AVERA HEALTH PLANS INC: Form 990, tax year 2015

View the entire original 990 at ProPublica ↗

Organization
AVERA HEALTH PLANS INC (EIN 46-0451539)
Tax period
2015-10-01 to 2015-12-31
Filed
2016-11-15
IRS object ID
201633209349306593
Schema version
2015v2.1
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2016-11-15T11:52:04-06:00ReturnTs
Tax Period End2015-12-31TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

FieldValueIRS element (for citing)
Preparer Firm EIN450250958PreparerFirmEIN

Preparer Firm Name PreparerFirmName

FieldValueIRS element (for citing)
Business Name Line1EIDE BAILLY LLPBusinessNameLine1Txt

Preparer US Address PreparerUSAddress

FieldValueIRS element (for citing)
Address Line1200 EAST 10TH ST PO BOX 5125AddressLine1Txt
CitySIOUX FALLSCityNm
State AbbreviationSDStateAbbreviationCd
ZIP571175125ZIPCd
FieldValueIRS element (for citing)
Return Type990ReturnTypeCd
Tax Period Begin2015-10-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN460451539EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1AVERA HEALTH PLANS INCBusinessNameLine1Txt
FieldValueIRS element (for citing)
Business Name ControlAVERBusinessNameControlTxt
Phone6053224500PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line13816 S ELMWOOD AVE STE 100AddressLine1Txt
CitySIOUX FALLSCityNm
State AbbreviationSDStateAbbreviationCd
ZIP57105ZIPCd

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonROBIN O BATESPersonNm
Person TitlePRESIDENTPersonTitleTxt
Phone6053224500PhoneNum
Signature2016-11-15SignatureDt
Discuss With Paid PreparerYes (1)DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

FieldValueIRS element (for citing)
Preparer PersonLAURIE HANSONPreparerPersonNm
PTINP00851848PTIN
Phone6053391999PhoneNum
Preparation2016-11-15PreparationDt
FieldValueIRS element (for citing)
Tax2015TaxYr
Build TS2017-02-10 21:41:12ZBuildTS

Form 990 IRS990

FieldValueIRS element (for citing)
Initial ReturnYes (X)InitialReturnInd
Principal OfficerROBIN O BATESPrincipalOfficerNm

US Address USAddress

FieldValueIRS element (for citing)
Address Line13816 S ELMWOOD AVE STE 100AddressLine1Txt
CitySIOUX FALLSCityNm
State AbbreviationSDStateAbbreviationCd
ZIP57105ZIPCd
FieldValueIRS element (for citing)
Gross Receipts$40,987,392GrossReceiptsAmt
Group Return For Affiliates0GroupReturnForAffiliatesInd
Organization501cYes (X)Organization501cInd
Website AddressAVERAHEALTHPLANS.COMWebsiteAddressTxt
Type Of Organization CorpYes (X)TypeOfOrganizationCorpInd
Formation1999FormationYr
Legal Domicile StateSDLegalDomicileStateCd
Activity Or MissionTO MAKE A POSITIVE IMPACT IN THE LIVES AND HEALTH OF PERSONS AND COMMUNITIES.ActivityOrMissionDesc
Voting Members Governing Body10VotingMembersGoverningBodyCnt
Voting Members Independent4VotingMembersIndependentCnt
Total Employee141TotalEmployeeCnt
Total Volunteers12TotalVolunteersCnt
Total Gross UBI$549,367TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm-$102,203NetUnrelatedBusTxblIncmAmt
CY Contributions Grants$0CYContributionsGrantsAmt
CY Program Service Revenue$40,745,036CYProgramServiceRevenueAmt
CY Investment Income$214,830CYInvestmentIncomeAmt
CY Other Revenue$1,078CYOtherRevenueAmt
CY Total Revenue$40,960,944CYTotalRevenueAmt
CY Grants And Similar Paid$0CYGrantsAndSimilarPaidAmt
CY Benefits Paid To Members$0CYBenefitsPaidToMembersAmt
CY Salaries Comp Emp Bnft Paid$2,110,667CYSalariesCompEmpBnftPaidAmt
CY Total Prof Fndrsng Expns$0CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense$0CYTotalFundraisingExpenseAmt
CY Other Expenses$51,912,283CYOtherExpensesAmt
CY Total Expenses$54,022,950CYTotalExpensesAmt
CY Revenues Less Expenses-$13,062,006CYRevenuesLessExpensesAmt
Total Assets EOY$47,717,458TotalAssetsEOYAmt
Total Liabilities EOY$25,610,599TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances EOY$22,106,859NetAssetsOrFundBalancesEOYAmt
Info In Schedule O Part IIIYes (X)InfoInScheduleOPartIIIInd
MissionTO MAKE A POSITIVE IMPACT IN THE LIVES AND HEALTH OF PERSONS AND COMMUNITIES BY PROVIDING QUALITY SERVICES GUIDED BY CHRISTIAN VALUES.MissionDesc
Significant New Program Srvc0SignificantNewProgramSrvcInd
Significant Change0SignificantChangeInd
Expense$50,712,592ExpenseAmt
Revenue$40,196,747RevenueAmt
DescAS AN ESSENTIAL COMPONENT OF THE AVERA HEALTH INTEGRATED DELIVERY SYSTEM, AVERA HEALTH PLANS (AHP) PROVIDES LOW-COST, HIGH QUALITY HEALTH PLAN COVERAGE AND CONDUCTS OTHER ACTIVITIES THAT INCREASE THE HEALTH OF THE COMMUNITY IN ITS SERVICE AREA. AHP CONDUCTS SUBSTANITALLY ALL OF ITS ACTIVITIES WITHIN THE SERVICE AREA OF AVERA HEALTH, BUT DOES CONDUCT A SMALL PORTION BEYOND THE AVERA HEALTH SERVICE AREA TO FULFILL ITS MISSION OF MAKING A POSITIVE IMPACT IN THE COMMUNITIES IT SERVES BY ENSURING ADEQUATE RURAL HEALTH CARE IS AVAILABLE. AHP PROVIDES HEALTH INSURANCE COVERAGE TO AN UNDERSERVED POPULATION INCLUDING ELDERLY AND LOW INCOME, HIGH RISK AND MEDICALLY UNDERSERVED PERSONS. OF THE 70,000 TOTAL MEMBERS IN 2015, 9,067 OF THESE MEMBERS WERE MEDICARE SUPPLEMENT MEMBERS AND APPROXIMATELY 69% CONSISTS OF INDIVIDUALS OR EMPLOYEES OF SMALL GROUPS. APPROXIMATELY 27,000 MEMBERS ARE INDIVIDUALS AND MORE THAN 85% OF THE ENROLLEES IN THE INDIVIDUAL CATEGORY WERE ELIGIBLE TO RECEIVE AN ADVANCE PREMIUM TAX CREDIT, WHICH MEANS THEY WERE BELOW 400% OF THE FEDERAL POVERTY LIMIT. AVERA HEALTH PLANS IS FURTHER DISTINGUISHED FROM THE FOR-PROFIT PLANS BY ITS PARTICIPATION IN THE FEDERAL HEALTH INSURANCE EXCHANGE/MARKETPLACE. AHP HAS AFFORDABLE, COMMUNITY-RATED PREMIUMS WHICH ARE BELOW MARKET, AND THEY DO NOT COVER AHP'S COSTS. NET MEDICAL AND PHARMACY CLAIMS EXPENSE RESULTED IN A MEDICAL INCOME RATIO (MLR) OF AN AVERAGE OF 103.3% FOR 2015. SIGNIFICANT FINANCIAL SUPPORT BY AVERA HEALTH (501(C)(3)) ALLOWS AHP TO REMAIN FINANCIALLY VIABLE.IN ADDITION TO PROVIDING LOW-COST INSURANCE COVERAGE, AHP CONDUCTS FREE MEDICAL SCREENINGS AT THE LOCATION OF ITS EMPLOYER GROUPS FOR THE BENEFIT OF ALL EMPLOYEES, REGARDLESS OF WHETHER THEY ARE ENROLLED IN AHP PLANS. AHP ALSO SPONSORS HEALTH EDUCATION OPEN FORUMS, OPEN HOUSES, AND WEBINARS THAT ARE OPEN TO THE PUBLIC.Desc
Total Program Service Expenses$50,712,592TotalProgramServiceExpensesAmt
Described In Section501c30DescribedInSection501c3Ind
Schedule B Required0ScheduleBRequiredInd
Political Campaign Acty0PoliticalCampaignActyInd
Subject To Proxy Tax0SubjectToProxyTaxInd
Donor Advised Fund0DonorAdvisedFundInd
Conservation Easements0ConservationEasementsInd
Collections Of Art0CollectionsOfArtInd
Credit Counseling0CreditCounselingInd
Temp Or Permanent Endowments0TempOrPermanentEndowmentsInd
Report Land Building EquipmentYes (1)ReportLandBuildingEquipmentInd
Report Investments Other Sec0ReportInvestmentsOtherSecInd
Report Program Related Invst0ReportProgramRelatedInvstInd
Report Other AssetsYes (1)ReportOtherAssetsInd
Report Other LiabilitiesYes (1)ReportOtherLiabilitiesInd
Include FIN48 Footnote0IncludeFIN48FootnoteInd
Independent Audit Fincl Stmt0IndependentAuditFinclStmtInd
Consolidated Audit Fincl Stmt0ConsolidatedAuditFinclStmtInd
School Operating0SchoolOperatingInd
Foreign Office0ForeignOfficeInd
Foreign Activities0ForeignActivitiesInd
More Than5000 K To Org0MoreThan5000KToOrgInd
More Than5000 K To Individuals0MoreThan5000KToIndividualsInd
Professional Fundraising0ProfessionalFundraisingInd
Fundraising Activities0FundraisingActivitiesInd
Gaming Activities0GamingActivitiesInd
Operate Hospital0OperateHospitalInd
Grants To Organizations0GrantsToOrganizationsInd
Grants To Individuals0GrantsToIndividualsInd
Schedule J RequiredYes (1)ScheduleJRequiredInd
Tax Exempt Bonds0TaxExemptBondsInd
Engaged In Excess Benefit Trans0EngagedInExcessBenefitTransInd
PY Excess Benefit Trans0PYExcessBenefitTransInd
Loan Outstanding0LoanOutstandingInd
Grant To Related Person0GrantToRelatedPersonInd
Business Rln With Org Mem0BusinessRlnWithOrgMemInd
Business Rln With Fam Mem0BusinessRlnWithFamMemInd
Business Rln With Officer EntYes (1)BusinessRlnWithOfficerEntInd
Deductible Non Cash Contri0DeductibleNonCashContriInd
Deductible Art Contribution0DeductibleArtContributionInd
Terminate Operations0TerminateOperationsInd
Partial Liquidation0PartialLiquidationInd
Disregarded Entity0DisregardedEntityInd
Related EntityYes (1)RelatedEntityInd
Related Organization Ctrl Ent0RelatedOrganizationCtrlEntInd
Activities Conducted Prtshp0ActivitiesConductedPrtshpInd
Schedule O RequiredYes (1)ScheduleORequiredInd
IRP Document2573IRPDocumentCnt
IRP Document W2 G0IRPDocumentW2GCnt
Backup Wthld ComplianceYes (1)BackupWthldComplianceInd
Employee141EmployeeCnt
Employment Tax Returns FiledYes (1)EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over LimitYes (1)UnrelatedBusIncmOverLimitInd
Form990 T FiledYes (1)Form990TFiledInd
Foreign Financial Account0ForeignFinancialAccountInd
Prohibited Tax Shelter Trans0ProhibitedTaxShelterTransInd
Taxable Party Notification0TaxablePartyNotificationInd
Nondeductible Contributions0NondeductibleContributionsInd
Quid Pro Quo Contributions0QuidProQuoContributionsInd
Form8282 Property Disposed Of0Form8282PropertyDisposedOfInd
Rcv Fnds To Pay Prsnl Bnft Cntrct0RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct0PayPremiumsPrsnlBnftCntrctInd
Indoor Tanning Services0IndoorTanningServicesInd
Info In Schedule O Part VIYes (X)InfoInScheduleOPartVIInd
Governing Body Voting Members10GoverningBodyVotingMembersCnt
Independent Voting Member4IndependentVotingMemberCnt
Family Or Business Rln0FamilyOrBusinessRlnInd
Delegation Of Mgmt Duties0DelegationOfMgmtDutiesInd
Change To Org Documents0ChangeToOrgDocumentsInd
Material Diversion Or Misuse0MaterialDiversionOrMisuseInd
Members Or StockholdersYes (1)MembersOrStockholdersInd
Election Of Board MembersYes (1)ElectionOfBoardMembersInd
Decisions Subject To ApprovaYes (1)DecisionsSubjectToApprovaInd
Minutes Of Governing BodyYes (1)MinutesOfGoverningBodyInd
Minutes Of Committees0MinutesOfCommitteesInd
Officer Mailing Address0OfficerMailingAddressInd
Local Chapters0LocalChaptersInd
Form990 Provided To Gvrn BodyYes (1)Form990ProvidedToGvrnBodyInd
Conflict Of Interest PolicyYes (1)ConflictOfInterestPolicyInd
Annual Disclosure Covered PrsnYes (1)AnnualDisclosureCoveredPrsnInd
Regular Monitoring EnfrcYes (1)RegularMonitoringEnfrcInd
Whistleblower PolicyYes (1)WhistleblowerPolicyInd
Document Retention PolicyYes (1)DocumentRetentionPolicyInd
Compensation Process CEOYes (1)CompensationProcessCEOInd
Compensation Process OtherYes (1)CompensationProcessOtherInd
Investment In Joint Venture0InvestmentInJointVentureInd
Upon RequestYes (X)UponRequestInd

Books In Care Of Detail BooksInCareOfDetail

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1CHRISTOPHER JESSEN CFOBusinessNameLine1Txt
FieldValueIRS element (for citing)
Phone6053224500PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line13816 S ELMWOOD AVEAddressLine1Txt
CitySIOUX FALLSCityNm
State AbbreviationSDStateAbbreviationCd
ZIP57105ZIPCd

Form990 Part VII Section A Form990PartVIISectionAGrp (17 entries)

TitleTitleTxtAverage Hours Per WeekAverageHoursPerWeekRtAverage Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRtIndividual Trustee Or DirectorIndividualTrusteeOrDirectorIndOfficerOfficerIndReportable Comp From OrgReportableCompFromOrgAmtReportable Comp From Rltd OrgReportableCompFromRltdOrgAmtOther CompensationOtherCompensationAmtHighest Compensated EmployeeHighestCompensatedEmployeeInd
ROB BATES
PRESIDENT4.0040.00Yes (X)Yes (X)$0$427,862$36,447
DR DAVE KAPASKA
VICE PRESIDENT1.0040.00Yes (X)Yes (X)$0$853,345$39,030
JIM BRECKENRIDGE
SECRETARY2.0040.00Yes (X)Yes (X)$0$777,186$22,921
DAVE TIMPE
DIRECTOR1.000.00Yes (X)$0$0$0
DR THOMAS DEAN
DIRECTOR1.000.00Yes (X)$0$0$0
JOHN PORTER
DIRECTOR1.0040.00Yes (X)$0$1,536,437$36,280
DR CLARK LIKNESS
DIRECTOR1.000.00Yes (X)$0$0$0
FRED SLUNECKA
DIRECTOR1.0040.00Yes (X)$0$1,106,960$34,150
GARY GASPER
DIRECTOR2.000.00Yes (X)$0$0$0
MARTY HITZMANN
DIRECTOR0.500.00Yes (X)$0$0$0
DEBRA MULLER
CAO40.000.00Yes (X)$191,578$0$22,965
DR PRESTON RENSHAW
CMO40.000.00Yes (X)$305,543$0$36,068
JAMES BRADLEY
DIRECTOR OF SALES40.000.00$167,595$0$23,088Yes (X)
CHRISTINE LOUNSBERY
HEALTH SERVICES/PHARMACY MANAGER40.000.00$134,354$0$28,048Yes (X)
PAM SKALS
SALES ASSOCIATE40.000.00$164,961$0$31,325Yes (X)
DAN PETERSON
SALES ASSOCIATE40.000.00$154,444$0$16,589Yes (X)
MIKE DOOLEY
DIRECTOR OF PROVIDER CONTRACTING & ENGAGEMENT40.000.00$123,033$0$31,061Yes (X)
FieldValueIRS element (for citing)
Total Reportable Comp From Org$1,241,508TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org$4,701,790TotReportableCompRltdOrgAmt
Total Other Compensation$357,972TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K12IndivRcvdGreaterThan100KCnt
Former Ofcr Employees Listed0FormerOfcrEmployeesListedInd
Total Comp Greater Than150 KYes (1)TotalCompGreaterThan150KInd
Compensation From Other Srcs0CompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1TxtCityContractorAddress/USAddress/CityNmState AbbreviationContractorAddress/USAddress/StateAbbreviationCdZIPContractorAddress/USAddress/ZIPCdServicesServicesDescCompensationCompensationAmt
NATIONAL PHARMACEUTICAL SERVICES
PO BOX 407BOYS TOWNNE68010PHARMACY SERVICES$27,086,785
DUBRASKI & ASSOCIATES
11622 EL CAMINO REAL SUITE 100SAN DIEGOCA92130REINSURANCE$3,631,128
ALERE
PO BOX 403393ATLANTAGA303843393DISEASE MANAGEMENT$1,291,898
MUTUAL MED
4321 E 60TH STDAVENPORTIA52807BROKER COMMISSIONS$1,006,675
DST
13804 COLLECTION CENTER DRCHICAGOIL60693SOFTWARE SUPPORT SERVICES$823,466
FieldValueIRS element (for citing)
Cntrct Rcvd Greater Than100 K30CntrctRcvdGreaterThan100KCnt

Program Service Revenue ProgramServiceRevenueGrp (5 entries)

DescDescBusinessBusinessCdTotal Revenue ColumnTotalRevenueColumnAmtRelated Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmtUnrelated Business RevenueUnrelatedBusinessRevenueAmt
PREMIUM INCOME524114$28,044,252$27,494,885$549,367
REINSURANCE RECOVERIES524114$4,755,718$4,755,718
COST CONTAINMENT ALLOCATIONS900099$4,145,975$4,145,975
REIMBURSEMENTS BY UNINSURED PLANS900099$3,641,606$3,641,606
COB AND SUBROGATION900099$144,700$144,700

Total Oth Program Service Rev TotalOthProgramServiceRevGrp

FieldValueIRS element (for citing)
Total Revenue Column$12,785TotalRevenueColumnAmt
Related Or Exempt Func Income$12,785RelatedOrExemptFuncIncomeAmt
FieldValueIRS element (for citing)
Total Program Service Revenue$40,745,036TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

FieldValueIRS element (for citing)
Total Revenue Column$241,278TotalRevenueColumnAmt
Exclusion$241,278ExclusionAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

FieldValueIRS element (for citing)
Securities$26,448SecuritiesAmt

Gain Or Loss GainOrLossGrp

FieldValueIRS element (for citing)
Securities-$26,448SecuritiesAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

FieldValueIRS element (for citing)
Total Revenue Column-$26,448TotalRevenueColumnAmt
Exclusion-$26,448ExclusionAmt

Other Revenue Misc OtherRevenueMiscGrp

FieldValueIRS element (for citing)
DescOTHER INCOMEDesc
Business900099BusinessCd
Total Revenue Column$1,078TotalRevenueColumnAmt
Related Or Exempt Func Income$1,078RelatedOrExemptFuncIncomeAmt
FieldValueIRS element (for citing)
Other Revenue Total$1,078OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$40,960,944TotalRevenueColumnAmt
Related Or Exempt Func Income$40,196,747RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue$549,367UnrelatedBusinessRevenueAmt
Exclusion$214,830ExclusionAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

FieldValueIRS element (for citing)
Total$135,173TotalAmt
Program Services$66,654ProgramServicesAmt
Management And General$68,519ManagementAndGeneralAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

FieldValueIRS element (for citing)
Total$1,541,721TotalAmt
Program Services$980,709ProgramServicesAmt
Management And General$561,012ManagementAndGeneralAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

FieldValueIRS element (for citing)
Total$23,453TotalAmt
Program Services$15,464ProgramServicesAmt
Management And General$7,989ManagementAndGeneralAmt

Payroll Taxes PayrollTaxesGrp

FieldValueIRS element (for citing)
Total$410,320TotalAmt
Program Services$256,477ProgramServicesAmt
Management And General$153,843ManagementAndGeneralAmt

Fees For Services Management FeesForServicesManagementGrp

FieldValueIRS element (for citing)
Total$6,249TotalAmt
Management And General$6,249ManagementAndGeneralAmt

Fees For Services Legal FeesForServicesLegalGrp

FieldValueIRS element (for citing)
Total$68,508TotalAmt
Management And General$68,508ManagementAndGeneralAmt

Fees For Services Accounting FeesForServicesAccountingGrp

FieldValueIRS element (for citing)
Total$41,200TotalAmt
Management And General$41,200ManagementAndGeneralAmt

Fees For Services Other FeesForServicesOtherGrp

FieldValueIRS element (for citing)
Total$1,003,260TotalAmt
Program Services$688,490ProgramServicesAmt
Management And General$314,770ManagementAndGeneralAmt

Advertising AdvertisingGrp

FieldValueIRS element (for citing)
Total$1,245,255TotalAmt
Program Services$52,553ProgramServicesAmt
Management And General$1,192,702ManagementAndGeneralAmt

Office Expenses OfficeExpensesGrp

FieldValueIRS element (for citing)
Total$17,945TotalAmt
Management And General$17,945ManagementAndGeneralAmt

Information Technology InformationTechnologyGrp

FieldValueIRS element (for citing)
Total$36,550TotalAmt
Management And General$36,550ManagementAndGeneralAmt

Occupancy OccupancyGrp

FieldValueIRS element (for citing)
Total$87,648TotalAmt
Program Services$14,607ProgramServicesAmt
Management And General$73,041ManagementAndGeneralAmt

Travel TravelGrp

FieldValueIRS element (for citing)
Total$47,108TotalAmt
Program Services$30,904ProgramServicesAmt
Management And General$16,204ManagementAndGeneralAmt

Conferences Meetings ConferencesMeetingsGrp

FieldValueIRS element (for citing)
Total$6,331TotalAmt
Program Services$1,536ProgramServicesAmt
Management And General$4,795ManagementAndGeneralAmt

Depreciation Depletion DepreciationDepletionGrp

FieldValueIRS element (for citing)
Total$21,432TotalAmt
Program Services$21,432ProgramServicesAmt

Insurance InsuranceGrp

FieldValueIRS element (for citing)
Total$20,380TotalAmt
Management And General$20,380ManagementAndGeneralAmt

Other Expenses OtherExpensesGrp (4 entries)

DescDescTotalTotalAmtProgram ServicesProgramServicesAmtManagement And GeneralManagementAndGeneralAmt
HOSPITAL AND MEDICAL$41,156,402$41,156,402
CLAIMS ADJUSTMENT EXPEN$4,815,296$4,815,296
PREMIUM DEFICIENCY RESE$2,502,620$2,502,620
TAXES$646,860$646,860

All Other Expenses AllOtherExpensesGrp

FieldValueIRS element (for citing)
Total$189,239TotalAmt
Program Services$109,448ProgramServicesAmt
Management And General$79,791ManagementAndGeneralAmt

Total Functional Expenses TotalFunctionalExpensesGrp

FieldValueIRS element (for citing)
Total$54,022,950TotalAmt
Program Services$50,712,592ProgramServicesAmt
Management And General$3,310,358ManagementAndGeneralAmt
Fundraising$0FundraisingAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

FieldValueIRS element (for citing)
EOY$6,983,845EOYAmt
FieldValueIRS element (for citing)
Land Bldg Equip Cost Or Other Bss$329,008LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec$308,811LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$20,197EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

FieldValueIRS element (for citing)
EOY$14,741,588EOYAmt

Other Assets Total OtherAssetsTotalGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$25,971,828EOYAmt

Total Assets TotalAssetsGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$47,717,458EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

FieldValueIRS element (for citing)
EOY$3,945,830EOYAmt

Other Liabilities OtherLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$21,664,769EOYAmt

Total Liabilities TotalLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$25,610,599EOYAmt
FieldValueIRS element (for citing)
Org Does Not Follow SFAS117Yes (X)OrgDoesNotFollowSFAS117Ind

Cap Stk Tr Prin Current Funds CapStkTrPrinCurrentFundsGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$100EOYAmt

Pd In Cap Srpls Land Bldg Eqp Fund PdInCapSrplsLandBldgEqpFundGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$59,079,053EOYAmt

Rtn Earn Endowment Incm Oth Fnds RtnEarnEndowmentIncmOthFndsGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY-$36,972,294EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$22,106,859EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$47,717,458EOYAmt
FieldValueIRS element (for citing)
Info In Schedule O Part XIYes (X)InfoInScheduleOPartXIInd
Reconcilation Revenue Expnss-$13,062,006ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst-$98,545NetUnrlzdGainsLossesInvstAmt
Other Changes In Net Assets$35,267,410OtherChangesInNetAssetsAmt
Method Of Accounting AccrualYes (X)MethodOfAccountingAccrualInd
Accountant Compile Or Review0AccountantCompileOrReviewInd
FS Audited0FSAuditedInd
Federal Grant Audit Required0FederalGrantAuditRequiredInd

Schedule D IRS990ScheduleD

Equipment EquipmentGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$329,008OtherCostOrOtherBasisAmt
Depreciation$308,811DepreciationAmt
Book Value$20,197BookValueAmt
FieldValueIRS element (for citing)
Total Book Value Land Buildings$20,197TotalBookValueLandBuildingsAmt

Other Assets Org OtherAssetsOrgGrp (5 entries)

DescDescBook ValueBookValueAmt
PREMIUMS PAID AND UNPAID$334,279
ACCRUED INTEREST RECEIVABLE$98,087
REINSURANCE RECEIVABLE$7,228,151
AMOUNTS DUE FROM AFFILIATES$18,307,928
RECEIVABLES RELATING TO UNINSURED PLANS$3,383
FieldValueIRS element (for citing)
Total Book Value Other Assets$25,971,828TotalBookValueOtherAssetsAmt

Other Liabilities Org OtherLiabilitiesOrgGrp (5 entries)

DescDescAmtAmt
ESTIMATED INCOMPLETE AND UNREPORTED$13,004,068
UNPAID CLAMS ADJUSTMENT$410,000
AGGREGATE HEALTH POLICY RESERVE$2,502,620
PREMIUMS RECEIVED IN ADVANCE$5,729,144
PAYABLE TO PARENT, SUBSIDIARIES AND AFFILIATES$18,937
FieldValueIRS element (for citing)
Total Liability$21,664,769TotalLiabilityAmt

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
Compensation CommitteeYes (X)CompensationCommitteeInd
Independent ConsultantYes (X)IndependentConsultantInd
Severance Payment0SeverancePaymentInd
Supplemental Nonqual Rtr Plan0SupplementalNonqualRtrPlanInd
Equity Based Comp Arrngm0EquityBasedCompArrngmInd
Comp Based On Revenue Of Flng Org0CompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related Orgs0CompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng Org0CompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd Orgs0CompBsdNetEarnsRltdOrgsInd
Any Non Fixed Payments0AnyNonFixedPaymentsInd
Initial Contract Exception0InitialContractExceptionInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (12 entries)

TitleTitleTxtBase Compensation Filing OrgBaseCompensationFilingOrgAmtCompensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmtBonus Filing OrganizationBonusFilingOrganizationAmountBonus Related OrganizationsBonusRelatedOrganizationsAmtOther Compensation Filing OrgOtherCompensationFilingOrgAmtOther Compensation Rltd OrgsOtherCompensationRltdOrgsAmtDeferred Compensation Flng OrgDeferredCompensationFlngOrgAmtDeferred Comp Rltd OrgsDeferredCompRltdOrgsAmtNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmtNontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmtTotal Compensation Filing OrgTotalCompensationFilingOrgAmtTotal Compensation Rltd OrgsTotalCompensationRltdOrgsAmtComp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmtComp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
ROB BATES
PRESIDENT$0$343,214$0$0$0$84,648$0$13,617$0$23,611$0$465,090$0$0
DR DAVE KAPASKA
VICE PRESIDENT$0$660,694$0$0$0$192,651$0$18,750$0$21,775$0$893,870$0$0
JIM BRECKENRIDGE
SECRETARY$0$606,456$0$0$0$170,730$0$13,450$0$10,834$0$801,470$0$0
JOHN PORTER
DIRECTOR$0$1,189,657$0$0$0$346,780$0$13,450$0$24,426$0$1,574,313$0$0
FRED SLUNECKA
DIRECTOR$0$863,910$0$0$0$243,050$0$13,450$0$22,296$0$1,142,706$0$0
DEBRA MULLER
CAO$191,309$0$0$0$269$0$8,946$0$14,463$0$214,987$0$0$0
DR PRESTON RENSHAW
CMO$305,426$0$0$0$117$0$14,636$0$22,131$0$342,310$0$0$0
JAMES BRADLEY
DIRECTOR OF SALES$167,092$0$0$0$503$0$1,212$0$22,196$0$191,003$0$0$0
CHRISTINE LOUNSBERY
HEALTH SERVICES/PHARMACY MANAGER$134,237$0$0$0$117$0$7,090$0$21,279$0$162,723$0$0$0
PAM SKALS
SALES ASSOCIATE$164,871$0$0$0$90$0$8,625$0$22,791$0$196,377$0$0$0
DAN PETERSON
SALES ASSOCIATE$154,351$0$0$0$93$0$7,553$0$9,106$0$171,103$0$0$0
MIKE DOOLEY
DIRECTOR OF PROVIDER CONTRACTING & E$122,857$0$0$0$176$0$6,635$0$24,722$0$154,390$0$0$0

Schedule L IRS990ScheduleL

Bus Tr Involve Interested Prsn BusTrInvolveInterestedPrsnGrp

Name Of Interested NameOfInterested

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1BROWN CLINICBusinessNameLine1Txt
FieldValueIRS element (for citing)
Relationship DescriptionENTITY OWNED MORE THAN 35% BY BOARD MEMBER, DR. LIKNESSRelationshipDescriptionTxt
Transaction$215,413TransactionAmt
TransactionAVERA HEALTH PLANS PAID CLAIMS TO THE CLINIC.TransactionDesc
Sharing Of Revenues0SharingOfRevenuesInd

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (11 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
FORM 990, PART IV, LINE 12A & 12B & FORM 990, PART XII, LINE 2BAN AUDIT WAS CONDUCTED FOR THE ENTIRE 2015 CALENDAR YEAR, PART OF WHICH WAS TAXABLE. AVERA HEALTH PLANS IS ALSO INCLUDED IN THE CONSOLIDATED AUDIT REPORT OF THEIR PARENT COMPANY, AVERA HEALTH.
FORM 990, PART VI, SECTION A, LINE 6THE SOLE SHAREHOLDER OF THE ORGANIZATION IS AVERA HEALTH, A NONPROFIT CORPORATION ORGANIZED AND EXISTING UNDER THE LAWS OF THE STATE OF SOUTH DAKOTA AND EXEMPT UNDER 501(C)(3) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED.
FORM 990, PART VI, SECTION A, LINE 7AAVERA HEALTH AS THE SOLE SHAREHOLDER HAS THE RIGHT TO APPOINT AND REMOVE MEMBERS OF THE BOARD.
FORM 990, PART VI, SECTION A, LINE 7BAVERA HEALTH AS THE SOLE SHAREHOLDER HAS THE POWER AT ALL TIMES TO CONDUCT BUSINESS WITH RESPECT TO THE CORPORATION.
FORM 990, PART VI, SECTION A, LINE 8BTHERE IS NO COMMITTEE WITH AUTHORITY TO ACT ON BEHALF OF THE BOARD.
FORM 990, PART VI, SECTION B, LINE 11THE CFO WILL REVIEW THE FORM 990 IN DEPTH. UPON THE CFO'S COMPLETED REVIEW, A DRAFT OF THE FORM 990 WILL BE PASSED ALONG TO BOARD MEMBERS FOR REVIEW PRIOR TO FILING.
FORM 990, PART VI, SECTION B, LINE 12CTHE CONFLICT OF INTEREST POLICY COVERS BOARD MEMBERS, OFFICERS AND KEY EMPLOYEES. ANY DECLARATIONS OF CONFLICT OF INTEREST ARE RECORDED IN THE MEETING MINUTES. THE BOARD MAKES A DETERMINATION OF WHETHER THERE IS A CONFLICT OF INTEREST AND IF SO, IMPLEMENTS THE PROCEDURE FOR EVALUATING THE ISSUE OR TRANSACTION INVOLVED. THE BOARD MEMBER OR OFFICER WITH THE CONFLICT MUST REFRAIN FROM VOTING. A STATEMENT OF CONFLICT OF INTEREST DISCLOSURE IS MADE ON AN ANNUAL BASIS BY OFFICERS AND DIRECTORS. THE INFORMATION IS MAINTAINED IN A DATABASE AND A REPORT IS PROVIDED TO THE BOARD.
FORM 990, PART VI, SECTION B, LINE 15THE PRESIDENT IS COMPENSATED BY AVERA HEALTH SYSTEM. ANNUALLY THE COMPENSATION COMMITTEE OF AVERA HEALTH, WHICH IS COMPRISED OF SIX (6) SYSTEM MEMBERS APPOINTED BY THE RELIGIOUS ORDERS, MEETS WITH AN INDEPENDENT CONSULTANT REGARDING FAIR MARKET VALUE FOR COMPENSATION OF OFFICERS AND KEY EMPLOYEES. THE COMPENSATION COMMITTEE APPROVES ALL SALARIES BASED ON COMPARABLE DATA AND DOCUMENTS THE BASIS FOR THEIR DECISION IN MEETING MINUTES. THE CAO AND CMO ARE COMPENSATED BY AVERA HEALTH PLANS. COMPENSATION IS DETERMINED BY AVERA HEALTH PLANS HUMAN RESOURCES BASED ON A MARKET ANALYSIS. THE COMPENSATION COMMITTEE APPROVES THE COMPENSATION OF THE CAO AND CMO.
FORM 990, PART VI, SECTION C, LINE 19THE ORGANIZATION'S ARTICLES OF INCORPORATION ARE MADE AVAILABLE THROUGH THE SECRETARY OF STATE'S WEBSITE. (HTTPS://SOS.SD.GOV) STATUTORY FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST BY CONTACTING THE SOUTH DAKOTA DIVISION OF INSURANCE. THE CONFLICT OF INTEREST POLICY IS MADE AVAILABLE UPON REQUEST.
FORM 990, PART VI, LINE 4PRIOR TO OCTOBER 1, 2015, THE ORGANIZATION WAS TAXABLE AS A CORPORATION. THE ORGANIZATION FILED FORM 1024, APPLICATION FOR RECOGNITION OF EXEMPTION UNDER SECTION 501(A) WITH THE IRS AND WAS GRANTED RECOGNITION AS A TAX EXEMPT ENTITY UNDER IRC 501(C)(4) EFFECTIVE OCTOBER 1, 2015.
FORM 990, PART XI, LINE 9:ACCUMULATED SURPLUS PRIOR TO TAX-EXEMPT STATUS 35,267,410.

Schedule R IRS990ScheduleR

Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp (16 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdEINEINPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile StateLegalDomicileStateCdExempt Code SectionExemptCodeSectionTxtPublic Charity StatusPublicCharityStatusTxtDirect Controlling NADirectControllingNACdControlled OrganizationControlledOrganizationIndBusiness Name Line1DirectControllingEntityName/BusinessNameLine1Txt
AVERA HEALTH
3900 W AVERA DRIVE SUITE 300SIOUX FALLSSD57108460422673PROMOTION OF HEALTHSD501(C)(3)LINE 9N/A0
AVERA ST ANTHONY'S HOSPITAL
300 N 2ND STREETONEILLNE68763470463911HEALTHCARE SERVICESNE501(C)(3)LINE 30AVERA HEALTH
AVERA HOLY FAMILY
826 NORTH 8TH STREETESTHERVILLEIA51334420680370HEALTHCARE SERVICESIA501(C)(3)LINE 30AVERA HEALTH
AVERA HOLY FAMILY FOUNDATION
826 NORTH 8TH STREETESTHERVILLEIA51334421317452SUPPORT OF HOLY FAMILY HOSPITAL AND HOME HEALTH AGENCYIA501(C)(3)LINE 90AVERA HOLY FAMILY
ST BENEDICT HEALTH CENTER
401 WEST GLYNN DRIVEPARKSTONSD57366460226738HEALTHCARE SERVICESSD501(C)(3)LINE 30AVERA HEALTH
ST BENEDICT HEALTH CENTER FOUNDATION
WEST GLYNN DRIVE PO BOX BPARKSTONSD57366460458725SUPPORT HEALTH RELATED SERVICESSD501(C)(3)LINE 11A, I0ST BENEDICT HEALTH CENTER
AVERA MCKENNAN
1325 S CLIFF AVE PO BOX 5045SIOUX FALLSSD57117460224743HEALTHCARE SERVICESSD501(C)(3)LINE 30AVERA HEALTH
AVERA QUEEN OF PEACE HOSPITAL
525 NORTH FOSTERMITCHELLSD57301460224604HEALTHCARE SERVICESSD501(C)(3)LINE 30AVERA HEALTH
SACRED HEART HEALTH SERVICES
501 SUMMIT STREETYANKTONSD57078460225483HEALTHCARE SERVICESSD501(C)(3)LINE 30AVERA HEALTH
AVERA GETTYSBURG
606 EAST GARFIELDGETTYSBURGSD57442460234354HEALTHCARE SERVICESSD501(C)(3)LINE 30AVERA ST MARY'S
AVERA AT HOME
5116 S SOLBERG AVESIOUX FALLSSD57108460399291HOME SERVICESSD501(C)(3)LINE 90AVERA HEALTH
LEWIS AND CLARK HEALTH EDUCATION AND SERVICE AGENCY
1000 W 4TH STREET SUITE 9YANKTONSD57078460337013HEALTHCARE EDUCATIONSD501(C)(3)LINE 90SACRED HEART HEALTH SERVICES
AVERA ST LUKE'S
305 SOUTH STATE STREETABERDEENSD57401460224598HEALTHCARE SERVICESSD501(C)(3)LINE 30AVERA HEALTH
AVERA ST MARY'S
801 EAST SIOUX AVENUEPIERRESD57501460230199HEALTHCARE SERVICESSD501(C)(3)LINE 30AVERA HEALTH
AVERA MARSHALL
300 S BRUCE STREETMARSHALLMN56258410919153HEALTHCARE SERVICESMN501(C)(3)LINE 30AVERA HEALTH
AVERA MARSHALL FOUNDATION
300 S BRUCE STREETMARSHALLMN56258411784801FUNDRAISINGMN501(C)(3)LINE 70AVERA MARSHALL

Id Related Org Txbl Partnership IdRelatedOrgTxblPartnershipGrp (8 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdEINEINPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile StateLegalDomicileStateCdDirect Controlling NADirectControllingNACd
AVERA HOME MEDICAL EQUIPMENT OF FLOYD VALLEY HOSPITAL LLC
714 LINCOLN ST NELEMARSIA51031820582350MEDICAL SERVICES - HOME MEDICAL EQUIPMENTSDN/A
AVERA HOME MEDICAL EQUIPMENT OF SIOUX CENTER LLC
38 19TH ST SWSIOUX CENTERIA51250753203100MEDICAL SERVICES - HOME MEDICAL EQUIPMENTSDN/A
AVERA HOME MEDICAL EQUIPMENT OF MARSHALL LLC
1104 EAST COLLEGE DRIVEMARSHALLMN56258205271924MEDICAL SERVICES - HOME MEDICAL EQUIPMENTSDN/A
Q&M PROPERTIES LLC
525 NORTH FOSTERMITCHELLSD57301731652049MEDICAL CLINIC BUILDINGSDN/A
SURGICAL ASSOCIATES ENDOSCOPY CLINIC LLC
310 S PENNABERDEENSD57401460461429SURGICAL ASSOCIATESSDN/A
AVERA HOME MEDICAL EQUIPMENT OF SPENCER HOSPITAL LLC
2400 S MINNESOTA AVESIOUX FALLSSD57117800619999MEDICAL SERVICES - HOME MEDICAL EQUIPMENTSDN/A
HEART HOSPITAL OF SOUTH DAKOTA LLC
4500 W 69TH STREETSIOUX FALLSSD57108562143771HEALTHCARE SERVICESSDN/A
BROOKINGS HEALTH SYSTEM - AVERA HME LLC
101 22ND AVE SUITE 101BROOKINGSSD57006453204123HEALTHCARE SERVICESSDN/A

Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp (4 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdEINEINPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile StateLegalDomicileStateCdDirect Controlling NADirectControllingNACdEntity TypeEntityTypeTxtControlled OrganizationControlledOrganizationInd
ACCOUNTS MANAGEMENT INC
5132 S CLIFF AVE SUITE 101SIOUX FALLSSD57108460373021COLLECTION AGENCYSDN/AC0
AVERA PROPERTY INSURANCE INC
610 W 23RD ST PO BOX 38YANKTONSD57078460463155INSURANCESDN/AC0
VALLEY HEALTH SERVICES
501 SUMMIT STREETYANKTONSD57078460357149MEDICAL EQUIPMENTSDN/AC0
ALUCENT MEDICAL INC
1325 S CLIFF AVENUE PO BOX 5045SIOUX FALLSSD571175045471818349BIOTECH RESEARCHSDN/AC0
FieldValueIRS element (for citing)
Receipt Of Int Annts Rnts Rylts0ReceiptOfIntAnntsRntsRyltsInd
Gift Grnt Or Cap Contri To Oth Org0GiftGrntOrCapContriToOthOrgInd
Gift Grnt Cap Contri From Oth OrgYes (1)GiftGrntCapContriFromOthOrgInd
Loans Or Guarantees To Other Org0LoansOrGuaranteesToOtherOrgInd
Loans Or Guarantees From Oth Org0LoansOrGuaranteesFromOthOrgInd
Div Related Organization0DivRelatedOrganizationInd
Asset Sale To Other Org0AssetSaleToOtherOrgInd
Asset Purchase From Other Org0AssetPurchaseFromOtherOrgInd
Asset Exchange0AssetExchangeInd
Rental Of Facilities To Oth Org0RentalOfFacilitiesToOthOrgInd
Rental Of Fclts From Oth Org0RentalOfFcltsFromOthOrgInd
Perform Of Services For Oth Org0PerformOfServicesForOthOrgInd
Perform Of Services By Other OrgYes (1)PerformOfServicesByOtherOrgInd
Sharing Of Facilities0SharingOfFacilitiesInd
Paid Employees SharingYes (1)PaidEmployeesSharingInd
Reimbursement Paid To Other OrgYes (1)ReimbursementPaidToOtherOrgInd
Reimbursement Paid By Other OrgYes (1)ReimbursementPaidByOtherOrgInd
Transfer To Other Org0TransferToOtherOrgInd
Transfer From Other Org0TransferFromOtherOrgInd

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