RESEARCH FOUNDATION FOR THE STATE UNIVERSITY OF NEW YORK: Form 990, tax year 2015
View the entire original 990 at ProPublica ↗
- Organization
- RESEARCH FOUNDATION FOR THE STATE UNIVERSITY OF NEW YORK (EIN 14-1368361)
- Tax period
- 2015-07-01 to 2016-06-30
- Filed
- 2017-05-10
- IRS object ID
- 201731309349302763
- Schema version
- 2015v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule C
- Schedule D
- Schedule F
- Schedule J
- Schedule L
- Schedule M
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-05-10T14:01:56-05:00 | ReturnTs |
| Tax Period End | 2016-06-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KPMG LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 60 SOUTH ST | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02111 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnTypeCd |
| Tax Period Begin | 2015-07-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 141368361 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE RESEARCH FOUNDATION FOR THE | BusinessNameLine1Txt |
| Business Name Line2 | STATE UNIVERSITY OF NEW YORK | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % MS EMILY KUNCHALA | InCareOfNm |
| Business Name Control | RESE | BusinessNameControlTxt |
| Phone | 5184347050 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 9 | AddressLine1Txt |
| City | ALBANY | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 12201 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | MS EMILY KUNCHALA | PersonNm |
| Person Title | INTERIM CFO | PersonTitleTxt |
| Phone | 5184347050 | PhoneNum |
| Signature | 2017-05-10 | SignatureDt |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Shyamalee Joseph | PreparerPersonNm |
| PTIN | P01085371 | PTIN |
| Phone | 6179881000 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2015 | TaxYr |
| Build TS | 2021-01-29 14:40:06Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Principal Officer | DR Jeffrey Cheek | PrincipalOfficerNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 9 | AddressLine1Txt |
| City | ALBANY | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 12201 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | $1,424,189,363 | GrossReceiptsAmt |
| Group Return For Affiliates | false | GroupReturnForAffiliatesInd |
| Organization501c3 | Yes (X) | Organization501c3Ind |
| Website Address | WWW.RFSUNY.ORG | WebsiteAddressTxt |
| Type Of Organization Corp | Yes (X) | TypeOfOrganizationCorpInd |
| Formation | 1951 | FormationYr |
| Legal Domicile State | NY | LegalDomicileStateCd |
| Activity Or Mission | SEE ATTACHMENT 1 | ActivityOrMissionDesc |
| Voting Members Governing Body | 14 | VotingMembersGoverningBodyCnt |
| Voting Members Independent | 12 | VotingMembersIndependentCnt |
| Total Employee | 15877 | TotalEmployeeCnt |
| Total Volunteers | 729 | TotalVolunteersCnt |
| Total Gross UBI | $0 | TotalGrossUBIAmt |
| PY Contributions Grants | $912,653,795 | PYContributionsGrantsAmt |
| CY Contributions Grants | $874,381,283 | CYContributionsGrantsAmt |
| PY Program Service Revenue | $190,870,321 | PYProgramServiceRevenueAmt |
| CY Program Service Revenue | $196,987,722 | CYProgramServiceRevenueAmt |
| PY Investment Income | $16,502,617 | PYInvestmentIncomeAmt |
| CY Investment Income | $6,054,335 | CYInvestmentIncomeAmt |
| PY Other Revenue | $65,547,206 | PYOtherRevenueAmt |
| CY Other Revenue | $47,215,987 | CYOtherRevenueAmt |
| PY Total Revenue | $1,185,573,939 | PYTotalRevenueAmt |
| CY Total Revenue | $1,124,639,327 | CYTotalRevenueAmt |
| PY Grants And Similar Paid | $0 | PYGrantsAndSimilarPaidAmt |
| CY Grants And Similar Paid | $0 | CYGrantsAndSimilarPaidAmt |
| PY Benefits Paid To Members | $0 | PYBenefitsPaidToMembersAmt |
| CY Benefits Paid To Members | $0 | CYBenefitsPaidToMembersAmt |
| PY Salaries Comp Emp Bnft Paid | $612,315,315 | PYSalariesCompEmpBnftPaidAmt |
| CY Salaries Comp Emp Bnft Paid | $650,911,105 | CYSalariesCompEmpBnftPaidAmt |
| PY Total Prof Fndrsng Expns | $0 | PYTotalProfFndrsngExpnsAmt |
| CY Total Prof Fndrsng Expns | $0 | CYTotalProfFndrsngExpnsAmt |
| CY Total Fundraising Expense | $0 | CYTotalFundraisingExpenseAmt |
| PY Other Expenses | $557,997,742 | PYOtherExpensesAmt |
| CY Other Expenses | $579,734,705 | CYOtherExpensesAmt |
| PY Total Expenses | $1,170,313,057 | PYTotalExpensesAmt |
| CY Total Expenses | $1,230,645,810 | CYTotalExpensesAmt |
| PY Revenues Less Expenses | $15,260,882 | PYRevenuesLessExpensesAmt |
| CY Revenues Less Expenses | -$106,006,483 | CYRevenuesLessExpensesAmt |
| Total Assets BOY | $961,212,173 | TotalAssetsBOYAmt |
| Total Assets EOY | $965,112,551 | TotalAssetsEOYAmt |
| Total Liabilities BOY | $1,124,150,381 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $997,734,711 | TotalLiabilitiesEOYAmt |
| Net Assets Or Fund Balances BOY | -$162,938,208 | NetAssetsOrFundBalancesBOYAmt |
| Net Assets Or Fund Balances EOY | -$32,622,160 | NetAssetsOrFundBalancesEOYAmt |
| Info In Schedule O Part III | Yes (X) | InfoInScheduleOPartIIIInd |
| Mission | MISSION OF THE RESEARCH FOUNDATION FOR THE STATE UNIVERSITY OF NEW YORK: A. TO ASSIST IN DEVELOPING AND INCREASING THE FACILITIES OF THE STATE UNIVERSITY OF NEW YORK TO PROVIDE MORE EXTENSIVE EDUCATIONAL OPPORTUNITIES FOR AND SERVICE TO ITS STUDENTS, FACULTY, STAFF AND ALUMNI, AND TO THE PEOPLE OF THE STATE OF NEW YORK, BY MAKING AND ENCOURAGING GIFTS, GRANTS, CONTRIBUTIONS AND DONATIONS OF REAL AND PERSONAL PROPERTY TO OR FOR THE BENEFIT OF THE STATE UNIVERSITY OF NEW YORK; B.TO RECEIVE, HOLD AND ADMINISTER GIFTS OR GRANTS, AND TO ACT WITHOUT PROFIT AS TRUSTEE OF EDUCATIONAL OR CHARITABLE TRUSTS, OF BENEFIT TO AND IN KEEPING WITH THE EDUCATIONAL PURPOSES AND OBJECTS OF THE STATE UNIVERSITY OF NEW YORK; AND C. TO FINANCE THE CONDUCT OF STUDIES AND RESEARCH IN ANY AND ALL FIELDS OF THE ARTS AND SCIENCES, OF BENEFIT TO AND IN KEEPING WITH THE EDUCATIONAL PURPOSES AND OBJECTS OF THE STATE UNIVERSITY OF NEW YORK. | MissionDesc |
| Significant New Program Srvc | false | SignificantNewProgramSrvcInd |
| Significant Change | false | SignificantChangeInd |
| Expense | $537,860,998 | ExpenseAmt |
| Revenue | $350,983 | RevenueAmt |
| Desc | Research See Schedule O | Desc |
Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | $108,682,879 | ExpenseAmt |
| Revenue | $3,567,952 | RevenueAmt |
| Desc | Public Service See Schedule O | Desc |
Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | $85,566,115 | ExpenseAmt |
| Revenue | $0 | RevenueAmt |
| Desc | Training and Education See Schedule O | Desc |
Prog Srvc Accom Acty Other ProgSrvcAccomActyOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | $246,994,488 | ExpenseAmt |
| Revenue | $229,426,181 | RevenueAmt |
| Desc | Other Program Services | Desc |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Prog Srvc Expense | $246,994,488 | TotalOtherProgSrvcExpenseAmt |
| Total Other Prog Srvc Revenue | $229,426,181 | TotalOtherProgSrvcRevenueAmt |
| Total Program Service Expenses | $979,104,480 | TotalProgramServiceExpensesAmt |
| Described In Section501c3 | Yes (true) | DescribedInSection501c3Ind |
| Schedule B Required | Yes (true) | ScheduleBRequiredInd |
| Political Campaign Acty | false | PoliticalCampaignActyInd |
| Lobbying Activities | Yes (true) | LobbyingActivitiesInd |
| Subject To Proxy Tax | false | SubjectToProxyTaxInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Conservation Easements | false | ConservationEasementsInd |
| Collections Of Art | false | CollectionsOfArtInd |
| Credit Counseling | false | CreditCounselingInd |
| Temp Or Permanent Endowments | false | TempOrPermanentEndowmentsInd |
| Report Land Building Equipment | Yes (true) | ReportLandBuildingEquipmentInd |
| Report Investments Other Sec | Yes (true) | ReportInvestmentsOtherSecInd |
| Report Program Related Invst | false | ReportProgramRelatedInvstInd |
| Report Other Assets | false | ReportOtherAssetsInd |
| Report Other Liabilities | Yes (true) | ReportOtherLiabilitiesInd |
| Include FIN48 Footnote | Yes (true) | IncludeFIN48FootnoteInd |
| Independent Audit Fincl Stmt | Yes (true) | IndependentAuditFinclStmtInd |
| Consolidated Audit Fincl Stmt | Yes (true) | ConsolidatedAuditFinclStmtInd |
| School Operating | false | SchoolOperatingInd |
| Foreign Office | Yes (true) | ForeignOfficeInd |
| Foreign Activities | Yes (true) | ForeignActivitiesInd |
| More Than5000 K To Org | false | MoreThan5000KToOrgInd |
| More Than5000 K To Individuals | false | MoreThan5000KToIndividualsInd |
| Professional Fundraising | false | ProfessionalFundraisingInd |
| Fundraising Activities | false | FundraisingActivitiesInd |
| Gaming Activities | false | GamingActivitiesInd |
| Operate Hospital | false | OperateHospitalInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Schedule J Required | Yes (true) | ScheduleJRequiredInd |
| Tax Exempt Bonds | false | TaxExemptBondsInd |
| Engaged In Excess Benefit Trans | false | EngagedInExcessBenefitTransInd |
| PY Excess Benefit Trans | false | PYExcessBenefitTransInd |
| Loan Outstanding | false | LoanOutstandingInd |
| Grant To Related Person | false | GrantToRelatedPersonInd |
| Business Rln With Org Mem | false | BusinessRlnWithOrgMemInd |
| Business Rln With Fam Mem | Yes (true) | BusinessRlnWithFamMemInd |
| Business Rln With Officer Ent | false | BusinessRlnWithOfficerEntInd |
| Deductible Non Cash Contri | Yes (true) | DeductibleNonCashContriInd |
| Deductible Art Contribution | false | DeductibleArtContributionInd |
| Terminate Operations | false | TerminateOperationsInd |
| Partial Liquidation | false | PartialLiquidationInd |
| Disregarded Entity | false | DisregardedEntityInd |
| Related Entity | Yes (true) | RelatedEntityInd |
| Related Organization Ctrl Ent | Yes (true) | RelatedOrganizationCtrlEntInd |
| Transaction With Control Ent | Yes (true) | TransactionWithControlEntInd |
| Trnsfr Exmpt Non Chrtbl Rltd Org | Yes (true) | TrnsfrExmptNonChrtblRltdOrgInd |
| Activities Conducted Prtshp | false | ActivitiesConductedPrtshpInd |
| Schedule O Required | Yes (true) | ScheduleORequiredInd |
| Info In Schedule O Part V | Yes (X) | InfoInScheduleOPartVInd |
| IRP Document | 3460 | IRPDocumentCnt |
| IRP Document W2 G | 0 | IRPDocumentW2GCnt |
| Backup Wthld Compliance | Yes (true) | BackupWthldComplianceInd |
| Employee | 15877 | EmployeeCnt |
| Employment Tax Returns Filed | Yes (true) | EmploymentTaxReturnsFiledInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Foreign Financial Account | Yes (true) | ForeignFinancialAccountInd |
| Foreign Country | BK | ForeignCountryCd |
| Foreign Country | CJ | ForeignCountryCd |
| Foreign Country | IV | ForeignCountryCd |
| Foreign Country | KE | ForeignCountryCd |
| Foreign Country | MX | ForeignCountryCd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Taxable Party Notification | false | TaxablePartyNotificationInd |
| Nondeductible Contributions | false | NondeductibleContributionsInd |
| Quid Pro Quo Contributions | false | QuidProQuoContributionsInd |
| Form8282 Property Disposed Of | Yes (true) | Form8282PropertyDisposedOfInd |
| Form8282 Filed | 1 | Form8282FiledCnt |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Form1098 C Filed | Yes (true) | Form1098CFiledInd |
| Indoor Tanning Services | false | IndoorTanningServicesInd |
| Info In Schedule O Part VI | Yes (X) | InfoInScheduleOPartVIInd |
| Governing Body Voting Members | 14 | GoverningBodyVotingMembersCnt |
| Independent Voting Member | 12 | IndependentVotingMemberCnt |
| Family Or Business Rln | Yes (true) | FamilyOrBusinessRlnInd |
| Delegation Of Mgmt Duties | false | DelegationOfMgmtDutiesInd |
| Change To Org Documents | false | ChangeToOrgDocumentsInd |
| Material Diversion Or Misuse | false | MaterialDiversionOrMisuseInd |
| Members Or Stockholders | false | MembersOrStockholdersInd |
| Election Of Board Members | false | ElectionOfBoardMembersInd |
| Decisions Subject To Approva | false | DecisionsSubjectToApprovaInd |
| Minutes Of Governing Body | Yes (true) | MinutesOfGoverningBodyInd |
| Minutes Of Committees | Yes (true) | MinutesOfCommitteesInd |
| Officer Mailing Address | false | OfficerMailingAddressInd |
| Local Chapters | false | LocalChaptersInd |
| Form990 Provided To Gvrn Body | Yes (true) | Form990ProvidedToGvrnBodyInd |
| Conflict Of Interest Policy | Yes (true) | ConflictOfInterestPolicyInd |
| Annual Disclosure Covered Prsn | Yes (true) | AnnualDisclosureCoveredPrsnInd |
| Regular Monitoring Enfrc | Yes (true) | RegularMonitoringEnfrcInd |
| Whistleblower Policy | Yes (true) | WhistleblowerPolicyInd |
| Document Retention Policy | Yes (true) | DocumentRetentionPolicyInd |
| Compensation Process CEO | false | CompensationProcessCEOInd |
| Compensation Process Other | Yes (true) | CompensationProcessOtherInd |
| Investment In Joint Venture | Yes (true) | InvestmentInJointVentureInd |
| Written Policy Or Procedure | Yes (true) | WrittenPolicyOrProcedureInd |
| States Where Copy Of Return Is Fld | CA | StatesWhereCopyOfReturnIsFldCd |
| Own Website | Yes (X) | OwnWebsiteInd |
| Upon Request | Yes (X) | UponRequestInd |
Books In Care Of Detail BooksInCareOfDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | MS EMILY KUNCHALA | PersonNm |
| Phone | 5184347050 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 9 | AddressLine1Txt |
| City | ALBANY | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 12201 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part VII | Yes (X) | InfoInScheduleOPartVIIInd |
Form990 Part VII Section A Form990PartVIISectionAGrp (29 entries)
| TitleTitleTxt | Average Hours Per WeekAverageHoursPerWeekRt | Average Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRt | Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd | Reportable Comp From OrgReportableCompFromOrgAmt | Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt | Other CompensationOtherCompensationAmt | OfficerOfficerInd | Key EmployeeKeyEmployeeInd | Highest Compensated EmployeeHighestCompensatedEmployeeInd | Former Ofcr Director TrusteeFormerOfcrDirectorTrusteeInd |
|---|---|---|---|---|---|---|---|---|---|---|
| Mr John Fitzgibbons | ||||||||||
| Director, Chairman | 2.5 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Dr Meng-Ling Hsiao | ||||||||||
| Director | 2.0 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Dr Myron J Mitchell | ||||||||||
| Vice Chair | 10.0 | 0.0 | Yes (X) | $20,673 | $0 | $2,606 | ||||
| Dr Samuel L Stanley Jr | ||||||||||
| Director | 7.0 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Mr Steven N Fischer | ||||||||||
| Director | 5.0 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Ms Patricia Caldwell | ||||||||||
| Director | 1.2 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Dr Anne Kress | ||||||||||
| Director | 1.0 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Dr Alan Gintzler | ||||||||||
| Director | 5.0 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Dr D Bruce Johnstone | ||||||||||
| Director | 2.5 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Mr Jeffrey H Black | ||||||||||
| Vice Chair | 2.0 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Dr Harvey G Stenger Jr | ||||||||||
| Director | 3.0 | 0.0 | Yes (X) | $125,000 | $0 | $10,000 | ||||
| Mr Porter Bibb | ||||||||||
| Director | 5.0 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Dr Robert Jones | ||||||||||
| Director | 5.0 | 0.0 | Yes (X) | $110,000 | $0 | $8,800 | ||||
| Mr Daniel C Tomson Esq | ||||||||||
| Director | 2.0 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Dr Satish K Tripathi | ||||||||||
| Director | 4.0 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Mr Paul Kutey | ||||||||||
| Chief Financial Officer | 37.5 | 0.0 | $255,826 | $0 | $47,345 | Yes (X) | ||||
| Mr Garrett Sanders | ||||||||||
| Chief Operating Officer | 37.5 | 0.0 | $238,944 | $0 | $33,044 | Yes (X) | ||||
| Mr Christopher Ashley | ||||||||||
| General Counsel and Secretary | 37.5 | 0.0 | $243,751 | $0 | $28,243 | Yes (X) | ||||
| Dr Alexander Cartwright | ||||||||||
| Interim President | 11.0 | 0.0 | $116,638 | $0 | $17,065 | Yes (X) | ||||
| Dr Jeffrey Cheek | ||||||||||
| President | 37.5 | 0.0 | $0 | $0 | $0 | Yes (X) | ||||
| Dr Alain E Kaloyeros | ||||||||||
| Principal Investigator | 37.5 | 0.0 | $795,733 | $0 | $31,800 | Yes (X) | ||||
| Mr Paul Farrar | ||||||||||
| VP Mfg.Innovation SUNY Poly | 37.5 | 0.0 | $332,642 | $0 | $39,596 | Yes (X) | ||||
| Ms Erin Abouzaid | ||||||||||
| CIO, Stony Brook Foundation | 37.5 | 0.0 | $255,681 | $0 | $46,941 | Yes (X) | ||||
| Mr Jason Hsueh | ||||||||||
| CEO, Stony Brook Foundation | 37.5 | 0.0 | $229,797 | $0 | $49,598 | Yes (X) | ||||
| Ms Lorraine Manzella | ||||||||||
| Admn Dir Upstate Univ Med Assc | 37.5 | 0.0 | $231,484 | $0 | $39,813 | Yes (X) | ||||
| Mr Paul Tolley | ||||||||||
| VP Disruptive Tech. SUNY Poly | 37.5 | 0.0 | $235,996 | $0 | $45,072 | Yes (X) | ||||
| Mr Joshua Toas | ||||||||||
| Chief Compliance Officer | 37.5 | 0.0 | $184,636 | $0 | $34,184 | Yes (X) | ||||
| Mr Richard Agnello | ||||||||||
| Deputy General Counsel | 37.5 | 0.0 | $145,341 | $0 | $22,965 | Yes (X) | ||||
| Mr Frank J Gabriel | ||||||||||
| Vice President, Treasury | 37.5 | 0.0 | $197,297 | $0 | $31,018 | Yes (X) | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | $3,719,439 | TotalReportableCompFromOrgAmt |
| Tot Reportable Comp Rltd Org | $0 | TotReportableCompRltdOrgAmt |
| Total Other Compensation | $488,090 | TotalOtherCompensationAmt |
| Indiv Rcvd Greater Than100 K | 365 | IndivRcvdGreaterThan100KCnt |
| Former Ofcr Employees Listed | Yes (true) | FormerOfcrEmployeesListedInd |
| Total Comp Greater Than150 K | Yes (true) | TotalCompGreaterThan150KInd |
| Compensation From Other Srcs | Yes (true) | CompensationFromOtherSrcsInd |
Contractor Compensation ContractorCompensationGrp (5 entries)
| Address Line1ContractorAddress/ForeignAddress/AddressLine1Txt | CityContractorAddress/ForeignAddress/CityNm | Province Or StateContractorAddress/ForeignAddress/ProvinceOrStateNm | CountryContractorAddress/ForeignAddress/CountryCd | Foreign PostalContractorAddress/ForeignAddress/ForeignPostalCd | ServicesServicesDesc | CompensationCompensationAmt | Address Line1ContractorAddress/USAddress/AddressLine1Txt | CityContractorAddress/USAddress/CityNm | State AbbreviationContractorAddress/USAddress/StateAbbreviationCd | ZIPContractorAddress/USAddress/ZIPCd |
|---|---|---|---|---|---|---|---|---|---|---|
| Tokyo Electron Limited | ||||||||||
| AKASAKA BIZ TOWER 3-1 MINATO-KU | TOKYO | 0 | JA | 107-6325 | Semicond. Consulting | $8,023,170 | ||||
| Nikon Precision Incorporated | ||||||||||
| Semicond. Patterning | $6,000,000 | 1399 Shoreway Road | BELMONT | CA | 94002 | |||||
| nfrastructure | ||||||||||
| Info. Tech. Support | $5,170,165 | 5 Enterprise Avenue | CLIFTON PARK | NY | 12065 | |||||
| Computer Task Group Incorporated | ||||||||||
| Info. Tech. Support | $4,200,000 | 800 Delaware Avenue | BUFFALO | NY | 14209 | |||||
| Huron Consulting Services LLC | ||||||||||
| Sys. Mgmt. Support | $2,126,144 | 4795 Paysphere Circle | CHICAGO | IL | 60674 | |||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cntrct Rcvd Greater Than100 K | 93 | CntrctRcvdGreaterThan100KCnt |
| Info In Schedule O Part VIII | Yes (X) | InfoInScheduleOPartVIIIInd |
| Government Grants | $575,291,756 | GovernmentGrantsAmt |
| All Other Contributions | $299,089,527 | AllOtherContributionsAmt |
| Noncash Contributions | $2,261,767 | NoncashContributionsAmt |
| Total Contributions | $874,381,283 | TotalContributionsAmt |
Program Service Revenue ProgramServiceRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | AGENCY ACTIVITY | Desc |
| Business | 561000 | BusinessCd |
| Total Revenue Column | $196,987,722 | TotalRevenueColumnAmt |
| Related Or Exempt Func Income | $196,987,722 | RelatedOrExemptFuncIncomeAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | $196,987,722 | TotalProgramServiceRevenueAmt |
Investment Income InvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $3,471,037 | TotalRevenueColumnAmt |
| Exclusion | $3,471,037 | ExclusionAmt |
Incm From Invest Bond Proceeds IncmFromInvestBondProceedsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
Royalties Revenue RoyaltiesRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $10,858,593 | TotalRevenueColumnAmt |
| Exclusion | $10,858,593 | ExclusionAmt |
Rental Income Or Loss RentalIncomeOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | $0 | RealAmt |
| Personal | $0 | PersonalAmt |
Net Rental Income Or Loss NetRentalIncomeOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
Gross Amount Sales Assets GrossAmountSalesAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $290,613,562 | SecuritiesAmt |
| Other | $11,519,772 | OtherAmt |
Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $291,409,310 | SecuritiesAmt |
| Other | $8,140,726 | OtherAmt |
Gain Or Loss GainOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | -$795,748 | SecuritiesAmt |
| Other | $3,379,046 | OtherAmt |
Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $2,583,298 | TotalRevenueColumnAmt |
| Exclusion | $2,583,298 | ExclusionAmt |
Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
Net Income From Gaming NetIncomeFromGamingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
Net Income Or Loss NetIncomeOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
Other Revenue Misc OtherRevenueMiscGrp (3 entries)
| DescDesc | BusinessBusinessCd | Total Revenue ColumnTotalRevenueColumnAmt | Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt |
|---|---|---|---|
| AGENCY FEES | 561000 | $7,745,440 | $7,745,440 |
| SERVICE CENTER REVENUE | 541380 | $12,000,378 | $12,000,378 |
| FIXED PRICE AWARD REVENUE | 611710 | $3,751,957 | $3,751,957 |
Miscellaneous Revenue MiscellaneousRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $12,859,619 | TotalRevenueColumnAmt |
| Related Or Exempt Func Income | $12,859,619 | RelatedOrExemptFuncIncomeAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Revenue Total | $36,357,394 | OtherRevenueTotalAmt |
Total Revenue TotalRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $1,124,639,327 | TotalRevenueColumnAmt |
| Related Or Exempt Func Income | $233,345,116 | RelatedOrExemptFuncIncomeAmt |
| Exclusion | $16,912,928 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part IX | Yes (X) | InfoInScheduleOPartIXInd |
Grants To Domestic Orgs GrantsToDomesticOrgsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Grants To Domestic Individuals GrantsToDomesticIndividualsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Foreign Grants ForeignGrantsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Benefits To Members BenefitsToMembersGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $2,012,430 | TotalAmt |
| Program Services | $12,222 | ProgramServicesAmt |
| Management And General | $2,000,208 | ManagementAndGeneralAmt |
| Fundraising | $0 | FundraisingAmt |
Comp Disqual Persons CompDisqualPersonsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $779,050 | TotalAmt |
| Management And General | $779,050 | ManagementAndGeneralAmt |
Other Salaries And Wages OtherSalariesAndWagesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $445,399,835 | TotalAmt |
| Program Services | $382,400,348 | ProgramServicesAmt |
| Management And General | $62,999,487 | ManagementAndGeneralAmt |
Pension Plan Contributions PensionPlanContributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $31,310,125 | TotalAmt |
| Program Services | $23,372,396 | ProgramServicesAmt |
| Management And General | $7,937,729 | ManagementAndGeneralAmt |
Other Employee Benefits OtherEmployeeBenefitsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $142,223,019 | TotalAmt |
| Program Services | $103,050,893 | ProgramServicesAmt |
| Management And General | $39,172,126 | ManagementAndGeneralAmt |
Payroll Taxes PayrollTaxesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $29,186,646 | TotalAmt |
| Program Services | $24,903,071 | ProgramServicesAmt |
| Management And General | $4,283,575 | ManagementAndGeneralAmt |
Fees For Services Management FeesForServicesManagementGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Fees For Services Legal FeesForServicesLegalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,484,582 | TotalAmt |
| Program Services | $265,111 | ProgramServicesAmt |
| Management And General | $1,219,471 | ManagementAndGeneralAmt |
Fees For Services Accounting FeesForServicesAccountingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $415,327 | TotalAmt |
| Program Services | $23,148 | ProgramServicesAmt |
| Management And General | $392,179 | ManagementAndGeneralAmt |
Fees For Services Lobbying FeesForServicesLobbyingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $265,026 | TotalAmt |
| Management And General | $265,026 | ManagementAndGeneralAmt |
Fees For Services Prof Fundraising FeesForServicesProfFundraising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $563,915 | TotalAmt |
| Management And General | $563,915 | ManagementAndGeneralAmt |
Fees For Services Other FeesForServicesOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $95,552,639 | TotalAmt |
| Program Services | $83,634,263 | ProgramServicesAmt |
| Management And General | $11,918,376 | ManagementAndGeneralAmt |
Advertising AdvertisingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,464,394 | TotalAmt |
| Program Services | $1,339,050 | ProgramServicesAmt |
| Management And General | $125,344 | ManagementAndGeneralAmt |
Office Expenses OfficeExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $72,524,850 | TotalAmt |
| Program Services | $62,583,405 | ProgramServicesAmt |
| Management And General | $9,941,445 | ManagementAndGeneralAmt |
Information Technology InformationTechnologyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $6,565,845 | TotalAmt |
| Program Services | $2,406,348 | ProgramServicesAmt |
| Management And General | $4,159,497 | ManagementAndGeneralAmt |
Royalties RoyaltiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $6,795,419 | TotalAmt |
| Program Services | $6,795,419 | ProgramServicesAmt |
Occupancy OccupancyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $20,204,828 | TotalAmt |
| Program Services | $13,834,031 | ProgramServicesAmt |
| Management And General | $6,370,797 | ManagementAndGeneralAmt |
Travel TravelGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $20,081,398 | TotalAmt |
| Program Services | $15,929,177 | ProgramServicesAmt |
| Management And General | $4,152,221 | ManagementAndGeneralAmt |
Pymt Travel Entrtnmnt Pub Ofcl PymtTravelEntrtnmntPubOfclGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Conferences Meetings ConferencesMeetingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $5,901,035 | TotalAmt |
| Program Services | $4,079,084 | ProgramServicesAmt |
| Management And General | $1,821,951 | ManagementAndGeneralAmt |
Interest InterestGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $246,402 | TotalAmt |
| Management And General | $246,402 | ManagementAndGeneralAmt |
Payments To Affiliates PaymentsToAffiliatesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $35,093,238 | TotalAmt |
| Program Services | $34,811,557 | ProgramServicesAmt |
| Management And General | $281,681 | ManagementAndGeneralAmt |
Depreciation Depletion DepreciationDepletionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $65,651,023 | TotalAmt |
| Program Services | $57,839,518 | ProgramServicesAmt |
| Management And General | $7,811,505 | ManagementAndGeneralAmt |
Insurance InsuranceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $3,230,423 | TotalAmt |
| Program Services | $2,162,915 | ProgramServicesAmt |
| Management And General | $1,067,508 | ManagementAndGeneralAmt |
Other Expenses OtherExpensesGrp (4 entries)
| DescDesc | TotalTotalAmt | Program ServicesProgramServicesAmt | Management And GeneralManagementAndGeneralAmt |
|---|---|---|---|
| SUBCONTRACTS | $64,469,518 | $64,325,690 | $143,828 |
| TUITION AND FEES/FELLOWSHIPS | $34,521,574 | $32,191,287 | $2,330,287 |
| EQUIPMENT | $50,626,380 | $50,141,555 | $484,825 |
| BAD DEBT | $69,841,163 | $69,841,163 |
All Other Expenses AllOtherExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $24,235,726 | TotalAmt |
| Program Services | $13,003,992 | ProgramServicesAmt |
| Management And General | $11,231,734 | ManagementAndGeneralAmt |
Total Functional Expenses TotalFunctionalExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,230,645,810 | TotalAmt |
| Program Services | $979,104,480 | ProgramServicesAmt |
| Management And General | $251,541,330 | ManagementAndGeneralAmt |
| Fundraising | $0 | FundraisingAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part X | Yes (X) | InfoInScheduleOPartXInd |
Cash Non Interest Bearing CashNonInterestBearingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Savings And Temp Cash Invst SavingsAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $19,616,939 | BOYAmt |
| EOY | $23,776,878 | EOYAmt |
Pledges And Grants Receivable PledgesAndGrantsReceivableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $267,724,765 | BOYAmt |
| EOY | $218,695,002 | EOYAmt |
Accounts Receivable AccountsReceivableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $30,894,605 | BOYAmt |
| EOY | $32,028,987 | EOYAmt |
Receivables From Officers Etc ReceivablesFromOfficersEtcGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Rcvbl From Disqualified Prsn RcvblFromDisqualifiedPrsnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $1,849 | BOYAmt |
| EOY | $0 | EOYAmt |
Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $5,505,461 | BOYAmt |
| EOY | $2,667,917 | EOYAmt |
Inventories For Sale Or Use InventoriesForSaleOrUseGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $18,898 | BOYAmt |
| EOY | $0 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Bldg Equip Cost Or Other Bss | $682,766,595 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $205,592,329 | LandBldgEquipAccumDeprecAmt |
Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $426,088,230 | BOYAmt |
| EOY | $477,174,266 | EOYAmt |
Investments Pub Traded Sec InvestmentsPubTradedSecGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $42,247,810 | BOYAmt |
| EOY | $46,077,172 | EOYAmt |
Investments Other Securities InvestmentsOtherSecuritiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $106,707,280 | BOYAmt |
| EOY | $106,140,411 | EOYAmt |
Investments Program Related InvestmentsProgramRelatedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Intangible Assets IntangibleAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $53,655,224 | BOYAmt |
| EOY | $44,907,808 | EOYAmt |
Other Assets Total OtherAssetsTotalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $8,751,112 | BOYAmt |
| EOY | $13,644,110 | EOYAmt |
Total Assets TotalAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $961,212,173 | BOYAmt |
| EOY | $965,112,551 | EOYAmt |
Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $115,674,989 | BOYAmt |
| EOY | $145,005,743 | EOYAmt |
Grants Payable GrantsPayableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Deferred Revenue DeferredRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $280,756,490 | BOYAmt |
| EOY | $363,499,609 | EOYAmt |
Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $4,665,000 | BOYAmt |
| EOY | $4,470,000 | EOYAmt |
Escrow Account Liability EscrowAccountLiabilityGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Loans From Officers Directors LoansFromOfficersDirectorsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $294,679,194 | BOYAmt |
| EOY | $278,757,597 | EOYAmt |
Unsecured Notes Loans Payable UnsecuredNotesLoansPayableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $23,309,040 | BOYAmt |
| EOY | $17,384,930 | EOYAmt |
Other Liabilities OtherLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $405,065,668 | BOYAmt |
| EOY | $188,616,832 | EOYAmt |
Total Liabilities TotalLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $1,124,150,381 | BOYAmt |
| EOY | $997,734,711 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
Unrestricted Net Assets UnrestrictedNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | -$162,938,208 | BOYAmt |
| EOY | -$32,622,160 | EOYAmt |
Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Permanently Rstr Net Assets PermanentlyRstrNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | -$162,938,208 | BOYAmt |
| EOY | -$32,622,160 | EOYAmt |
Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $961,212,173 | BOYAmt |
| EOY | $965,112,551 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | Yes (X) | InfoInScheduleOPartXIInd |
| Reconcilation Revenue Expnss | -$106,006,483 | ReconcilationRevenueExpnssAmt |
| Net Unrlzd Gains Losses Invst | -$2,704,402 | NetUnrlzdGainsLossesInvstAmt |
| Other Changes In Net Assets | $239,026,933 | OtherChangesInNetAssetsAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
| Accountant Compile Or Review | false | AccountantCompileOrReviewInd |
| FS Audited | Yes (true) | FSAuditedInd |
FS Audited Basis FSAuditedBasisGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Consol And Sep Basis Fincl Stmt | Yes (X) | ConsolAndSepBasisFinclStmtInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Audit Committee | Yes (true) | AuditCommitteeInd |
| Federal Grant Audit Required | Yes (true) | FederalGrantAuditRequiredInd |
| Federal Grant Audit Performed | Yes (true) | FederalGrantAuditPerformedInd |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Public Organization170 | Yes (X) | PublicOrganization170Ind |
Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $882,051,256 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $1,015,330,621 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $918,253,171 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $912,653,795 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $874,381,283 | CurrentTaxYearAmt |
| Total | $4,602,670,126 | TotalAmt |
Tax Rev Levied Orgnztnl Bnft170 TaxRevLeviedOrgnztnlBnft170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Govt Furn Srvc Fclts Vl170 GovtFurnSrvcFcltsVl170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Total Calendar Year170 TotalCalendarYear170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $882,051,256 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $1,015,330,621 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $918,253,171 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $912,653,795 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $874,381,283 | CurrentTaxYearAmt |
| Total | $4,602,670,126 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Substantial Contributors Tot | $108,420,070 | SubstantialContributorsTotAmt |
| Public Support Total170 | $4,494,250,056 | PublicSupportTotal170Amt |
Gross Investment Income170 GrossInvestmentIncome170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $13,802,825 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $10,101,545 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $22,208,580 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $11,288,517 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $11,984,439 | CurrentTaxYearAmt |
| Total | $69,385,906 | TotalAmt |
Unrelated Business Net Incm170 UnrelatedBusinessNetIncm170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Other Income170 OtherIncome170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $207,570,692 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $241,498,693 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $216,493,098 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $248,135,377 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $235,690,307 | CurrentTaxYearAmt |
| Total | $1,149,388,167 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Support | $5,821,444,199 | TotalSupportAmt |
| Public Support CY170 | 0.77202 | PublicSupportCY170Pct |
| Public Support PY170 | 0.76950 | PublicSupportPY170Pct |
| Thirty Thr Pct Suprt Tests CY170 | Yes (X) | ThirtyThrPctSuprtTestsCY170Ind |
Schedule B IRS990ScheduleB
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | RESTRICTED | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | RESTRICTED | TotalContributionsAmt |
Schedule C IRS990ScheduleC
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grassroots Lobbying | TotalGrassrootsLobbyingGrp | |
| Total Direct Lobbying | TotalDirectLobbyingGrp | |
| Total Lobbying Expend | TotalLobbyingExpendGrp | |
| Other Exempt Purpose Expend | OtherExemptPurposeExpendGrp | |
| Total Exempt Purpose Expend | TotalExemptPurposeExpendGrp | |
| Lobbying Nontaxable Amount | LobbyingNontaxableAmountGrp | |
| Grassroots Nontaxable | GrassrootsNontaxableGrp | |
| Tot Lbbyng Grassroot Mns Non Tx | TotLbbyngGrassrootMnsNonTxGrp | |
| Tot Lbby Expend Mns Lbbyng Non Tx | TotLbbyExpendMnsLbbyngNonTxGrp | |
| Volunteers | false | VolunteersInd |
| Paid Staff Or Management | Yes (true) | PaidStaffOrManagementInd |
| Media Advertisements | false | MediaAdvertisementsInd |
| Mailings Members | false | MailingsMembersInd |
| Publications Or Broadcast | false | PublicationsOrBroadcastInd |
| Grants Other Organizations | false | GrantsOtherOrganizationsInd |
| Direct Contact Legislators | Yes (true) | DirectContactLegislatorsInd |
| Direct Contact Legislators | $266,555 | DirectContactLegislatorsAmt |
| Rallies Demonstrations | false | RalliesDemonstrationsInd |
| Other Activities | false | OtherActivitiesInd |
| Total Lobbying Expenditures | $266,555 | TotalLobbyingExpendituresAmt |
| Not Described Section501c3 | false | NotDescribedSection501c3Ind |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | Description of lobbying activities | FormAndLineReferenceDesc |
| Explanation | The reported expenditures are incurred by the RF as fiscal agent for the State University of New York (SUNY) System Administration and many of SUNY's 64 member institutions with regard to federal, state, and local legislation and direct funding support for various projects to be sponsored by or administered by numerous SUNY campuses. Because the RF acts as fiscal agent for SUNY and its member institutions, expenditures incurred by SUNY and the RF regarding federal legislation and funding are reported on the appropriate federal Lobby Disclosure Act (LDA) Form LD-2. Expenditures for state and local legislation and appropriations are reported by SUNY consistent with applicable New York State and New York City law and regulations. | ExplanationTxt |
Schedule D IRS990ScheduleD
| Field | Value | IRS element (for citing) |
|---|---|---|
| Art Public Exhibition Amounts | ArtPublicExhibitionAmountsGrp | |
| Held Works Art | HeldWorksArtGrp | |
| CY Minus3 Yr Endwmt Fund | CYMinus3YrEndwmtFundGrp | |
| CY Minus4 Yr Endwmt Fund | CYMinus4YrEndwmtFundGrp | |
| Land | LandGrp |
Buildings BuildingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $324,204,048 | OtherCostOrOtherBasisAmt |
| Depreciation | $71,317,760 | DepreciationAmt |
| Book Value | $252,886,288 | BookValueAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Leasehold Improvements | LeaseholdImprovementsGrp |
Equipment EquipmentGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $333,100,223 | OtherCostOrOtherBasisAmt |
| Depreciation | $108,869,556 | DepreciationAmt |
| Book Value | $224,230,667 | BookValueAmt |
Other Land Buildings OtherLandBuildingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $25,462,324 | OtherCostOrOtherBasisAmt |
| Depreciation | $25,405,013 | DepreciationAmt |
| Book Value | $57,311 | BookValueAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Land Buildings | $477,174,266 | TotalBookValueLandBuildingsAmt |
| Financial Derivatives | FinancialDerivativesGrp | |
| Closely Held Equity Interests | CloselyHeldEquityInterestsGrp |
Other Securities OtherSecuritiesGrp (8 entries)
| DescDesc | Book ValueBookValueAmt | Method ValuationMethodValuationCd |
|---|---|---|
| ABSOLUTE MULTISTRATEGY FUNDS | $28,834,890 | F |
| INVEST IN EQUITY PARTNERSHIP | $3,137,813 | F |
| CREDIT SECURITIES FUNDS | $6,612,985 | F |
| GLOBAL EQUITIES FUNDS | $24,529,957 | F |
| HEDGED EQUITIES FUNDS | $29,053,606 | F |
| PRIVATE EQUITY FUNDS | $11,960,493 | F |
| UAF POOLED ENDOWMENT | $2,010,667 | F |
| - | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Securities | $106,140,411 | TotalBookValueSecuritiesAmt |
| Federal Income Tax Liability | $0 | FederalIncomeTaxLiabilityAmt |
Other Liabilities Org OtherLiabilitiesOrgGrp (3 entries)
| DescDesc | AmtAmt |
|---|---|
| POST RETIREMENT BENEFIT LIABILITY | $181,635,741 |
| 457B PLAN LIABILITY | $5,979,607 |
| INTEREST RATE SWAP | $1,001,484 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Liability | $188,616,832 | TotalLiabilityAmt |
| Footnote Text | Yes (X) | FootnoteTextInd |
| Total Rev Etc Audited Fincl Stmt | $1,163,974,136 | TotalRevEtcAuditedFinclStmtAmt |
| Net Unrealized Gains Invst | -$2,704,402 | NetUnrealizedGainsInvstAmt |
| Other Revenue | $239,026,933 | OtherRevenueAmt |
| Revenue Not Reported | $236,322,531 | RevenueNotReportedAmt |
| Revenue Subtotal | $927,651,605 | RevenueSubtotalAmt |
| Other Revenues Not Included | $196,987,722 | OtherRevenuesNotIncludedAmt |
| Revenue Not Reported Fincl Stmt | $196,987,722 | RevenueNotReportedFinclStmtAmt |
| Total Revenue Per Form990 | $1,124,639,327 | TotalRevenuePerForm990Amt |
| Tot Expns Etc Audited Fincl Stmt | $1,033,658,088 | TotExpnsEtcAuditedFinclStmtAmt |
| Expenses Subtotal | $1,033,658,088 | ExpensesSubtotalAmt |
| Other Expenses Not Included | $196,987,722 | OtherExpensesNotIncludedAmt |
| Expenses Not Rpt Fincl Stmt | $196,987,722 | ExpensesNotRptFinclStmtAmt |
| Total Expenses Per Form990 | $1,230,645,810 | TotalExpensesPerForm990Amt |
Supplemental Information Detail SupplementalInformationDetail (4 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| Schedule D, Part XI, Line 4b | Agency Program Service Revenue: $196,987,722 |
| Schedule D, Part XII, Line 4b | Agency Program Service Expense: $196,987,722 |
| Schedule D, Part X, Line 2 | Footnote 2(k) of the June 30, 2016 audited financial statements contains the following language regarding FIN 48 (ASC 740): "Management has determined there are no uncertain tax positions as of June 30, 2016 and 2015." |
| Schedule D, Part XI, Line 2d | CHANGE IN VALUATION OF INTEREST RATE SWAP: -$220,515 POST-RETIREMENT CHANGE IN NET ASSETS: $239,247,448 |
Schedule F IRS990ScheduleF
Account Activities Outside US AccountActivitiesOutsideUSGrp (22 entries)
| RegionRegionTxt | EmployeeEmployeeCnt | Type Of Activities ConductedTypeOfActivitiesConductedTxt | Specific Services ProvidedSpecificServicesProvidedTxt | Region Total ExpendituresRegionTotalExpendituresAmt | OfficesOfficesCnt |
|---|---|---|---|---|---|
| Central America and the Caribbean | 8 | Program Services | Organized Research | $204,638 | |
| South America | 7 | Program Services | Organized Research | $372,823 | 1 |
| Europe (Including Iceland and Greenland) | 26 | Program Services | Organized Research | $3,196,400 | |
| Middle East and North Africa | 1 | Program Services | Organized Research | $16,334 | |
| South Asia | 1 | Program Services | Organized Research | $27,384 | |
| Central America and the Caribbean | 1 | Program Services | Public Services | $12,500 | |
| East Asia and the Pacific | 10 | Program Services | Organized Research | $419,787 | |
| East Asia and the Pacific | 3 | Program Services | Public Services | $167,721 | |
| East Asia and the Pacific | 3 | Program Services | Training | $666,568 | |
| Europe (Including Iceland and Greenland) | 4 | Program Services | Educational Support | $125,021 | |
| Europe (Including Iceland and Greenland) | 2 | Program Services | Public Services | $1,496,924 | |
| Middle East and North Africa | Program Services | Educational Support | $1,197 | ||
| Middle East and North Africa | 3 | Program Services | Public Services | $32,972 | |
| Middle East and North Africa | Program Services | Training | $82,171 | ||
| North America | 7 | Program Services | Organized Research | $109,845 | 1 |
| North America | 1 | Program Services | Public Services | $95,934 | |
| North America | 1 | Program Services | Educational Support | $57,180 | |
| Russia and the Newly Independent States | 3 | Program Services | Organized Research | $226,701 | |
| Sub-Saharan Africa | Program Services | Training | $23,981 | ||
| Sub-Saharan Africa | 6 | Program Services | Organized Research | $212,553 | 2 |
| Sub-Saharan Africa | 14 | Program Services | Public Services | $5,948,720 | 6 |
| Central America and the Caribbean | Investments | Investments | $95,568,435 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Offices | 2 | SubtotalOfficesCnt |
| Subtotal Employees | 78 | SubtotalEmployeesCnt |
| Continutation Total Office | 8 | ContinutationTotalOfficeCnt |
| Continutation Total Employee | 23 | ContinutationTotalEmployeeCnt |
| Total Office | 10 | TotalOfficeCnt |
| Total Employee | 101 | TotalEmployeeCnt |
| Subtotal Spent | $7,085,399 | SubtotalSpentAmt |
| Continuation Spent | $101,980,390 | ContinuationSpentAmt |
| Total Spent | $109,065,789 | TotalSpentAmt |
| Transfer To Foreign Corp | Yes (true) | TransferToForeignCorpInd |
| Interest In Foreign Trust | false | InterestInForeignTrustInd |
| Foreign Corp Ownership | Yes (true) | ForeignCorpOwnershipInd |
| Passive Foreign Investmest Co | Yes (true) | PassiveForeignInvestmestCoInd |
| Foreign Partnership | Yes (true) | ForeignPartnershipInd |
| Boycott Countries | Yes (true) | BoycottCountriesInd |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | Expenditure records and reporting | FormAndLineReferenceDesc |
| Explanation | The RF is not a grantmaker, and while it does not make grants to foreign organizations or to foreign individuals, it does administer grants, contracts and other sponsored programs funded by others, including grants with activity in foreign countries. The RF complies with sponsor requirements as well as OMB Uniform Guidance in its costing, administration, and record-keeping practices including records of all disbursements and reports on the usage of the sponsors' funds. | ExplanationTxt |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Discretionary Spending Acct | Yes (X) | DiscretionarySpendingAcctInd |
| Written Policy Ref T And E Expnss | Yes (true) | WrittenPolicyRefTAndEExpnssInd |
| Substantiation Required | Yes (true) | SubstantiationRequiredInd |
| Compensation Committee | Yes (X) | CompensationCommitteeInd |
| Independent Consultant | Yes (X) | IndependentConsultantInd |
| Compensation Survey | Yes (X) | CompensationSurveyInd |
| Board Or Committee Approval | Yes (X) | BoardOrCommitteeApprovalInd |
| Severance Payment | false | SeverancePaymentInd |
| Supplemental Nonqual Rtr Plan | false | SupplementalNonqualRtrPlanInd |
| Equity Based Comp Arrngm | false | EquityBasedCompArrngmInd |
| Comp Based On Revenue Of Flng Org | false | CompBasedOnRevenueOfFlngOrgInd |
| Comp Bsd On Rev Related Orgs | false | CompBsdOnRevRelatedOrgsInd |
| Comp Bsd Net Earns Flng Org | false | CompBsdNetEarnsFlngOrgInd |
| Comp Bsd Net Earns Rltd Orgs | false | CompBsdNetEarnsRltdOrgsInd |
| Any Non Fixed Payments | Yes (true) | AnyNonFixedPaymentsInd |
| Initial Contract Exception | false | InitialContractExceptionInd |
Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (12 entries)
| TitleTitleTxt | Base Compensation Filing OrgBaseCompensationFilingOrgAmt | Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt | Bonus Filing OrganizationBonusFilingOrganizationAmount | Bonus Related OrganizationsBonusRelatedOrganizationsAmt | Other Compensation Filing OrgOtherCompensationFilingOrgAmt | Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt | Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt | Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt | Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt | Total Compensation Filing OrgTotalCompensationFilingOrgAmt | Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt | Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Mr Paul Kutey | ||||||||||||||
| Chief Financial Officer | $255,826 | $0 | $0 | $0 | $0 | $0 | $21,022 | $0 | $26,323 | $0 | $303,171 | $0 | $0 | $0 |
| Dr Alain E Kaloyeros | ||||||||||||||
| Principal Investigator | $795,733 | $0 | $0 | $0 | $0 | $0 | $31,800 | $0 | $0 | $0 | $827,533 | $0 | $0 | $0 |
| Mr Joshua Toas | ||||||||||||||
| Chief Compliance Officer | $184,636 | $0 | $0 | $0 | $0 | $0 | $15,152 | $0 | $19,032 | $0 | $218,820 | $0 | $0 | $0 |
| Mr Garrett Sanders | ||||||||||||||
| Chief Operating Officer | $238,944 | $0 | $0 | $0 | $0 | $0 | $23,061 | $0 | $9,983 | $0 | $271,988 | $0 | $0 | $0 |
| Mr Richard Agnello | ||||||||||||||
| Deputy General Counsel | $145,341 | $0 | $0 | $0 | $0 | $0 | $13,609 | $0 | $9,356 | $0 | $168,306 | $0 | $0 | $0 |
| Mr Christopher Ashley | ||||||||||||||
| General Counsel and Secretary | $243,751 | $0 | $0 | $0 | $0 | $0 | $16,760 | $0 | $11,483 | $0 | $271,994 | $0 | $0 | $0 |
| Mr Frank J Gabriel | ||||||||||||||
| Vice President, Treasury | $197,297 | $0 | $0 | $0 | $0 | $0 | $20,035 | $0 | $10,983 | $0 | $228,315 | $0 | $0 | $0 |
| Mr Paul Farrar | ||||||||||||||
| VP Mfg.Innovation SUNY Poly | $332,642 | $0 | $0 | $0 | $0 | $0 | $21,200 | $0 | $18,396 | $0 | $372,238 | $0 | $0 | $0 |
| Ms Erin Abouzaid | ||||||||||||||
| CIO, Stony Brook Foundation | $225,681 | $0 | $30,000 | $0 | $0 | $0 | $20,981 | $0 | $25,960 | $0 | $302,622 | $0 | $0 | $0 |
| Mr Jason Hsueh | ||||||||||||||
| CEO, Stony Brook Foundation | $229,797 | $0 | $0 | $0 | $0 | $0 | $23,638 | $0 | $25,960 | $0 | $279,395 | $0 | $0 | $0 |
| Ms Lorraine Manzella | ||||||||||||||
| Admn Dir Upstate Univ Med Assc | $231,484 | $0 | $0 | $0 | $0 | $0 | $27,775 | $0 | $12,038 | $0 | $271,297 | $0 | $0 | $0 |
| Mr Paul Tolley | ||||||||||||||
| VP Disruptive Tech. SUNY Poly | $235,996 | $0 | $0 | $0 | $0 | $0 | $19,385 | $0 | $25,687 | $0 | $281,068 | $0 | $0 | $0 |
Supplemental Information Detail SupplementalInformationDetail (3 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| Schedule J, Part I, Line 3 | Salary of President- The salary of the RF Interim President Dr. Alexander Cartwright was paid by The State University of New York (SUNY) with partial reimbursement provided by the RF during the tax year, until Dr. Jeffrey Cheek assumed the role of President in June 2016. Dr. Cartwright's salary was determined by SUNY's Chancellor and governing body. Dr. Cheek's salary is not reported on Part VII or Schedule J since his employment began in calendar year 2016. Dr. Cheek's compensation was included in executive compensation benchmarking and governing body review described further in Schedule O. |
| Schedule J, Part I, Line 7 | Non-Fixed Payments - Ms. Abouzaid received incentive compensation for reaching performance targets. |
| Schedule J, Part I, Line 1a | Discretionary Account - Vice Chair Mitchell was provided a discretionary spending account as part of his duties as a principal investigator. It was not provided as part of or as a consequence of his service on the RF Board of Directors. |
Schedule L IRS990ScheduleL
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Balance Due | $0 | TotalBalanceDueAmt |
Bus Tr Involve Interested Prsn BusTrInvolveInterestedPrsnGrp
Name Of Interested NameOfInterested
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Paula Kaloyeros | PersonNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Relationship Description | Family member - Key Empl | RelationshipDescriptionTxt |
| Transaction | $150,169 | TransactionAmt |
| Transaction | Employee compensation | TransactionDesc |
| Sharing Of Revenues | false | SharingOfRevenuesInd |
Schedule M IRS990ScheduleM
| Field | Value | IRS element (for citing) |
|---|---|---|
| Works Of Art | WorksOfArtGrp | |
| Art Historical Treasures | ArtHistoricalTreasuresGrp | |
| Art Fractional Interest | ArtFractionalInterestGrp | |
| Books And Publications | BooksAndPublicationsGrp | |
| Clothing And Household Goods | ClothingAndHouseholdGoodsGrp | |
| Cars And Other Vehicles | CarsAndOtherVehiclesGrp |
Boats And Planes BoatsAndPlanesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | Yes (X) | NonCashCheckboxInd |
| Contribution | 4 | ContributionCnt |
| Noncash Contributions Rpt F990 | $106,250 | NoncashContributionsRptF990Amt |
| Method Of Determining Revenues | Appraisals | MethodOfDeterminingRevenuesTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Intellectual Property | IntellectualPropertyGrp | |
| Securities Publicly Traded | SecuritiesPubliclyTradedGrp | |
| Securities Closely Held Stock | SecuritiesCloselyHeldStockGrp | |
| Secur Prtnrshp Trust Intrsts | SecurPrtnrshpTrustIntrstsGrp | |
| Securities Miscellaneous | SecuritiesMiscellaneousGrp | |
| Qualified Contrib Hist Struct | QualifiedContribHistStructGrp | |
| Qualified Contrib Other | QualifiedContribOtherGrp | |
| Real Estate Residential | RealEstateResidentialGrp | |
| Real Estate Commercial | RealEstateCommercialGrp | |
| Real Estate Other | RealEstateOtherGrp | |
| Collectibles | CollectiblesGrp | |
| Food Inventory | FoodInventoryGrp | |
| Drugs And Medical Supplies | DrugsAndMedicalSuppliesGrp | |
| Taxidermy | TaxidermyGrp | |
| Historical Artifacts | HistoricalArtifactsGrp | |
| Scientific Specimens | ScientificSpecimensGrp | |
| Archaeological Artifacts | ArchaeologicalArtifactsGrp |
Other Non Cash Contri Table OtherNonCashContriTableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | Yes (X) | NonCashCheckboxInd |
| Desc | Nanotechnology Equipment | Desc |
| Contribution | 1 | ContributionCnt |
| Noncash Contributions Rpt F990 | $2,155,517 | NoncashContributionsRptF990Amt |
| Method Of Determining Revenues | Donation Agreements | MethodOfDeterminingRevenuesTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form8283 Received | 2 | Form8283ReceivedCnt |
| Any Property That Must Be Held | false | AnyPropertyThatMustBeHeldInd |
| Review Process Unusual NC Gifts | Yes (true) | ReviewProcessUnusualNCGiftsInd |
| Third Parties Used | Yes (true) | ThirdPartiesUsedInd |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | Use of Third Parties | FormAndLineReferenceDesc |
| Explanation | In some cases, the RF will list for sale, boats donated to but no longer needed by the SUNY Maritime College program using a broker to enable the sale to occur in a timely fashion at a reasonable market price. | ExplanationTxt |
Schedule O IRS990ScheduleO
Supplemental Information Detail SupplementalInformationDetail (8 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| Part III, Lines 4a through 4d | Part III, Line 4a - Program Service Accomplishments Research - The RF provides SUNY faculty and staff with administrative support for research grants and awards that are funded by sponsors (federal and state governments, private sector companies and nonprofit foundations). The administrative support includes services such as hiring personnel necessary to conduct the research, purchasing equipment and supplies, prefunding expenses prior to sponsor reimbursement and providing financial reports to the sponsors. These research grants and awards encompass a wide range of disciplines including in life sciences and medicine; engineering and nanotechnology; physical sciences and energy; social sciences, and computer and information sciences. The RF supported 4,780 research grants and awards that were conducted by 1,813 faculty members (principal investigators) during the fiscal year ended June 30, 2016. This year, research at SUNY led to 329 invention disclosures, 68 U.S. patents, 66 license agreements, and 228 patent applications filed. Part III, Line 4b - Program Service Accomplishments Public Service - SUNY faculty and staff conduct various programs that benefit local communities and beyond such as providing workforce development services, educational and therapeutic services to children through early intervention programs and coordinating small business development center activities. Funding for these grants and programs is provided by sponsors to the RF on behalf of SUNY. The RF supports the faculty and staff by performing the following administrative tasks: hiring personnel the faculty need to help conduct the program, purchasing necessary equipment and supplies and reimbursing travel costs that are provided for by the grant, submitting financial reports required by the sponsors, and ensuring compliance with federal and state regulations and the sponsor's terms and conditions. The RF supported 925 public service grants and awards that were conducted by 259 principal investigators during the fiscal year ended June 30, 2016. Part III, Line 4c - Program Service Accomplishments Training and Education - SUNY faculty and staff are awarded grants and contracts for training and education programs that help build skills and disseminate SUNY expertise. The programs are designed to help people of all ages in New York State and around the world, such as teachers and health care workers. The RF provides administrative services that allow SUNY faculty and staff to focus on these programs. These administrative services include: hiring personnel to help conduct programs, purchasing necessary equipment and supplies and reimbursing travel costs that are provided for by grant, submitting financial reports required by the sponsor, and ensuring compliance with federal and state regulations and the sponsor's terms and conditions. The RF supported 762 training and educational grants and awards that were conducted by 196 principal investigators during the fiscal year ended June 30, 2016. Under the program services included on lines 4A through 4C, the RF employed approximately 10,500 individuals. Part III, Line 4d - Other Program Services Description Other program services - The RF administers grants and contracts such as scholarships and fellowships for SUNY students that are funded by external sponsors, as well as services the RF provided to campus-related organizations across 31 SUNY locations and to RF affiliates - separate, private corporations that support campus goals to conduct collaborative research projects, empower small business incubation, and manage and develop real estate. The RF offers human resources/payroll and purchasing/payables administrative services to these organizations. Campus-related organizations are created to support SUNY's mission; examples of such organizations are campus foundations and clinical practice plans at the SUNY medical institutions. Approximately 2,800 individuals were employed by the RF for these program services. Additional programs supported by the RF include: *SUNY Networks Of Excellence, which harness the multidisciplinary expertise of researchers and students from across SUNY's 64 campuses to help solve some of the most important problems of our time-problems related to global climate change, the spread of infectious diseases, and the intricacies of the brain, among others. *SUNY TECHNOLOGY ACCELERATOR FUND (TAF) INVESTMENTS, WHICH TARGET CRITICAL RESEARCH AND DEVELOPMENT MILESTONES - SUCH AS FEASIBILITY STUDIES, PROTOTYPING AND TESTING - TO HELP FACULTY INVENTORS AND SCIENTISTS DEMONSTRATE THAT THEIR PROMISING IDEAS HAVE COMMERCIAL POTENTIAL. *START-UP NY, NEW YORK STATE'S GROUNDBREAKING INITIATIVE TO GROW BUSINESS THROUGH TAX-FREE ZONES AND ACCESS TO SUNY'S STATE-OF-THE-ART FACILITIES AND TALENT. The remaining 2,600 individuals employed by the RF were mainly corporate staff supporting the programs described in lines 4A through 4D. FOR MORE INFORMATION ABOUT THE RF GO TO WWW.RFSUNY.ORG |
| Part VI, Line 2 | The following individuals are or were members of the RF Board during the tax year and are also employed by The State University of New York (SUNY): Vice Chair Mitchell, Director Gintzler, Director Jones, Director Kress, Director Stenger, Director Stanley, and Director Tripathi. Dr. Kaloyeros, who was a key employee of the RF, was an employee of SUNY as well. These business relationships are not reportable on Schedule L nor did they give rise to transactions reportable on Schedule L. |
| Part VI, Line 11 | The Audit Committee of the Board of Directors reviews the Form 990 prior to submission according to the Audit Committee charter. The RF provided a complete copy of the final Form 990 (including all required schedules), as ultimately filed with the IRS, to each person who was a voting member of the governing body at the time the Form 990 was filed with the IRS. |
| Part VI, Line 12 | The RF monitors conflicts of interest for directors, officers and key employees by doing an annual certification of business and family relationships. Any director with a relationship that may be perceived as constituting a conflict of interest will recuse him/herself from the vote on that issue. Under the RF's Conflict of Interest Policy and Management of Conflicts of Interest Procedure, if a potential conflict is identified, it is reviewed by an impartial individual or group with consultation as needed with the Chief Compliance Officer. If a conflict is determined to exist, a management plan is put in place to mitigate the conflict. |
| Part VI, Line 15 | The process for determining the compensation of the organization's top management official, officers, and employees meets the requirements of the rebuttable presumption provision under Treas. Reg. 53.4958-6. The RF Board has designated the Executive Committee to act as the Compensation Committee for the RF according to the Executive Committee Charter. For RF President Dr. Jeffrey Cheek, an RF employee, his compensation was set by the RF Board of Directors as per the RF's Executive Compensation Policy. Interim President Dr. Cartwright, who served as the RFs top management official while also serving SUNY in an unrelated capacity during the tax year until Dr. Cheek assumed the position of President, was not an RF employee but was employed by SUNY. As a result, Dr. Cartwrights salary was determined by the SUNY Chancellor consistent with relevant New York law and SUNY regulations and policy set by the SUNY Board of Trustees. Dr. Cartwright did not receive any salary from the RF. He received his salary from SUNY, and the RF reimbursed SUNY at the rate of 30%. Other RF officers listed in Part VII are in fact RF employees and therefore subject to the RF's Executive Compensation Policy. That Policy states, "Compensation of other RF Officers will be set by the RF President and will be reviewed for reasonableness by the RF Board of Directors in accordance with the Procedure for Reviewing Executive Compensation." This review of reasonableness is based upon appropriate benchmarking data provided by an independent compensation consultant. That consultant was retained by the Executive Committee during the tax year to gather comparable local market and national data to create benchmarks for all officer positions and the RF retains contemporaneous documentation of the compensation review and approval process in order to conform with the Treasury Department's rebuttable presumption rules under Treas. Reg. 53.4958-6. |
| Part VI, Line 19 | The Research Foundation Charter, the 1977 Agreement with the State University of New York, the conflict of interest policy and the financial statements are all available on the RF's public Web site at www.rfsuny.org. |
| Part VII, Section A, Line 1a | Compensation for directors who are also faculty members is unrelated to their activities as members of the board of directors. Such compensation is related to their role as principal investigators or research scientists, or as campus administrators. The RF paid direct compensation to Dr. Myron Mitchell as a principal investigator, and to Dr. Robert Jones and Dr. Harvey Stenger as campus administrators. Mr. Frank Gabriel performed service as an officer during tax year 2012 and Mr. Richard Agnello and Mr. Joshua Toas performed service as officers during tax year 2013. These former officers served the RF in different capacities and received compensation during calendar year 2015. |
| Part XI, Line 9 | Other changes to net assets consist of a loss on an interest rate swap $220,515 and a post-retirement benefit related increase to net assets of $239,247,448. |
Schedule R IRS990ScheduleR
Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp
Disregarded Entity Name DisregardedEntityName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RF Post-Retirement Benefits Plan | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 800412424 | EIN |
| Primary Activities | Benefits | PrimaryActivitiesTxt |
| Legal Domicile State | NY | LegalDomicileStateCd |
| Exempt Code Section | 501(c)(9) | ExemptCodeSectionTxt |
Direct Controlling Entity Name DirectControllingEntityName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RF for SUNY | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Controlled Organization | Yes (true) | ControlledOrganizationInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Annts Rnts Rylts | false | ReceiptOfIntAnntsRntsRyltsInd |
| Gift Grnt Or Cap Contri To Oth Org | false | GiftGrntOrCapContriToOthOrgInd |
| Gift Grnt Cap Contri From Oth Org | false | GiftGrntCapContriFromOthOrgInd |
| Loans Or Guarantees To Other Org | false | LoansOrGuaranteesToOtherOrgInd |
| Loans Or Guarantees From Oth Org | false | LoansOrGuaranteesFromOthOrgInd |
| Asset Sale To Other Org | false | AssetSaleToOtherOrgInd |
| Asset Purchase From Other Org | false | AssetPurchaseFromOtherOrgInd |
| Asset Exchange | false | AssetExchangeInd |
| Rental Of Facilities To Oth Org | false | RentalOfFacilitiesToOthOrgInd |
| Rental Of Fclts From Oth Org | false | RentalOfFcltsFromOthOrgInd |
| Perform Of Services For Oth Org | Yes (true) | PerformOfServicesForOthOrgInd |
| Perform Of Services By Other Org | false | PerformOfServicesByOtherOrgInd |
| Sharing Of Facilities | false | SharingOfFacilitiesInd |
| Paid Employees Sharing | false | PaidEmployeesSharingInd |
| Reimbursement Paid To Other Org | false | ReimbursementPaidToOtherOrgInd |
| Reimbursement Paid By Other Org | Yes (true) | ReimbursementPaidByOtherOrgInd |
| Transfer To Other Org | Yes (true) | TransferToOtherOrgInd |
| Transfer From Other Org | false | TransferFromOtherOrgInd |
Transactions Related Org TransactionsRelatedOrgGrp (2 entries)
| Transaction TypeTransactionTypeTxt | InvolvedInvolvedAmt | Method Of Amount DeterminationMethodOfAmountDeterminationTxt |
|---|---|---|
| RF Post-Retirement Benefits Plan | ||
| Q | $11,430,852 | Cash |
| RF Post-Retirement Benefits Plan | ||
| R | $22,139,618 | Cash |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | Research Foundation Post-Retirement Benefits Plan | FormAndLineReferenceDesc |
| Explanation | The related organization, "Research Foundation Post-Retirement Benefits Plan," EIN 80-0412424, is a section 501(c)(9) Voluntary Employee Benefits Association (VEBA) trust that has been established to provide post-retirement benefits to eligible participants. The filing organization is the contributing employer and sponsoring organization for this VEBA trust. The transactions listed in Schedule R, Part V, include governance provided by the filing organization over the VEBA's trustee (line 1l), reimbursements made by the VEBA trust for benefits paid by the filing organization (line 1q) and the filing organization's funding of the assets in the VEBA trust (line 1r). "RF," within the VEBA trust's name as shown on Schedule R part II due to space limitation on the form, stands for "Research Foundation." | ExplanationTxt |