CHASE FOUNDATION: Form 990PF, tax year 2015
View the entire original 990 at ProPublica ↗
- Organization
- CHASE FOUNDATION (EIN 36-7466258)
- Tax period
- 2015-01-01 to 2015-12-31
- Filed
- 2016-10-07
- IRS object ID
- 201612819349100701
- Schema version
- 2015v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Depreciation Schedule
- Gain Loss Sale Other Assets Sch
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Land Etc Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2016-10-07T11:13:13-05:00 | ReturnTs |
| Tax Period End | 2015-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 850435604 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JOHNATHAN L SHUMAN PC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 512 W TEXAS AVE A | AddressLine1Txt |
| City | ARTESIA | CityNm |
| State Abbreviation | NM | StateAbbreviationCd |
| ZIP | 882102083 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2015-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 367466258 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CHASE FOUNDATION | BusinessNameLine1Txt |
| Business Name Line2 | MACK C CHASE TRUSTEE | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | CHAS | BusinessNameControlTxt |
| Phone | 5757464610 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2103 W MAIN ST | AddressLine1Txt |
| City | ARTESIA | CityNm |
| State Abbreviation | NM | StateAbbreviationCd |
| ZIP | 88210 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | RICHARD PRICE | PersonNm |
| Person Title | EXECUTIVE DIRECTOR | PersonTitleTxt |
| Signature | 2016-10-07 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JOHNATHAN L SHUMAN | PreparerPersonNm |
| PTIN | P00755236 | PTIN |
| Phone | 5757481213 | PhoneNum |
| Preparation | 2016-10-07 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2015 | TaxYr |
| Build TS | 2017-02-10 21:41:12Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $37,989,900 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $175,355 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $119,801 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $119,801 | InterestOnSavNetInvstIncmAmt |
| Interest On Savings Adj Net Incm | $119,801 | InterestOnSavingsAdjNetIncmAmt |
| Dividends Rev And Expnss | $449,212 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $449,212 | DividendsNetInvstIncmAmt |
| Dividends Adj Net Incm | $449,212 | DividendsAdjNetIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $515,087 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $13,372,627 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $236,928 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | -$2,095,909 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | -$2,097,709 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | -$2,095,909 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | -$836,454 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | -$1,291,768 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | -$1,526,896 | TotalAdjNetIncmAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $361,152 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $361,152 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $14,831 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $14,831 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $1,980 | LegalFeesRevAndExpnssAmt |
| Legal Fees Dsbrs Chrtbl | $1,980 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $20,111 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Chrtbl Prps | $20,111 | AccountingFeesChrtblPrpsAmt |
| Taxes Rev And Expnss | $137,629 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $135,349 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $2,280 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $37,512 | DeprecAndDpltnRevAndExpnssAmt |
| Occupancy Rev And Expnss | $14,531 | OccupancyRevAndExpnssAmt |
| Occupancy Dsbrs Chrtbl | $14,531 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $12,380 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $12,380 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $12,885 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Dsbrs Chrtbl | $12,885 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $451,890 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $181,804 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $270,087 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $1,064,901 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $317,153 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $710,237 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $2,039,691 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $2,039,691 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $3,104,592 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $317,153 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $2,749,928 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$3,941,046 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $455,129 | CashBOYAmt |
| Cash EOY | $192,669 | CashEOYAmt |
| Cash EOYFMV | $192,669 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $2,613 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $181,685 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $181,685 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $22,005,587 | CorporateStockBOYAmt |
| Corporate Stock EOY | $17,781,989 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $19,267,155 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $5,663,067 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $6,293,222 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $6,248,639 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $11,791,708 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $11,561,499 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $12,099,752 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $1,060,805 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $102,702 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $990,272 | LandBOYAmt |
| Land EOY | $958,103 | LandEOYAmt |
| Total Assets BOY | $40,908,376 | TotalAssetsBOYAmt |
| Total Assets EOY | $36,969,167 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $37,989,900 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $2,034 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $3,871 | AccountsPayableEOYAmt |
| Total Liabilities BOY | $2,034 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $3,871 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $40,906,342 | CapitalStockBOYAmt |
| Capital Stock EOY | $36,965,296 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $40,906,342 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $36,965,296 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $40,908,376 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $36,969,167 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $40,906,342 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$3,941,046 | ExcessRevenueOverExpensesAmt |
| Subtotal | $36,965,296 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $36,965,296 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $236,928 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $2,285,770 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $43,933,218 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.052028 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $2,439,146 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $42,884,748 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.056877 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $2,358,770 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $41,831,959 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.056387 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,584,114 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $43,110,589 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.036745 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $2,717,081 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $40,296,725 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.067427 | DistributionYr5Rt |
| Total Distribution | 0.269464 | TotalDistributionRt |
| Average Distribution | 0.053893 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $41,330,482 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $2,227,424 | AdjNetVlNoncharitableAssetsAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $2,227,424 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $2,749,928 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $0 | InvestmentIncomeExciseTaxAmt |
| Estimated Plus Ovpmt Incm Tx | $84,000 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $84,000 | TotalPaymentsAndCreditsAmt |
| Overpayment | $84,000 | OverpaymentAmt |
| Applied To ES Tax | $84,000 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NM | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | WWW.CHASEFOUNDATION.COM | WebsiteAddressTxt |
| Individual With Books | JOHNATHAN L SHUMAN | IndividualWithBooksNm |
| Phone | 5757481213 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 512 W TEXAS AVE | AddressLine1Txt |
| City | ARTESIA | CityNm |
| State Abbreviation | NM | StateAbbreviationCd |
| ZIP | 88210 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (11 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| MACK C CHASE | ||||||||
| 2103 W MAIN ST | ARTESIA | NM | 88210 | TRUSTEE/ADVI | 0.00 | $0 | $0 | $0 |
| RICHARD PRICE | ||||||||
| 2103 W MAIN ST | ARTESIA | NM | 88210 | EXECUTIVE DI | 40.00 | $0 | $0 | $0 |
| MARILYN CHASE | ||||||||
| 2103 W MAIN ST | ARTESIA | NM | 88210 | ADVISOR | 0.00 | $0 | $0 | $0 |
| GEREN FERGUSON | ||||||||
| 2103 W MAIN STREET | ARTESAI | NM | 88210 | ADVISOR | 0.00 | $0 | $0 | $0 |
| ROBERT CHASE | ||||||||
| 2103 W MAIN STREET | ARTESIA | NM | 88210 | ADVISOR | 0.00 | $0 | $0 | $0 |
| DEB CHASE | ||||||||
| 2103 W MAIN STREET | ARTESIA | NM | 88210 | ADVISOR | 0.00 | $0 | $0 | $0 |
| RICHARD CHASE | ||||||||
| 2103 W MAIN STREET | ARTESIA | NM | 88210 | ADVISOR | 0.00 | $0 | $0 | $0 |
| KARLA CHASE | ||||||||
| 2103 W MAIN STREET | ARTESIA | NM | 88210 | ADVISOR | 0.00 | $0 | $0 | $0 |
| JOHNNY KNORR | ||||||||
| 2103 W MAIN STREET | ARTESIA | NM | 88210 | ADVISOR | 0.00 | $0 | $0 | $0 |
| CHANCE CHASE | ||||||||
| 2103 W MAIN ST | ARTESIA | NM | 88210 | ADVISOR | 0.00 | $0 | $0 | $0 |
| COURTNEY CHASE | ||||||||
| 2103 W MAIN ST | ARTESIA | NM | 88210 | ADVISOR | 0.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $41,836,881 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $122,999 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $41,959,880 | TotalFMVOfUnusedAssetsAmt |
| Adjusted Total FMV Of Unused Ast | $41,959,880 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $629,398 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $41,330,482 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $2,066,524 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $2,066,524 | MinimumInvestmentReturnAmt |
| Distributable Before Adj | $2,066,524 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $2,066,524 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $2,066,524 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $2,749,928 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $2,749,928 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $2,749,928 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $2,066,524 | DistributableAsAdjustedAmt |
| Excess Distribution Cyov Yr5 | $1,186,403 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr3 | $287,726 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $331,593 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $172,676 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $1,978,398 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $2,749,928 | QualifyingDistributionsAmt |
| Applied To Current Year | $2,066,524 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $683,404 | RemainingDistriFromCorpusAmt |
| Total Corpus | $2,661,802 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $1,186,403 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $1,475,399 | ExcessDistriCyovToNextYrAmt |
| Excess From Year3 | $287,726 | ExcessFromYear3Amt |
| Excess From Year2 | $331,593 | ExcessFromYear2Amt |
| Excess From Year1 | $172,676 | ExcessFromYear1Amt |
| Excess From Current Year | $683,404 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | CHASE FOUNDATION | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2103 W MAIN STREET | AddressLine1Txt |
| City | ARTESIA | CityNm |
| State Abbreviation | NM | StateAbbreviationCd |
| ZIP | 88210 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 5757464610 | RecipientPhoneNum |
| Recipient Email Address | INFO@CHASEFOUNDATION.COM | RecipientEmailAddressTxt |
| Form And Info And Materials | SEE APPLICATION FORMS AT WWW.CHASEFOUNDATION.COM | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | THE 2016 APPLICATION DEADLINE IS APRIL 25, 2016 FOR FALL 2016 SCHOLARSHIPS. | SubmissionDeadlinesTxt |
| Restrictions On Awards | GRADUATING SENIOR FROM ARTESIA NM HIGH SCHOOL OR A PRIOR AWARD RECIPIENT. | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (81 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Business Name Line2RecipientBusinessName/BusinessNameLine2Txt |
|---|---|---|---|---|---|---|---|
| AHS BOWLING | |||||||
| 1002 W RICHARDSON | ARTESIA | NM | 88210 | NO | ARTESIA HIGH BOWLING TEAM | $10,000 | |
| ARTESIA ADVOCACY CENTER | |||||||
| 1103 MEMORIAL DR | ARTESIA | NM | 88210 | NO | PROGRAM GRANT FUNDING | $10,000 | |
| ARTESIA MAINSTREET | |||||||
| PO BOX 1635 | ARTESIA | NM | 88211 | NO | FUND MAINSTREET PROGRAM | $166,666 | |
| ARTESIA PATHWAYS | |||||||
| 1802 W HERMOSA | ARTESIA | NM | 88210 | NO | SPECIAL OLYMPICS GRANT | $2,500 | |
| ARTESIA HIGH SCHOOL | |||||||
| 1002 W RICHARDSON | ARTESIA | NM | 88210 | NO | VAR PROGRAMS/TEACHER MASTERS | $128,500 | |
| GREATER ARTESIA FOUNDATION | |||||||
| PO BOX 1344 | ARTESIA | NM | 88211 | YES | SENIOR SALUTE/RIDE FOR BIKES | $1,500 | |
| LUEKEMIA & LYMPHOMA SOCIETY | |||||||
| 804 MORNINGSIDE PL SE | ALBUQUERQUE | NM | 871083302 | NO | MAN & WOMAN OF THE YEAR GRANT | $5,000 | |
| SHERIDAN ROTARY FOUNDATION | |||||||
| PO BOX 997 | SHERIDAN | WY | 82801 | YES | WOUNDED WARRIORS GRANT | $10,000 | |
| SHERIDAN SENIOR CENTER | |||||||
| 211 SMITH STREET | SHERIDAN | WY | 82801 | NO | CELEBRATING GENERATIONS GRANT | $50,000 | |
| UNITED WAY | |||||||
| PO BOX 990 | ARTESIA | NM | 88211 | YES | FUND PROGRAMS | $500 | |
| WAYLAND BAPTIST UNIVERSITY | |||||||
| 1900 W 7TH ST 62 | PLAINVIEW | TX | 790726998 | NO | MASTERS PROGRAM | $17,195 | |
| WESTERN STATE COLLEGE FOUNDATION | |||||||
| PO BOX 1264 | GUNNISON | CO | 81230 | YES | ENGINEERING PROGRAM | $10,000 | |
| ABILENE CHRISTIAN UNIVERSITY | |||||||
| 1600 CAMPUS CT | ABILENE | TX | 79601 | NO | SCHOLARSHIP | $2,750 | |
| ADAMS STATE UNIVERSITY | |||||||
| 208 EDGEMONT BLVD | ALAMOSA | CO | 81102 | NO | SCHOLARSHIP | $3,250 | |
| AMARILLO COLLEGE | |||||||
| 2201 S WASHINGTON ST | AMARILLO | TX | 79109 | NO | SCHOLARSHIP | $5,346 | |
| ARIZONA STATE UNIVERSITY | |||||||
| 1151 S FOREST AVENUE | TEMPE | AZ | 852870412 | NO | SCHOLARSHIP | $6,500 | |
| ART INSTITUTE OF CALIFORNIA - SAN | |||||||
| 10 UNITED NATIOINS PLAZA | SAN FRANCISCO | CA | 94102 | NO | SCHOLARSHIP | $3,250 | FFRANCISCO |
| AUSTIN COMMUNITY COLLEGE | |||||||
| 1212 RIO GRANDE ST | AUSTIN | TX | 78701 | NO | SCHOLARSHIP | $2,750 | |
| BAYLOR UNIVERSITY | |||||||
| 1301 S UNIVERSITY PARKS | WACO | TX | 76798 | NO | SCHOLARSHIP | $5,500 | |
| BIOLA UNIVERSITY | |||||||
| 13800 BIOLA AVE | LA MIRANDA | CA | 90639 | NO | SCHOLARSHIP | $6,500 | |
| BRIGHAM YOUNG UNIVERSITY | |||||||
| BRIGHAM YOUNG UNIVERSITY | PROVO | UT | 84602 | NO | SCHOLARSHIP | $9,480 | |
| BYU-IDAHO | |||||||
| 525 S CENTER ST | REXBURG | ID | 83460 | NO | SCHOLARSHIP | $9,750 | |
| CENTRAL NEW MEXICO COMMUNITY | |||||||
| 525 BUENA VISTA DR SE | ALBUQUERQUE | NM | 87106 | NO | SCHOLARSHIP | $12,000 | COLLEGE |
| CLARENDON COLLEGE | |||||||
| 1122 W 2ND ST | CLARENDON | TX | 79226 | NO | SCHOLARSHIP | $20,750 | |
| COLORADO CHRISTIAN UNIVERSITY | |||||||
| 8787 W ALAMEDA AVE | LAKEWOOD | CO | 80226 | NO | SCHOLARSHIP | $6,500 | |
| COVENANT SCHOOL OF NURSING | |||||||
| 1919 FRANKFORD AVE | LUBBOCK | TX | 79407 | NO | SCHOLARSHIP | $6,500 | |
| CREIGHTON SCHOOL OF DENTISTRY | |||||||
| 2802 WEBSTER ST | OMAHA | NE | 68131 | NO | SCHOLARSHIP | $3,250 | |
| DALLAS BAPTIST UNIVERSITY | |||||||
| 3000 MOUNTAIN CREEK PKWY | DALLAS | TX | 75211 | NO | SCHOLARSHIP | $19,000 | |
| DONA ANA COMMUNITY COLLEGE | |||||||
| 3400 S ESPINA ST | LAS CRUCES | NM | 88003 | NO | SCHOLARSHIP | $27,750 | |
| EASTERN NEW MEXICO UNIVERSITY | |||||||
| 1500 S AVENUE K | PORTALES | NM | 88130 | NO | SCHOLARSHIP | $135,500 | |
| EMBRY RIDDLE AERONAUTICAL UNIVERSIT | |||||||
| 110 W 21ST ST | CLOVIS | NM | 88103 | NO | SCHOLARSHIP | $6,500 | |
| ENMU-ROSWELL | |||||||
| 52 UNIVERSITY BLVD | ROSWELL | NM | 88203 | NO | SCHOLARSHIP | $30,250 | |
| GALLAUDET UNIVERSITY | |||||||
| 800 FLORIDA AVE NE | WASHINGTON | DC | 20002 | NO | SCHOLARSHIP | $6,000 | |
| GEORGIA COLLEGE & STATE UNIVERSITY | |||||||
| 231 W HANCOCK ST | MILLEDGEVILLE | GA | 31061 | NO | SCHOLARSHIP | $3,250 | |
| GRAND CANYON UNIVERSITY | |||||||
| 3300 W CAMELBACK RD | PHOENIX | AZ | 85017 | NO | SCHOLARSHIP | $6,500 | |
| HARDIN SIMMONS UNIVERSITY | |||||||
| 2200 HICKORY ST | ABILENE | TX | 79601 | NO | SCHOLARSHIP | $9,250 | |
| LUBBOCK CHRISTIAN UNIVERSITY | |||||||
| 5601 19TH ST | LUBBOCK | TX | 79407 | NO | SCHOLARSHIP | $40,750 | |
| MCMURRY UNIVERSIY | |||||||
| 1400 SAYLES BLVD | ABILENE | TX | 79605 | NO | SCHOLARSHIP | $8,750 | |
| MESA COMMUNITY COLLEGE | |||||||
| 1833 W SOUTHERN AVE | MESA | AZ | 85202 | NO | SCHOLARSHIP | $2,750 | |
| METROPOLITAN STATE UNIVERSITY | |||||||
| 890 AURARIA PKWY 10 | DENVER | CO | 80204 | NO | SCHOLARSHIP | $2,750 | DENVER |
| MOODY BIBLE INSTITUTE | |||||||
| 820 N LASALLE ST | CHICAGO | IL | 60610 | NO | SCHOLARSHIP | $2,750 | |
| NEW MEXICO INSTITUTE OF MINING & | |||||||
| 801 LEROY PL | SOCORRO | NM | 87801 | NO | SCHOLARSHIP | $17,360 | TECHNOLOGY |
| NEW MEXICO JUNIOR COLLEGE | |||||||
| 5317 N LOVINGTON HWY | HOBBS | NM | 88240 | NO | SCHOLARSHIP | $5,500 | |
| NEW MEXICO MILITARY INSTITUTE | |||||||
| 101 W COLLEGE BLVD | ROSWELL | NM | 88210 | NO | SCHOLARSHIP | $3,250 | |
| NEW MEXICO STATE UNIVERSITY | |||||||
| 1500 UNIVERSITY DR | CARLSBAD | NM | 88220 | NO | SCHOLARSHIP | $16,100 | CARLSBAD |
| NEW MEXICO STATE UNIVERSITY | |||||||
| 1780 E UNIVERSITY AVE | LAS CRUCES | NM | 88003 | NO | SCHOLARSHIP | $425,500 | |
| ODESSA COLLEGE | |||||||
| 201 W UNIVERSTIY BLVD | ODESSA | TX | 79764 | NO | SCHOLARSHIP | $2,644 | |
| OKLAHOMA STATE UNIVERSITY | |||||||
| OKLAHOMA STATE UNIVERSITY | STILLWATER | OK | 74074 | NO | SCHOLARSHIP | $24,500 | |
| OLYMPIAN ACADEMY | |||||||
| 4501 N MAIN ST 13 | ROSWELL | NM | 88201 | NO | SCHOLARSHIP | $2,750 | |
| PORTLAND STATE UNIVERSITY | |||||||
| 1825 SW BROADWAY | PORTLAND | OR | 97201 | NO | SCHOLARSHIP | $6,500 | |
| SCHREINER UNIVERSITY | |||||||
| 2100 MEMORIAL BLVD | KERRVILLE | TX | 78028 | NO | SCHOLARSHIP | $6,500 | |
| SHERIDAN COLLEGE | |||||||
| 3059 COFFEEN AVE | SHERIDAN | WY | 82801 | NO | SCHOLARSHIP | $2,750 | |
| SOUTH PLAINS COLLEGE | |||||||
| 1401 COLLEGE AVE | LEVELLAND | TX | 79336 | NO | SCHOLARSHIP | $26,500 | |
| SOUTHERN UTAH STATE UNIVERSITY | |||||||
| 351 W UNIVERSITY BLVD | CEDAR CITY | UT | 84720 | NO | SCHOLARSHIP | $2,750 | |
| SOUTHWEST BAPTIST UNIVERSITY | |||||||
| 1600 UNIVERSITY AVE | BOLIVAR | MO | 65613 | NO | SCHOLARSHIP | $2,750 | |
| ST MARY'S UNIVERSITY | |||||||
| 1 CAMINO SANTA MARIA | SAN ANTONIO | TX | 78228 | NO | SCHOLARSHIP | $6,500 | |
| SWARTHMORE COLLEGE | |||||||
| 500 COLLEGE AVE | SWARTHMORE | PA | 19081 | NO | SCHOLARSHIP | $2,750 | |
| TABOR COLLEGE | |||||||
| 400 S JEFFERSON ST | HILLSBORO | KS | 67063 | NO | SCHOLARSHIP | $6,500 | |
| TARLETON STATE UNIVERSITY | |||||||
| 1333 W WASHINGTON ST | STEPHENVILLE | TX | 76401 | NO | SCHOLARSHIP | $3,250 | |
| TEXAS A&M - KINGSVILLE | |||||||
| 955 UNIVERSITY BLVD | KINGSVILLE | TX | 78363 | NO | SCHOLARSHIP | $5,500 | |
| TEXAS A&M | |||||||
| 1372 TAMU | COLLEGE STATION | TX | 778431372 | NO | SCHOLARSHIP | $6,500 | |
| TEXAS CHRISTIAN UNIVERSITY | |||||||
| 2800 S UNIVERSITY DR | FORT WORTH | TX | 76129 | NO | SCHOLARSHIP | $9,750 | |
| TEXAS TECH HEALTH SCIENCES CENTER | |||||||
| 3601 4TH ST | LUBBOCK | TX | 79430 | NO | SCHOLARSHIP | $3,250 | |
| TEXAS TECH UNIVERSITY | |||||||
| 2500 BROADWAY | LUBBOCK | TX | 79409 | NO | SCHOLARSHIP | $194,250 | |
| UNIVERSAL TECHNICAL INST | |||||||
| 16220 N SCHOTTSDALE RD | SCOTTSDALE | AZ | 85254 | NO | SCHOLARSHIP | $2,750 | |
| UNIVERSITY OF ARIZONA | |||||||
| UNIVERSITY OF ARIZONA | TUCSON | AZ | 85721 | NO | SCHOLARSHIP | $9,250 | |
| UNIVERSITY OF DALLAS | |||||||
| 1845 E NORTHGATE DR | IRVING | TX | 75062 | NO | SCHOLARSHIP | $2,750 | |
| UNIVERSITY OF DENVER | |||||||
| 2199 S UNIVERSITY BLVD | DENVER | CO | 80208 | NO | SCHOLARSHIP | $6,000 | |
| UNIVERSITY OF LOUISVILLE | |||||||
| 2301 S 3RD ST | LOUISVILLE | KY | 40292 | NO | SCHOLARSHIP | $2,750 | |
| UNIVERSITY OF NEW MEXICO | |||||||
| 1155 UNIVERSITY BLVD | ALBUQUERQUE | NM | 87131 | NO | SCHOLARSHIP | $306,650 | |
| UNIVERSITY OF NORTH TEXAS | |||||||
| 1155 UNION CIR | DENTON | TX | 76203 | NO | SCHOLARSHIP | $6,500 | |
| UNIVERSITY OF OKLAHOMA | |||||||
| 660 PARRINGTON OVAL | NORMAN | OK | 73019 | NO | SCHOLARSHIP | $6,500 | |
| UNIVERSITY OF TEXAS | |||||||
| PO BOX 8058 | AUSTIN | TX | 787138058 | NO | SCHOLARSHIP | $6,500 | |
| UNIVERSITY OF TEXAS - ARLINGTON | |||||||
| 701 S NEDDERMAN DR | ARLINGTON | TX | 76019 | NO | SCHOLARSHIP | $6,500 | |
| UNIVERSITY OF TEXAS - TYLER | |||||||
| 3900 UNIVERSITY BLVD | TYLER | TX | 75799 | NO | SCHOLARSHIP | $3,250 | |
| UNIVERSITY OF THE SOUTHWEST | |||||||
| 6610 N LOVINGTON HWY | HOBBS | NM | 88242 | NO | SCHOLARSHIP | $3,250 | |
| UNIVERISTY OF WYOMING | |||||||
| 1000 E UNIVERSITY AVE | LARAMIE | WY | 82071 | NO | SCHOLARSHIP | $15,750 | |
| WAYLAND BAPTIST UNIVERSITY | |||||||
| 1900 W 7TH ST | PLAINVIEW | TX | 79072 | NO | SCHOLARSHIP | $29,000 | |
| WEST TEXAS A&M UNIVERSITY | |||||||
| 2501 4TH AVE | CANYON | TX | 79016 | NO | SCHOLARSHIP | $26,750 | |
| WESTERN NEW MEXICO UNIVERSITY | |||||||
| 1000 W COLLEGE AVE | SILVER CITY | NM | 88062 | NO | SCHOLARSHIP | $3,250 | |
| WESTERN TEXAS COLLEGE | |||||||
| 6200 COLLEGE AVE | SNYDER | TX | 79549 | NO | SCHOLARSHIP | $1,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $2,039,691 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $119,801 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $449,212 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $236,928 | ExclusionAmt |
| Related Or Exempt Function Incm | $278,159 | RelatedOrExemptFunctionIncmAmt |
Other Revenue Described OtherRevenueDescribedGrp (2 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|
| RENT | 16 | $1,800 |
| PASSTHROUGH INV INC(LOSS) | 14 | -$2,097,709 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | -$1,289,968 | ExclusionAmt |
| Related Or Exempt Function Incm | $278,159 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | -$1,011,809 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (11 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd |
|---|---|---|---|---|---|---|
| ARTESIA CHAMBER OF COMMERCE | ||||||
| 1 | 107 N FIRST ST | ARTESIA | NM | 88210 | $7,500 | Yes (X) |
| MEMBER'S GIVE AMERICAN EXPRESS | ||||||
| 7 | PO BOX 300 | SAN FRANCISCO | CA | 941040300 | $59,755 | Yes (X) |
| BREWER OIL | ||||||
| 2 | 2701 CANDELARIA NE | ALBUQUERQUE | NM | 87107 | $12,081 | Yes (X) |
| BANK OF AMERICA | ||||||
| 8 | 1815 NORTH BLVD | HOUSTON | TX | 77098 | $7,500 | Yes (X) |
| CATALYST | ||||||
| 3 | PO BOX 8485 | MIDLAND | TX | 79708 | $5,000 | Yes (X) |
| NEW MEXICO COMMUNITY FOUNDATION | ||||||
| 9 | 502 W CORDOVA RD STE 1 | SANTA FE | NM | 87505 | $13,714 | Yes (X) |
| CRAIG BLAIR | ||||||
| 4 | PO BOX 2476 | CARLSBAD | NM | 88221 | $6,000 | Yes (X) |
| WILLIAM LEVEN | ||||||
| 10 | 1815 NORTH BLVD | HOUSTON | TX | 770985415 | $7,500 | Yes (X) |
| ENERTIA | ||||||
| 5 | 125 W MISSOURI | MIDLAND | TX | 79701 | $5,000 | Yes (X) |
| MISC DONATIONS UNDER 5000 | ||||||
| 11 | VARIOUS | VARIOUS | NM | 88210 | $46,305 | Yes (X) |
| JAYNES CORPORATION | ||||||
| 6 | 2906 BROADWAY | ALBUQUERQUE | NM | 87112 | $5,000 | Yes (X) |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Amt | $20,111 | Amt |
| Disbursements Charitable Prps | $20,111 | DisbursementsCharitablePrpsAmt |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp (30 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | Cost Or Other BasisCostOrOtherBasisAmt | Prior Year DepreciationPriorYearDepreciationAmt | Computation MethodComputationMethodTxt | LifeLifeRt | Current Year ExpenseCurrentYearExpenseAmt |
|---|---|---|---|---|---|---|
| OFFICE FURNITURE | 2007-05-24 | $1,267 | $963 | S/L | 10.0000 | $127 |
| OFFICE FURNITURE | 2007-06-04 | $1,082 | $819 | S/L | 10.0000 | $108 |
| OFFICE FURNITURE | 2007-09-10 | $446 | $330 | S/L | 10.0000 | $45 |
| OFFICE FURNITURE | 2007-09-20 | $3,780 | $2,741 | S/L | 10.0000 | $378 |
| OFFICE FURNITURE | 2007-11-08 | $714 | $509 | S/L | 10.0000 | $71 |
| OFFICE FURNITURE | 2007-11-19 | $143 | $99 | S/L | 10.0000 | $14 |
| OFFICE FURNITURE | 2006-12-15 | $4,734 | $3,843 | S/L | 10.0000 | $473 |
| COMPUTER EQUIPMENT | 2007-07-10 | $71 | $71 | S/L | 5.0000 | |
| PRINTER | 2006-12-15 | $1,140 | $1,140 | S/L | 5.0000 | |
| TELEPHONE EQUIPMENT | 2006-12-15 | $10,571 | $10,571 | S/L | 5.0000 | |
| OFFICE FURNITURE | 2008-01-10 | $529 | $371 | S/L | 10.0000 | $53 |
| OFFICE FURNITURE | 2008-02-06 | $1,696 | $1,175 | S/L | 10.0000 | $170 |
| OFFICE FURNITURE - CARPET | 2008-08-04 | $406 | $256 | S/L | 10.0000 | $41 |
| COMPUTER EQUIPMENT | 2008-10-14 | $86 | $86 | S/L | 5.0000 | |
| OFFICE EQUIPMENT | 2008-11-12 | $331 | $290 | S/L | 7.0000 | $41 |
| OFFICE FURNITURE | 2008-11-12 | $146 | $92 | S/L | 10.0000 | $15 |
| COMPUTER EQUIPMENT | 2008-12-02 | $64 | $64 | S/L | 5.0000 | |
| COMPUTER EQUIPMENT | 2008-12-11 | $64 | $64 | S/L | 5.0000 | |
| OFFICE FURNITURE | 2010-02-28 | $15,422 | $14,906 | S/L | 5.0000 | $516 |
| OFFICE FURNITURE | 2011-05-18 | $2,547 | $1,824 | S/L | 5.0000 | $509 |
| COMPUTER EQUIPMENT | 2011-09-01 | $2,161 | $1,440 | S/L | 5.0000 | $432 |
| COMPUTER EQUIPMENT | 2012-05-14 | $4,388 | $2,341 | S/L | 5.0000 | $878 |
| OFFICE FURNITURE | 2012-05-18 | $1,490 | $770 | S/L | 5.0000 | $298 |
| COMPUTER EQUIPMENT | 2012-06-25 | $3,324 | $1,662 | S/L | 5.0000 | $665 |
| OFFICE FURNITURE | 2012-07-10 | $1,525 | $763 | S/L | 5.0000 | $305 |
| OFFICE FURNITURE | 2012-12-11 | $401 | $279 | S/L | 3.0000 | $122 |
| LAND - MAIN STREET | 2014-05-14 | $55,000 | ||||
| BUILDING - MAIN (W/IMPRV) | 2014-05-14 | $878,905 | $14,106 | S/L | 39.0000 | $22,536 |
| OFFICE FURN (MAIN ST) | 2014-06-01 | $61,978 | $3,615 | S/L | 10.0000 | $6,198 |
| OFFICE EQUIP | 2015-06-01 | $6,394 | S/L | 5.0000 | $3,517 |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAssetGrp (1280 entries)
| AssetAssetDesc | AcquiredAcquiredDt | How AcquiredHowAcquiredTxt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | BasisBasisAmt | Total NetTotalNetAmt |
|---|---|---|---|---|---|---|
| BOEING COMPANY | 2015-03 | PURCHASE | 2015-04 | $8,267 | $8,417 | -$150 |
| C.H. ROBINSON WORLDWIDE, | 2015-02 | PURCHASE | 2015-04 | $2,684 | $2,813 | -$129 |
| C.H. ROBINSON WORLDWIDE, | 2015-02 | PURCHASE | 2015-04 | $7,204 | $7,552 | -$348 |
| C.H. ROBINSON WORLDWIDE, | 2015-02 | PURCHASE | 2015-07 | $1,084 | $1,259 | -$175 |
| C.H. ROBINSON WORLDWIDE, | 2015-02 | PURCHASE | 2015-06 | $8,470 | $10,143 | -$1,673 |
| CUMMINS INC COM | 2015-03 | PURCHASE | 2015-04 | $1,087 | $1,162 | -$75 |
| CUMMINS INC COM | 2015-03 | PURCHASE | 2015-04 | $8,833 | $9,438 | -$605 |
| CUMMINS INC COM | 2015-03 | PURCHASE | 2015-06 | $405 | $436 | -$31 |
| DOVER CORP | 2014-11 | PURCHASE | 2015-04 | $502 | $560 | -$58 |
| DOVER CORP | 2014-11 | PURCHASE | 2015-02 | $74 | $80 | -$6 |
| DOVER CORP | 2014-11 | PURCHASE | 2015-03 | $722 | $799 | -$77 |
| DOVER CORP | 2014-11 | PURCHASE | 2015-03 | $7,001 | $7,753 | -$752 |
| DOVER CORP | 2014-11 | PURCHASE | 2015-10 | $56 | $80 | -$24 |
| DOVER CORP | 2014-11 | PURCHASE | 2015-10 | $669 | $959 | -$290 |
| DOVER CORP | 2014-11 | PURCHASE | 2015-06 | $75 | $80 | -$5 |
| DOVER CORP | 2014-11 | PURCHASE | 2015-06 | $599 | $639 | -$40 |
| EXXON MOBIL CORP COM | 2012-11 | PURCHASE | 2015-04 | $3,765 | $4,037 | -$272 |
| EXXON MOBIL CORP COM | 2012-11 | PURCHASE | 2015-04 | $2,053 | $2,301 | -$248 |
| EXXON MOBIL CORP COM | 2012-11 | PURCHASE | 2015-03 | $4,622 | $4,862 | -$240 |
| EXXON MOBIL CORP COM | 2012-11 | PURCHASE | 2015-03 | $872 | $917 | -$45 |
| EXXON MOBIL CORP COM | 2012-11 | PURCHASE | 2015-04 | $1,112 | $1,247 | -$135 |
| PROCTER & GAMBLE CO | 2013-11 | PURCHASE | 2015-06 | $4,078 | $4,245 | -$167 |
| QUALCOMM INC | 2014-12 | PURCHASE | 2015-04 | $4,844 | $5,212 | -$368 |
| QUALCOMM INC | 2014-12 | PURCHASE | 2015-03 | $3,240 | $3,258 | -$18 |
| QUALCOMM INC | 2014-12 | PURCHASE | 2015-03 | $21,458 | $21,572 | -$114 |
| QUALCOMM INC | 2014-12 | PURCHASE | 2015-06 | $347 | $362 | -$15 |
| QUALCOMM INC | 2014-12 | PURCHASE | 2015-04 | $3,902 | $4,199 | -$297 |
| UNITED TECHS CORP COM | 2014-05 | PURCHASE | 2015-04 | $5,444 | $5,547 | -$103 |
| UNITED TECHS CORP COM | 2014-05 | PURCHASE | 2015-04 | $8,047 | $8,200 | -$153 |
| UNITED TECHS CORP COM | 2014-05 | PURCHASE | 2015-06 | $2,921 | $3,015 | -$94 |
| 3M COMPANY | 2014-05 | PURCHASE | 2015-10 | $8,179 | $8,311 | -$132 |
| 3M COMPANY | 2014-05 | PURCHASE | 2015-06 | $15,182 | $13,523 | $1,659 |
| AUTOMATIC DATA PROC | 2014-03 | PURCHASE | 2015-10 | $633 | $545 | $88 |
| AUTOMATIC DATA PROC | 2013-12 | PURCHASE | 2015-10 | $13,761 | $12,232 | $1,529 |
| AUTOMATIC DATA PROC | 2013-11 | PURCHASE | 2015-06 | $5,744 | $4,475 | $1,269 |
| AUTOMATIC DATA PROC | 2013-11 | PURCHASE | 2015-10 | $712 | $592 | $120 |
| AUTOMATIC DATA PROC | 2013-07 | PURCHASE | 2015-06 | $4,139 | $3,001 | $1,138 |
| AUTOMATIC DATA PROC | 2013-05 | PURCHASE | 2015-06 | $1,352 | $944 | $408 |
| AUTOMATIC DATA PROC | 2013-02 | PURCHASE | 2015-04 | $8,552 | $5,245 | $3,307 |
| AUTOMATIC DATA PROC | 2013-02 | PURCHASE | 2015-06 | $3,041 | $1,907 | $1,134 |
| AUTOMATIC DATA PROC | 2012-11 | PURCHASE | 2015-03 | $19,068 | $11,120 | $7,948 |
| AUTOMATIC DATA PROC | 2012-11 | PURCHASE | 2015-04 | $4,665 | $2,793 | $1,872 |
| AUTOMATIC DATA PROC | 2012-09 | PURCHASE | 2015-03 | $266 | $153 | $113 |
| DU PONT E I DE NEMOURS | 2014-03 | PURCHASE | 2015-04 | $2,634 | $2,470 | $164 |
| DU PONT E I DE NEMOURS | 2014-02 | PURCHASE | 2015-03 | $22,339 | $17,449 | $4,890 |
| DU PONT E I DE NEMOURS | 2014-02 | PURCHASE | 2015-04 | $44,279 | $37,816 | $6,463 |
| EMERSON ELEC CO | 2013-12 | PURCHASE | 2015-02 | $17,445 | $20,065 | -$2,620 |
| EMERSON ELEC CO | 2013-11 | PURCHASE | 2015-02 | $2,151 | $2,493 | -$342 |
| EMERSON ELEC CO | 2013-07 | PURCHASE | 2015-02 | $6,629 | $6,364 | $265 |
| EMERSON ELEC CO | 2013-05 | PURCHASE | 2015-02 | $8,025 | $7,706 | $319 |
| EMERSON ELEC CO | 2013-02 | PURCHASE | 2015-02 | $7,327 | $7,290 | $37 |
| EMERSON ELEC CO | 2013-01 | PURCHASE | 2015-02 | $11,339 | $10,749 | $590 |
| EXXON MOBIL CORP | 2012-03 | PURCHASE | 2015-08 | $15 | $19 | -$4 |
| EXXON MOBIL CORP COM | 2014-07 | PURCHASE | 2015-08 | $10,395 | $13,598 | -$3,203 |
| EXXON MOBIL CORP COM | 2014-03 | PURCHASE | 2015-08 | $4,611 | $5,675 | -$1,064 |
| EXXON MOBIL CORP COM | 2013-12 | PURCHASE | 2015-08 | $13,756 | $16,437 | -$2,681 |
| EXXON MOBIL CORP COM | 2013-11 | PURCHASE | 2015-08 | $6,175 | $7,161 | -$986 |
| EXXON MOBIL CORP COM | 2013-07 | PURCHASE | 2015-08 | $4,064 | $4,714 | -$650 |
| EXXON MOBIL CORP COM | 2013-05 | PURCHASE | 2015-08 | $7,660 | $8,671 | -$1,011 |
| EXXON MOBIL CORP COM | 2013-02 | PURCHASE | 2015-04 | $4,107 | $4,281 | -$174 |
| EXXON MOBIL CORP COM | 2013-02 | PURCHASE | 2015-06 | $2,980 | $3,122 | -$142 |
| EXXON MOBIL CORP COM | 2013-02 | PURCHASE | 2015-08 | $2,501 | $2,854 | -$353 |
| EXXON MOBIL CORP COM | 2012-12 | PURCHASE | 2015-04 | $856 | $891 | -$35 |
| EXXON MOBIL CORP COM | 2012-11 | PURCHASE | 2015-06 | $1,107 | $1,302 | -$195 |
| EXXON MOBIL CORP COM | 2012-11 | PURCHASE | 2015-06 | $3,746 | $3,994 | -$248 |
| EXXON MOBIL CORP COM | 2012-11 | PURCHASE | 2015-04 | $1,369 | $1,534 | -$165 |
| EXXON MOBIL CORP COM | 2012-11 | PURCHASE | 2015-06 | $2,043 | $2,278 | -$235 |
| GENUINE PARTS CO | 2014-01 | PURCHASE | 2015-02 | $2,834 | $2,476 | $358 |
| GENUINE PARTS CO | 2013-12 | PURCHASE | 2015-02 | $16,815 | $14,922 | $1,893 |
| GENUINE PARTS CO | 2013-11 | PURCHASE | 2015-02 | $9,163 | $7,710 | $1,453 |
| GENUINE PARTS CO | 2013-07 | PURCHASE | 2015-02 | $47,516 | $41,539 | $5,977 |
| JOHNSON AND JOHNSON COM | 2013-12 | PURCHASE | 2015-06 | $1,994 | $1,885 | $109 |
| JOHNSON AND JOHNSON COM | 2013-12 | PURCHASE | 2015-10 | $8,196 | $8,390 | -$194 |
| JOHNSON AND JOHNSON COM | 2013-11 | PURCHASE | 2015-06 | $4,886 | $4,563 | $323 |
| JOHNSON AND JOHNSON COM | 2013-07 | PURCHASE | 2015-06 | $2,194 | $1,912 | $282 |
| JOHNSON AND JOHNSON COM | 2013-05 | PURCHASE | 2015-06 | $997 | $851 | $146 |
| JOHNSON AND JOHNSON COM | 2013-03 | PURCHASE | 2015-03 | $13,314 | $10,020 | $3,294 |
| JOHNSON AND JOHNSON COM | 2013-03 | PURCHASE | 2015-04 | $12,896 | $9,943 | $2,953 |
| JOHNSON AND JOHNSON COM | 2013-03 | PURCHASE | 2015-06 | $5,584 | $4,316 | $1,268 |
| LINEAR TECHNOLOGY CORP | 2013-12 | PURCHASE | 2015-06 | $1,132 | $1,035 | $97 |
| LINEAR TECHNOLOGY CORP | 2013-12 | PURCHASE | 2015-10 | $12,022 | $13,192 | -$1,170 |
| LINEAR TECHNOLOGY CORP | 2013-11 | PURCHASE | 2015-06 | $7,121 | $6,173 | $948 |
| LINEAR TECHNOLOGY CORP | 2013-07 | PURCHASE | 2015-06 | $6,649 | $5,250 | $1,399 |
| LINEAR TECHNOLOGY CORP | 2013-05 | PURCHASE | 2015-04 | $10,207 | $8,172 | $2,035 |
| LINEAR TECHNOLOGY CORP | 2013-05 | PURCHASE | 2015-06 | $2,405 | $1,886 | $519 |
| LINEAR TECHNOLOGY CORP | 2013-02 | PURCHASE | 2015-03 | $8,514 | $6,478 | $2,036 |
| LINEAR TECHNOLOGY CORP | 2013-02 | PURCHASE | 2015-04 | $2,217 | $1,787 | $430 |
| LINEAR TECHNOLOGY CORP | 2012-11 | PURCHASE | 2015-03 | $13,016 | $8,692 | $4,324 |
| NORFOLK SOUTHERN CORP | 2014-07 | PURCHASE | 2015-08 | $9,939 | $12,307 | -$2,368 |
| NORFOLK SOUTHERN CORP | 2014-03 | PURCHASE | 2015-08 | $7,288 | $8,280 | -$992 |
| NORFOLK SOUTHERN CORP | 2014-02 | PURCHASE | 2015-04 | $13,377 | $11,712 | $1,665 |
| NORFOLK SOUTHERN CORP | 2014-02 | PURCHASE | 2015-03 | $15,953 | $13,451 | $2,502 |
| NORFOLK SOUTHERN CORP | 2014-02 | PURCHASE | 2015-08 | $23,688 | $26,169 | -$2,481 |
| NORFOLK SOUTHERN CORP | 2014-02 | PURCHASE | 2015-06 | $2,958 | $2,928 | $30 |
| NORTHROP GRUMMAN CORP | 2013-12 | PURCHASE | 2015-01 | $21,615 | $16,716 | $4,899 |
| NORTHROP GRUMMAN CORP | 2013-08 | PURCHASE | 2015-01 | $53,384 | $35,142 | $18,242 |
| PAYCHEX INC | 2013-12 | PURCHASE | 2015-10 | $10,432 | $9,800 | $632 |
| PAYCHEX INC | 2013-11 | PURCHASE | 2015-10 | $3,900 | $3,486 | $414 |
| PAYCHEX INC | 2013-07 | PURCHASE | 2015-06 | $4,993 | $3,759 | $1,234 |
| PAYCHEX INC | 2013-07 | PURCHASE | 2015-10 | $1,880 | $1,474 | $406 |
| PAYCHEX INC | 2013-05 | PURCHASE | 2015-06 | $783 | $590 | $193 |
| PAYCHEX INC | 2013-02 | PURCHASE | 2015-04 | $1,675 | $1,125 | $550 |
| PAYCHEX INC | 2013-02 | PURCHASE | 2015-06 | $10,475 | $7,078 | $3,397 |
| PAYCHEX INC | 2013-01 | PURCHASE | 2015-04 | $1,330 | $862 | $468 |
| PAYCHEX INC | 2012-11 | PURCHASE | 2015-03 | $16,494 | $11,097 | $5,397 |
| PAYCHEX INC | 2012-11 | PURCHASE | 2015-04 | $9,015 | $6,098 | $2,917 |
| PAYCHEX INC | 2012-09 | PURCHASE | 2015-03 | $5,151 | $3,483 | $1,668 |
| PROCTER & GAMBLE CO | 2014-07 | PURCHASE | 2015-08 | $13,120 | $14,084 | -$964 |
| PROCTER & GAMBLE CO | 2014-03 | PURCHASE | 2015-08 | $8,115 | $8,377 | -$262 |
| PROCTER & GAMBLE CO | 2014-01 | PURCHASE | 2015-08 | $4,247 | $4,522 | -$275 |
| PROCTER & GAMBLE CO | 2013-12 | PURCHASE | 2015-08 | $15,774 | $17,367 | -$1,593 |
| PROCTER & GAMBLE CO | 2013-11 | PURCHASE | 2015-07 | $1,299 | $1,306 | -$7 |
| PROCTER & GAMBLE CO | 2013-11 | PURCHASE | 2015-08 | $3,944 | $4,366 | -$422 |
| PROCTER & GAMBLE CO | 2013-11 | PURCHASE | 2015-08 | $455 | $490 | -$35 |
| PROCTER & GAMBLE CO | 2013-07 | PURCHASE | 2015-06 | $3,607 | $3,593 | $14 |
| PROCTER & GAMBLE CO | 2013-05 | PURCHASE | 2015-04 | $1,737 | $1,633 | $104 |
| PROCTER & GAMBLE CO | 2013-05 | PURCHASE | 2015-06 | $5,176 | $5,132 | $44 |
| PROCTER & GAMBLE CO | 2013-02 | PURCHASE | 2015-03 | $11,220 | $9,926 | $1,294 |
| PROCTER & GAMBLE CO | 2013-02 | PURCHASE | 2015-04 | $11,250 | $10,226 | $1,024 |
| RAYTHEON CO DELAWARE NEW | 2013-12 | PURCHASE | 2015-10 | $7,565 | $6,276 | $1,289 |
| RAYTHEON CO DELAWARE NEW | 2013-11 | PURCHASE | 2015-10 | $2,451 | $1,938 | $513 |
| RAYTHEON CO DELAWARE NEW | 2013-08 | PURCHASE | 2015-04 | $13,450 | $9,249 | $4,201 |
| RAYTHEON CO DELAWARE NEW | 2013-08 | PURCHASE | 2015-03 | $16,866 | $11,655 | $5,211 |
| RAYTHEON CO DELAWARE NEW | 2013-08 | PURCHASE | 2015-10 | $5,328 | $3,760 | $1,568 |
| RAYTHEON CO DELAWARE NEW | 2013-08 | PURCHASE | 2015-06 | $12,643 | $9,249 | $3,394 |
| UNITED TECHS CORP COM | 2014-05 | PURCHASE | 2015-10 | $2,963 | $4,100 | -$1,137 |
| UNITED TECHS CORP COM | 2014-05 | PURCHASE | 2015-06 | $13,085 | $13,506 | -$421 |
| WAL-MART STORES INC | 2013-07 | PURCHASE | 2015-10 | $2,673 | $3,141 | -$468 |
| WAL-MART STORES INC | 2013-05 | PURCHASE | 2015-10 | $1,273 | $1,568 | -$295 |
| WAL-MART STORES INC | 2013-02 | PURCHASE | 2015-04 | $809 | $694 | $115 |
| WAL-MART STORES INC | 2013-02 | PURCHASE | 2015-06 | $9,933 | $9,231 | $702 |
| WAL-MART STORES INC | 2013-01 | PURCHASE | 2015-04 | $3,155 | $2,672 | $483 |
| WAL-MART STORES INC | 2012-12 | PURCHASE | 2015-03 | $8,510 | $7,323 | $1,187 |
| WAL-MART STORES INC | 2012-12 | PURCHASE | 2015-04 | $8,252 | $7,323 | $929 |
| 3M COMPANY | 2014-05 | PURCHASE | 2015-04 | $15,192 | $12,819 | $2,373 |
| 3M COMPANY | 2014-05 | PURCHASE | 2015-03 | $14,514 | $12,114 | $2,400 |
| BOEING COMPANY | 2015-03 | PURCHASE | 2015-04 | $7,043 | $7,170 | -$127 |
| BOEING COMPANY | 2015-03 | PURCHASE | 2015-05 | $97,057 | $105,365 | -$8,308 |
| BOEING COMPANY | 2015-03 | PURCHASE | 2015-05 | $7,753 | $8,189 | -$436 |
| C.H. ROBINSON WORLDWIDE, | 2015-02 | PURCHASE | 2015-03 | $12,714 | $12,586 | $128 |
| C.H. ROBINSON WORLDWIDE, | 2015-02 | PURCHASE | 2015-10 | $10,490 | $11,624 | -$1,134 |
| C.H. ROBINSON WORLDWIDE, | 2014-11 | PURCHASE | 2015-01 | $22,250 | $22,078 | $172 |
| C.H. ROBINSON WORLDWIDE, | 2014-08 | PURCHASE | 2015-01 | $84,379 | $80,950 | $3,429 |
| CHEMOURS (THE) CO SHS | 2015-06 | PURCHASE | 2015-07 | $3,375 | $4,934 | -$1,559 |
| CUMMINS INC COM | 2015-03 | PURCHASE | 2015-06 | $9,722 | $10,454 | -$732 |
| DOVER CORP | 2014-11 | PURCHASE | 2015-03 | $2,093 | $2,318 | -$225 |
| DOVER CORP | 2014-11 | PURCHASE | 2015-04 | $15,064 | $16,786 | -$1,722 |
| DOVER CORP | 2014-11 | PURCHASE | 2015-10 | $3,849 | $5,515 | -$1,666 |
| DOVER CORP | 2014-11 | PURCHASE | 2015-06 | $13,701 | $14,627 | -$926 |
| DU PONT E I DE NEMOURS | 2015-06 | PURCHASE | 2015-07 | $82,713 | $97,186 | -$14,473 |
| DU PONT E I DE NEMOURS | 2015-02 | PURCHASE | 2015-04 | $6,407 | $6,540 | -$133 |
| DU PONT E I DE NEMOURS | 2015-01 | PURCHASE | 2015-04 | $15,946 | $16,312 | -$366 |
| DU PONT E I DE NEMOURS | 2014-11 | PURCHASE | 2015-04 | $19,007 | $18,479 | $528 |
| DU PONT E I DE NEMOURS | 2014-07 | PURCHASE | 2015-04 | $21,926 | $19,989 | $1,937 |
| EMERSON ELEC CO | 2015-01 | PURCHASE | 2015-02 | $22,794 | $23,987 | -$1,193 |
| EMERSON ELEC CO | 2014-12 | PURCHASE | 2015-02 | $3,082 | $3,333 | -$251 |
| EMERSON ELEC CO | 2014-11 | PURCHASE | 2015-02 | $21,166 | $23,469 | -$2,303 |
| EMERSON ELEC CO | 2014-07 | PURCHASE | 2015-02 | $12,967 | $14,970 | -$2,003 |
| EMERSON ELEC CO | 2014-03 | PURCHASE | 2015-02 | $7,908 | $8,837 | -$929 |
| EXXON MOBIL CORP COM | 2015-07 | PURCHASE | 2015-08 | $5,158 | $5,436 | -$278 |
| EXXON MOBIL CORP COM | 2015-01 | PURCHASE | 2015-08 | $19,383 | $22,622 | -$3,239 |
| EXXON MOBIL CORP COM | 2014-12 | PURCHASE | 2015-08 | $2,892 | $3,418 | -$526 |
| EXXON MOBIL CORP COM | 2014-11 | PURCHASE | 2015-08 | $22,588 | $27,459 | -$4,871 |
| GENUINE PARTS CO | 2015-01 | PURCHASE | 2015-02 | $11,714 | $13,215 | -$1,501 |
| GENUINE PARTS CO | 2014-11 | PURCHASE | 2015-02 | $9,069 | $9,473 | -$404 |
| GENUINE PARTS CO | 2014-07 | PURCHASE | 2015-02 | $15,681 | $14,402 | $1,279 |
| MICROSOFT CORP | 2014-11 | PURCHASE | 2015-01 | $15,785 | $16,161 | -$376 |
| MICROSOFT CORP | 2014-08 | PURCHASE | 2015-01 | $86,911 | $80,557 | $6,354 |
| NORFOLK SOUTHERN CORP | 2015-07 | PURCHASE | 2015-08 | $8,945 | $9,308 | -$363 |
| NORFOLK SOUTHERN CORP | 2015-05 | PURCHASE | 2015-08 | $5,715 | $7,178 | -$1,463 |
| NORFOLK SOUTHERN CORP | 2015-04 | PURCHASE | 2015-08 | $6,957 | $8,677 | -$1,720 |
| NORFOLK SOUTHERN CORP | 2015-02 | PURCHASE | 2015-08 | $6,046 | $7,726 | -$1,680 |
| NORFOLK SOUTHERN CORP | 2015-01 | PURCHASE | 2015-08 | $15,902 | $20,565 | -$4,663 |
| NORFOLK SOUTHERN CORP | 2014-12 | PURCHASE | 2015-08 | $2,816 | $3,615 | -$799 |
| NORFOLK SOUTHERN CORP | 2014-11 | PURCHASE | 2015-08 | $13,169 | $17,445 | -$4,276 |
| NORTHROP GRUMMAN CORP | 2014-12 | PURCHASE | 2015-01 | $290 | $279 | $11 |
| NORTHROP GRUMMAN CORP | 2014-11 | PURCHASE | 2015-01 | $15,667 | $14,960 | $707 |
| NORTHROP GRUMMAN CORP | 2014-07 | PURCHASE | 2015-01 | $19,439 | $16,098 | $3,341 |
| NORTHROP GRUMMAN CORP | 2014-03 | PURCHASE | 2015-01 | $290 | $247 | $43 |
| PROCTER & GAMBLE CO | 2015-05 | PURCHASE | 2015-08 | $5,157 | $5,490 | -$333 |
| PROCTER & GAMBLE CO | 2015-04 | PURCHASE | 2015-08 | $6,674 | $7,222 | -$548 |
| PROCTER & GAMBLE CO | 2015-02 | PURCHASE | 2015-08 | $11,452 | $12,982 | -$1,530 |
| PROCTER & GAMBLE CO | 2015-01 | PURCHASE | 2015-08 | $16,685 | $19,971 | -$3,286 |
| PROCTER & GAMBLE CO | 2014-12 | PURCHASE | 2015-08 | $76 | $91 | -$15 |
| PROCTER & GAMBLE CO | 2014-11 | PURCHASE | 2015-08 | $12,058 | $14,202 | -$2,144 |
| QUALCOMM INC | 2014-12 | PURCHASE | 2015-06 | $16,647 | $17,374 | -$727 |
| SECTOR SPDR FINANCIAL | 2015-04 | PURCHASE | 2015-06 | $5,110 | $5,054 | $56 |
| SECTOR SPDR FINANCIAL | 2015-04 | PURCHASE | 2015-05 | $2,152 | $2,138 | $14 |
| SECTOR SPDR FINANCIAL | 2015-04 | PURCHASE | 2015-08 | $5,268 | $5,078 | $190 |
| SECTOR SPDR FINANCIAL | 2015-04 | PURCHASE | 2015-07 | $8,452 | $8,334 | $118 |
| UNION PACIFIC CORP | 2015-06 | PURCHASE | 2015-10 | $8,361 | $9,577 | -$1,216 |
| UNITED TECHS CORP COM | 2014-05 | PURCHASE | 2015-03 | $16,332 | $16,159 | $173 |
| PRUDENTIAL FINCL 4.75% | 2013-02 | PURCHASE | 2015-09 | $1,000 | $1,000 | |
| PRUDENTIAL FINCL 4.75% | 2011-02 | PURCHASE | 2015-09 | $1,000 | $1,000 | |
| PRUDENTIAL FINCL 4.75% | 2010-08 | PURCHASE | 2015-09 | $6,000 | $6,000 | |
| SIMON PROPERTY GR 6.12% | 2010-08 | PURCHASE | 2015-12 | $6,674 | $6,674 | |
| 21ST CENTY FOX AM 6.40% | 2010-08 | PURCHASE | 2015-08 | $1,200 | $1,084 | $116 |
| ALCOA INC 5.90%FEB01 27 | 2011-01 | PURCHASE | 2015-07 | $1,035 | $987 | $48 |
| ALTRIA GROUP INC 2.85% 2 | 2013-12 | PURCHASE | 2015-12 | $2,934 | $2,817 | $117 |
| AMN INTL GROUP 3.37% 202 | 2013-11 | PURCHASE | 2015-07 | $16,786 | $17,258 | -$472 |
| ANHEUSER-BUSCH IN 4.37% | 2013-02 | PURCHASE | 2015-12 | $1,092 | $1,093 | -$1 |
| ANHEUSER-BUSCH IN 4.37% | 2011-02 | PURCHASE | 2015-07 | $1,088 | $986 | $102 |
| ANHEUSER-BUSCH IN 4.37% | 2011-02 | PURCHASE | 2015-08 | $1,090 | $986 | $104 |
| ANHEUSER-BUSCH IN 4.37% | 2011-02 | PURCHASE | 2015-12 | $16,378 | $14,788 | $1,590 |
| APPLE INC 2.40%MAY03 23 | 2013-05 | PURCHASE | 2015-08 | $1,920 | $1,976 | -$56 |
| APPLE INC 2.40%MAY03 23 | 2013-05 | PURCHASE | 2015-12 | $1,947 | $1,976 | -$29 |
| ARCELORMITTAL 4.50% 2015 | 2013-02 | PURCHASE | 2015-07 | $1,004 | $1,001 | $3 |
| ARCELORMITTAL 4.50% 2015 | 2011-02 | PURCHASE | 2015-07 | $3,011 | $3,000 | $11 |
| ARCELORMITTAL 4.50% 2015 | 2010-08 | PURCHASE | 2015-07 | $13,049 | $12,994 | $55 |
| AT&T INC 3.87%AUG15 21 | 2014-02 | PURCHASE | 2015-08 | $2,069 | $2,052 | $17 |
| AT&T INC 3.87%AUG15 21 | 2014-02 | PURCHASE | 2015-12 | $2,077 | $2,049 | $28 |
| BANK OF NEW YORK MELLON | 2014-02 | PURCHASE | 2015-07 | $1,023 | $1,009 | $14 |
| BANK OF NEW YORK MELLON | 2014-02 | PURCHASE | 2015-12 | $1,041 | $1,009 | $32 |
| BP CAP MARKETS PL 4.50% | 2010-09 | PURCHASE | 2015-12 | $2,164 | $2,019 | $145 |
| BUNGE LTD FIN CO 4.10% 1 | 2011-03 | PURCHASE | 2015-12 | $1,007 | $1,000 | $7 |
| BURLINGTN NORTH S 4.70% | 2010-08 | PURCHASE | 2015-12 | $4,344 | $4,147 | $197 |
| CAP ONE FINCL CO 6.15% 1 | 2010-08 | PURCHASE | 2015-08 | $1,049 | $1,017 | $32 |
| CCO HLDGS LLC/CAP 6.62% | 2012-01 | PURCHASE | 2015-12 | $1,045 | $1,002 | $43 |
| CITIGROUP INC 5.37% 2020 | 2011-03 | PURCHASE | 2015-11 | $8,730 | $8,158 | $572 |
| DIRECTV HLDG/FIN 5.00% | 2011-03 | PURCHASE | 2015-08 | $1,078 | $997 | $81 |
| DIRECTV HLDG/FIN 5.00% | 2011-03 | PURCHASE | 2015-12 | $2,174 | $1,994 | $180 |
| DOMINION RESOURCE 5.20% | 2010-08 | PURCHASE | 2015-12 | $2,180 | $2,129 | $51 |
| ENERGY TRANSFER P 6.70% | 2010-08 | PURCHASE | 2015-12 | $1,055 | $1,045 | $10 |
| EXPRESS SCRIPTS 3.12% 20 | 2011-11 | PURCHASE | 2015-12 | $3,023 | $2,980 | $43 |
| FEDERAL NATL MTG ASSOC | 2013-11 | PURCHASE | 2015-08 | $1,449 | $1,311 | $138 |
| FEDERAL NATL MTG ASSOC | 2013-11 | PURCHASE | 2015-12 | $1,424 | $1,306 | $118 |
| GENL ELEC CAP COR 6.87% | 2010-08 | PURCHASE | 2015-07 | $1,338 | $1,127 | $211 |
| GENL ELEC CAP COR 6.87% | 2010-08 | PURCHASE | 2015-12 | $1,370 | $1,126 | $244 |
| GOLDMAN SACHS GRO 6.15% | 2012-01 | PURCHASE | 2015-12 | $1,090 | $1,019 | $71 |
| HEWLETT-PACKARD 2.60% 20 | 2012-03 | PURCHASE | 2015-08 | $1,015 | $1,002 | $13 |
| HEWLETT-PACKARD 2.60% 20 | 2012-03 | PURCHASE | 2015-10 | $6,014 | $6,013 | $1 |
| JPMORGAN CHASE & 3.45% | 2011-02 | PURCHASE | 2015-12 | $4,021 | $3,995 | $26 |
| KRAFT FOODS INC 4.12% 20 | 2011-01 | PURCHASE | 2015-08 | $1,015 | $1,006 | $9 |
| KRAFT FOODS INC 4.12% 20 | 2011-01 | PURCHASE | 2015-12 | $3,013 | $3,005 | $8 |
| LOOM SAY HI INCO OPPOR I | 2013-07 | PURCHASE | 2015-07 | $3,263 | $3,185 | $78 |
| LOOM SAY HI INCO OPPOR I | 2013-07 | PURCHASE | 2015-08 | $4,199 | $4,151 | $48 |
| LOOM SAY HI INCO OPPOR I | 2013-02 | PURCHASE | 2015-07 | $2,025 | $2,017 | $8 |
| LOOM SAY HI INCO OPPOR I | 2011-02 | PURCHASE | 2015-07 | $1,217 | $1,168 | $49 |
| LS SECURITIZE ASSET FD I | 2010-08 | PURCHASE | 2015-07 | $9,850 | $10,167 | -$317 |
| LS SECURITIZE ASSET FD I | 2010-08 | PURCHASE | 2015-08 | $31,618 | $32,542 | -$924 |
| LS SECURITIZE ASSET FD I | 2010-08 | PURCHASE | 2015-10 | $13,841 | $14,272 | -$431 |
| MCDONALD'S CORP | 2010-08 | PURCHASE | 2015-12 | $1,082 | $1,056 | $26 |
| MORGAN STANLEY 2.12% 201 | 2013-04 | PURCHASE | 2015-12 | $2,008 | $2,002 | $6 |
| NABORS INDS INC 6.15% 20 | 2010-08 | PURCHASE | 2015-12 | $3,092 | $3,115 | -$23 |
| NEWMONT MINING 5.12% 201 | 2010-08 | PURCHASE | 2015-12 | $3,158 | $3,142 | $16 |
| NISOURCE FIN CORP 6.12% | 2010-08 | PURCHASE | 2015-12 | $2,278 | $2,153 | $125 |
| OWENS CORNING INC 7.00% | 2010-08 | PURCHASE | 2015-12 | $1,056 | $1,015 | $41 |
| SHELL INTL FIN 6.37% 203 | 2010-08 | PURCHASE | 2015-07 | $1,271 | $1,203 | $68 |
| SIMON PROPERTY GR 6.12% | 2011-02 | PURCHASE | 2015-12 | $2,225 | $2,085 | $140 |
| SPRINT CAP CORP 6.87% 20 | 2011-02 | PURCHASE | 2015-09 | $2,430 | $2,756 | -$326 |
| SPRINT CAP CORP 6.87% 20 | 2010-08 | PURCHASE | 2015-09 | $4,860 | $5,250 | -$390 |
| STATOIL ASA 1.15%MAY15 1 | 2013-05 | PURCHASE | 2015-12 | $1,974 | $2,000 | -$26 |
| TALISMAN ENERGY 5.85% 20 | 2013-02 | PURCHASE | 2015-12 | $802 | $1,068 | -$266 |
| TALISMAN ENERGY 5.85% 20 | 2011-02 | PURCHASE | 2015-12 | $1,604 | $2,000 | -$396 |
| TALISMAN ENERGY 5.85% 20 | 2010-08 | PURCHASE | 2015-12 | $8,823 | $11,296 | -$2,473 |
| TIME WARNER CABLE 5.85% | 2010-08 | PURCHASE | 2015-08 | $2,123 | $2,071 | $52 |
| TIME WARNER CABLE 5.85% | 2010-08 | PURCHASE | 2015-12 | $3,135 | $3,085 | $50 |
| TIME WARNER INC 6.62% 20 | 2010-08 | PURCHASE | 2015-12 | $1,180 | $1,091 | $89 |
| UNITEDHEALTH GROU 5.37% | 2010-08 | PURCHASE | 2015-08 | $1,027 | $1,015 | $12 |
| UNITEDHEALTH GROU 5.37% | 2010-08 | PURCHASE | 2015-12 | $2,021 | $2,012 | $9 |
| US STEEL CORP 7.37% 2020 | 2011-02 | PURCHASE | 2015-12 | $505 | $1,033 | -$528 |
| US STEEL CORP 7.37% 2020 | 2010-08 | PURCHASE | 2015-12 | $2,525 | $5,024 | -$2,499 |
| US TSY 0.625% NOV 30 20 | 2012-11 | PURCHASE | 2015-08 | $994 | $1,000 | -$6 |
| US TSY 0.625% NOV 30 20 | 2012-11 | PURCHASE | 2015-12 | $7,944 | $7,998 | -$54 |
| US TSY 1.250% NOV 30 20 | 2014-01 | PURCHASE | 2015-08 | $1,001 | $987 | $14 |
| US TSY 1.250% NOV 30 20 | 2014-01 | PURCHASE | 2015-12 | $1,000 | $988 | $12 |
| US TSY 1.625% NOV 15 20 | 2012-12 | PURCHASE | 2015-08 | $974 | $982 | -$8 |
| US TSY 1.625% NOV 15 20 | 2012-12 | PURCHASE | 2015-12 | $975 | $982 | -$7 |
| US TSY 2.750% NOV 15 20 | 2014-03 | PURCHASE | 2015-07 | $1,039 | $1,004 | $35 |
| US TSY 3.000% MAY 15 20 | 2012-05 | PURCHASE | 2015-08 | $1,028 | $1,012 | $16 |
| US TSY 3.000% MAY 15 20 | 2012-05 | PURCHASE | 2015-07 | $3,947 | $4,049 | -$102 |
| US TSY 3.000% MAY 15 20 | 2012-05 | PURCHASE | 2015-12 | $2,026 | $2,024 | $2 |
| US TSY 3.000% MAY 15 20 | 2012-05 | PURCHASE | 2015-08 | $5,109 | $5,061 | $48 |
| US TSY 3.125% NOV 15 20 | 2012-05 | PURCHASE | 2015-08 | $2,113 | $2,008 | $105 |
| US TSY 3.125% NOV 15 20 | 2012-05 | PURCHASE | 2015-07 | $2,028 | $2,008 | $20 |
| US TSY 3.125% NOV 15 20 | 2012-05 | PURCHASE | 2015-12 | $1,042 | $1,004 | $38 |
| US TSY 3.125% NOV 15 20 | 2012-05 | PURCHASE | 2015-08 | $1,050 | $1,004 | $46 |
| US TSY 5.375% FEB 15 20 | 2013-12 | PURCHASE | 2015-11 | $12,187 | $10,954 | $1,233 |
| US TSY 5.375% FEB 15 20 | 2013-02 | PURCHASE | 2015-11 | $1,354 | $1,325 | $29 |
| US TSY 5.375% FEB 15 20 | 2012-09 | PURCHASE | 2015-07 | $6,762 | $6,961 | -$199 |
| US TSY 5.375% FEB 15 20 | 2012-09 | PURCHASE | 2015-08 | $1,385 | $1,391 | -$6 |
| US TSY 5.375% FEB 15 20 | 2012-09 | PURCHASE | 2015-11 | $10,832 | $11,081 | -$249 |
| USD VODAFONE GROU 1.62% | 2012-03 | PURCHASE | 2015-12 | $2,000 | $1,979 | $21 |
| VERIZON COMMUN 3.00% 202 | 2014-11 | PURCHASE | 2015-12 | $1,999 | $1,984 | $15 |
| WAL-MART STORES 5.25% 20 | 2010-08 | PURCHASE | 2015-08 | $1,177 | $1,035 | $142 |
| WAL-MART STORES 5.25% 20 | 2010-08 | PURCHASE | 2015-12 | $2,285 | $2,070 | $215 |
| WELLS FARGO & CO 4.60% 2 | 2011-03 | PURCHASE | 2015-12 | $3,276 | $2,996 | $280 |
| AFLAC INC 3.62%NOV15 24 | 2014-12 | PURCHASE | 2015-12 | $2,042 | $2,033 | $9 |
| SPRINT CAP CORP 6.87% 20 | 2014-12 | PURCHASE | 2015-09 | $810 | $859 | -$49 |
| TALISMAN ENERGY 5.85% 20 | 2014-12 | PURCHASE | 2015-12 | $802 | $975 | -$173 |
| US TSY 0.500% NOV 30 20 | 2014-12 | PURCHASE | 2015-06 | $22,996 | $22,960 | $36 |
| US TSY 0.500% NOV 30 20 | 2014-12 | PURCHASE | 2015-07 | $2,001 | $1,996 | $5 |
| US TSY 0.500% NOV 30 20 | 2014-12 | PURCHASE | 2015-08 | $8,002 | $7,986 | $16 |
| US TSY 0.625% JUL 31 20 | 2015-07 | PURCHASE | 2015-08 | $998 | $998 | |
| US TSY 1.375% AUG 31 20 | 2015-09 | PURCHASE | 2015-12 | $8,884 | $8,904 | -$20 |
| US TSY 2.000% AUG 15 20 | 2015-09 | PURCHASE | 2015-12 | $979 | $981 | -$2 |
| US TSY 3.000% MAY 15 20 | 2015-06 | PURCHASE | 2015-07 | $985 | $993 | -$8 |
| US TSY 3.000% MAY 15 20 | 2015-06 | PURCHASE | 2015-08 | $2,041 | $1,985 | $56 |
| US TSY 3.000% NOV 15 20 | 2014-12 | PURCHASE | 2015-08 | $1,026 | $1,053 | -$27 |
| BP CAP MARKETS PL 3.87% | 2012-01 | PURCHASE | 2015-03 | $6,000 | $6,000 | |
| CITIGROUP INC 5.37% 2020 | 2013-04 | PURCHASE | 2015-11 | $5,457 | $5,633 | -$176 |
| DIRECTV HLDG/FIN 3.50% | 2011-03 | PURCHASE | 2015-09 | $19,266 | $19,028 | $238 |
| EXELON CORP 4.90%JUN15 1 | 2011-02 | PURCHASE | 2015-06 | $2,000 | $2,000 | |
| EXELON CORP 4.90%JUN15 1 | 2010-08 | PURCHASE | 2015-06 | $17,000 | $17,000 | |
| HEWLETT-PACKARD 2.60% 20 | 2013-02 | PURCHASE | 2015-03 | $19,457 | $19,056 | $401 |
| JPMORGAN CHASE 4.75% 201 | 2011-02 | PURCHASE | 2015-03 | $4,000 | $4,000 | |
| JPMORGAN CHASE 4.75% 201 | 2010-08 | PURCHASE | 2015-03 | $32,000 | $32,000 | |
| KINDER MORGAN ENE 3.50% | 2014-03 | PURCHASE | 2015-12 | $3,565 | $3,978 | -$413 |
| KINDER MORGAN ENE 3.50% | 2014-03 | PURCHASE | 2015-12 | $10,009 | $10,938 | -$929 |
| KINDER MORGAN ENE 3.50% | 2014-03 | PURCHASE | 2015-12 | $2,670 | $2,983 | -$313 |
| KRAFT FOODS GROUP 3.50% | 2013-06 | PURCHASE | 2015-01 | $20,387 | $20,320 | $67 |
| PFIZER INC. | 2011-02 | PURCHASE | 2015-02 | $5,831 | $5,427 | $404 |
| PFIZER INC. | 2010-08 | PURCHASE | 2015-02 | $22,158 | $21,098 | $1,060 |
| PHILIPS ELECTRONI 3.75% | 2012-03 | PURCHASE | 2015-03 | $20,871 | $20,057 | $814 |
| TIME WARNER INC 4.87% 20 | 2011-02 | PURCHASE | 2015-04 | $3,341 | $3,045 | $296 |
| TIME WARNER INC 4.87% 20 | 2010-08 | PURCHASE | 2015-04 | $16,703 | $15,626 | $1,077 |
| US TSY 0.250% JUL 15 20 | 2013-01 | PURCHASE | 2015-07 | $55,000 | $54,897 | $103 |
| US TSY 0.250% JUL 15 20 | 2012-09 | PURCHASE | 2015-06 | $7,000 | $6,982 | $18 |
| US TSY 0.250% JUL 15 20 | 2012-09 | PURCHASE | 2015-07 | $27,000 | $26,930 | $70 |
| US TSY 0.375% APR 15 20 | 2014-03 | PURCHASE | 2015-04 | $49,000 | $49,000 | |
| US TSY 0.375% APR 15 20 | 2013-02 | PURCHASE | 2015-04 | $59,000 | $59,000 | |
| US TSY 2.125% AUG 15 20 | 2013-11 | PURCHASE | 2015-07 | $21,390 | $20,870 | $520 |
| US TSY 2.500% AUG 15 20 | 2014-03 | PURCHASE | 2015-10 | $3,146 | $2,960 | $186 |
| US TSY 3.125% MAY 15 20 | 2013-07 | PURCHASE | 2015-07 | $8,572 | $8,427 | $145 |
| US TSY 3.125% MAY 15 20 | 2011-06 | PURCHASE | 2015-07 | $13,930 | $13,237 | $693 |
| US TSY 3.125% MAY 15 20 | 2013-04 | PURCHASE | 2015-12 | $17,098 | $17,527 | -$429 |
| DEUTSCHE BK AG LO 3.70% | 2014-05 | PURCHASE | 2015-03 | $18,490 | $18,059 | $431 |
| QUALCOMM INC 2.25%MAY20 | 2015-06 | PURCHASE | 2015-07 | $17,577 | $17,923 | -$346 |
| US TSY 0.125% APR 30 20 | 2014-10 | PURCHASE | 2015-04 | $95,000 | $95,000 | |
| US TSY 0.250% DEC 15 20 | 2015-05 | PURCHASE | 2015-12 | $243,000 | $243,000 | |
| US TSY 0.250% FEB 15 20 | 2014-05 | PURCHASE | 2015-02 | $46,000 | $46,000 | |
| US TSY 0.250% FEB 15 20 | 2014-05 | PURCHASE | 2015-01 | $52,002 | $52,003 | -$1 |
| US TSY 0.375% NOV 15 20 | 2015-07 | PURCHASE | 2015-11 | $17,000 | $17,000 | |
| US TSY 0.375% NOV 15 20 | 2015-07 | PURCHASE | 2015-10 | $8,000 | $8,001 | -$1 |
| US TSY 2.000% AUG 15 20 | 2015-10 | PURCHASE | 2015-12 | $1,957 | $1,971 | -$14 |
| US TSY 2.000% FEB 15 20 | 2015-01 | PURCHASE | 2015-02 | $20,266 | $20,522 | -$256 |
| US TSY 2.500% AUG 15 20 | 2014-03 | PURCHASE | 2015-02 | $6,274 | $5,920 | $354 |
| US TSY 2.750% FEB 15 20 | 2015-02 | PURCHASE | 2015-07 | $8,394 | $8,451 | -$57 |
| US TSY 2.750% FEB 15 20 | 2015-01 | PURCHASE | 2015-07 | $13,544 | $14,180 | -$636 |
| US TSY 2.750% FEB 15 20 | 2015-01 | PURCHASE | 2015-07 | $14,689 | $15,261 | -$572 |
| FNMA PMA 2017 | 2015-12 | PURCHASE | 2015-12 | $132 | $132 | |
| FNMA PMAS3154 | 2015-12 | PURCHASE | 2015-12 | $10,754 | $10,754 | |
| BANCO BRADESCO S A ADR | 2011-02 | PURCHASE | 2015-10 | $70 | $181 | -$111 |
| BANCO BRADESCO S A ADR | 2011-02 | PURCHASE | 2015-09 | $1,323 | $3,551 | -$2,228 |
| BANCO BRADESCO S A ADR | 2010-11 | PURCHASE | 2015-09 | $581 | $1,768 | -$1,187 |
| BANCO BRADESCO S A ADR | 2010-08 | PURCHASE | 2015-09 | $1,266 | $3,368 | -$2,102 |
| PJSC LUKOIL SPONSORED | 2013-11 | PURCHASE | 2015-10 | $149 | $248 | -$99 |
| ROYAL DUTCH SHELL PLC | 2010-08 | PURCHASE | 2015-10 | $274 | $288 | -$14 |
| VOLKSWAGEN A G ADR | 2013-04 | PURCHASE | 2015-09 | $1,848 | $3,025 | -$1,177 |
| VOLKSWAGEN A G ADR | 2013-04 | PURCHASE | 2015-09 | $320 | $527 | -$207 |
| ANHUI CONCH CEMENT-H-UNS | 2014-03 | PURCHASE | 2015-10 | $343 | $418 | -$75 |
| AUST NW Z B G ADR | 2010-08 | PURCHASE | 2015-10 | $1,190 | $1,208 | -$18 |
| AXIS CAPITAL HOLDINGS | 2011-02 | PURCHASE | 2015-05 | $4,181 | $2,728 | $1,453 |
| AXIS CAPITAL HOLDINGS | 2011-02 | PURCHASE | 2015-05 | $1,672 | $1,077 | $595 |
| AXIS CAPITAL HOLDINGS | 2011-02 | PURCHASE | 2015-10 | $1,309 | $862 | $447 |
| AXIS CAPITAL HOLDINGS | 2011-02 | PURCHASE | 2015-06 | $495 | $323 | $172 |
| AXIS CAPITAL HOLDINGS | 2010-11 | PURCHASE | 2015-05 | $951 | $605 | $346 |
| AXIS CAPITAL HOLDINGS | 2010-11 | PURCHASE | 2015-05 | $1,560 | $997 | $563 |
| AXIS CAPITAL HOLDINGS | 2010-08 | PURCHASE | 2015-05 | $504 | $279 | $225 |
| BAE SYS PLC SPN ADR | 2010-11 | PURCHASE | 2015-01 | $306 | $224 | $82 |
| BAE SYS PLC SPN ADR | 2010-08 | PURCHASE | 2015-01 | $2,131 | $1,411 | $720 |
| BAE SYS PLC SPN ADR | 2010-08 | PURCHASE | 2015-01 | $2,968 | $1,984 | $984 |
| BANCO BRADESCO S A ADR | 2013-07 | PURCHASE | 2015-10 | $1,441 | $2,668 | -$1,227 |
| BANCO BRADESCO S A ADR | 2013-07 | PURCHASE | 2015-10 | $43 | $83 | -$40 |
| BANCO BRADESCO S A ADR | 2013-07 | PURCHASE | 2015-10 | $922 | $1,751 | -$829 |
| BANCO BRADESCO S A ADR | 2011-02 | PURCHASE | 2015-10 | $2,047 | $5,292 | -$3,245 |
| BANCO BRADESCO S A ADR | 2011-02 | PURCHASE | 2015-10 | $73 | $188 | -$115 |
| BANCO BRADESCO S A ADR | 2011-02 | PURCHASE | 2015-10 | $1,435 | $3,740 | -$2,305 |
| BANCO BRADESCO S A ADR | 2011-02 | PURCHASE | 2015-10 | $619 | $1,532 | -$913 |
| BANCO BRADESCO S A ADR | 2010-11 | PURCHASE | 2015-10 | $603 | $1,851 | -$1,248 |
| BANCO BRADESCO S A ADR | 2010-08 | PURCHASE | 2015-10 | $1,315 | $3,549 | -$2,234 |
| BARCLAYS PLC ADR | 2013-10 | PURCHASE | 2015-05 | $1,524 | $1,104 | $420 |
| BARCLAYS PLC ADR | 2013-10 | PURCHASE | 2015-05 | $656 | $480 | $176 |
| BARCLAYS PLC ADR | 2012-09 | PURCHASE | 2015-05 | $209 | $192 | $17 |
| BARCLAYS PLC ADR | 2012-09 | PURCHASE | 2015-05 | $1,255 | $1,137 | $118 |
| BARCLAYS PLC ADR | 2012-09 | PURCHASE | 2015-05 | $2,734 | $2,437 | $297 |
| BARCLAYS PLC ADR | 2012-09 | PURCHASE | 2015-05 | $4,380 | $3,691 | $689 |
| BEACH ENERGY LTD-UNSP AD | 2014-07 | PURCHASE | 2015-08 | $50 | $155 | -$105 |
| BEACH ENERGY LTD-UNSP AD | 2014-07 | PURCHASE | 2015-08 | $47 | $155 | -$108 |
| BEACH ENERGY LTD-UNSP AD | 2014-07 | PURCHASE | 2015-08 | $78 | $248 | -$170 |
| BEACH ENERGY LTD-UNSP AD | 2014-07 | PURCHASE | 2015-09 | $52 | $186 | -$134 |
| BEACH ENERGY LTD-UNSP AD | 2014-07 | PURCHASE | 2015-09 | $47 | $155 | -$108 |
| BEACH ENERGY LTD-UNSP AD | 2014-07 | PURCHASE | 2015-08 | $78 | $248 | -$170 |
| BEACH ENERGY LTD-UNSP AD | 2014-07 | PURCHASE | 2015-08 | $159 | $434 | -$275 |
| BEACH ENERGY LTD-UNSP AD | 2014-07 | PURCHASE | 2015-08 | $179 | $465 | -$286 |
| BEACH ENERGY LTD-UNSP AD | 2014-07 | PURCHASE | 2015-08 | $387 | $960 | -$573 |
| BEACH ENERGY LTD-UNSP AD | 2014-07 | PURCHASE | 2015-08 | $20 | $62 | -$42 |
| BEACH ENERGY LTD-UNSP AD | 2014-07 | PURCHASE | 2015-08 | $42 | $124 | -$82 |
| BEACH ENERGY LTD-UNSP AD | 2014-07 | PURCHASE | 2015-08 | $12 | $31 | -$19 |
| BEACH ENERGY LTD-UNSP AD | 2014-07 | PURCHASE | 2015-10 | $88 | $434 | -$346 |
| BEACH ENERGY LTD-UNSP AD | 2014-07 | PURCHASE | 2015-10 | $86 | $403 | -$317 |
| BEACH ENERGY LTD-UNSP AD | 2014-07 | PURCHASE | 2015-09 | $8 | $31 | -$23 |
| BEACH ENERGY LTD-UNSP AD | 2014-07 | PURCHASE | 2015-10 | $448 | $1,579 | -$1,131 |
| BEACH ENERGY LTD-UNSP AD | 2014-07 | PURCHASE | 2015-10 | $439 | $1,610 | -$1,171 |
| BEACH ENERGY LTD-UNSP AD | 2014-07 | PURCHASE | 2015-10 | $134 | $557 | -$423 |
| BEACH ENERGY LTD-UNSP AD | 2014-07 | PURCHASE | 2015-09 | $99 | $372 | -$273 |
| BEACH ENERGY LTD-UNSP AD | 2014-07 | PURCHASE | 2015-09 | $60 | $217 | -$157 |
| BEACH ENERGY LTD-UNSP AD | 2014-07 | PURCHASE | 2015-09 | $52 | $186 | -$134 |
| BEACH ENERGY LTD-UNSP AD | 2014-07 | PURCHASE | 2015-09 | $49 | $186 | -$137 |
| BEACH ENERGY LTD-UNSP AD | 2014-07 | PURCHASE | 2015-09 | $50 | $186 | -$136 |
| BEACH ENERGY LTD-UNSP AD | 2014-07 | PURCHASE | 2015-09 | $128 | $465 | -$337 |
| BOC HONG KONG HLDGS ADR | 2013-11 | PURCHASE | 2015-07 | $4,466 | $3,636 | $830 |
| BOC HONG KONG HLDGS ADR | 2013-11 | PURCHASE | 2015-10 | $1,589 | $1,558 | $31 |
| CAP GEMINI SP ADR | 2011-11 | PURCHASE | 2015-02 | $1,624 | $827 | $797 |
| CAP GEMINI SP ADR | 2011-11 | PURCHASE | 2015-03 | $5,025 | $2,349 | $2,676 |
| CAP GEMINI SP ADR | 2011-11 | PURCHASE | 2015-02 | $2,178 | $1,110 | $1,068 |
| CARLSBERG AS SPONSOREDAD | 2012-08 | PURCHASE | 2015-04 | $1,806 | $1,809 | -$3 |
| CARLSBERG AS SPONSOREDAD | 2012-08 | PURCHASE | 2015-04 | $275 | $273 | $2 |
| CARLSBERG AS SPONSOREDAD | 2012-08 | PURCHASE | 2015-04 | $540 | $529 | $11 |
| CARLSBERG AS SPONSOREDAD | 2012-08 | PURCHASE | 2015-04 | $1,271 | $1,263 | $8 |
| CARLSBERG AS SPONSOREDAD | 2012-08 | PURCHASE | 2015-04 | $312 | $325 | -$13 |
| CARLSBERG AS SPONSOREDAD | 2012-08 | PURCHASE | 2015-03 | $295 | $308 | -$13 |
| CARLSBERG AS SPONSOREDAD | 2012-08 | PURCHASE | 2015-04 | $1,287 | $1,282 | $5 |
| CARLSBERG AS SPONSOREDAD | 2012-08 | PURCHASE | 2015-04 | $2,239 | $2,240 | -$1 |
| CARLSBERG AS SPONSOREDAD | 2012-08 | PURCHASE | 2015-03 | $706 | $744 | -$38 |
| CARLSBERG AS SPONSOREDAD | 2012-08 | PURCHASE | 2015-03 | $284 | $293 | -$9 |
| CARLSBERG AS SPONSOREDAD | 2012-08 | PURCHASE | 2015-03 | $1,824 | $1,886 | -$62 |
| CARLSBERG AS SPONSOREDAD | 2012-08 | PURCHASE | 2015-03 | $1,673 | $1,713 | -$40 |
| CARLSBERG AS SPONSOREDAD | 2012-08 | PURCHASE | 2015-03 | $640 | $673 | -$33 |
| CARLSBERG AS SPONSOREDAD | 2012-08 | PURCHASE | 2015-03 | $972 | $1,018 | -$46 |
| CARLSBERG AS SPONSOREDAD | 2012-08 | PURCHASE | 2015-03 | $1,118 | $1,191 | -$73 |
| CENTRICA PLC | 2014-01 | PURCHASE | 2015-09 | $44 | $65 | -$21 |
| CENTRICA PLC | 2014-01 | PURCHASE | 2015-09 | $307 | $455 | -$148 |
| CENTRICA PLC | 2014-01 | PURCHASE | 2015-09 | $463 | $693 | -$230 |
| CENTRICA PLC | 2014-01 | PURCHASE | 2015-09 | $140 | $216 | -$76 |
| CENTRICA PLC | 2014-01 | PURCHASE | 2015-09 | $589 | $887 | -$298 |
| CENTRICA PLC | 2014-01 | PURCHASE | 2015-09 | $619 | $931 | -$312 |
| CENTRICA PLC | 2014-01 | PURCHASE | 2015-09 | $1,203 | $1,862 | -$659 |
| CENTRICA PLC | 2013-12 | PURCHASE | 2015-09 | $519 | $832 | -$313 |
| CENTRICA PLC | 2013-12 | PURCHASE | 2015-09 | $598 | $947 | -$349 |
| CENTRICA PLC | 2013-12 | PURCHASE | 2015-08 | $148 | $231 | -$83 |
| CENTRICA PLC | 2013-12 | PURCHASE | 2015-09 | $58 | $92 | -$34 |
| CENTRICA PLC | 2013-12 | PURCHASE | 2015-09 | $243 | $393 | -$150 |
| CENTRICA PLC | 2013-12 | PURCHASE | 2015-09 | $939 | $1,501 | -$562 |
| CENTRICA PLC | 2013-12 | PURCHASE | 2015-08 | $724 | $1,112 | -$388 |
| CENTRICA PLC | 2013-12 | PURCHASE | 2015-08 | $952 | $1,459 | -$507 |
| CENTRICA PLC | 2013-12 | PURCHASE | 2015-08 | $443 | $674 | -$231 |
| CENTRICA PLC | 2013-12 | PURCHASE | 2015-08 | $1,375 | $2,088 | -$713 |
| CHINA CONSTRUCT UNSPN AD | 2013-07 | PURCHASE | 2015-05 | $4,829 | $3,655 | $1,174 |
| CHINA MOBILE LTD SPN ADR | 2013-11 | PURCHASE | 2015-01 | $2,068 | $1,654 | $414 |
| CHINA MOBILE LTD SPN ADR | 2013-11 | PURCHASE | 2015-10 | $745 | $640 | $105 |
| CHINA MOBILE LTD SPN ADR | 2013-11 | PURCHASE | 2015-01 | $3,336 | $2,697 | $639 |
| CHINA PETE CHEM SPN ADR | 2012-08 | PURCHASE | 2015-06 | $4,385 | $3,696 | $689 |
| CHINA PETE CHEM SPN ADR | 2012-08 | PURCHASE | 2015-05 | $831 | $668 | $163 |
| CHINA PETE CHEM SPN ADR | 2012-08 | PURCHASE | 2015-06 | $351 | $297 | $54 |
| CHINA PETE CHEM SPN ADR | 2012-08 | PURCHASE | 2015-05 | $365 | $294 | $71 |
| CHINA PETE CHEM SPN ADR | 2012-08 | PURCHASE | 2015-05 | $1,823 | $1,479 | $344 |
| CHINA PETE CHEM SPN ADR | 2012-08 | PURCHASE | 2015-05 | $265 | $221 | $44 |
| CHINA PETE CHEM SPN ADR | 2012-08 | PURCHASE | 2015-05 | $911 | $738 | $173 |
| CHINA PETE CHEM SPN ADR | 2012-08 | PURCHASE | 2015-04 | $168 | $148 | $20 |
| CHINA PETE CHEM SPN ADR | 2012-08 | PURCHASE | 2015-05 | $617 | $517 | $100 |
| CHINA PETE CHEM SPN ADR | 2011-02 | PURCHASE | 2015-04 | $1,626 | $1,581 | $45 |
| CHINA PETE CHEM SPN ADR | 2011-02 | PURCHASE | 2015-04 | $2,373 | $2,292 | $81 |
| CHINA PETE CHEM SPN ADR | 2011-02 | PURCHASE | 2015-04 | $503 | $474 | $29 |
| CHINA PETE CHEM SPN ADR | 2011-02 | PURCHASE | 2015-03 | $1,701 | $1,848 | -$147 |
| CHINA PETE CHEM SPN ADR | 2011-02 | PURCHASE | 2015-03 | $615 | $672 | -$57 |
| CHINA PETE CHEM SPN ADR | 2011-02 | PURCHASE | 2015-04 | $732 | $756 | -$24 |
| CHINA PETE CHEM SPN ADR | 2011-02 | PURCHASE | 2015-03 | $232 | $252 | -$20 |
| COPEL PARANA ADR PREF B | 2013-12 | PURCHASE | 2015-05 | $4,200 | $4,975 | -$775 |
| COPEL PARANA ADR PREF B | 2012-09 | PURCHASE | 2015-05 | $2,995 | $3,997 | -$1,002 |
| COPEL PARANA ADR PREF B | 2012-09 | PURCHASE | 2015-05 | $195 | $294 | -$99 |
| COPEL PARANA ADR PREF B | 2011-02 | PURCHASE | 2015-03 | $860 | $2,128 | -$1,268 |
| COPEL PARANA ADR PREF B | 2011-02 | PURCHASE | 2015-02 | $1,010 | $2,230 | -$1,220 |
| COPEL PARANA ADR PREF B | 2011-02 | PURCHASE | 2015-03 | $2,145 | $5,371 | -$3,226 |
| COPEL PARANA ADR PREF B | 2011-02 | PURCHASE | 2015-05 | $929 | $2,052 | -$1,123 |
| COPEL PARANA ADR PREF B | 2011-02 | PURCHASE | 2015-04 | $1,345 | $2,914 | -$1,569 |
| COPEL PARANA ADR PREF B | 2010-11 | PURCHASE | 2015-02 | $971 | $2,115 | -$1,144 |
| COPEL PARANA ADR PREF B | 2010-11 | PURCHASE | 2015-02 | $413 | $896 | -$483 |
| COPEL PARANA ADR PREF B | 2010-08 | PURCHASE | 2015-02 | $69 | $141 | -$72 |
| DEUTSCHE BOERSE AG SHS | 2012-06 | PURCHASE | 2015-05 | $1,044 | $623 | $421 |
| DEUTSCHE BOERSE AG SHS | 2012-06 | PURCHASE | 2015-05 | $4,946 | $2,976 | $1,970 |
| DEUTSCHE BOERSE AG SHS | 2012-06 | PURCHASE | 2015-05 | $3,558 | $2,116 | $1,442 |
| GOLDEN AGRI-RES LTD ADR | 2014-01 | PURCHASE | 2015-03 | $1,527 | $2,187 | -$660 |
| GOLDEN AGRI-RES LTD ADR | 2014-01 | PURCHASE | 2015-03 | $1,699 | $2,435 | -$736 |
| GOLDEN AGRI-RES LTD ADR | 2013-02 | PURCHASE | 2015-03 | $59 | $104 | -$45 |
| GOLDEN AGRI-RES LTD ADR | 2013-02 | PURCHASE | 2015-03 | $115 | $207 | -$92 |
| GOLDEN AGRI-RES LTD ADR | 2013-02 | PURCHASE | 2015-02 | $1,118 | $1,902 | -$784 |
| GOLDEN AGRI-RES LTD ADR | 2013-02 | PURCHASE | 2015-03 | $826 | $1,439 | -$613 |
| GOLDEN AGRI-RES LTD ADR | 2013-02 | PURCHASE | 2015-02 | $306 | $525 | -$219 |
| GOLDEN AGRI-RES LTD ADR | 2013-02 | PURCHASE | 2015-02 | $362 | $630 | -$268 |
| GOLDEN AGRI-RES LTD ADR | 2013-02 | PURCHASE | 2015-01 | $191 | $315 | -$124 |
| GOLDEN AGRI-RES LTD ADR | 2013-02 | PURCHASE | 2015-02 | $1,347 | $2,311 | -$964 |
| GOLDEN AGRI-RES LTD ADR | 2013-02 | PURCHASE | 2015-01 | $830 | $1,369 | -$539 |
| GOLDEN AGRI-RES LTD ADR | 2012-11 | PURCHASE | 2015-01 | $2,298 | $3,631 | -$1,333 |
| GOLDEN AGRI-RES LTD ADR | 2012-11 | PURCHASE | 2015-01 | $937 | $1,541 | -$604 |
| GOLDEN AGRI-RES LTD ADR | 2012-11 | PURCHASE | 2015-01 | $1,532 | $2,465 | -$933 |
| HITACHI LTD 10 NEW ADR | 2011-05 | PURCHASE | 2015-06 | $1,141 | $984 | $157 |
| HITACHI LTD 10 NEW ADR | 2011-05 | PURCHASE | 2015-07 | $4,050 | $3,589 | $461 |
| HITACHI LTD 10 NEW ADR | 2011-05 | PURCHASE | 2015-06 | $1,679 | $1,402 | $277 |
| HITACHI LTD 10 NEW ADR | 2011-05 | PURCHASE | 2015-06 | $1,746 | $1,472 | $274 |
| HITACHI LTD 10 NEW ADR | 2011-05 | PURCHASE | 2015-04 | $736 | $612 | $124 |
| HITACHI LTD 10 NEW ADR | 2011-05 | PURCHASE | 2015-04 | $1,606 | $1,330 | $276 |
| HITACHI LTD 10 NEW ADR | 2011-05 | PURCHASE | 2015-04 | $1,070 | $892 | $178 |
| HITACHI LTD 10 NEW ADR | 2011-05 | PURCHASE | 2015-04 | $873 | $726 | $147 |
| HITACHI LTD 10 NEW ADR | 2011-05 | PURCHASE | 2015-04 | $1,204 | $1,006 | $198 |
| HITACHI LTD 10 NEW ADR | 2011-05 | PURCHASE | 2015-04 | $739 | $612 | $127 |
| HSBC HLDG PLC SP ADR | 2012-10 | PURCHASE | 2015-05 | $716 | $742 | -$26 |
| HSBC HLDG PLC SP ADR | 2012-10 | PURCHASE | 2015-05 | $48 | $49 | -$1 |
| HSBC HLDG PLC SP ADR | 2012-10 | PURCHASE | 2015-05 | $6,066 | $6,263 | -$197 |
| HSBC HLDG PLC SP ADR | 2012-09 | PURCHASE | 2015-05 | $3,838 | $3,590 | $248 |
| HSBC HLDG PLC SP ADR | 2012-09 | PURCHASE | 2015-05 | $4,748 | $4,454 | $294 |
| IMPERIAL TOB GRP SPS ADR | 2011-05 | PURCHASE | 2015-09 | $2,987 | $2,081 | $906 |
| IMPERIAL TOB GRP SPS ADR | 2011-05 | PURCHASE | 2015-10 | $107 | $72 | $35 |
| IMPERIAL TOB GRP SPS ADR | 2011-04 | PURCHASE | 2015-09 | $1,030 | $709 | $321 |
| IMPERIAL TOB GRP SPS ADR | 2011-04 | PURCHASE | 2015-01 | $4,841 | $3,664 | $1,177 |
| IMPERIAL TOB GRP SPS ADR | 2011-04 | PURCHASE | 2015-09 | $515 | $352 | $163 |
| KOC HLDG AS-UNSPON | 2011-03 | PURCHASE | 2015-11 | $491 | $448 | $43 |
| KOC HLDG AS-UNSPON | 2011-03 | PURCHASE | 2015-11 | $1,576 | $1,424 | $152 |
| KOC HLDG AS-UNSPON | 2011-03 | PURCHASE | 2015-11 | $1,200 | $1,139 | $61 |
| KOC HLDG AS-UNSPON | 2011-03 | PURCHASE | 2015-11 | $1,628 | $1,431 | $197 |
| KOC HLDG AS-UNSPON | 2011-03 | PURCHASE | 2015-10 | $2,002 | $1,687 | $315 |
| KOC HLDG AS-UNSPON | 2011-03 | PURCHASE | 2015-11 | $937 | $796 | $141 |
| KOMATSU NEW NEW SPNSDADR | 2012-01 | PURCHASE | 2015-08 | $2,040 | $3,047 | -$1,007 |
| KOMATSU NEW NEW SPNSDADR | 2012-01 | PURCHASE | 2015-08 | $2,502 | $3,759 | -$1,257 |
| MAGNA INTL INC CL A VTG | 2012-01 | PURCHASE | 2015-10 | $717 | $266 | $451 |
| MARKS AND SPENCER GP ADR | 2011-02 | PURCHASE | 2015-05 | $1,235 | $855 | $380 |
| MARKS AND SPENCER GP ADR | 2011-02 | PURCHASE | 2015-10 | $935 | $716 | $219 |
| MARKS AND SPENCER GP ADR | 2010-11 | PURCHASE | 2015-05 | $1,202 | $873 | $329 |
| MARKS AND SPENCER GP ADR | 2010-08 | PURCHASE | 2015-04 | $118 | $77 | $41 |
| MARKS AND SPENCER GP ADR | 2010-08 | PURCHASE | 2015-05 | $2,437 | $1,600 | $837 |
| METHANEX CORP COM | 2014-06 | PURCHASE | 2015-08 | $1,315 | $2,010 | -$695 |
| METHANEX CORP COM | 2014-06 | PURCHASE | 2015-08 | $1,699 | $2,317 | -$618 |
| METHANEX CORP COM | 2014-06 | PURCHASE | 2015-08 | $359 | $549 | -$190 |
| MITSUI CO ADR | 2011-02 | PURCHASE | 2015-12 | $3,023 | $4,774 | -$1,751 |
| MITSUI CO ADR | 2010-11 | PURCHASE | 2015-12 | $703 | $959 | -$256 |
| MITSUI CO ADR | 2010-11 | PURCHASE | 2015-12 | $465 | $639 | -$174 |
| MITSUI CO ADR | 2010-08 | PURCHASE | 2015-12 | $2,811 | $3,384 | -$573 |
| MIZUHO FINL GROUP INC | 2014-08 | PURCHASE | 2015-09 | $433 | $450 | -$17 |
| MIZUHO FINL GROUP INC | 2014-08 | PURCHASE | 2015-09 | $3,467 | $3,610 | -$143 |
| MIZUHO FINL GROUP INC | 2011-05 | PURCHASE | 2015-08 | $276 | $210 | $66 |
| MIZUHO FINL GROUP INC | 2011-05 | PURCHASE | 2015-08 | $339 | $262 | $77 |
| MIZUHO FINL GROUP INC | 2011-05 | PURCHASE | 2015-08 | $305 | $236 | $69 |
| MIZUHO FINL GROUP INC | 2011-05 | PURCHASE | 2015-08 | $1,689 | $1,340 | $349 |
| MIZUHO FINL GROUP INC | 2011-05 | PURCHASE | 2015-07 | $1,392 | $1,110 | $282 |
| MIZUHO FINL GROUP INC | 2011-05 | PURCHASE | 2015-06 | $7,371 | $5,971 | $1,400 |
| MIZUHO FINL GROUP INC | 2011-05 | PURCHASE | 2015-08 | $232 | $190 | $42 |
| MIZUHO FINL GROUP INC | 2011-05 | PURCHASE | 2015-07 | $3,824 | $3,051 | $773 |
| OPEN TEXT CORP COM | 2014-07 | PURCHASE | 2015-10 | $329 | $339 | -$10 |
| ORANGE ADR | 2013-02 | PURCHASE | 2015-01 | $915 | $558 | $357 |
| ORANGE ADR | 2013-02 | PURCHASE | 2015-01 | $1,798 | $1,095 | $703 |
| ORANGE ADR | 2013-02 | PURCHASE | 2015-01 | $1,617 | $991 | $626 |
| PERSIMMON PLC-UNSPON | 2014-05 | PURCHASE | 2015-09 | $995 | $669 | $326 |
| PERSIMMON PLC-UNSPON | 2014-05 | PURCHASE | 2015-09 | $5,472 | $3,799 | $1,673 |
| PJSC LUKOIL SPONSORED | 2013-11 | PURCHASE | 2015-10 | $930 | $1,550 | -$620 |
| PT BANK RAKYAT ADR | 2014-10 | PURCHASE | 2015-10 | $383 | $439 | -$56 |
| RENAISSANCERE HLDGS LTD | 2011-02 | PURCHASE | 2015-02 | $4,250 | $2,784 | $1,466 |
| RENAISSANCERE HLDGS LTD | 2011-02 | PURCHASE | 2015-02 | $2,658 | $1,723 | $935 |
| RENAISSANCERE HLDGS LTD | 2011-02 | PURCHASE | 2015-02 | $103 | $66 | $37 |
| RENAISSANCERE HLDGS LTD | 2011-02 | PURCHASE | 2015-02 | $4,539 | $2,917 | $1,622 |
| RIO TINTO PLC SPNSRD ADR | 2010-08 | PURCHASE | 2015-10 | $299 | $437 | -$138 |
| SAGE GROUP PLC SHS ADR | 2011-02 | PURCHASE | 2015-01 | $2,643 | $1,845 | $798 |
| SAGE GROUP PLC SHS ADR | 2011-02 | PURCHASE | 2015-01 | $429 | $301 | $128 |
| SAGE GROUP PLC SHS ADR | 2011-02 | PURCHASE | 2015-01 | $1,438 | $982 | $456 |
| SAGE GROUP PLC SHS ADR | 2011-02 | PURCHASE | 2015-01 | $1,013 | $702 | $311 |
| SAGE GROUP PLC SHS ADR | 2011-02 | PURCHASE | 2015-01 | $1,043 | $722 | $321 |
| SAGE GROUP PLC SHS ADR | 2010-11 | PURCHASE | 2015-01 | $1,431 | $886 | $545 |
| SAGE GROUP PLC SHS ADR | 2010-08 | PURCHASE | 2015-01 | $1,444 | $816 | $628 |
| SAGE GROUP PLC SHS ADR | 2010-08 | PURCHASE | 2015-01 | $1,516 | $865 | $651 |
| SANOFI ADR | 2011-08 | PURCHASE | 2015-10 | $98 | $72 | $26 |
| SASOL LTD SPONSORED ADR | 2011-02 | PURCHASE | 2015-10 | $400 | $593 | -$193 |
| SASOL LTD SPONSORED ADR | 2011-02 | PURCHASE | 2015-10 | $614 | $890 | -$276 |
| SASOL LTD SPONSORED ADR | 2011-02 | PURCHASE | 2015-10 | $416 | $643 | -$227 |
| SASOL LTD SPONSORED ADR | 2011-02 | PURCHASE | 2015-10 | $853 | $1,285 | -$432 |
| SASOL LTD SPONSORED ADR | 2011-02 | PURCHASE | 2015-10 | $292 | $445 | -$153 |
| SASOL LTD SPONSORED ADR | 2011-02 | PURCHASE | 2015-10 | $1,744 | $2,718 | -$974 |
| SASOL LTD SPONSORED ADR | 2011-02 | PURCHASE | 2015-10 | $262 | $395 | -$133 |
| SASOL LTD SPONSORED ADR | 2011-02 | PURCHASE | 2015-10 | $359 | $544 | -$185 |
| SASOL LTD SPONSORED ADR | 2010-11 | PURCHASE | 2015-10 | $375 | $626 | -$251 |
| SASOL LTD SPONSORED ADR | 2010-11 | PURCHASE | 2015-10 | $849 | $1,300 | -$451 |
| SASOL LTD SPONSORED ADR | 2010-11 | PURCHASE | 2015-10 | $288 | $433 | -$145 |
| SASOL LTD SPONSORED ADR | 2010-08 | PURCHASE | 2015-09 | $306 | $446 | -$140 |
| SASOL LTD SPONSORED ADR | 2010-08 | PURCHASE | 2015-10 | $664 | $932 | -$268 |
| SIEMENS AG ADR | 2012-07 | PURCHASE | 2015-08 | $407 | $326 | $81 |
| SIEMENS AG ADR | 2012-07 | PURCHASE | 2015-06 | $213 | $163 | $50 |
| SIEMENS AG ADR | 2012-07 | PURCHASE | 2015-08 | $4,486 | $3,433 | $1,053 |
| SIEMENS AG ADR | 2012-07 | PURCHASE | 2015-08 | $3,762 | $3,024 | $738 |
| SIEMENS AG ADR | 2012-07 | PURCHASE | 2015-06 | $3,514 | $2,610 | $904 |
| SIEMENS AG ADR | 2012-07 | PURCHASE | 2015-06 | $1,308 | $932 | $376 |
| SIEMENS AG ADR | 2012-07 | PURCHASE | 2015-06 | $852 | $621 | $231 |
| SKY PLC | 2014-09 | PURCHASE | 2015-10 | $265 | $229 | $36 |
| SKY PLC | 2014-08 | PURCHASE | 2015-10 | $1,059 | $932 | $127 |
| SKY PLC | 2014-08 | PURCHASE | 2015-10 | $1,920 | $1,670 | $250 |
| SMURFIT KAPPA GROUP PLC | 2014-05 | PURCHASE | 2015-10 | $110 | $88 | $22 |
| SMURFIT KAPPA GROUP PLC | 2014-05 | PURCHASE | 2015-10 | $3,189 | $2,654 | $535 |
| STATOIL ASA SHS | 2013-07 | PURCHASE | 2015-03 | $2,117 | $2,576 | -$459 |
| STATOIL ASA SHS | 2013-07 | PURCHASE | 2015-05 | $1,729 | $1,921 | -$192 |
| STATOIL ASA SHS | 2011-02 | PURCHASE | 2015-03 | $4,878 | $6,848 | -$1,970 |
| STATOIL ASA SHS | 2011-02 | PURCHASE | 2015-03 | $2,512 | $3,525 | -$1,013 |
| SVENSKA C AKTI SPONS ADR | 2011-02 | PURCHASE | 2015-08 | $4,629 | $2,815 | $1,814 |
| TAIWAN S MANUFCTRING ADR | 2011-02 | PURCHASE | 2015-10 | $1,204 | $720 | $484 |
| TAIWAN S MANUFCTRING ADR | 2010-11 | PURCHASE | 2015-01 | $1,372 | $630 | $742 |
| TAIWAN S MANUFCTRING ADR | 2010-11 | PURCHASE | 2015-10 | $669 | $332 | $337 |
| TAIWAN S MANUFCTRING ADR | 2010-11 | PURCHASE | 2015-01 | $1,805 | $841 | $964 |
| TAIWAN S MANUFCTRING ADR | 2010-11 | PURCHASE | 2015-01 | $2,045 | $954 | $1,091 |
| TATA MOTORS LTD ADR | 2011-09 | PURCHASE | 2015-08 | $946 | $580 | $366 |
| TATA MOTORS LTD ADR | 2011-09 | PURCHASE | 2015-08 | $3,734 | $2,667 | $1,067 |
| TECHNIP SP ADR | 2014-10 | PURCHASE | 2015-12 | $614 | $972 | -$358 |
| TECHNIP SP ADR | 2014-10 | PURCHASE | 2015-12 | $1,005 | $1,694 | -$689 |
| TECHNIP SP ADR | 2014-10 | PURCHASE | 2015-12 | $1,114 | $1,798 | -$684 |
| TECHNIP SP ADR | 2014-10 | PURCHASE | 2015-12 | $1,765 | $2,973 | -$1,208 |
| TECHNIP SP ADR | 2014-09 | PURCHASE | 2015-12 | $834 | $1,435 | -$601 |
| TELENOR ASA ADR | 2013-05 | PURCHASE | 2015-05 | $1,149 | $1,170 | -$21 |
| TELENOR ASA ADR | 2013-05 | PURCHASE | 2015-05 | $830 | $826 | $4 |
| TELENOR ASA ADR | 2013-05 | PURCHASE | 2015-05 | $1,207 | $1,238 | -$31 |
| TELENOR ASA ADR | 2013-05 | PURCHASE | 2015-05 | $1,286 | $1,307 | -$21 |
| TELENOR ASA ADR | 2013-05 | PURCHASE | 2015-05 | $2,499 | $2,408 | $91 |
| TELENOR ASA ADR | 2013-05 | PURCHASE | 2015-05 | $1,600 | $1,582 | $18 |
| TELENOR ASA ADR | 2013-05 | PURCHASE | 2015-05 | $71 | $68 | $3 |
| TEVA PHARMACTCL INDS ADR | 2012-08 | PURCHASE | 2015-10 | $1,728 | $1,135 | $593 |
| TEVA PHARMACTCL INDS ADR | 2011-02 | PURCHASE | 2015-01 | $1,056 | $979 | $77 |
| TEVA PHARMACTCL INDS ADR | 2011-02 | PURCHASE | 2015-07 | $4,883 | $3,809 | $1,074 |
| TEVA PHARMACTCL INDS ADR | 2011-02 | PURCHASE | 2015-10 | $123 | $109 | $14 |
| TEVA PHARMACTCL INDS ADR | 2010-11 | PURCHASE | 2015-01 | $1,291 | $1,111 | $180 |
| TEVA PHARMACTCL INDS ADR | 2010-08 | PURCHASE | 2015-01 | $2,053 | $1,736 | $317 |
| TORONTO DOMINION BANK | 2010-08 | PURCHASE | 2015-10 | $1,025 | $881 | $144 |
| VALE SA | 2013-06 | PURCHASE | 2015-02 | $1,664 | $3,015 | -$1,351 |
| VALE SA | 2013-06 | PURCHASE | 2015-02 | $800 | $1,431 | -$631 |
| VALE SA | 2012-09 | PURCHASE | 2015-02 | $1,779 | $4,217 | -$2,438 |
| VALE SA | 2012-04 | PURCHASE | 2015-02 | $1,066 | $3,222 | -$2,156 |
| VOLKSWAGEN A G ADR | 2013-04 | PURCHASE | 2015-09 | $542 | $875 | -$333 |
| VOLKSWAGEN A G ADR | 2013-04 | PURCHASE | 2015-09 | $557 | $1,034 | -$477 |
| VOLKSWAGEN A G ADR | 2013-04 | PURCHASE | 2015-10 | $3,855 | $6,958 | -$3,103 |
| VOLKSWAGEN A G ADR | 2013-04 | PURCHASE | 2015-09 | $493 | $807 | -$314 |
| VOLKSWAGEN A G ADR | 2013-04 | PURCHASE | 2015-09 | $1,608 | $4,024 | -$2,416 |
| VOLKSWAGEN A G ADR | 2013-04 | PURCHASE | 2015-09 | $279 | $700 | -$421 |
| ZURICH INSURANCE GROUP | 2011-02 | PURCHASE | 2015-12 | $3,477 | $3,323 | $154 |
| ZURICH INSURANCE GROUP | 2011-02 | PURCHASE | 2015-12 | $3,747 | $3,516 | $231 |
| ZURICH INSURANCE GROUP | 2010-11 | PURCHASE | 2015-01 | $2,374 | $1,557 | $817 |
| ZURICH INSURANCE GROUP | 2010-11 | PURCHASE | 2015-12 | $1,487 | $1,191 | $296 |
| ZURICH INSURANCE GROUP | 2010-08 | PURCHASE | 2015-01 | $1,702 | $1,086 | $616 |
| ZURICH INSURANCE GROUP | 2010-08 | PURCHASE | 2015-01 | $435 | $277 | $158 |
| DNB ASA SP ADR | 2014-12 | PURCHASE | 2015-10 | $574 | $599 | -$25 |
| NORDEA BANK AB-SPON ADR | 2015-05 | PURCHASE | 2015-10 | $273 | $305 | -$32 |
| NORSK HYDRO AS SPNRD ADR | 2015-03 | PURCHASE | 2015-10 | $4 | $5 | -$1 |
| SUMITOMO METAL MINING CO | 2015-02 | PURCHASE | 2015-11 | $585 | $822 | -$237 |
| T AND D HOLDINGS INC SHS | 2015-03 | PURCHASE | 2015-10 | $1,492 | $1,539 | -$47 |
| TATA MOTORS LTD RIGHTS | 2015-04 | PURCHASE | 2015-04 | $64 | $64 | |
| WPP PLC NEW/ADR | 2015-08 | PURCHASE | 2015-10 | $223 | $224 | -$1 |
| ATOS ORIGN SA UNSP ADR | 2015-06 | PURCHASE | 2015-10 | $840 | $817 | $23 |
| AU OPTRONICS CORP ADR | 2015-06 | PURCHASE | 2015-12 | $1,699 | $2,842 | -$1,143 |
| AU OPTRONICS CORP ADR | 2015-06 | PURCHASE | 2015-12 | $1,408 | $2,268 | -$860 |
| AU OPTRONICS CORP ADR | 2015-02 | PURCHASE | 2015-10 | $466 | $832 | -$366 |
| AU OPTRONICS CORP ADR | 2015-02 | PURCHASE | 2015-12 | $384 | $778 | -$394 |
| AU OPTRONICS CORP ADR | 2015-02 | PURCHASE | 2015-10 | $651 | $1,190 | -$539 |
| AU OPTRONICS CORP ADR | 2015-02 | PURCHASE | 2015-10 | $723 | $1,328 | -$605 |
| AU OPTRONICS CORP ADR | 2015-02 | PURCHASE | 2015-10 | $163 | $286 | -$123 |
| AU OPTRONICS CORP ADR | 2015-02 | PURCHASE | 2015-10 | $233 | $424 | -$191 |
| AU OPTRONICS CORP ADR | 2015-02 | PURCHASE | 2015-10 | $1,309 | $2,301 | -$992 |
| AU OPTRONICS CORP ADR | 2015-02 | PURCHASE | 2015-10 | $725 | $1,274 | -$549 |
| AU OPTRONICS CORP ADR | 2015-02 | PURCHASE | 2015-10 | $686 | $1,188 | -$502 |
| AU OPTRONICS CORP ADR | 2015-02 | PURCHASE | 2015-10 | $266 | $459 | -$193 |
| AU OPTRONICS CORP ADR | 2015-01 | PURCHASE | 2015-09 | $934 | $1,822 | -$888 |
| AU OPTRONICS CORP ADR | 2015-01 | PURCHASE | 2015-10 | $2,449 | $4,388 | -$1,939 |
| AXA -SPONS ADR | 2015-05 | PURCHASE | 2015-10 | $2,006 | $2,006 | |
| BANCO BRADESCO S A ADR | 2015-07 | PURCHASE | 2015-10 | $3,036 | $4,433 | -$1,397 |
| CK HUTCHISON HOLDINGS | 2014-10 | PURCHASE | 2015-06 | $1,553 | $1,146 | $407 |
| CK HUTCHISON HOLDINGS | 2014-10 | PURCHASE | 2015-06 | $1,629 | $1,214 | $415 |
| CK HUTCHISON HOLDINGS | 2014-10 | PURCHASE | 2015-10 | $791 | $483 | $308 |
| CK HUTCHISON HOLDINGS | 2014-10 | PURCHASE | 2015-07 | $317 | $183 | $134 |
| DNB ASA SP ADR | 2014-12 | PURCHASE | 2015-10 | $143 | $150 | -$7 |
| ENN ENERGY HOLDINGS LTD | 2015-08 | PURCHASE | 2015-10 | $538 | $489 | $49 |
| ENN ENERGY HOLDINGS LTD | 2015-08 | PURCHASE | 2015-10 | $1,005 | $874 | $131 |
| HSBC HLDG PLC SP ADR | 2014-06 | PURCHASE | 2015-05 | $4,982 | $5,350 | -$368 |
| HSBC HLDG PLC SP ADR | 2014-06 | PURCHASE | 2015-05 | $48 | $52 | -$4 |
| HSBC HLDG PLC SP ADR | 2014-06 | PURCHASE | 2015-05 | $4,503 | $4,914 | -$411 |
| HSBC HLDG PLC SP ADR | 2014-06 | PURCHASE | 2015-05 | $2,054 | $2,243 | -$189 |
| ICICI BANK LTD SPD ADR | 2015-06 | PURCHASE | 2015-10 | $1,127 | $1,276 | -$149 |
| KDDI CORP SHS | 2015-06 | PURCHASE | 2015-10 | $2,666 | $2,574 | $92 |
| KOBE STEEL SPON ADR | 2015-10 | PURCHASE | 2015-12 | $745 | $917 | -$172 |
| KOBE STEEL SPON ADR | 2015-05 | PURCHASE | 2015-12 | $2,407 | $4,197 | -$1,790 |
| KOBE STEEL SPON ADR | 2015-05 | PURCHASE | 2015-12 | $2,602 | $4,327 | -$1,725 |
| KOBE STEEL SPON ADR | 2015-05 | PURCHASE | 2015-12 | $304 | $517 | -$213 |
| KOC HLDG AS-UNSPON | 2015-03 | PURCHASE | 2015-11 | $2,228 | $2,431 | -$203 |
| KOREA ELEC POWER SPN ADR | 2015-02 | PURCHASE | 2015-10 | $4,681 | $4,110 | $571 |
| MAN GROUP PLC-UNSPON | 2015-05 | PURCHASE | 2015-10 | $559 | $665 | -$106 |
| METHANEX CORP COM | 2014-09 | PURCHASE | 2015-08 | $279 | $480 | -$201 |
| METHANEX CORP COM | 2014-09 | PURCHASE | 2015-08 | $1,913 | $3,295 | -$1,382 |
| MITSUBISHI ELEC ADR | 2015-08 | PURCHASE | 2015-10 | $360 | $399 | -$39 |
| MIZUHO FINL GROUP INC | 2014-08 | PURCHASE | 2015-08 | $974 | $909 | $65 |
| NORDEA BANK AB-SPON ADR | 2015-05 | PURCHASE | 2015-10 | $880 | $981 | -$101 |
| NORSK HYDRO AS SPNRD ADR | 2015-04 | PURCHASE | 2015-11 | $680 | $1,100 | -$420 |
| NORSK HYDRO AS SPNRD ADR | 2015-04 | PURCHASE | 2015-11 | $701 | $1,120 | -$419 |
| NORSK HYDRO AS SPNRD ADR | 2015-04 | PURCHASE | 2015-11 | $1,388 | $2,171 | -$783 |
| NORSK HYDRO AS SPNRD ADR | 2015-04 | PURCHASE | 2015-10 | $312 | $455 | -$143 |
| NORSK HYDRO AS SPNRD ADR | 2015-04 | PURCHASE | 2015-11 | $919 | $1,431 | -$512 |
| NORSK HYDRO AS SPNRD ADR | 2015-04 | PURCHASE | 2015-10 | $1,841 | $2,686 | -$845 |
| NORSK HYDRO AS SPNRD ADR | 2015-04 | PURCHASE | 2015-11 | $4 | $5 | -$1 |
| NORSK HYDRO AS SPNRD ADR | 2015-04 | PURCHASE | 2015-10 | $256 | $362 | -$106 |
| NORSK HYDRO AS SPNRD ADR | 2015-03 | PURCHASE | 2015-10 | $1,402 | $1,978 | -$576 |
| NORSK HYDRO AS SPNRD ADR | 2015-03 | PURCHASE | 2015-09 | $382 | $584 | -$202 |
| NORSK HYDRO AS SPNRD ADR | 2015-03 | PURCHASE | 2015-10 | $410 | $584 | -$174 |
| NORSK HYDRO AS SPNRD ADR | 2015-03 | PURCHASE | 2015-09 | $890 | $1,346 | -$456 |
| NORSK HYDRO AS SPNRD ADR | 2015-03 | PURCHASE | 2015-09 | $1,644 | $2,552 | -$908 |
| NORSK HYDRO AS SPNRD ADR | 2015-03 | PURCHASE | 2015-09 | $1,237 | $1,917 | -$680 |
| STATOIL ASA SHS | 2014-12 | PURCHASE | 2015-05 | $594 | $574 | $20 |
| STATOIL ASA SHS | 2014-12 | PURCHASE | 2015-05 | $3,025 | $2,651 | $374 |
| STATOIL ASA SHS | 2014-12 | PURCHASE | 2015-05 | $3,859 | $3,581 | $278 |
| SUMITOMO METAL MINING CO | 2015-02 | PURCHASE | 2015-11 | $1,051 | $1,476 | -$425 |
| SUMITOMO METAL MINING CO | 2015-02 | PURCHASE | 2015-11 | $3,981 | $5,523 | -$1,542 |
| TECHNIP SP ADR | 2015-10 | PURCHASE | 2015-12 | $1,984 | $2,041 | -$57 |
| VALE SA | 2014-10 | PURCHASE | 2015-02 | $3,308 | $4,614 | -$1,306 |
| WEST JAPAN RY CO ADR | 2015-10 | PURCHASE | 2015-10 | $199 | $192 | $7 |
| WPP PLC NEW/ADR | 2015-08 | PURCHASE | 2015-10 | $893 | $897 | -$4 |
| FIRST EAG GLOBAL CL I | 2011-02 | PURCHASE | 2015-10 | $74,997 | $68,301 | $6,696 |
| FPA CRESCENT FUND | 2011-04 | PURCHASE | 2015-05 | $5 | $4 | $1 |
| FPA CRESCENT FUND INSTL | 2014-07 | PURCHASE | 2015-07 | $34 | $31 | $3 |
| FPA CRESCENT FUND INSTL | 2014-07 | PURCHASE | 2015-07 | $2,562 | $2,616 | -$54 |
| FPA CRESCENT FUND INSTL | 2014-07 | PURCHASE | 2015-07 | $34 | $34 | |
| FPA CRESCENT FUND INSTL | 2014-07 | PURCHASE | 2015-07 | $5,731 | $5,851 | -$120 |
| FPA CRESCENT FUND INSTL | 2013-12 | PURCHASE | 2015-07 | $34 | $32 | $2 |
| FPA CRESCENT FUND INSTL | 2013-12 | PURCHASE | 2015-07 | $607 | $582 | $25 |
| FPA CRESCENT FUND INSTL | 2013-12 | PURCHASE | 2015-07 | $910 | $873 | $37 |
| FPA CRESCENT FUND INSTL | 2013-12 | PURCHASE | 2015-07 | $34 | $32 | $2 |
| FPA CRESCENT FUND INSTL | 2013-12 | PURCHASE | 2015-07 | $35,631 | $34,173 | $1,458 |
| FPA CRESCENT FUND INSTL | 2013-07 | PURCHASE | 2015-07 | $34 | $30 | $4 |
| FPA CRESCENT FUND INSTL | 2013-07 | PURCHASE | 2015-07 | $4,146 | $3,824 | $322 |
| FPA CRESCENT FUND INSTL | 2013-01 | PURCHASE | 2015-07 | $46,014 | $39,025 | $6,989 |
| FPA CRESCENT FUND INSTL | 2013-01 | PURCHASE | 2015-07 | $34 | $28 | $6 |
| FPA CRESCENT FUND INSTL | 2013-01 | PURCHASE | 2015-07 | $2,056 | $1,744 | $312 |
| FPA CRESCENT FUND INSTL | 2012-07 | PURCHASE | 2015-07 | $34 | $28 | $6 |
| FPA CRESCENT FUND INSTL | 2012-07 | PURCHASE | 2015-07 | $5,326 | $4,353 | $973 |
| FPA CRESCENT FUND INSTL | 2012-07 | PURCHASE | 2015-07 | $7,079 | $5,786 | $1,293 |
| FPA CRESCENT FUND INSTL | 2012-07 | PURCHASE | 2015-07 | $1,753 | $1,433 | $320 |
| FPA CRESCENT FUND INSTL | 2012-07 | PURCHASE | 2015-07 | $34 | $28 | $6 |
| FPA CRESCENT FUND INSTL | 2011-08 | PURCHASE | 2015-07 | $231,352 | $175,007 | $56,345 |
| FPA CRESCENT FUND INSTL | 2011-07 | PURCHASE | 2015-07 | $2,259 | $1,876 | $383 |
| FPA CRESCENT FUND INSTL | 2011-07 | PURCHASE | 2015-07 | $11,933 | $9,912 | $2,021 |
| FPA CRESCENT FUND INSTL | 2011-07 | PURCHASE | 2015-07 | $34 | $28 | $6 |
| FPA CRESCENT FUND INSTL | 2011-06 | PURCHASE | 2015-07 | $389,620 | $325,011 | $64,609 |
| FPA CRESCENT FUND INSTL | 2011-06 | PURCHASE | 2015-07 | $79,898 | $67,279 | $12,619 |
| FPA CRESCENT FUND INSTL | 2011-06 | PURCHASE | 2015-07 | $53,565 | $44,730 | $8,835 |
| FPA CRESCENT FUND INSTL | 2011-04 | PURCHASE | 2015-07 | $20,091 | $16,750 | $3,341 |
| FPA CRESCENT FUND INSTL | 2011-04 | PURCHASE | 2015-05 | $99,992 | $80,823 | $19,169 |
| ISHARES GOLD TR | 2014-01 | PURCHASE | 2015-02 | $103 | $108 | -$5 |
| ISHARES GOLD TR | 2014-01 | PURCHASE | 2015-01 | $113 | $112 | $1 |
| ISHARES GOLD TR | 2014-01 | PURCHASE | 2015-03 | $109 | $115 | -$6 |
| ISHARES GOLD TR | 2014-01 | PURCHASE | 2015-05 | $515,691 | $552,102 | -$36,411 |
| ISHARES GOLD TR | 2014-01 | PURCHASE | 2015-04 | $107 | $115 | -$8 |
| IVY ASSET STRATEGY | 2011-04 | PURCHASE | 2015-09 | $22 | $24 | -$2 |
| IVY ASSET STRATEGY FD I | 2013-12 | PURCHASE | 2015-10 | $6,448 | $8,294 | -$1,846 |
| IVY ASSET STRATEGY FD I | 2013-12 | PURCHASE | 2015-10 | $24 | $25 | -$1 |
| IVY ASSET STRATEGY FD I | 2012-12 | PURCHASE | 2015-10 | $39,390 | $41,649 | -$2,259 |
| IVY ASSET STRATEGY FD I | 2011-12 | PURCHASE | 2015-10 | $20,168 | $19,069 | $1,099 |
| IVY ASSET STRATEGY FD I | 2011-12 | PURCHASE | 2015-10 | $24 | $23 | $1 |
| IVY ASSET STRATEGY FD I | 2011-06 | PURCHASE | 2015-10 | $46,032 | $50,020 | -$3,988 |
| IVY ASSET STRATEGY FD I | 2011-06 | PURCHASE | 2015-10 | $13,986 | $15,008 | -$1,022 |
| IVY ASSET STRATEGY FD I | 2011-04 | PURCHASE | 2015-09 | $12,139 | $13,375 | -$1,236 |
| IVY ASSET STRATEGY FD I | 2011-04 | PURCHASE | 2015-10 | $2 | $2 | |
| IVY ASSET STRATEGY FD I | 2011-04 | PURCHASE | 2015-10 | $23,901 | $25,508 | -$1,607 |
| IVY ASSET STRATEGY FD I | 2011-04 | PURCHASE | 2015-09 | $35,337 | $38,904 | -$3,567 |
| IVY ASSET STRATEGY FD I | 2011-04 | PURCHASE | 2015-01 | $100 | $104 | -$4 |
| IVY ASSET STRATEGY FD I | 2011-04 | PURCHASE | 2015-09 | $52,501 | $58,248 | -$5,747 |
| IVY ASSET STRATEGY FD I | 2011-04 | PURCHASE | 2015-01 | $56,193 | $58,341 | -$2,148 |
| IVY ASSET STRATEGY FD I | 2011-03 | PURCHASE | 2015-01 | $115,803 | $116,679 | -$876 |
| IVY ASSET STRATEGY FD I | 2011-03 | PURCHASE | 2015-01 | $94,979 | $93,769 | $1,210 |
| IVY ASSET STRATEGY FD I | 2011-03 | PURCHASE | 2015-01 | $94,828 | $93,771 | $1,057 |
| IVY ASSET STRATEGY FD I | 2011-02 | PURCHASE | 2015-01 | $93,798 | $93,761 | $37 |
| IVY ASSET STRATEGY FD I | 2011-02 | PURCHASE | 2015-01 | $44,287 | $44,022 | $265 |
| KOPERNIK GLOBAL ALL CAP | 2014-10 | PURCHASE | 2015-12 | $38,170 | $49,995 | -$11,825 |
| KOPERNIK GLOBAL ALL CAP | 2014-10 | PURCHASE | 2015-12 | $7 | $10 | -$3 |
| KOPERNIK GLOBAL ALL CAP | 2014-08 | PURCHASE | 2015-12 | $33,076 | $49,995 | -$16,919 |
| KOPERNIK GLOBAL ALL CAP | 2014-08 | PURCHASE | 2015-12 | $34,117 | $49,996 | -$15,879 |
| KOPERNIK GLOBAL ALL CAP | 2014-07 | PURCHASE | 2015-12 | $66,159 | $100,001 | -$33,842 |
| KOPERNIK GLOBAL ALL CAP | 2014-07 | PURCHASE | 2015-12 | $63,765 | $97,944 | -$34,179 |
| KOPERNIK GLOBAL ALL CAP | 2014-07 | PURCHASE | 2015-09 | $99,998 | $152,065 | -$52,067 |
| MFS UTILITIES FD CL I | 2011-10 | PURCHASE | 2015-04 | $49,983 | $38,459 | $11,524 |
| OAKMARK INTL SM CAP CL I | 2014-01 | PURCHASE | 2015-01 | $22,584 | $26,205 | -$3,621 |
| OAKMARK INTL SM CAP CL I | 2014-01 | PURCHASE | 2015-01 | $6,444 | $7,477 | -$1,033 |
| OAKMARK INTL SM CAP CL I | 2014-01 | PURCHASE | 2015-01 | $15 | $17 | -$2 |
| OAKMARK INTL SM CAP CL I | 2014-01 | PURCHASE | 2015-01 | $15 | $17 | -$2 |
| OAKMARK INTL SM CAP CL I | 2014-01 | PURCHASE | 2015-09 | $15 | $18 | -$3 |
| OAKMARK INTL SM CAP CL I | 2014-01 | PURCHASE | 2015-09 | $6,627 | $7,469 | -$842 |
| OAKMARK INTL SM CAP CL I | 2014-01 | PURCHASE | 2015-09 | $15 | $17 | -$2 |
| OAKMARK INTL SM CAP CL I | 2014-01 | PURCHASE | 2015-09 | $23,226 | $26,175 | -$2,949 |
| OAKMARK INTL SM CAP CL I | 2014-01 | PURCHASE | 2015-01 | $143,292 | $166,269 | -$22,977 |
| PRUDENTIAL JENNISON | 2011-02 | PURCHASE | 2015-04 | $12,033 | $9,417 | $2,616 |
| PRUDENTIAL JENNISON | 2011-02 | PURCHASE | 2015-04 | $16 | $13 | $3 |
| PRUDENTIAL JENNISON | 2011-02 | PURCHASE | 2015-10 | $74,986 | $64,719 | $10,267 |
| PRUDENTIAL JENNISON | 2011-02 | PURCHASE | 2015-10 | $7 | $6 | $1 |
| PRUDENTIAL JENNISON | 2011-02 | PURCHASE | 2015-04 | $37,950 | $29,486 | $8,464 |
| TMPLTN GLBL BD FD ADV CL | 2013-10 | PURCHASE | 2015-01 | $12 | $13 | -$1 |
| TMPLTN GLBL BD FD ADV CL | 2013-10 | PURCHASE | 2015-01 | $2,042 | $2,176 | -$134 |
| TMPLTN GLBL BD FD ADV CL | 2013-09 | PURCHASE | 2015-01 | $2,054 | $2,161 | -$107 |
| TMPLTN GLBL BD FD ADV CL | 2013-05 | PURCHASE | 2015-01 | $2,534 | $2,812 | -$278 |
| TMPLTN GLBL BD FD ADV CL | 2013-04 | PURCHASE | 2015-01 | $2,534 | $2,787 | -$253 |
| TMPLTN GLBL BD FD ADV CL | 2013-04 | PURCHASE | 2015-01 | $12 | $14 | -$2 |
| TMPLTN GLBL BD FD ADV CL | 2013-03 | PURCHASE | 2015-01 | $2,558 | $2,796 | -$238 |
| TMPLTN GLBL BD FD ADV CL | 2013-02 | PURCHASE | 2015-01 | $12 | $13 | -$1 |
| TMPLTN GLBL BD FD ADV CL | 2013-02 | PURCHASE | 2015-01 | $2,522 | $2,755 | -$233 |
| TMPLTN GLBL BD FD ADV CL | 2013-01 | PURCHASE | 2015-01 | $12 | $13 | -$1 |
| TMPLTN GLBL BD FD ADV CL | 2013-01 | PURCHASE | 2015-01 | $2,534 | $2,765 | -$231 |
| TMPLTN GLBL BD FD ADV CL | 2012-12 | PURCHASE | 2015-01 | $9,926 | $10,652 | -$726 |
| TMPLTN GLBL BD FD ADV CL | 2012-12 | PURCHASE | 2015-01 | $12 | $13 | -$1 |
| TMPLTN GLBL BD FD ADV CL | 2012-12 | PURCHASE | 2015-01 | $98 | $106 | -$8 |
| TMPLTN GLBL BD FD ADV CL | 2012-12 | PURCHASE | 2015-01 | $2,497 | $2,680 | -$183 |
| TMPLTN GLBL BD FD ADV CL | 2012-12 | PURCHASE | 2015-01 | $12,521 | $13,438 | -$917 |
| TMPLTN GLBL BD FD ADV CL | 2012-11 | PURCHASE | 2015-01 | $12 | $13 | -$1 |
| TMPLTN GLBL BD FD ADV CL | 2012-11 | PURCHASE | 2015-01 | $2,448 | $2,665 | -$217 |
| TMPLTN GLBL BD FD ADV CL | 2012-10 | PURCHASE | 2015-01 | $12 | $13 | -$1 |
| TMPLTN GLBL BD FD ADV CL | 2012-10 | PURCHASE | 2015-01 | $2,448 | $2,669 | -$221 |
| TMPLTN GLBL BD FD ADV CL | 2012-09 | PURCHASE | 2015-01 | $2,448 | $2,653 | -$205 |
| TMPLTN GLBL BD FD ADV CL | 2012-08 | PURCHASE | 2015-01 | $3,050 | $3,264 | -$214 |
| TMPLTN GLBL BD FD ADV CL | 2012-07 | PURCHASE | 2015-01 | $3,100 | $3,243 | -$143 |
| TMPLTN GLBL BD FD ADV CL | 2012-07 | PURCHASE | 2015-01 | $12 | $13 | -$1 |
| TMPLTN GLBL BD FD ADV CL | 2012-06 | PURCHASE | 2015-01 | $12 | $13 | -$1 |
| TMPLTN GLBL BD FD ADV CL | 2012-06 | PURCHASE | 2015-01 | $3,149 | $3,210 | -$61 |
| TMPLTN GLBL BD FD ADV CL | 2012-05 | PURCHASE | 2015-01 | $3,149 | $3,223 | -$74 |
| TMPLTN GLBL BD FD ADV CL | 2012-04 | PURCHASE | 2015-01 | $3,050 | $3,207 | -$157 |
| TMPLTN GLBL BD FD ADV CL | 2012-03 | PURCHASE | 2015-01 | $2,989 | $3,200 | -$211 |
| TMPLTN GLBL BD FD ADV CL | 2012-02 | PURCHASE | 2015-01 | $2,977 | $3,175 | -$198 |
| TMPLTN GLBL BD FD ADV CL | 2012-01 | PURCHASE | 2015-01 | $3,087 | $3,163 | -$76 |
| TMPLTN GLBL BD FD ADV CL | 2011-12 | PURCHASE | 2015-01 | $12 | $12 | |
| TMPLTN GLBL BD FD ADV CL | 2011-12 | PURCHASE | 2015-01 | $14,674 | $14,626 | $48 |
| TMPLTN GLBL BD FD ADV CL | 2011-12 | PURCHASE | 2015-01 | $12 | $13 | -$1 |
| TMPLTN GLBL BD FD ADV CL | 2011-12 | PURCHASE | 2015-01 | $4,637 | $4,622 | $15 |
| TMPLTN GLBL BD FD ADV CL | 2011-11 | PURCHASE | 2015-01 | $12 | $13 | -$1 |
| TMPLTN GLBL BD FD ADV CL | 2011-11 | PURCHASE | 2015-01 | $2,940 | $3,062 | -$122 |
| TMPLTN GLBL BD FD ADV CL | 2011-10 | PURCHASE | 2015-01 | $2,903 | $3,054 | -$151 |
| TMPLTN GLBL BD FD ADV CL | 2011-09 | PURCHASE | 2015-01 | $2,829 | $3,052 | -$223 |
| TMPLTN GLBL BD FD ADV CL | 2011-08 | PURCHASE | 2015-01 | $12 | $14 | -$2 |
| TMPLTN GLBL BD FD ADV CL | 2011-08 | PURCHASE | 2015-01 | $2,731 | $3,039 | -$308 |
| TMPLTN GLBL BD FD ADV CL | 2011-07 | PURCHASE | 2015-01 | $12 | $14 | -$2 |
| TMPLTN GLBL BD FD ADV CL | 2011-07 | PURCHASE | 2015-01 | $2,694 | $3,031 | -$337 |
| TMPLTN GLBL BD FD ADV CL | 2011-06 | PURCHASE | 2015-01 | $88,683 | $100,003 | -$11,320 |
| TMPLTN GLBL BD FD ADV CL | 2011-06 | PURCHASE | 2015-01 | $12 | $14 | -$2 |
| TMPLTN GLBL BD FD ADV CL | 2011-06 | PURCHASE | 2015-01 | $2,349 | $2,634 | -$285 |
| TMPLTN GLBL BD FD ADV CL | 2011-05 | PURCHASE | 2015-01 | $2,362 | $2,640 | -$278 |
| TMPLTN GLBL BD FD ADV CL | 2011-04 | PURCHASE | 2015-01 | $2,325 | $2,618 | -$293 |
| TMPLTN GLBL BD FD ADV CL | 2011-03 | PURCHASE | 2015-01 | $2,399 | $2,607 | -$208 |
| TMPLTN GLBL BD FD ADV CL | 2011-03 | PURCHASE | 2015-01 | $12 | $13 | -$1 |
| TMPLTN GLBL BD FD ADV CL | 2011-03 | PURCHASE | 2015-01 | $34,046 | $37,506 | -$3,460 |
| TMPLTN GLBL BD FD ADV CL | 2011-03 | PURCHASE | 2015-01 | $34,046 | $37,506 | -$3,460 |
| TMPLTN GLBL BD FD ADV CL | 2011-02 | PURCHASE | 2015-01 | $3,235 | $3,551 | -$316 |
| TMPLTN GLBL BD FD ADV CL | 2010-09 | PURCHASE | 2015-01 | $455 | $498 | -$43 |
| TMPLTN GLBL BD FD ADV CL | 2010-09 | PURCHASE | 2015-01 | $12 | $13 | -$1 |
| TMPLTN GLBL BD FD ADV CL | 2010-09 | PURCHASE | 2015-01 | $234 | $253 | -$19 |
| WASATCH EM MK SC RETL CL | 2011-02 | PURCHASE | 2015-04 | $27,257 | $23,124 | $4,133 |
| WASATCH EM MK SC RETL CL | 2011-02 | PURCHASE | 2015-04 | $72,743 | $62,501 | $10,242 |
| FIRST EAG GLOBAL CL I | 2014-12 | PURCHASE | 2015-10 | $3 | $3 | |
| FPA CRESCENT FUND INSTL | 2015-07 | PURCHASE | 2015-07 | $2,764 | $2,759 | $5 |
| FPA CRESCENT FUND INSTL | 2015-07 | PURCHASE | 2015-07 | $34 | $29 | $5 |
| FPA CRESCENT FUND INSTL | 2015-07 | PURCHASE | 2015-07 | $22 | $22 | |
| FPA CRESCENT FUND INSTL | 2015-07 | PURCHASE | 2015-07 | $11 | $11 | |
| FPA CRESCENT FUND INSTL | 2015-07 | PURCHASE | 2015-07 | $809 | $808 | $1 |
| FPA CRESCENT FUND INSTL | 2014-12 | PURCHASE | 2015-07 | $3,236 | $3,253 | -$17 |
| FPA CRESCENT FUND INSTL | 2014-12 | PURCHASE | 2015-05 | $3 | $3 | |
| FPA CRESCENT FUND INSTL | 2014-12 | PURCHASE | 2015-07 | $29,766 | $29,925 | -$159 |
| FPA CRESCENT FUND INSTL | 2014-12 | PURCHASE | 2015-07 | $34 | $34 | |
| IVY ASSET STRATEGY FD I | 2014-12 | PURCHASE | 2015-09 | $1 | $1 | |
| IVY ASSET STRATEGY FD I | 2014-12 | PURCHASE | 2015-01 | $12 | $12 | |
| IVY ASSET STRATEGY FD I | 2014-12 | PURCHASE | 2015-10 | $24 | $25 | -$1 |
| IVY ASSET STRATEGY FD I | 2014-12 | PURCHASE | 2015-10 | $5,478 | $5,874 | -$396 |
| IVY ASSET STRATEGY FD I | 2014-12 | PURCHASE | 2015-10 | $137,247 | $147,155 | -$9,908 |
| KOPERNIK GLOBAL ALL CAP | 2014-12 | PURCHASE | 2015-12 | $3 | $3 | |
| KOPERNIK GLOBAL ALL CAP | 2014-12 | PURCHASE | 2015-12 | $3,657 | $4,190 | -$533 |
| KOPERNIK GLOBAL ALL CAP | 2014-12 | PURCHASE | 2015-09 | $2 | $3 | -$1 |
| KOPERNIK GLOBAL ALL CAP | 2014-12 | PURCHASE | 2015-12 | $7 | $8 | -$1 |
| MFS UTILITIES FD CL I | 2015-04 | PURCHASE | 2015-04 | $17 | $16 | $1 |
| OAKMARK INTL SM CAP CL I | 2014-12 | PURCHASE | 2015-09 | $5 | $4 | $1 |
| OAKMARK INTL SM CAP CL I | 2014-10 | PURCHASE | 2015-01 | $29,058 | $31,240 | -$2,182 |
| OAKMARK INTL SM CAP CL I | 2014-10 | PURCHASE | 2015-09 | $65,770 | $68,756 | -$2,986 |
| OAKMARK INTL SM CAP CL I | 2014-08 | PURCHASE | 2015-01 | $15 | $17 | -$2 |
| OAKMARK INTL SM CAP CL I | 2014-08 | PURCHASE | 2015-01 | $21,209 | $24,983 | -$3,774 |
| OAKMARK INTL SM CAP CL I | 2014-03 | PURCHASE | 2015-01 | $15 | $17 | -$2 |
| OAKMARK INTL SM CAP CL I | 2014-03 | PURCHASE | 2015-01 | $84,985 | $99,993 | -$15,008 |
| PRUDENTIAL JENNISON | 2015-09 | PURCHASE | 2015-10 | $6 | $6 | |
| PRUDENTIAL JENNISON | 2015-03 | PURCHASE | 2015-04 | $1 | $1 | |
| TMPLTN GLBL BD FD ADV CL | 2014-12 | PURCHASE | 2015-01 | $10 | $11 | -$1 |
| TMPLTN GLBL BD FD ADV CL | 2014-12 | PURCHASE | 2015-01 | $861 | $860 | $1 |
| TMPLTN GLBL BD FD ADV CL | 2014-12 | PURCHASE | 2015-01 | $15,277 | $15,264 | $13 |
| TMPLTN GLBL BD FD ADV CL | 2014-11 | PURCHASE | 2015-01 | $935 | $999 | -$64 |
| TMPLTN GLBL BD FD ADV CL | 2014-10 | PURCHASE | 2015-01 | $935 | $992 | -$57 |
| TMPLTN GLBL BD FD ADV CL | 2014-10 | PURCHASE | 2015-01 | $12 | $13 | -$1 |
| TMPLTN GLBL BD FD ADV CL | 2014-09 | PURCHASE | 2015-01 | $935 | $1,008 | -$73 |
| TMPLTN GLBL BD FD ADV CL | 2014-08 | PURCHASE | 2015-01 | $12 | $13 | -$1 |
| TMPLTN GLBL BD FD ADV CL | 2014-08 | PURCHASE | 2015-01 | $910 | $982 | -$72 |
| TMPLTN GLBL BD FD ADV CL | 2014-07 | PURCHASE | 2015-01 | $923 | $997 | -$74 |
| TMPLTN GLBL BD FD ADV CL | 2014-07 | PURCHASE | 2015-01 | $92,066 | $100,000 | -$7,934 |
| TMPLTN GLBL BD FD ADV CL | 2014-06 | PURCHASE | 2015-01 | $12 | $13 | -$1 |
| TMPLTN GLBL BD FD ADV CL | 2014-06 | PURCHASE | 2015-01 | $689 | $744 | -$55 |
| TMPLTN GLBL BD FD ADV CL | 2014-02 | PURCHASE | 2015-01 | $1,784 | $1,862 | -$78 |
| TMPLTN GLBL BD FD ADV CL | 2014-02 | PURCHASE | 2015-01 | $12 | $13 | -$1 |
| TMPLTN GLBL BD FD ADV CL | 2014-01 | PURCHASE | 2015-01 | $1,771 | $1,876 | -$105 |
| WASATCH EM MK SC RETL CL | 2014-12 | PURCHASE | 2015-04 | |||
| AMERICAN CAMPUS CMNTYS, INC CMN | 2011-02 | PURCHASE | 2015-11 | $1,202 | $924 | $278 |
| BAXTER INTERNATIONAL INC CMN | 2010-12 | PURCHASE | 2015-07 | $1,422 | $1,015 | $407 |
| CALATLANTIC GROUP INC CMN | 2014-04 | PURCHASE | 2015-10 | $39 | $39 | |
| DOVER CORPORATION CMN | 2010-12 | PURCHASE | 2015-07 | $4,194 | $2,973 | $1,221 |
| GS INVESTMENT GRADE CREDIT FUND SEP | 2010-12 | PURCHASE | 2015-02 | $2,970 | $2,911 | $59 |
| GS INVESTMENT GRADE CREDIT FUND SEP | 2010-12 | PURCHASE | 2015-05 | $318 | $317 | $1 |
| GS INVESTMENT GRADE CREDIT FUND SEP | 2010-12 | PURCHASE | 2015-08 | $137 | $140 | -$3 |
| GS INVESTMENT GRADE CREDIT FUND SEP | 2010-12 | PURCHASE | 2015-09 | $1,039 | $1,085 | -$46 |
| GS INVESTMENT GRADE CREDIT FUND SEP | 2010-12 | PURCHASE | 2015-09 | $171,298 | $176,598 | -$5,300 |
| GS INVESTMENT GRADE CREDIT FUND SEP | 2011-01 | PURCHASE | 2015-09 | $735 | $770 | -$35 |
| GS STRATEGIC INCOME FUND INSTITUTIO | 2011-05 | PURCHASE | 2015-03 | $199,405 | $199,983 | -$578 |
| MEDTRONIC, INC. CMN | 2010-12 | PURCHASE | 2015-01 | $2,539 | $1,120 | $1,419 |
| MICROSOFT CORPORATION CMN | 2010-12 | PURCHASE | 2015-11 | $2,076 | $1,052 | $1,024 |
| PEBBLEBROOK HOTEL TRUST CMN | 2013-03 | PURCHASE | 2015-11 | $316 | $245 | $71 |
| PEBBLEBROOK HOTEL TRUST CMN | 2013-01 | PURCHASE | 2015-11 | $791 | $599 | $192 |
| PNC FINANCIAL SERVICES GROUP CMN | 2010-12 | PURCHASE | 2015-11 | $4,433 | $2,853 | $1,580 |
| PNC FINANCIAL SERVICES GROUP CMN | 2010-12 | PURCHASE | 2015-11 | $189 | $113 | $76 |
| U.S. TREASURY BOND 4.250000% 11/15/2 | 2010-12 | PURCHASE | 2015-08 | $25,191 | $18,984 | $6,207 |
| U.S. TREASURY NOTE 0.500000% 06/15/2 | 2013-07 | PURCHASE | 2015-09 | $80,106 | $79,713 | $393 |
| U.S. TREASURY NOTE 0.500000% 07/31/2 | 2012-08 | PURCHASE | 2015-12 | $29,798 | $29,720 | $78 |
| U.S. TREASURY NOTE 0.875000% 07/31/2 | 2012-08 | PURCHASE | 2015-09 | $9,836 | $9,850 | -$14 |
| U.S. TREASURY NOTE 0.875000% 12/31/2 | 2012-01 | PURCHASE | 2015-12 | $10,009 | $10,002 | $7 |
| U.S. TREASURY NOTE 1.000000% 08/31/2 | 2012-09 | PURCHASE | 2015-09 | $49,346 | $49,727 | -$381 |
| U.S. TREASURY NOTE 1.250000% 04/30/2 | 2012-05 | PURCHASE | 2015-09 | $20,014 | $20,080 | -$66 |
| U.S. TREASURY NOTE 1.375000% 11/30/2 | 2010-12 | PURCHASE | 2015-01 | $20,201 | $19,880 | $321 |
| U.S. TREASURY NOTE 1.375000% 11/30/2 | 2010-12 | PURCHASE | 2015-03 | $110,975 | $109,457 | $1,518 |
| U.S. TREASURY NOTE 2.000000% 11/15/2 | 2012-01 | PURCHASE | 2015-09 | $20,241 | $20,194 | $47 |
| U.S. TREASURY NOTE 2.125000% 02/29/2 | 2011-03 | PURCHASE | 2015-09 | $20,182 | $20,008 | $174 |
| U.S. TREASURY NOTE 3.625000% 02/15/2 | 2011-05 | PURCHASE | 2015-09 | $11,037 | $10,199 | $838 |
| FFCB 3.5% 12/20/2023 SR LIEN | 2013-12 | PURCHASE | 2015-12 | $54,040 | $49,950 | $4,090 |
| U.S. TREASURY NOTE 2.125000% 12/31/2 | 2011-01 | PURCHASE | 2015-09 | $10,062 | $10,007 | $55 |
| 3M COMPANY CMN | 2011-02 | PURCHASE | 2015-02 | $5,898 | $3,073 | $2,825 |
| 3M COMPANY CMN | 2011-02 | PURCHASE | 2015-02 | $169 | $88 | $81 |
| 3M COMPANY CMN | 2013-03 | PURCHASE | 2015-02 | $5,419 | $3,381 | $2,038 |
| ANTHEM, INC. CMN | 2012-08 | PURCHASE | 2015-06 | $2,470 | $864 | $1,606 |
| ANTHEM, INC. CMN | 2012-08 | PURCHASE | 2015-06 | $7,410 | $2,579 | $4,831 |
| ANTHEM, INC. CMN | 2013-03 | PURCHASE | 2015-09 | $2,864 | $1,268 | $1,596 |
| ANTHEM, INC. CMN | 2012-08 | PURCHASE | 2015-09 | $9,308 | $3,745 | $5,563 |
| ASML HOLDING N.V. ADR CMN | 2013-11 | PURCHASE | 2015-03 | $1,213 | $1,091 | $122 |
| ASML HOLDING N.V. ADR CMN | 2013-10 | PURCHASE | 2015-03 | $6,471 | $5,940 | $531 |
| ASML HOLDING N.V. ADR CMN | 2014-01 | PURCHASE | 2015-03 | $1,112 | $981 | $131 |
| AVON PRODUCTS INC. CMN | 2011-11 | PURCHASE | 2015-09 | $765 | $2,840 | -$2,075 |
| AVON PRODUCTS INC. CMN | 2011-09 | PURCHASE | 2015-09 | $120 | $534 | -$414 |
| AVON PRODUCTS INC. CMN | 2011-09 | PURCHASE | 2015-09 | $143 | $637 | -$494 |
| AVON PRODUCTS INC. CMN | 2014-03 | PURCHASE | 2015-09 | $836 | $2,523 | -$1,687 |
| AVON PRODUCTS INC. CMN | 2011-09 | PURCHASE | 2015-09 | $263 | $1,187 | -$924 |
| AVON PRODUCTS INC. CMN | 2011-09 | PURCHASE | 2015-09 | $621 | $2,577 | -$1,956 |
| AVON PRODUCTS INC. CMN | 2011-11 | PURCHASE | 2015-09 | $167 | $621 | -$454 |
| AVON PRODUCTS INC. CMN | 2014-01 | PURCHASE | 2015-09 | $980 | $3,049 | -$2,069 |
| AVON PRODUCTS INC. CMN | 2013-03 | PURCHASE | 2015-09 | $574 | $2,424 | -$1,850 |
| BARD C R INC N J CMN | 2012-04 | PURCHASE | 2015-01 | $3,545 | $1,928 | $1,617 |
| BARD C R INC N J CMN | 2012-04 | PURCHASE | 2015-01 | $2,304 | $1,254 | $1,050 |
| BARD C R INC N J CMN | 2011-12 | PURCHASE | 2015-01 | $354 | $169 | $185 |
| BARD C R INC N J CMN | 2013-03 | PURCHASE | 2015-08 | $3,913 | $2,019 | $1,894 |
| BARD C R INC N J CMN | 2012-04 | PURCHASE | 2015-08 | $4,892 | $2,411 | $2,481 |
| BARD C R INC N J CMN | 2014-03 | PURCHASE | 2015-09 | $4,791 | $3,656 | $1,135 |
| BARD C R INC N J CMN | 2013-03 | PURCHASE | 2015-09 | $11,499 | $6,058 | $5,441 |
| BAXTER INTERNATIONAL INC CMN | 2011-02 | PURCHASE | 2015-07 | $577 | $407 | $170 |
| BAXTER INTERNATIONAL INC CMN | 2011-02 | PURCHASE | 2015-07 | $1,785 | $1,247 | $538 |
| BAXTER INTERNATIONAL INC CMN | 2013-03 | PURCHASE | 2015-07 | $1,606 | $1,697 | -$91 |
| BAXTER INTERNATIONAL INC CMN | 2011-02 | PURCHASE | 2015-07 | $2,118 | $1,572 | $546 |
| BLACKBAUD INC CMN | 2011-02 | PURCHASE | 2015-04 | $993 | $533 | $460 |
| BLACKBAUD INC CMN | 2011-02 | PURCHASE | 2015-11 | $613 | $267 | $346 |
| C.H. ROBINSON WORLDWIDE INC. CMN | 2013-03 | PURCHASE | 2015-09 | $685 | $573 | $112 |
| C.H. ROBINSON WORLDWIDE INC. CMN | 2013-05 | PURCHASE | 2015-09 | $2,398 | $2,080 | $318 |
| C.H. ROBINSON WORLDWIDE INC. CMN | 2013-02 | PURCHASE | 2015-09 | $3,768 | $3,084 | $684 |
| C.H. ROBINSON WORLDWIDE INC. CMN | 2013-04 | PURCHASE | 2015-09 | $4,454 | $3,811 | $643 |
| C.H. ROBINSON WORLDWIDE INC. CMN | 2014-02 | PURCHASE | 2015-09 | $2,398 | $1,865 | $533 |
| C.H. ROBINSON WORLDWIDE INC. CMN | 2014-03 | PURCHASE | 2015-09 | $3,426 | $2,602 | $824 |
| CEPHEID INC CMN | 2013-10 | PURCHASE | 2015-09 | $1,766 | $1,608 | $158 |
| CEPHEID INC CMN | 2013-10 | PURCHASE | 2015-10 | $1,296 | $1,608 | -$312 |
| CISCO SYSTEMS, INC. CMN | 2011-02 | PURCHASE | 2015-09 | $9,262 | $7,608 | $1,654 |
| CISCO SYSTEMS, INC. CMN | 2011-03 | PURCHASE | 2015-09 | $4,435 | $2,948 | $1,487 |
| CISCO SYSTEMS, INC. CMN | 2011-02 | PURCHASE | 2015-09 | $1,696 | $1,252 | $444 |
| CISCO SYSTEMS, INC. CMN | 2011-05 | PURCHASE | 2015-09 | $5,087 | $3,307 | $1,780 |
| CISCO SYSTEMS, INC. CMN | 2012-05 | PURCHASE | 2015-09 | $1,044 | $668 | $376 |
| CISCO SYSTEMS, INC. CMN | 2011-06 | PURCHASE | 2015-09 | $7,044 | $4,341 | $2,703 |
| CISCO SYSTEMS, INC. CMN | 2011-05 | PURCHASE | 2015-09 | $4,566 | $2,918 | $1,648 |
| CISCO SYSTEMS, INC. CMN | 2011-06 | PURCHASE | 2015-09 | $3,392 | $1,983 | $1,409 |
| CISCO SYSTEMS, INC. CMN | 2011-06 | PURCHASE | 2015-09 | $3,261 | $1,861 | $1,400 |
| CISCO SYSTEMS, INC. CMN | 2013-11 | PURCHASE | 2015-09 | $3,000 | $2,467 | $533 |
| CISCO SYSTEMS, INC. CMN | 2012-07 | PURCHASE | 2015-09 | $3,913 | $2,268 | $1,645 |
| CISCO SYSTEMS, INC. CMN | 2014-03 | PURCHASE | 2015-09 | $6,653 | $5,725 | $928 |
| CLECO CORPORATION CMN | 2013-09 | PURCHASE | 2015-11 | $792 | $666 | $126 |
| CLECO CORPORATION CMN | 2013-03 | PURCHASE | 2015-11 | $4,487 | $3,791 | $696 |
| CLECO CORPORATION CMN | 2011-02 | PURCHASE | 2015-11 | $1,320 | $792 | $528 |
| CLOROX CO (THE) (DELAWARE) CMN | 2013-03 | PURCHASE | 2015-01 | $323 | $254 | $69 |
| CLOROX CO (THE) (DELAWARE) CMN | 2012-04 | PURCHASE | 2015-01 | $1,291 | $839 | $452 |
| CLOROX CO (THE) (DELAWARE) CMN | 2012-04 | PURCHASE | 2015-01 | $4,841 | $3,160 | $1,681 |
| CLOROX CO (THE) (DELAWARE) CMN | 2013-03 | PURCHASE | 2015-08 | $3,433 | $2,541 | $892 |
| CLOROX CO (THE) (DELAWARE) CMN | 2013-03 | PURCHASE | 2015-09 | $223 | $169 | $54 |
| CLOROX CO (THE) (DELAWARE) CMN | 2014-03 | PURCHASE | 2015-09 | $5,017 | $3,938 | $1,079 |
| COCA-COLA COMPANY (THE) CMN | 2014-03 | PURCHASE | 2015-09 | $6,856 | $6,804 | $52 |
| COCA-COLA COMPANY (THE) CMN | 2013-02 | PURCHASE | 2015-09 | $15,084 | $14,780 | $304 |
| COCA-COLA COMPANY (THE) CMN | 2013-11 | PURCHASE | 2015-09 | $8,815 | $8,977 | -$162 |
| COCA-COLA COMPANY (THE) CMN | 2013-03 | PURCHASE | 2015-09 | $4,897 | $4,911 | -$14 |
| COCA-COLA COMPANY (THE) CMN | 2014-02 | PURCHASE | 2015-09 | $10,383 | $9,918 | $465 |
| COCA-COLA COMPANY (THE) CMN | 2011-02 | PURCHASE | 2015-09 | $17,239 | $13,884 | $3,355 |
| COMCAST CORPORATION CMN CLASS A NON | 2011-02 | PURCHASE | 2015-05 | $6,979 | $2,619 | $4,360 |
| COMCAST CORPORATION CMN CLASS A NON | 2011-02 | PURCHASE | 2015-05 | $10,253 | $3,874 | $6,379 |
| COMCAST CORPORATION CMN CLASS A NON | 2013-03 | PURCHASE | 2015-05 | $2,578 | $1,754 | $824 |
| CONOCOPHILLIPS CMN | 2011-02 | PURCHASE | 2015-09 | $8,576 | $9,699 | -$1,123 |
| CONOCOPHILLIPS CMN | 2012-05 | PURCHASE | 2015-09 | $5,636 | $6,162 | -$526 |
| CONOCOPHILLIPS CMN | 2013-03 | PURCHASE | 2015-09 | $5,146 | $6,151 | -$1,005 |
| CONOCOPHILLIPS CMN | 2014-03 | PURCHASE | 2015-09 | $1,225 | $1,772 | -$547 |
| CORNING INCORPORATED CMN | 2011-09 | PURCHASE | 2015-09 | $87 | $61 | $26 |
| CORNING INCORPORATED CMN | 2013-03 | PURCHASE | 2015-09 | $3,652 | $2,651 | $1,001 |
| COSTAR GROUP, INC. CMN | 2013-03 | PURCHASE | 2015-01 | $4,077 | $2,237 | $1,840 |
| DEVON ENERGY CORPORATION (NEW) CMN | 2012-05 | PURCHASE | 2015-02 | $1,585 | $1,455 | $130 |
| DEVON ENERGY CORPORATION (NEW) CMN | 2011-08 | PURCHASE | 2015-02 | $2,896 | $2,817 | $79 |
| DEVON ENERGY CORPORATION (NEW) CMN | 2011-08 | PURCHASE | 2015-02 | $792 | $768 | $24 |
| DEVON ENERGY CORPORATION (NEW) CMN | 2012-05 | PURCHASE | 2015-02 | $1,333 | $1,212 | $121 |
| DEVON ENERGY CORPORATION (NEW) CMN | 2014-02 | PURCHASE | 2015-08 | $324 | $452 | -$128 |
| DEVON ENERGY CORPORATION (NEW) CMN | 2012-05 | PURCHASE | 2015-08 | $93 | $121 | -$28 |
| DEVON ENERGY CORPORATION (NEW) CMN | 2012-06 | PURCHASE | 2015-08 | $1,669 | $2,120 | -$451 |
| DEVON ENERGY CORPORATION (NEW) CMN | 2013-03 | PURCHASE | 2015-08 | $5,191 | $6,315 | -$1,124 |
| DEVON ENERGY CORPORATION (NEW) CMN | 2014-02 | PURCHASE | 2015-08 | $348 | $581 | -$233 |
| DEVON ENERGY CORPORATION (NEW) CMN | 2014-04 | PURCHASE | 2015-08 | $851 | $1,502 | -$651 |
| DEVON ENERGY CORPORATION (NEW) CMN | 2014-02 | PURCHASE | 2015-08 | $1,799 | $2,906 | -$1,107 |
| DEVON ENERGY CORPORATION (NEW) CMN | 2014-05 | PURCHASE | 2015-08 | $2,166 | $4,085 | -$1,919 |
| DEVON ENERGY CORPORATION (NEW) CMN | 2014-06 | PURCHASE | 2015-08 | $503 | $1,027 | -$524 |
| DEVON ENERGY CORPORATION (NEW) CMN | 2014-06 | PURCHASE | 2015-08 | $1,276 | $2,449 | -$1,173 |
| DOVER CORPORATION CMN | 2013-03 | PURCHASE | 2015-07 | $3,698 | $3,437 | $261 |
| DOVER CORPORATION CMN | 2011-02 | PURCHASE | 2015-07 | $3,991 | $3,184 | $807 |
| DOVER CORPORATION CMN | 2014-03 | PURCHASE | 2015-07 | $2,047 | $2,469 | -$422 |
| DOVER CORPORATION CMN | 2011-02 | PURCHASE | 2015-07 | $2,839 | $2,320 | $519 |
| EBAY INC. CMN | 2013-11 | PURCHASE | 2015-07 | $1,305 | $1,003 | $302 |
| EBAY INC. CMN | 2013-11 | PURCHASE | 2015-07 | $5,222 | $4,179 | $1,043 |
| EBAY INC. CMN | 2013-11 | PURCHASE | 2015-07 | $2,880 | $1,913 | $967 |
| EBAY INC. CMN | 2013-11 | PURCHASE | 2015-07 | $1,872 | $1,280 | $592 |
| EOG RESOURCES INC CMN | 2011-02 | PURCHASE | 2015-04 | $199 | $107 | $92 |
| EOG RESOURCES INC CMN | 2011-02 | PURCHASE | 2015-04 | $5,979 | $3,197 | $2,782 |
| EXXON MOBIL CORPORATION CMN | 2014-03 | PURCHASE | 2015-09 | $1,856 | $2,464 | -$608 |
| EXXON MOBIL CORPORATION CMN | 2011-02 | PURCHASE | 2015-09 | $5,197 | $5,713 | -$516 |
| EXXON MOBIL CORPORATION CMN | 2013-03 | PURCHASE | 2015-09 | $2,227 | $2,686 | -$459 |
| EXXON MOBIL CORPORATION CMN | 2013-04 | PURCHASE | 2015-09 | $2,598 | $3,082 | -$484 |
| GANNETT CO, INC. CMN | 2014-02 | PURCHASE | 2015-06 | $369 | $282 | $87 |
| GANNETT CO, INC. CMN | 2014-02 | PURCHASE | 2015-06 | $1,215 | $872 | $343 |
| GANNETT CO, INC. CMN | 2014-02 | PURCHASE | 2015-07 | $637 | $543 | $94 |
| GANNETT CO, INC. CMN | 2014-02 | PURCHASE | 2015-07 | $69 | $52 | $17 |
| GANNETT CO, INC. CMN | 2014-03 | PURCHASE | 2015-07 | $632 | $481 | $151 |
| GROUP 1 AUTOMOTIVE, INC. CMN | 2013-03 | PURCHASE | 2015-01 | $4,109 | $3,067 | $1,042 |
| GROUP 1 AUTOMOTIVE, INC. CMN | 2011-12 | PURCHASE | 2015-01 | $822 | $507 | $315 |
| GROUP 1 AUTOMOTIVE, INC. CMN | 2011-03 | PURCHASE | 2015-01 | $1,644 | $794 | $850 |
| GS HIGH YIELD FLOATING RATE FUND IN | 2013-06 | PURCHASE | 2015-03 | $35,000 | $35,529 | -$529 |
| GS STRATEGIC INCOME FUND INSTITUTIO | 2012-07 | PURCHASE | 2015-03 | $207 | $204 | $3 |
| GS STRATEGIC INCOME FUND INSTITUTIO | 2012-08 | PURCHASE | 2015-03 | $691 | $690 | $1 |
| GS STRATEGIC INCOME FUND INSTITUTIO | 2013-02 | PURCHASE | 2015-03 | $192,720 | $199,984 | -$7,264 |
| GS STRATEGIC INCOME FUND INSTITUTIO | 2014-03 | PURCHASE | 2015-03 | $354,558 | $374,971 | -$20,413 |
| GS U.S. MORTGAGES FUND SEPARATE ACC | 2012-09 | PURCHASE | 2015-03 | $3,620 | $3,650 | -$30 |
| GS U.S. MORTGAGES FUND SEPARATE ACC | 2012-09 | PURCHASE | 2015-05 | $1,209 | $1,220 | -$11 |
| GS U.S. MORTGAGES FUND SEPARATE ACC | 2012-09 | PURCHASE | 2015-07 | $3,377 | $3,434 | -$57 |
| GS U.S. MORTGAGES FUND SEPARATE ACC | 2012-09 | PURCHASE | 2015-09 | $164,399 | $166,871 | -$2,472 |
| HEALTHCARE SVCS GROUP INC CMN | 2011-02 | PURCHASE | 2015-11 | $1,500 | $635 | $865 |
| HMS HOLDINGS CORP. CMN | 2013-03 | PURCHASE | 2015-07 | $1,401 | $3,752 | -$2,351 |
| IBERIABANK CORPORATION CMN | 2011-03 | PURCHASE | 2015-09 | $290 | $286 | $4 |
| IBERIABANK CORPORATION CMN | 2011-12 | PURCHASE | 2015-09 | $290 | $251 | $39 |
| IBERIABANK CORPORATION CMN | 2013-03 | PURCHASE | 2015-09 | $1,161 | $1,006 | $155 |
| ICU MEDICAL INC CMN | 2011-02 | PURCHASE | 2015-08 | $594 | $217 | $377 |
| INTERNAP CORP CMN | 2012-03 | PURCHASE | 2015-09 | $389 | $423 | -$34 |
| INTERNAP CORP CMN | 2012-03 | PURCHASE | 2015-09 | $758 | $788 | -$30 |
| INTERNAP CORP CMN | 2012-03 | PURCHASE | 2015-09 | $658 | $786 | -$128 |
| INTERNAP CORP CMN | 2012-07 | PURCHASE | 2015-09 | $1,005 | $1,112 | -$107 |
| INTERNAP CORP CMN | 2012-03 | PURCHASE | 2015-09 | $964 | $1,254 | -$290 |
| INTERNAP CORP CMN | 2012-07 | PURCHASE | 2015-09 | $959 | $1,088 | -$129 |
| INTERNAP CORP CMN | 2012-07 | PURCHASE | 2015-10 | $971 | $1,041 | -$70 |
| INTERNAP CORP CMN | 2012-07 | PURCHASE | 2015-10 | $513 | $527 | -$14 |
| INTERNAP CORP CMN | 2012-10 | PURCHASE | 2015-10 | $1,660 | $1,920 | -$260 |
| INTERNAP CORP CMN | 2012-07 | PURCHASE | 2015-10 | $498 | $501 | -$3 |
| INTERNAP CORP CMN | 2012-10 | PURCHASE | 2015-10 | $250 | $281 | -$31 |
| INTERNAP CORP CMN | 2012-10 | PURCHASE | 2015-10 | $469 | $524 | -$55 |
| INTERNAP CORP CMN | 2012-10 | PURCHASE | 2015-10 | $178 | $199 | -$21 |
| INTERNAP CORP CMN | 2012-10 | PURCHASE | 2015-10 | $797 | $886 | -$89 |
| INTERNAP CORP CMN | 2012-10 | PURCHASE | 2015-10 | $46 | $52 | -$6 |
| INTERNAP CORP CMN | 2012-10 | PURCHASE | 2015-10 | $372 | $420 | -$48 |
| IPC - HEALTHCARE INC CMN | 2012-06 | PURCHASE | 2015-06 | $1,432 | $1,018 | $414 |
| IPC - HEALTHCARE INC CMN | 2013-03 | PURCHASE | 2015-07 | $1,825 | $1,526 | $299 |
| IPC - HEALTHCARE INC CMN | 2013-03 | PURCHASE | 2015-11 | $1,971 | $1,090 | $881 |
| IPC - HEALTHCARE INC CMN | 2014-05 | PURCHASE | 2015-11 | $1,183 | $629 | $554 |
| JOHNSON & JOHNSON CMN | 2011-02 | PURCHASE | 2015-09 | $31,201 | $20,081 | $11,120 |
| JOHNSON & JOHNSON CMN | 2014-03 | PURCHASE | 2015-09 | $2,328 | $2,462 | -$134 |
| JOHNSON & JOHNSON CMN | 2013-03 | PURCHASE | 2015-09 | $4,191 | $3,536 | $655 |
| JUNIPER NETWORKS, INC. CMN | 2011-10 | PURCHASE | 2015-10 | $1,108 | $638 | $470 |
| JUNIPER NETWORKS, INC. CMN | 2011-09 | PURCHASE | 2015-10 | $4,703 | $2,931 | $1,772 |
| LEGACYTEXAS FINANCIAL GROUP, I CMN | 2013-07 | PURCHASE | 2015-04 | $798 | $774 | $24 |
| LEGACYTEXAS FINANCIAL GROUP, I CMN | 2013-07 | PURCHASE | 2015-04 | $1,589 | $1,560 | $29 |
| LEGACYTEXAS FINANCIAL GROUP, I CMN | 2013-07 | PURCHASE | 2015-04 | $113 | $111 | $2 |
| LEGACYTEXAS FINANCIAL GROUP, I CMN | 2013-07 | PURCHASE | 2015-04 | $795 | $780 | $15 |
| LEGACYTEXAS FINANCIAL GROUP, I CMN | 2013-07 | PURCHASE | 2015-04 | $345 | $334 | $11 |
| MARKETAXESS HOLDINGS INC. CMN | 2011-06 | PURCHASE | 2015-03 | $841 | $230 | $611 |
| MARKETAXESS HOLDINGS INC. CMN | 2011-06 | PURCHASE | 2015-09 | $1,499 | $346 | $1,153 |
| MC DONALDS CORP CMN | 2011-02 | PURCHASE | 2015-05 | $5,280 | $3,964 | $1,316 |
| MC DONALDS CORP CMN | 2011-02 | PURCHASE | 2015-05 | $3,046 | $2,276 | $770 |
| MC DONALDS CORP CMN | 2013-03 | PURCHASE | 2015-05 | $4,618 | $4,640 | -$22 |
| MEDTRONIC, INC. CMN | 2011-02 | PURCHASE | 2015-01 | $19,391 | $9,672 | $9,719 |
| MEDTRONIC, INC. CMN | 2013-01 | PURCHASE | 2015-01 | $5,694 | $3,262 | $2,432 |
| MEDTRONIC, INC. CMN | 2013-03 | PURCHASE | 2015-01 | $9,388 | $5,632 | $3,756 |
| MICROSOFT CORPORATION CMN | 2011-02 | PURCHASE | 2015-11 | $6,652 | $3,469 | $3,183 |
| MICROSOFT CORPORATION CMN | 2011-02 | PURCHASE | 2015-12 | $3,178 | $1,582 | $1,596 |
| MICROSOFT CORPORATION CMN | 2011-03 | PURCHASE | 2015-04 | $4,647 | $2,464 | $2,183 |
| MICROSOFT CORPORATION CMN | 2011-03 | PURCHASE | 2015-09 | $10,712 | $6,355 | $4,357 |
| MICROSOFT CORPORATION CMN | 2014-03 | PURCHASE | 2015-09 | $3,716 | $3,503 | $213 |
| MICROSOFT CORPORATION CMN | 2013-03 | PURCHASE | 2015-09 | $17,051 | $10,856 | $6,195 |
| MIDDLEBY CORP CMN | 2013-03 | PURCHASE | 2015-01 | $3,849 | $2,001 | $1,848 |
| MIDDLEBY CORP CMN | 2013-03 | PURCHASE | 2015-01 | $2,580 | $1,351 | $1,229 |
| OCCIDENTAL PETROLEUM CORP CMN | 2011-02 | PURCHASE | 2015-02 | $1,483 | $1,716 | -$233 |
| OCCIDENTAL PETROLEUM CORP CMN | 2011-08 | PURCHASE | 2015-02 | $2,499 | $2,384 | $115 |
| OCCIDENTAL PETROLEUM CORP CMN | 2011-04 | PURCHASE | 2015-02 | $2,166 | $2,761 | -$595 |
| OCCIDENTAL PETROLEUM CORP CMN | 2011-02 | PURCHASE | 2015-02 | $583 | $667 | -$84 |
| OCCIDENTAL PETROLEUM CORP CMN | 2011-08 | PURCHASE | 2015-02 | $166 | $159 | $7 |
| OCCIDENTAL PETROLEUM CORP CMN | 2012-05 | PURCHASE | 2015-03 | $2,622 | $3,138 | -$516 |
| OCCIDENTAL PETROLEUM CORP CMN | 2011-08 | PURCHASE | 2015-03 | $1,723 | $1,828 | -$105 |
| OCCIDENTAL PETROLEUM CORP CMN | 2012-05 | PURCHASE | 2015-07 | $676 | $897 | -$221 |
| OCCIDENTAL PETROLEUM CORP CMN | 2013-03 | PURCHASE | 2015-07 | $4,395 | $5,274 | -$879 |
| ORACLE CORPORATION CMN | 2013-06 | PURCHASE | 2015-09 | $9,460 | $7,770 | $1,690 |
| ORACLE CORPORATION CMN | 2013-06 | PURCHASE | 2015-09 | $7,420 | $6,127 | $1,293 |
| ORACLE CORPORATION CMN | 2013-06 | PURCHASE | 2015-09 | $4,823 | $3,900 | $923 |
| ORACLE CORPORATION CMN | 2013-07 | PURCHASE | 2015-09 | $4,637 | $3,852 | $785 |
| ORACLE CORPORATION CMN | 2013-11 | PURCHASE | 2015-09 | $4,081 | $3,785 | $296 |
| PAYPAL HOLDINGS INC CMN | 2013-11 | PURCHASE | 2015-07 | $4,021 | $2,959 | $1,062 |
| PAYPAL HOLDINGS INC CMN | 2013-11 | PURCHASE | 2015-07 | $2,614 | $1,980 | $634 |
| PEPSICO INC CMN | 2011-02 | PURCHASE | 2015-09 | $50,875 | $35,637 | $15,238 |
| PEPSICO INC CMN | 2011-07 | PURCHASE | 2015-09 | $4,163 | $2,942 | $1,221 |
| PEPSICO INC CMN | 2013-10 | PURCHASE | 2015-09 | $7,863 | $7,064 | $799 |
| PEPSICO INC CMN | 2011-02 | PURCHASE | 2015-09 | $6,475 | $4,445 | $2,030 |
| PEPSICO INC CMN | 2013-03 | PURCHASE | 2015-09 | $14,800 | $12,344 | $2,456 |
| PEPSICO INC CMN | 2014-03 | PURCHASE | 2015-09 | $15,263 | $13,791 | $1,472 |
| PNC FINANCIAL SERVICES GROUP CMN | 2011-01 | PURCHASE | 2015-11 | $660 | $437 | $223 |
| PNC FINANCIAL SERVICES GROUP CMN | 2011-01 | PURCHASE | 2015-11 | $1,415 | $925 | $490 |
| PNC FINANCIAL SERVICES GROUP CMN | 2011-01 | PURCHASE | 2015-12 | $550 | $374 | $176 |
| PNC FINANCIAL SERVICES GROUP CMN | 2011-02 | PURCHASE | 2015-12 | $5,043 | $3,359 | $1,684 |
| PROCTER & GAMBLE COMPANY (THE) CMN | 2011-03 | PURCHASE | 2015-09 | $16,477 | $14,342 | $2,135 |
| PROCTER & GAMBLE COMPANY (THE) CMN | 2012-04 | PURCHASE | 2015-09 | $2,454 | $2,310 | $144 |
| PROCTER & GAMBLE COMPANY (THE) CMN | 2011-02 | PURCHASE | 2015-09 | $22,437 | $20,245 | $2,192 |
| PROCTER & GAMBLE COMPANY (THE) CMN | 2012-01 | PURCHASE | 2015-09 | $2,805 | $2,607 | $198 |
| PROCTER & GAMBLE COMPANY (THE) CMN | 2012-04 | PURCHASE | 2015-09 | $6,661 | $6,097 | $564 |
| PROCTER & GAMBLE COMPANY (THE) CMN | 2012-06 | PURCHASE | 2015-09 | $3,856 | $3,305 | $551 |
| PROCTER & GAMBLE COMPANY (THE) CMN | 2014-03 | PURCHASE | 2015-09 | $17,879 | $20,415 | -$2,536 |
| PROCTER & GAMBLE COMPANY (THE) CMN | 2013-03 | PURCHASE | 2015-09 | $6,310 | $6,948 | -$638 |
| PROS HOLDINGS, INC. CMN | 2013-03 | PURCHASE | 2015-02 | $829 | $960 | -$131 |
| PROS HOLDINGS, INC. CMN | 2013-03 | PURCHASE | 2015-02 | $865 | $1,015 | -$150 |
| PRUDENTIAL FINANCIAL INC CMN | 2013-03 | PURCHASE | 2015-11 | $1,725 | $1,204 | $521 |
| PRUDENTIAL FINANCIAL INC CMN | 2011-02 | PURCHASE | 2015-11 | $2,501 | $1,815 | $686 |
| PRUDENTIAL FINANCIAL INC CMN | 2011-11 | PURCHASE | 2015-11 | $2,760 | $1,680 | $1,080 |
| PRUDENTIAL FINANCIAL INC CMN | 2013-05 | PURCHASE | 2015-12 | $776 | $594 | $182 |
| PRUDENTIAL FINANCIAL INC CMN | 2013-05 | PURCHASE | 2015-12 | $3,361 | $2,638 | $723 |
| PRUDENTIAL FINANCIAL INC CMN | 2013-03 | PURCHASE | 2015-12 | $4,916 | $3,432 | $1,484 |
| PRUDENTIAL FINANCIAL INC CMN | 2013-05 | PURCHASE | 2015-12 | $5,518 | $4,287 | $1,231 |
| PRUDENTIAL FINANCIAL INC CMN | 2013-05 | PURCHASE | 2015-12 | $1,986 | $1,649 | $337 |
| PRUDENTIAL FINANCIAL INC CMN | 2014-01 | PURCHASE | 2015-12 | $1,112 | $1,174 | -$62 |
| RBC BEARINGS INCORPORATED CMN | 2011-12 | PURCHASE | 2015-12 | $326 | $214 | $112 |
| RBC BEARINGS INCORPORATED CMN | 2011-09 | PURCHASE | 2015-12 | $652 | $358 | $294 |
| ROSS STORES,INC CMN | 2013-07 | PURCHASE | 2015-04 | $4,673 | $2,941 | $1,732 |
| ROSS STORES,INC CMN | 2013-07 | PURCHASE | 2015-10 | $9,074 | $6,209 | $2,865 |
| SIGMA-ALDRICH CORPORATION CMN | 2013-04 | PURCHASE | 2015-09 | $6,283 | $3,439 | $2,844 |
| SILGAN HOLDINGS INC CMN | 2013-03 | PURCHASE | 2015-10 | $257 | $228 | $29 |
| SILGAN HOLDINGS INC CMN | 2011-02 | PURCHASE | 2015-10 | $1,800 | $1,321 | $479 |
| STRYKER CORP CMN | 2011-02 | PURCHASE | 2015-09 | $6,329 | $3,778 | $2,551 |
| STRYKER CORP CMN | 2011-11 | PURCHASE | 2015-09 | $1,947 | $934 | $1,013 |
| STRYKER CORP CMN | 2011-09 | PURCHASE | 2015-09 | $2,921 | $1,484 | $1,437 |
| STRYKER CORP CMN | 2012-10 | PURCHASE | 2015-09 | $8,277 | $4,423 | $3,854 |
| STRYKER CORP CMN | 2012-10 | PURCHASE | 2015-09 | $2,434 | $1,318 | $1,116 |
| STRYKER CORP CMN | 2014-03 | PURCHASE | 2015-09 | $3,895 | $3,237 | $658 |
| SYSCO CORPORATION CMN | 2011-03 | PURCHASE | 2015-09 | $5,404 | $3,770 | $1,634 |
| SYSCO CORPORATION CMN | 2012-04 | PURCHASE | 2015-09 | $2,002 | $1,471 | $531 |
| SYSCO CORPORATION CMN | 2011-02 | PURCHASE | 2015-09 | $18,815 | $13,740 | $5,075 |
| SYSCO CORPORATION CMN | 2011-02 | PURCHASE | 2015-09 | $1,601 | $1,181 | $420 |
| SYSCO CORPORATION CMN | 2012-03 | PURCHASE | 2015-09 | $3,603 | $2,650 | $953 |
| SYSCO CORPORATION CMN | 2013-03 | PURCHASE | 2015-09 | $6,806 | $5,692 | $1,114 |
| SYSCO CORPORATION CMN | 2012-02 | PURCHASE | 2015-09 | $4,003 | $2,919 | $1,084 |
| SYSCO CORPORATION CMN | 2014-03 | PURCHASE | 2015-09 | $10,208 | $9,241 | $967 |
| TAIWAN SEMICONDUCTOR MFG ADS LTD ADS | 2012-03 | PURCHASE | 2015-03 | $634 | $407 | $227 |
| TAIWAN SEMICONDUCTOR MFG ADS LTD ADS | 2012-04 | PURCHASE | 2015-03 | $1,338 | $871 | $467 |
| TAIWAN SEMICONDUCTOR MFG ADS LTD ADS | 2013-03 | PURCHASE | 2015-03 | $3,710 | $2,801 | $909 |
| TAIWAN SEMICONDUCTOR MFG ADS LTD ADS | 2012-07 | PURCHASE | 2015-03 | $3,710 | $2,162 | $1,548 |
| TAIWAN SEMICONDUCTOR MFG ADS LTD ADS | 2014-01 | PURCHASE | 2015-03 | $2,888 | $2,178 | $710 |
| THE BANK OF NY MELLON CORP CMN | 2011-09 | PURCHASE | 2015-09 | $9,932 | $4,704 | $5,228 |
| THE BANK OF NY MELLON CORP CMN | 2014-03 | PURCHASE | 2015-09 | $1,192 | $1,060 | $132 |
| THE GOODYEAR TIRE & RUBBER CO. CMN | 2014-09 | PURCHASE | 2015-12 | $5,513 | $3,694 | $1,819 |
| TWENTY-FIRST CENTURY FOX, INC. CMN | 2011-02 | PURCHASE | 2015-04 | $4,735 | $1,892 | $2,843 |
| TWENTY-FIRST CENTURY FOX, INC. CMN | 2011-05 | PURCHASE | 2015-09 | $2,992 | $1,689 | $1,303 |
| TWENTY-FIRST CENTURY FOX, INC. CMN | 2011-02 | PURCHASE | 2015-09 | $28,831 | $14,329 | $14,502 |
| TWENTY-FIRST CENTURY FOX, INC. CMN | 2011-06 | PURCHASE | 2015-09 | $8,432 | $4,500 | $3,932 |
| TWENTY-FIRST CENTURY FOX, INC. CMN | 2011-07 | PURCHASE | 2015-09 | $5,168 | $2,640 | $2,528 |
| TWENTY-FIRST CENTURY FOX, INC. CMN | 2014-03 | PURCHASE | 2015-09 | $14,416 | $16,981 | -$2,565 |
| TYLER TECHNOLOGIES INC CMN | 2012-12 | PURCHASE | 2015-07 | $2,791 | $944 | $1,847 |
| TYLER TECHNOLOGIES INC CMN | 2013-03 | PURCHASE | 2015-09 | $757 | $293 | $464 |
| U.S. BANCORP CMN | 2013-03 | PURCHASE | 2015-09 | $5,003 | $4,121 | $882 |
| U.S. BANCORP CMN | 2011-02 | PURCHASE | 2015-09 | $16,467 | $10,803 | $5,664 |
| U.S. TREASURY NOTE 0.375000% 03/31/2 | 2014-05 | PURCHASE | 2015-09 | $30,017 | $29,998 | $19 |
| U.S. TREASURY NOTE 0.750000% 01/15/2 | 2014-01 | PURCHASE | 2015-08 | $40,105 | $39,935 | $170 |
| U.S. TREASURY NOTE 0.750000% 03/15/2 | 2014-07 | PURCHASE | 2015-12 | $19,972 | $19,950 | $22 |
| VANTIV, INC. CMN CLASS A | 2014-03 | PURCHASE | 2015-11 | $3,396 | $2,074 | $1,322 |
| VIACOM INC CMN CLASS B | 2011-02 | PURCHASE | 2015-09 | $11,671 | $11,467 | $204 |
| VIACOM INC CMN CLASS B | 2013-03 | PURCHASE | 2015-09 | $1,716 | $2,481 | -$765 |
| VIACOM INC CMN CLASS B | 2014-03 | PURCHASE | 2015-09 | $1,502 | $2,994 | -$1,492 |
| WAL MART STORES INC CMN | 2011-02 | PURCHASE | 2015-09 | $6,795 | $5,888 | $907 |
| WAL MART STORES INC CMN | 2013-03 | PURCHASE | 2015-09 | $1,618 | $1,825 | -$207 |
| WAL MART STORES INC CMN | 2014-03 | PURCHASE | 2015-09 | $1,942 | $2,301 | -$359 |
| WALT DISNEY COMPANY (THE) CMN | 2011-12 | PURCHASE | 2015-02 | $6,232 | $2,157 | $4,075 |
| WELLS FARGO & CO (NEW) CMN | 2011-02 | PURCHASE | 2015-02 | $2,755 | $1,653 | $1,102 |
| WELLS FARGO & CO (NEW) CMN | 2013-03 | PURCHASE | 2015-04 | $876 | $594 | $282 |
| WELLS FARGO & CO (NEW) CMN | 2011-02 | PURCHASE | 2015-04 | $1,697 | $1,025 | $672 |
| WELLS FARGO & CO (NEW) CMN | 2013-03 | PURCHASE | 2015-04 | $2,815 | $1,929 | $886 |
| WELLS FARGO & CO (NEW) CMN | 2013-03 | PURCHASE | 2015-04 | $2,838 | $1,929 | $909 |
| WELLS FARGO & CO (NEW) CMN | 2013-04 | PURCHASE | 2015-09 | $7,921 | $5,649 | $2,272 |
| U.S. TREASURY NOTE 2.125000% 05/15/2 | 2015-08 | PURCHASE | 2015-08 | $9,901 | $9,871 | $30 |
| AIRGAS, INC. 3.25% 10/01/2015 SR LIE | 2015-06 | PURCHASE | 2015-09 | $50,000 | $50,044 | -$44 |
| ARM HOLDINGS PLC SPON ADR SPONSORED | 2014-04 | PURCHASE | 2015-03 | $18,255 | $17,086 | $1,169 |
| ARM HOLDINGS PLC SPON ADR SPONSORED | 2014-11 | PURCHASE | 2015-03 | $5,723 | $4,830 | $893 |
| ASML HOLDING N.V. ADR CMN | 2014-04 | PURCHASE | 2015-03 | $202 | $183 | $19 |
| ASML HOLDING N.V. ADR CMN | 2014-04 | PURCHASE | 2015-03 | $20,423 | $16,646 | $3,777 |
| ASPEN TECHNOLOGY INC CMN | 2015-02 | PURCHASE | 2015-08 | $1,506 | $1,356 | $150 |
| AVON PRODUCTS INC. CMN | 2015-04 | PURCHASE | 2015-09 | $5,162 | $8,535 | -$3,373 |
| CANADIAN NATIONAL RAILWAY CO. CMN | 2014-04 | PURCHASE | 2015-03 | $24,269 | $21,006 | $3,263 |
| CANADIAN PACIFIC RAILWAY LTD CMN | 2014-04 | PURCHASE | 2015-03 | $27,087 | $22,331 | $4,756 |
| CHR. HANSEN HOLDING A/S SPONSORED AD | 2014-10 | PURCHASE | 2015-03 | $7,129 | $5,972 | $1,157 |
| CHR. HANSEN HOLDING A/S SPONSORED AD | 2014-04 | PURCHASE | 2015-03 | $23,147 | $23,112 | $35 |
| CHUBB LIMITED CMN | 2014-04 | PURCHASE | 2015-03 | $30,973 | $28,525 | $2,448 |
| COCA-COLA COMPANY (THE) CMN | 2015-04 | PURCHASE | 2015-09 | $3,134 | $3,252 | -$118 |
| COCA-COLA ENTERPRISES, INC. CMN | 2014-04 | PURCHASE | 2015-02 | $24,512 | $25,565 | -$1,053 |
| CORE LABORATORIES N.V. CMN | 2014-04 | PURCHASE | 2015-03 | $12,518 | $23,074 | -$10,556 |
| CORE LABORATORIES N.V. CMN | 2014-10 | PURCHASE | 2015-03 | $4,449 | $6,085 | -$1,636 |
| CSL LIMITED SPONSORED ADR CMN | 2015-02 | PURCHASE | 2015-03 | $10,687 | $10,684 | $3 |
| CSL LIMITED SPONSORED ADR CMN | 2015-02 | PURCHASE | 2015-03 | $9,075 | $9,141 | -$66 |
| CSL LIMITED SPONSORED ADR CMN | 2015-02 | PURCHASE | 2015-03 | $6,447 | $6,501 | -$54 |
| EQUINIX, INC. REIT | 2015-11 | PURCHASE | 2015-11 | $114 | $114 | |
| EXPERIAN PLC SPONSORED ADR CMN | 2015-02 | PURCHASE | 2015-03 | $11,218 | $12,362 | -$1,144 |
| EXPERIAN PLC SPONSORED ADR CMN | 2015-01 | PURCHASE | 2015-03 | $9,795 | $9,541 | $254 |
| EXPERIAN PLC SPONSORED ADR CMN | 2015-01 | PURCHASE | 2015-03 | $3,921 | $3,905 | $16 |
| FANUC CORP UNSPONSORED ADR CMN | 2014-04 | PURCHASE | 2015-03 | $25,965 | $21,550 | $4,415 |
| HEWLETT-PACKARD COMPANY 2.2% 12/01/2 | 2015-05 | PURCHASE | 2015-10 | $50,124 | $50,090 | $34 |
| INDIVIOR PLC SPONSORED ADR CMN | 2014-07 | PURCHASE | 2015-01 | $714 | $786 | -$72 |
| INDUSTRIA DE DISENO TEXTIL IND ADR C | 2014-04 | PURCHASE | 2015-03 | $7,892 | $7,204 | $688 |
| INDUSTRIA DE DISENO TEXTIL IND ADR C | 2014-04 | PURCHASE | 2015-03 | $17,082 | $15,974 | $1,108 |
| ISHARES CURRENCY HEDGED MSCI EAFE ET | 2015-03 | PURCHASE | 2015-12 | $369,865 | $400,673 | -$30,808 |
| JOHNSON & JOHNSON CMN | 2015-04 | PURCHASE | 2015-09 | $4,191 | $4,482 | -$291 |
| KOHL'S CORPORATION 6.25% 12/15/2017 | 2015-05 | PURCHASE | 2015-07 | $56,017 | $55,311 | $706 |
| LEGACYTEXAS FINANCIAL GROUP, I CMN | 2014-05 | PURCHASE | 2015-04 | $575 | $596 | -$21 |
| LVMH MOET HENNESSY LOUIS VUITTON S.A | 2014-04 | PURCHASE | 2015-03 | $13,079 | $14,229 | -$1,150 |
| MATTRESS FIRM HLDG CORP CMN | 2015-04 | PURCHASE | 2015-12 | $2,087 | $3,071 | -$984 |
| MWI VETERINARY SUPPLY, INC. CMN | 2014-09 | PURCHASE | 2015-02 | $3,796 | $2,916 | $880 |
| MWI VETERINARY SUPPLY, INC. CMN | 2014-11 | PURCHASE | 2015-02 | $1,898 | $1,542 | $356 |
| NESTLE SA SPONSORED ADR (REP 1/20 CH | 2014-04 | PURCHASE | 2015-03 | $25,482 | $25,920 | -$438 |
| NOVO-NORDISK A/S ADR ADR CMN | 2014-04 | PURCHASE | 2015-03 | $30,218 | $25,642 | $4,576 |
| NOVOZYMES AS UNSPONSORED ADR CMN | 2014-04 | PURCHASE | 2015-03 | $24,612 | $25,706 | -$1,094 |
| OAKMARK INTERNATIONAL CL I OAKMARK I | 2014-04 | PURCHASE | 2015-03 | $265,000 | $281,736 | -$16,736 |
| ORACLE CORPORATION CMN | 2014-10 | PURCHASE | 2015-09 | $10,759 | $11,285 | -$526 |
| ORACLE CORPORATION CMN | 2014-11 | PURCHASE | 2015-09 | $5,379 | $5,715 | -$336 |
| PERRIGO CO PLC CMN | 2014-04 | PURCHASE | 2015-03 | $27,879 | $24,617 | $3,262 |
| PRECISION CASTPARTS CORP. CMN | 2015-07 | PURCHASE | 2015-08 | $923 | $779 | $144 |
| PRECISION CASTPARTS CORP. CMN | 2015-07 | PURCHASE | 2015-08 | $5,534 | $4,673 | $861 |
| PROCTER & GAMBLE COMPANY (THE) CMN | 2015-06 | PURCHASE | 2015-09 | $5,259 | $5,868 | -$609 |
| PROCTER & GAMBLE COMPANY (THE) CMN | 2015-04 | PURCHASE | 2015-09 | $7,713 | $9,055 | -$1,342 |
| PROCTER & GAMBLE COMPANY (THE) CMN | 2015-08 | PURCHASE | 2015-09 | $24,540 | $24,698 | -$158 |
| RECKITT BENCKISER GROUP PLC SPONSORE | 2014-07 | PURCHASE | 2015-03 | $27,444 | $27,875 | -$431 |
| SENSATA TECHNOLOGIES HLDG N .V CMN | 2014-04 | PURCHASE | 2015-03 | $30,981 | $23,103 | $7,878 |
| SGS S.A. ADR CMN | 2014-04 | PURCHASE | 2015-03 | $20,590 | $26,704 | -$6,114 |
| SHOPRITE HOLDINGS LTD SPONSORED ADR | 2014-04 | PURCHASE | 2015-03 | $10,945 | $13,682 | -$2,737 |
| SUN ART RETAIL GROUP LTD ADR CMN | 2014-04 | PURCHASE | 2015-02 | $474 | $668 | -$194 |
| SUN ART RETAIL GROUP LTD ADR CMN | 2014-04 | PURCHASE | 2015-02 | $836 | $1,168 | -$332 |
| SUN ART RETAIL GROUP LTD ADR CMN | 2014-04 | PURCHASE | 2015-02 | $1,690 | $2,298 | -$608 |
| SUN ART RETAIL GROUP LTD ADR CMN | 2014-04 | PURCHASE | 2015-02 | $1,260 | $1,772 | -$512 |
| SUN ART RETAIL GROUP LTD ADR CMN | 2014-04 | PURCHASE | 2015-02 | $1,029 | $1,451 | -$422 |
| SUN ART RETAIL GROUP LTD ADR CMN | 2014-04 | PURCHASE | 2015-02 | $850 | $1,207 | -$357 |
| SUN ART RETAIL GROUP LTD ADR CMN | 2014-04 | PURCHASE | 2015-02 | $1,700 | $2,478 | -$778 |
| SUN ART RETAIL GROUP LTD ADR CMN | 2014-04 | PURCHASE | 2015-03 | $1,928 | $2,786 | -$858 |
| SUN ART RETAIL GROUP LTD ADR CMN | 2014-04 | PURCHASE | 2015-03 | $3,228 | $4,931 | -$1,703 |
| SVENSKA CELLULOSA AB SPON ADR SPONSO | 2014-04 | PURCHASE | 2015-03 | $18,383 | $22,060 | -$3,677 |
| SWATCH GROUP SA (THE) ADR CMN | 2014-10 | PURCHASE | 2015-03 | $11,240 | $12,482 | -$1,242 |
| SYSCO CORPORATION CMN | 2015-04 | PURCHASE | 2015-09 | $4,003 | $3,765 | $238 |
| SYSCO CORPORATION CMN | 2015-05 | PURCHASE | 2015-09 | $14,612 | $13,180 | $1,432 |
| SYSMEX CORPORATION ADR CMN | 2014-04 | PURCHASE | 2015-03 | $16,821 | $9,416 | $7,405 |
| TAIWAN SEMICONDUCTOR MFG ADS LTD ADS | 2014-04 | PURCHASE | 2015-03 | $30,336 | $26,066 | $4,270 |
| TENCENT HOLDINGS LIMITED UNSPONSORED | 2014-04 | PURCHASE | 2015-03 | $33,340 | $23,316 | $10,024 |
| TWENTY-FIRST CENTURY FOX, INC. CMN | 2015-05 | PURCHASE | 2015-09 | $7,265 | $8,585 | -$1,320 |
| TWENTY-FIRST CENTURY FOX, INC. CMN | 2015-04 | PURCHASE | 2015-09 | $8,806 | $10,604 | -$1,798 |
| TWENTY-FIRST CENTURY FOX, INC. CMN | 2015-05 | PURCHASE | 2015-09 | $8,806 | $10,383 | -$1,577 |
| TWENTY-FIRST CENTURY FOX, INC. CMN | 2015-08 | PURCHASE | 2015-09 | $17,199 | $17,393 | -$194 |
| U.S. TREASURY BOND 3.000000% 05/15/2 | 2015-06 | PURCHASE | 2015-10 | $10,239 | $9,786 | $453 |
| U.S. TREASURY BOND 6.125% 11-15-2027 | 2014-12 | PURCHASE | 2015-07 | $27,580 | $28,143 | -$563 |
| U.S. TREASURY NOTE 1.000000% 02/15/2 | 2015-03 | PURCHASE | 2015-12 | $19,975 | $19,976 | -$1 |
| U.S. TREASURY NOTE 1.750000% 02/28/2 | 2015-03 | PURCHASE | 2015-09 | $19,882 | $19,779 | $103 |
| U.S. TREASURY NOTE 1.750000% 04/30/2 | 2015-05 | PURCHASE | 2015-09 | $9,928 | $9,908 | $20 |
| U.S. TREASURY NOTE 2.125000% 05/15/2 | 2015-08 | PURCHASE | 2015-09 | $29,862 | $29,612 | $250 |
| U.S. TREASURY NOTE 2.250000% 11/15/2 | 2015-12 | PURCHASE | 2015-12 | $40,050 | $40,019 | $31 |
| U.S. TREASURY NOTE 2.375000% 08/15/2 | 2014-10 | PURCHASE | 2015-09 | $10,203 | $10,243 | -$40 |
| U.S. TREASURY NOTE 2.375000% 08/15/2 | 2015-01 | PURCHASE | 2015-09 | $10,203 | $10,273 | -$70 |
| UNILEVER N.V. NY SHS (NEW) ADR CMN | 2014-10 | PURCHASE | 2015-09 | $5,771 | $5,525 | $246 |
| UNILEVER N.V. NY SHS (NEW) ADR CMN | 2014-10 | PURCHASE | 2015-09 | $7,801 | $7,373 | $428 |
| WAL-MART DE MEXICO SAB DE CV SPONSOR | 2014-04 | PURCHASE | 2015-03 | $13,012 | $13,215 | -$203 |
| WRIGHT MEDICAL GROUP N.V. CMN | 2015-10 | PURCHASE | 2015-10 | $15 | $15 | |
| YANDEX N.V. CMN | 2014-05 | PURCHASE | 2015-03 | $8,614 | $15,928 | -$7,314 |
| OZOFII ACCESS LTD | 2010-09 | PURCHASE | 2015-10 | $400,837 | $308,296 | $92,541 |
| YORK TOTAL ACCESS | 2010-09 | PURCHASE | 2015-10 | $396,882 | $321,816 | $75,066 |
| WASH SALE ADJUSTMENT | 2011-09 | PURCHASE | 2015-10 | $19,050 | $19,050 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (4 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| MERRILL LYNCH - 7EG-04044 NEUBERGER | $1,627,617 | $1,641,915 |
| MERRILL LYNCH - LOOMIS SAYLES | $1,689,148 | $1,671,119 |
| GOLDMAN SACHS - GSAM: TAXABLE | $1,607,003 | $1,569,135 |
| GOLDMAN SACHS - CORP FIXED INC | $1,369,454 | $1,366,470 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (11 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| MERRILL LYNCH - 7EG-02041 CXO OPTION | $4,664 | $466,870 |
| MERRILL LYNCH - 7EG-02042 PIA MNGED | $8,275,177 | $9,143,943 |
| MERRILL LYNCH - 7EG-02043 NJF INTL | $770,100 | $725,860 |
| MERRILL LYNCH - 7EG-02019 DIV PORT | $1,948,142 | $1,792,143 |
| GOLDMAN SACHS - BROKERAGE | $1,109,840 | $1,238,407 |
| GOLDMAN SACHS - ADVISORY BROK II | $3,841,884 | $3,563,073 |
| GOLDMAN SACHS - AVENIR | $621,759 | $853,953 |
| GOLDMAN SACHS - GANNETT WELSH | $335,664 | $390,945 |
| GOLDMAN SACKS - YACKTMAN | ||
| GOLDMAN SACHS - DIAMOND HILL | $874,759 | $1,091,961 |
| GOLDMAN SACHS - WCM DYNAMIC |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (11 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| MERRILL LYNCH - 7EG-02040 ALTERNATIV | AT COST | $2,449,905 | $2,988,158 |
| ENCAP ENERGY CAPITAL FUND VII | AT COST | $1,991,440 | $1,991,440 |
| PENNY BACKER | AT COST | $218,942 | $218,942 |
| QSI HOLDINGS, L.P. | AT COST | $198,111 | $198,111 |
| ENCAP FLATROCK | AT COST | $1,267,510 | $1,267,510 |
| NGP NATURAL RESOURCES | AT COST | $883,542 | $883,542 |
| ENCAP ENERGY IX | AT COST | $3,210,348 | $3,210,348 |
| PENNY BACKER III | AT COST | $703,406 | $703,406 |
| QID NGL | AT COST | $131,650 | $131,650 |
| BP NATURAL GAS | AT COST | $405,295 | $405,295 |
| ENCAP ENERGY X | AT COST | $101,350 | $101,350 |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp (2 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt |
|---|---|---|---|
| BUILDINGS/FURN&FIX | $1,005,805 | $102,702 | $903,103 |
| LAND | $55,000 | $55,000 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legal Fees | $1,980 | LegalFeesAmt |
| Disbursements Charitable Prps | $1,980 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (23 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| EXPENSES | |||
| ADVERTISING | $14,093 | $14,093 | |
| AUTO EXPENSE | $5,198 | $5,198 | |
| COMMUNITY SERVICE PROGRAM | $24,543 | $24,543 | |
| DUES/SUBSCRIPTION | $1,354 | $1,355 | |
| EQUIPMENT LEASE | $2,887 | $2,887 | |
| EVENT SPONSOR | $15,250 | $15,250 | |
| GRADUATION INCENTIVE | $23,500 | $23,500 | |
| INSURANCE | $9,801 | $9,801 | |
| MISC. | $1,271 | $1,271 | |
| NEW SCHOLAR ORIENTATION | $33,795 | $33,795 | |
| OFFICE EXPENSE | $5,482 | $5,482 | |
| POSTAGE | $5,416 | $5,416 | |
| RECEPTIONS | $16,496 | $16,496 | |
| REPAIRS & MAINTENANCE | $20,957 | $20,957 | |
| SCHOLARSHIP MENTORING PROGRAM | $20,202 | $20,202 | |
| SCHOLASHIP FEE | $10,000 | $10,000 | |
| SPONSORSHIP | $6,850 | $6,850 | |
| STORAGE RENTAL | $710 | $710 | |
| SUPPLY | $7,089 | $7,089 | |
| WEB SITE EXPENSE | $4,777 | $4,777 | |
| INVESTMENT/ADVISORY FEES | $181,804 | $181,804 | |
| MACK SELECT TOURNEY | $40,415 | $40,415 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| RENT | $1,800 | $1,800 | |
| PASSTHROUGH INV INC(LOSS) | -$2,097,709 | -$2,097,709 | -$2,097,709 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAX | $6,695 | $6,695 | |
| PROPERTY TAX | $2,280 | $2,280 | |
| SECTION 4940 | $128,654 | $128,654 |