OWENS FAMILY CHARITABLE FOUNDATION: Form 990PF, tax year 2015
View the entire original 990 at ProPublica ↗
- Organization
- OWENS FAMILY CHARITABLE FOUNDATION (EIN 46-4183686)
- Tax period
- 2015-01-01 to 2015-12-31
- Filed
- 2016-09-29
- IRS object ID
- 201622739349100307
- Schema version
- 2015v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2016-09-29T15:08:08-05:00 | ReturnTs |
| Tax Period End | 2015-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | One Hollow Ln Ste 212 | AddressLine1Txt |
| City | Lake Success | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 11042 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2015-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 464183686 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Owens Family Charitable Foundation | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % Foundation Source | InCareOfNm |
| Business Name Control | OWEN | BusinessNameControlTxt |
| Phone | 8008391754 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1Txt |
| City | Wilmington | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 198091377 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JOHN R RYAN JR | PersonNm |
| Person Title | president | PersonTitleTxt |
| Phone | 8008391754 | PhoneNum |
| Signature | 2016-09-16 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Jeffrey D Haskell | PreparerPersonNm |
| PTIN | P01345770 | PTIN |
| Phone | 8008391754 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2015 | TaxYr |
| Build TS | 2017-02-10 21:41:12Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $8,778,173 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $7,523 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $179 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $179 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $242,348 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $241,522 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$112,906 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $7,144,144 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $48,533 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $47,907 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $185,677 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $289,608 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $12,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $12,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $103,667 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $103,667 | OtherProfFeesNetInvstIncmAmt |
| Taxes Rev And Expnss | $4,332 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $678 | TaxesNetInvstIncmAmt |
| Trav Conf Meeting Rev And Expnss | $651 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $651 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $49,426 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $18,794 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $30,630 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $170,076 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $123,139 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $43,281 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $107,536 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $107,536 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $277,612 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $123,139 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $150,817 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$91,935 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $166,469 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $511,859 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $530,440 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $530,440 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $243,894 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $246,713 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $246,550 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $7,892,188 | CorporateStockBOYAmt |
| Corporate Stock EOY | $7,789,152 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $7,350,147 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $135,103 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $137,530 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $130,069 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $502,612 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $489,596 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $520,967 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $9,285,656 | TotalAssetsBOYAmt |
| Total Assets EOY | $9,193,431 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $8,778,173 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $2,761 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $2,471 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $2,761 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $2,471 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Retained Earning BOY | $9,282,895 | RetainedEarningBOYAmt |
| Retained Earning EOY | $9,190,960 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $9,282,895 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $9,190,960 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $9,285,656 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $9,193,431 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $9,282,895 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$91,935 | ExcessRevenueOverExpensesAmt |
| Subtotal | $9,190,960 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $9,190,960 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (2 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|
| Publicly-traded Securities | $7,144,144 | $7,252,266 | -$108,122 | -$108,122 |
| Passthrough K1 Capital Gain | -$4,784 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$112,906 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $179,438 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $4,849,669 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.037 | DistributionYr1Rt |
| Net Vl Noncharitable Assets Yr2 | $2,462 | NetVlNoncharitableAssetsYr2Amt |
| Adjusted Qlfy Distri Yr3 | $0 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $0 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.0 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $0 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $0 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.0 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $0 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $0 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.0 | DistributionYr5Rt |
| Total Distribution | 0.037 | TotalDistributionRt |
| Average Distribution | 0.0185 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $9,005,504 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $166,602 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $1,665 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $168,267 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $150,817 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $3,329 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $3,329 | SubtotalAmt |
| Tax Based On Investment Income | $3,329 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $3,000 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $44 | AppliedToEsTaxAmt |
| Total Payments And Credits | $3,044 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Tax Due | $285 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8008391754 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1Txt |
| City | Wilmington | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 198091377 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| James M Bymark | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Dir | 1.0 | $2,000 | $0 | $0 |
| Michael P Heck | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Dir | 1.0 | $2,000 | $0 | $0 |
| Edward J Matonich | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | VP / Dir | 1.0 | $2,000 | $0 | $0 |
| John R Ryan Jr | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Pres / Dir | 1.0 | $2,000 | $0 | $0 |
| Todd A Scaia | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Dir / Sec / Treas | 1.0 | $2,000 | $0 | $0 |
| John S Shenk MD | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Dir | 1.0 | $2,000 | $0 | $0 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Brinker Capital | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1055 Westlakes Dr Ste 250 | AddressLine1Txt |
| City | BERWYN | CityNm |
| State Abbreviation | PA | StateAbbreviationCd |
| ZIP | 19312 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | Investment Managemen | ServiceTypeTxt |
| Compensation | $71,922 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $8,074,209 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $550,079 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $518,356 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $9,142,644 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $9,142,644 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $137,140 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $9,005,504 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $450,275 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $450,275 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $3,329 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $3,329 | TotalTaxAmt |
| Distributable Before Adj | $446,946 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $446,946 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $446,946 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $150,817 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $150,817 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $150,817 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $446,946 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $60,881 | UndistributedIncomePYAmt |
| Prior Year1 | 2013 | PriorYear1Yr |
| Prior Year2 | 2012 | PriorYear2Yr |
| Prior Year3 | 2011 | PriorYear3Yr |
| Qualifying Distributions | $150,817 | QualifyingDistributionsAmt |
| Applied To Year1 | $60,881 | AppliedToYear1Amt |
| Applied To Current Year | $89,936 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Undistributed Income CY | $357,010 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NONE | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (24 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ADVOCATES FOR FAMILY PEACE | |||||||
| 1611 NW 4TH ST | GRAND RAPIDS | MN | 55744 | N/A | PC | Emergency Safe Housing, Food Vouchers, Public Awareness | $2,000 |
| AMERICAN ASSOCIATION OF UNIVERSITY WOMEN INC | |||||||
| 1111 16TH ST NW | WASHINGTON | DC | 20036 | N/A | PC | AAUW of Hibbing - rent and insurance of the annual book sale | $1,200 |
| ARROWHEAD ECONOMIC OPPORTUNITY AGENCY INCORPORATED | |||||||
| 702 S 3RD AVE | VIRGINIA | MN | 55792 | N/A | PC | Chisholm Food Shelf | $5,000 |
| BLESSED SACRAMENT CHURCH | |||||||
| 2310 7TH AVE E | HIBBING | MN | 55746 | N/A | PC | Assumption Hall School Building Fund | $3,000 |
| CENTRAL MESABI MEDICAL FOUNDATION | |||||||
| 750 E 34TH ST | HIBBING | MN | 55746 | N/A | PC | Angel Fund | $1,000 |
| CENTRAL MESABI MEDICAL FOUNDATION | |||||||
| 750 E 34TH ST | HIBBING | MN | 55746 | N/A | PC | Tele-ICU Program | $25,000 |
| CENTRAL MESABI MEDICAL FOUNDATION | |||||||
| 750 E 34TH ST | HIBBING | MN | 55746 | N/A | PC | Health Expo | $1,000 |
| CENTRAL MESABI MEDICAL FOUNDATION | |||||||
| 750 E 34TH ST | HIBBING | MN | 55746 | N/A | PC | Charitable Event | $1,000 |
| CENTRAL MESABI MEDICAL FOUNDATION | |||||||
| 750 E 34TH ST | HIBBING | MN | 55746 | N/A | PC | AED units | $1,426 |
| CHISHOLM SECONDARY SCHOOL | |||||||
| 300 SW 3RD AVE | CHISHOLM | MN | 55719 | N/A | PC | ISD 695 Dr. Benjamin P. Owens Scholarship Fund | $2,000 |
| CHISHOLM SECONDARY SCHOOL | |||||||
| 300 SW 3RD AVE | CHISHOLM | MN | 55719 | N/A | PC | All Is Calm Production | $2,500 |
| CHISHOLM VETERANS MEMORIAL ASSOCIATION INC | |||||||
| 319 W LAKE ST | CHISHOLM | MN | 55719 | N/A | PC | General & Unrestricted | $4,500 |
| CITY OF HIBBING | |||||||
| 401 E 21ST ST | HIBBING | MN | 55746 | N/A | PC | Miracle League of the Iron Range | $16,000 |
| CITY OF HIBBING | |||||||
| 401 E 21ST ST | HIBBING | MN | 55746 | N/A | PC | Bocce Ball Court Roof | $20,000 |
| HIBBING PUBLIC SCHOOL DISTRICT | |||||||
| 800 E 21ST ST | HIBBING | MN | 55746 | N/A | PC | Health Care Cirriculum | $2,000 |
| HIBBING PUBLIC SCHOOL DISTRICT | |||||||
| 800 E 21ST ST | HIBBING | MN | 55746 | N/A | PC | HHS Program | $1,600 |
| HIBBING PUBLIC SCHOOL DISTRICT | |||||||
| 800 E 21ST ST | HIBBING | MN | 55746 | N/A | PC | RealityWorks Project | $3,710 |
| KIWANIS INTERNATIONAL FOUNDATION INC | |||||||
| 3636 WOODVIEW TRACE | INDIANAPOLIS | IN | 46268 | N/A | PC | General & Unrestricted | $1,000 |
| MARINE TOYS FOR TOTS FOUNDATION | |||||||
| 18251 QUANTICO GATEWAY DR | TRIANGLE | VA | 22172 | N/A | PC | Christmas 2015 Project | $1,000 |
| MINNESOTA COMMUNITY FOUNDATION | |||||||
| 101 5TH ST E STE 2400 | SAINT PAUL | MN | 55101 | N/A | PC | Chisholm Community Foundation, Strategic Initiatives Fund | $3,000 |
| PROJECT CARE FREE CLINIC | |||||||
| 31126TH AVE E | HIBBLNG | MN | 55746 | N/A | PC | General & Unrestricted | $2,000 |
| THE SALVATION ARMY | |||||||
| 107 W HOWARD ST | HIBBING | MN | 55746 | N/A | PC | General & Unrestricted | $1,500 |
| TOURIST CENTER SENIOR CITIZENS INC | |||||||
| 1202 E HOWARD ST | HIBBING | MN | 55746 | N/A | PC | General & Unrestricted | $2,600 |
| UNITED WAY OF NORTHEASTERN MINNESOTA INC | |||||||
| 229 W LAKE ST | CHISHOLM | MN | 55719 | N/A | PC | General & Unrestricted | $3,500 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $107,536 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $179 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $242,348 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$112,906 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp (2 entries)
| DescDesc | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|---|---|
| K-1 Inc/Loss | 525990 | $262 | 14 | $47,907 |
| Federal Tax Refund | 01 | $364 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $262 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $177,892 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $178,154 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | Benjamin P Owens MD Revocable Tr | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | John R Ryan Jr 2203 4th Ave E | AddressLine1Txt |
| City | Hibbing | CityNm |
| State Abbreviation | MN | StateAbbreviationCd |
| ZIP | 55746 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $7,523 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Depreciation Schedule DepreciationSchedule
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (9 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AT&T - 3.900% - 03/11/2024 | $15,495 | $15,316 |
| COMCAST CORP - 3.600% - 03/01/ | $15,361 | $15,504 |
| CONTINENTAL RES INC - 4.500% - | $17,539 | $12,214 |
| CVS CAREMARK CORP - 3.500% - 0 | $15,145 | $15,263 |
| GE CAP CORP NTS - 5.875% - 01/ | $14,362 | $14,683 |
| GOLDMAN SACHS GROUP INC NOTE - | $15,013 | $14,784 |
| JPMORGAN CHASE & CO - 1.800% - | $15,082 | $14,980 |
| MONSANTO - 4.200% - 07/15/2034 | $15,062 | $12,900 |
| WELLS FARGO CO - 3.500% - 03/0 | $14,471 | $14,425 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (400 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 3M CO | $11,398 | $11,298 |
| ABB LTD | $2,046 | $1,897 |
| ABBVIE INC | $14,747 | $15,402 |
| ABERDEEN AUSTRALIA EQUITY FUND | $3,584 | $2,807 |
| ABERDEEN LATIN AMERICA EQUITY | $2,336 | $1,144 |
| ABIOMED | $468 | $1,806 |
| ACADIA PHARMACEUTICALS INC | $307 | $463 |
| ACCENTURE PLC | $10,705 | $13,690 |
| ACE LTD | $4,048 | $4,557 |
| ADOBE SYSTEMS, INC | $6,004 | $7,797 |
| AGIOS PHARMACEUTICALS INC | $490 | $325 |
| AKORN INC | $918 | $1,157 |
| ALDER BIOPHARMACEUTICALS | $370 | $264 |
| ALLIANCE DATA SYSTEM CORP | $5,986 | $6,085 |
| ALLIANCEBERNSTEIN INCOME FUND | $6,155 | $6,243 |
| ALPHABET INC CL A | $11,397 | $11,670 |
| ALPHABET INC CL C | $6,502 | $8,348 |
| ALPS RED ROCKS LISTED PRIVATE | $233,849 | $201,992 |
| ALTRIA GROUP INC | $6,726 | $6,752 |
| AMAZON COM | $15,775 | $16,221 |
| AMERICAN AIRLINES GROUP INC | $10,575 | $9,868 |
| AMERICAN EXPRESS CO | $6,792 | $5,286 |
| AMGEN INC | $13,960 | $14,285 |
| AMN HEALTHCARE SVCS | $1,047 | $900 |
| AMTRUST FINANCIAL SERVICES, IN | $388 | $554 |
| ANACOR PHARMACEUTICALS INC | $384 | $339 |
| ANHEUSER BUSCH COS INC | $5,824 | $6,125 |
| ANI PHARMACEUTICALS INC | $683 | $587 |
| APPLE INC | $41,203 | $37,788 |
| APPLIED MATERIALS INC | $12,564 | $14,675 |
| ARES CAPITAL CORPORATION - CLO | $18,242 | $15,675 |
| ARM HOLDINGS PLC | $3,189 | $3,257 |
| ARRIS GROUP INC | $990 | $917 |
| ASIA PACIFIC FUND INC | $6,436 | $5,599 |
| ASML HOLDING NV NY REG SHS | $4,969 | $5,060 |
| ASTON RIVERROAD LONG SHORT CLA | $6,118 | $5,624 |
| ASTRONICS CORPORATION | $831 | $814 |
| AT&T, INC | $20,900 | $20,852 |
| AVAGO TECHNOLOGIES LIMITED | $3,429 | $6,822 |
| AVALONBAY CMNTYS INC | $5,501 | $5,892 |
| AZZ INCORPORATED | $766 | $945 |
| B&G FOODS INC | $694 | $665 |
| BANK NEW YORK MELLON CORP COM | $5,490 | $5,111 |
| BANK OF NOVA SCOTIA | $13,757 | $12,213 |
| BARD C R INC | $5,429 | $7,009 |
| BAXTER INTERNATIONAL INC | $14,878 | $15,413 |
| BED BATH & BEYOND INC | $5,876 | $4,053 |
| BERKSHIRE HATHAWAY INC. CLASS | $40,204 | $40,536 |
| BHP BILLITON LIMITED | $2,816 | $2,370 |
| BIOGEN INC | $4,717 | $4,289 |
| BITAUTO HOLDINGS LTD | $440 | $283 |
| BLACKROCK GLOBAL OPPORTUNITIES | $6,491 | $6,342 |
| BLACKROCK INC | $14,862 | $16,345 |
| BLACKROCK INTL GROWTH & INCOME | $4,110 | $4,100 |
| BLUEBIRD BIO INC | $502 | $257 |
| BOEING CO | $10,463 | $11,856 |
| BOFI HOLDING INC | $948 | $674 |
| BOGLE INV MGMT SMALL CAP GROWT | $8,293 | $5,534 |
| BOSTON BEER CO INC | $893 | $808 |
| BP PLC SPONSORED ADR | $6,395 | $5,721 |
| BRISTOL-MYERS SQUIBB CO | $7,719 | $8,117 |
| BRITISH AMERICAN TOBACCO PLC | $6,201 | $5,964 |
| BROADSOFT INC | $367 | $354 |
| BROWN FORMAN CORP CL B | $6,724 | $6,255 |
| BURLINGTON STORES, INC | $1,404 | $1,201 |
| C H ROBINSON WORLDWIDE INC | $19,390 | $17,304 |
| CAESARSTONE SDOT YAM LIMITED | $921 | $780 |
| CAMBREX CP | $792 | $1,083 |
| CAMERON INTERNATIONAL CORP | $2,595 | $2,402 |
| CANADIAN NATL RAILWAY CO | $2,241 | $2,123 |
| CANADIAN PACIFIC RAILWAY LTD | $3,692 | $2,552 |
| CAPITAL ONE FINANCIAL CORP | $6,335 | $5,558 |
| CARMAX INC | $3,628 | $3,400 |
| CARNIVAL CORP | $3,998 | $4,086 |
| CARRIZO OIL & GAS, INC | $1,417 | $651 |
| CASEY'S GENERAL STORES, INC | $1,213 | $1,445 |
| CBRE GROUP INC | $4,306 | $4,080 |
| CBS CORP CL B | $5,524 | $5,420 |
| CHARLES RIV LABORATORIES INTL | $978 | $1,447 |
| CHARLES SCHWAB CORP | $5,454 | $5,302 |
| CHARTER ONE FINL INC | $5,562 | $5,971 |
| CHECK POINT SOFTWARE TECHNOLOG | $4,993 | $6,022 |
| CHEMED CORP | $838 | $1,198 |
| CHEVRON CORP | $6,896 | $6,657 |
| CHINA BIOLOGIC PRODUCTS INC | $499 | $1,282 |
| CHINA FUND INC | $2,670 | $1,878 |
| CHINA MOBILE HGK LTD | $6,845 | $6,478 |
| CHR HANSEN HOLDINGS | $2,528 | $3,838 |
| CHUBB CORPORATION | $4,782 | $4,908 |
| CIENA CORP | $902 | $828 |
| CIMPRESS NV | $762 | $730 |
| CIRRUS LOGIC INC | $788 | $738 |
| CISCO SYSTEMS INC | $15,236 | $15,125 |
| CITIGROUP INC | $8,675 | $8,021 |
| CITRIX SYSTEMS INC | $5,341 | $4,917 |
| CMS ENERGY CP | $2,567 | $2,706 |
| COLONY FINANCIAL INC | $54,386 | $48,408 |
| COLOPLAST AS ADR | $3,152 | $3,623 |
| COLUMBIA SPORTSWEAR CO | $1,062 | $829 |
| COMCAST CORP | $6,966 | $6,433 |
| COMPASS GROUP PLC ADR | $2,953 | $3,101 |
| COMSCORE, INC | $875 | $823 |
| CONSOLIDATED EDISON INC | $2,433 | $2,507 |
| COOPER TIRE & RUBBER CO | $996 | $908 |
| CORE LABORATORIES | $4,619 | $3,480 |
| CREDIT SUISSE FLOATING RATE HI | $105,974 | $99,964 |
| CRH PLC - AMERICAN DEPOSITARY | $2,271 | $2,306 |
| CSL LTD | $3,905 | $4,213 |
| CTRIP.COM INTERNATIONAL LTD | $3,599 | $3,428 |
| CVS CAREMARK CORP | $5,864 | $5,768 |
| D R HORTON | $12,074 | $13,228 |
| DAVITA HEALTHCARE PARTNERS INC | $5,664 | $5,089 |
| DELTA AIR LINES INC | $13,869 | $13,838 |
| DIAMONDBACK ENERGY INC | $904 | $669 |
| DISCOVER FINL SVCS COM | $6,675 | $5,737 |
| DISH NETWORK CORPORATION | $5,523 | $4,975 |
| DOMINION RESOURCES INC | $3,058 | $3,044 |
| DOUBLELINE CORE FIXED INCOME I | $527,177 | $512,236 |
| DOUBLELINE TOTAL RETURN BOND | $557,914 | $547,262 |
| DOW CHEMICAL PV | $25,096 | $25,328 |
| DRIEHAUS ACTIVE INCOME FUND MU | $44,679 | $42,924 |
| DU PONT DE NEMOURS | $9,105 | $9,324 |
| DUKE ENERGY CO | $3,275 | $3,427 |
| DUN & BRADSTREET CORP | $6,126 | $5,716 |
| E-HOUSE (CHINA) HLDGS LTD | $392 | $283 |
| EAGLE MLP STRATEGY I | $133,197 | $64,431 |
| ECOLAB INC | $2,689 | $2,631 |
| EDGEWELL PERSONAL CARE COMPANY | $3,554 | $3,135 |
| EDWARDS LIFESCIENCES | $5,991 | $6,002 |
| ELI LILLY & CO | $12,725 | $13,313 |
| EMC CORP | $6,343 | $6,266 |
| ENERGIZER HOLDINGS INC | $1,369 | $1,533 |
| ENI S.P.A | $4,813 | $4,470 |
| ENTANTA PHARMACEUTICALS INC | $684 | $528 |
| EQUIFAX INC | $6,358 | $6,682 |
| EURONET WORLDWIDE INC | $1,359 | $2,100 |
| EUROPEAN EQUITY FUND INC (THE) | $5,675 | $5,126 |
| EXELON CORPORATION | $2,660 | $2,638 |
| EXPERIAN GROUP LTD S/ADR | $3,820 | $3,825 |
| EXXON MOBIL CORP | $11,576 | $10,757 |
| F M C CP | $5,949 | $5,556 |
| FACEBOOK INC | $16,362 | $17,060 |
| FANUC LIMITED UNSPONSORED | $2,912 | $2,967 |
| FEDEX CORPORATION | $5,433 | $5,066 |
| FINANCIAL ENGINES INC COM | $731 | $673 |
| FINANCIAL SEL SPDR | $172,558 | $168,025 |
| FLIR SYSTEMS INC | $5,137 | $5,277 |
| FLUOR CORP | $6,168 | $5,808 |
| FORD MOTOR COMPANY | $15,147 | $14,541 |
| FORTINET INC | $3,917 | $3,647 |
| FORWARD SELECT INCOME FUND INS | $90,515 | $78,565 |
| G III APPAREL GRP LTD | $979 | $1,062 |
| GEN DYNAMICS CP | $11,444 | $10,714 |
| GENERAL ELECTRIC CO | $11,254 | $11,806 |
| GENERAL GROWTH PPTYS INC | $4,322 | $4,272 |
| GILEAD SCIENCES INC | $14,966 | $14,774 |
| GLOBUS MEDICAL INC | $489 | $556 |
| GOLDMAN SACHS GROUP | $5,808 | $5,948 |
| GOODYEAR TIRE & RUBBER COMPANY | $6,326 | $6,305 |
| GREEN DOT CORP A | $931 | $673 |
| H&R BLOCK INC | $5,954 | $5,363 |
| HALLIBURTON COMPANY | $7,497 | $5,038 |
| HARMAN INTERNATIONAL INDUSTRIE | $3,532 | $3,015 |
| HARRIS CORP DEL | $5,954 | $6,344 |
| HCA INC | $6,098 | $4,396 |
| HDFC BANK LTD ADR | $1,933 | $2,033 |
| HEARTLAND PYMT SYS | $1,484 | $3,224 |
| HERCULES TECHNOLOGY GROWTH | $18,662 | $14,945 |
| HEWLETT PACKARD ENTERPRISE CO | $5,969 | $4,970 |
| HEXCEL CP DELAWARE | $770 | $883 |
| HFF INC | $537 | $497 |
| HOLLYFRONTIER CORP | $12,975 | $10,730 |
| HOME DEPOT INC | $10,697 | $17,722 |
| HONDA MOTOR CO LTD | $4,226 | $4,151 |
| HONEYWELL INTL | $14,762 | $16,260 |
| HORIZON PHARMA PLC | $894 | $910 |
| HP INC | $5,430 | $3,872 |
| HSBC HOLDINGS PLC | $14,616 | $14,485 |
| HUNTINGTON BANCSHARES INC | $13,550 | $13,239 |
| ICON PLC - AMERICAN DEPOSITARY | $4,319 | $5,594 |
| ILLINOIS TOOL WORKS | $5,489 | $5,932 |
| IMAX CORPORATION | $783 | $782 |
| INDIVIOR PLC ADR | $111 | $126 |
| INDUSTRIA DE DISENO | $1,484 | $1,708 |
| INFINERA CORPORATION | $959 | $1,015 |
| ING ASIA PAC HI | $2,130 | $2,131 |
| ING GLOBAL EQ DIV & PREM OPPTN | $5,191 | $5,047 |
| ING GLOBAL REAL ESTATE FUND W | $83,019 | $81,293 |
| ING GROUP N V SPONSORED ADR | $88,684 | $82,564 |
| INSULET CORPORATION | $519 | $492 |
| INTEL CORP | $9,248 | $9,439 |
| INTERACTIVE BROKERS GROUP, INC | $559 | $1,046 |
| INTERNATIONAL BUSINESS MACHINE | $15,281 | $13,349 |
| INTUIT | $5,768 | $5,694 |
| ISHARE MSCI ITALY IN | $6,422 | $6,046 |
| ISHARE MSCI UK INDEX | $6,915 | $5,358 |
| ISHARES CURRENCY HEDGED MSCI G | $98,960 | $94,848 |
| ISHARES DJ US HCIF | $9,131 | $9,024 |
| ISHARES DOW JONES US REAL ESTA | $61,326 | $60,665 |
| ISHARES GOLD TRUST | $7,287 | $6,506 |
| ISHARES LEHMAN 20+ YR TREAS | $32,891 | $31,833 |
| ISHARES MSCI CANADA INDEX FD | $16,047 | $10,535 |
| ISHARES MSCI INDIA ETF | $91,751 | $89,870 |
| ISHARES MSCI-HONG KONG | $2,243 | $2,041 |
| ISHARES MSCI-JAPAN | $12,051 | $11,975 |
| J2 GLOBAL INC | $920 | $1,070 |
| JANUS CAPITAL GROUP INC | $928 | $789 |
| JAPAN SMALLER CAPITALIZATION F | $7,517 | $7,846 |
| JF CHINA REGION FUND INC | $3,470 | $3,324 |
| JOHNSON & JOHNSON | $12,417 | $12,532 |
| JP MORGAN ALERIAN MLP INDEX ET | $149,706 | $126,599 |
| JP MORGAN CHASE | $10,950 | $10,565 |
| KANSAS CITY SOUTHERN | $3,341 | $2,837 |
| KAPSTONE PAPER AND PACKAGING C | $1,006 | $745 |
| KELLOGG CO | $6,699 | $7,010 |
| KINDER MORGAN INC | $3,490 | $2,029 |
| KOHLS CORP | $4,436 | $4,001 |
| KORN FERRY INTL | $889 | $962 |
| KRAFT HEINZ CO | $6,764 | $6,839 |
| L BRANDS, INC | $10,480 | $17,343 |
| L-3 COMMUNICATIONS CORP | $5,982 | $5,736 |
| LA Z BOY INC | $1,023 | $904 |
| LAM RESEARCH CORP | $6,153 | $6,115 |
| LAZARD WORLD DIVIDEND FUNDS | $2,197 | $1,858 |
| LENNAR CORP | $9,745 | $9,782 |
| LITHIA MOTORS INC CL A | $957 | $1,173 |
| LOCKHEED MARTIN CORP | $5,913 | $5,863 |
| LOEWS CORP | $4,420 | $4,493 |
| LVMH MOET HENN UNSP | $3,048 | $2,551 |
| MANHATTAN ASSOCIATES INC | $840 | $1,720 |
| MARATHON OIL CORP COM | $2,485 | $1,737 |
| MARATHON PETROLEUM CORP | $3,067 | $2,851 |
| MARKETAXESS HOLDINGS, INC | $391 | $781 |
| MARKETFIELD FUND | $4,061 | $3,404 |
| MARTIN MARIETTA MATLS INC | $2,267 | $2,049 |
| MASTERCARD INC | $6,529 | $6,328 |
| MATADOR RESOURCES COMPANY | $705 | $494 |
| MATRIX SERVICE CO COM STK | $1,158 | $637 |
| MAXIMUS INC | $805 | $1,069 |
| MCDONALD'S CORP | $6,351 | $6,616 |
| MCGRAW-HILL | $5,444 | $5,520 |
| MEAD JOHNSON NUTRITI | $5,231 | $4,974 |
| MEDIDATA SOLUTIONS, INC | $978 | $986 |
| MENTOR GRAPHICS CORP | $698 | $608 |
| MICROSOFT CORP | $39,489 | $42,942 |
| MOMENTA PHARMACEUTICALS, INC | $214 | $237 |
| MONSANTO CO | $5,897 | $6,108 |
| MOODYS CORP | $5,628 | $6,121 |
| MORGAN STANLEY ASIA-PAC FUND | $6,885 | $5,560 |
| MORGAN STANLEY CHINA | $2,380 | $1,374 |
| MOTOROLA SOLUTIONS INC | $6,020 | $6,092 |
| MS DW EMERGING MKT | $3,623 | $2,840 |
| NATIONAL GRID TRANSCO PLC | $1,783 | $1,808 |
| NATIXIS ASG GLOBAL ALTERNAT Y | $54,953 | $53,574 |
| NATUS MEDICAL INCORPORATED | $695 | $1,201 |
| NESTLE S.A | $4,733 | $4,540 |
| NETFLIX INC | $5,927 | $5,948 |
| NEW IRELAND FUND INC | $5,641 | $6,129 |
| NORFOLK SOUTHERN CORP | $3,751 | $3,976 |
| NORTHROP GRUMMAN CORP | $5,967 | $6,042 |
| NOVARTIS AG ADR | $9,058 | $8,690 |
| NOVO NORDISK A S | $8,967 | $10,280 |
| NOVOZYMES A/S UNSP/ADR | $3,721 | $3,627 |
| NUCOR CP | $6,036 | $5,763 |
| NUVEEN GLOBAL VALUE OPP FUND | $6,812 | $5,777 |
| NVIDIA CORP | $6,126 | $6,394 |
| NXP SEMICONDUCTORS | $4,439 | $5,055 |
| OCCIDENTAL PETROLEUM CORP | $5,836 | $5,274 |
| OPHTHOTECH CORP | $500 | $1,021 |
| PALO ALTO NETWORKS INC | $4,688 | $5,108 |
| PARKER HANNIFIN CP | $3,460 | $3,200 |
| PEPSICO INC | $5,978 | $6,495 |
| PERRIGO CO PLC | $2,956 | $2,749 |
| PFIZER INC | $10,497 | $9,975 |
| PHILIP MORRIS INTL | $30,695 | $31,648 |
| PIA BBB BOND FUND MANAGED ACCO | $101,245 | $93,919 |
| PIA MBS BOND FUND MANAGED ACCO | $15,000 | $14,892 |
| PIMCO ALL ASSET FUND INSTITUTI | $79,362 | $63,779 |
| PINNACLE ENTERTAINMENT INC | $381 | $467 |
| PITNEY BOWES INC | $5,532 | $5,410 |
| PLUM CREEK TIMBER REIT | $5,142 | $5,965 |
| PORTFOLIO RECOVERY ASSOCIATES, | $864 | $520 |
| POWER INTEGRATIONS, INC | $928 | $778 |
| POWERSHARES QQQ NASDAQ 100 | $9,397 | $9,173 |
| PRECISION CASTPARTS | $3,923 | $3,944 |
| PRICELINE.COM INCORPORATED | $5,635 | $5,100 |
| PROCTER GAMBLE CO | $10,255 | $10,800 |
| PROSHARES SHORT REAL ESTATE | $72,998 | $65,922 |
| PROSHARES SHORT RUSSELL2000 EX | $42,428 | $42,980 |
| PROSHARES SHORTDOW30 | $15,984 | $16,272 |
| PROSHARES SHR MSCI E | $83,781 | $87,054 |
| PROTO LABS INC | $887 | $701 |
| PRUDENTIAL FINCL INC | $15,607 | $16,445 |
| PVH CORP | $3,489 | $2,725 |
| QUALCOMM INC | $14,158 | $10,097 |
| RADIUS HEALTH INC | $428 | $369 |
| RAYTHEON CO | $5,713 | $5,977 |
| RECKITT BENCKISER GROUP | $3,968 | $4,273 |
| REGENERON PHARMACEUTICALS INC | $6,730 | $6,514 |
| RESTORATION HARDWARE | $1,077 | $1,033 |
| RIO TINTO PLC SPONSORED ADR | $2,730 | $2,300 |
| RIVERNORTH CORE OPPY FD | $102,912 | $95,841 |
| RIVERPARK SHORT TERM HIGH YIEL | $191,989 | $187,149 |
| RIVERPARK STRATEGIC INCOME FUN | $171,404 | $150,282 |
| ROCKWELL AUTOMATION INC | $6,454 | $5,541 |
| SAIA, INC | $1,045 | $512 |
| SANDALWOOD OPPORTUNITY CLASS I | $109,427 | $86,857 |
| SANOFI-AVENTIS SPONSORED ADR | $5,404 | $5,331 |
| SAP AKTIENGESELL ADS | $4,477 | $4,509 |
| SCHLUMBERGER LTD | $4,867 | $4,325 |
| SELECT SECTOR SPDR ENERGY FUND | $3,721 | $3,378 |
| SENSATA TECHNOLOGIES HOLDINGS | $3,163 | $3,316 |
| SGS SA UNSP ADR | $3,826 | $3,018 |
| SHOPRITE HOLDINGS LTD | $1,789 | $1,103 |
| SILGAN HOLDINGS, INC | $834 | $913 |
| SINGAPORE FUND, INC | $2,961 | $1,892 |
| SKECHERS U S A INC CL A | $756 | $1,299 |
| SOUTHERN CO | $21,431 | $21,804 |
| SOUTHWEST AIRLINES | $6,196 | $5,727 |
| SPDR DOUBLELINE TOTAL RETURN T | $245,454 | $242,709 |
| SPDR S&P 500 ETF TRUST | $51,322 | $49,744 |
| SPIRIT AEROSYSTEMS HOLDINGS CL | $6,136 | $5,508 |
| SPORTSMANS WAREHOUSE HOLDINGS | $754 | $684 |
| ST. JUDE MED INC | $5,300 | $5,065 |
| STARWOOD HOTELS & RESORTS | $6,016 | $5,196 |
| STARWOOD PROPERTY TRUST INC | $93,613 | $82,240 |
| STATE STREET CORPORATION | $18,409 | $17,320 |
| STERIS PLC | $907 | $904 |
| STONEGATE BANK | $13,636 | $13,703 |
| SUPER MICRO COMPUTER INC | $754 | $466 |
| SWATCH GROUP AG | $1,882 | $1,386 |
| SWISS HELVETIA FUND | $11,953 | $9,187 |
| SYNAPTICS INC | $699 | $723 |
| SYNTEL INC | $656 | $724 |
| SYSMEX CORP UNSP ASDR | $1,630 | $2,875 |
| TAIWAN SEMICONDUCTOR MFG CO LT | $15,335 | $16,175 |
| TANDEM DIABETES CARE INC | $305 | $248 |
| TARGET CORPORATION | $4,561 | $4,284 |
| TE CONNECTIVITY LTD | $12,054 | $11,178 |
| TECHNOLOGY SPDR | $115,822 | $118,682 |
| TEMPLETON DRAGON FUND | $1,651 | $1,086 |
| TEMPLETON GLOBAL BD | $540,715 | $473,092 |
| TENCENT HOLDINGS LIMITED | $2,894 | $3,806 |
| TERADATA CORPORATION | $5,769 | $5,892 |
| TEXAS INSTRUMENTS INC | $19,817 | $21,266 |
| TEXTRON INC | $5,414 | $5,419 |
| THE COCA-COLA CO | $9,221 | $9,451 |
| THE GABELLI GLOBAL SMALL AND M | $9,961 | $9,911 |
| THE NEW GERMANY FUND | $5,499 | $4,469 |
| TIME WARNER CABLE INC | $5,930 | $5,939 |
| TIME WARNER INC | $4,781 | $4,462 |
| TJX COMPANIES INC | $4,958 | $6,524 |
| TOTAL FINA ELF S.A | $6,813 | $6,158 |
| TOYOTA MTR CORP | $7,372 | $7,382 |
| TUDOR PERINI CP | $942 | $519 |
| UNDER ARMOUR INC | $3,764 | $3,144 |
| UNICHARM CORP - SPN ADR | $2,162 | $1,885 |
| UNION PACIFIC | $5,731 | $4,379 |
| UNITED CONTINENTAL HOLDINGS IN | $17,359 | $16,502 |
| UNITED PARCEL SERVICE | $11,283 | $10,393 |
| UNITED TECHNOLOGIES CORP | $5,439 | $5,188 |
| UNITEDHEALTH GROUP INC | $17,538 | $22,822 |
| US BANCORP | $6,139 | $5,974 |
| VANGUARD CHARLOTTE INTL BD IDX | $98,208 | $98,357 |
| VANGUARD FTSE EMERGING MARKETS | $17,200 | $12,463 |
| VANGUARD MSCI EUROPEAN ETF | $37,585 | $31,724 |
| VANGUARD MSCI PACIFIC ETF | $16,789 | $15,074 |
| VANGUARD TOTAL BOND MARKET ETF | $294,033 | $292,514 |
| VARIAN MEDICAL SYSTEMS INC | $11,250 | $10,989 |
| VEEVA SYSTEMS INC | $385 | $404 |
| VERINT SYSTEMS INC | $1,034 | $771 |
| VERISIGN INC | $9,917 | $14,589 |
| VERIZON COMMUNICATIONS | $5,346 | $5,408 |
| VERTEX PHARMCTLS INC | $11,217 | $11,702 |
| VIACOM INC. CL B | $5,351 | $4,651 |
| VIRTUSA CORPORATION | $735 | $868 |
| VISA INC | $17,501 | $17,061 |
| VODAFONE GROUP PLC | $6,827 | $6,742 |
| VOYA EMERGING MARKETS HIGH INC | $2,211 | $1,561 |
| VOYA INFRASTRUCTURE INDUSTRIAL | $7,199 | $6,338 |
| WAL-MART DE MEX V SP/ADR | $2,057 | $1,911 |
| WAL-MART STORES INC | $7,363 | $7,663 |
| WALT DISNEY HOLDINGS CO | $8,454 | $7,671 |
| WASATCH FRONTIER EMERGING SMAL | $6,738 | $5,828 |
| WASATCH INTERNATIONAL OPPORTUN | $98,244 | $98,244 |
| WATERS CORP | $5,380 | $6,864 |
| WELLS FARGO & CO | $16,930 | $16,960 |
| WELLS FARGO ADVANTAGE GLOBAL D | $5,398 | $5,044 |
| WESTERN DIGITAL CORP | $6,377 | $3,843 |
| WESTPAC BANKING CP | $12,344 | $13,399 |
| WHITING PETROLEUM CORP | $5,164 | $2,577 |
| WISDOM TREE EUROPE HEDGED EQUI | $216,432 | $188,496 |
| WISDOMTREE JAPAN HEDGED EQUITY | $146,556 | $146,985 |
| WISDOMTREE JAPAN HEDGED FINANC | $62,284 | $58,210 |
| WISDOMTREE JAPAN HEDGED REAL E | $4,024 | $3,946 |
| WITHERSPOON MANAGED FUTURES ST | $75,977 | $73,032 |
| WYNDHAM WORLDWIDE | $5,323 | $4,940 |
| WYNN RESORTS | $6,991 | $3,321 |
| YANDEX N V | $3,336 | $1,855 |
| YUM BRANDS INC | $6,030 | $6,209 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $246,713 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $246,550 | USGovtObligationsEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (2 entries)
| Category Or ItemCategoryOrItemTxt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| KEYSTONE PRIVATE MARKET OPPORT | $486,538 | $518,356 |
| LAZARD LTD | $3,058 | $2,611 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (7 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| Administrative Fees | $29,417 | $29,417 | |
| Bank Charges | $249 | $249 | |
| Indemnification Insurance | $1,181 | $1,181 | |
| K-1 Exp KEYSTONE PRIVATE MARKE | $18,546 | $18,544 | |
| K-1 Exp LAZARD LTD | $1 | $1 | |
| Postage/Delivery Service | $7 | $7 | |
| State or Local Filing Fees | $25 | $25 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| K-1 Inc/Loss KEYSTONE PRIVATE MARKET OPPORTUNITIES | $47,974 | $47,712 |
| K-1 Inc/Loss LAZARD LTD | $195 | $195 |
| Federal Tax Refund | $364 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OUTSTANDING OPTIONS | Desc |
| BOY Book Value | $2,761 | BOYBookValueAmt |
| EOY Book Value | $2,471 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Management Services | CategoryTxt |
| Amt | $103,667 | Amt |
| Net Investment Income | $103,667 | NetInvestmentIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| 990-PF Estimated Tax for 2015 | $1,900 | |
| 990-PF Extension for 2014 | $1,754 | |
| Foreign Tax Paid | $678 | $678 |
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