,705	$2,705
464 Aegion Corp	2014-04-30	2014-10-17	$8,013	$11,033	-$3,020	-$3,020
25 Agrium Inc	2011-05-05	2014-03-19	$2,345	$2,098	$247	$247
55 Agrium Inc	2011-05-16	2014-03-19	$5,160	$4,479	$681	$681
35 Agrium Inc	2012-12-11	2014-03-19	$3,284	$3,513	-$229	-$229
155 Agrium Inc	2012-12-11	2014-10-17	$12,858	$15,559	-$2,701	-$2,701
351 Albemarle Corp	2014-09-19	2014-10-17	$19,159	$22,529	-$3,370	-$3,370
485 Bank New York Mellon Corp	2013-12-16	2014-10-17	$17,577	$16,083	$1,494	$1,494
229 Bank New York Mellon Corp	2014-05-09	2014-10-17	$8,299	$7,778	$521	$521
460 Briggs & Stratton Corp	2012-12-11	2014-07-23	$8,755	$9,435	-$680	-$680
133 Chicago Bridge & Iron Company N V N Y	2012-12-18	2014-10-17	$6,343	$5,674	$669	$669
145 Chicago Bridge & Iron Company N V N Y	2012-12-11	2014-10-17	$6,916	$6,086	$830	$830
93 Chicago Bridge & Iron Company N V N Y	2014-07-22	2014-10-17	$4,436	$6,482	-$2,046	-$2,046
210 Cisco Systems Inc	2011-04-06	2014-10-17	$4,877	$3,764	$1,113	$1,113
170 Cisco Systems Inc	2011-04-28	2014-10-17	$3,948	$2,953	$995	$995
900 Cisco Systems Inc	2012-12-11	2014-10-17	$20,903	$17,802	$3,101	$3,101
55 Corning Inc	2012-09-10	2014-10-17	$978	$702	$276	$276
220 Corning Inc	2012-10-16	2014-10-17	$3,913	$2,992	$921	$921
655 Corning Inc	2012-12-11	2014-10-17	$11,650	$8,253	$3,397	$3,397
550 Corning Inc	2013-03-21	2014-10-17	$9,782	$7,234	$2,548	$2,548
120 Du Pont E I De Nemour	2009-09-24	2014-10-17	$8,054	$3,879	$4,175	$4,175
280 Du Pont E I De Nemour	2012-12-11	2014-10-17	$18,792	$12,233	$6,559	$6,559
165 Emerson Electric Company	2013-04-23	2014-03-19	$10,528	$8,975	$1,553	$1,553
15 FedEx Corp	2013-02-06	2014-10-17	$2,327	$1,590	$737	$737
110 FedEx Corp	2013-04-10	2014-10-17	$17,064	$10,763	$6,301	$6,301
245 Ingersoll Rand	2012-12-11	2014-10-17	$13,825	$9,260	$4,565	$4,565
351 Intel Corp	2013-06-26	2014-09-19	$12,295	$8,426	$3,869	$3,869
47 Intel Corp	2013-06-26	2014-10-17	$1,475	$1,128	$347	$347
297 Intel Corp	2013-06-27	2014-10-17	$9,321	$7,196	$2,125	$2,125
415 Intel Corp	2013-09-16	2014-10-17	$13,024	$9,749	$3,275	$3,275
275 Itron Inc	2013-06-21	2014-10-17	$10,175	$11,731	-$1,556	-$1,556
192 Laboratory Corp Of Amer	2014-01-22	2014-10-17	$18,929	$17,554	$1,375	$1,375
57 Laboratory Corp Of Amer	2014-03-19	2014-10-17	$5,620	$5,612	$8	$8
165 Liquidity Services Inc	2013-02-06	2014-10-17	$2,037	$5,570	-$3,533	-$3,533
250 Liquidity Services Inc	2013-05-02	2014-10-17	$3,087	$8,232	-$5,145	-$5,145
105 Materion Corp	2009-11-06	2014-09-19	$3,385	$1,965	$1,420	$1,420
70 Materion Corp	2012-12-11	2014-09-19	$2,257	$1,507	$750	$750
90 Materion Corp	2012-12-11	2014-09-22	$2,799	$1,938	$861	$861
669 NCR Corp	2012-12-11	2014-10-17	$19,904	$16,611	$3,293	$3,293
99 National Oilwell Varco Inc	2013-02-25	2014-03-19	$7,322	$6,746	$576	$576
106 National Oilwell Varco Inc	2013-02-25	2014-10-17	$7,440	$6,501	$939	$939
125 National Oilwell Varco Inc	2013-05-03	2014-10-17	$8,773	$7,492	$1,281	$1,281
0.75 Now Inc	2014-06-02	2014-06-09	$24	$20	$4	$4
57 Now Inc	2014-06-02	2014-06-18	$1,928	$1,553	$375	$375
54 Precision Castparts Corp	2014-07-25	2014-10-17	$12,217	$12,519	-$302	-$302
30 Precision Castparts Corp	2014-08-14	2014-10-17	$6,787	$7,218	-$431	-$431
65 Scotts Miracle-Gro Co	2012-05-11	2014-05-07	$3,986	$3,053	$933	$933
145 Scotts Miracle-Gro Co	2012-12-11	2014-05-07	$8,892	$6,110	$2,782	$2,782
50 Siemens A G Spons ADR	2009-09-24	2014-03-19	$6,585	$4,738	$1,847	$1,847
3 Siemens A G Spons ADR	2012-12-11	2014-03-19	$395	$320	$75	$75
112 Siemens A G Spons ADR	2012-12-11	2014-10-17	$11,945	$11,936	$9	$9
710 Sony Corp ADR New 7/74	2013-01-22	2014-10-17	$12,174	$9,415	$2,759	$2,759
559 Sony Corp ADR New 7/74	2014-08-21	2014-10-17	$9,584	$10,554	-$970	-$970
30 Stanley Black & Decker Inc	2012-09-10	2014-10-17	$2,520	$2,169	$351	$351
20 Stanley Black & Decker Inc	2012-10-22	2014-10-17	$1,680	$1,404	$276	$276
80 Stanley Black & Decker Inc	2012-12-11	2014-10-17	$6,720	$5,785	$935	$935
100 Stanley Black & Decker Inc	2013-01-10	2014-10-17	$8,400	$7,535	$865	$865
443 Terex Corp	2012-12-11	2014-10-17	$12,444	$11,381	$1,063	$1,063
157 Terex Corp	2014-09-19	2014-10-17	$4,410	$5,140	-$730	-$730
205 Teva Pharmaceuticals Inds Ltd ADR	2013-10-10	2014-10-17	$10,465	$8,200	$2,265	$2,265
119 Teva Pharmaceuticals Inds Ltd ADR	2013-12-19	2014-10-17	$6,075	$4,679	$1,396	$1,396
167 Teva Pharmaceuticals Inds Ltd ADR	2014-01-15	2014-10-17	$8,525	$7,347	$1,178	$1,178
25 3M Company	2009-09-24	2014-10-17	$3,429	$1,848	$1,581	$1,581
155 3M Company	2012-12-11	2014-10-17	$21,263	$14,520	$6,743	$6,743
120 Wabtec	2009-09-24	2014-10-17	$8,961	$2,345	$6,616	$6,616
270 Wabtec	2012-12-11	2014-10-17	$20,162	$11,883	$8,279	$8,279
95 Xylem Inc	2009-09-24	2014-10-17	$3,231	$2,819	$412	$412
20 Xylem Inc	2010-09-21	2014-10-17	$680	$546	$134	$134
25 Xylem Inc	2011-11-01	2014-10-17	$850	$649	$201	$201
25 Xylem Inc	2012-02-24	2014-10-17	$850	$700	$150	$150
60 Xylem Inc	2012-03-09	2014-10-17	$2,041	$1,644	$397	$397
530 Xylem Inc	2012-12-11	2014-10-17	$18,027	$14,114	$3,913	$3,913
231 ADT Corp	2014-04-09	2014-10-17	$7,595	$7,249	$346	$346
143 Advent Sorware Inc	2013-09-05	2014-10-17	$4,479	$3,982	$497	$497
9 Albemarle Corp	2012-12-12	2014-08-01	$551	$535	$16	$16
93 Albemarle Corp	2012-12-12	2014-09-30	$5,470	$5,523	-$53	-$53
10 Albemarle Corp	2013-12-18	2014-09-30	$588	$649	-$61	-$61
88 Alexander & Baldwin Inc	2012-12-12	2014-05-08	$3,334	$2,551	$783	$783
61 Alliant Techsystems Inc	2013-04-12	2014-10-17	$7,835	$4,513	$3,322	$3,322
105 Atwood Oceanics Inc	2012-12-12	2014-10-17	$4,196	$4,789	-$593	-$593
21 BrownForman Corp Cl B	2012-12-12	2014-04-09	$1,885	$1,344	$541	$541
17 BrownForman Corp Cl B	2012-12-12	2014-08-01	$1,488	$1,088	$400	$400
19 BrownForman Corp Cl B	2012-12-12	2014-09-30	$1,714	$1,216	$498	$498
66 Cabelas Inc	2012-12-12	2014-10-17	$3,822	$2,999	$823	$823
143 Carmax Inc	2012-12-12	2014-10-17	$6,656	$5,042	$1,614	$1,614
107 Deckers Outdoor Corp	2013-01-22	2014-10-17	$9,268	$3,996	$5,272	$5,272
102 Dollar Tree Inc	2013-09-05	2014-10-17	$5,754	$5,519	$235	$235
146 Eaton Vance Corp	2012-12-12	2014-10-17	$5,156	$4,576	$580	$580
71 Energizer Hldgs Inc	2012-12-12	2014-10-17	$8,134	$5,804	$2,330	$2,330
17 Energizer Hldgs Inc	2014-03-12	2014-10-17	$1,947	$1,604	$343	$343
98 First Industrial Realty Trust	2013-09-16	2014-10-17	$1,744	$1,578	$166	$166
95 First Industrial Realty Trust	2013-11-07	2014-10-17	$1,690	$1,675	$15	$15
51 Hasbro Inc	2012-12-12	2014-10-17	$2,750	$1,926	$824	$824
51 Hasbro Inc	2013-10-15	2014-10-17	$2,750	$2,352	$398	$398
0.221 Kinder Morgan Mgmt LLC	2012-12-12	2014-10-23	$21	$15	$6	$6
70 Kinder Morgan Mgmt LLC	2012-12-12	2014-10-17	$6,336	$4,598	$1,738	$1,738
90 Lorillard Inc	2012-12-12	2014-10-17	$5,234	$3,593	$1,641	$1,641
31 M&T Bank Corp	2012-12-12	2014-10-17	$3,500	$3,041	$459	$459
186 MBIA Inc	2012-12-12	2014-10-17	$1,711	$1,514	$197	$197
230 MBIA Inc	2013-02-07	2014-10-17	$2,116	$2,345	-$229	-$229
134 MBIA Inc	2014-03-12	2014-10-17	$1,233	$1,970	-$737	-$737
20 Martin Marietta Materials Inc	2012-12-12	2014-10-17	$2,346	$1,850	$496	$496
21 Martin Marietta Materials Inc	2013-11-14	2014-10-17	$2,463	$2,114	$349	$349
9 Martin Marietta Materials Inc	2014-03-12	2014-10-17	$1,056	$1,104	-$48	-$48
121 Meadwestvaco Corp	2012-12-12	2014-02-28	$4,524	$3,709	$815	$815
74 Methanex Corp	2014-09-30	2014-10-17	$4,143	$4,964	-$821	-$821
30 Newmarket Corp	2012-12-12	2014-10-17	$11,075	$8,141	$2,934	$2,934
47 Nu Skin Enterprises Inc	2012-12-12	2014-08-06	$2,160	$2,161	-$1	-$1
100 Old Dominion Freight Lines Inc	2012-12-12	2014-10-17	$6,757	$3,284	$3,473	$3,473
55 Pricesmart Inc	2012-12-12	2014-10-17	$4,732	$4,127	$605	$605
5 Pricesmart Inc	2012-12-28	2014-10-17	$430	$380	$50	$50
283 Service Corp Intl	2012-12-12	2014-04-09	$5,390	$4,047	$1,343	$1,343
92 Strum Ruger & Co Inc	2013-06-11	2014-10-17	$4,522	$4,345	$177	$177
12 Strum Ruger & Co Inc	2013-09-16	2014-10-17	$590	$719	-$129	-$129
125 Tempur Pedic Intl Inc	2012-12-28	2014-10-17	$6,554	$3,739	$2,815	$2,815
172 Tenet Healthcare Corp	2012-12-12	2014-10-17	$9,701	$5,186	$4,515	$4,515
124 Teradata Corp	2014-08-01	2014-10-17	$5,190	$5,244	-$54	-$54
183 USG Corp	2014-09-30	2014-10-17	$4,863	$5,053	-$190	-$190
8 White Mountains Insurance Group	2012-12-12	2014-10-17	$5,045	$4,155	$890	$890
3 White Mountains Insurance Group	2012-12-28	2014-10-17	$1,892	$1,549	$343	$343
56 Ace Ltd	2012-12-12	2014-10-17	$5,840	$4,529	$1,311	$1,311
68 Arm Holdings PLC	2012-12-12	2014-10-17	$2,843	$2,499	$344	$344
21 ASML Holding NV NY	2012-12-12	2014-09-10	$2,040	$1,330	$710	$710
22 ASML Holding NV NY	2012-12-12	2014-10-17	$2,031	$1,393	$638	$638
15 ASML Holding NV NY	2013-02-22	2014-10-17	$1,385	$1,072	$313	$313
20 ASML Holding NV NY	2013-12-18	2014-10-17	$1,847	$1,800	$47	$47
39 Asos PLC ADR	2013-06-04	2014-10-07	$1,262	$2,511	-$1,249	-$1,249
19 Asos PLC ADR	2014-05-21	2014-10-07	$615	$1,326	-$711	-$711
171 Brasil Foods SA	2012-12-12	2014-01-28	$3,038	$3,336	-$298	-$298
102 Canadian National Railway Company	2012-12-12	2014-10-17	$6,644	$4,655	$1,989	$1,989
38 Canadian Pacific Railway Limited	2013-09-09	2014-10-17	$7,607	$4,601	$3,006	$3,006
133 Chr Hansen Hldg A/S	2014-02-18	2014-10-17	$2,389	$2,720	-$331	-$331
110 CocaCola Enterprises Inc	2012-12-12	2014-10-17	$4,504	$3,463	$1,041	$1,041
24 Core Laboraidries NV	2012-12-12	2014-10-17	$3,353	$2,561	$792	$792
10 Core Laboraidries NV	2014-10-07	2014-10-17	$1,397	$1,439	-$42	-$42
55 Covidien	2013-01-14	2014-07-29	$4,803	$2,994	$1,809	$1,809
10 Covidien	2013-03-01	2014-07-29	$873	$587	$286	$286
6 Covidien	2013-08-09	2014-07-29	$524	$388	$136	$136
139 Fanuc Corp ADR	2012-12-12	2014-10-17	$3,872	$4,064	-$192	-$192
154 Industria De Diseno Textil Inditex SA ADR	2013-01-16	2014-10-17	$2,006	$2,151	-$145	-$145
144 Industria De Diseno Textil Inditex SA ADR	2013-08-12	2014-10-17	$1,875	$1,994	-$119	-$119
59 Jeronimo Martins Sgps SA ADR	2012-12-12	2014-10-14	$1,185	$2,361	-$1,176	-$1,176
75 Lvmh Moet Hennessy Louis Vuitton ADR	2012-12-12	2014-10-17	$2,368	$2,714	-$346	-$346
23 Mercadolibre Inc	2013-05-03	2014-02-18	$2,161	$2,370	-$209	-$209
70 Nestles A Spnsd ADR	2012-12-12	2014-10-17	$4,882	$4,613	$269	$269
33 Novo Nordisk AS ADR	2012-12-12	2014-09-10	$1,510	$1,079	$431	$431
77 Novo Nordisk ASs ADR	2012-12-12	2014-10-17	$3,401	$2,518	$883	$883
35 Novo Nordisk AS ADR	2013-06-04	2014-10-17	$1,546	$1,287	$259	$259
106 Novozvmes A/S Spon ADR	2012-12-12	2014-10-17	$4,208	$3,026	$1,182	$1,182
36 Reckitt Benckiser PLC	2014-07-29	2014-09-10	$619	$651	-$32	-$32
323 Reckitt Benckiser PLC	2014-07-29	2014-10-17	$5,363	$5,842	-$479	-$479
32 Perrigo Company PLC	2013-08-09	2014-10-17	$4,661	$4,119	$542	$542
226 SGS SA ADR	2012-12-12	2014-10-17	$4,463	$5,058	-$595	-$595
102 Sensata Technologies Holding Bv Almelo	2013-06-04	2014-10-17	$4,445	$3,553	$892	$892
100 Shoprite Holdings Ltd ADR	2012-12-12	2014-10-17	$1,230	$2,320	-$1,090	-$1,090
68 Shoprite Holdings Ltd ADR	2013-02-22	2014-10-17	$836	$1,370	-$534	-$534
281 Sun Art Retail Grp Ltd ADR	2013-11-08	2014-10-17	$3,240	$4,514	-$1,274	-$1,274
103 Svenska Ceuulosa Aktiebolaget Sca Sponsored ADR	2012-12-12	2014-10-17	$2,329	$2,119	$210	$210
52 Svenska Ceuulosa Aktiebolaget Sca Sponsored ADR	2013-02-22	2014-10-17	$1,176	$1,291	-$115	-$115
118 Swatch Group Ag	2014-10-07	2014-10-17	$2,701	$2,759	-$58	-$58
178 Sysmex Corp ADR	2012-12-12	2014-10-17	$3,192	$1,994	$1,198	$1,198
365 Taiwan Semiconductor	2012-12-12	2014-10-17	$7,503	$6,227	$1,276	$1,276
20 Tencent Holdings Ltd ADR	2012-12-12	2014-04-01	$1,445	$651	$794	$794
65 Tencent Holdings Ltd ADR	2012-12-12	2014-10-17	$949	$423	$526	$526
255 Tencent Holdings Ltd ADR	2013-04-29	2014-10-17	$3,722	$1,724	$1,998	$1,998
32 Tencent Holdings Ltd ADR	2014-09-10	2014-10-17	$467	$507	-$40	-$40
103 Wal-Mart De Mexico S A	2012-12-12	2014-10-17	$2,471	$3,405	-$934	-$934
28 Yandex N V Cl A	2014-05-13	2014-09-16	$857	$830	$27	$27
114 Yandex N V Cl A	2014-05-13	2014-10-17	$2,995	$3,379	-$384	-$384
117 Lazard Ltd Shares A	2012-12-12	2014-10-17	$5,532	$3,343	$2,189	$2,189
60 AT&T	2013-12-19	2014-01-09	$2,009	$2,070	-$61	-$61
11 American Tower Corp	2012-12-11	2014-01-09	$895	$827	$68	$68
11 American Tower Corp	2012-12-11	2014-08-12	$1,059	$827	$232	$232
78 American Tower Corp	2012-12-11	2014-10-17	$7,245	$5,866	$1,379	$1,379
50 American Tower Corp	2013-01-02	2014-10-17	$4,644	$3,936	$708	$708
11 American Tower Corp	2014-06-26	2014-10-17	$1,022	$980	$42	$42
61 American Water Works	2012-12-11	2014-08-12	$2,924	$2,313	$611	$611
189 American Water Works	2012-12-11	2014-10-17	$9,380	$7,167	$2,213	$2,213
50 American Water Works	2013-01-02	2014-10-17	$2,481	$1,893	$588	$588
24 American Water Works	2014-06-26	2014-10-17	$1,191	$1,177	$14	$14
114 Atmos Energy Corp	2014-09-15	2014-10-17	$5,673	$5,703	-$30	-$30
104 BP PLC	2014-01-09	2014-10-17	$4,290	$5,084	-$794	-$794
80 BT Group PLC	2014-01-09	2014-01-10	$5,055	$5,072	-$17	-$17
147 Cenovus Energy Inc	2013-12-19	2014-01-09	$4,022	$4,137	-$115	-$115
38 Charter Communications Inc	2014-08-13	2014-10-17	$5,452	$5,808	-$356	-$356
32 Comcast Corp A	2012-12-11	2014-01-09	$1,684	$1,197	$487	$487
218 Comcast Corp A	2012-12-11	2014-10-17	$11,030	$8,153	$2,877	$2,877
75 Dominion Resources Inc	2013-02-28	2014-10-17	$5,140	$4,213	$927	$927
50 Dominion Resources Inc	2013-05-29	2014-10-17	$3,427	$2,862	$565	$565
28 Dominion Resources Inc	2014-01-09	2014-10-17	$1,919	$1,855	$64	$64
12 Dominion Resources Inc	2014-06-26	2014-10-17	$822	$854	-$32	-$32
13 DTE Energy Company	2012-12-11	2014-08-12	$961	$797	$164	$164
62 DTE Energy Company	2012-12-11	2014-10-17	$4,778	$3,800	$978	$978
25 DTE Energy Company	2013-01-02	2014-10-17	$1,927	$1,534	$393	$393
55 DTE Energy Company	2014-01-09	2014-10-17	$4,239	$3,609	$630	$630
12 DTE Energy Company	2014-06-26	2014-10-17	$925	$935	-$10	-$10
82 Edison Intl	2014-01-06	2014-01-09	$3,695	$3,731	-$36	-$36
56 Energen Corp	2013-12-19	2014-01-09	$3,720	$3,812	-$92	-$92
28 EQT Corp	2012-12-11	2014-01-09	$2,402	$1,626	$776	$776
13 EQT Corp	2012-12-11	2014-09-15	$1,234	$755	$479	$479
34 EQT Corp	2012-12-11	2014-10-17	$2,814	$1,975	$839	$839
25 EQT Corp	2013-01-02	2014-10-17	$2,069	$1,441	$628	$628
31 Exxon Mobil Corp	2013-12-18	2014-01-09	$3,067	$3,074	-$7	-$7
89 Exxon Mobil Corp	2013-12-18	2014-06-26	$9,077	$8,826	$251	$251
42 Halliburton Company	2014-05-07	2014-10-17	$2,211	$2,707	-$496	-$496
19 Halliburton Company	2014-08-12	2014-10-17	$1,000	$1,316	-$316	-$316
10 Hess Corp	2014-01-09	2014-09-15	$978	$811	$167	$167
52 Hess Corp	2014-01-09	2014-10-17	$4,082	$4,218	-$136	-$136
37 Hess Corp	2014-06-26	2014-10-17	$2,905	$3,614	-$709	-$709
18 ITC Holdings Corp	2012-12-11	2014-01-09	$1,683	$1,406	$277	$277
27 ITC Holdings Corp	2012-12-11	2014-08-12	$970	$703	$267	$267
219 ITC Holdings Corp	2012-12-11	2014-10-17	$7,983	$5,702	$2,281	$2,281
75 ITC Holdings Corp	2013-01-02	2014-10-17	$2,734	$1,970	$764	$764
24 ITC Holdings Corp	2014-06-26	2014-10-17	$875	$880	-$5	-$5
57 Liberty Global PLC Cl A	2014-01-09	2014-10-17	$2,399	$2,578	-$179	-$179
53 Liberty Global PLC Cl A	2014-09-15	2014-10-17	$2,231	$2,327	-$96	-$96
57 Liberty Global PLC Cl C	2014-03-04	2014-10-17	$2,347	$2,489	-$142	-$142
9 Lyondellbasell Industries N V	2014-01-09	2014-08-12	$974	$723	$251	$251
54 Lyondellbasell Industries N V	2014-01-09	2014-10-17	$4,850	$4,337	$513	$513
28 Lyondellbasell Industries N V	2014-01-10	2014-10-17	$2,515	$2,250	$265	$265
12 Lyondellbasell Industries N V	2014-06-26	2014-10-17	$1,078	$1,185	-$107	-$107
61 National Grid PLC	2013-07-22	2014-09-15	$4,429	$3,629	$800	$800
39 National Grid PLC	2013-07-22	2014-10-17	$2,740	$2,320	$420	$420
19 National Grid PLC	2014-01-09	2014-10-17	$1,335	$1,216	$119	$119
13 Nextera Energy Inc	2013-01-02	2014-08-12	$1,228	$911	$317	$317
112 Nextera Energy Inc	2013-01-02	2014-10-17	$10,537	$7,847	$2,690	$2,690
23 Nextera Energy Inc	2014-01-09	2014-10-17	$2,164	$1,981	$183	$183
11 Nextera Energy Inc	2014-06-26	2014-10-17	$1,035	$1,121	-$86	-$86
21 Nisource Inc	2012-12-11	2014-09-15	$813	$508	$305	$305
139 Nisource Inc	2012-12-11	2014-10-17	$5,514	$3,361	$2,153	$2,153
50 Nisource Inc	2013-01-02	2014-10-17	$1,983	$1,264	$719	$719
37 Nisource Inc	2014-06-26	2014-10-17	$1,468	$1,463	$5	$5
56 Northeast Utilities	2012-12-11	2014-10-17	$2,637	$2,214	$423	$423
75 Northeast Utilities	2013-01-02	2014-10-17	$3,531	$2,980	$551	$551
82 Northeast Utilities	2014-01-09	2014-10-17	$3,861	$3,435	$426	$426
157 NRG Energy Inc	2014-08-12	2014-10-17	$4,427	$4,576	-$149	-$149
67 Occidental Petroleum Corp	2013-12-18	2014-10-17	$5,924	$6,165	-$241	-$241
13 Occidental Petroleum Corp	2014-01-09	2014-10-17	$1,149	$1,229	-$80	-$80
11 Occidental Petroleum Corp	2014-08-12	2014-10-17	$973	$1,102	-$129	-$129
35 One Gas Inc	2014-02-04	2014-02-04	$1,159	$1,032	$127	$127
190 One Gas Inc	2014-02-07	2014-10-17	$6,709	$6,323	$386	$386
46 Oneok Inc	2013-12-18	2014-01-09	$2,895	$2,731	$164	$164
140 Oneok Inc	2013-12-18	2014-05-07	$9,028	$7,281	$1,747	$1,747
71 PG&E Corp	2013-12-19	2014-01-09	$2,839	$2,856	-$17	-$17
68 PPL Corp	2013-12-19	2014-01-09	$2,009	$1,995	$14	$14
42 Pinnacle West Cap Corp	2012-12-11	2014-08-12	$2,226	$2,163	$63	$63
39 Pinnacle West Cap Corp	2012-12-11	2014-10-17	$2,245	$2,008	$237	$237
25 Pinnacle West Cap Corp	2013-01-02	2014-10-17	$1,439	$1,307	$132	$132
15 Pinnacle West Cap Corp	2014-01-09	2014-10-17	$864	$791	$73	$73
36 Pioneer Natural Resources Company	2014-01-09	2014-10-17	$6,388	$6,072	$316	$316
5 Pioneer Natural Resources Company	2014-08-12	2014-10-17	$887	$1,025	-$138	-$138
39 Qualcomm Inc	2013-12-19	2014-01-09	$2,876	$2,821	$55	$55
76 Royal Dutch Shell PLC	2014-06-26	2014-10-17	$5,203	$6,249	-$1,046	-$1,046
25 SBA Communications Corp	2014-09-15	2014-10-17	$2,699	$2,784	-$85	-$85
122 Scana Corp	2013-01-02	2014-10-17	$6,249	$5,681	$568	$568
44 Scana Corp	2014-01-09	2014-10-17	$2,254	$2,023	$231	$231
13 Schlumberger Ltd	2012-12-11	2014-01-09	$1,115	$944	$171	$171
62 Schlumberger Ltd	2012-12-11	2014-10-17	$5,834	$4,501	$1,333	$1,333
25 Schlumberger Ltd	2013-01-02	2014-10-17	$2,352	$1,772	$580	$580
17 Schlumberger Ltd	2014-08-12	2014-10-17	$1,600	$1,838	-$238	-$238
84 Sempra Energy	2014-01-09	2014-10-17	$8,648	$7,569	$1,079	$1,079
36 South Jersey Industries Inc	2012-12-11	2014-01-09	$1,941	$1,806	$135	$135
69 South Jersey Industries Inc	2012-12-11	2014-10-17	$3,798	$3,462	$336	$336
129 Southern Company	2013-12-19	2014-01-09	$5,211	$5,255	-$44	-$44
101 Southwest Gas Corp	2014-05-07	2014-10-17	$5,358	$5,522	-$164	-$164
65 Telus Corp	2013-12-18	2014-08-12	$2,269	$2,214	$55	$55
123 Telus Corp	2013-12-18	2014-10-17	$4,150	$4,190	-$40	-$40
38 Telus Corp	2014-01-09	2014-10-17	$1,282	$1,284	-$2	-$2
98 Transcanada Corp	2013-12-18	2014-10-17	$4,574	$4,394	$180	$180
40 Transcanada Corp	2013-12-19	2014-10-17	$1,867	$1,800	$67	$67
5 Union Pacific Corp	2012-12-11	2014-01-09	$835	$618	$217	$217
40 Union Pacific Corp	2012-12-11	2014-10-17	$4,259	$2,472	$1,787	$1,787
50 Union Pacific Corp	2013-01-02	2014-10-17	$5,324	$3,212	$2,112	$2,112
121 Valero Energy Corp	2013-12-19	2014-01-09	$6,351	$5,716	$635	$635
41 Verizon Communications Inc	2013-02-28	2014-01-09	$1,944	$1,918	$26	$26
26 Verizon Communications Inc	2013-02-28	2014-09-15	$1,256	$1,216	$40	$40
33 Verizon Communications Inc	2013-02-28	2014-10-17	$1,580	$1,544	$36	$36
50 Verizon Communications Inc	2013-05-30	2014-10-17	$2,394	$2,482	-$88	-$88
25 Verizon Communications Inc	2013-08-29	2014-10-17	$1,197	$1,206	-$9	-$9
25 Verizon Communications Inc	2013-09-03	2014-10-17	$1,197	$1,145	$52	$52
42 Verizon Communications Inc	2014-02-24	2014-10-17	$2,011	$2,021	-$10	-$10
0.869 Verizon Communications Inc	2014-02-24	2014-03-04	$40	$64	-$24	-$24
Vodafone Group PLC	2014-02-27	2014-03-05	$38		$38	$38
78 Vodafone Group PLC	2013-12-19	2014-06-26	$2,579	$3,673	-$1,094	-$1,094
10 Vodafone Group PLC	2014-01-09	2014-06-26	$331	$507	-$176	-$176
67 Williams Cos Inc	2012-12-11	2014-01-09	$2,618	$2,102	$516	$516
49 Williams Cos Inc	2012-12-11	2014-08-12	$2,783	$1,538	$1,245	$1,245
159 Williams Cos Inc	2012-12-11	2014-10-17	$8,261	$4,989	$3,272	$3,272
50 Williams Cos Inc	2013-05-30	2014-10-17	$2,598	$1,800	$798	$798
14 Williams Cos Inc	2014-06-26	2014-10-17	$727	$816	-$89	-$89
157 Wisconsin Energy Corp	2012-12-11	2014-01-09	$6,377	$5,908	$469	$469
68 Wisconsin Energy Corp	2012-12-11	2014-06-26	$3,163	$2,559	$604	$604
25 Wisconsin Energy Corp	2012-12-11	2014-06-26	$1,163	$944	$219	$219
50 Dominion Resources Inc Corp Unit 2013 Ser A	2014-04-16	2014-10-16	$2,705	$2,863	-$158	-$158
65 Dominion Resources Inc Corp Unit 2013 Ser B	2013-06-04	2014-10-16	$3,525	$3,189	$336	$336
35 Dominion Resources Inc Corp Unit 2013 Ser B	2013-08-09	2014-10-16	$1,898	$1,838	$60	$60
85 Metlife Inc Com Equity Unit	2012-12-12	2014-09-02	$2,680	$2,429	$251	$251
60 Metlife Inc Com Equity Unit	2013-10-08	2014-09-02	$1,892	$1,721	$171	$171
20 Stanley Black & Decker Inc Corp Unit 2013	2013-12-10	2014-10-16	$2,102	$2,061	$41	$41
40 Alcoa Inc Dep Sch Repstg 1/10Th Pfd Conv Cl B Ser	2014-09-24	2014-10-16	$1,834	$1,991	-$157	-$157
60 Alexandria Real Estate Equities Inc Cumulative Conv Ser D Pfd	2013-03-25	2014-10-16	$1,615	$1,675	-$60	-$60
30 Alexandria Real Estate Equities Inc Cumulative Conv Ser D Pfd	2013-04-29	2014-10-16	$807	$837	-$30	-$30
40 Alexandria Real Estate Equities Inc Cumulative Conv Ser D Pfd	2013-07-18	2014-10-16	$1,076	$1,047	$29	$29
40 American Tower Corp New Pfd Conv Ser A	2014-05-12	2014-10-16	$4,159	$4,191	-$32	-$32
29 Bunge Limited Perpetual Conv Pfd Shs.	2012-12-12	2014-10-16	$3,078	$2,949	$129	$129
35 Centerpoint Energy Inc Zero Prem Exchg Sub Nt Exch Csh Val Time Warner	2013-12-05	2014-10-20	$2,042	$1,826	$216	$216
130 Cliffs Natural Res Inc Dep Shs Repstg 1/40Th Pfd Conv Ser A	2013-02-15	2014-05-29	$2,261	$3,300	-$1,039	-$1,039
20 Genesee & Wyoming Inc Conv Pfd Tangible Equity Unit	2012-12-12	2014-10-16	$2,246	$2,197	$49	$49
45 Health Care Reit Inc Pfd Perptl Conv Ser I	2012-12-12	2014-10-16	$2,684	$2,564	$120	$120
45 Nexiera Energy Inc Corp Unit	2012-12-12	2014-10-16	$2,650	$2,318	$332	$332
45 Nexiera Energy Inc Corp Unit	2013-08-20	2014-10-16	$2,650	$2,583	$67	$67
60 Nexiera Energy Inc Corp Unit 5.889	2013-03-11	2014-10-16	$3,511	$3,181	$330	$330
30 Nexiera Energy Inc Corp Unit 5.889	2013-08-13	2014-10-16	$1,755	$1,731	$24	$24
60 Ppl Corp Corp Unit Consisting Junior Sub Note Convertible Pfd	2012-12-12	2014-04-16	$3,213	$3,263	-$50	-$50
20 Stanley Black & Decker Inc Corp Convertible Unit	2013-08-28	2014-10-16	$2,465	$2,660	-$195	-$195
40 Tyson Foods Inc Tangible Eqty Unit	2014-08-06	2014-10-16	$1,935	$1,964	-$29	-$29
10 Tyson Foods Inc Tangible Eqty Unit	2014-08-18	2014-10-16	$484	$492	-$8	-$8
90 United Technologies Corp Unit 7.5%	2012-12-12	2014-10-16	$4,949	$4,979	-$30	-$30
4 Wells Fargo & Company Perpetual Pfd Convertible Cl A 7.5%	2012-12-12	2014-10-16	$4,786	$4,951	-$165	-$165
1 Wells Fargo & Company Perpetual Pfd Convertible Cl A 7.5%	2013-02-28	2014-10-16	$1,197	$1,273	-$76	-$76
70 Weyerhaeuser Company Conv Ser A Pfd	2013-06-19	2014-10-16	$3,763	$3,527	$236	$236
2000 Agco Corp Sr Sub Note Conv Cpn 1.250% Due 12/15/36	2013-03-28	2014-02-05	$2,488	$2,608	-$120	-$120
4000 Allegheny Techs Inc Sr Note Conv Cpn 4.250% Due 06/01/14	2012-12-12	2014-02-21	$4,072	$4,330	-$258	-$258
3000 Apollo Invt Corp Sr Note Conv 144 A B/E Cpn 5.750% Due 01/15/16	2013-01-16	2014-10-16	$3,101	$3,135	-$34	-$34
2000 Arcelormittal Sa Sr Note Conv B/E Cpn 5.000% Due 05/15/14	2012-12-12	2014-01-07	$2,025	$2,068	-$43	-$43
3000 Archer Daniels Midland Sr Note Conv B/E Cpn 0.875% Due 02/15/14	2012-12-12	2014-01-21	$3,022	$3,004	$18	$18
3000 Ares Capital Corp Sr Conv Note B/E Cpn 5.750% Due 02/01/16	2012-12-12	2014-10-16	$3,093	$3,199	-$106	-$106
3000 Chesapeake Energy Corp Contingent Sr Note Conv B/E Cpn 2. 750% Due 11/1	2012-12-12	2014-10-16	$3,031	$2,846	$185	$185
2000 Developers Diversified Realty Corp Convertible Senior Note B/E Cpn 1.75	2013-05-22	2014-10-16	$2,303	$2,600	-$297	-$297
2000 Developers Diversified Realty Corp Convertible Senior Note B/E Cpn 1.75	2013-08-06	2014-10-16	$2,303	$2,364	-$61	-$61
3000 Ford Motor Co Sr Note Conv Cpn 4.250% Due 11/15/16	2014-02-13	2014-10-16	$4,700	$5,347	-$647	-$647
4000 Gilead Sciences Inc Senior Note Conv B/E Cpn 1.625% Due 05/01/16	2012-12-12	2014-10-16	$16,466	$6,720	$9,746	$9,746
4000 Healtlh Care Reit Inc Senior Note Conv B/E Cpn 3.000% Due 12/01/29	2012-12-12	2014-10-16	$5,242	$4,870	$372	$372
2000 Hornbeck Offshore Svcs Inc New Sr Note Conv Cpn 1.500% Due 09/01/19	2013-11-13	2014-09-30	$1,953	$2,519	-$566	-$566
2000 Intel Corp Conv Sub Deb 144A B/E Cpn 3.250% Due 08/01/39	2013-03-15	2014-10-16	$3,053	$2,388	$665	$665
2000 Intel Corp Conv Sub Deb 144A B/E Cpn 3.250% Due 08/01/39	2013-05-21	2014-10-16	$3,053	$2,632	$421	$421
5000 Intel Corp Jr Sub Debenture Conv B/E Cpn 2.950% Due 12/15/35	2012-12-12	2014-10-16	$6,047	$5,175	$872	$872
2000 Intel Corp Conv Sub Deb 144A Cpn 3.250% Due 08/01/39	2014-09-29	2014-10-16	$3,053	$3,324	-$271	-$271
4000 International Game Technology Note Convertible 144A B/E Cpn 3.25% Due O	2012-12-12	2014-02-11	$4,052	$4,150	-$98	-$98
4000 Janus Capital Group Inc Senior Note Convertible Cpn 3.250% Due 07/15/14	2012-12-12	2014-05-06	$4,076	$4,115	-$39	-$39
3000 Lam Research Corp Sr Note Conv B/E Cpn.1.250% Due 05/15/18	2012-12-12	2014-10-16	$3,821	$2,970	$851	$851
4000 L-3 Comms Corp Conv Sr Sub Note B/E Cpn 3.000% Due 08/01/35	2012-12-12	2014-05-20	$5,163	$4,055	$1,108	$1,108
2000 Macquarie Infra Co Llc Sr Note Conv Cpn 2.875% Due 07/15/19	2014-10-02	2014-10-16	$2,150	$2,216	-$66	-$66
1000 Novellus Sys Inc Sr Note Conv Cpn 2.625% Due 05/15/41	2014-03-17	2014-10-16	$2,046	$1,676	$370	$370
2000 Nuance Communications Inc Sr Conv Debentrure B/E Cpn 2.750% Due 08/15/2	2013-09-13	2014-08-12	$1,996	$2,341	-$345	-$345
4000 Old Republic Intl Corp Senior Note Conv B/E Cpn 3.I50% Due 03/15/18	2012-12-12	2014-10-16	$4,570	$4,135	$435	$435
2000 Omnicare Inc Sr Sub Note Conv Cpn 3.500% Due 02/15/44	2013-10-25	2014-10-16	$2,148	$1,924	$224	$224
2000 Priceline Com Inc Sr Note Conv B/E Cpn 1.000% Due 03/15/18	2013-05-28	2014-10-16	$2,489	$2,361	$128	$128
1000 Priceline Com Inc Sr Note Conv B/E Cpn 1.000% Due 03/15/18	2013-12-31	2014-10-16	$1,244	$1,389	-$145	-$145
2000 Prologis Lp Exchangeable Note B/E Cpn 3.250% Due 03/15/15	2012-12-12	2014-10-16	$2,082	$2,255	-$173	-$173
2000 Prospect Capital Corp Senior Note Conv B/E Cpn 5.500% Due 08/15/16	2013-01-11	2014-10-16	$2,015	$2,075	-$60	-$60
2000 Rpm Intl Inc Sr Note Conv Cpn 2.250% Due 12/15/20	2014-02-10	2014-10-16	$2,171	$2,284	-$113	-$113
3000 Rayonier Trust Holdings Inc Sr Note Cpn 4.500% Due 08/15/15	2013-11-27	2014-10-16	$4,040	$4,191	-$151	-$151
2000 Sandisk Corp Senior Note C0Nvertible B/E Cpn 1.500% Due 08/15/17	2012-12-12	2014-10-16	$3,303	$2,323	$980	$980
2000 Sandisk Corp Senior Note C0Nvertible B/E Cpn 1.500% Due 08/15/17	2013-07-30	2014-10-16	$3,303	$2,526	$777	$777
2000 Seacor Hldgs Inc Sr Note Conv Cpn 2.500% Due 12/15/27	2014-06-03	2014-10-16	$2,132	$2,312	-$180	-$180
1000 Starwood Ppty Tr Inc Sr Note Conv B/E Cpn 4/550% Due 03/01/18	2013-04-18	2014-10-16	$1,021	$1,116	-$95	-$95
3000 Steel Dynamics Inc Senior Note Conv B/E Cpn 5.125% Due 06/15/14	2012-12-12	2014-03-12	$3,205	$3,293	-$88	-$88
2000 Toll Brothers Inc Conv Gtd Note Cpn 0.500% Due 09/15/32	2013-09-26	2014-10-16	$1,976	$2,068	-$92	-$92
2000 Trinity Industries Inc Sub Note Conv B/E Cpn 3.875% Due 06/01/36	2013-06-13	2014-10-16	$2,917	$2,358	$559	$559
1000 Trinity Industries Inc Sub Note Conv B/E Cpn 3.875% Due 06/01/36	2013-07-23	2014-10-16	$1,458	$1,167	$291	$291
3000 Wellpoint Inc Sr Note Conv Spn 2.750% Due 10/15/42	2014-01-27	2014-10-16	$4,648	$3,866	$782	$782
2000 Wellpoint Inc Sr Note Conv Spn 2.750% Due 10/15/42	2014-03-28	2014-10-16	$3,099	$2,912	$187	$187
1000 Xilinx Inc Senior Note Convertible B/E Cpn 2.625% Due 06/15/17	2013-05-28	2014-10-16	$1,374	$1,494	-$120	-$120
75 Exelon Corp Uts C/O Equity Units & Corp	2014-06-12	2014-10-16	$3,668	$3,858	-$190	-$190
80 Laclede Group Inc Uts	2014-06-06	2014-10-16	$4,211	$4,143	$68	$68
96 Ace Ltd	2013-12-18	2014-10-17	$10,015	$9,534	$481	$481
3 Apple Inc	2013-12-18	2014-01-15	$1,668	$1,639	$29	$29
5 Apple Inc	2013-12-18	2014-04-24	$2,832	$2,732	$100	$100
12 Apple Inc	2013-12-18	2014-09-11	$1,199	$937	$262	$262
58 Apple Inc	2013-12-18	2014-10-17	$5,661	$4,528	$1,133	$1,133
13 Baxter International Inc	2013-12-19	2014-03-28	$941	$867	$74	$74
49 Baxter International Inc	2013-12-19	2014-10-17	$3,285	$3,268	$17	$17
17 Baxter International Inc	2014-02-27	2014-10-17	$1,140	$1,178	-$38	-$38
34 Baxter International Inc	2014-03-20	2014-10-17	$2,279	$2,300	-$21	-$21
29 Baxter International Inc	2014-04-25	2014-10-17	$1,944	$2,106	-$162	-$162
132 Bed Bath & Beyond Inc	2013-12-18	2014-10-17	$8,331	$10,359	-$2,028	-$2,028
26 Bed Bath & Beyond Inc	2014-08-07	2014-10-17	$1,641	$1,597	$44	$44
29 Capital One Financial Corp	2013-12-18	2014-08-07	$2,260	$2,106	$154	$154
113 Capital One Financial Corp	2013-12-18	2014-10-17	$8,523	$8,207	$316	$316
16 Chevron Corp	2013-12-18	2014-08-07	$2,002	$1,935	$67	$67
77 Chevron Corp	2013-12-18	2014-10-17	$8,562	$9,311	-$749	-$749
9 Chevron Corp	2014-02-04	2014-10-17	$1,001	$1,003	-$2	-$2
220 Cisco Systems Inc	2014-05-13	2014-10-17	$5,107	$5,045	$62	$62
88 Cisco Systems Inc	2014-05-22	2014-10-17	$2,043	$2,146	-$103	-$103
144 Citigroup Inc	2013-06-27	2014-10-17	$7,197	$6,971	$226	$226
23 Citigroup Inc	2014-06-16	2014-10-17	$1,150	$1,100	$50	$50
39 Cummins Inc	2013-12-18	2014-10-17	$5,083	$5,307	-$224	-$224
10 Cummins Inc	2014-09-12	2014-10-17	$1,303	$1,388	-$85	-$85
10 Cummins Inc	2014-09-15	2014-10-17	$1,303	$1,382	-$79	-$79
135 E M C Corp Mass	2013-12-19	2014-10-17	$3,649	$3,250	$399	$399
163 E M C Corp Mass	2014-01-14	2014-10-17	$4,405	$4,175	$230	$230
104 E M C Corp Mass	2014-04-24	2014-10-17	$2,811	$2,668	$143	$143
74 Emerson Electric Company	2013-12-19	2014-10-17	$4,525	$5,087	-$562	-$562
53 Emerson Electric Company	2014-01-14	2014-10-17	$3,241	$3,659	-$418	-$418
10 Emerson Electric Company	2014-03-20	2014-10-17	$611	$640	-$29	-$29
73 Ensco PLC Cl A	2014-06-25	2014-10-17	$2,758	$4,018	-$1,260	-$1,260
21 Ensco PLC Cl A	2014-08-04	2014-10-17	$793	$1,064	-$271	-$271
23 Ensco PLC Cl A	2014-09-08	2014-10-17	$869	$1,086	-$217	-$217
9 Exxon Mobil Corp	2013-12-19	2014-04-10	$869	$895	-$26	-$26
21 Exxon Mobil Corp	2013-12-19	2014-06-19	$2,132	$2,089	$43	$43
21 Exxon Mobil Corp	2013-12-19	2014-10-17	$1,903	$2,089	-$186	-$186
22 Exxon Mobil Corp	2014-03-11	2014-10-17	$1,994	$2,077	-$83	-$83
87 Gap Inc	2013-12-19	2014-10-17	$3,104	$3,345	-$241	-$241
29 Gap Inc	2014-04-14	2014-10-17	$1,035	$1,096	-$61	-$61
23 Gap Inc	2014-07-18	2014-10-17	$820	$920	-$100	-$100
36 General Dynamics Corp	2013-12-19	2014-02-26	$3,883	$3,331	$552	$552
3 Google Inc Cl A	2013-12-18	2014-01-14	$3,425	$3,233	$192	$192
2 Google Inc Cl A	2013-12-18	2014-02-04	$2,283	$2,155	$128	$128
5 Google Inc Cl A	2013-12-18	2014-04-08	$2,757	$2,691	$66	$66
5 Google Inc Cl A	2014-04-03	2014-05-08	$2,600	$2,698	-$98	-$98
12 Grainger W W Inc	2014-02-26	2014-10-17	$2,790	$3,026	-$236	-$236
3 Grainger W W Inc	2014-07-22	2014-10-17	$697	$731	-$34	-$34
5 Grainger W W Inc	2014-09-26	2014-10-17	$1,162	$1,270	-$108	-$108
22 Hasbro Inc	2013-12-19	2014-02-28	$1,216	$1,151	$65	$65
36 Hasbro Inc	2013-12-19	2014-05-21	$1,921	$1,883	$38	$38
30 Hasbro Inc	2013-12-19	2014-06-04	$1,553	$1,569	-$16	-$16
8 Hasbro Inc	2013-12-19	2014-06-25	$422	$418	$4	$4
23 Hasbro Inc	2014-02-06	2014-06-25	$1,213	$1,151	$62	$62
127 Intel Corp	2013-12-18	2014-01-14	$3,357	$3,183	$174	$174
37 Intel Corp	2013-12-18	2014-08-15	$1,254	$927	$327	$327
249 Intel Corp	2013-12-18	2014-10-17	$7,811	$6,240	$1,571	$1,571
6 International Business Machines Corp	2013-04-22	2014-04-25	$1,131	$1,132	-$1	-$1
28 International Business Machines Corp	2013-04-22	2014-05-30	$5,153	$5,283	-$130	-$130
55 Johnson & Johnson	2013-12-19	2014-10-17	$5,401	$5,054	$347	$347
35 Johnson & Johnson	2014-08-07	2014-10-17	$3,437	$3,496	-$59	-$59
135 JPMorgan Chase & Company	2013-08-22	2014-10-17	$7,566	$7,055	$511	$511
19 JPMorgan Chase & Company	2014-06-10	2014-10-17	$1,065	$1,101	-$36	-$36
137 Mattel Inc	2013-12-18	2014-10-17	$3,962	$6,166	-$2,204	-$2,204
20 Mattel Inc	2014-01-31	2014-10-17	$578	$755	-$177	-$177
35 Mattel Inc	2014-02-28	2014-10-17	$1,012	$1,314	-$302	-$302
40 Microsoft Corp	2013-12-18	2014-04-03	$1,635	$1,450	$185	$185
263 Microsoft Corp	2013-12-18	2014-10-17	$11,451	$9,533	$1,918	$1,918
23 Norfolk Southern Corp	2013-12-18	2014-09-17	$2,571	$2,080	$491	$491
86 Norfolk Southern Corp	2013-12-18	2014-10-17	$9,138	$7,777	$1,361	$1,361
176 Oracle Corp	2013-12-18	2014-10-17	$6,656	$6,028	$628	$628
87 Parker-Hannifin Corp	2013-12-18	2014-10-17	$9,304	$10,626	-$1,322	-$1,322
12 Parker-Hannifin Corp	2014-02-04	2014-10-17	$1,283	$1,327	-$44	-$44
82 Qualcomm Inc	2013-12-18	2014-10-17	$5,937	$5,973	-$36	-$36
33 Qualcomm Inc	2014-04-08	2014-10-17	$2,389	$2,596	-$207	-$207
12 Qualcomm Inc	2014-07-25	2014-10-17	$869	$917	-$48	-$48
32 Royal Dutch Shell PLC Sponsored ADR Repstg A Shares	2013-12-18	2014-06-23	$2,644	$2,193	$451	$451
13 Royal Dutch Shell PLC Sponsored ADR Repstg A Shares	2013-12-18	2014-08-04	$1,058	$891	$167	$167
39 Royal Dutch Shell PLC Sponsored ADR Repstg A Shares	2013-12-18	2014-10-17	$2,668	$2,673	-$5	-$5
12 3M Company	2013-12-18	2014-04-24	$1,630	$1,618	$12	$12
8 3M Company	2013-12-18	2014-04-25	$1,086	$1,078	$8	$8
56 3M Company	2013-12-18	2014-10-17	$7,679	$7,549	$130	$130
63 TRW Automotive Holdings Corp	2014-05-30	2014-10-17	$6,342	$5,356	$986	$986
122 Unum Group	2013-12-18	2014-10-17	$3,971	$4,188	-$217	-$217
25 Unum Group	2013-12-19	2014-10-17	$814	$865	-$51	-$51
27 Unum Group	2014-02-13	2014-10-17	$879	$907	-$28	-$28
146 Wal-Mart Stores Inc	2013-12-18	2014-10-17	$10,819	$11,333	-$514	-$514
9 Western Digital Corp	2013-12-18	2014-04-28	$773	$738	$35	$35
68 Western Digital Corp	2013-12-18	2014-10-17	$5,895	$5,573	$322	$322
48 Bed Bath & Beyond Inc	2014-03-11	2014-06-23	$2,911	$3,334	-$423	-$423
20 Concho Resources Inc	2014-03-11	2014-12-12	$1,720	$2,416	-$696	-$696
132 Denbury Resources Inc	2014-03-11	2014-08-07	$2,147	$2,154	-$7	-$7
12 Express Scripts Holding Company	2013-12-20	2014-07-17	$789	$820	-$31	-$31
21 International Business Machines Corp	2014-03-11	2014-06-24	$3,814	$3,946	-$132	-$132
17 Linkedin Corporation Com Cl A	2014-03-11	2014-07-24	$3,024	$3,497	-$473	-$473
0 Mallinckrodt PLC	2014-08-14	2014-08-19	$3	$3	$0	$0
41 MSC Industrial Direct Co Inc Cl A	2014-03-11	2014-11-13	$3,434	$3,617	-$183	-$183
123 NPS Pharmaceuticals Inc	2014-03-11	2014-08-13	$3,274	$4,078	-$804	-$804
62 Oracle Corporation	2014-03-11	2014-11-13	$2,512	$2,412	$100	$100
71 Questcor Pharmaceuticals Inc	2014-03-11	2014-08-14	$6,644	$4,653	$1,991	$1,991
20 Affiliated Managers Group Inc	2012-12-14	2014-09-10	$4,140	$2,555	$1,585	$1,585
17 Affiliated Managers Group Inc	2012-12-14	2014-09-10	$3,519	$2,172	$1,347	$1,347
4 Affiliated Managers Group Inc	2013-01-25	2014-09-10	$828	$577	$251	$251
1 Alliance Data System Corp	2012-12-14	2014-03-24	$281	$144	$137	$137
39 Alliance Data System Corp	2012-12-14	2014-03-24	$10,961	$5,616	$5,345	$5,345
2 Alliance Data System Corp	2012-12-14	2014-09-10	$516	$288	$228	$228
20 Alliance Data System Corp	2013-01-25	2014-09-10	$5,164	$3,165	$1,999	$1,999
20 Bed Bath & Beyond Inc	2012-12-14	2014-06-23	$1,213	$1,163	$50	$50
30 Bed Bath & Beyond Inc	2012-12-14	2014-06-23	$1,820	$1,745	$75	$75
26 Bed Bath & Beyond Inc	2013-01-25	2014-06-23	$1,577	$1,542	$35	$35
7 Concho Resources Inc	2012-12-14	2014-12-12	$602	$572	$30	$30
15 Concho Resources Inc	2012-12-14	2014-12-12	$1,290	$1,225	$65	$65
11 Concho Resources Inc	2013-01-25	2014-12-12	$946	$1,004	-$58	-$58
55 Denbury Resources Inc	2012-12-14	2014-08-07	$895	$872	$23	$23
85 Denbury Resources Inc	2012-12-14	2014-08-07	$1,382	$1,348	$34	$34
72 Denbury Resources Inc	2013-01-25	2014-08-07	$1,171	$1,331	-$160	-$160
72 Express Scripts Holding Company	2012-12-14	2014-07-17	$4,736	$3,897	$839	$839
38 Express Scripts Holding Company	2013-01-25	2014-07-17	$2,500	$2,046	$454	$454
38 Gilead Sciences Inc	2012-12-14	2014-01-09	$2,836	$1,421	$1,415	$1,415
10 International Business Machines Corp	2012-12-14	2014-06-24	$1,816	$1,920	-$104	-$104
23 International Business Machines Corp	2013-01-25	2014-06-24	$4,177	$4,714	-$537	-$537
19 Linkedin Corporation Com Cl A	2012-12-14	2014-07-24	$3,380	$2,128	$1,252	$1,252
9 Linkedin Corporation Com Cl A	2013-01-25	2014-07-24	$1,601	$1,093	$508	$508
25 MSC Industrial Direct Co Inc Cl A	2012-12-14	2014-11-13	$2,094	$1,776	$318	$318
19 MSC Industrial Direct Co Inc Cl A	2012-12-14	2014-11-13	$1,591	$1,349	$242	$242
22 MSC Industrial Direct Co Inc Cl A	2013-01-25	2014-11-13	$1,842	$1,743	$99	$99
200 NPS Pharmaceuticals Inc	2013-06-12	2014-08-13	$5,323	$3,152	$2,171	$2,171
66 Oracle Corporation	2012-12-14	2014-11-13	$2,674	$2,086	$588	$588
34 Oracle Corporation	2013-01-25	2014-11-13	$1,377	$1,201	$176	$176
74 Questcor Pharmaceuticals Inc	2012-12-14	2014-08-14	$6,925	$2,025	$4,900	$4,900
39 Questcor Pharmaceuticals Inc	2013-01-25	2014-08-14	$3,650	$1,004	$2,646	$2,646
350 Athlon Energy Inc	2014-09-17	2014-09-29	$20,380	$16,482	$3,898	$3,898
200 BP P L C Sponsored ADR	2013-12-27	2014-09-08	$9,076	$9,648	-$572	-$572
500 Delta Air Lines Inc	2013-03-19	2014-01-28	$15,641	$8,179	$7,462	$7,462
1450 Dixie Group Inc	2014-05-28	2014-12-29	$12,594	$16,542	-$3,948	-$3,948
150 Helmerich & Payne Inc	2014-03-21	2014-12-24	$10,016	$15,895	-$5,879	-$5,879
3500 Hercules Offshore Inc	2014-03-19	2014-12-26	$3,632	$16,558	-$12,926	-$12,926
750 Hyperdynamics Corporation	2013-12-27	2014-03-19	$1,575	$3,446	-$1,871	-$1,871
550 Pandora Media Inc	2014-01-06	2014-04-03	$16,446	$16,769	-$323	-$323
100 Polaris Industries Inc	2013-10-04	2014-07-09	$13,270	$13,476	-$206	-$206
500 Shoe Carnival Inc	2013-04-12	2014-01-10	$12,960	$10,520	$2,440	$2,440
500 Timkensteel Corp	2014-07-10	2014-12-24	$17,002	$22,204	-$5,202	-$5,202
500 United Continental Hldgs Inc	2013-03-19	2014-01-27	$22,796	$15,689	$7,107	$7,107
200 The Coca Cola Company	2012-12-14	2014-07-09	$8,384	$7,520	$864	$864
200 The Coca Cola Company	2012-12-14	2014-07-09	$8,384	$7,520	$864	$864
500 General Electric Co	2012-12-14	2014-07-10	$13,070	$10,810	$2,260	$2,260
200 Halliburton Company	2012-12-14	2014-07-09	$14,118	$6,702	$7,416	$7,416
1000 Hercules Offshore Inc	2013-08-23	2014-12-26	$1,038	$7,098	-$6,060	-$6,060
250 Hyperdynamics Corporation	2012-12-14	2014-03-19	$525	$1,220	-$695	-$695
1000 Luby'S Inc	2012-12-14	2014-07-09	$5,431	$6,540	-$1,109	-$1,109
1000 Luby'S Inc	2013-03-19	2014-07-09	$5,431	$8,225	-$2,794	-$2,794
100 Mondelez International Inc	2012-12-14	2014-07-09	$3,801	$2,610	$1,191	$1,191
50 Texas Pacific Land Trust	2012-12-14	2014-07-09	$8,025	$2,750	$5,275	$5,275
50 Texas Pacific Land Trust	2012-12-14	2014-07-09	$8,025	$2,750	$5,275	$5,275
750 United States Stl Corp	2012-12-14	2014-06-03	$16,984	$16,748	$236	$236
200 Wal-Mart Stores Inc	2012-12-14	2014-07-10	$15,408	$13,808	$1,600	$1,600
540 Aeropostale	2013-06-26	2014-05-15	$2,419	$6,853	-$4,434	-$4,434
1460 American Select Portfolio Inc	2013-12-10	2014-05-15	$15,257	$13,939	$1,318	$1,318
20 Apple Inc	2013-06-04	2014-05-15	$11,883	$9,005	$2,878	$2,878
16000 Athabasca Oil Corporation	2014-01-10	2014-05-15	$14,595	$14,052	$543	$543
2820 BPZ Resources Inc	2014-03-13	2014-05-15	$7,783	$8,104	-$321	-$321
14000 Cenveo Corp	2013-09-06	2014-05-15	$14,280	$13,965	$315	$315
1050 Colossus Minerals Inc	2013-10-25	2014-05-20	$210	$1,552	-$1,342	-$1,342
6133 Colossus Minerals Inc	2013-10-25	2014-05-21	$797	$9,065	-$8,268	-$8,268
780 Compuware Corp	2014-01-23	2014-05-15	$7,940	$8,179	-$239	-$239
1150 Digital Generation Inc	2013-11-12	2014-02-10	$15,065	$13,771	$1,294	$1,294
518000 Lai Sun Development Co Ltd	2013-08-08	2014-05-16	$12,225	$15,436	-$3,211	-$3,211
210 Market Vectors Etf Trust	2014-01-21	2014-05-15	$5,019	$4,943	$76	$76
560 MVC Capital Inc 7.25% Senior Notes Due 2023	2013-08-15	2014-05-15	$14,358	$14,023	$335	$335
3450 Quantum Corp Dssg Com	2014-03-10	2014-05-15	$3,830	$4,037	-$207	-$207
90 Randgold Resources Ltd	2014-01-16	2014-04-24	$7,078	$5,699	$1,379	$1,379
11000 Resolute Energy Corp	2013-06-27	2014-05-15	$11,385	$11,245	$140	$140
680 Rosetta Stone Inc	2014-02-13	2014-05-15	$6,474	$8,125	-$1,651	-$1,651
2130 Sandstorm Metals & Energy	2013-06-04	2014-05-15	$2,739	$5,955	-$3,216	-$3,216
2800 Sandstorm Metals & Energy	2013-07-22	2014-05-15	$3,600	$5,102	-$1,502	-$1,502
3050 Sandstorm Metals & Energy	2013-11-08	2014-05-15	$3,922	$3,959	-$37	-$37
3640 Sandstorm Metals & Energy	2014-01-03	2014-05-15	$4,680	$3,962	$718	$718
660 Sizmek Inc	2014-02-10	2014-03-04	$8,568	$6,666	$1,902	$1,902
490 Sizmek Inc	2014-02-10	2014-05-15	$4,591	$4,949	-$358	-$358
1000 Sizmek Inc	2014-02-24	2014-05-15	$9,370	$9,650	-$280	-$280
1910 Tesco PLC	2013-11-26	2014-05-15	$9,664	$10,795	-$1,131	-$1,131
14000 Tower Group Inc Sr Nt Cv 5%14	2013-09-19	2014-05-15	$12,740	$13,524	-$784	-$784
820 Tower Group International Ltd	2013-09-18	2014-02-12	$2,193	$8,338	-$6,145	-$6,145
490 Tower Group International Ltd	2013-09-20	2014-02-12	$1,311	$4,483	-$3,172	-$3,172
630 Tower Group International Ltd	2013-09-27	2014-02-12	$1,685	$4,427	-$2,742	-$2,742
1630 Transcept Pharmaceuticals Inc	2013-06-21	2014-05-15	$5,020	$4,816	$204	$204
60 Ultra Petroleum Corp	2013-03-04	2014-01-30	$1,426	$969	$457	$457
280 Weight Watchers International Inc	2014-01-24	2014-05-01	$6,828	$8,342	-$1,514	-$1,514
960 Aeropostale	2013-01-30	2014-05-15	$4,301	$13,150	-$8,849	-$8,849
21 Apple Inc	2012-12-14	2014-04-30	$12,549	$11,123	$1,426	$1,426
18 Apple Inc	2013-01-24	2014-04-30	$10,757	$8,264	$2,493	$2,493
2 Apple Inc	2013-01-25	2014-04-30	$1,195	$899	$296	$296
12 Apple Inc	2013-01-25	2014-05-15	$7,130	$5,393	$1,737	$1,737
1690 DSP Group Inc	2012-12-14	2014-05-15	$13,875	$9,261	$4,614	$4,614
12000 Goodrich Petroleum Corp	2012-12-19	2014-05-15	$12,540	$11,625	$915	$915
120 Market Vectors Etf Trust	2012-12-14	2014-05-15	$2,868	$5,561	-$2,693	-$2,693
2800 Sandstorm Metals & Energy Ltd	2012-12-14	2014-05-15	$3,600	$14,084	-$10,484	-$10,484
2200 Sandstorm Metals & Energy Ltd	2013-03-26	2014-05-15	$2,829	$8,338	-$5,509	-$5,509
710 Tecumseh Products Co Cl B	2012-12-14	2014-01-22	$6,191	$2,968	$3,223	$3,223
490 Tecumseh Products Co Cl B	2012-12-14	2014-01-22	$4,273	$2,048	$2,225	$2,225
30 Tecumseh Products Co-Cl A	2012-12-14	2014-01-22	$262	$131	$131	$131
1460 Transcept Pharmaceuticals Inc	2012-12-14	2014-05-15	$4,497	$7,577	-$3,080	-$3,080
1440 Transcept Pharmaceuticals Inc	2013-02-26	2014-05-15	$4,435	$8,639	-$4,204	-$4,204
900 Transcept Pharmaceuticals Inc	2013-03-28	2014-05-15	$2,772	$4,311	-$1,539	-$1,539
230 Ultra Petroleum Corp	2012-12-14	2014-01-30	$5,467	$4,405	$1,062	$1,062
240 Ultra Petroleum Corp	2013-01-02	2014-01-30	$5,705	$4,204	$1,501	$1,501
630 Ultra Petroleum Corp	2013-03-04	2014-04-01	$16,847	$10,172	$6,675	$6,675
14000 Williams Clayton Energy Inc	2013-01-22	2014-05-15	$14,735	$14,024	$711	$711
3 Vanguard Index Funds Smallcap Growth ETF	2013-01-28	2014-10-23	$361	$286	$75	$75
15 Alliance Data System Corp	2014-05-21	2014-12-04	$4,176	$3,634	$542	$542
0.4 California Resources Corporation	2014-09-04	2014-11-30	$3	$4	-$1	-$1
14 California Resources Corporation	2014-09-04	2014-12-04	$98	$125	-$27	-$27
87 Carefusion Corp	2014-05-21	2014-10-17	$4,917	$3,735	$1,182	$1,182
52 Covidien PLC	2014-05-21	2014-08-29	$4,510	$3,726	$784	$784
41 Dover Corporation	2014-05-21	2014-10-17	$3,061	$3,535	-$474	-$474
34 Energizer Holdings Inc	2014-05-21	2014-09-04	$4,198	$3,887	$311	$311
72 General Mills Inc	2014-05-21	2014-09-04	$3,858	$3,855	$3	$3
0.375 Halyard Health Inc	2014-05-21	2014-10-31	$14	$14	$0	$0
6 Hanesbrands Inc	2014-05-21	2014-08-29	$615	$494	$121	$121
53 Las Vegas Sands Corp	2014-05-21	2014-08-29	$3,516	$3,917	-$401	-$401
42 National-Oilwell Varco Inc	2014-05-21	2014-09-04	$3,543	$3,126	$417	$417
50 Noble Energy Inc	2014-05-21	2014-09-04	$3,530	$3,525	$5	$5
0.5 Now Inc	2014-05-21	2014-05-30	$16	$16	$0	$0
10 Now Inc	2014-05-21	2014-09-04	$323	$324	-$1	-$1
104 Pinnacle Finl Partners Inc	2014-05-21	2014-09-04	$3,751	$3,514	$237	$237
46 Qualcomm Inc	2014-05-21	2014-09-04	$3,468	$3,674	-$206	-$206
9 Skyworks Solutions Inc	2014-05-21	2014-12-04	$624	$373	$251	$251
31 United Technologies Corp	2014-05-21	2014-09-04	$3,395	$3,564	-$169	-$169
4 Whirlpool Corp	2014-05-21	2014-12-04	$756	$582	$174	$174
41 Whiting Petroleum Corporation	2014-09-04	2014-12-04	$1,642	$3,601	-$1,959	-$1,959
9 Whiting Petroleum Corporation	2014-10-17	2014-12-04	$361	$535	-$174	-$174
181 El Paso Pipeline Partners L P Com Unit Ltd	2013-02-22	2014-10-21	$7,220	$6,857	$363	$363
88 Kinder Morgan Energy Partners LP-Units Ltd	2013-02-22	2014-12-03	$8,964	$6,761	$2,203	$2,203
0.992 Kinder Morgan Inc	2014-11-26	2014-12-04	$41	$41	$0	$0
96 Nextera Energy Inc	2013-02-27	2014-11-28	$10,014	$6,876	$3,138	$3,138
346 PVR Partners L P Com Unit Reptg Ltd	2013-02-22	2014-03-24	$7,958	$6,906	$1,052	$1,052
40 PVR Partners L P Com Unit Reptg Ltd	2013-07-02	2014-03-24	$920	$1,043	-$123	-$123
0.72 Regency Energy Partners LP	2014-03-24	2014-03-25	$19	$16	$3	$3
48 Summit Midstream Partners L P Com Unit Ltd	2013-02-22	2014-03-07	$1,948	$971	$977	$977

Field	Value	IRS element (for citing)
Capital Gain Net Income	$239,081	CapitalGainNetIncomeAmt

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

Field	Value	IRS element (for citing)
Liable Section4942 Tax	0	LiableSection4942TaxInd
Adjusted Qlfy Distri Yr1	$158,989	AdjustedQlfyDistriYr1Amt
Net Vl Noncharitable Assets Yr1	$4,323,710	NetVlNoncharitableAssetsYr1Amt
Distribution Yr1	0.036771	DistributionYr1Rt
Adjusted Qlfy Distri Yr2	$27,975	AdjustedQlfyDistriYr2Amt
Net Vl Noncharitable Assets Yr2	$397,974	NetVlNoncharitableAssetsYr2Amt
Distribution Yr2	0.070294	DistributionYr2Rt
Adjusted Qlfy Distri Yr3	$31,142	AdjustedQlfyDistriYr3Amt
Net Vl Noncharitable Assets Yr3	$305,276	NetVlNoncharitableAssetsYr3Amt
Distribution Yr3	0.102013	DistributionYr3Rt
Adjusted Qlfy Distri Yr4	$29,226	AdjustedQlfyDistriYr4Amt
Net Vl Noncharitable Assets Yr4	$326,851	NetVlNoncharitableAssetsYr4Amt
Distribution Yr4	0.089417	DistributionYr4Rt
Adjusted Qlfy Distri Yr5	$4,718	AdjustedQlfyDistriYr5Amt
Net Vl Noncharitable Assets Yr5	$328,116	NetVlNoncharitableAssetsYr5Amt
Distribution Yr5	0.014379	DistributionYr5Rt
Total Distribution	0.312874	TotalDistributionRt
Average Distribution	0.062575	AverageDistributionRt
Net Vl Noncharitable Assets	$4,468,130	NetVlNoncharitableAssetsAmt
Adj Net Vl Noncharitable Assets	$279,593	AdjNetVlNoncharitableAssetsAmt
Net Investment Income Pct	$2,402	NetInvestmentIncomePctAmt
Adj Nonchrtbl Net Invst Incm Pct	$281,995	AdjNonchrtblNetInvstIncmPctAmt
Qualifying Distributions	$264,034	QualifyingDistributionsAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Field	Value	IRS element (for citing)
Investment Income Excise Tax	$4,804	InvestmentIncomeExciseTaxAmt
Tax Under Section511	$0	TaxUnderSection511Amt
Subtotal	$4,804	SubtotalAmt
Subtitle A Tax	$0	SubtitleATaxAmt
Tax Based On Investment Income	$4,804	TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx	$5,000	EstimatedPlusOvpmtIncmTxAmt
Total Payments And Credits	$5,000	TotalPaymentsAndCreditsAmt
Es Penalty	$48	EsPenaltyAmt
Overpayment	$148	OverpaymentAmt
Applied To ES Tax	$148	AppliedToESTaxAmt
Refund	$0	RefundAmt

Statements Regarding Acty StatementsRegardingActyGrp

Field	Value	IRS element (for citing)
Legislative Political Acty	0	LegislativePoliticalActyInd
More Than100 Spent	0	MoreThan100SpentInd
Form1120 POL Filed	0	Form1120POLFiledInd
Section4955 Organization Tax	$0	Section4955OrganizationTaxAmt
Section4955 Managers Tax	$0	Section4955ManagersTaxAmt
Tax Reimbursed	$0	TaxReimbursedAmt
Activities Not Previously Rpt	0	ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws	0	ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over Limit	0	UnrelatedBusIncmOverLimitInd
Organization Dissolved Etc	0	OrganizationDissolvedEtcInd
Section508e Rqr Satisfied	Yes (1)	Section508eRqrSatisfiedInd
At Least5000 In Assets	Yes (1)	AtLeast5000InAssetsInd
Org Report Or Register State	AL	OrgReportOrRegisterStateCd
Form990 PF Filed With Atty Gen	Yes (1)	Form990PFFiledWithAttyGenInd
Private Operating Foundation	0	PrivateOperatingFoundationInd
New Substantial Contributors	0	NewSubstantialContributorsInd
Own Controlled Entity	0	OwnControlledEntityInd
Donor Advised Fund	0	DonorAdvisedFundInd
Comply With Public Insp Rqr	Yes (1)	ComplyWithPublicInspRqrInd
Website Address	N/A	WebsiteAddressTxt
Individual With Books	Patrick L O'Sullivan	IndividualWithBooksNm
Phone	2058034300	PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

Field	Value	IRS element (for citing)
Address Line1	2100 Southbridge Parkway Suite 662	AddressLine1Txt
City	Birmingham	CityNm
State Abbreviation	AL	StateAbbreviationCd
ZIP	35209	ZIPCd

Field	Value	IRS element (for citing)
Foreign Accounts Question	0	ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Field	Value	IRS element (for citing)
Sale Or Exch Disqualified Prsn	0	SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn	0	BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn	0	FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified Prsn	Yes (1)	PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn	0	TransferAstDisqualifiedPrsnInd
Payment To Government Official	0	PaymentToGovernmentOfficialInd
Acts Fail To Qlfy As Exceptions	0	ActsFailToQlfyAsExceptionsInd
Uncorrected Prior Acts	0	UncorrectedPriorActsInd
Undistributed Income PY	0	UndistributedIncomePYInd
Business Holdings	0	BusinessHoldingsInd
Jeopardy Investments	0	JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst	0	UncorrectedPYJeopardyInvstInd
Influence Legislation	0	InfluenceLegislationInd
Influence Election	0	InfluenceElectionInd
Grants To Individuals	0	GrantsToIndividualsInd
Grants To Organizations	0	GrantsToOrganizationsInd
Noncharitable Purpose	0	NoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	0	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	0	PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (5 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	TitleTitleTxt	Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt	CompensationCompensationAmt	Employee Benefit ProgramEmployeeBenefitProgramAmt	Expense Account Other AllwncExpenseAccountOtherAllwncAmt
Patrick L O'Sullivan
1306 Roseland Drive	Homewood	AL	35209	Director	2.00	$1,000	$0	$0
Mary O Henderson
3704 Overbrook Circle	Birmingham	AL	35213	Director	1.00	$1,000	$0	$0
Alyce O Blanch
3772 River Ridge Circle	Birmingham	AL	35223	Director	1.00	$1,000	$0	$0
Harold I Apolinsky
P O Box 55727	Birmingham	AL	35255	Director	1.00	$0	$0	$0
James M Brooks
3615 8th Avenue South	Birmingham	AL	35222	Director	1.00	$0	$0	$0

Field	Value	IRS element (for citing)
Comp Of Hghst Pd Empl Or NONE	NONE	CompOfHghstPdEmplOrNONETxt
Other Employee Paid Over50k	0	OtherEmployeePaidOver50kCnt
Comp Of Hghst Pd Cntrct Or NONE	NONE	CompOfHghstPdCntrctOrNONETxt
Contractor Paid Over50k	0	ContractorPaidOver50kCnt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Minimum Investment Return MinimumInvestmentReturnGrp

Field	Value	IRS element (for citing)
Average Monthly FMV Of Sec	$3,444,814	AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances	$1,091,359	AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast	$0	FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets	$4,536,173	TotalFMVOfUnusedAssetsAmt
Reduction Claimed	$0	ReductionClaimedAmt
Acquisition Indebtedness	$0	AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast	$4,536,173	AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable	$68,043	CashDeemedCharitableAmt
Net Vl Noncharitable Assets	$4,468,130	NetVlNoncharitableAssetsAmt
Minimum Investment Return	$223,407	MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

Field	Value	IRS element (for citing)
Minimum Investment Return	$223,407	MinimumInvestmentReturnAmt
Tax Based On Investment Income	$4,804	TaxBasedOnInvestmentIncomeAmt
Total Tax	$4,804	TotalTaxAmt
Distributable Before Adj	$218,603	DistributableBeforeAdjAmt
Recoveries Qualfied Distri	$0	RecoveriesQualfiedDistriAmt
Distributable Before Ded	$218,603	DistributableBeforeDedAmt
Deduction From Distributable	$0	DeductionFromDistributableAmt
Distributable As Adjusted	$218,603	DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

Field	Value	IRS element (for citing)
Expenses And Contributions	$264,034	ExpensesAndContributionsAmt
Program Related Invst Total	$0	ProgramRelatedInvstTotalAmt
Qualifying Distributions	$264,034	QualifyingDistributionsAmt
Pct Sect4940e Org Net Invst Incm	$0	PctSect4940eOrgNetInvstIncmAmt
Adjusted Qualifying Distri	$264,034	AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

Field	Value	IRS element (for citing)
Distributable As Adjusted	$218,603	DistributableAsAdjustedAmt
Undistributed Income PY	$4,817	UndistributedIncomePYAmt
Total For Prior Years	$0	TotalForPriorYearsAmt
Total Excess Distribution Cyov	$0	TotalExcessDistributionCyovAmt
Qualifying Distributions	$264,034	QualifyingDistributionsAmt
Applied To Year1	$4,817	AppliedToYear1Amt
Applied To Prior Years	$0	AppliedToPriorYearsAmt
Treated As Distri From Corpus	$0	TreatedAsDistriFromCorpusAmt
Applied To Current Year	$218,603	AppliedToCurrentYearAmt
Remaining Distri From Corpus	$40,614	RemainingDistriFromCorpusAmt
Excess Distri Cyov App CY Corpus	$0	ExcessDistriCyovAppCYCorpusAmt
Excess Distribution Cyov App CY	$0	ExcessDistributionCyovAppCYAmt
Total Corpus	$40,614	TotalCorpusAmt
Prior Year Undistributed Incm	$0	PriorYearUndistributedIncmAmt
Prior Year Deficiency Or Tax	$0	PriorYearDeficiencyOrTaxAmt
Taxable1	$0	Taxable1Amt
Taxable2	$0	Taxable2Amt
Undistributed Income CY	$0	UndistributedIncomeCYAmt
Corpus Distri170b1 E Or4942g3	$0	CorpusDistri170b1EOr4942g3Amt
Excess Distri Cyov From Yr5	$0	ExcessDistriCyovFromYr5Amt
Excess Distri Cyov To Next Yr	$40,614	ExcessDistriCyovToNextYrAmt
Excess From Current Year	$40,614	ExcessFromCurrentYearAmt

Supplementary Information SupplementaryInformationGrp

Application Submission Info ApplicationSubmissionInfoGrp

Field	Value	IRS element (for citing)
Recipient Person	Elizabeth H Hutchins	RecipientPersonNm

Recipient US Address RecipientUSAddress

Field	Value	IRS element (for citing)
Address Line1	2311 Highland Avenue	AddressLine1Txt
City	Birmingham	CityNm
State Abbreviation	AL	StateAbbreviationCd
ZIP	35205	ZIPCd

Field	Value	IRS element (for citing)
Recipient Phone	2059305100	RecipientPhoneNum
Form And Info And Materials	Applications should be in writing, should identify the applicant, should affirm that the applicant is an organization described in Section 501(c)(3) of the Internal Revenue Code, should give the organization's tax exempt number, state the purpose for which the gift will be used, the prior experience of the applicant in carrying out such purpose, the applicant's plan for, and personnel to be used in, carrying out such purpose and should attach a financial statement for the applicant for the current and the preceeding two years.	FormAndInfoAndMaterialsTxt
Submission Deadlines	There are no submission deadlines, but applications are received from time to time and considered wh	SubmissionDeadlinesTxt
Restrictions On Awards	Donations and grants are restricted to religious or charitable or educational purposes and to donees within the restriction of Section 501(c)(3) of the Internal Revenue Code.	RestrictionsOnAwardsTxt

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (29 entries)

Address Line1RecipientUSAddress/AddressLine1Txt	Address Line2RecipientUSAddress/AddressLine2Txt	CityRecipientUSAddress/CityNm	State AbbreviationRecipientUSAddress/StateAbbreviationCd	ZIPRecipientUSAddress/ZIPCd	Recipient Foundation StatusRecipientFoundationStatusTxt	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt
Ace & TJ's Grin Kids
631-200B Brawley School Road PMB	121	Mooresville	NC	28117	PC	Charitable	$5,000
Alzheimer's Association
One Perimeter Park South Suite 100N		Birmingham	AL	35243	PC	Charitable	$3,500
ASPCA
424 E 92nd Street		New York	NY	10128	PC	Charitable	$3,000
Big Oak Ranch
P O Box 507		Springville	AL	35146	PC	Charitable	$5,000
Church of the Highlands
4700 Highlands Way		Birmingham	AL	35210	PC	Charitable	$15,000
Dixie Abate Awareness & Education
1125 Beaver Avenue		Birmingham	AL	35214	PC	Charitable	$1,000
Donors Choose
347 West 36th Street Suite 503		New York	NY	10018	PC	Charitable	$10,000
Greater Birmingham Humane Society
300 Snow Drive		Homewood	AL	35209	PC	Charitable	$2,000
Hannah's Hope Inc
5676 Stage Road		Bartlett	TN	38134	PC	Charitable	$5,000
Holy Cross School
5500 Paris Avenue		New Orleans	LA	70122	PC	Charitable	$5,000
Hope Remembered
12445 Timberlane Rd		Ralph	AL	35480	PC	Charitable	$3,750
I Am More Than Inc
302 McLeods Way		Winter Springs	FL	32708	PC	Charitable	$3,000
Jefferson County Council on Aging
3712 4th Avenue South		Birmingham	AL	35222	PC	Charitable	$10,000
John Carroll Catholic High School
300 Lakeshore Parkway		Birmingham	AL	35209	PC	Charitable	$1,000
Mission At The Cross
One Freedom Square		Laurel	MS	394403367	PC	Charitable	$2,000
Neverthirst Inc
122 Edenton Street		Birmingham	AL	35242	PC	Charitable	$1,500
St Jude Children's Research Hospital
501 St Jude Place		Memphis	TN	38105	PC	Charitable	$10,000
The A21 Campaign Inc
427 East 17th Street Suite 223		Costa Mesa	CA	92627	PC	Charitable	$10,000
The Children's Hospital
1600 7th Avenue South		Birmingham	AL	35233	PC	Charitable	$10,000
The Exceptional Foundation
1616 Oxmoor Road		Birmingham	AL	35209	PC	CharitableCharitable	$10,000
The Leukemia & Lymphoma Society
100 Chase Park South Suite 220		Birmingham	AL	35244	PC	Charitable	$2,500
The National MS Society
3840 Ridgeway Drive		Birmingham	AL	35209	PC	Charitable	$80,000
The United Way
3600 8th Avenue South		Birmingham	AL	35222	PC	Charitable	$1,000
The University of Alabama
Box 870122		Tuscaloosa	AL	354870122	PC	Charitable	$10,000
The V Foundation for Cancer Research
106 Towerview Court		Cary	NC	27513	PC	Charitable	$750
UAB Comprehensive Cancer Center
1530 3rd Avenue South		Birmingham	AL	35294	PC	Charitable	$10,000
Wonder Book Camp
5513 Avenue P		Birmingham	AL	35208	PC	Charitable	$10,000
World Reach
P O Box 26155		Birmingham	AL	35260	PC	Charitable	$10,000
Wounded Warrior Project Inc
4899 Belfort Road Suite 300		Jacksonville	FL	322566033	PC	Charitable	$10,000

Field	Value	IRS element (for citing)
Total Grant Or Contri Pd Dur Yr	$250,000	TotalGrantOrContriPdDurYrAmt
Total Grant Or Contri Apprv Fut	$0	TotalGrantOrContriApprvFutAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$57,931	ExclusionAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Field	Value	IRS element (for citing)
Exclusion	18	ExclusionCd
Exclusion	$239,081	ExclusionAmt

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Field	Value	IRS element (for citing)
Unrelated Business Taxbl Incm	$0	UnrelatedBusinessTaxblIncmAmt
Exclusion	$297,012	ExclusionAmt
Related Or Exempt Function Incm	$0	RelatedOrExemptFunctionIncmAmt

Field	Value	IRS element (for citing)
Total Income Producing Acty	$297,012	TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO	0	TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO	0	TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets	0	SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO	0	PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets	0	RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements	0	ReimbursementArrangementsInd
Loans Or Loan Guarantees	0	LoansOrLoanGuaranteesInd
Performance Of Services Etc	0	PerformanceOfServicesEtcInd
Sharing Of Facilities Etc	0	SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO	0	RelationshipsNonchrtblEOInd

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

Field	Value	IRS element (for citing)
Category	Accounting	CategoryTxt
Amt	$13,405	Amt
Net Investment Income	$3,351	NetInvestmentIncomeAmt
Disbursements Charitable Prps	$10,054	DisbursementsCharitablePrpsAmt

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (164 entries)

StockStockNm	EOY Book ValueEOYBookValueAmt	EOYFMVEOYFMVAmt
70 Abbvie Inc	$3,740	$4,581
249 Access Midstream Partners L P	$8,540	$13,496
50 Affiliated Managers Group Inc	$9,041	$10,612
374 Akorn Inc	$6,507	$13,539
39 Alexion Pharmaceuticals Inc	$6,334	$7,216
42 Alliance Data System Corp	$11,803	$12,014
33 Amazon.Com Inc	$10,078	$10,242
750 American Airlines Group Inc	$12,161	$40,223
65 American Wtr Wks Co Inc	$3,043	$3,465
32 Ameriprise Finl Inc	$3,528	$4,232
239 Ametek Inc New	$10,602	$12,579
33 Amgen Inc	$3,752	$5,257
122 Ansys Inc	$9,086	$10,004
406 Apple Inc	$30,265	$44,814
80 Archer-Daniels-Midland Co	$4,016	$4,160
61 Asbury Automotive Group Inc	$3,916	$4,631
71 AT&T Inc	$2,498	$2,385
12 Blackrock Inc	$3,604	$4,291
290 Boardwalk Pipeline Partners LP	$7,048	$5,153
327 Boeing Co	$26,389	$42,503
142 Buckeye Partners LP	$6,585	$10,744
135 Cardinal Health Inc	$8,962	$10,899
128 Cdw Corporation Com	$4,403	$4,502
278 Celgene Corp	$15,920	$31,097
338 Centerpoint Energy Inc	$8,087	$7,919
112 Cerner Corp	$5,343	$7,242
4013 CFC Holdings Company	$722	$3,612
217 Church & Dwight Co Inc	$13,016	$17,102
201 Citrix Systems Inc	$13,446	$12,824
175 Cognizant Technology Solutions Corp-Cl A	$7,542	$9,216
77 Comcast Corp Cl A	$4,207	$4,467
44 Conocophillips	$3,458	$3,039
211 CVS Health Corporation	$16,067	$20,321
233 Danaher Corp	$15,059	$19,970
63 DCP Midstream Partners LP	$2,924	$2,862
103 Deckers Outdoor Corporation	$5,477	$9,377
83 Delek Logistics Partners LP	$2,934	$2,944
593 Delta Air Lines Inc Del Com	$11,741	$29,170
49 Devon Energy Corporation New	$2,930	$2,999
62 Discover Financial Services	$3,532	$4,060
2550 Dixie Group Inc	$20,348	$23,384
250 Eagle Materials Inc	$19,662	$19,008
127 Ecolab Inc	$11,013	$13,274
291 EMC Corp-Mass	$7,511	$8,654
352 Enbridge Energy Partners L P	$8,465	$14,045
47 Energy Transfer Equity L P	$1,996	$2,697
179 Energy Transfer Partners L P	$7,449	$11,635
430 Enlink Midstream Partners LP	$6,558	$12,474
272 Enterprise Products Partners LP	$6,906	$9,825
108 EOG Res Inc	$11,411	$9,944
195 Epam Systems Inc	$6,176	$9,311
97 Express Scripts Holding Company	$7,535	$8,213
508 First Trust ETF Nyse Arca Biotechnology Index Fund	$24,985	$51,826
1080 First Trust Nasdaq-100 Equal Weighted Index Fund	$39,666	$46,257
500 General Motors Company	$18,980	$17,455
210 Genesis Energy LP	$8,728	$8,908
171 Gilead Sciences Inc	$11,317	$16,118
750 Gogo Inc	$13,706	$12,398
25 Google Inc Cl A	$13,096	$13,267
19 Google Inc Cl C	$9,283	$10,002
131 Gulfport Energy Corp Com New	$7,486	$5,468
214 Hain Celestial Group Inc	$9,462	$12,474
400 Halliburton Company	$13,404	$15,732
4 Halyard Health Inc Com	$146	$182
42 Hanesbrands Inc	$3,458	$4,688
56 HCA Holdings Inc	$3,891	$4,110
150 Helmerich & Payne Inc	$12,202	$10,113
4500 Hercules Offshore Inc	$6,743	$4,500
238 Holly Energy Partners L P	$8,781	$7,119
50 Horizon Pharma PLC	$602	$645
82 Hormel Foods Corp	$3,878	$4,272
124 Illinois Tool Works Inc	$8,764	$11,743
359 Intel Corp	$11,901	$13,028
49 Intercontinental Exchange Inc	$7,920	$10,745
94 Invesco Ltd	$3,842	$3,715
2427 Ishares U S Healthcare ETF	$206,077	$349,804
3039 Ishares U S Technology ETF	$214,467	$317,272
115 Isis Pharmaceuticals Inc	$7,003	$7,100
302 Johnson & Johnson	$24,305	$31,580
65 JPMorgan Chase & Co	$3,526	$4,068
750 Kapstone Paper And Packaging Corporation	$21,913	$21,983
35 Kimberly Clark Corp	$3,694	$4,044
192 Kinder Morgan Inc	$7,975	$8,124
300 Kirby Corp	$17,301	$24,222
77 Kroger Co	$3,997	$4,944
62 Lam Research Corp	$3,690	$4,919
73 Lincoln National Corp-Ind	$3,516	$4,210
183 LKQ Corporation	$5,565	$5,146
200 Lockheed Martin Corp	$20,551	$38,514
24 Lyondellbasell Industries N V Cl A	$2,360	$1,905
148 Magellan Midstream Partners LP	$6,938	$12,234
39 Magna International Inc	$3,920	$4,239
257 Mallinckrodt PLC	$19,073	$25,451
135 Markwest Energy Partners L P	$6,696	$9,071
58 Marlin Midstream Partners LP	$1,012	$1,054
127 Martin Midstream Partners L P	$4,389	$3,414
750 Matador Resources Company	$20,318	$15,173
181 Maximus Inc	$7,336	$9,926
21 Mckesson Corp	$3,850	$4,359
120 Mead Johnson Nutrition Company Common Stock	$8,819	$12,065
82 Michael Kors Hldgs Ltd	$6,560	$6,158
225 Mondelez International Inc Com	$6,746	$8,173
81 Mylan Inc	$3,775	$4,566
1175 Nationstar Mortgage Holdings Inc	$42,090	$33,123
6 Newmarket Corporation	$2,315	$2,421
31 Nextera Energy Inc	$2,989	$3,295
96 O Reilly Automotive Inc	$10,963	$18,492
36 Occidental Pete Corp	$3,566	$2,902
157 Oneok Partners L P	$8,033	$6,222
89 Oracle Corporation	$3,711	$4,002
35 Packaging Corp Amer	$2,366	$2,732
750 Panhandle Oil And Gas Inc Cl A	$20,498	$17,460
120 Pepsico Inc	$9,045	$11,347
44 Perrigo Company PLC	$6,645	$7,355
55 Pharmacyclics Inc	$6,592	$6,724
154 Plains All American Pipeline	$7,751	$7,903
1337 Powershares Exchange Traded Fd Tr Ii Pow Shs Dwa Emerging Markets Momen	$24,989	$23,478
1175 Powershares Exchange Traded Fund Trust Dynamic Food & Beverage Portfoli	$24,969	$35,826
242 PPL Corporation	$7,555	$8,792
90 Praxair Inc	$10,596	$11,660
54 Precision Castparts Corp	$11,606	$13,008
10 Priceline Group Inc	$9,216	$11,402
195 Qualcomm Inc	$13,349	$14,494
508 Regency Energy Partners LP	$10,535	$12,192
143 Ross Stores Inc	$8,901	$13,479
1000 Ryman Hospitality Pptys Inc	$40,904	$52,740
279 Sally Beauty Holdings Inc	$7,262	$8,576
40 Sandisk Corp	$3,721	$3,919
148 Schlumberger Ltd	$12,797	$12,641
80 Skyworks Solutions Inc	$3,311	$5,817
31 Snap-On Inc	$3,576	$4,239
171 Southern Co	$7,652	$8,398
1320 Spdr Ser Tr S&P Homebuilders ETF	$40,562	$45,038
445 Spdr Series Trust S&P Transn ETF	$39,495	$48,283
223 Spectra Energy Partners LP	$7,244	$12,704
85 Starbucks Corp	$5,309	$6,974
55 State Street Corp	$3,543	$4,318
300 Stein Mart Inc	$4,305	$4,386
73 Stericycle Inc	$7,469	$9,569
146 Summit Midstream Partners LP	$3,408	$5,548
260 Sunoco Logistics Partners LP	$7,918	$10,863
186 Targa Resources Partners LP	$6,685	$8,906
65 TE Connectivity Ltd	$3,723	$4,111
130 Tesoro Logistics Lp	$7,230	$7,651
200 Texas Pacific Land Trust Sub-Share Ctfs	$14,712	$23,600
69 TJX Companies Inc New	$3,905	$4,732
42 Transdigm Group Incorporated	$5,756	$8,247
1085 Trinity Industries Inc	$32,883	$30,391
83 Ulta Salon Cosmetics & Fragrance Inc	$8,105	$10,611
36 Union Pacific Corp	$3,518	$4,289
475 United Continental Hldgs Inc	$22,563	$31,773
33 United Rentals Inc	$3,397	$3,366
85 US Bancorp Del Com	$3,508	$3,821
64 Valero Energy Corp New	$3,474	$3,168
259 Vanguard Index Funds Smallcap Growth ETF	$24,706	$32,618
234 Vectren Corp	$7,665	$10,818
51 Verizon Communications	$2,509	$2,386
137 VF Corporation	$6,362	$10,261
79 Visa Inc Cl A Common Stock	$14,742	$20,714
277 Waste Connections Inc	$10,402	$12,185
71 Wells Fargo & Co	$3,528	$3,892
23 Whirlpool Corp	$3,347	$4,456
163 Williams Partners L P	$7,357	$7,294
1625 Wisdomtree Investments Inc	$19,195	$25,472

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFeesGrp

Field	Value	IRS element (for citing)
Category	Legal	CategoryTxt
Legal Fees	$2,186	LegalFeesAmt
Net Investment Income	$547	NetInvestmentIncomeAmt
Disbursements Charitable Prps	$1,639	DisbursementsCharitablePrpsAmt

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
Investment fees	$41,511	$41,511	$0
Bank charges	$121	$30	$91

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (2 entries)

CategoryCategoryTxt	AmtAmt	Net Investment IncomeNetInvestmentIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
Foreign income taxes	$1,178	$1,178	$0
Federal excise taxes	$9,421	$9,421	$0

O SULLIVAN FAMILY CHARITABLE FOUNDATION: Form 990PF, tax year 2014

Return header ReturnHeader

Preparer Firm PreparerFirmGrp

Preparer Firm Name PreparerFirmName

Preparer US Address PreparerUSAddress

Filer Filer

Business Name BusinessName

US Address USAddress

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Form 990-PF IRS990PF

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (605 entries)

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Statements Regarding Acty StatementsRegardingActyGrp

Location Of Books US Address LocationOfBooksUSAddress

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (5 entries)

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Minimum Investment Return MinimumInvestmentReturnGrp

Distributable Amount DistributableAmountGrp

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

Undistributed Income UndistributedIncomeGrp

Supplementary Information SupplementaryInformationGrp

Application Submission Info ApplicationSubmissionInfoGrp

Recipient US Address RecipientUSAddress

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (29 entries)

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

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Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (164 entries)

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFeesGrp

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (2 entries)

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