SWIFT FOUNDATION: Form 990PF, tax year 2015

View the entire original 990 at ProPublica ↗

Organization
SWIFT FOUNDATION (EIN 77-0559600)
Tax period
2015-10-01 to 2016-09-30
Filed
2017-08-14
IRS object ID
201732269349100423
Schema version
2015v3.0
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2017-08-14T12:08:46-07:00ReturnTs
Tax Period End2016-09-30TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Preparer Firm Name PreparerFirmName

FieldValueIRS element (for citing)
Business Name Line1Fontanello Duffield & Otake LLPBusinessNameLine1Txt

Preparer US Address PreparerUSAddress

FieldValueIRS element (for citing)
Address Line144 Montgomery Street Suite 1305AddressLine1Txt
CitySan FranciscoCityNm
State AbbreviationCAStateAbbreviationCd
ZIP94104ZIPCd
FieldValueIRS element (for citing)
Return Type990PFReturnTypeCd
Tax Period Begin2015-10-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN770559600EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1Swift FoundationBusinessNameLine1Txt
Business Name Line2co Manchester Capital ManagementBusinessNameLine2Txt
FieldValueIRS element (for citing)
Business Name ControlSWIFBusinessNameControlTxt
Phone8059695670PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line11157 Coast Village RoadAddressLine1Txt
CitySanta BarbaraCityNm
State AbbreviationCAStateAbbreviationCd
ZIP93108ZIPCd

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonKaren SwiftPersonNm
Person TitleTreasurerPersonTitleTxt
Signature2017-08-14SignatureDt
Discuss With Paid PreparerfalseDiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

FieldValueIRS element (for citing)
Preparer PersonCarol DuffieldPreparerPersonNm
PTINP01257136PTIN
Phone4159830200PhoneNum
FieldValueIRS element (for citing)
Tax2015TaxYr
Build TS2021-01-29 14:40:06ZBuildTS

Form 990-PF IRS990PF

FieldValueIRS element (for citing)
Organization501c3 Exempt PFYes (X)Organization501c3ExemptPFInd
FMV Assets EOY$59,180,234FMVAssetsEOYAmt
Method Of Accounting CashYes (X)MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

FieldValueIRS element (for citing)
Contri Rcvd Rev And Expnss$539,218ContriRcvdRevAndExpnssAmt
Interest On Sav Rev And Expnss$462,483InterestOnSavRevAndExpnssAmt
Interest On Sav Net Invst Incm$462,483InterestOnSavNetInvstIncmAmt
Dividends Rev And Expnss$574,782DividendsRevAndExpnssAmt
Dividends Net Invst Incm$574,782DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss$1,658,691NetGainSaleAstRevAndExpnssAmt
Gross Sales Price$19,542,314GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm$1,568,865CapGainNetIncmNetInvstIncmAmt
Other Income Rev And Expnss$69,244OtherIncomeRevAndExpnssAmt
Other Income Net Invst Incm$80,191OtherIncomeNetInvstIncmAmt
Total Rev And Expnss$3,304,418TotalRevAndExpnssAmt
Total Net Invst Incm$2,686,321TotalNetInvstIncmAmt
Comp Ofcr Dir Trst Rev And Expnss$2,000CompOfcrDirTrstRevAndExpnssAmt
Comp Ofcr Dir Trst Dsbrs Chrtbl$2,000CompOfcrDirTrstDsbrsChrtblAmt
Oth Empl Slrs Wgs Rev And Expnss$110,969OthEmplSlrsWgsRevAndExpnssAmt
Oth Empl Slrs Wgs Dsbrs Chrtbl$110,969OthEmplSlrsWgsDsbrsChrtblAmt
Pension Empl Bnft Rev And Expnss$74,317PensionEmplBnftRevAndExpnssAmt
Pension Empl Bnft Dsbrs Chrtbl$74,317PensionEmplBnftDsbrsChrtblAmt
Accounting Fees Rev And Expnss$61,375AccountingFeesRevAndExpnssAmt
Accounting Fees Chrtbl Prps$61,375AccountingFeesChrtblPrpsAmt
Other Prof Fees Rev And Expnss$403,672OtherProfFeesRevAndExpnssAmt
Other Prof Fees Net Invst Incm$341,432OtherProfFeesNetInvstIncmAmt
Other Prof Fees Dsbrs Chrtbl$62,240OtherProfFeesDsbrsChrtblAmt
Taxes Rev And Expnss$17,529TaxesRevAndExpnssAmt
Taxes Net Invst Incm$17,529TaxesNetInvstIncmAmt
Trav Conf Meeting Rev And Expnss$98,151TravConfMeetingRevAndExpnssAmt
Trav Conf Meeting Dsbrs Chrtbl$98,151TravConfMeetingDsbrsChrtblAmt
Other Expenses Rev And Expnss$38,864OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm$8,036OtherExpensesNetInvstIncmAmt
Other Expenses Dsbrs Chrtbl$30,828OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss$806,877TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm$366,997TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Dsbrs Chrtbl$439,880TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss$2,017,528ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl$2,017,528ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss$2,824,405TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm$366,997TotalExpensesNetInvstIncmAmt
Total Expenses Dsbrs Chrtbl$2,457,408TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses$480,013ExcessRevenueOverExpensesAmt
Net Investment Income$2,319,324NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

FieldValueIRS element (for citing)
Sav And Temp Cash Invst BOY$5,255,041SavAndTempCashInvstBOYAmt
Sav And Temp Cash Invst EOY$6,800,832SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV$6,819,304SavAndTempCashInvstEOYFMVAmt
Other Nts And Loans Rcvbl$1,750,000OtherNtsAndLoansRcvblAmt
Other Nts And Loans Rcvbl BOY$1,750,000OtherNtsAndLoansRcvblBOYAmt
Other Nts And Loans Rcvbl EOY$1,750,000OtherNtsAndLoansRcvblEOYAmt
Other Nts And Loans Rcvbl EOYFMV$1,750,000OtherNtsAndLoansRcvblEOYFMVAmt
US Government Obligations EOY$6,340,105USGovernmentObligationsEOYAmt
US Govt Obligations EOYFMV$6,432,992USGovtObligationsEOYFMVAmt
Corporate Stock BOY$500,000CorporateStockBOYAmt
Corporate Stock EOY$17,625,514CorporateStockEOYAmt
Corporate Stock EOYFMV$18,569,993CorporateStockEOYFMVAmt
Corporate Bonds EOY$4,797,503CorporateBondsEOYAmt
Corporate Bonds EOYFMV$4,885,923CorporateBondsEOYFMVAmt
Other Investments BOY$43,478,376OtherInvestmentsBOYAmt
Other Investments EOY$12,653,418OtherInvestmentsEOYAmt
Other Investments EOYFMV$18,815,638OtherInvestmentsEOYFMVAmt
Other Assets BOY$1,459,313OtherAssetsBOYAmt
Other Assets EOY$2,159,596OtherAssetsEOYAmt
Other Assets EOYFMV$1,906,384OtherAssetsEOYFMVAmt
Total Assets BOY$52,442,730TotalAssetsBOYAmt
Total Assets EOY$52,126,968TotalAssetsEOYAmt
Total Assets EOYFMV$59,180,234TotalAssetsEOYFMVAmt
Deferred Revenue BOY$153,350DeferredRevenueBOYAmt
Other Liabilities BOY$13,832OtherLiabilitiesBOYAmt
Total Liabilities BOY$167,182TotalLiabilitiesBOYAmt
Total Liabilities EOY$0TotalLiabilitiesEOYAmt
Org Does Not Follow SFAS117Yes (X)OrgDoesNotFollowSFAS117Ind
Retained Earning BOY$52,275,548RetainedEarningBOYAmt
Retained Earning EOY$52,126,968RetainedEarningEOYAmt
Tot Net Ast Or Fund Balances BOY$52,275,548TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY$52,126,968TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY$52,442,730TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY$52,126,968TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

FieldValueIRS element (for citing)
Tot Net Ast Or Fund Balances BOY$52,275,548TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses$480,013ExcessRevenueOverExpensesAmt
Subtotal$52,755,561SubtotalAmt
Other Decreases$628,593OtherDecreasesAmt
Tot Net Ast Or Fund Balances EOY$52,126,968TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (6 entries)

PropertyPropertyDescHow AcquiredHowAcquiredCdAcquiredAcquiredDtSoldSoldDtGross Sales PriceGrossSalesPriceAmtCost Or Other BasisCostOrOtherBasisAmtGain Or LossGainOrLossAmtGains Minus Excess Or LossesGainsMinusExcessOrLossesAmt
Sale of Publicly Traded SecuritesP2000-01-012016-09-30$18,998,172$17,883,594$1,114,578$1,114,578
Capital Gains DistributionsP2000-01-012016-09-30$329,766$329,766$329,766
MicroVest Short Duration Fund, LP - UBIP2016-01-012016-09-30$19-$19-$19
Canyon-Johnson Urban Fund III, LP - UBIP2000-01-012016-09-30$89,826$89,826
Realized Gain/Loss from PartnershipsP2000-01-012016-09-30$124,550$124,550$124,550
MicroVest Short Duration Fund, LP - UBIP2000-01-012016-09-30$10-$10-$10
FieldValueIRS element (for citing)
Capital Gain Net Income$1,568,865CapitalGainNetIncomeAmt
Net Short Term Capital Gain Loss-$19NetShortTermCapitalGainLossAmt

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

FieldValueIRS element (for citing)
Liable Section4942 TaxfalseLiableSection4942TaxInd
Adjusted Qlfy Distri Yr1$2,668,617AdjustedQlfyDistriYr1Amt
Net Vl Noncharitable Assets Yr1$58,698,041NetVlNoncharitableAssetsYr1Amt
Distribution Yr10.04546DistributionYr1Rt
Adjusted Qlfy Distri Yr2$2,669,233AdjustedQlfyDistriYr2Amt
Net Vl Noncharitable Assets Yr2$58,802,434NetVlNoncharitableAssetsYr2Amt
Distribution Yr20.04539DistributionYr2Rt
Adjusted Qlfy Distri Yr3$2,372,199AdjustedQlfyDistriYr3Amt
Net Vl Noncharitable Assets Yr3$55,202,696NetVlNoncharitableAssetsYr3Amt
Distribution Yr30.04297DistributionYr3Rt
Adjusted Qlfy Distri Yr4$2,869,044AdjustedQlfyDistriYr4Amt
Net Vl Noncharitable Assets Yr4$49,972,379NetVlNoncharitableAssetsYr4Amt
Distribution Yr40.05741DistributionYr4Rt
Adjusted Qlfy Distri Yr5$3,317,047AdjustedQlfyDistriYr5Amt
Net Vl Noncharitable Assets Yr5$50,237,297NetVlNoncharitableAssetsYr5Amt
Distribution Yr50.06603DistributionYr5Rt
Total Distribution0.257270TotalDistributionRt
Average Distribution0.051454AverageDistributionRt
Net Vl Noncharitable Assets$55,495,320NetVlNoncharitableAssetsAmt
Adj Net Vl Noncharitable Assets$2,855,456AdjNetVlNoncharitableAssetsAmt
Net Investment Income Pct$23,193NetInvestmentIncomePctAmt
Adj Nonchrtbl Net Invst Incm Pct$2,878,649AdjNonchrtblNetInvstIncmPctAmt
Qualifying Distributions$2,957,408QualifyingDistributionsAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

FieldValueIRS element (for citing)
Domestic Org Meeting Sect4940eYes (X)DomesticOrgMeetingSect4940eInd
Investment Income Excise Tax$23,193InvestmentIncomeExciseTaxAmt
Subtotal$23,193SubtotalAmt
Tax Based On Investment Income$23,193TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx$86,387EstimatedPlusOvpmtIncmTxAmt
Total Payments And Credits$86,387TotalPaymentsAndCreditsAmt
Form2220 AttachedYes (X)Form2220AttachedInd
Overpayment$63,194OverpaymentAmt
Applied To ES Tax$63,194AppliedToESTaxAmt

Statements Regarding Acty StatementsRegardingActyGrp

FieldValueIRS element (for citing)
Legislative Political ActyfalseLegislativePoliticalActyInd
More Than100 SpentfalseMoreThan100SpentInd
Form1120 POL FiledfalseForm1120POLFiledInd
Activities Not Previously RptfalseActivitiesNotPreviouslyRptInd
Changes To Articles Or BylawsfalseChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over LimitYes (true)UnrelatedBusIncmOverLimitInd
Form990 T FiledYes (true)Form990TFiledInd
Organization Dissolved EtcfalseOrganizationDissolvedEtcInd
Section508e Rqr SatisfiedYes (true)Section508eRqrSatisfiedInd
At Least5000 In AssetsYes (true)AtLeast5000InAssetsInd
Org Report Or Register StateCAOrgReportOrRegisterStateCd
Form990 PF Filed With Atty GenYes (true)Form990PFFiledWithAttyGenInd
Private Operating FoundationfalsePrivateOperatingFoundationInd
New Substantial ContributorsfalseNewSubstantialContributorsInd
Own Controlled EntityfalseOwnControlledEntityInd
Donor Advised FundYes (true)DonorAdvisedFundInd
Comply With Public Insp RqrYes (true)ComplyWithPublicInspRqrInd
Website AddressN/AWebsiteAddressTxt

Persons With Books Name PersonsWithBooksName

FieldValueIRS element (for citing)
Business Name Line1Manchester Capital ManagementBusinessNameLine1Txt
FieldValueIRS element (for citing)
Phone8059695670PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

FieldValueIRS element (for citing)
Address Line11157 Coast Village Road Ste AAddressLine1Txt
CitySanta BarbaraCityNm
State AbbreviationCAStateAbbreviationCd
ZIP93108ZIPCd
FieldValueIRS element (for citing)
Foreign Accounts QuestionfalseForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

FieldValueIRS element (for citing)
Sale Or Exch Disqualified PrsnfalseSaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified PrsnfalseBrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified PrsnYes (true)FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified PrsnYes (true)PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified PrsnfalseTransferAstDisqualifiedPrsnInd
Payment To Government OfficialfalsePaymentToGovernmentOfficialInd
Acts Fail To Qlfy As ExceptionsfalseActsFailToQlfyAsExceptionsInd
Uncorrected Prior ActsfalseUncorrectedPriorActsInd
Undistributed Income PYfalseUndistributedIncomePYInd
Undistr Incm Sect4942a2 Not AppfalseUndistrIncmSect4942a2NotAppInd
Business HoldingsYes (true)BusinessHoldingsInd
Excess Business HoldingsfalseExcessBusinessHoldingsInd
Jeopardy InvestmentsfalseJeopardyInvestmentsInd
Uncorrected PY Jeopardy InvstfalseUncorrectedPYJeopardyInvstInd
Influence LegislationfalseInfluenceLegislationInd
Influence ElectionfalseInfluenceElectionInd
Grants To IndividualsfalseGrantsToIndividualsInd
Grants To OrganizationsfalseGrantsToOrganizationsInd
Noncharitable PurposefalseNoncharitablePurposeInd
Transactions Fail To Qlfy As ExcfalseTransactionsFailToQlfyAsExcInd
Maintained Expenditure RspnsfalseMaintainedExpenditureRspnsInd
Rcv Fnds To Pay Prsnl Bnft CntrctfalseRcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft CntrctfalsePayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter TransfalseProhibitedTaxShelterTransInd
Proceeds Or Net IncomefalseProceedsOrNetIncomeInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdTitleTitleTxtAverage Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRtCompensationCompensationAmt
John F Swift
1157 Coast Village Road Ste ASanta BarbaraCA93108President7.50$0
Karen Swift
1157 Coast Village Road Ste ASanta BarbaraCA93108Treasurer3.00$0
Sonja Swift
1157 Coast Village Road Ste ASanta BarbaraCA93108Sect'y/Chair3.00$0
Jeannette Armstrong
1157 Coast Village Road Ste ASanta BarbaraCA93108Director3.00$2,000

Compensation Highest Paid Empl CompensationHighestPaidEmplGrp

FieldValueIRS element (for citing)
PersonJennifer AstonePersonNm

US Address USAddress

FieldValueIRS element (for citing)
Address Line11157 Coast Village Road AAddressLine1Txt
CitySanta BarbaraCityNm
State AbbreviationCAStateAbbreviationCd
ZIP93108ZIPCd
FieldValueIRS element (for citing)
TitleExec. DirTitleTxt
Average Hrs Per Wk Devoted To Pos34.00AverageHrsPerWkDevotedToPosRt
Compensation$93,312CompensationAmt

Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1Manchester Capital Management LLCBusinessNameLine1Txt

US Address USAddress

FieldValueIRS element (for citing)
Address Line11157 Coast Village Road Ste AAddressLine1Txt
CitySanta BarbaraCityNm
State AbbreviationCAStateAbbreviationCd
ZIP93108ZIPCd
FieldValueIRS element (for citing)
Service TypeInvestment MgmtServiceTypeTxt
Compensation$189,147CompensationAmt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

FieldValueIRS element (for citing)
Description1Global Partnerships Program-related investment structured as a 9-year $500,000 loan with a below-market return expectation of 5% given the assumed risk of the issuer and duration of the debt instrument. The proceeds of the loan will be used by the issuer to purchase equity interests in their Social Investment Fund, which is intended to further the foundations charitable mission.Description1Txt
Expenses1$500,000Expenses1Amt
Total$500,000TotalAmt

Minimum Investment Return MinimumInvestmentReturnGrp

FieldValueIRS element (for citing)
Average Monthly FMV Of Sec$51,801,517AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances$4,538,909AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast$0FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets$56,340,426TotalFMVOfUnusedAssetsAmt
Reduction Claimed$0ReductionClaimedAmt
Adjusted Total FMV Of Unused Ast$56,340,426AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable$845,106CashDeemedCharitableAmt
Net Vl Noncharitable Assets$55,495,320NetVlNoncharitableAssetsAmt
Minimum Investment Return$2,774,766MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

FieldValueIRS element (for citing)
Minimum Investment Return$2,774,766MinimumInvestmentReturnAmt
Tax Based On Investment Income$23,193TaxBasedOnInvestmentIncomeAmt
Total Tax$23,193TotalTaxAmt
Distributable Before Adj$2,751,573DistributableBeforeAdjAmt
Recoveries Qualfied Distri$39,474RecoveriesQualfiedDistriAmt
Distributable Before Ded$2,791,047DistributableBeforeDedAmt
Distributable As Adjusted$2,791,047DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

FieldValueIRS element (for citing)
Expenses And Contributions$2,457,408ExpensesAndContributionsAmt
Program Related Invst Total$500,000ProgramRelatedInvstTotalAmt
Qualifying Distributions$2,957,408QualifyingDistributionsAmt
Pct Sect4940e Org Net Invst Incm$23,193PctSect4940eOrgNetInvstIncmAmt
Adjusted Qualifying Distri$2,934,215AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

FieldValueIRS element (for citing)
Distributable As Adjusted$2,791,047DistributableAsAdjustedAmt
Excess Distribution Cyov Yr5$290,639ExcessDistributionCyovYr5Amt
Excess Distribution Cyov Yr4$485,761ExcessDistributionCyovYr4Amt
Total Excess Distribution Cyov$776,400TotalExcessDistributionCyovAmt
Qualifying Distributions$2,957,408QualifyingDistributionsAmt
Treated As Distri From Corpus$0TreatedAsDistriFromCorpusAmt
Applied To Current Year$2,791,047AppliedToCurrentYearAmt
Remaining Distri From Corpus$166,361RemainingDistriFromCorpusAmt
Total Corpus$942,761TotalCorpusAmt
Undistributed Income CY$0UndistributedIncomeCYAmt
Excess Distri Cyov From Yr5$290,639ExcessDistriCyovFromYr5Amt
Excess Distri Cyov To Next Yr$652,122ExcessDistriCyovToNextYrAmt
Excess From Year4$485,761ExcessFromYear4Amt
Excess From Current Year$166,361ExcessFromCurrentYearAmt

Supplementary Information SupplementaryInformationGrp

FieldValueIRS element (for citing)
Contributing ManagerJohn F SwiftContributingManagerNm

Application Submission Info ApplicationSubmissionInfoGrp

FieldValueIRS element (for citing)
Recipient PersonSwift FoundationRecipientPersonNm

Recipient US Address RecipientUSAddress

FieldValueIRS element (for citing)
Address Line11157 Coast Village Road Ste AAddressLine1Txt
CitySanta BarbaraCityNm
State AbbreviationCAStateAbbreviationCd
ZIP93108ZIPCd
FieldValueIRS element (for citing)
Recipient Phone8059695670RecipientPhoneNum
Form And Info And MaterialsNo Specified FormFormAndInfoAndMaterialsTxt
Submission DeadlinesNoneSubmissionDeadlinesTxt
Restrictions On AwardsNone - Approval by the Board of Directors RequiredRestrictionsOnAwardsTxt

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (40 entries)

Address Line1RecipientUSAddress/AddressLine1TxtCityRecipientUSAddress/CityNmState AbbreviationRecipientUSAddress/StateAbbreviationCdZIPRecipientUSAddress/ZIPCdRecipient RelationshipRecipientRelationshipTxtRecipient Foundation StatusRecipientFoundationStatusTxtGrant Or Contribution PurposeGrantOrContributionPurposeTxtAmtAmtAddress Line1RecipientForeignAddress/AddressLine1TxtCityRecipientForeignAddress/CityNmProvince Or StateRecipientForeignAddress/ProvinceOrStateNmCountryRecipientForeignAddress/CountryCdForeign PostalRecipientForeignAddress/ForeignPostalCd
AIDA
50 California Street Suite 500San FranciscoCA94111N/APCClimate Advocacy$40,000
Bioversity International
N/APCLand Stewardship$35,000Via dei Tre Denari 472/aMaccareseMaccareseIT00054
Citizen Engagement Lab Education Fu
1330 Broadway 3rd FloorOaklandCA94612N/APCResilient Local Economies$35,000
Common Counsel Foundation
405 - 14th Street Suite 809OaklandCA94612N/APCGlobal Networks$1,500
Community Alliance for Global Justi
606 Maynard Ave S Ste 102SeattleWA98104N/APCLand Stewardship$15,000
Confluence Philanthropy
475 Riverside Drive Suite 900New YorkNY10115N/APCGlobal Networks$35,000
Consultative Grp on Biological Dive
PO Box 29361San FranciscoCA94129N/APCGlobal Networks$2,000
Cultural Conservancy
PO Box 29044San FranciscoCA94129N/APCLand Stewardship$43,000
EarthRights International
1612 K Street NW Suite 401WashingtonDC20006N/APCLand Stewardship$28,000
Edge Funders Alliance
116 East 16th Street 7th FloorNew YorkNY10003N/APCGlobal Networks$2,000
E-TechInternational
231 Las Mananitas StreetSanta FeNM87501N/APCClimate Advocacy$44,100
Friends of Navdanya
56 Dorcar RoadChestnut HillMA02467N/APCVisionaries & Innovations$15,000
Fundacion Gaia Amazonas
N/APCLand Stewardship$60,000Cra 24 No 36-09BogotBogotCO
Global Greengrants Fund
2840 Wilderness Place Suite ABoulderCO80301N/APCLand Stewardship$705,000
GroundswellInternational
1215 Kearney St NEWashingtonDC20013N/APCGlobal Networks$150,700
Honor the Earth
607 Main AvenueCallawayMN56521N/APCVisionaries & Innovations$20,000
Idea Wild
420 Riddle DrFort CollinsCO80521N/APCLand Stewardship$25,000
Indian Law Resource Center
602 North Ewing StHelenaMT59601N/APCGlobal Networks$2,028
Indigenous Edu Network of Turtle Is
PO Box 485BemidjiMN56619N/APCVisionaries & Innovations$23,000
International Development Exchange
333 Valencia StreetSan FranciscoCA94103N/APCVisionaries & Innovations$35,000
International Forum on Globalizatio
1009 General Kennedy Avenue 2San FranciscoCA94129N/APCGlobal Networks$10,000
Int'l Funders for Indigenous People
PO Box 29184San FranciscoCA94129N/APCGlobal Networks$45,000
International Rivers
2054 University Avenue Suite 300BerkeleyCA94704N/APCGlobal Networks$7,000
Land Empowerment Animals People
3378 Revere AveOaklandCA94605N/APCLand Stewardship$2,500
Land is Life
240 Kent AveBrooklynNY11249N/APCLand Stewardship$135,000
Mission Investors Exchange
2440 West El Camino Real Suite 300Mountain ViewCA94040N/APCGlobal Networks$3,200
Movement Strategy Center
436 14th St 5th floorOaklandCA94612N/APCClimate Advocacy$30,000
New Venture Fund
1201 Connecticut Ave NW Suite 300WashingtonDC20036N/APCGlobal Networks$112,200
Responsible Endowments Coalition
33 Flatbush Avenue 5th FloorBrooklynNY11217N/APCGlobal Networks$5,000
RSF Social Finance
1002 OReilly AvenueSan FranciscoCA94129N/APCResilient Local Economies$15,000
Slow Money
PO Box 333York HarborME03911N/APCGlobal Networks$5,900
Terralingua
13269 Covered RdAtlantic MineMI49905N/APCGlobal Networks$30,000
The Center for Mind Body Medicine
5225 Connecticut Ave NW Suite 414WashingtonDC20015N/APCLand Stewardship$35,000
The Center for Rural Affairs
145 Main Street PO Box 136LyonsNE68038N/APCLand Stewardship$1,000
The Gaia Foundation
N/APCLand Stewardship$80,0006 Heathgate Place Agincourt RoadLondonLondonUKNW3 2NU
The Oakland Institute
PO Box 18978OaklandCA94619N/APCGlobal Networks$50,000
Tides Canada
N/APCLand Stewardship$60,000400-163 West Hastings StreetVancouverBCCAV6B 1H5
United Roots
PO Box 11567OaklandCA94611N/APCVisionaries & Innovations$10,000
White Earth Land Recovery Project
607 Main AvenueCallawayMN56521N/APCResilient Local Economies$20,000
Yansa Inc
14 Church StreetCold SpringNY10516N/APCLand Stewardship$44,400
FieldValueIRS element (for citing)
Total Grant Or Contri Pd Dur Yr$2,017,528TotalGrantOrContriPdDurYrAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$462,483ExclusionAmt

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$574,782ExclusionAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

FieldValueIRS element (for citing)
Business900099BusinessCd
Unrelated Business Taxbl Incm$89,797UnrelatedBusinessTaxblIncmAmt
Exclusion18ExclusionCd
Exclusion$1,568,894ExclusionAmt

Other Revenue Described OtherRevenueDescribedGrp (2 entries)

DescDescBusinessBusinessCdUnrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmtExclusionExclusionCdExclusionExclusionAmt
Partnership Income900099-$10,94714$60,620
PRI Interest14$19,571

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

FieldValueIRS element (for citing)
Unrelated Business Taxbl Incm$78,850UnrelatedBusinessTaxblIncmAmt
Exclusion$2,686,350ExclusionAmt
FieldValueIRS element (for citing)
Total Income Producing Acty$2,765,200TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

FieldValueIRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EOfalseTrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EOfalseTrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of AssetsfalseSalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EOfalsePurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth AssetsfalseRentalOfFacilitiesOthAssetsInd
Reimbursement ArrangementsfalseReimbursementArrangementsInd
Loans Or Loan GuaranteesfalseLoansOrLoanGuaranteesInd
Performance Of Services EtcfalsePerformanceOfServicesEtcInd
Sharing Of Facilities EtcfalseSharingOfFacilitiesEtcInd
Relationships Nonchrtbl EOfalseRelationshipsNonchrtblEOInd

Schedule B IRS990ScheduleB

FieldValueIRS element (for citing)
Organization501c3 Exempt PFYes (X)Organization501c3ExemptPFInd
General RuleYes (X)GeneralRuleInd

Contributor Information ContributorInformationGrp

FieldValueIRS element (for citing)
Contributor1ContributorNum
Contributor PersonThe MST 2000 Charitable Lead TrustContributorPersonNm

Contributor US Address ContributorUSAddress

FieldValueIRS element (for citing)
Address Line174-900 Highway III Suite 127AddressLine1Txt
CityIndian WellsCityNm
State AbbreviationCAStateAbbreviationCd
ZIP92210ZIPCd
FieldValueIRS element (for citing)
Total Contributions$539,218TotalContributionsAmt
Person ContributionYes (X)PersonContributionInd

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail (2 entries)

CategoryCategoryTxtAmtAmtNet Investment IncomeNetInvestmentIncomeAmtAdjusted Net IncomeAdjustedNetIncomeAmtDisbursements Charitable PrpsDisbursementsCharitablePrpsAmt
Accounting Fees$23,100$0$0$23,100
Tax Preparation Fees$38,275$0$0$38,275

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corporate Bonds InvestmentsCorporateBondsGrp

FieldValueIRS element (for citing)
BondSee Corporate Bond StatementBondNm
EOY Book Value$4,797,503EOYBookValueAmt
EOYFMV$4,885,923EOYFMVAmt

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp

FieldValueIRS element (for citing)
StockSee Stock StatementStockNm
EOY Book Value$17,625,514EOYBookValueAmt
EOYFMV$18,569,993EOYFMVAmt

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

FieldValueIRS element (for citing)
US Govt Obligations Book Vl EOY$6,340,105USGovtObligationsBookVlEOYAmt
US Govt Obligations EOYFMV$6,432,992USGovtObligationsEOYFMVAmt

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp

FieldValueIRS element (for citing)
Category Or ItemSee Other Investments StmtCategoryOrItemTxt
Listed At Cost Or FMVAT COSTListedAtCostOrFMVCd
Book Value$12,653,418BookValueAmt
EOYFMV$18,815,638EOYFMVAmt

Other Assets Schedule OtherAssetsSchedule

Other Assets Schedule OtherAssetsScheduleGrp (9 entries)

DescDescBOY Book ValueBOYBookValueAmtEOY Book ValueEOYBookValueAmtEOYFMVEOYFMVAmt
Canticle Farm$73,385$65,128$65,128
CoEfficient, LLC$75,000$75,000$40,000
MicroEnergy Credits$130,913$130,913$12,500
Native American Natural Foods, LLC$156,647$150,000$142,500
Root Capital$800,000$809,000
RSF Social Finance - PRI Fund 02$400,000$389,350
RSF Social Finance - PRI Fund 03$400,000$400,000$389,350
Storytellers Foundation$63,685$58,555$58,555
Yansa Renovables$80,000$80,000$1

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases Detail OtherDecreasesDetail

FieldValueIRS element (for citing)
DescCost Basis AdjustmentsDesc
Amt$628,593Amt

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (6 entries)

DescDescRevenue And Expenses Per BooksRevenueAndExpensesPerBooksAmtDisbursements Charitable PrpsDisbursementsCharitablePrpsAmtNet Investment IncomeNetInvestmentIncomeAmt
Bookkeeping Fees$5,220$5,220
Dues and Memberships$1,145$1,145
Grant Software$10,000$10,000
Office Expense$13,321$13,321
Other Investment Expenses$8,036$8,036
Website$1,142$1,142

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail (2 entries)

DescDescRevenue And Expenses Per BooksRevenueAndExpensesPerBooksAmtNet Investment IncomeNetInvestmentIncomeAmt
Partnership Income$49,673$60,620
PRI Interest$19,571$19,571

Other Notes Loans Rcvbl Long Sch OtherNotesLoansRcvblLongSch

Other Notes Loans Rcvbl Long OtherNotesLoansRcvblLongGrp

Borrower Name BorrowerNameGrp

FieldValueIRS element (for citing)
PersonGuayaki Sust Rainforest ProdPersonNm
FieldValueIRS element (for citing)
Insider RelationshipN/AInsiderRelationshipTxt
Balance Due$1,750,000BalanceDueAmt
Note2017-01NoteDt
Loan Maturity2019-12LoanMaturityDt
Repayment TermsQuarterly PaymentsRepaymentTermsTxt
Interest6.0000InterestRt
Security Provided BorrowerN/ASecurityProvidedBorrowerTxt
Loan PurposeLine of CreditLoanPurposeTxt
Lender ConsiderationN/ALenderConsiderationDesc

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)

CategoryCategoryTxtAmtAmtNet Investment IncomeNetInvestmentIncomeAmtAdjusted Net IncomeAdjustedNetIncomeAmtDisbursements Charitable PrpsDisbursementsCharitablePrpsAmt
Consulting Fees$19,240$0$0$19,240
Impact Investing/PRI Fees$43,000$0$0$43,000
Investment Management Fees$341,432$341,432$0$0

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail

FieldValueIRS element (for citing)
CategoryForeign Taxes W/HCategoryTxt
Amt$17,529Amt
Net Investment Income$17,529NetInvestmentIncomeAmt

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