PICKET FAMILY FOUNDATION INC: Form 990PF, tax year 2015
View the entire original 990 at ProPublica ↗
- Organization
- PICKET FAMILY FOUNDATION INC (EIN 26-3870611)
- Tax period
- 2015-01-01 to 2015-12-31
- Filed
- 2016-11-09
- IRS object ID
- 201613149349100006
- Schema version
- 2015v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Investments Other Schedule2
- Other Assets Schedule
- Other Expenses Schedule
- Substantial Contributors Sch
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2016-11-09T08:01:05-06:00 | ReturnTs |
| Tax Period End | 2015-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 111558868 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MARGOLIN WINER & EVENS LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 400 GARDEN CITY PLAZA | AddressLine1Txt |
| City | GARDEN CITY | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 115303323 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2015-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 263870611 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PICKET FAMILY FOUNDATION INC | BusinessNameLine1Txt |
| Business Name Line2 | C/O GOTHAM ORGANIZATION INC | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | PICK | BusinessNameControlTxt |
| Phone | 2125990520 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 432 PARK AVENUE 2ND FL | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10016 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JOEL PICKET | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 2125990520 | PhoneNum |
| Signature | 2016-11-09 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | MICHAEL MCVETTY | PreparerPersonNm |
| PTIN | P00846030 | PTIN |
| Phone | 5167472000 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2015 | TaxYr |
| Build TS | 2017-02-10 21:41:12Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | Yes (X) | AddressChangeInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $2,506,526 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $1,135,000 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $200 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $200 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $78,184 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $78,184 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$33,041 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $3,007,584 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $1,180,343 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $78,384 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Taxes Rev And Expnss | $3,882 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $16,741 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $16,616 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $125 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $20,623 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $16,616 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $125 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $992,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $992,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,012,623 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $16,616 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $992,125 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $167,720 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $61,768 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $397,511 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $146,309 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $146,309 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $38,732 | CorporateStockBOYAmt |
| Other Investments BOY | $1,996,854 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $2,455,304 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $2,360,217 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $796 | OtherAssetsBOYAmt |
| Other Assets EOY | $0 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $0 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $2,433,893 | TotalAssetsBOYAmt |
| Total Assets EOY | $2,601,613 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $2,506,526 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $2,433,893 | RetainedEarningBOYAmt |
| Retained Earning EOY | $2,601,613 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $2,433,893 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $2,601,613 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $2,433,893 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $2,601,613 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $2,433,893 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $167,720 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $2,601,613 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $2,601,613 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (304 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| BROOKFIELD ASSET MGMT INC CL A - 528.0000 SHS | P | 2015-05-19 | 2015-09-30 | $16,213 | $19,267 | -$3,054 | -$3,054 |
| VANGUARD TOTAL STK MKT ETF - 500.0000 SHS | P | 2015-03-05 | 2015-12-01 | $53,814 | $53,814 | $0 | $0 |
| VANGUARD TOTAL STK MKT ETF - 1.0000 SHS | P | 2015-03-18 | 2015-12-01 | $108 | $108 | $0 | $0 |
| VANGUARD TOTAL STK MKT ETF - 990.0000 SHS | P | 2015-03-18 | 2015-12-01 | $106,552 | $108,137 | -$1,585 | -$1,585 |
| VANGUARD TOTAL STK MKT ETF - 32.0000 SHS | P | 2015-05-19 | 2015-12-01 | $3,444 | $3,533 | -$89 | -$89 |
| POWERSHARES INTER DVD ACHIEV - 1801.0000 SHS | P | 2015-03-05 | 2015-07-02 | $30,670 | $32,723 | -$2,053 | -$2,053 |
| POWERSHARES INTER DVD ACHIEV - 651.0000 SHS | P | 2015-05-19 | 2015-07-02 | $11,086 | $11,917 | -$831 | -$831 |
| VANGUARD MSCI EMERGING MARKETS ETF - 80.0000 SHS | P | 2014-12-09 | 2015-01-16 | $3,216 | $3,232 | -$16 | -$16 |
| VANGUARD MSCI EMERGING MARKETS ETF - 341.0000 SHS | P | 2014-12-09 | 2015-01-16 | $13,709 | $13,704 | $5 | $5 |
| VANGUARD MSCI EMERGING MARKETS ETF - 15.0000 SHS | P | 2014-12-09 | 2015-01-16 | $603 | $606 | -$3 | -$3 |
| VANGUARD MSCI EMERGING MARKETS ETF - 15.0000 SHS | P | 2015-01-02 | 2015-01-16 | $603 | $596 | $7 | $7 |
| VANGUARD MSCI EMERGING MARKETS ETF - 12.0000 SHS | P | 2014-12-09 | 2015-03-20 | $488 | $482 | $6 | $6 |
| VANGUARD MSCI EMERGING MARKETS ETF - 778.0000 SHS | P | 2014-12-09 | 2015-08-18 | $28,023 | $31,266 | -$3,243 | -$3,243 |
| VANGUARD MSCI EMERGING MARKETS ETF - 243.0000 SHS | P | 2015-05-19 | 2015-08-18 | $8,753 | $10,690 | -$1,937 | -$1,937 |
| VANGUARD MSCI EMERGING MARKETS ETF - 741.0000 SHS | P | 2015-07-02 | 2015-08-18 | $26,691 | $30,410 | -$3,719 | -$3,719 |
| VANGUARD DIVIDEND APPRECIATION ETF - 97.0000 SHS | P | 2014-12-09 | 2015-10-28 | $7,665 | $7,665 | $0 | $0 |
| VANGUARD DIVIDEND APPRECIATION ETF - 138.0000 SHS | P | 2014-12-09 | 2015-10-28 | $10,905 | $11,144 | -$239 | -$239 |
| VANGUARD DIVIDEND APPRECIATION ETF - 232.0000 SHS | P | 2015-01-16 | 2015-10-28 | $18,333 | $18,490 | -$157 | -$157 |
| VANGUARD DIVIDEND APPRECIATION ETF - 97.0000 SHS | P | 2014-12-17 | 2015-12-01 | $7,683 | $7,846 | -$163 | -$163 |
| VANGUARD DIVIDEND APPRECIATION ETF - 165.0000 SHS | P | 2015-01-16 | 2015-12-01 | $13,070 | $13,150 | -$80 | -$80 |
| WISDOMTREE TRUST JAPAN HEDGED EQUITY FD - 169.0000 SHS | P | 2014-12-22 | 2015-10-28 | $9,091 | $8,512 | $579 | $579 |
| WISDOMTREE TRUST JAPAN HEDGED EQUITY FD - 34.0000 SHS | P | 2015-01-02 | 2015-10-28 | $1,829 | $1,693 | $136 | $136 |
| WISDOMTREE TRUST JAPAN HEDGED EQUITY FD - 452.0000 SHS | P | 2015-05-19 | 2015-10-28 | $24,315 | $26,763 | -$2,448 | -$2,448 |
| VANGUARD HIGH DVD YIELD ETF - 300.0000 SHS | P | 2015-10-28 | 2015-12-01 | $20,498 | $20,411 | $87 | $87 |
| VANGUARD FTSE ALL WORLD EX US - 476.0000 SHS | P | 2015-05-19 | 2015-12-01 | $21,520 | $24,637 | -$3,117 | -$3,117 |
| VANGUARD FTSE ALL WORLD EX US - 89.0000 SHS | P | 2014-12-09 | 2015-12-01 | $4,024 | $4,267 | -$243 | -$243 |
| SPDR S AND P INTL DVD R - 14.0000 SHS | P | 2014-10-17 | 2015-03-20 | $592 | $621 | -$29 | -$29 |
| SPDR S AND P INTL DVD R - 1142.0000 SHS | P | 2014-10-17 | 2015-07-02 | $47,381 | $50,682 | -$3,301 | -$3,301 |
| SPDR S AND P INTL DVD R - 71.0000 SHS | P | 2014-10-17 | 2015-07-02 | $2,946 | $3,175 | -$229 | -$229 |
| SPDR S AND P INTL DVD R - 35.0000 SHS | P | 2014-11-09 | 2015-07-02 | $1,452 | $1,521 | -$69 | -$69 |
| SPDR S AND P INTL DVD R - 413.0000 SHS | P | 2015-05-19 | 2015-07-02 | $17,135 | $18,618 | -$1,483 | -$1,483 |
| VANGUARD TOT WORLD STK 1 - 1260.0000 SHS | P | 2015-06-10 | 2015-08-20 | $74,729 | $79,821 | -$5,092 | -$5,092 |
| VANGUARD TOT WORLD STK 1 - 34.0000 SHS | P | 2015-06-10 | 2015-08-21 | $1,978 | $2,154 | -$176 | -$176 |
| VANGUARD TOT WORLD STK 1 - 1111.0000 SHS | P | 2015-07-14 | 2015-08-21 | $64,647 | $69,382 | -$4,735 | -$4,735 |
| VANGUARD TOT WORLD STK 1 - 186.0000 SHS | P | 2015-07-16 | 2015-08-21 | $10,823 | $11,670 | -$847 | -$847 |
| 1SHARES S&P 100 - 1022.0000 SHS | P | 2014-10-17 | 2015-03-06 | $93,501 | $86,257 | $7,244 | $7,244 |
| 1SHARES S&P 100 - 109.0000 SHS | P | 2014-11-05 | 2015-03-06 | $9,972 | $9,778 | $194 | $194 |
| 1SHARES S&P 100 - 88.0000 SHS | P | 2014-11-05 | 2015-03-20 | $8,167 | $7,894 | $273 | $273 |
| 1SHARES S&P 100 - 19.0000 SHS | P | 2014-11-05 | 2015-10-28 | $1,766 | $1,704 | $62 | $62 |
| 1SHARES S&P 100 - 252.0000 SHS | P | 2014-11-12 | 2015-10-28 | $23,426 | $22,872 | $554 | $554 |
| 1SHARES S&P 100 - 1992.0000 SHS | P | 2014-12-09 | 2015-10-28 | $185,173 | $181,053 | $4,120 | $4,120 |
| 1SHARES S&P 100 - 13.0000 SHS | P | 2015-01-02 | 2015-10-28 | $1,208 | $1,184 | $24 | $24 |
| 1SHARES S&P 100 - 915.0000 SHS | P | 2015-05-19 | 2015-10-28 | $85,057 | $85,980 | -$923 | -$923 |
| 1SHARES S&P 100 - 698.0000 SHS | P | 2015-08-18 | 2015-10-28 | $64,885 | $64,649 | $236 | $236 |
| ISHARES CORE HIGH DIVIDEND ETF - 351.0000 SHS | P | 2014-10-17 | 2015-03-05 | $26,974 | $25,521 | $1,453 | $1,453 |
| ISHARES CORE HIGH DIVIDEND ETF - 302.0000 SHS | P | 2014-12-09 | 2015-03-05 | $23,208 | $23,145 | $63 | $63 |
| ISHARES CORE HIGH DIVIDEND ETF - 37.0000 SHS | P | 2014-12-09 | 2015-03-20 | $2,822 | $2,836 | -$14 | -$14 |
| ISHARES CORE HIGH DIVIDEND ETF - 104.0000 SHS | P | 2014-12-09 | 2015-10-28 | $7,848 | $7,848 | $0 | $0 |
| ISHARES CORE HIGH DIVIDEND ETF - 586.0000 SHS | P | 2014-12-09 | 2015-10-28 | $44,221 | $44,911 | -$690 | -$690 |
| ISHARES CORE HIGH DIVIDEND ETF - 7.0000 SHS | P | 2015-01-02 | 2015-10-28 | $528 | $537 | -$9 | -$9 |
| ISHARES CORE HIGH DIVIDEND ETF - 211.0000 SHS | P | 2015-01-16 | 2015-10-28 | $15,923 | $16,172 | -$249 | -$249 |
| ISHARES CORE HIGH DIVIDEND ETF - 104.0000 SHS | P | 2014-12-17 | 2015-12-01 | $7,768 | $7,978 | -$210 | -$210 |
| ISHARES CORE HIGH DIVIDEND ETF - 160.0000 SHS | P | 2015-01-16 | 2015-12-01 | $11,950 | $12,263 | -$313 | -$313 |
| DEUTSCHE X-TRACKERS MSCI EAFE HEDGED EQUITY ETF - 132.0000 SHS | P | 2014-12-09 | 2015-12-01 | $3,755 | $3,731 | $24 | $24 |
| DEUTSCHE X-TRACKERS MSCI EAFE HEDGED EQUITY ETF - 133.0000 SHS | P | 2014-12-09 | 2015-12-01 | $3,784 | $3,759 | $25 | $25 |
| DEUTSCHE X-TRACKERS MSCI EAFE HEDGED EQUITY ETF - 1985.0000 SHS | P | 2014-12-09 | 2015-12-01 | $56,474 | $55,872 | $602 | $602 |
| WISDOMTREE EUROPE HEDGED EQUITY FUND - 51.0000 SHS | P | 2014-12-09 | 2015-03-20 | $3,408 | $2,984 | $424 | $424 |
| WISDOMTREE EUROPE HEDGED EQUITY FUND - 40.0000 SHS | P | 2014-12-09 | 2015-03-20 | $2,673 | $2,340 | $333 | $333 |
| WISDOMTREE EUROPE HEDGED EQUITY FUND - 40.0000 SHS | P | 2015-01-02 | 2015-03-20 | $2,673 | $2,243 | $430 | $430 |
| WISDOMTREE EUROPE HEDGED EQUITY FUND - 25.0000 SHS | P | 2014-12-09 | 2015-03-20 | $1,671 | $1,463 | $208 | $208 |
| WISDOMTREE EUROPE HEDGED EQUITY FUND - 790.0000 SHS | P | 2014-12-09 | 2015-10-28 | $48,057 | $46,223 | $1,834 | $1,834 |
| WISDOMTREE EUROPE HEDGED EQUITY FUND - 340.0000 SHS | P | 2015-05-19 | 2015-10-28 | $20,683 | $22,578 | -$1,895 | -$1,895 |
| TCW TOTAL RETURN BOND FD CL 1 - .2760 SHS | P | 2015-05-19 | 2015-12-01 | $3 | $3 | $0 | $0 |
| DOUBLELINE TOTAL RETURN BOND FUND CL 1 - .0560 SHS | P | 2015-02-21 | 2015-03-20 | $1 | $1 | $0 | $0 |
| DOUBLELINE TOTAL RETURN BOND FUND CL 1 - .3940 SHS | P | 2015-02-27 | 2015-03-20 | $4 | $4 | $0 | $0 |
| DOUBLELINE TOTAL RETURN BOND FUND CL 1 - .5860 SHS | P | 2015-11-30 | 2015-12-01 | $6 | $6 | $0 | $0 |
| DOUBLELINE CORE FIXED INCOME FUND CL I - .6410 SHS | P | 2014-10-07 | 2015-03-06 | $7 | $7 | $0 | $0 |
| DOUBLELINE CORE FIXED INCOME FUND CL I - 41.0000 SHS | P | 2014-10-07 | 2015-03-06 | $451 | $451 | $0 | $0 |
| DOUBLELINE CORE FIXED INCOME FUND CL I - 32.0000 SHS | P | 2014-10-07 | 2015-03-06 | $352 | $352 | $0 | $0 |
| DOUBLELINE CORE FIXED INCOME FUND CL I - 4989.0000 SHS | P | 2014-10-07 | 2015-03-06 | $54,929 | $54,979 | -$50 | -$50 |
| DOUBLELINE CORE FIXED INCOME FUND CL I - .3170 SHS | P | 2015-02-27 | 2015-03-06 | $3 | $4 | -$1 | -$1 |
| DOUBLELINE CORE FIXED INCOME FUND CL I - 1.0000 SHS | P | 2014-10-07 | 2015-03-20 | $11 | $11 | $0 | $0 |
| DOUBLELINE CORE FIXED INCOME FUND CL I - 33.0000 SHS | P | 2014-10-07 | 2015-03-20 | $367 | $365 | $2 | $2 |
| DOUBLELINE CORE FIXED INCOME FUND CL I - 100.0000 SHS | P | 2014-10-07 | 2015-03-20 | $1,111 | $1,102 | $9 | $9 |
| DOUBLELINE CORE FIXED INCOME FUND CL I - .3590 SHS | P | 2014-10-07 | 2015-03-20 | $4 | $4 | $0 | $0 |
| DOUBLEUNE CORE FIXED INCOME FUND CL 1 - 41.0000 SHS | P | 2014-10-07 | 2015-03-20 | $456 | $455 | $1 | $1 |
| DOUBLEUNE CORE FIXED INCOME FUND CL 1 - 152.0000 SHS | P | 2014-10-15 | 2015-03-20 | $1,689 | $1,683 | $6 | $6 |
| DOUBLEUNE CORE FIXED INCOME FUND CL 1 - 562.0000 SHS | P | 2014-10-15 | 2015-03-20 | $6,244 | $6,221 | $23 | $23 |
| DOUBLEUNE CORE FIXED INCOME FUND CL 1 - .6140 SHS | P | 2014-10-15 | 2015-03-20 | $7 | $7 | $0 | $0 |
| DOUBLEUNE CORE FIXED INCOME FUND CL 1 - 243.0000 SHS | P | 2015-01-07 | 2015-12-01 | $2,627 | $2,685 | -$58 | -$58 |
| DOUBLEUNE CORE FIXED INCOME FUND CL 1 - .0050 SHS | P | 2015-01-07 | 2015-12-01 | $0 | $0 | ||
| DOUBLEUNE CORE FIXED INCOME FUND CL 1 - .2250 SHS | P | 2015-11-30 | 2015-12-01 | $2 | $2 | $0 | $0 |
| BOSTON PARTNERS LONG SHORT RESEARCH FD INSTL - .5990 SHS | P | 2015-05-19 | 2015-07-24 | $9 | $9 | $0 | $0 |
| BOSTON PARTNERS LONG SHORT RESEARCH FD INSTL - 3689.0000 SHS | P | 2015-05-19 | 2015-07-24 | $56,884 | $58,212 | -$1,328 | -$1,328 |
| RIVERNORTH DOUBLE LINE STRATEGIC INC FUND CL 1 - 1.0000 SHS | P | 2015-03-18 | 2015-12-01 | $10 | $10 | $0 | $0 |
| RIVERNORTH DOUBLE LINE STRATEGIC INC FUND CL 1 - 39.0000 SHS | P | 2015-03-18 | 2015-12-01 | $406 | $406 | $0 | $0 |
| RIVERNORTH DOUBLE LINE STRATEGIC INC FUND CL 1 - .1720 SHS | P | 2015-11-30 | 2015-12-01 | $2 | $2 | $0 | $0 |
| RIVERNORTH DOUBLE LINE STRATEGIC INC FUND CL 1 - 77.0000 SHS | P | 2015-03-18 | 2015-12-01 | $801 | $801 | $0 | $0 |
| RIVERNORTH DOUBLE LINE STRATEGIC INC FUND CL 1 - 2010.0000 SHS | P | 2015-03-18 | 2015-12-01 | $20,904 | $21,889 | -$985 | -$985 |
| JOHN HANCOCK GLOBAL ABS RTRN STRGYS FUND CL 1 - .8300 SHS | P | 2015-02-04 | 2015-03-20 | $9 | $9 | $0 | $0 |
| JOHN HANCOCK GLOBAL ABS RTRN STRGYS FUND CL 1 - 144.0000 SHS | P | 2015-02-04 | 2015-03-20 | $1,634 | $1,608 | $26 | $26 |
| JOHN HANCOCK GLOBAL ABS RTRN STRGYS FUND CL 1 - 275.0000 SHS | P | 2015-02-04 | 2015-03-20 | $3,121 | $3,072 | $49 | $49 |
| JOHN HANCOCK GLOBAL ABS RTRN STRGYS FUND CL 1 - .1060 SHS | P | 2015-02-04 | 2015-03-20 | $1 | $1 | $0 | $0 |
| JOHN HANCOCK GLOBAL ABS RTRN STRGYS FUND CL 1 - 250.0000 SHS | P | 2015-02-04 | 2015-12-01 | $2,808 | $2,793 | $15 | $15 |
| JOHN HANCOCK GLOBAL ABS RTRN STRGYS FUND CL 1 - .3200 SHS | P | 2015-02-04 | 2015-12-01 | $4 | $4 | $0 | $0 |
| MAINSTAY MARKETFIELD FUND CL 1 - .3760 SHS | P | 2015-02-04 | 2015-03-20 | $6 | $6 | $0 | $0 |
| MAINSTAY MARKETFIELD FUND CL 1 - .0130 SHS | P | 2015-02-04 | 2015-03-20 | $0 | $0 | ||
| MAINSTAY MARKETFIELD FUND CL 1 - 82.0000 SHS | P | 2015-02-04 | 2015-03-20 | $1,331 | $1,314 | $17 | $17 |
| MAINSTAY MARKETFIELD FUND CL 1 - 192.0000 SHS | P | 2015-02-04 | 2015-03-20 | $3,116 | $3,076 | $40 | $40 |
| MAINSTAY MARKETFIELD FUND CL 1 - .7410 SHS | P | 2015-02-04 | 2015-03-20 | $12 | $12 | $0 | $0 |
| MAINSTAY MARKETFIELD FUND CL 1 - 974.0000 SHS | P | 2015-02-04 | 2015-05-06 | $15,983 | $15,603 | $380 | $380 |
| MAINSTAY MARKETFIELD FUND CL 1 - .0930 SHS | P | 2015-02-04 | 2015-05-06 | $2 | $1 | $1 | $1 |
| MAINSTAY MARKETFIELD FUND CL 1 - .2590 SHS | P | 2015-02-04 | 2015-05-06 | $4 | $4 | $0 | $0 |
| MAINSTAY MARKETFIELD FUND CL 1 - 1.0000 SHS | P | 2015-02-04 | 2015-07-08 | $15 | $15 | $0 | $0 |
| MAINSTAY MARKETFIELD FUND CL 1 - 1071.0000 SHS | P | 2015-02-04 | 2015-07-08 | $16,333 | $16,333 | $0 | $0 |
| MAINSTAY MARKETFIELD FUND CL 1 - 1382.0000 SHS | P | 2015-02-04 | 2015-07-08 | $21,076 | $22,140 | -$1,064 | -$1,064 |
| MAINSTAY MARKETFIELD FUND CL 1 - 1.0000 SHS | P | 2015-02-04 | 2015-07-16 | $16 | $17 | -$1 | -$1 |
| MAINSTAY MARKETFIELD FUND CL 1 - 1071.0000 SHS | P | 2015-02-04 | 2015-07-16 | $16,772 | $18,196 | -$1,424 | -$1,424 |
| MAINSTAY MARKETFIELD FUND CL 1 - .8740 SHS | P | 2015-06-08 | 2015-07-16 | $14 | $14 | $0 | $0 |
| PIMCO ALL ASSET ALL AUTHORITY FUND CL P - .5740 SHS | P | 2015-02-04 | 2015-03-20 | $5 | $5 | $0 | $0 |
| PIMCO ALL ASSET ALL AUTHORITY FUND CL P - 20.0000 SHS | P | 2015-02-04 | 2015-03-20 | $181 | $181 | $0 | $0 |
| PIMCO ALL ASSET ALL AUTHORITY FUND CL P - 229.0000 SHS | P | 2015-02-04 | 2015-03-20 | $2,077 | $2,123 | -$46 | -$46 |
| PIMCO ALL ASSET ALL AUTHORITY FUND CL P - .8090 SHS | P | 2015-03-20 | 2015-03-23 | $7 | $7 | $0 | $0 |
| PIMCO ALL ASSET ALL AUTHORITY FUND CL P - 6151.0000 SHS | P | 2015-02-04 | 2015-06-05 | $55,851 | $57,020 | -$1,169 | -$1,169 |
| PIMCO ALL ASSET ALL AUTHORITY FUND CL P - .4260 SHS | P | 2015-02-04 | 2015-06-05 | $4 | $4 | $0 | $0 |
| PIMCO ALL ASSET ALL AUTHORITY FUND CL P - 20.0000 SHS | P | 2015-02-04 | 2015-06-05 | $182 | $184 | -$2 | -$2 |
| GOTHAM ABSOLUTE RETURN FUND INSTL CLASS - 239.0000 SHS | P | 2014-08-18 | 2015-03-20 | $3,267 | $3,291 | -$24 | -$24 |
| GOTHAM ABSOLUTE RETURN FUND INSTL CLASS - .3770 SHS | P | 2014-08-18 | 2015-03-20 | $5 | $5 | $0 | $0 |
| GOTHAM ABSOLUTE RETURN FUND INSTL CLASS - .3300 SHS | P | 2014-12-19 | 2015-03-20 | $5 | $5 | $0 | $0 |
| GOTHAM ABSOLUTE RETURN FUND INSTL CLASS - 5119.0000 SHS | P | 2014-08-18 | 2015-05-01 | $69,977 | $70,489 | -$512 | -$512 |
| GOTHAM ABSOLUTE RETURN FUND INSTL CLASS - .0530 SHS | P | 2014-08-18 | 2015-05-01 | $1 | $1 | $0 | $0 |
| GOTHAM ABSOLUTE RETURN FUND INSTL CLASS - .6230 SHS | P | 2014-08-18 | 2015-05-01 | $9 | $9 | $0 | $0 |
| GOTHAM ABSOLUTE RETURN FUND INSTL CLASS - 2900.0000 SHS | P | 2014-08-18 | 2015-06-29 | $37,758 | $39,933 | -$2,175 | -$2,175 |
| GOTHAM ABSOLUTE RETURN FUND INSTL CLASS - .9470 SHS | P | 2014-08-18 | 2015-06-29 | $12 | $13 | -$1 | -$1 |
| GOTHAM ABSOLUTE RETURN FUND INSTL CLASS - 22.0000 SHS | P | 2014-12-19 | 2015-06-29 | $286 | $304 | -$18 | -$18 |
| GOTHAM ABSOLUTE RETURN FUND INSTL CLASS - 1.0000 SHS | P | 2014-12-19 | 2015-06-29 | $13 | $14 | -$1 | -$1 |
| GOTHAM ABSOLUTE RETURN FUND INSTL CLASS - 122.0000 SHS | P | 2014-12-19 | 2015-06-29 | $1,588 | $1,687 | -$99 | -$99 |
| KOPERNIK GLOBAL ALL CAP FUND INSTL CLASS - 1226.0000 SHS | P | 2014-04-16 | 2015-03-10 | $9,538 | $12,370 | -$2,832 | -$2,832 |
| KOPERNIK GLOBAL ALL CAP FUND INSTL CLASS - 759.0000 SHS | P | 2014-08-18 | 2015-03-10 | $5,905 | $7,962 | -$2,057 | -$2,057 |
| KOPERNIK GLOBAL ALL CAP FUND INSTL CLASS - .6360 SHS | P | 2014-12-31 | 2015-03-10 | $5 | $5 | $0 | $0 |
| KOPERNIK GLOBAL ALL CAP FUND INSTL CLASS - 7390.0000 SHS | P | 2015-04-13 | 2015-07-24 | $54,021 | $61,780 | -$7,759 | -$7,759 |
| KOPERNIK GLOBAL ALL CAP FUND INSTL CLASS - .1150 SHS | P | 2015-05-19 | 2015-07-24 | $1 | $1 | $0 | $0 |
| KOPERNIK GLOBAL ALL CAP FUND INSTL CLASS - 3804.0000 SHS | P | 2015-05-19 | 2015-07-24 | $27,807 | $33,551 | -$5,744 | -$5,744 |
| AQR STYLE PREMIA ALTERNATIVE FUND CL 1 - 122.0000 SHS | P | 2015-07-13 | 2015-12-01 | $1,285 | $1,197 | $88 | $88 |
| AQR STYLE PREMIA ALTERNATIVE FUND CL 1 - .6020 SHS | P | 2015-10-05 | 2015-12-01 | $6 | $6 | $0 | $0 |
| BLACKSTONE ALT MULTI STRATEGY FUND CLASS 1 - 6566.0000 SHS | P | 2014-12-22 | 2015-12-01 | $68,802 | $65,726 | $3,076 | $3,076 |
| BLACKSTONE ALT MULTI STRATEGY FUND CLASS 1 - .1370 SHS | P | 2014-12-22 | 2015-12-01 | $1 | $1 | $0 | $0 |
| BLACKSTONE ALT MULTI STRATEGY FUND CLASS 1 - .7080 SHS | P | 2015-10-05 | 2015-12-01 | $7 | $7 | $0 | $0 |
| FPA CRESCENT FUND INSTL CL - .3530 SHS | P | 2014-12-23 | 2015-03-20 | $12 | $12 | $0 | $0 |
| FPA CRESCENT FUND INSTL CL - .4530 SHS | P | 2014-12-23 | 2015-03-20 | $15 | $15 | $0 | $0 |
| FPA CRESCENT FUND INSTL CL - 22.0000 SHS | P | 2014-07-02 | 2015-06-29 | $743 | $757 | -$14 | -$14 |
| FPA CRESCENT FUND INSTL CL - 1.0000 SHS | P | 2014-07-02 | 2015-06-29 | $34 | $33 | $1 | $1 |
| FPA CRESCENT FUND INSTL CL - 9.0000 SHS | P | 2014-07-02 | 2015-06-29 | $304 | $310 | -$6 | -$6 |
| FPA CRESCENT FUND INSTL CL - 1.0000 SHS | P | 2014-12-23 | 2015-06-29 | $34 | $34 | $0 | $0 |
| FPA CRESCENT FUND INSTL CL - 10.0000 SHS | P | 2014-12-23 | 2015-06-29 | $338 | $339 | -$1 | -$1 |
| FPA CRESCENT FUND INSTL CL - 100.0000 SHS | P | 2014-12-23 | 2015-06-29 | $3,376 | $3,389 | -$13 | -$13 |
| WELLS FARGO ADV ABSOLUTE RETURN FD INSTL CL - 108.0000 SHS | P | 2014-08-18 | 2015-03-20 | $1,202 | $1,258 | -$56 | -$56 |
| WELLS FARGO ADV ABSOLUTE RETURN FD INSTL CL - 1.0000 SHS | P | 2015-02-04 | 2015-03-20 | $11 | $11 | $0 | $0 |
| WELLS FARGO ADV ABSOLUTE RETURN FD INSTL CL - .3400 SHS | P | 2015-02-04 | 2015-03-20 | $4 | $4 | $0 | $0 |
| WELLS FARGO ADV ABSOLUTE RETURN FD INSTL CL - 248.0000 SHS | P | 2015-02-04 | 2015-03-20 | $2,760 | $2,748 | $12 | $12 |
| WELLS FARGO ADV ABSOLUTE RETURN FD INSTL CL - .3230 SHS | P | 2015-02-04 | 2015-03-20 | $4 | $4 | $0 | $0 |
| WELLS FARGO ADV ABSOLUTE RETURN FD INSTL CL - 1401.0000 SHS | P | 2015-02-04 | 2015-05-06 | $15,663 | $15,523 | $140 | $140 |
| WELLS FARGO ADV ABSOLUTE RETURN FD INSTL CL - .2410 SHS | P | 2015-02-04 | 2015-05-06 | $3 | $3 | $0 | $0 |
| WELLS FARGO ADV ABSOLUTE RETURN FD INSTL CL - 3597.0000 SHS | P | 2015-02-04 | 2015-08-21 | $37,373 | $39,855 | -$2,482 | -$2,482 |
| WELLS FARGO ADV ABSOLUTE RETURN FD INSTL CL - 1.0000 SHS | P | 2015-06-08 | 2015-08-21 | $10 | $11 | -$1 | -$1 |
| WELLS FARGO ADV ABSOLUTE RETURN FD INSTL CL - .2840 SHS | P | 2015-06-08 | 2015-08-21 | $3 | $3 | $0 | $0 |
| WELLS FARGO ADV ABSOLUTE RETURN FD INSTL CL - 1571.0000 SHS | P | 2015-06-08 | 2015-08-21 | $16,323 | $17,312 | -$989 | -$989 |
| LOOMIS SAYLES CORE PLUS BOND FD CL Y - 476.0000 SHS | P | 2014-05-15 | 2015-03-20 | $6,255 | $6,397 | -$142 | -$142 |
| LOOMIS SAYLES CORE PLUS BOND FD CL Y - 1.0000 SHS | P | 2014-05-15 | 2015-03-20 | $13 | $13 | $0 | $0 |
| LOOMIS SAYLES CORE PLUS BOND FD CL Y - 19.0000 SHS | P | 2014-05-15 | 2015-03-20 | $250 | $250 | $0 | $0 |
| LOOMIS SAYLES CORE PLUS BOND FD CL Y - 20.0000 SHS | P | 2014-05-15 | 2015-03-20 | $263 | $263 | $0 | $0 |
| LOOMIS SAYLES CORE PLUS BOND FD CL Y - 15.0000 SHS | P | 2014-05-15 | 2015-03-20 | $197 | $202 | -$5 | -$5 |
| LOOMIS SAYLES CORE PLUS BOND FD CL Y - .0560 SHS | P | 2015-02-26 | 2015-03-20 | $1 | $1 | $0 | $0 |
| LOOMIS SAYLES CORE PLUS BOND FD CL Y - .1460 SHS | P | 2015-02-26 | 2015-03-20 | $2 | $2 | $0 | $0 |
| LOOMIS SAYLES CORE PLUS BOND FD CL Y - 1.0000 SHS | P | 2014-08-26 | 2015-08-18 | $13 | $13 | $0 | $0 |
| LOOMIS SAYLES CORE PLUS BOND FD CL Y - 27.0000 SHS | P | 2014-08-26 | 2015-08-18 | $343 | $364 | -$21 | -$21 |
| LOOMIS SAYLES CORE PLUS BOND FD CL Y - 1.0000 SHS | P | 2014-09-25 | 2015-08-18 | $13 | $13 | $0 | $0 |
| LOOMIS SAYLES CORE PLUS BOND FD CL Y - 26.0000 SHS | P | 2014-09-25 | 2015-08-18 | $331 | $346 | -$15 | -$15 |
| LOOMIS SAYLES CORE PLUS BOND FD CL Y - 23.0000 SHS | P | 2014-10-27 | 2015-08-18 | $293 | $308 | -$15 | -$15 |
| LOOMIS SAYLES CORE PLUS BOND FD CL Y - 1.0000 SHS | P | 2015-01-29 | 2015-08-18 | $13 | $13 | $0 | $0 |
| LOOMIS SAYLES CORE PLUS BOND FD CL Y - 19.0000 SHS | P | 2015-01-29 | 2015-08-18 | $242 | $253 | -$11 | -$11 |
| LOOMIS SAYLES CORE PLUS BOND FD CL Y - 20.0000 SHS | P | 2015-04-24 | 2015-08-18 | $254 | $264 | -$10 | -$10 |
| LOOMIS SAYLES CORE PLUS BOND FD CL Y - 1.0000 SHS | P | 2015-05-19 | 2015-08-18 | $13 | $13 | $0 | $0 |
| LOOMIS SAYLES CORE PLUS BOND FD CL Y - 4235.0000 SHS | P | 2015-05-19 | 2015-08-18 | $53,869 | $55,224 | -$1,355 | -$1,355 |
| LOOMIS SAYLES CORE PLUS BOND FD CL Y - 1.0000 SHS | P | 2015-05-26 | 2015-08-18 | $13 | $13 | $0 | $0 |
| LOOMIS SAYLES CORE PLUS BOND FD CL Y - 36.0000 SHS | P | 2015-05-26 | 2015-08-18 | $458 | $469 | -$11 | -$11 |
| LOOMIS SAYLES CORE PLUS BOND FD CL Y - 40.0000 SHS | P | 2015-06-24 | 2015-08-18 | $509 | $514 | -$5 | -$5 |
| LOOMIS SAYLES CORE PLUS BOND FD CL Y - 1.0000 SHS | P | 2015-07-27 | 2015-08-18 | $13 | $13 | $0 | $0 |
| LOOMIS SAYLES CORE PLUS BOND FD CL Y - .3770 SHS | P | 2015-07-27 | 2015-08-18 | $5 | $5 | $0 | $0 |
| LOOMIS SAYLES CORE PLUS BOND FD CL Y - 40.0000 SHS | P | 2015-07-27 | 2015-08-18 | $509 | $511 | -$2 | -$2 |
| BROOKFIELD ASSET MCMT INC CL A - 54.0000 SHS | P | 2013-04-11 | 2015-03-20 | $2,934 | $2,063 | $871 | $871 |
| BROOKFIELD ASSET MCMT INC CL A - 60.0000 SHS | P | 2013-04-12 | 2015-03-20 | $3,260 | $2,280 | $980 | $980 |
| BROOKFIELD ASSET MCMT INC CL A - 517.0000 SHS | P | 2013-04-12 | 2015-09-29 | $15,517 | $13,095 | $2,422 | $2,422 |
| BROOKFIELD ASSET MCMT INC CL A - 47.0000 SHS | P | 2013-04-22 | 2015-09-29 | $1,411 | $1,148 | $263 | $263 |
| BROOKFIELD ASSET MCMT INC CL A - 261.0000 SHS | P | 2013-04-22 | 2015-09-30 | $8,014 | $6,376 | $1,638 | $1,638 |
| BROOKFIELD ASSET MCMT INC CL A - 238.0000 SHS | P | 2013-04-24 | 2015-09-30 | $7,308 | $5,936 | $1,372 | $1,372 |
| BROOKFIELD ASSET MCMT INC CL A - 233.0000 SHS | P | 2014-06-18 | 2015-09-30 | $7,155 | $6,678 | $477 | $477 |
| VANGUARD DIVIDEND APPRECIATION ETF - 261.0000 SHS | P | 2013-04-11 | 2015-03-05 | $21,514 | $17,456 | $4,058 | $4,058 |
| VANGUARD DIVIDEND APPRECIATION ETF - 358.0000 SHS | P | 2013-04-17 | 2015-03-05 | $29,510 | $23,406 | $6,104 | $6,104 |
| VANGUARD DIVIDEND APPRECIATION ETF - 52.0000 SHS | P | 2013-04-23 | 2015-03-05 | $4,286 | $3,437 | $849 | $849 |
| VANGUARD DIVIDEND APPRECIATION ETF - 115.0000 SHS | P | 2013-04-23 | 2015-10-28 | $9,088 | $7,600 | $1,488 | $1,488 |
| VANGUARD DIVIDEND APPRECIATION ETF - 167.0000 SHS | P | 2013-05-24 | 2015-10-28 | $13,197 | $11,399 | $1,798 | $1,798 |
| WISDOMTREE TRUST JAPAN HEDGED EQUITY ED - 84.0000 SHS | P | 2013-03-28 | 2015-01-16 | $4,076 | $3,615 | $461 | $461 |
| WISDOMTREE TRUST JAPAN HEDGED EQUITY ED - 39.0000 SHS | P | 2013-05-29 | 2015-01-16 | $1,893 | $1,847 | $46 | $46 |
| WISDOMTREE TRUST JAPAN HEDGED EQUITY ED - 482.0000 SHS | P | 2013-06-12 | 2015-01-16 | $23,391 | $21,292 | $2,099 | $2,099 |
| WISDOMTREE TRUST JAPAN HEDGED EQUITY ED - 209.0000 SHS | P | 2013-06-12 | 2015-03-20 | $11,713 | $9,232 | $2,481 | $2,481 |
| WISDOMTREE TRUST JAPAN HEDGED EQUITY ED - 971.0000 SHS | P | 2013-06-12 | 2015-10-28 | $52,234 | $42,893 | $9,341 | $9,341 |
| WISDOMTREE TRUST JAPAN HEDGED EQUITY ED - 145.0000 SHS | P | 2014-06-18 | 2015-10-28 | $7,800 | $7,190 | $610 | $610 |
| VANGUARD FTSE ALL WORLD EX US - 490.0000 SHS | P | 2012-12-06 | 2015-01-16 | $22,838 | $21,785 | $1,053 | $1,053 |
| VANGUARD FTSE ALL WORLD EX US - 562.0000 SHS | P | 2013-01-31 | 2015-01-16 | $26,194 | $26,401 | -$207 | -$207 |
| VANGUARD FTSE ALL WORLD EX US - 140.0000 SHS | P | 2013-01-31 | 2015-03-20 | $6,932 | $6,577 | $355 | $355 |
| VANGUARD FTSE ALL WORLD EX US - 453.0000 SHS | P | 2013-01-31 | 2015-12-01 | $20,480 | $20,480 | $0 | $0 |
| VANGUARD FTSE ALL WORLD EX US - 46.0000 SHS | P | 2013-05-29 | 2015-12-01 | $2,080 | $2,080 | $0 | $0 |
| VANGUARD FTSE ALL WORLD EX US - 241.0000 SHS | P | 2014-06-18 | 2015-12-01 | $10,895 | $10,895 | $0 | $0 |
| VANGUARD FTSE ALL WORLD EX US - 347.0000 SHS | P | 2014-08-18 | 2015-12-01 | $15,688 | $15,688 | $0 | $0 |
| VANGUARD FTSE ALL WORLD EX US - 360.0000 SHS | P | 2014-08-18 | 2015-12-01 | $16,275 | $18,659 | -$2,384 | -$2,384 |
| VANGUARD FTSE ALL WORLD EX US - 596.0000 SHS | P | 2014-10-08 | 2015-12-01 | $26,945 | $29,097 | -$2,152 | -$2,152 |
| TCW TOTAL RETURN BOND FD CL 1 - 57.0000 SHS | P | 2013-05-24 | 2015-03-20 | $593 | $585 | $8 | $8 |
| TCW TOTAL RETURN BOND FD CL 1 - .6610 SHS | P | 2013-05-24 | 2015-03-20 | $7 | $7 | $0 | $0 |
| TCW TOTAL RETURN BOND FD CL 1 - 600.0000 SHS | P | 2013-05-24 | 2015-03-20 | $6,240 | $6,156 | $84 | $84 |
| TCW TOTAL RETURN BOND FD CL 1 - .1700 SHS | P | 2013-05-24 | 2015-03-20 | $2 | $2 | $0 | $0 |
| TCW TOTAL RETURN BOND FD CL 1 - .0180 SHS | P | 2013-05-24 | 2015-03-20 | $0 | $0 | ||
| TCW TOTAL RETURN BOND FD CL 1 - 4563.0000 SHS | P | 2013-05-24 | 2015-12-01 | $46,862 | $46,816 | $46 | $46 |
| DOUBLELINE TOTAL RETURN BOND FUND CL 1 - 1.0000 SHS | P | 2011-02-24 | 2015-03-20 | $11 | $11 | $0 | $0 |
| DOUBLELINE TOTAL RETURN BOND FUND CL 1 - 47.0000 SHS | P | 2011-02-24 | 2015-03-20 | $520 | $520 | $0 | $0 |
| DOUBLELINE TOTAL RETURN BOND FUND CL 1 - 145.0000 SHS | P | 2013-05-24 | 2015-03-20 | $1,605 | $1,649 | -$44 | -$44 |
| DOUBLELINE TOTAL RETURN BOND FUND CL 1 - 845.0000 SHS | P | 2013-05-24 | 2015-03-20 | $9,354 | $9,608 | -$254 | -$254 |
| DOUBLELINE TOTAL RETURN BOND FUND CL 1 - .0890 SHS | P | 2013-05-24 | 2015-03-20 | $1 | $1 | $0 | $0 |
| DOUBLEUNE TOTAL RETURN BOND FUND CL 1 - 12.0000 SHS | P | 2012-10-19 | 2015-03-20 | $133 | $133 | $0 | $0 |
| DOUBLEUNE TOTAL RETURN BOND FUND CL 1 - 1.0000 SHS | P | 2011-03-10 | 2015-03-20 | $11 | $11 | $0 | $0 |
| DOUBLEUNE TOTAL RETURN BOND FUND CL 1 - 1.0000 SHS | P | 2012-11-21 | 2015-03-20 | $11 | $11 | $0 | $0 |
| DOUBLEUNE TOTAL RETURN BOND FUND CL 1 - 24.0000 SHS | P | 2012-11-21 | 2015-03-20 | $266 | $266 | $0 | $0 |
| DOUBLEUNE TOTAL RETURN BOND FUND CL 1 - 26.0000 SHS | P | 2012-11-21 | 2015-03-20 | $288 | $294 | -$6 | -$6 |
| DOUBLEUNE TOTAL RETURN BOND FUND CL 1 - 15.0000 SHS | P | 2012-09-28 | 2015-03-20 | $166 | $166 | $0 | $0 |
| DOUBLEUNE TOTAL RETURN BOND FUND CL 1 - 1.0000 SHS | P | 2011-02-24 | 2015-12-01 | $11 | $11 | $0 | $0 |
| DOUBLEUNE TOTAL RETURN BOND FUND CL 1 - 47.0000 SHS | P | 2011-02-24 | 2015-12-01 | $510 | $510 | $0 | $0 |
| DOUBLEUNE TOTAL RETURN BOND FUND CL 1 - 1.0000 SHS | P | 2011-03-21 | 2015-12-01 | $11 | $11 | $0 | $0 |
| DOUBLEUNE TOTAL RETURN BOND FUND CL 1 - 15.0000 SHS | P | 2012-10-09 | 2015-12-01 | $163 | $163 | $0 | $0 |
| DOUBLEUNE TOTAL RETURN BOND FUND CL 1 - 12.0000 SHS | P | 2012-10-30 | 2015-12-01 | $130 | $130 | $0 | $0 |
| DOUBLEUNE TOTAL RETURN BOND FUND CL 1 - 1.0000 SHS | P | 2012-12-02 | 2015-12-01 | $11 | $11 | $0 | $0 |
| DOUBLEUNE TOTAL RETURN BOND FUND CL 1 - 16.0000 SHS | P | 2012-12-02 | 2015-12-01 | $174 | $174 | $0 | $0 |
| DOUBLEUNE TOTAL RETURN BOND FUND CL 1 - 1.0000 SHS | P | 2013-05-29 | 2015-12-01 | $11 | $11 | $0 | $0 |
| DOUBLEUNE TOTAL RETURN BOND FUND CL 1 - 299.0000 SHS | P | 2013-05-29 | 2015-12-01 | $3,247 | $3,388 | -$141 | -$141 |
| DOUBLEUNE TOTAL RETURN BOND FUND CL 1 - 66.0000 SHS | P | 2013-05-31 | 2015-12-01 | $717 | $744 | -$27 | -$27 |
| DOUBLEUNE TOTAL RETURN BOND FUND CL 1 - 1.0000 SHS | P | 2013-06-28 | 2015-12-01 | $11 | $11 | $0 | $0 |
| DOUBLEUNE TOTAL RETURN BOND FUND CL 1 - 67.0000 SHS | P | 2013-06-28 | 2015-12-01 | $728 | $739 | -$11 | -$11 |
| DOUBLEUNE TOTAL RETURN BOND FUND CL 1 - 1.0000 SHS | P | 2013-09-30 | 2015-12-01 | $11 | $11 | $0 | $0 |
| DOUBLEUNE TOTAL RETURN BOND FUND CL 1 - 49.0000 SHS | P | 2013-09-30 | 2015-12-01 | $532 | $537 | -$5 | -$5 |
| DOUBLEUNE TOTAL RETURN BOND FUND CL 1 - 52.0000 SHS | P | 2013-10-31 | 2015-12-01 | $565 | $571 | -$6 | -$6 |
| DOUBLEUNE TOTAL RETURN BOND FUND CL 1 - 1.0000 SHS | P | 2014-01-31 | 2015-12-01 | $11 | $11 | $0 | $0 |
| DOUBLEUNE TOTAL RETURN BOND FUND CL 1 - 29.0000 SHS | P | 2014-01-31 | 2015-12-01 | $315 | $318 | -$3 | -$3 |
| DOUBLEUNE TOTAL RETURN BOND FUND CL 1 - 28.0000 SHS | P | 2014-02-28 | 2015-12-01 | $304 | $307 | -$3 | -$3 |
| DOUBLEUNE TOTAL RETURN BOND FUND CL 1 - 1850.0000 SHS | P | 2014-03-05 | 2015-12-01 | $20,091 | $20,258 | -$167 | -$167 |
| DOUBLEUNE TOTAL RETURN BOND FUND CL 1 - 1.0000 SHS | P | 2014-03-31 | 2015-12-01 | $11 | $11 | $0 | $0 |
| DOUBLEUNE TOTAL RETURN BOND FUND CL 1 - 35.0000 SHS | P | 2014-03-31 | 2015-12-01 | $380 | $382 | -$2 | -$2 |
| DOUBLEUNE TOTAL RETURN BOND FUND CL 1 - 36.0000 SHS | P | 2014-04-30 | 2015-12-01 | $391 | $393 | -$2 | -$2 |
| DOUBLEUNE TOTAL RETURN BOND FUND CL 1 - 1666.0000 SHS | P | 2014-05-12 | 2015-12-01 | $18,093 | $18,276 | -$183 | -$183 |
| DOUBLEUNE TOTAL RETURN BOND FUND CL 1 - 1.0000 SHS | P | 2014-05-15 | 2015-12-01 | $11 | $11 | $0 | $0 |
| DOUBLEUNE TOTAL RETURN BOND FUND CL 1 - 700.0000 SHS | P | 2014-05-15 | 2015-12-01 | $7,602 | $7,721 | -$119 | -$119 |
| DOUBLEUNE TOTAL RETURN BOND FUND CL 1 - 8.0000 SHS | P | 2012-12-02 | 2015-12-01 | $87 | $87 | $0 | $0 |
| DOUBLEUNE TOTAL RETURN BOND FUND CL 1 - 69.0000 SHS | P | 2013-05-24 | 2015-12-01 | $749 | $749 | $0 | $0 |
| DOUBLEUNE TOTAL RETURN BOND FUND CL 1 - 2697.0000 SHS | P | 2013-05-24 | 2015-12-01 | $29,289 | $30,665 | -$1,376 | -$1,376 |
| DOUBLEUNE CORE FIXED INCOME FUND CL 1 - 1.0000 SHS | P | 2014-10-31 | 2015-12-01 | $11 | $11 | $0 | $0 |
| DOUBLEUNE CORE FIXED INCOME FUND CL 1 - 32.0000 SHS | P | 2014-10-31 | 2015-12-01 | $346 | $352 | -$6 | -$6 |
| DOUBLEUNE CORE FIXED INCOME FUND CL 1 - 32.0000 SHS | P | 2014-11-01 | 2015-12-01 | $346 | $356 | -$10 | -$10 |
| DOUBLEUNE CORE FIXED INCOME FUND CL 1 - 595.0000 SHS | P | 2014-11-04 | 2015-12-01 | $6,432 | $6,593 | -$161 | -$161 |
| DOUBLEUNE CORE FIXED INCOME FUND CL 1 - 59.0000 SHS | P | 2014-10-15 | 2015-12-01 | $638 | $638 | $0 | $0 |
| DOUBLEUNE CORE FIXED INCOME FUND CL 1 - 1.0000 SHS | P | 2014-10-28 | 2015-12-01 | $11 | $11 | $0 | $0 |
| DOUBLEUNE CORE FIXED INCOME FUND CL 1 - 33.0000 SHS | P | 2014-10-28 | 2015-12-01 | $357 | $363 | -$6 | -$6 |
| DOUBLEUNE CORE FIXED INCOME FUND CL 1 - 1.0000 SHS | P | 2014-10-15 | 2015-12-01 | $11 | $11 | $0 | $0 |
| DOUBLEUNE CORE FIXED INCOME FUND CL 1 - 48.0000 SHS | P | 2014-10-15 | 2015-12-01 | $519 | $519 | $0 | $0 |
| DOUBLEUNE CORE FIXED INCOME FUND CL 1 - 4643.0000 SHS | P | 2014-10-15 | 2015-12-01 | $50,191 | $51,398 | -$1,207 | -$1,207 |
| DOUBLEUNE CORE FIXED INCOME FUND CL 1 - 1.0000 SHS | P | 2014-10-15 | 2015-12-01 | $11 | $11 | $0 | $0 |
| KOPERNIK GLOBAL ALL CAP FUND INSTL CLASS - 2633.0000 SHS | P | 2013-11-14 | 2015-03-10 | $20,485 | $25,935 | -$5,450 | -$5,450 |
| KOPERNIK GLOBAL ALL CAP FUND INSTL CLASS - 1.0000 SHS | P | 2013-12-06 | 2015-03-10 | $8 | $11 | -$3 | -$3 |
| KOPERNIK GLOBAL ALL CAP FUND INSTL CLASS - 94.0000 SHS | P | 2013-12-06 | 2015-03-10 | $731 | $909 | -$178 | -$178 |
| KOPERNIK GLOBAL ALL CAP FUND INSTL CLASS - 4048.0000 SHS | P | 2013-12-18 | 2015-03-10 | $31,493 | $39,063 | -$7,570 | -$7,570 |
| KOPERNIK GLOBAL ALL CAP FUND INSTL CLASS - 1.0000 SHS | P | 2014-02-13 | 2015-03-10 | $8 | $10 | -$2 | -$2 |
| KOPERNIK GLOBAL ALL CAP FUND INSTL CLASS - 1.0000 SHS | P | 2014-02-13 | 2015-03-10 | $8 | $10 | -$2 | -$2 |
| FPA CRESCENT FUND INSTL CL - 28.0000 SHS | P | 2013-08-23 | 2015-03-20 | $955 | $891 | $64 | $64 |
| FPA CRESCENT FUND INSTL CL - 183.0000 SHS | P | 2013-08-23 | 2015-03-20 | $6,242 | $5,825 | $417 | $417 |
| FPA CRESCENT FUND INSTL CL - .4890 SHS | P | 2013-08-23 | 2015-03-20 | $17 | $16 | $1 | $1 |
| FPA CRESCENT FUND INSTL CL - 2075.0000 SHS | P | 2013-08-23 | 2015-05-01 | $71,318 | $66,047 | $5,271 | $5,271 |
| FPA CRESCENT FUND INSTL CL - .2330 SHS | P | 2013-08-23 | 2015-05-01 | $8 | $7 | $1 | $1 |
| FPA CRESCENT FUND INSTL CL - .5110 SHS | P | 2013-08-23 | 2015-05-01 | $18 | $16 | $2 | $2 |
| FPA CRESCENT FUND INSTL CL - 499.0000 SHS | P | 2013-08-23 | 2015-06-29 | $16,846 | $15,883 | $963 | $963 |
| FPA CRESCENT FUND INSTL CL - .7670 SHS | P | 2013-08-23 | 2015-06-29 | $26 | $24 | $2 | $2 |
| FPA CRESCENT FUND INSTL CL - 1.0000 SHS | P | 2013-12-19 | 2015-06-29 | $34 | $32 | $2 | $2 |
| FPA CRESCENT FUND INSTL CL - 3.0000 SHS | P | 2013-12-19 | 2015-06-29 | $101 | $97 | $4 | $4 |
| FPA CRESCENT FUND INSTL CL - 135.0000 SHS | P | 2013-12-19 | 2015-06-29 | $4,558 | $4,365 | $193 | $193 |
| FPA CRESCENT FUND INSTL CL - 2.0000 SHS | P | 2013-12-19 | 2015-06-29 | $68 | $65 | $3 | $3 |
| FPA CRESCENT FUND INSTL CL - 413.0000 SHS | P | 2014-06-18 | 2015-06-29 | $13,943 | $14,335 | -$392 | -$392 |
| LOOMIS SAYLES CORE PLUS BOND FD CL Y - 6854.0000 SHS | P | 2014-05-15 | 2015-08-18 | $87,183 | $92,118 | -$4,935 | -$4,935 |
| LOOMIS SAYLES CORE PLUS BOND FD CL Y - 1.0000 SHS | P | 2014-05-15 | 2015-08-18 | $13 | $14 | -$1 | -$1 |
| LOOMIS SAYLES CORE PLUS BOND FD CL Y - 26.0000 SHS | P | 2014-05-15 | 2015-08-18 | $331 | $352 | -$21 | -$21 |
| LOOMIS SAYLES CORE PLUS BOND FD CL Y - 1.0000 SHS | P | 2014-05-15 | 2015-08-18 | $13 | $14 | -$1 | -$1 |
| LOOMIS SAYLES CORE PLUS BOND FD CL Y - 19.0000 SHS | P | 2014-05-15 | 2015-08-18 | $242 | $257 | -$15 | -$15 |
| LOOMIS SAYLES CORE PLUS BOND FD CL Y - 20.0000 SHS | P | 2014-05-21 | 2015-08-18 | $254 | $269 | -$15 | -$15 |
| LOOMIS SAYLES CORE PLUS BOND FD CL Y - 1.0000 SHS | P | 2014-05-22 | 2015-08-18 | $13 | $13 | $0 | $0 |
| LOOMIS SAYLES CORE PLUS BOND FD CL Y - 1.0000 SHS | P | 2014-05-22 | 2015-08-18 | $13 | $13 | $0 | $0 |
| LOOMIS SAYLES CORE PLUS BOND FD CL Y - 30.0000 SHS | P | 2014-05-22 | 2015-08-18 | $382 | $396 | -$14 | -$14 |
| LOOMIS SAYLES CORE PLUS BOND FD CL Y - 21.0000 SHS | P | 2014-05-22 | 2015-08-18 | $267 | $277 | -$10 | -$10 |
| LOOMIS SAYLES CORE PLUS BOND FD CL Y - 31.0000 SHS | P | 2014-05-22 | 2015-08-18 | $394 | $409 | -$15 | -$15 |
| LOOMIS SAYLES CORE PLUS BOND FD CL Y - 1.0000 SHS | P | 2014-05-27 | 2015-08-18 | $13 | $13 | $0 | $0 |
| LOOMIS SAYLES CORE PLUS BOND FD CL Y - 23.0000 SHS | P | 2014-05-27 | 2015-08-18 | $293 | $308 | -$15 | -$15 |
| LOOMIS SAYLES CORE PLUS BOND FD CL Y - 1307.0000 SHS | P | 2014-06-18 | 2015-08-18 | $16,625 | $17,566 | -$941 | -$941 |
| LOOMIS SAYLES CORE PLUS BOND FD CL Y - 27.0000 SHS | P | 2014-06-24 | 2015-08-18 | $343 | $363 | -$20 | -$20 |
| LOOMIS SAYLES CORE PLUS BOND FD CL Y - 1.0000 SHS | P | 2014-07-28 | 2015-08-18 | $13 | $13 | $0 | $0 |
| LOOMIS SAYLES CORE PLUS BOND FD CL Y - 29.0000 SHS | P | 2014-07-28 | 2015-08-18 | $369 | $390 | -$21 | -$21 |
| VANGUARD DIVIDEND APPRECIATION ETF - 41.0000 SHS | P | 2015-03-11 | 2015-03-20 | $3,373 | $3,292 | $81 | $81 |
| VANGUARD DIVIDEND APPRECIATION ETF - 81.0000 SHS | P | 2015-03-11 | 2015-10-28 | $6,401 | $6,503 | -$102 | -$102 |
| DEUTSCHE X-TRACKERS MSCI EAFE HEDGED EQUITY ETF - 243.0000 SHS | P | 2015-03-11 | 2015-03-20 | $7,409 | $7,200 | $209 | $209 |
| DEUTSCHE X-TRACKERS MSCI EAFE HEDGED EQUITY ETF - 22.0000 SHS | P | 2015-03-11 | 2015-12-01 | $626 | $652 | -$26 | -$26 |
| CAPITAL GAINS DIVIDENDS | P | $2,009 | $2,009 | $2,009 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$33,041 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $431,755 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $2,528,759 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.170738 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $490,397 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $2,475,350 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.198112 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $504,528 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $2,387,304 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.211338 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $591,069 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $2,450,836 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.241170 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $487,472 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $1,945,427 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.250573 | DistributionYr5Rt |
| Total Distribution | 1.071931 | TotalDistributionRt |
| Average Distribution | 0.214386 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $2,778,574 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $595,687 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $618 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $596,305 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $992,125 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $618 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $618 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $618 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $2,069 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $3,800 | AppliedToEsTaxAmt |
| Total Payments And Credits | $5,869 | TotalPaymentsAndCreditsAmt |
| Overpayment | $5,251 | OverpaymentAmt |
| Applied To ES Tax | $5,251 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | Yes (1) | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DAVID PICKET CO GOTHAM ORGINC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2125990520 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 432 PARK AVENUE 2ND FL | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10016 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)
| Address Line1USAddress/AddressLine1Txt | Address Line2USAddress/AddressLine2Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|---|
| JOEL I PICKET | |||||||||
| C/O GOTHAM ORGANIZATION 432 PARK | AVENUE SOUTH 2ND FL | NEW YORK | NY | 10016 | DIRECTOR & PRESIDENT | 0.00 | $0 | $0 | $0 |
| DAVID L PICKET | |||||||||
| C/O GOTHAM ORGANIZATION 432 PARK | AVENUE SOUTH 2ND FL | NEW YORK | NY | 10016 | DIRECTOR & TRASURER | 0.00 | $0 | $0 | $0 |
| ALLISON D FEHRENBAKER | |||||||||
| C/O GOTHAM ORGANIZATION 432 PARK | AVENUE SOUTH 2ND FL | NEW YORK | NY | 10016 | DIRECTOR & SECRETARY | 0.00 | $0 | $0 | $0 |
| JOAN R PICKET | |||||||||
| C/O GOTHAM ORGANIZATION 432 PARK | AVENUE SOUTH 2ND FL | NEW YORK | NY | 10016 | DIRECTOR & VICE PRES. | 0.00 | $0 | $0 | $0 |
| RONA J PICKET | |||||||||
| C/O GOTHAM ORGANIZATION 432 PARK | AVENUE SOUTH 2ND FL | NEW YORK | NY | 10016 | DIRECTOR | 0.00 | $0 | $0 | $0 |
| LAWRENCE G FEHRENBAKER | |||||||||
| C/O GOTHAM ORGANIZATION 432 PARK | AVENUE SOUTH 2ND FL | NEW YORK | NY | 10016 | DIRECTOR | 0.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $2,665,540 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $155,347 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $2,820,887 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $2,820,887 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $42,313 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $2,778,574 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $138,929 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $138,929 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $618 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $618 | TotalTaxAmt |
| Distributable Before Adj | $138,311 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $138,311 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $138,311 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $992,125 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $992,125 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $618 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $991,507 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $138,311 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $390,875 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $469,993 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $387,433 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $369,413 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $309,035 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $1,926,749 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $992,125 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $138,311 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $853,814 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $2,780,563 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $390,875 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $2,389,688 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $469,993 | ExcessFromYear4Amt |
| Excess From Year3 | $387,433 | ExcessFromYear3Amt |
| Excess From Year2 | $369,413 | ExcessFromYear2Amt |
| Excess From Year1 | $309,035 | ExcessFromYear1Amt |
| Excess From Current Year | $853,814 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (9 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| CORNELL UNIVERSITY | |||||||
| 130 E SENECA STREET SUITE 400 | ITHACA | NY | 14850 | NONE | PUBLIC CHARITY | UNRESTRICTED | $20,000 |
| FORDHAM UNIVERSITY | |||||||
| 441 EAST FORDHAM ROAD | BRONX | NY | 10458 | NONE | PUBLIC CHARITY | UNRESTRICTED | $50,000 |
| LINCOLN CENTER FOR THE PERFORMING ARTS | |||||||
| 70 LINCOLN CENTER PLAZA | NEW YORK | NY | 10023 | NONE | PUBLIC CHARITY | UNRESTRICTED | $35,000 |
| METROPOLITAN MUSEUM OF ART | |||||||
| 1000 5TH AVENUE | NEW YORK | NY | 10028 | NONE | PUBLIC CHARITY | UNRESTRICTED | $18,500 |
| MOUNT SINAI HOSPITAL | |||||||
| 1 GUSTAVE L LEVY PL | NEW YORK | NY | 10029 | NONE | PUBLIC CHARITY | UNRESTRICTED | $146,000 |
| NEW YORK PHILHARMONIC | |||||||
| 10 LINCOLN CENTER PLAZA | NEW YORK | NY | 10023 | NONE | PUBLIC CHARITY | UNRESTRICTED | $641,500 |
| PARK AVENUE ARMORY | |||||||
| 643 PARK AVENUE | NEW YORK | NY | 100656122 | NONE | PUBLIC CHARITY | UNRESTRICTED | $30,000 |
| UJA FEDERATION OF NEW YORK | |||||||
| 130 EAST 59TH STREET | NEW YORK | NY | 10022 | NONE | PUBLIC CHARITY | UNRESTRICTED | $50,000 |
| WILLIAM R RYAN COMMUNITY HEALTH CENTER INC | |||||||
| 110 WEST 97TH STREET | NEW YORK | NY | 10025 | NONE | PUBLIC CHARITY | UNRESTRICTED | $1,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $992,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $200 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $78,184 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$33,041 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $45,343 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $45,343 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GOTHAM ORGANIZATION INC | BusinessNameLine1Txt |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 432 PARK AVENUE 2ND FL | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10016 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $1,135,000 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (17 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| AQR MULTI STRATEGY ALTERNATIVE FD CL I | AT COST | $67,058 | $65,825 |
| AQR STYLE PREMIA ALTERNATIVE FUND CL I | AT COST | $52,653 | $53,707 |
| BLACKROCK GLOBAL LONG SHORT EQUITY FD | AT COST | $64,773 | $62,376 |
| BLACKSTONE ALT MULTI STRATEGY FUND CL | AT COST | $162,194 | $160,000 |
| DEUTSCHE X-TRACKERS MSCI | AT COST | $197,806 | $185,856 |
| DOUBLELINE CORE FIXED INCOME FUND | AT COST | $181,626 | $176,397 |
| DOUBLELINE TOTAL RETURN BOND FUND CL I | AT COST | $240,667 | $236,676 |
| GOTHAM NEUTRAL FUND | AT COST | $60,548 | $59,731 |
| ISHARES CORE HIGH | AT COST | $67,137 | $64,014 |
| JOHN HANCOCK GLOBAL ABS RETURN STRGYS | AT COST | $55,198 | $51,620 |
| NEUBERGER BERMAN LONG SHORT FUND | AT COST | $64,314 | $60,690 |
| RIVERNORTH DOUBLE LINE | AT COST | $62,581 | $58,681 |
| TCW TOTAL RETURN BOND FD CL I | AT COST | $118,696 | $117,218 |
| VANGUARD DIVIDEND APPRECIATION ETF | AT COST | $66,944 | $63,919 |
| VANGUARD FTSE ALL WORLD EX US | AT COST | $409,481 | $375,149 |
| VANGUARD HIGH DVD YIELD ETF | AT COST | $64,824 | $63,546 |
| VANGUARD TOTAL STK MKT ETF | AT COST | $518,804 | $504,812 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DIVIDEND RECEIVABLE | Desc |
| BOY Book Value | $796 | BOYBookValueAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| NYS FILING FEE | $250 | $125 | $125 |
| INVESTMENT FEES | $14,245 | $14,245 | $0 |
| MISCELLANEOUS | $2,246 | $2,246 | $0 |
Substantial Contributors Sch SubstantialContributorsSch
Substantial Contributor Detail SubstantialContributorDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | GOTHAM ORGANIZATION INC | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 432 PARK AVENUE SOUTH 2ND FL | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10016 | ZIPCd |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FEDERAL EXCISE TAX | $3,000 | $0 | $0 |
| FOREIGN TAX | $882 | $0 | $0 |