GARY AND MARY WEST FOUNDATION: Form 990PF, tax year 2015
View the entire original 990 at ProPublica ↗
- Organization
- GARY AND MARY WEST FOUNDATION (EIN 47-0793015)
- Tax period
- 2015-01-01 to 2015-12-31
- Filed
- 2016-11-11
- IRS object ID
- 201623169349101127
- Schema version
- 2015v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Expenditure Responsibility Stmt
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Land Etc Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2016-11-11T16:41:49-06:00 | ReturnTs |
| Tax Period End | 2015-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 330885895 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | LINDSAY & BROWNELL LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4225 EXECUTIVE SQUARE SUITE 1150 | AddressLine1Txt |
| City | LA JOLLA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92037 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2015-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 470793015 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GARY AND MARY WEST FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | GARY | BusinessNameControlTxt |
| Phone | 8583693160 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 505 LOMAS SANTA FE DRIVE NO 230 | AddressLine1Txt |
| City | SOLANA BEACH | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92075 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | SHELLEY LYFORD | PersonNm |
| Person Title | PRESIDENT & CEO & TREASURER | PersonTitleTxt |
| Phone | 8583693160 | PhoneNum |
| Signature | 2016-10-26 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | STEPHEN J BROWNELL | PreparerPersonNm |
| PTIN | P00232091 | PTIN |
| Phone | 8585589200 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2015 | TaxYr |
| Build TS | 2017-02-10 21:41:12Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $125,282,166 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $800,670 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $6,360,392 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $6,360,392 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,523,918 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $18,876,587 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,523,918 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $182,840 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $182,840 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $0 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $8,867,820 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $8,067,150 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $0 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $147,819 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $36,955 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $102,412 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $459,279 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $183,215 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $276,065 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $92,703 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $27,069 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $61,485 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $48,454 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $47,611 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $41,125 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $32,900 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $8,225 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $811,931 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $593,036 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $0 | OtherProfFeesAdjNetIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $188,189 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $180,552 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $14,035 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $0 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $24,593 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $98,566 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $24,641 | DeprecAndDpltnNetInvstIncmAmt |
| Deprec And Dpltn Adj Net Incm | $0 | DeprecAndDpltnAdjNetIncmAmt |
| Occupancy Rev And Expnss | $202,756 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $50,689 | OccupancyNetInvstIncmAmt |
| Occupancy Adj Net Incm | $0 | OccupancyAdjNetIncmAmt |
| Occupancy Dsbrs Chrtbl | $90,018 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $91,222 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $5,595 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $84,314 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $3,865 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Net Invst Incm | $966 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Printing And Pub Dsbrs Chrtbl | $2,748 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $761,039 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $29,484 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $0 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $601,424 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $2,939,311 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $998,585 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $1,487,084 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $10,135,413 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $8,682,725 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $13,074,724 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $998,585 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $10,169,809 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$4,206,904 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $7,068,565 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $295,825 | CashBOYAmt |
| Cash EOY | $458,089 | CashEOYAmt |
| Cash EOYFMV | $458,089 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $21,597,512 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $16,017,885 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $16,017,885 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $110,310 | AcctRcvblAmt |
| Acct Rcvbl BOY | $5,305 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $110,310 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $110,310 | AcctRcvblEOYFMVAmt |
| Prepaid Expenses BOY | $44,572 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $36,460 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $36,460 | PrepaidExpensesEOYFMVAmt |
| Corporate Stock BOY | $81,919,624 | CorporateStockBOYAmt |
| Corporate Stock EOY | $75,505,690 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $75,505,690 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $2,168,597 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $4,986,092 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $4,986,092 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $30,441,727 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $25,187,901 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $25,187,901 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $945,604 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $140,072 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $309,748 | LandBOYAmt |
| Land EOY | $805,532 | LandEOYAmt |
| Land EOYFMV | $805,532 | LandEOYFMVAmt |
| Other Assets BOY | $918,366 | OtherAssetsBOYAmt |
| Other Assets EOY | $2,174,207 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $2,174,207 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $137,701,276 | TotalAssetsBOYAmt |
| Total Assets EOY | $125,282,166 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $125,282,166 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $440,803 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $814,392 | AccountsPayableEOYAmt |
| Grants Payable BOY | $2,002,155 | GrantsPayableBOYAmt |
| Grants Payable EOY | $3,537,000 | GrantsPayableEOYAmt |
| Other Liabilities BOY | $135,058 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $27,960 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $2,578,016 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $4,379,352 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $135,123,260 | UnrestrictedBOYAmt |
| Unrestricted EOY | $120,902,814 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $135,123,260 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $120,902,814 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $137,701,276 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $125,282,166 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $135,123,260 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$4,206,904 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $130,916,356 | SubtotalAmt |
| Other Decreases | $10,013,542 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $120,902,814 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (30 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| GS ANCHORAGE | P | 2011-12-30 | 2015-09-01 | $290,823 | $260,830 | $29,993 | $29,993 |
| GS LIBERTY HARBOR | P | 2011-12-30 | 2015-12-01 | $31,261 | $28,746 | $2,515 | $2,515 |
| GS MEZZANINE | P | 2011-12-30 | 2015-10-01 | $1,191,532 | $1,097,603 | $93,929 | $93,929 |
| ARENA - PLASTIC | P | 2010-09-30 | 2015-09-01 | $103,374 | $103,374 | $0 | $0 |
| BLUE RIVER ARBITRAGE | P | 2008-03-03 | 2015-10-01 | $1,000,000 | $1,078,918 | -$78,918 | -$78,918 |
| CUMBERLAND | P | 2008-01-02 | 2015-12-31 | $1,928,069 | $2,000,000 | -$71,931 | -$71,931 |
| EMERGING EUROPE | P | 2008-06-13 | 2015-12-31 | $130,511 | $101,832 | $28,679 | $28,679 |
| ETON PARK OVERSEAS FUND | P | 2007-08-31 | 2015-12-31 | $6,633 | $6,450 | $183 | $183 |
| FORTRESS MSR | P | 2012-12-31 | 2015-12-31 | $182,251 | $106,878 | $75,373 | $75,373 |
| GREEN COURT PARTNERS III | P | 2011-12-30 | 2015-08-01 | $176,958 | $176,958 | $0 | $0 |
| INVESCO MORTG RECOVERY | P | 2009-10-31 | 2015-11-01 | $305,973 | $252,728 | $53,245 | $53,245 |
| MARATHON EUROPEAN CREDIT | P | 2011-12-30 | 2015-12-31 | $275,724 | $235,298 | $40,426 | $40,426 |
| OHA EUROPEAN | P | 2011-12-30 | 2015-10-26 | $94,322 | $94,322 | $94,322 | |
| OHA SCF PARALLEL | P | 2008-10-15 | 2015-03-01 | $59,319 | $44,214 | $15,105 | $15,105 |
| PASSPORT MATERIALS | P | 2007-06-30 | 2015-07-01 | $47,947 | $435,149 | -$387,202 | -$387,202 |
| SENATOR SIDECAR OFFSHORE | P | 2010-09-30 | 2015-11-01 | $433,830 | $384,359 | $49,471 | $49,471 |
| SILVER POINT | P | 2010-09-30 | 2015-11-01 | $297,880 | $162,660 | $135,220 | $135,220 |
| SUMMIT WATER DEVELOPMENT | P | 2008-04-30 | 2015-11-01 | $1,360,455 | $1,412,764 | -$52,309 | -$52,309 |
| STARWOOD X | P | 2015-10-31 | 2015-12-31 | $4,689 | $4,689 | $0 | $0 |
| TURNBERRY | P | 2007-12-03 | 2015-12-09 | $166,004 | $166,004 | $166,004 | |
| VIRGO-WALNUT | P | 2010-12-01 | 2015-06-01 | $514,970 | $290,410 | $224,560 | $224,560 |
| XPV WATER | P | 2010-03-31 | 2015-07-01 | $1,050 | $1,050 | $0 | $0 |
| PONDFIELD CAPITAL, LLC | P | 2013-07-31 | 2015-11-13 | $144,379 | $144,379 | $144,379 | |
| OAKTREE RE DEBT FUND CAYMAN | P | 2014-07-31 | 2015-12-01 | $207,580 | $178,446 | $29,134 | $29,134 |
| BOND - INTERNATIONAL LEASE FINANCE | P | 2010-05-10 | 2015-09-15 | $1,000,000 | $955,000 | $45,000 | $45,000 |
| BOND - GREAT CIRCLE | P | 2015-03-31 | 2015-12-31 | $27,465 | $27,465 | $0 | $0 |
| PREFERRED STOCK - CONN LIGHT & POWER | P | 2014-12-22 | 2015-01-14 | $180,196 | $128,800 | $51,396 | $51,396 |
| PREFERRED STOCK - WASHINGTON GAS & LIGHT | P | 2014-12-22 | 2015-01-13 | $180,876 | $130,625 | $50,251 | $50,251 |
| PUBLICLY TRADED SECURITIES AND OPTIONS | P | 2015-12-31 | $8,532,516 | $7,709,739 | $822,777 | $822,777 | |
| EQUIPMENT DISPOSAL | P | 2010-04-23 | 2015-12-31 | $37,684 | -$37,684 | -$37,684 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,523,918 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | $924,424 | NetShortTermCapitalGainLossAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $26,675,168 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $144,477,442 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.184632 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $19,876,702 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $157,746,902 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.126004 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $24,344,608 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $169,056,931 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.144002 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $23,956,756 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $182,067,286 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.131582 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $28,011,825 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $198,292,916 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.141265 | DistributionYr5Rt |
| Total Distribution | 0.727485 | TotalDistributionRt |
| Average Distribution | 0.145497 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $127,289,606 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $18,520,256 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $70,686 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $18,590,942 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $10,169,809 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $141,371 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $141,371 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $141,371 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $123,832 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $18,000 | AppliedToEsTaxAmt |
| Total Payments And Credits | $141,832 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $17 | EsPenaltyAmt |
| Overpayment | $444 | OverpaymentAmt |
| Applied To ES Tax | $444 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Org Report Or Register State | NE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | WWW.GMWF.ORG | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SHELLEY LYFORD | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 7606020195 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 505 LOMAS SANTA FE DRIVE 230 | AddressLine1Txt |
| City | SOLANA BEACH | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92075 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | Yes (1) | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (1) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (7 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| GARY L WEST | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | CO-CHAIRMAN | 2.00 | $0 | $0 | $0 |
| MARY E WEST | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | CO-CHAIRMAN | 2.00 | $0 | $0 | $0 |
| ROLAND J SANTONI | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | MANAGING DIRECTOR | 2.00 | $0 | $0 | $0 |
| SHELLEY LYFORD | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | PRESIDENT & CEO & TREASURER | 24.00 | $147,819 | $8,000 | $0 |
| DENNIS M O'BRIEN | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | DIRECTOR & SECRETARY | 2.00 | $0 | $0 | $0 |
| MARC HARPER | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | DIRECTOR | 2.00 | $0 | $0 | $0 |
| DR JOE SMITH | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | CMO | 5.00 | $0 | $0 | $0 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee BenefitsEmployeeBenefitsAmt | Expense AccountExpenseAccountAmt |
|---|---|---|---|---|---|---|---|---|
| MONA CHAHAL DICKERSON | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | DIRECTOR OF ACCOUNTI | 40.00 | $154,394 | $12,352 | $0 |
| GERALDINE BRANDT | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | STAFF ACCOUNTANT | 40.00 | $110,650 | $8,852 | $0 |
| VYAN NGUYEN | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | PROGRAM OFFICER | 30.00 | $78,750 | $6,300 | $0 |
| LEXY HARSHMAN | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | PROGRAM ASSOCIATE | 40.00 | $73,645 | $1,083 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| WEST FAMILY INVESTMENTS INC | |||||
| 1603 ORRINGTON SUITE 810 | EVANSTON | IL | 60201 | INVESTMENT MANAGEMENT | $687,316 |
| TELEOMED LABS CORP | |||||
| 2902 CANYON RD | BURLINGAME | CA | 94010 | RESEARCH PROJECT | $336,738 |
| WEST MANAGEMENT COMPANY INC | |||||
| 15 EMBARCADERO COVE | OAKLAND | CA | 94606 | PROFESSIONAL AND MANAGERIAL SERVICES | $247,293 |
| MATHEMATICA POLICY RESEARCH INC | |||||
| PO BOX 2393 | PRINCETON | NJ | 08543 | RESEARCH PROJECT | $123,112 |
| KAREN BACERRA DDS | |||||
| 1525 4TH AVE | SAN DIEGO | CA | 92101 | DENTAL PROJECT | $117,500 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | A MULTI-DIMENSIONAL RESEARCH PROJECT TO: 1) CREATE A MODEL FOR CARE COORDINATION AT A LOW-INCOME SENIOR WELLNESS CENTER BETWEEN VARIOUS CO-LOCATED NON-PROFITS AND PRIMARY CARE PHYSICIANS; 2) USE THE COORDINATED SYSTEM TO RESEARCH IMPACT OF PARTICIPATING SERVICES ON THE HEALTH OUTCOMES ON SENIORS, 3) FINDINGS MAY BE USED TO REPLICATE SIMILAR SERVICE MODELS IN OTHER COMMUNITIES. | Description1Txt |
| Expenses1 | $334,625 | Expenses1Amt |
| Description2 | AN INITIAL RESEARCH STUDY TO EVALUATE CO-LOCATED, MULTI-DIMENSIONAL SENIOR SERVICES ON HEALTH CARE UTILIZATION AND COSTS. | Description2Txt |
| Expenses2 | $123,763 | Expenses2Amt |
| Description3 | RESEARCH PROJECT TO ASSESS THE SENIOR ORAL HEALTHCARE LANDSCAPE IN ORDER TO TARGET FUNDING AND POLICY PRIORITIES. | Description3Txt |
| Expenses3 | $35,010 | Expenses3Amt |
| Description4 | EDUCATIONAL EVENTS AT SENIOR WELLNESS CENTER. | Description4Txt |
| Expenses4 | $4,953 | Expenses4Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $112,040,353 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $14,055,962 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $3,131,711 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $129,228,026 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $129,228,026 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,938,420 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $127,289,606 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $6,364,480 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $6,364,480 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $141,371 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $141,371 | TotalTaxAmt |
| Distributable Before Adj | $6,223,109 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $6,223,109 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $6,223,109 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $10,169,809 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $10,169,809 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $10,169,809 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $6,223,109 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $18,238,481 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $15,081,824 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $16,091,591 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $12,115,073 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $19,573,324 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $81,100,293 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $10,169,809 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $6,223,109 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $3,946,700 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $85,046,993 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $18,238,481 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $66,808,512 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $15,081,824 | ExcessFromYear4Amt |
| Excess From Year3 | $16,091,591 | ExcessFromYear3Amt |
| Excess From Year2 | $12,115,073 | ExcessFromYear2Amt |
| Excess From Year1 | $19,573,324 | ExcessFromYear1Amt |
| Excess From Current Year | $3,946,700 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | GARY L WEST | ContributingManagerNm |
| Contributing Manager | MARY E WEST | ContributingManagerNm |
| Shareholder Manager | GARY L WEST | ShareholderManagerNm |
| Shareholder Manager | MARY E WEST | ShareholderManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (49 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| CANINE COMPANIONS FOR INDEPENDENCE | ||||||||
| 124 RANCHO DEL ORO DRIVE | OCEANSIDE | CA | 92057 | NONE | PC | TO SUPPORT THE DEVELOPMENT AND EXPANSION OF THE MILITARY VETERANS PROJECT. | $50,000 | |
| CENTER FOR MEDICAL INTEROPERABILITY | ||||||||
| 618 CHURCH STREET 220 | NASHVILLE | TN | 37219 | NONE | PC | TO SUPPORT THE START-UP OF THE CENTER FOR MEDICAL INTEROPERABILITY. | $1,509,835 | |
| CHALLENGE CENTER | ||||||||
| 5540 LAKE PARK WAY | LA MESA | CA | 91942 | NONE | PC | TO SUPPORT THE CAPACITY BUILDING PROJECT. | $20,000 | |
| CHALLENGE CENTER | ||||||||
| 5540 LAKE PARK WAY | LA MESA | CA | 91942 | NONE | PC | TO SUPPORT THE HEALTH, WELLNESS, AND INDEPENDENCE PROGRAM FOR SENIORS. | $25,000 | |
| CREIGHTON UNIVERSITY | ||||||||
| PO BOX 30282 | OMAHA | NE | 68103 | NONE | PC | TO SUPPORT GENERAL OPERATIONS. | $10,000 | |
| CREIGHTON UNIVERSITY | ||||||||
| PO BOX 30282 | OMAHA | NE | 68103 | NONE | PC | TO SUPPORT GENERAL OPERATIONS. | $5,000 | |
| FIRST RESPONDERS FOUNDATION | ||||||||
| 14916 MIAMI STREET | OMAHA | NE | 68116 | NONE | PC | TO SUPPORT THE REPLACEMENT OF TWO RETIRING K9 UNITS IN THE OMAHA POLICE DEPARTMENT AND AN OBSTACLE COURSE FOR THE GARY AND MARY WEST REGIONAL CANINE TRAINING FACILITY. | $38,000 | |
| GARY AND MARY WEST HEALTH POLICY CENTER INC | ||||||||
| 1909 K STREET NW SUITE 730 | WASHINGTON | DC | 20006 | NONE | POF | TO SUPPORT THE EXPENSES THE WEST HEALTH POLICY CENTER INCURS IN CARRYING OUT ITS CHARITABLE, EDUCATIONAL AND SCIENTIFIC PURPOSES. | $3,885,878 | |
| GARY AND MARY WEST SENIOR DENTAL CENTER INC | ||||||||
| 1525 4TH AVENUE | SAN DIEGO | CA | 92101 | NONE | PC | GENERAL OPERATING GRANT FOR START-UP OF THE GARY AND MARY WEST SENIOR DENTAL CENTER, INC. | $292,189 | |
| GARY AND MARY WEST SENIOR DENTAL CENTER INC | ||||||||
| 1525 4TH AVENUE | SAN DIEGO | CA | 92101 | NONE | PC | CAPITAL GRANT FOR THE PURCHASE OF DENTAL RELATED EQUIPMENT FOR THE GARY AND MARY WEST SENIOR DENTAL CENTER, INC. | $377,015 | |
| GARY AND MARY WEST SENIOR DENTAL CENTER INC | ||||||||
| 1525 4TH AVENUE | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT START UP ACTIVITIES. | $231,256 | |
| GIFFORD MEDICAL CENTER INC | ||||||||
| PO BOX 2000 | RANDOLPH | VT | 05060 | NONE | PC | TO SUPPORT THE ASSISTED LIVING CAPITAL PROJECT IN THE RANDOLPH CENTER. | $10,000 | |
| HOME INSTEAD SENIOR CARE FOUNDATION | ||||||||
| 13323 CALIFORNIA STREET | OMAHA | NE | 68154 | NONE | PC | TO SUPPORT THE GIVING TUESDAY CAMPAIGN. | $5,000 | |
| INTERCULTURAL SENIOR CENTER | ||||||||
| 3010 R STREET | OMAHA | NE | 68107 | NONE | PC | TO SUPPORT A CHALLENGE GRANT FOR ISC'S PROGRAM DIRECTOR/SOCIAL WORKER POSITION. | $15,000 | |
| INVEST FOR KIDS INC | ||||||||
| 875 NORTH MICHIGAN AVENUE SUITE | CHICAGO | IL | 60611 | NONE | PC | TO SUPPORT GENERAL OPERATIONS. | $1,000 | 3400 |
| JEWISH NATIONAL FUND | ||||||||
| 60 REVERE DRIVE 840 | NORTHBROOK | IL | 60062 | NONE | PC | TO SUPPORT GENERAL OPERATIONS. | $1,000 | |
| JEWISH UNITED FUND OF METROPOLITAN CHICAGO | ||||||||
| 30 S WELLS STREET | CHICAGO | IL | 60606 | NONE | PC | TO SUPPORT GENERAL OPERATIONS. | $3,000 | |
| LEGAL AID SOCIETY OF SAN DIEGO INC | ||||||||
| 110 SOUTH EUCLID AVENUE | SAN DIEGO | CA | 92114 | NONE | PC | TO SUPPORT THE HEALTH ADVOCACY PROJECT AND CYBER CAFE AT THE GARY AND MARY WEST SENIOR WELLNESS CENTER. | $286,000 | |
| LEGAL AID SOCIETY OF SAN DIEGO INC | ||||||||
| 110 SOUTH EUCLID AVENUE | SAN DIEGO | CA | 92114 | NONE | PC | TO SUPPORT THE REPLACEMENT OF COMPUTERS IN THE CYBER CAFE (COMPUTER LAB) AT THE GARY AND MARY WEST SENIOR WELLNESS CENTER. | $15,866 | |
| LONG-TERM QUALITY ALLIANCE | ||||||||
| 1233 20TH STREET NW SUITE 303 | WASHINGTON | DC | 20036 | NONE | PC | TO SUPPORT A MATCHING GRANT ADVANCING PERSON-CENTERED INTEGRATION OF LONG TERM SUPPORT SERVICES AND HEALTH CARE. | $200,000 | |
| MEALS ON WHEELS ASSOCIATION OF AMERICA | ||||||||
| 1550 CRYSTAL DRIVE SUITE 1004 | ARLINGTON | VA | 22202 | NONE | PC | TO SUPPORT THE MORE THAN A MEAL PHASE II - MEDICARE CLAIMS ANALYSIS STUDY. | $100,000 | |
| MERRYMAKERS ASSOCIATION | ||||||||
| 12020 SHAMROCK PLAZA SUITE 200 | OMAHA | NE | 68154 | NONE | PC | TO SUPPORT THE SENIOR MUSIC PROJECT. | $10,000 | |
| NETWORK FOR GOOD | ||||||||
| 1140 CONNECTICUT AVENUE NW 700 | WASHINGTON | DC | 20036 | NONE | PC | TO SUPPORT GENERAL OPERATIONS. | $250 | |
| NORTH COUNTY TRADE TECH HIGH SCHOOL | ||||||||
| 1126 N MELROSE DRIVE | VISTA | CA | 92083 | NONE | PC | SCIENTIFIC & COMPUTER EQUIPMENT DONATED TO NORTH COUNTY TRADE TECH HIGH. | $10,314 | |
| OMAHA COMMUNITY FOUNDATION | ||||||||
| 302 SOUTH 36TH STREET SUITE 100 | OMAHA | NE | 68131 | NONE | POF | TO SUPPORT GENERAL OPERATIONS. | $2,500 | |
| OMAHA COMMUNITY FOUNDATION | ||||||||
| 302 SOUTH 36TH STREET SUITE 100 | OMAHA | NE | 68131 | NONE | POF | TO SUPPORT GENERAL OPERATIONS. | $5,000 | |
| OMAHA COMMUNITY FOUNDATION | ||||||||
| 302 SOUTH 36TH STREET SUITE 100 | OMAHA | NE | 68131 | NONE | POF | TO SUPPORT GENERAL OPERATIONS. | $7,500 | |
| OMAHA COMMUNITY FOUNDATION | ||||||||
| 302 SOUTH 36TH STREET SUITE 100 | OMAHA | NE | 68131 | NONE | PC | TO SUPPORT GENERAL OPERATIONS. | $1,000 | |
| PAWS'ITIVE TEAMS | ||||||||
| 7031 CARROLL ROAD | SAN DIEGO | CA | 92121 | NONE | PC | TO SUPPORT THE EXECUTIVE DIRECTOR'S SALARY. | $25,000 | |
| PLAYWRIGHTS PROJECT | ||||||||
| 3675 RUFFIN ROAD | SAN DIEGO | CA | 92123 | NONE | PC | TO SUPPORT GENERAL OPERATIONS. | $5,000 | |
| REBUILDING TOGETHER OMAHA | ||||||||
| 2316 SOUTH 24TH STREET | OMAHA | NE | 68108 | NONE | PC | TO SUPPORT THE NEW EXECUTIVE DIRECTOR AND THE DEVELOPMENT OF AN EFFECTIVE FUNDRAISING PROGRAM. | $75,000 | |
| REBUILDING TOGETHER OMAHA | ||||||||
| 2316 SOUTH 24TH STREET | OMAHA | NE | 68108 | NONE | PC | TO SUPPORT THE HEALTHY AT HOME AND ROOF AND REPAIR PROGRAMS. | $50,000 | |
| SAN DIEGO PUBLIC LIBRARY FOUNDATION | ||||||||
| 395 11TH AVENUE | SAN DIEGO | CA | 92101 | NONE | PC | SCIENTIFIC & COMPUTER EQUIPMENT DONATED TO E3 CIVIC HIGH. | $12,862 | |
| SAN DIEGO REGIONAL ECONOMIC DEVELOPMENT FOUNDATION | ||||||||
| 530 B STREET 7TH FLOOR | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT THE RESEARCH INSTITUTIONS STUDY. | $25,000 | |
| SERVING SENIORS | ||||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT A SIX MONTH CAPACITY BUILDING GRANT FOR PHASE II OF THE COORDINATED CARE INITIATIVE. | $80,375 | |
| SERVING SENIORS | ||||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | CHALLENGE GRANT TO SUPPLEMENT THE GENERAL OPERATING GRANT FOR FY 2016. | $200,000 | |
| SERVING SENIORS | ||||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT GENERAL OPERATIONS FOR FY16 AT THE GARY AND MARY WEST SENIOR WELLNESS CENTER. | $209,500 | |
| SERVING SENIORS | ||||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT DESIGN AND CONSULTING TO ADVANCE THE DEVELOPMENT OF A DENTAL CLINIC AT GARY AND MARY WEST SENIOR WELLNESS CENTER. | $5,000 | |
| SERVING SENIORS | ||||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | CAPITAL GRANT FOR THE CONSTRUCTION AND TENANT IMPROVEMENT OF THE GARY AND MARY WEST SENIOR WELLNESS CENTER FOR THE LAUNCHING OF THE GARY AND MARY WEST SENIOR DENTAL CENTER, INC. | $525,000 | |
| SERVING SENIORS | ||||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT THE CARE COORDINATOR POSITION. | $37,500 | |
| SERVING SENIORS | ||||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | GARY AND MARY WEST SENIOR WELLNESS CENTER FY15 GENERAL OPERATING SUPPORT. | $112,500 | |
| SERVING SENIORS | ||||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | CHALLENGE GRANT TO SUPPLEMENT THE GENERAL OPERATING GRANT FOR FY 2015. | $99,445 | |
| SERVING SENIORS | ||||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT A MATCHING GRANT FOR HIDDEN HUNGRY CAMPAIGN TO BENEFIT SERVING SENIORS. | $5,245 | |
| SERVING SENIORS | ||||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT MEDIA UPGRADES TO IMPROVE THE AUDIO AND VISUAL EXPERIENCE IN THE DINING ROOM, GATHERING SPACE, AND LIFE LONG LEARNING ROOM AT THE GARY AND MARY WEST SENIOR WELLNESS CENTER. | $19,590 | |
| SERVING SENIORS | ||||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | FURNITURE DONATION TO SERVING SENIORS. | $12,060 | |
| SERVING SENIORS | ||||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | HEALTH SCREENING SUPPLIES DONATED TO SERVING SENIORS. | $11,045 | |
| UNIVERSITY OF ILLINOIS FOUNDATION | ||||||||
| 515 EAST GREGORY DRIVE | CHAMPAIGN | IL | 61820 | NONE | PC | TO SUPPORT GENERAL OPERATIONS OF THE UNIVERSITY OF ILLINOIS COLLEGE OF BUSINESS. | $10,000 | |
| VOLUNTEERS ASSISTING SENIORS | ||||||||
| 1941 SOUTH 42ND STREET SUITE 312 | OMAHA | NE | 68105 | NONE | PC | TO SUPPORT THE MEDICARE COUNSELING, PROPERTY TAX RELIEF, AND GUARDIAN & CONSERVATOR TRAINING PROGRAMS. | $20,000 | |
| YMCA OF GREATER OMAHA | ||||||||
| 430 SOUTH 20TH STREET | OMAHA | NE | 68102 | NONE | PC | TO SUPPORT THE MEDICALLY BASED WELLNESS PROGRAMS FOR SENIORS. | $25,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $8,682,725 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (8 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| CHALLENGE CENTER | |||||||
| 5540 LAKE PARK WAY | LA MESA | CA | 91942 | NONE | PC | TO SUPPORT THE HEALTH, WELLNESS, AND INDEPENDENCE PROGRAM FOR SENIORS. | $25,000 |
| ELDERHELP OF SAN DIEGO | |||||||
| 3860 CALLE FORTUNADA 101 | SAN DIEGO | CA | 92123 | NONE | PC | TO SUPPORT STRATEGIC PLANNING AND CAPACITY BUILDING. | $15,000 |
| LEGAL AID SOCIETY OF SAN DIEGO INC | |||||||
| 110 SOUTH EUCLID AVENUE | SAN DIEGO | CA | 92114 | NONE | PC | TO SUPPORT THE HEALTH ADVOCACY PROJECT AND CYBER CAFE AT THE GARY AND MARY WEST SENIOR WELLNESS CENTER. | $100,000 |
| MEALS ON WHEELS ASSOCIATION OF AMERICA | |||||||
| 1550 CRYSTAL DRIVE SUITE 1004 | ARLINGTON | VA | 22202 | NONE | PC | TO SUPPORT THE MORE THAN A MEAL PHASE II MEDICARE CLAIMS ANALYSIS STUDY. | $100,000 |
| REBUILDING TOGETHER OMAHA | |||||||
| 2316 SOUTH 24TH STREET | OMAHA | NE | 68108 | NONE | PC | TO SUPPORT THE HEALTHY AT HOME AND ROOF AND REPAIR PROGRAMS. | $50,000 |
| SERVING SENIORS | |||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT GENERAL OPERATIONS FOR FY16 AT THE GARY AND MARY WEST SENIOR WELLNESS CENTER. | $209,500 |
| SERVING SENIORS | |||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT THE CARE COORDINATOR POSITION. | $37,500 |
| UC SAN DIEGO FOUNDATION | |||||||
| 9800 GILMAN DRIVE | LA JOLLA | CA | 92093 | NONE | PC | TO SUPPORT THE THE BUILDING OF THE GARY AND MARY WEST SENIOR EMERGENCY DEPARTMENT AT UC SAN DIEGO HEALTH, LA JOLLA. | $3,000,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $3,537,000 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $6,360,392 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $182,840 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,523,918 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $8,067,150 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $8,067,150 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (6 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd | Noncash ContributionNoncashContributionInd |
|---|---|---|---|---|---|---|---|
| WEST FAMILY HOLDINGS LLC | |||||||
| 1 | 5796 ARMADA DRIVE SUITE 300 | CARLSBAD | CA | 92008 | $35,000 | Yes (X) | |
| GARY L WEST 2013 DE TRUST | |||||||
| 2 | 5796 ARMADA DRIVE SUITE 300 | CARLSBAD | CA | 92008 | $353,804 | Yes (X) | |
| MARY E WEST 2013 DE TRUST | |||||||
| 3 | 5796 ARMADA DRIVE SUITE 300 | CARLSBAD | CA | 92008 | $353,804 | Yes (X) | |
| WEST DEVELOPMENT LLC | |||||||
| 4 | 5796 ARMADA DRIVE SUITE 300 | CARLSBAD | CA | 92008 | $11,920 | Yes (X) | |
| WEST HEALTH INSTITUTE | |||||||
| 5 | 10350 N TORREY PINES RD | LA JOLLA | CA | 92037 | $34,222 | Yes (X) | |
| WEST DEVELOPMENT LLC | |||||||
| 6 | 5796 ARMADA DRIVE SUITE 300 | CARLSBAD | CA | 92008 | $11,920 | Yes (X) | |
Non Cash Property Contribution NonCashPropertyContributionGrp (3 entries)
| ContributorContributorNum | Noncash PropertyNoncashPropertyDesc | Fair Market ValueFairMarketValueAmt | ReceivedReceivedDt |
|---|---|---|---|
| 4 | FREE RENT FOR MAY. | $11,920 | 2015-05-31 |
| 5 | DONATED MISCELLANEOUS EQUIPMENT | $34,222 | 2015-12-31 |
| 6 | FREE RENT FOR JUNE. | $11,920 | 2015-06-30 |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $41,125 | Amt |
| Net Investment Income | $32,900 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $8,225 | DisbursementsCharitablePrpsAmt |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GARY AND MARY WEST HEALTH POLICY CENTER INC (EIN 27-5388874) | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1909 K STREET NW SUITE 730 | AddressLine1Txt |
| City | WASHINGTON | CityNm |
| State Abbreviation | DC | StateAbbreviationCd |
| ZIP | 20006 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant | 2015-01-27 | GrantDt |
| Grant | $3,803,721 | GrantAmt |
| Purpose Of Grant | TO SUPPORT THE GARY AND MARY WEST HEALTH POLICY CENTER (THE "POLICY CENTER") IN CARRYING OUT ITS CHARITABLE PURPOSES RELATED TO RESEARCH OBJECTIVES IN THE AREAS OF MEDICARE REFORM AND VALUE-BASED INSURANCE DESIGN. THE AMOUNT EXPENDED BY THE POLICY CENTER IN 2015 WAS $3,803,721. THE AMOUNT DISTRIBUTED BY THE GARY AND MARY WEST FOUNDATION WAS $3,885,878. THE ADDITIONAL $82,157 OF FUNDS DISTRIBUTED BY THE GARY AND MARY WEST FOUNDATION WAS IN EXCESS OF NECESSARY FUNDS AND WAS RETURNED TO THE FOUNDATION IN 2016. | PurposeOfGrantTxt |
| Expended By Grantee | $3,803,721 | ExpendedByGranteeAmt |
| Any Diversion By Grantee | TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED. | AnyDiversionByGranteeTxt |
| Dates Of Reports By Grantee | MIDTERM 07/30/2015, FINAL 01/28/16. MONTHLY EXPENSE REPORTS RECEIVED. | DatesOfReportsByGranteeTxt |
| Results Of Verification | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | ResultsOfVerificationTxt |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp (2 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | Medium ExplanationMediumExplanationTxt |
|---|---|
| FORM 990-PF; PART VII-B; QUESTION 1A(4) | WEST FAMILY INVESTMENTS, INC. PROVIDED INVESTMENT MANAGEMENT SERVICES TO THE GARY AND MARY WEST FOUNDATION DURING 2015 FOR A MARKET BASED FEE. WEST FAMILY INVESTMENTS, INC. IS MAJORITY OWNED BY GARY AND MARY WEST, SUBSTANTIAL CONTRIBUTORS TO THE FOUNDATION. THIS IS EXCEPTED FROM SELF-DEALING BY IRC SECTION 4941(D).WEST DEVELOPMENT, LLC PROVIDED PROFESSIONAL INFORMATION TECHNOLOGY SERVICES TO THE GARY AND MARY WEST FOUNDATION DURING 2015 FOR A MARKET BASED FEE. WEST FAMILY HOLDINGS, LLC IS THE SOLE MEMBER OF WEST DEVELOPMENT, LLC. THE TWO MEMBERS OF WEST FAMILY HOLDINGS, LLC ARE THE GARY L. WEST 2010 REVOCABLE LIVING TRUST AND THE MARY E. WEST 2010 REVOCABLE LIVING TRUST. BOTH MEMBERS OWN 50% OF WEST FAMILY HOLDINGS, LLC. THIS IS EXCEPTED FROM SELF-DEALING BY IRC SECTION 4941(D).THROUGH JUNE 2015, THE FOUNDATION'S AND WEST DEVELOPMENT'S OFFICES WERE CO-LOCATED FOR UTILITIES AND CONNECTIVITY SERVICES. DURING 2015 AND 2014, THE FOUNDATION BILLED WEST DEVELOPMENT ON A PRO-RATA BASIS FOR ITS SHARE OF THE UTILITIES AND CONNECTIVITY SERVICES WHICH TOTALED $37,409 AND $65,640, RESPECTIVELY. AS OF DECEMBER 31, 2015 AND 2014, $23,375 AND $703 WERE OUTSTANDING IN ACCOUNTS PAYABLE AND ACCRUED EXPENSES, RESPECTIVELY, AND $1,843 AND $5,131 WERE OUTSTANDING IN RECEIVABLES, RESPECTIVELY. IN 2015, THE FOUNDATION RECEIVED TWO MONTHS OF FREE RENT FROM WEST DEVELOPMENT WITH A FAIR VALUE TOTALING $23,840. THIS AMOUNT IS INCLUDED IN CONTRIBUTION INCOME AND FACILITIES AND EQUIPMENT EXPENSE IN THE STATEMENT OF ACTIVITIES. THIS IS EXCEPTED FROM SELF-DEALING BY IRC SECTION 4941(D). |
| PART XV QUESTION 1B | GARY WEST AND MARY WEST COLLECTIVELY OWN 10% OR MORE OF PASSIVE INVESTMENT PARTNERSHIPS. |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (10 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ACCRUED INTEREST INCOME | $170,117 | $170,117 |
| GREAT CIRCLE TERM LOAN | $1,072,327 | $1,072,327 |
| INTERNATIONAL LEASE FINANCE CORPORATION 09/15/2015 SR LIEN 8.625% 05/04/11 | $0 | $0 |
| REDDY ICE CORP TERM LOAN | $323,913 | $323,913 |
| SEADRILL LTD STEP 9/15/17 LIEN 6.125% | $243,483 | $243,483 |
| THORNBURG MORTGAGE, INC. 18.0% 03/31/2015 SER PVT 144A SUB LIEN | $1 | $1 |
| THORNBURG MORTGAGE, INC. 18.0% 03/31/2015 USD PVT 144A SUB LIEN | $12 | $12 |
| TRANSATLANTIC PETE LTD RT 13% | $1,683,000 | $1,683,000 |
| WPX ENERGY INC. 8.25% SR LEIN | $763,563 | $763,563 |
| ZAIS FINANCIAL CORP 144A 8% 11/15/2016 CONV MN | $729,676 | $729,676 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (82 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ACACIA MINING CMN | $388,522 | $388,522 |
| AMERICAN CAPITAL AGENCY CORP. CMN | $454,308 | $454,308 |
| ANNALY CAPITAL MANAGEMENT, INC. CMN | $2,985,692 | $2,985,692 |
| APOLLO COML REAL EST FIN, INC. CMN | $1,706,235 | $1,706,235 |
| APOLLO INVESTMENT CORPORATION MUTUAL FUND | $343,476 | $343,476 |
| BANCO LATINOAMERICANO EXPORT CMN CLASS E | $2,856,034 | $2,856,034 |
| BROOKDALE SENIOR LIVING, INC. CMN | $3,989,963 | $3,989,963 |
| CHIMERA INVESTMENT CORPORATION CMN | $11,565,697 | $11,565,697 |
| CHINA FLAVORS & FRAGRANCES COMPANY LTD CMN | $0 | $0 |
| CISCO SYSTEMS, INC. CMN | $2,715,500 | $2,715,500 |
| COMCAST CORPORATION CMN CLASS A NON VOTING | $3,385,800 | $3,385,800 |
| CONN LT & PWR SER 1949 PFD STK CALL 03/01/90 @50.50 | $0 | $0 |
| CYS INVESTMENTS, INC. CMN | $2,282,762 | $2,282,762 |
| ELLINGTON RESIDENTIAL MORT. REIT CMN | $17,698 | $17,698 |
| EMC CORPORATION MASS CMN | $1,027,200 | $1,027,200 |
| ENERGY TRANSFER PARTNERS, LP CMN | $119,640 | $119,640 |
| EPR PROPERTIES CMN | $128,590 | $128,590 |
| ESSENT GROUP LTD. CMN | $0 | $0 |
| EXCHANGE BK SANTA ROSA CALIF CMN | $595,584 | $595,584 |
| EXELON CORPORATION CMN | $499,860 | $499,860 |
| FIDUS INVESTMENT CORPORATION CMN | $846,247 | $846,247 |
| FS INVT CORP MUTUAL FUND | $189,689 | $189,689 |
| GENERAL ELECTRIC CO. CMN | $655,614 | $655,614 |
| GENERAL GROWTH PROPERTIES, INC. CMN | $380,233 | $380,233 |
| GENERAL MOTORS COMPANY CMN | $856,304 | $856,304 |
| GOLDMAN SACHS BDC, INC. CLOSED ENDED FUND | $988,000 | $988,000 |
| GOLDMAN SACHS GROUP, INC. CMN | $3,424,370 | $3,424,370 |
| HERCULES CAPITAL, INC. | $251,114 | $251,114 |
| HOME LN SERVICING SOLUTIONS LT. CMN | $0 | $0 |
| HORIZON TECHNOLOGY FINANCE CORPORATION CMN | $350,481 | $350,481 |
| INTREPID POTASH, INC. CMN | $5,310 | $5,310 |
| INVESCO MORTGAGE CAPITAL, INC. CMN | $208,833 | $208,833 |
| ISTAR FINANCIAL INC. PFD 7.5% SERIES I CALLABLE 3/1/09 | $169,682 | $169,682 |
| ISTAR FINANCIAL INC. PFD USD 1.9500(7.80%) SERIES F | $94,710 | $94,710 |
| KBR, INC. CMN | $50,760 | $50,760 |
| KINDER MORGAN INC CMN CLASS P | $41,776 | $41,776 |
| KRAFT FOODS GROUP, INC. CMN | $0 | $0 |
| KRAFT HEINZ CO CMN | $12,078 | $12,078 |
| LEVEL 3 COMMUNICATIONS, INC. CMN | $9,631,070 | $9,631,070 |
| MEDLEY CAPITAL CORPORATION CMN | $612,624 | $612,624 |
| MFA FINANCIAL, INC. CMN | $1,922,712 | $1,922,712 |
| MONDELEZ INTERNATIONAL, INC. CMN | $896,800 | $896,800 |
| MOTORS LIQUIDATION COMPANY GUC TRUST | $36,841 | $36,841 |
| MVC CAPITAL, INC. CLOSED END FUND | $755,506 | $755,506 |
| NEW MEDIA INVESTMENT GROUP, INC. CMN | $16,852 | $16,852 |
| NEW MOUNTAIN FINANCE CORP. CMN | $1,775,941 | $1,775,941 |
| NEW RESIDENTIAL INVESTMENT CORP. CMN | $194,560 | $194,560 |
| NEW SENIOR INVESTMENT GRP, INC. CMN | $19,720 | $19,720 |
| NEWCASTLE INVESTMENT CORPORATION CMN | $8,160 | $8,160 |
| NEWTEK BUSINESS SVCS CORPORATION CMN | $642,556 | $642,556 |
| NSTAR ELEC CO PFD 4.25% | $705,000 | $705,000 |
| NSTAR ELECTRIC COMPANY PFD USD4.2500(4.25%) | $0 | $0 |
| PENNANTPARK FLOATING RATE CAT LTD | $609,401 | $609,401 |
| PENNANTPARK INVESTMENT CORP. MUTUAL FUND | $1,077,885 | $1,077,885 |
| PETROLEO BRASILEIRO S.A. - PETROBRAS SPONSORED ADR CMN | $0 | $0 |
| PFIZER, INC. CMN | $2,271,608 | $2,271,608 |
| REDDY ICE HOLDINGS, INC. CMN | $24,044 | $24,044 |
| REDDY ICE HOLDINGS, INC. CONV PFD USD0.0000 CLASS A | $39,569 | $39,569 |
| REGENCY ENERGY PARTNERS, LP CMN LTD PARTNER INTERESTS | $0 | $0 |
| SANDRIDGE ENERGY, INC. CMN | $0 | $0 |
| SIERRA METALS, INC. CMN | $215,967 | $215,967 |
| SILVER BAY REALTY TRUST CORP. CMN | $78,519 | $78,519 |
| SO.CALIF.EDISON 4.24% PFD | $564,000 | $564,000 |
| SOLAR CAPITAL LTD. CMN | $1,717,707 | $1,717,707 |
| SOLAR SENIOR CAPITAL LTD. CMN | $1,089,011 | $1,089,011 |
| STARWOOD PROPERTY TRUST INC. CMN | $1,079,441 | $1,079,441 |
| STARWOOD WAYPOINT RESIDENTIAL TRUST CMN | $126,558 | $126,558 |
| SYNCHRONY FINANCIAL CMN | $1,123,558 | $1,123,558 |
| TCP CAP CORP | $593,195 | $593,195 |
| TETRAGON FINANCIAL GROUP LTD. CMN | $605,392 | $605,392 |
| THL CREDIT INC CMN | $644,611 | $644,611 |
| TOTAL SA SPONSORED ADR CMN | $62,930 | $62,930 |
| TRANSATLANTIC PETROLEUM LTD. CMN | $76,128 | $76,128 |
| TRANSOCEAN LTD. CMN | $205,508 | $205,508 |
| TRAVELCENTERS OF AMERICA, LLC CMN | $0 | $0 |
| TWO HARBORS INVESTMENT CORP. CMN | $1,197,269 | $1,197,269 |
| URANIUM PARTICIPATION CORPORATION CMN | $0 | $0 |
| VALE SA ADR | $14,805 | $14,805 |
| WASHINGTON GAS LT CO PFD USD4.2500(4.25%) | $0 | $0 |
| ZAIS FINL CORP. CMN | $62,642 | $62,642 |
| ZIMMER HLDGS, INC. CMN | $205,180 | $205,180 |
| ZOETIS, INC. CMN CLASS A | $1,014,658 | $1,014,658 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (35 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ARENA-PLASTIC VENTURES | FMV | $933,225 | $933,225 |
| ARIAS RESOURCE CAPITAL | FMV | $368,590 | $368,590 |
| BLUE RIVER ARBITRAGE | FMV | $2,718,394 | $2,718,394 |
| CONATUS CAPITAL OVERSEAS | FMV | $1,681,668 | $1,681,668 |
| CUMBERLAND BENCHMARKED | FMV | $0 | $0 |
| DIALECTIC ANTITHESIS OFF | FMV | $639,215 | $639,215 |
| EMERGING EUROPE | FMV | $672,044 | $672,044 |
| EQUITY AND INDEX OPTION CONTRACTS | FMV | $0 | $0 |
| ETON PARK OVERSEAS FUND | FMV | $2,688,800 | $2,688,800 |
| FORTRESS LIFE SETTLEMENTS | FMV | $518,789 | $518,789 |
| FORTRESS MSR | FMV | $746,660 | $746,660 |
| GCP FUND III REIT & CORP | FMV | $3,762,267 | $3,762,267 |
| GCP FUND IV REIT | FMV | $103,215 | $103,215 |
| GLOBAL PARTNERS | FMV | $1,726,510 | $1,726,510 |
| GS ANCHORAGE | FMV | $97,034 | $97,034 |
| GS LIBERTY HARBOR | FMV | $237 | $237 |
| GS MEZZANINE | FMV | $453,549 | $453,549 |
| INVESCO MORTG RECOVERY | FMV | $446,711 | $446,711 |
| L&B ONSHORE FUND | FMV | $533,660 | $533,660 |
| MARATHON EUROPEAN CREDIT | FMV | $337,090 | $337,090 |
| OAKTREE RE DEBT FUND CAYMAN | FMV | $151,178 | $151,178 |
| OHA EUROPEAN SCF OFFSHORE | FMV | $653,642 | $653,642 |
| OHA SCF PARALLEL | FMV | $756,433 | $756,433 |
| PASSPORT MATERIAL | FMV | $10,410 | $10,410 |
| PONDFIELD CAPITAL, LLC | FMV | $2,020,282 | $2,020,282 |
| SENATOR SIDECAR OFFSHORE | FMV | $29,287 | $29,287 |
| SILVER POINT | FMV | $0 | $0 |
| SKELLIG OFFSHORE | FMV | $54,590 | $54,590 |
| STARWOOD OPPORTUNITY FUND | FMV | $143,034 | $143,034 |
| SUMMIT WATER DEVELOPMENT | FMV | $805,028 | $805,028 |
| SUTHERLAND ASSET MANAGEMENT CORPORATION CMN REIT | FMV | $537,500 | $537,500 |
| VIRGO-WALNUT | FMV | $553,436 | $553,436 |
| WTS/GENERAL MOTORS COMPANY 10.0000 EXP 07/10/2016 | FMV | $6,534 | $6,534 |
| WTS/GENERAL MOTORS COMPANY 18.3300 EXP 07/10/2019 | FMV | $4,384 | $4,384 |
| XPV WATER FUND | FMV | $1,034,505 | $1,034,505 |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp (3 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|---|
| FURNITURE & EQUIPMENT | $274,775 | $35,699 | $239,076 | $239,076 |
| COMPUTER EQUIPMENT | $137,622 | $61,151 | $76,471 | $76,471 |
| LEASEHOLD IMPROVEMENTS | $533,207 | $43,222 | $489,985 | $489,985 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $48,454 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $47,611 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (6 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| SECURITY DEPOSIT | $25,991 | $15,096 | $15,096 |
| INTEREST RECEIVABLE | $41,932 | $190,495 | $190,495 |
| DIVIDENDS RECEIVABLE | $824,287 | $950,912 | $950,912 |
| PARTNERSHIP DISTRIBUTION RECEIVABLE | $29,200 | $1,022,908 | $1,022,908 |
| STARWOOD OPPORTUNITY FUND X | -$3,044 | $0 | $0 |
| ELM PARK CREDIT OPP FUND II | $0 | -$5,204 | -$5,204 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| UNREALIZED LOSS ON INVESTMENTS | $10,013,535 |
| UNREALIZED LOSS ON FOREIGN CURRENCY | $7 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (11 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| GRANTEE PROJECT EXPENSES | $627,474 | $0 | $0 | $498,351 |
| COMPUTER EXPENSE | $45,026 | $11,256 | $0 | $35,056 |
| DUES & SUBSCRIPTIONS | $23,785 | $0 | $0 | $24,598 |
| INSURANCE | $18,094 | $6,562 | $0 | $12,220 |
| TELEPHONE | $13,494 | $3,374 | $0 | $6,056 |
| SUPPLIES | $13,471 | $3,368 | $0 | $9,870 |
| IT SUPPORT | $6,901 | $1,725 | $0 | $5,879 |
| FEES | $3,901 | $975 | $0 | $2,477 |
| MINOR FURNITURE & EQUIPMENT | $4,691 | $1,173 | $0 | $3,518 |
| POSTAGE | $2,108 | $527 | $0 | $1,668 |
| MISCELLANEOUS EXPENSES | $2,094 | $524 | $0 | $1,731 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| PARTNERSHIP INCOME | $185,730 | $185,730 | $0 |
| LEGAL SETTLEMENT INCOME | $15,348 | $15,348 | $0 |
| FOREIGN CURRENCY LOSS | -$18,238 | -$18,238 | $0 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | LIABILITIES UNDER OPTION CONTRACTS | Desc |
| BOY Book Value | $135,058 | BOYBookValueAmt |
| EOY Book Value | $27,960 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| INVESTMENT FEES | $579,446 | $579,446 | $0 | $0 |
| PROFESSIONAL AND MANAGERIAL SERVICES | $232,485 | $13,590 | $0 | $188,189 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| FEDERAL EXCISE TAX | $141,338 | $0 | $0 | $0 |
| PAYROLL TAXES | $37,552 | $13,619 | $0 | $23,347 |
| USE TAX | $194 | $49 | $0 | $145 |
| OTHER TAXES | $1,468 | $367 | $0 | $1,101 |
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