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THE KING-GUFFEY FAMILY FOUNDATION: Form 990PF, tax year 2016

View the entire original 990 at ProPublica ↗

Organization
THE KING-GUFFEY FAMILY FOUNDATION (EIN 46-3794441)
Tax period
2016-01-01 to 2016-12-31
Filed
2017-10-06
IRS object ID
201732799349100213
Schema version
2016v3.1
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2017-10-06T12:14:28-05:00ReturnTs
Tax Period End2016-12-31TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Preparer Firm Name PreparerFirmName

FieldValueIRS element (for citing)
Business Name Line1Foundation SourceBusinessNameLine1Txt

Preparer US Address PreparerUSAddress

FieldValueIRS element (for citing)
Address Line1One Hollow Ln Ste 212AddressLine1Txt
CityLake SuccessCityNm
State AbbreviationNYStateAbbreviationCd
ZIP11042ZIPCd
FieldValueIRS element (for citing)
Return Type990PFReturnTypeCd
Tax Period Begin2016-01-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN463794441EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1The King-Guffey Family FoundationBusinessNameLine1Txt
FieldValueIRS element (for citing)
In Care Of% Foundation SourceInCareOfNm
Business Name ControlKINGBusinessNameControlTxt
Phone8008391754PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line1Foundation Source 501 Silverside RdAddressLine1Txt
CityWilmingtonCityNm
State AbbreviationDEStateAbbreviationCd
ZIP198091377ZIPCd

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonCYNTHIA KING-GUFFEYPersonNm
Person Titleco presidentPersonTitleTxt
Phone8008391754PhoneNum
Signature2017-09-22SignatureDt
Discuss With Paid PreparerYes (true)DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

FieldValueIRS element (for citing)
Preparer PersonJeffrey D HaskellPreparerPersonNm
PTINP01345770PTIN
Phone8008391754PhoneNum

Filing Security Information FilingSecurityInformation

IP Address IPAddress

FieldValueIRS element (for citing)
I Pv4 Address24.187.244.114IPv4AddressTxt
FieldValueIRS element (for citing)
Federal Original Submission Id06391520172795000000FederalOriginalSubmissionId
Federal Original Submission Id2017-10-06FederalOriginalSubmissionIdDt
Filing License TypePFilingLicenseTypeCd
At Submission Creation Device IdBC971FC33BAF52379132A0473611089A0DAEC697AtSubmissionCreationDeviceId
At Submission Filing Device Id259C731B7C7CCB55DA46458F0098BC0D5A2501CBAtSubmissionFilingDeviceId
FieldValueIRS element (for citing)
Tax2016TaxYr
Build TS2021-01-29 14:40:06ZBuildTS

Form 990-PF IRS990PF

FieldValueIRS element (for citing)
Organization501c3 Exempt PFYes (X)Organization501c3ExemptPFInd
FMV Assets EOY$8,930,378FMVAssetsEOYAmt
Method Of Accounting CashYes (X)MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

FieldValueIRS element (for citing)
Contri Rcvd Rev And Expnss$0ContriRcvdRevAndExpnssAmt
Schedule B Not RequiredYes (X)ScheduleBNotRequiredInd
Interest On Sav Rev And Expnss$253InterestOnSavRevAndExpnssAmt
Interest On Sav Net Invst Incm$253InterestOnSavNetInvstIncmAmt
Dividends Rev And Expnss$133,742DividendsRevAndExpnssAmt
Dividends Net Invst Incm$126,153DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss-$284,157NetGainSaleAstRevAndExpnssAmt
Gross Sales Price$2,655,595GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm$0CapGainNetIncmNetInvstIncmAmt
Total Rev And Expnss-$150,162TotalRevAndExpnssAmt
Total Net Invst Incm$126,406TotalNetInvstIncmAmt
Comp Ofcr Dir Trst Rev And Expnss$0CompOfcrDirTrstRevAndExpnssAmt
Other Prof Fees Rev And Expnss$27,272OtherProfFeesRevAndExpnssAmt
Other Prof Fees Net Invst Incm$27,272OtherProfFeesNetInvstIncmAmt
Taxes Rev And Expnss$900TaxesRevAndExpnssAmt
Other Expenses Rev And Expnss$25,362OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm$100OtherExpensesNetInvstIncmAmt
Other Expenses Dsbrs Chrtbl$25,262OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss$53,534TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm$27,372TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Dsbrs Chrtbl$25,262TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss$525,000ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl$525,000ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss$578,534TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm$27,372TotalExpensesNetInvstIncmAmt
Total Expenses Dsbrs Chrtbl$550,262TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses-$728,696ExcessRevenueOverExpensesAmt
Net Investment Income$99,034NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

FieldValueIRS element (for citing)
Sav And Temp Cash Invst BOY$179,044SavAndTempCashInvstBOYAmt
Sav And Temp Cash Invst EOY$359,066SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV$359,066SavAndTempCashInvstEOYFMVAmt
Corporate Stock BOY$7,040,934CorporateStockBOYAmt
Corporate Stock EOY$6,347,179CorporateStockEOYAmt
Corporate Stock EOYFMV$6,078,020CorporateStockEOYFMVAmt
Other Investments BOY$2,729,736OtherInvestmentsBOYAmt
Other Investments EOY$2,514,773OtherInvestmentsEOYAmt
Other Investments EOYFMV$2,493,292OtherInvestmentsEOYFMVAmt
Total Assets BOY$9,949,714TotalAssetsBOYAmt
Total Assets EOY$9,221,018TotalAssetsEOYAmt
Total Assets EOYFMV$8,930,378TotalAssetsEOYFMVAmt
Total Liabilities BOY$0TotalLiabilitiesBOYAmt
Total Liabilities EOY$0TotalLiabilitiesEOYAmt
Org Does Not Follow SFAS117Yes (X)OrgDoesNotFollowSFAS117Ind
Retained Earning BOY$9,949,714RetainedEarningBOYAmt
Retained Earning EOY$9,221,018RetainedEarningEOYAmt
Tot Net Ast Or Fund Balances BOY$9,949,714TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY$9,221,018TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY$9,949,714TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY$9,221,018TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

FieldValueIRS element (for citing)
Tot Net Ast Or Fund Balances BOY$9,949,714TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses-$728,696ExcessRevenueOverExpensesAmt
Subtotal$9,221,018SubtotalAmt
Tot Net Ast Or Fund Balances EOY$9,221,018TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (2 entries)

PropertyPropertyDescGross Sales PriceGrossSalesPriceAmtCost Or Other BasisCostOrOtherBasisAmtGain Or LossGainOrLossAmtGains Minus Excess Or LossesGainsMinusExcessOrLossesAmtHow AcquiredHowAcquiredCdAcquiredAcquiredDtSoldSoldDt
Publicly-traded Securities$2,405,595$2,674,080-$268,485-$268,485
CAI18 - IRONWOOD MULTI-STRATEGY FUND LLC$250,000$265,672-$15,672-$15,672P2014-02-272016-07-28
FieldValueIRS element (for citing)
Capital Gain Net Income-$284,157CapitalGainNetIncomeAmt

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

FieldValueIRS element (for citing)
Liable Section4942 TaxfalseLiableSection4942TaxInd
Adjusted Qlfy Distri Yr1$173,658AdjustedQlfyDistriYr1Amt
Net Vl Noncharitable Assets Yr1$9,518,066NetVlNoncharitableAssetsYr1Amt
Distribution Yr10.018245DistributionYr1Rt
Adjusted Qlfy Distri Yr2$333,200AdjustedQlfyDistriYr2Amt
Net Vl Noncharitable Assets Yr2$10,134,127NetVlNoncharitableAssetsYr2Amt
Distribution Yr20.032879DistributionYr2Rt
Net Vl Noncharitable Assets Yr3$1,383,299NetVlNoncharitableAssetsYr3Amt
Adjusted Qlfy Distri Yr4$0AdjustedQlfyDistriYr4Amt
Net Vl Noncharitable Assets Yr4$0NetVlNoncharitableAssetsYr4Amt
Distribution Yr40.0DistributionYr4Rt
Adjusted Qlfy Distri Yr5$0AdjustedQlfyDistriYr5Amt
Net Vl Noncharitable Assets Yr5$0NetVlNoncharitableAssetsYr5Amt
Distribution Yr50.0DistributionYr5Rt
Total Distribution0.051124TotalDistributionRt
Average Distribution0.017041AverageDistributionRt
Net Vl Noncharitable Assets$9,075,879NetVlNoncharitableAssetsAmt
Adj Net Vl Noncharitable Assets$154,662AdjNetVlNoncharitableAssetsAmt
Net Investment Income Pct$990NetInvestmentIncomePctAmt
Adj Nonchrtbl Net Invst Incm Pct$155,652AdjNonchrtblNetInvstIncmPctAmt
Qualifying Distributions$550,262QualifyingDistributionsAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

FieldValueIRS element (for citing)
Domestic Org Meeting Sect4940eYes (X)DomesticOrgMeetingSect4940eInd
Investment Income Excise Tax$990InvestmentIncomeExciseTaxAmt
Subtotal$990SubtotalAmt
Tax Based On Investment Income$990TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx$1,300EstimatedPlusOvpmtIncmTxAmt
Applied To Es Tax$730AppliedToEsTaxAmt
Total Payments And Credits$2,030TotalPaymentsAndCreditsAmt
Form2220 AttachedYes (X)Form2220AttachedInd
Overpayment$1,040OverpaymentAmt
Applied To ES Tax$1,040AppliedToESTaxAmt

Statements Regarding Acty StatementsRegardingActyGrp

FieldValueIRS element (for citing)
Legislative Political ActyfalseLegislativePoliticalActyInd
More Than100 SpentfalseMoreThan100SpentInd
Form1120 POL FiledfalseForm1120POLFiledInd
Activities Not Previously RptfalseActivitiesNotPreviouslyRptInd
Changes To Articles Or BylawsfalseChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over LimitfalseUnrelatedBusIncmOverLimitInd
Organization Dissolved EtcfalseOrganizationDissolvedEtcInd
Section508e Rqr SatisfiedYes (true)Section508eRqrSatisfiedInd
At Least5000 In AssetsYes (true)AtLeast5000InAssetsInd
Org Report Or Register StateDEOrgReportOrRegisterStateCd
Form990 PF Filed With Atty GenYes (true)Form990PFFiledWithAttyGenInd
Private Operating FoundationfalsePrivateOperatingFoundationInd
New Substantial ContributorsfalseNewSubstantialContributorsInd
Own Controlled EntityfalseOwnControlledEntityInd
Donor Advised FundfalseDonorAdvisedFundInd
Comply With Public Insp RqrYes (true)ComplyWithPublicInspRqrInd

Persons With Books Name PersonsWithBooksName

FieldValueIRS element (for citing)
Business Name Line1Foundation SourceBusinessNameLine1Txt
FieldValueIRS element (for citing)
Phone8008391754PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

FieldValueIRS element (for citing)
Address Line1501 Silverside Road Suite 123AddressLine1Txt
CityWilmingtonCityNm
State AbbreviationDEStateAbbreviationCd
ZIP198091377ZIPCd
FieldValueIRS element (for citing)
Foreign Accounts QuestionfalseForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

FieldValueIRS element (for citing)
Sale Or Exch Disqualified PrsnfalseSaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified PrsnfalseBrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified PrsnfalseFurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified PrsnfalsePayCompDisqualifiedPrsnInd
Transfer Ast Disqualified PrsnfalseTransferAstDisqualifiedPrsnInd
Payment To Government OfficialfalsePaymentToGovernmentOfficialInd
Uncorrected Prior ActsfalseUncorrectedPriorActsInd
Undistributed Income PYfalseUndistributedIncomePYInd
Business HoldingsfalseBusinessHoldingsInd
Jeopardy InvestmentsfalseJeopardyInvestmentsInd
Uncorrected PY Jeopardy InvstfalseUncorrectedPYJeopardyInvstInd
Influence LegislationfalseInfluenceLegislationInd
Influence ElectionfalseInfluenceElectionInd
Grants To IndividualsfalseGrantsToIndividualsInd
Grants To OrganizationsfalseGrantsToOrganizationsInd
Noncharitable PurposefalseNoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft CntrctfalseRcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft CntrctfalsePayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter TransfalseProhibitedTaxShelterTransInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdTitleTitleTxtAverage Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRtCompensationCompensationAmtEmployee Benefit ProgramEmployeeBenefitProgramAmtExpense Account Other AllwncExpenseAccountOtherAllwncAmt
Alan B Guffey
Foundation Source 501 Silverside RdWilmingtonDE198091377Co- Pres / Dir1.0$0$0$0
Cynthia King-Guffey
Foundation Source 501 Silverside RdWilmingtonDE198091377Co- Pres / Dir / Sec / Treas5.0$0$0$0
FieldValueIRS element (for citing)
Summary Of Direct Chrtbl ActySummaryOfDirectChrtblActyGrp
Sum Of Program Related InvstSumOfProgramRelatedInvstGrp

Minimum Investment Return MinimumInvestmentReturnGrp

FieldValueIRS element (for citing)
Average Monthly FMV Of Sec$6,306,232AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances$282,594AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast$2,625,264FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets$9,214,090TotalFMVOfUnusedAssetsAmt
Acquisition Indebtedness$0AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast$9,214,090AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable$138,211CashDeemedCharitableAmt
Net Vl Noncharitable Assets$9,075,879NetVlNoncharitableAssetsAmt
Minimum Investment Return$453,794MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

FieldValueIRS element (for citing)
Minimum Investment Return$453,794MinimumInvestmentReturnAmt
Tax Based On Investment Income$990TaxBasedOnInvestmentIncomeAmt
Total Tax$990TotalTaxAmt
Distributable Before Adj$452,804DistributableBeforeAdjAmt
Distributable Before Ded$452,804DistributableBeforeDedAmt
Distributable As Adjusted$452,804DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

FieldValueIRS element (for citing)
Expenses And Contributions$550,262ExpensesAndContributionsAmt
Program Related Invst Total$0ProgramRelatedInvstTotalAmt
Charitable Assets Acquis Paid$0CharitableAssetsAcquisPaidAmt
Set Aside Suitability Test$0SetAsideSuitabilityTestAmt
Set Aside Cash Distri Test$0SetAsideCashDistriTestAmt
Qualifying Distributions$550,262QualifyingDistributionsAmt
Pct Sect4940e Org Net Invst Incm$990PctSect4940eOrgNetInvstIncmAmt
Adjusted Qualifying Distri$549,272AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

FieldValueIRS element (for citing)
Distributable As Adjusted$452,804DistributableAsAdjustedAmt
Undistributed Income PY$461,595UndistributedIncomePYAmt
Prior Year12014PriorYear1Yr
Prior Year22013PriorYear2Yr
Prior Year32012PriorYear3Yr
Qualifying Distributions$550,262QualifyingDistributionsAmt
Applied To Year1$461,595AppliedToYear1Amt
Applied To Current Year$88,667AppliedToCurrentYearAmt
Remaining Distri From Corpus$0RemainingDistriFromCorpusAmt
Total Corpus$0TotalCorpusAmt
Undistributed Income CY$364,137UndistributedIncomeCYAmt
Excess Distri Cyov To Next Yr$0ExcessDistriCyovToNextYrAmt
Excess From Current Year$0ExcessFromCurrentYearAmt
FieldValueIRS element (for citing)
Private Operating FoundationsPrivateOperatingFoundationsGrp

Supplementary Information SupplementaryInformationGrp

FieldValueIRS element (for citing)
Contributing ManagerNONEContributingManagerNm
Only Contri To PreselectedYes (X)OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (5 entries)

Address Line1RecipientUSAddress/AddressLine1TxtCityRecipientUSAddress/CityNmState AbbreviationRecipientUSAddress/StateAbbreviationCdZIPRecipientUSAddress/ZIPCdRecipient RelationshipRecipientRelationshipTxtRecipient Foundation StatusRecipientFoundationStatusTxtGrant Or Contribution PurposeGrantOrContributionPurposeTxtAmtAmt
FRIENDS OF THE CHILDREN-PORTLAND
44 NE MORRIS STPORTLANDOR97212N/APCGeneral & Unrestricted$50,000
GRASSROOT SOCCER INC
PO BOX 712NORWICHVT05055N/APCGeneral & Unrestricted$50,000
LAKE GROVE PRESBYTERIAN CHURCH
4040 SUNSET DRLAKE OSWEGOOR97035N/APCgeneral fund and WorldVision's Zambia ERE work Project$25,000
MORGAN STANLEY GLOBAL IMPACT FUNDING TRUST INC
1177 6TH AVE 41ST FLRNEW YORKNY10036N/APCGeneral & Unrestricted$250,000
POSITIVE COACHING ALLIANCE
1001 N RENGSTORFF AVE STE 100MOUNTAIN VIEWCA94043N/APCSeed funding for Portland PCA Project$150,000
FieldValueIRS element (for citing)
Total Grant Or Contri Pd Dur Yr$525,000TotalGrantOrContriPdDurYrAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

FieldValueIRS element (for citing)
Fees Contracts From Govt AgFeesContractsFromGovtAgGrp
Membership Dues And AssmntMembershipDuesAndAssmntGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$253ExclusionAmt

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$133,742ExclusionAmt
FieldValueIRS element (for citing)
Net Rntl Incm Re Debt Fincd PropNetRntlIncmReDebtFincdPropGrp
Net Rntl Incm Re Not Debt Fincd PropNetRntlIncmReNotDebtFincdProp
Net Rental Income Personal PropNetRentalIncomePersonalPropGrp
Other Investment Incm Part VIIOtherInvestmentIncmPartVIIGrp

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

FieldValueIRS element (for citing)
Exclusion18ExclusionCd
Exclusion-$284,157ExclusionAmt
FieldValueIRS element (for citing)
Net Income Loss From Special EvtNetIncomeLossFromSpecialEvtGrp
Gross Profit Loss Sls Of InvntryGrossProfitLossSlsOfInvntryGrp

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

FieldValueIRS element (for citing)
Exclusion-$150,162ExclusionAmt
FieldValueIRS element (for citing)
Total Income Producing Acty-$150,162TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

FieldValueIRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EOfalseTrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EOfalseTrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of AssetsfalseSalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EOfalsePurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth AssetsfalseRentalOfFacilitiesOthAssetsInd
Reimbursement ArrangementsfalseReimbursementArrangementsInd
Loans Or Loan GuaranteesfalseLoansOrLoanGuaranteesInd
Performance Of Services EtcfalsePerformanceOfServicesEtcInd
Sharing Of Facilities EtcfalseSharingOfFacilitiesEtcInd
Relationships Nonchrtbl EOfalseRelationshipsNonchrtblEOInd

Depreciation Schedule DepreciationSchedule

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (32 entries)

StockStockNmEOY Book ValueEOYBookValueAmtEOYFMVEOYFMVAmt
AQR MANAGED FUTURES FUND CL I$19,047$17,455
BAIDU.COM - ADR$838,624$822,051
BLACKROCK EQUITY DIVIDEND FUND$670,962$624,106
BLACKROCK HIGH YIELD BOND INST$244,997$238,177
CENTER COAST MLP FOCUS FD INST$79,852$89,307
CLEARBRIDGE AGGRESSIVE GROWTH$212,695$206,951
COHEN & STEERS GLOBAL REALTY S$57,407$54,438
DIAMOND HILL SMALL CAP FUND CL$212,773$213,409
DOUBLELINE TOTAL RETURN BOND$317,666$311,205
DREYFUS PREMIER INTERNATIONAL$81,218$78,194
FIRST TRUST ISE WATER INDEX$19,835$23,264
INTERNATIONAL GROWTH & INCOME$397,599$357,425
ISHARES GOLD TRUST$19,281$17,750
IVY MUNICIPAL HIGH INCOME CLAS$161,868$155,814
IVY SCIENCE AND TECHNOLOGY FUN$217,719$213,638
JENNISON NATURAL RESOURCES FUN$19,615$23,963
MATTHEWS JAPAN FUND$114,541$114,128
MSIF GLOBAL INFRASTRUCTURE CLA$77,314$80,831
MUTUAL EUROPEAN FD CL Z$116,905$122,550
OPPENHEIMER DEVELOPING MARKETS$133,476$117,307
OPPENHEIMER INTL GROWTH FUND Y$323,960$299,263
PIMCO 1 TO 5 YEAR US TIPS INDE$75,925$76,501
PIMCO INCOME FUND P CLASS$319,422$315,620
POLEN GROWTH FUND INSTITUTIONA$418,637$423,367
PRINCIPAL PREFERRED SECURITIES$159,315$154,729
ROYCE PREMIER FUND$255,962$192,545
SNOW CAPITAL OPPORTUNITY FD IN$252,304$214,941
TEMPLETON GLOBAL BD$78,478$81,914
VANGUARD ENERGY ETF$19,196$22,925
VIRTUS EMERGING MARKETS OPPTS$128,230$116,323
WELLS FARGO ADV SHORT TERM HIG$240,245$235,935
WISDOMTREE EUROPE SMALLCAP DIV$62,111$61,994

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp (3 entries)

Category Or ItemCategoryOrItemTxtBook ValueBookValueAmtEOYFMVEOYFMVAmt
ABS OFFSHORE SPC$1,000,000$1,001,797
BX TAC OPPS II OFFSHORE FEEDER$196,562$209,531
IRONWOOD MULTI-STRATEGY FUND L$1,318,211$1,281,964

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)

DescDescRevenue And Expenses Per BooksRevenueAndExpensesPerBooksAmtDisbursements Charitable PrpsDisbursementsCharitablePrpsAmtNet Investment IncomeNetInvestmentIncomeAmt
Administrative Fees$25,237$25,237
Bank Charges$100$100
State or Local Filing Fees$25$25

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail

FieldValueIRS element (for citing)
CategoryInvestment Management ServicesCategoryTxt
Amt$27,272Amt
Net Investment Income$27,272NetInvestmentIncomeAmt

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail

FieldValueIRS element (for citing)
Category990-PF Estimated Tax for 2016CategoryTxt
Amt$900Amt

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