JAMES AND AUNE NELSON FOUNDATION: Form 990PF, tax year 2016

View the entire original 990 at ProPublica ↗

Organization: JAMES AND AUNE NELSON FOUNDATION (EIN 37-1371840)
Tax period: 2016-01-01 to 2016-12-31
Filed: 2017-11-15
IRS object ID: 201723199349104062
Schema version: 2016v3.0
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Accounting Fees Schedule
Investments Corp Bonds Schedule
Investments Corp Stock Schedule
Investments Govt Obligations Sch
Investments Other Schedule2
Other Expenses Schedule
Other Income Schedule2
Other Professional Fees Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2017-11-15T15:14:14-06:00	ReturnTs
Tax Period End	2016-12-31	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	371031116	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	CJ SCHLOSSER & COMPANY LLC	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	233 E CENTER DR	AddressLine1Txt
City	ALTON	CityNm
State Abbreviation	IL	StateAbbreviationCd
ZIP	620025931	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnTypeCd
Tax Period Begin	2016-01-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	371371840	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	JAMES AND AUNE NELSON FOUNDATION	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Business Name Control	JAME	BusinessNameControlTxt
Phone	6184630700	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	PO BOX 5146	AddressLine1Txt
City	GODFREY	CityNm
State Abbreviation	IL	StateAbbreviationCd
ZIP	62035	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	ROBERT MCCLELLAN	PersonNm
Person Title	TREASURER	PersonTitleTxt
Phone	6184630700	PhoneNum
Signature	2017-11-13	SignatureDt

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	DAVID M BARTOSIAK	PreparerPersonNm
PTIN	P00383784	PTIN
Phone	6184657717	PhoneNum
Preparation	2017-11-13	PreparationDt

Filing Security Information FilingSecurityInformation

Field	Value	IRS element (for citing)
At Submission Creation Device Id	A9292C1A90EFC0CDD2C3B2399707E7C75308BC14	AtSubmissionCreationDeviceId
At Submission Filing Device Id	B217B127EEE3195F4EA992ADBE95F516F4081A34	AtSubmissionFilingDeviceId

Field	Value	IRS element (for citing)
Tax	2016	TaxYr
Build TS	2021-01-29 14:40:06Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
FMV Assets EOY	$18,933,300	FMVAssetsEOYAmt
Method Of Accounting Cash	Yes (X)	MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Schedule B Not Required	Yes (X)	ScheduleBNotRequiredInd
Interest On Sav Rev And Expnss	$98,564	InterestOnSavRevAndExpnssAmt
Interest On Sav Net Invst Incm	$98,564	InterestOnSavNetInvstIncmAmt
Interest On Savings Adj Net Incm	$98,564	InterestOnSavingsAdjNetIncmAmt
Dividends Rev And Expnss	$358,716	DividendsRevAndExpnssAmt
Dividends Net Invst Incm	$358,271	DividendsNetInvstIncmAmt
Dividends Adj Net Incm	$358,716	DividendsAdjNetIncmAmt
Net Gain Sale Ast Rev And Expnss	$121,186	NetGainSaleAstRevAndExpnssAmt
Gross Sales Price	$7,243,339	GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm	$121,186	CapGainNetIncmNetInvstIncmAmt
Other Income Rev And Expnss	$480	OtherIncomeRevAndExpnssAmt
Other Income Net Invst Incm	$480	OtherIncomeNetInvstIncmAmt
Other Income Adj Net Incm	$480	OtherIncomeAdjNetIncmAmt
Total Rev And Expnss	$578,946	TotalRevAndExpnssAmt
Total Net Invst Incm	$578,501	TotalNetInvstIncmAmt
Total Adj Net Incm	$457,760	TotalAdjNetIncmAmt
Oth Empl Slrs Wgs Rev And Expnss	$5,295	OthEmplSlrsWgsRevAndExpnssAmt
Oth Empl Slrs Wgs Dsbrs Chrtbl	$5,295	OthEmplSlrsWgsDsbrsChrtblAmt
Pension Empl Bnft Rev And Expnss	$405	PensionEmplBnftRevAndExpnssAmt
Pension Empl Bnft Dsbrs Chrtbl	$405	PensionEmplBnftDsbrsChrtblAmt
Accounting Fees Rev And Expnss	$2,939	AccountingFeesRevAndExpnssAmt
Accounting Fees Net Invst Incm	$1,945	AccountingFeesNetInvstIncmAmt
Accounting Fees Adj Net Incm	$1,945	AccountingFeesAdjNetIncmAmt
Accounting Fees Chrtbl Prps	$994	AccountingFeesChrtblPrpsAmt
Other Prof Fees Rev And Expnss	$152,349	OtherProfFeesRevAndExpnssAmt
Other Prof Fees Net Invst Incm	$152,349	OtherProfFeesNetInvstIncmAmt
Other Prof Fees Adj Net Incm	$152,349	OtherProfFeesAdjNetIncmAmt
Taxes Rev And Expnss	$26,517	TaxesRevAndExpnssAmt
Taxes Net Invst Incm	$18,393	TaxesNetInvstIncmAmt
Taxes Adj Net Incm	$18,393	TaxesAdjNetIncmAmt
Taxes Dsbrs Chrtbl	$10	TaxesDsbrsChrtblAmt
Trav Conf Meeting Rev And Expnss	$1,318	TravConfMeetingRevAndExpnssAmt
Trav Conf Meeting Dsbrs Chrtbl	$1,318	TravConfMeetingDsbrsChrtblAmt
Other Expenses Rev And Expnss	$4,465	OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm	$109	OtherExpensesNetInvstIncmAmt
Other Expenses Adj Net Incm	$109	OtherExpensesAdjNetIncmAmt
Other Expenses Dsbrs Chrtbl	$4,356	OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss	$193,288	TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm	$172,796	TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Adj Net Incm	$172,796	TotOprExpensesAdjNetIncmAmt
Tot Opr Expenses Dsbrs Chrtbl	$12,378	TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss	$825,000	ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl	$825,000	ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss	$1,018,288	TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm	$172,796	TotalExpensesNetInvstIncmAmt
Total Expenses Adj Net Incm	$172,796	TotalExpensesAdjNetIncmAmt
Total Expenses Dsbrs Chrtbl	$837,378	TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses	-$439,342	ExcessRevenueOverExpensesAmt
Net Investment Income	$405,705	NetInvestmentIncomeAmt
Adjusted Net Income	$284,964	AdjustedNetIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Field	Value	IRS element (for citing)
Sav And Temp Cash Invst BOY	$461,023	SavAndTempCashInvstBOYAmt
Sav And Temp Cash Invst EOY	$579,389	SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV	$579,389	SavAndTempCashInvstEOYFMVAmt
Prepaid Expenses BOY	$4,491	PrepaidExpensesBOYAmt
Prepaid Expenses EOY	$9,067	PrepaidExpensesEOYAmt
Prepaid Expenses EOYFMV	$9,067	PrepaidExpensesEOYFMVAmt
US Government Obligations BOY	$3,206,302	USGovernmentObligationsBOYAmt
US Government Obligations EOY	$2,892,762	USGovernmentObligationsEOYAmt
US Govt Obligations EOYFMV	$2,866,118	USGovtObligationsEOYFMVAmt
Corporate Stock BOY	$9,993,000	CorporateStockBOYAmt
Corporate Stock EOY	$9,635,990	CorporateStockEOYAmt
Corporate Stock EOYFMV	$10,493,836	CorporateStockEOYFMVAmt
Corporate Bonds BOY	$2,919,935	CorporateBondsBOYAmt
Corporate Bonds EOY	$2,942,149	CorporateBondsEOYAmt
Corporate Bonds EOYFMV	$2,928,255	CorporateBondsEOYFMVAmt
Other Investments BOY	$1,968,208	OtherInvestmentsBOYAmt
Other Investments EOY	$2,054,306	OtherInvestmentsEOYAmt
Other Investments EOYFMV	$2,056,635	OtherInvestmentsEOYFMVAmt
Total Assets BOY	$18,552,959	TotalAssetsBOYAmt
Total Assets EOY	$18,113,663	TotalAssetsEOYAmt
Total Assets EOYFMV	$18,933,300	TotalAssetsEOYFMVAmt
Accounts Payable BOY	$153	AccountsPayableBOYAmt
Accounts Payable EOY	$199	AccountsPayableEOYAmt
Total Liabilities BOY	$153	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$199	TotalLiabilitiesEOYAmt
Org Does Not Follow SFAS117	Yes (X)	OrgDoesNotFollowSFAS117Ind
Retained Earning BOY	$18,552,806	RetainedEarningBOYAmt
Retained Earning EOY	$18,113,464	RetainedEarningEOYAmt
Tot Net Ast Or Fund Balances BOY	$18,552,806	TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY	$18,113,464	TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY	$18,552,959	TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY	$18,113,663	TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Field	Value	IRS element (for citing)
Tot Net Ast Or Fund Balances BOY	$18,552,806	TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses	-$439,342	ExcessRevenueOverExpensesAmt
Subtotal	$18,113,464	SubtotalAmt
Tot Net Ast Or Fund Balances EOY	$18,113,464	TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (681 entries)

PropertyPropertyDesc	How AcquiredHowAcquiredCd	AcquiredAcquiredDt	SoldSoldDt	Gross Sales PriceGrossSalesPriceAmt	Cost Or Other BasisCostOrOtherBasisAmt	Gain Or LossGainOrLossAmt	Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt
150-UNITED TECHNOLOGIES CORPORATION	P	2012-01-11	2016-01-06	$13,963	$11,526	$2,437	$2,437
0.505-BROADCOM LTD	P	2011-06-17	2016-02-02	$61	$35	$26	$26
1100-NATIONAL GRID PLC	P	2011-06-17	2016-10-18	$14,373	$10,478	$3,895	$3,895
5-BRISTOL-MYERS SQUIBB CO	P	2011-08-29	2016-03-02	$323	$147	$176	$176
57-SAMPO OYJ A SHS	P	2011-10-31	2016-07-25	$2,358	$1,602	$756	$756
6000-ERP OPERATING LP SR UNSEC 4.625	P	2012-07-17	2016-02-03	$6,567	$6,734	-$167	-$167
19799.243-CSMC 07-C5 A4 VAR 09-15-40	P	2013-02-01	2016-12-16	$547	$632	-$85	-$85
21926.3776-CSMC 06-C4 A3 5.467% 09-1	P	2013-04-02	2016-04-15	$9,206	$10,336	-$1,130	-$1,130
100-SIRIUS SM HOLDINGS INC	P	2013-04-25	2016-10-07	$415	$314	$101	$101
15000-PROLOGIS INC SR UNSEC 2.75% 02	P	2013-08-08	2016-11-14	$15,286	$14,995	$291	$291
15457.3637-LBUBS 07-C2 A1A 5.387% 02	P	2013-10-25	2016-12-16	$2,521	$2,808	-$287	-$287
2080-CHINA EVERBRIGHT INTERNATIONAL	P	2014-05-30	2016-12-29	$2,252	$2,657	-$405	-$405
29929.7775-G2RF 6.64 AA7554 07-20-64	P	2014-08-01	2016-05-20	$1,060	$1,172	-$112	-$112
14338.7988-CARMX 14-3 A3 1.33% 06-17	P	2014-08-06	2016-12-15	$1,180	$1,180
700-ABERDEEN ASSET MGMT PLC	P	2014-09-25	2016-10-24	$2,733	$4,689	-$1,956	-$1,956
40-FEDEX CORP COMMON STOCK	P	2015-02-26	2016-01-29	$5,300	$6,959	-$1,659	-$1,659
100-PAYCHEX INC	P	2015-02-26	2016-10-18	$5,586	$4,991	$595	$595
49-ELECTROLUX AB SER B	P	2015-02-27	2016-04-27	$1,297	$1,608	-$311	-$311
300-GREENE KING PLC	P	2015-02-27	2016-10-24	$2,707	$4,100	-$1,393	-$1,393
832.71-FHLMC GOLD POOL C91815 3.00%	P	2015-03-05	2016-01-31	$833	$858	-$25	-$25
72032.137-FGTW 3.5 C91793 10-01-34	P	2015-03-05	2016-10-17	$1,987	$2,094	-$107	-$107
25000-APPLE INC SR UNSEC 2.7% 05-13-	P	2015-05-06	2016-04-28	$25,825	$24,954	$871	$871
15000-MORGAN STANLEY SR UNSEC 4.0% 0	P	2015-07-21	2016-01-25	$15,245	$15,113	$132	$132
5-ILLUMINA INC	P	2015-08-25	2016-11-15	$678	$974	-$296	-$296
5000-HALLIBURTON CO SR UNSEC 2.7% 11	P	2015-11-05	2016-05-12	$5,050	$4,990	$60	$60
145-COCA-COLA CO	P	2016-01-07	2016-10-17	$6,044	$6,067	-$23	-$23
15000-EXXON MOBIL CORP SR UNSEC 2.22	P	2016-02-29	2016-04-22	$15,248	$15,000	$248	$248
55-NESTLE SA REG	P	2016-07-07	2016-10-18	$4,151	$4,296	-$145	-$145
60000-FNCL 3.0 TBA 11/16 11-01-46	P	2016-11-02	2016-11-02	$61,819	$61,819
155-BOEING CO	P		2016-03-10	$18,959	$15,430	$3,529	$3,529
943-MEGGITT PLC	P		2016-04-28	$5,691	$7,525	-$1,834	-$1,834
129-LIBERTY LILAC GROUP CL A	P		2016-07-08	$4,500	$5,177	-$677	-$677
300-ABN AMRO GROUP COUPON RIGHTS 09/	P		2016-09-07
3600-BAE SYSTEMS PLC	P		2016-10-17	$23,618	$28,125	-$4,507	-$4,507
175-PACWEST BANCORP	P		2016-10-20	$7,310	$6,994	$316	$316
168-ZODIAC AEROSPACE	P		2016-12-07	$3,839	$5,953	-$2,114	-$2,114
16380-LLOYDS TSB GROUP PLC	P	2015-08-12	2016-07-08	$10,654	$20,671	-$10,017	-$10,017
150-CONOCOPHILLIPS	P	2015-05-20	2016-03-02	$5,259	$9,724	-$4,465	-$4,465
400-BURBERRY GROUP PLC	P		2016-03-21	$7,737	$7,835	-$98	-$98
170-KINDER MORGAN INC	P		2016-03-17	$3,222	$5,363	-$2,141	-$2,141
100-MERCURY GENERAL CORP	P	2015-05-20	2016-11-01	$5,621	$5,513	$108	$108
220-PACWEST BANCORP	P		2016-11-02	$9,154	$10,204	-$1,050	-$1,050
100-PROCTER & GAMBLE COMPANY COMMON	P	2015-08-10	2016-09-14	$8,731	$7,623	$1,108	$1,108
1500-SINGAPORE TELECOMM	P	2015-04-29	2016-11-02	$4,209	$5,044	-$835	-$835
0.108-EDENRED SA	P	2016-03-21	2016-06-22	$2	$2
1126-SVENSKA HANDELSBANKEN AS CL A S	P		2016-11-02	$15,066	$17,704	-$2,638	-$2,638
85-3M COMPANY	P	2006-09-12	2016-01-25	$11,760	$6,209	$5,551	$5,551
160-JACK HENRY & ASSOC INC	P	2011-06-17	2016-02-18	$12,976	$4,643	$8,333	$8,333
330-NATIONAL GRID PLC	P	2011-06-17	2016-10-19	$4,290	$3,143	$1,147	$1,147
320-MARSH & MCLENNAN COMPANIES INC C	P	2011-09-06	2016-09-22	$21,830	$9,091	$12,739	$12,739
349-SAMPO OYJ A SHS	P	2011-10-31	2016-10-17	$15,864	$9,807	$6,057	$6,057
50000-HARRIS CNTY TX TOLL RD TAXABLE	P	2012-10-03	2016-08-15	$50,000	$50,000
28977.2861-MLMI 07-C1 A4 VAR 06-12-5	P	2013-02-20	2016-09-14	$1,023	$1,187	-$164	-$164
9990.1513-CSMC 06-C4 A3 5.467% 09-15	P	2013-04-02	2016-05-17	$11,936	$13,402	-$1,466	-$1,466
100-SIRIUS SM HOLDINGS INC	P	2013-04-25	2016-10-14	$412	$314	$98	$98
70-AUTOMATIC DATA PROCESSING INC COM	P	2013-08-13	2016-04-27	$6,308	$4,466	$1,842	$1,842
100-VERIZON COMMUNICATIONS COMMON ST	P	2013-10-30	2016-10-17	$5,041	$5,138	-$97	-$97
300-CHINA EVERBRIGHT INTERNATIONAL L	P	2014-06-03	2016-11-04	$3,536	$4,053	-$517	-$517
28325.3249-G2RF 6.64 AA7554 07-20-64	P	2014-08-01	2016-06-20	$1,604	$1,775	-$171	-$171
9453.6186-AMCAR 14-3 A3 1.15% 6-10-1	P	2014-08-20	2016-07-08	$546	$546
610-ABERDEEN ASSET MGMT PLC	P	2014-09-25	2016-10-25	$2,380	$4,086	-$1,706	-$1,706
325-MOSAIC CO/THE	P	2015-02-26	2016-02-18	$8,380	$17,217	-$8,837	-$8,837
100-PAYCHEX INC	P	2015-02-26	2016-10-18	$5,612	$4,991	$621	$621
32-L'OREAL	P	2015-02-27	2016-04-28	$5,922	$5,762	$160	$160
400-GREENE KING PLC	P	2015-02-27	2016-10-28	$3,489	$5,467	-$1,978	-$1,978
83710.967-FGTW 3.5 C91793 10-01-34	P	2015-03-05	2016-03-15	$876	$923	-$47	-$47
70307.453-FGTW 3.5 C91793 10-01-34	P	2015-03-05	2016-11-15	$1,725	$1,817	-$92	-$92
20000-SHELL INTL FINANCE SR UNSEC 2.	P	2015-05-06	2016-05-03	$20,298	$19,958	$340	$340
70000-US TREASURY NOTE 2.125% 05/15/	P	2015-07-22	2016-03-23	$71,269	$68,895	$2,374	$2,374
300-MICROSOFT CORPORATION COMMON STO	P	2015-08-27	2016-09-22	$17,354	$13,130	$4,224	$4,224
5000-HALLIBURTON CO SR UNSEC 3.375%	P	2015-11-05	2016-05-12	$5,050	$4,996	$54	$54
380-BURBERRY GROUP PLC	P	2016-01-08	2016-06-29	$5,881	$6,089	-$208	-$208
49-CAIXABANK SA	P	2016-03-01	2016-04-07	$138	$138
85-DAVITA INC	P	2016-07-13	2016-10-28	$4,719	$6,626	-$1,907	-$1,907
60000-FNCL 3.0 TBA 12/16 12-01-46	P	2016-12-08	2016-12-08	$59,756	$59,756
901-CAIXABANK SA	P		2016-03-10	$2,631	$5,119	-$2,488	-$2,488
200-HAMAMATSU PHOTONIC KK	P		2016-04-28	$5,860	$3,655	$2,205	$2,205
4000-CHINA EVERBRIGHT INTERNATIONAL	P		2016-07-12	$4,201	$4,590	-$389	-$389
158-BMW AG	P		2016-09-14	$13,376	$11,419	$1,957	$1,957
590-ASTRAZENECA PLC (GBP)	P		2016-10-17	$35,355	$42,067	-$6,712	-$6,712
200-SIRIUS SM HOLDINGS INC	P		2016-10-24	$833	$628	$205	$205
2920-CHINA EVERBRIGHT INTERNATIONAL	P		2016-12-15	$3,150	$3,814	-$664	-$664
690-TATE & LYLE PLC	P	2015-05-21	2016-03-22	$5,386	$6,534	-$1,148	-$1,148
50-CONOCOPHILLIPS	P	2014-05-20	2016-03-02	$1,753	$3,926	-$2,173	-$2,173
200-GALLAGHER ARTHUR J	P	2015-05-20	2016-11-01	$9,530	$9,904	-$374	-$374
160-BAYER AG	P	2011-06-17	2016-02-04	$17,534	$13,048	$4,486	$4,486
200-MERCURY GENERAL CORP	P	2015-05-20	2016-11-02	$10,982	$11,026	-$44	-$44
100-PACWEST BANCORP	P	2015-05-20	2016-11-02	$4,169	$4,604	-$435	-$435
65-PROCTER & GAMBLE COMPANY COMMON S	P	2015-08-12	2016-09-14	$5,662	$4,926	$736	$736
6800-SINGAPORE TELECOMM	P		2016-11-03	$19,028	$22,829	-$3,801	-$3,801
232-EDENRED SA	P		2016-11-07	$5,206	$4,439	$767	$767
1190-EDENRED SA	P		2016-06-07
40-3M COMPANY	P	2006-09-12	2016-01-29	$6,032	$2,922	$3,110	$3,110
60-AMERICAN TOWER CORP	P	2011-06-17	2016-04-27	$6,263	$3,015	$3,248	$3,248
2351.36-FNCL 5.0 AI8229 MHA	P	2011-08-12	2016-01-31	$2,351	$2,562	-$211	-$211
100-MARSH & MCLENNAN COMPANIES INC C	P	2011-09-06	2016-10-17	$6,561	$2,829	$3,732	$3,732
244-SAMPO OYJ A SHS	P	2011-10-31	2016-10-17	$11,105	$6,810	$4,295	$4,295
100-CME GROUP INC	P	2012-10-05	2016-09-22	$10,840	$5,737	$5,103	$5,103
28432.3065-MLMI 07-C1 A4 VAR 06-12-5	P	2013-02-20	2016-10-20	$545	$633	-$88	-$88
50000-CSMC 06-C4 A3 5.467% 09-15-39/	P	2013-04-02	2016-06-17	$9,990	$11,217	-$1,227	-$1,227
180-SIRIUS SM HOLDINGS INC	P	2013-04-25	2016-10-18	$740	$565	$175	$175
13000-VERIZON COMMUNICATIONS SR UNSE	P	2013-09-11	2016-03-11	$14,855	$12,958	$1,897	$1,897
10000-DEVON ENERGY CORP SR UNSEC 2.2	P	2013-12-11	2016-08-22	$9,896	$9,983	-$87	-$87
3000-CHINA EVERBRIGHT INTERNATIONAL	P	2014-06-04	2016-11-01	$3,628	$4,091	-$463	-$463
27652.1886-G2RF 6.64 AA7554 07-20-64	P	2014-08-01	2016-07-20	$673	$745	-$72	-$72
8536.1577-AMCAR 14-3 A3 1.15% 6-10-1	P	2014-08-20	2016-08-08	$917	$917
1000-CHINA EVERBRIGHT INTERNATIONAL	P	2014-09-29	2016-11-07	$1,208	$1,334	-$126	-$126
175-PFIZER INC COMMON STOCK	P	2015-02-26	2016-04-27	$5,786	$6,032	-$246	-$246
265-XILINX INC	P	2015-02-26	2016-10-18	$13,260	$11,081	$2,179	$2,179
61-ASML HOLDING NV	P	2015-02-27	2016-04-28	$5,947	$6,593	-$646	-$646
0.517-TOTAL SA (FR)	P	2015-02-27	2016-10-28	$25	$27	-$2	-$2
90477.713-FHLMC GOLD POOL C91815 3.	P	2015-03-05	2016-03-15	$681	$702	-$21	-$21
68721.991-FGTW 3.5 C91793 10-01-34	P	2015-03-05	2016-12-15	$1,585	$1,670	-$85	-$85
25000-APPLE INC SR UNSEC 2.0% 05-06-	P	2015-05-06	2016-12-07	$25,072	$24,961	$111	$111
30000-US TREASURY NOTE 2.125% 05/15/	P	2015-07-22	2016-06-16	$31,481	$29,527	$1,954	$1,954
30000-US TREASURY BOND 3.625% 02/15/	P	2015-09-04	2016-09-14	$37,555	$34,382	$3,173	$3,173
193-ZODIAC AEROSPACE	P	2015-11-10	2016-10-31	$4,694	$5,120	-$426	-$426
200-BURBERRY GROUP PLC	P	2016-01-08	2016-07-13	$3,286	$3,205	$81	$81
0.857-CAIXABANK SA	P	2016-03-01	2016-04-08	$2	$2
5000-WFNMT 16-A A2.03% 04-15-25/06-1	P	2016-07-19	2016-09-13	$5,044	$4,999	$45	$45
326-TOTAL SA COUPON RIGHTS EXP 01/06	P		2016-01-06
100-ST JUDE MEDICAL	P		2016-03-15	$5,534	$6,013	-$479	-$479
207-DEUTSCHE WOHNEN AG (BEARER)	P		2016-04-28	$6,170	$4,569	$1,601	$1,601
10000-COMCAST CORP SR UNSEC 3.15% 03	P		2016-07-13	$10,673	$10,183	$490	$490
190-ENBRIDGE INC C	P		2016-09-22	$8,356	$8,787	-$431	-$431
200-COCA-COLA CO	P		2016-10-17	$8,323	$8,440	-$117	-$117
300-TATE & LYLE PLC	P		2016-10-25	$2,855	$2,737	$118	$118
3000-CHINA EVERBRIGHT INTERNATIONAL	P		2016-12-16	$3,237	$3,879	-$642	-$642
3100-TATE & LYLE PLC	P	2015-05-21	2016-03-22	$24,232	$29,355	-$5,123	-$5,123
400-CONOCOPHILLIPS	P		2016-03-02	$14,424	$27,011	-$12,587	-$12,587
200-GALLAGHER ARTHUR J	P	2015-05-20	2016-11-02	$9,525	$9,904	-$379	-$379
120-BAYER AG	P	2015-06-09	2016-02-04	$13,150	$16,781	-$3,631	-$3,631
300-MERCURY GENERAL CORP	P	2015-02-26	2016-11-03	$16,208	$16,445	-$237	-$237
400-PAYCHEX INC	P		2016-11-01	$21,695	$20,185	$1,510	$1,510
575-PROCTER & GAMBLE COMPANY COMMON	P		2016-11-01	$49,752	$40,868	$8,884	$8,884
500-NATIONAL GRID PLC	P	2016-03-21	2016-11-24	$5,658	$7,035	-$1,377	-$1,377
136-EDENRED SA	P		2016-11-08	$3,035	$2,620	$415	$415
600-NIELSEN HOLDINGS PLC	P		2016-01-07	$27,148	$17,224	$9,924	$9,924
330-MICROSOFT CORPORATION COMMON STO	P	2010-11-23	2016-05-31	$17,195	$8,382	$8,813	$8,813
70-DANAHER CORP	P	2011-06-17	2016-04-27	$6,798	$3,644	$3,154	$3,154
3627.4-FNCL 5.0 AI8229 MHA	P	2011-08-12	2016-01-31	$3,627	$3,952	-$325	-$325
100-MARSH & MCLENNAN COMPANIES INC C	P	2011-09-06	2016-10-18	$6,534	$2,829	$3,705	$3,705
337-SAMPO OYJ A SHS	P	2011-10-31	2016-10-18	$15,389	$9,264	$6,125	$6,125
115000-FNMA 1.0% 11-15-17/13	P	2012-10-22	2016-02-18	$114,989	$114,920	$69	$69
28050.9829-MLMI 07-C1 A4 VAR 06-12-5	P	2013-02-20	2016-11-15	$381	$443	-$62	-$62
29663.3104-WBCMT 07-C32 A3 5.731889%	P	2013-04-05	2016-11-18	$337	$388	-$51	-$51
200-SIRIUS SM HOLDINGS INC	P	2013-04-25	2016-10-19	$826	$628	$198	$198
24000-VERIZON COMMUNICATIONS SR UNSE	P	2013-09-11	2016-03-11	$27,424	$23,922	$3,502	$3,502
38-ZODIAC AEROSPACE	P	2014-01-02	2016-11-10	$923	$1,346	-$423	-$423
1000-CHINA EVERBRIGHT INTERNATIONAL	P	2014-06-05	2016-02-15	$927	$1,377	-$450	-$450
26554.2844-G2RF 6.64 AA7554 07-20-64	P	2014-08-01	2016-08-22	$1,098	$1,215	-$117	-$117
7630.8214-AMCAR 14-3 A3 1.15% 6-10-1	P	2014-08-20	2016-09-08	$905	$905
70-ST JUDE MEDICAL	P	2014-10-22	2016-03-17	$3,750	$4,186	-$436	-$436
40-PNC FINANCIAL SERVICES GROUP INC	P	2015-02-26	2016-08-03	$3,308	$3,674	-$366	-$366
100-LYONDELLBASELL INDUSTRIES NV	P	2015-02-26	2016-10-18	$8,108	$8,627	-$519	-$519
100-ASTRAZENECA PLC (GBP)	P	2015-02-27	2016-08-01	$6,670	$6,931	-$261	-$261
500-TATE & LYLE PLC	P	2015-03-02	2016-10-17	$4,816	$4,570	$246	$246
82382.978-FGTW 3.5 C91793 10-01-34	P	2015-03-05	2016-04-15	$1,328	$1,399	-$71	-$71
10000-ZIMMER HOLDINGS SR UNSEC 3.55%	P	2015-03-10	2016-03-16	$9,999	$9,977	$22	$22
2751.817-AMERICAN FUNDS INFLATION LI	P	2015-05-12	2016-04-27	$26,500	$26,307	$193	$193
25000-GOLDMAN SACHS GROUP INC SR UNS	P	2015-07-31	2016-02-22	$25,137	$24,958	$179	$179
60-ILLUMINA INC	P	2015-09-18	2016-11-11	$8,296	$12,495	-$4,199	-$4,199
126-ZODIAC AEROSPACE	P	2015-11-10	2016-11-04	$2,968	$3,332	-$364	-$364
10000-ANHEUSER-BUSCH INBEV SR UNSEC	P	2016-01-13	2016-01-19	$10,017	$9,962	$55	$55
65-EXXON MOBIL CORP	P	2016-03-11	2016-04-27	$5,747	$5,364	$383	$383
60000-FNCL 3.0 TBA 08/16 08-01-46	P	2016-07-21	2016-08-03	$62,217	$62,123	$94	$94
255-TOWERS WATSON & COMPANY CL A	P		2016-01-11	$31,475	$26,578	$4,897	$4,897
100-ST JUDE MEDICAL	P		2016-03-16	$5,433	$5,980	-$547	-$547
215-CIE FINANCIERE RICHEMON REG	P		2016-05-11	$13,725	$10,874	$2,851	$2,851
7000-CHINA EVERBRIGHT INTERNATIONAL	P		2016-07-13	$7,318	$7,814	-$496	-$496
300-XILINX INC	P		2016-09-22	$16,043	$12,751	$3,292	$3,292
300-IRON MOUNTAIN INCORPORATED	P		2016-10-17	$10,292	$9,836	$456	$456
112-ZODIAC AEROSPACE	P		2016-10-27	$2,705	$3,048	-$343	-$343
3000-CHINA EVERBRIGHT INTERNATIONAL	P		2016-12-28	$3,228	$3,841	-$613	-$613
300-TATE & LYLE PLC	P	2015-05-21	2016-07-11	$2,759	$2,841	-$82	-$82
100-CONOCOPHILLIPS	P	2015-02-26	2016-03-03	$3,753	$6,577	-$2,824	-$2,824
480-GALLAGHER ARTHUR J	P	2015-05-20	2016-11-02	$22,787	$23,770	-$983	-$983
145-LAMAR ADVERTISING COMPANY CL A	P		2016-03-21	$8,617	$8,264	$353	$353
105-MICROSOFT CORPORATION COMMON STO	P	2010-11-23	2016-01-13	$5,445	$2,667	$2,778	$2,778
400-PAYCHEX INC	P	2015-02-26	2016-11-01	$21,710	$19,964	$1,746	$1,746
15-PROCTER & GAMBLE COMPANY COMMON S	P	2015-11-06	2016-11-01	$1,298	$1,127	$171	$171
400-NATIONAL GRID PLC	P	2016-03-21	2016-11-25	$4,542	$5,628	-$1,086	-$1,086
196-EDENRED SA	P		2016-11-06	$4,265	$3,740	$525	$525
80-NIELSEN HOLDINGS PLC	P		2016-01-07	$3,623	$2,207	$1,416	$1,416
105-MICROSOFT CORPORATION COMMON STO	P	2010-11-23	2016-07-29	$5,930	$2,667	$3,263	$3,263
800-NATIONAL GRID PLC	P	2011-06-17	2016-04-28	$11,334	$7,620	$3,714	$3,714
32667.1578-FNCL 5.0 AI8229 MHA	P	2011-08-12	2016-03-25	$1,611	$1,755	-$144	-$144
20-MARSH & MCLENNAN COMPANIES INC CO	P	2011-09-06	2016-10-19	$1,305	$566	$739	$739
200-SYSMEX CORP	P	2011-12-13	2016-06-29	$13,760	$3,315	$10,445	$10,445
100-JABIL CIRCUIT INC	P	2012-11-08	2016-01-29	$1,982	$1,711	$271	$271
27905.7775-MLMI 07-C1 A4 VAR 06-12-5	P	2013-02-20	2016-12-14	$145	$169	-$24	-$24
29268.4028-WBCMT 07-C32 A3 5.731889%	P	2013-04-05	2016-12-16	$395	$456	-$61	-$61
200-SIRIUS SM HOLDINGS INC	P	2013-04-25	2016-10-21	$827	$628	$199	$199
21619.6074-LBUBS 07-C2 A1A 5.387% 02	P	2013-10-25	2016-01-15	$9	$9
5000-US TREASURY NOTE 1.5% 07/31/16	P	2014-01-15	2016-08-01	$5,000	$5,111	-$111	-$111
0.136-LIBERTY LILAC GROUP CL A	P	2014-06-19	2016-07-01	$4	$6	-$2	-$2
26027.8513-G2RF 6.64 AA7554 07-20-64	P	2014-08-01	2016-09-20	$526	$582	-$56	-$56
6777.2978-AMCAR 14-3 A3 1.15% 6-10-1	P	2014-08-20	2016-10-11	$854	$854
5000-STATOIL ASA SR UNSEC 3.25% 11-1	P	2014-11-03	2016-05-03	$5,157	$4,970	$187	$187
500-TAIWAN SEMICONDUCTOR SPONS ADR	P	2015-02-26	2016-09-22	$15,324	$12,346	$2,978	$2,978
160-LYONDELLBASELL INDUSTRIES NV	P	2015-02-26	2016-10-18	$12,915	$13,803	-$888	-$888
30-L'OREAL	P	2015-02-27	2016-09-15	$5,543	$5,402	$141	$141
300-TATE & LYLE PLC	P	2015-03-02	2016-10-17	$2,889	$2,742	$147	$147
88773.03-FHLMC GOLD POOL C91815 3.0	P	2015-03-05	2016-04-15	$1,705	$1,757	-$52	-$52
135000-US TREASURY NOTE 1.375% 03-31	P	2015-04-01	2016-10-07	$136,276	$135,385	$891	$891
220.033-AMERICAN FUNDS INFLATION LIN	P	2015-05-12	2016-06-14	$2,134	$2,104	$30	$30
15000-JP MORGAN CHASE SR UNSEC 2.75%	P	2015-07-31	2016-02-25	$15,189	$15,081	$108	$108
0.49-CALIFORNIA RESOURCES CORPORATIO	P	2015-09-28	2016-03-24
4000-INTERCONTINENTAL EXCHANGE SR UN	P	2015-11-19	2016-01-14	$4,045	$3,996	$49	$49
5000-ANHEUSER-BUSCH INBEV SR UNSEC 3	P	2016-01-13	2016-04-29	$5,266	$4,992	$274	$274
105-PHILIP MORRIS INTERNATIONAL INC	P	2016-03-11	2016-10-17	$10,026	$10,115	-$89	-$89
10000-APPLE INC SR UNSEC 2.45% 08-04	P	2016-07-28	2016-12-07	$9,409	$9,973	-$564	-$564
100-JABIL CIRCUIT INC	P		2016-01-14	$1,984	$1,722	$262	$262
135-CATERPILLAR INC	P		2016-03-17	$10,173	$10,806	-$633	-$633
30000-INTERCONTINENTAL EXCHANGE SR U	P		2016-05-18	$31,970	$29,929	$2,041	$2,041
195-BURBERRY GROUP PLC	P		2016-07-14	$3,300	$3,130	$170	$170
420-NESTLE SA REG	P		2016-09-23	$33,135	$29,476	$3,659	$3,659
193-SIEMENS AG NAMEN	P		2016-10-17	$22,233	$21,796	$437	$437
65-PRAXAIR INC	P		2016-10-27	$7,600	$8,626	-$1,026	-$1,026
1000-ABERDEEN ASSET MGMT PLC	P		2016-11-02	$3,769	$7,109	-$3,340	-$3,340
500-TATE & LYLE PLC	P	2015-05-21	2016-07-14	$4,580	$4,735	-$155	-$155
100-CONOCOPHILLIPS	P	2015-02-26	2016-03-03	$3,735	$6,577	-$2,842	-$2,842
100-GANNETT CO INC	P	2015-07-20	2016-03-18	$1,508	$1,415	$93	$93
100-LAMAR ADVERTISING COMPANY CL A	P		2016-03-21	$5,969	$5,636	$333	$333
90-MICROSOFT CORPORATION COMMON STOC	P	2010-11-23	2016-02-19	$4,669	$2,286	$2,383	$2,383
225-NOVARTIS AG NAMEN	P	2015-02-27	2016-11-02	$16,179	$23,116	-$6,937	-$6,937
745-TEXAS INSTRUMENTS INC COMMON STO	P		2016-11-03	$50,548	$38,809	$11,739	$11,739
300-UNILEVER PLC	P	2013-05-21	2016-01-29	$12,773	$13,080	-$307	-$307
152-EDENRED SA	P	2016-03-24	2016-11-15	$3,054	$2,777	$277	$277
200-LYONDELLBASELL INDUSTRIES NV	P		2016-11-01	$15,662	$17,811	-$2,149	-$2,149
1138.289-SHORT TERM BOND FD OF AMERI	P	2011-06-16	2016-04-27	$11,372	$11,497	-$125	-$125
15-ALPHABET INC CL C	P	2011-06-17	2016-06-02	$10,932	$3,738	$7,194	$7,194
32611.977-FNCL 5.0 AI8229 MHA	P	2011-08-12	2016-04-25	$55	$60	-$5	-$5
80-GOLDMAN SACHS GROUP INC	P	2011-09-13	2016-12-13	$19,136	$8,367	$10,769	$10,769
100-SYSMEX CORP	P	2011-12-13	2016-11-15	$5,942	$1,658	$4,284	$4,284
100-JABIL CIRCUIT INC	P	2012-11-08	2016-02-16	$2,006	$1,667	$339	$339
164-BNP PARIBAS	P	2013-03-05	2016-02-03	$7,277	$9,315	-$2,038	-$2,038
3320-SIRIUS SM HOLDINGS INC	P	2013-04-25	2016-06-15	$12,971	$10,420	$2,551	$2,551
200-SIRIUS SM HOLDINGS INC	P	2013-04-25	2016-10-24	$828	$628	$200	$200
21610.9666-LBUBS 07-C2 A1A 5.387% 02	P	2013-10-25	2016-02-18	$9	$9
45-BROADCOM LTD	P	2014-03-24	2016-09-22	$7,580	$2,784	$4,796	$4,796
200-LIBERTY GLOBAL PLC CL A	P	2014-06-20	2016-08-25	$6,235	$7,103	-$868	-$868
25267.0549-G2RF 6.64 AA7554 07-20-64	P	2014-08-01	2016-10-20	$761	$842	-$81	-$81
5976.6213-AMCAR 14-3 A3 1.15% 6-10-1	P	2014-08-20	2016-11-08	$801	$801
5000-GENERAL MOTORS CO SR UNSEC 4.0%	P	2014-11-04	2016-04-12	$4,875	$4,964	-$89	-$89
100-PAYCHEX INC	P	2015-02-26	2016-10-14	$5,624	$4,991	$633	$633
100-MERCURY GENERAL CORP	P	2015-02-26	2016-10-21	$5,119	$5,482	-$363	-$363
142-PERNOD RICARD SA	P	2015-02-27	2016-09-23	$16,789	$16,825	-$36	-$36
400-TATE & LYLE PLC	P	2015-03-02	2016-10-19	$3,861	$3,656	$205	$205
80859.313-FGTW 3.5 C91793 10-01-34	P	2015-03-05	2016-05-16	$1,524	$1,605	-$81	-$81
120000-US TREASURY I/L 2.5% 07/15/16	P	2015-04-02	2016-04-15	$142,430	$149,548	-$7,118	-$7,118
1758.014-AMERICAN FUNDS INFLATION LI	P	2015-05-12	2016-06-20	$17,000	$16,807	$193	$193
10000-JP MORGAN CHASE SR UNSEC 3.9%	P	2015-07-31	2016-02-25	$10,527	$10,195	$332	$332
35000-FHLB 0.625% 10-26-17	P	2015-10-08	2016-09-08	$34,973	$34,924	$49	$49
2000-INTERCONTINENTAL EXCHANGE SR UN	P	2015-11-19	2016-01-26	$2,026	$1,998	$28	$28
5000-ANHEUSER-BUSCH INBEV SR UNSEC 3	P	2016-01-13	2016-07-20	$5,371	$4,992	$379	$379
80-CHINA EVERBRIGHT INTERNATIONAL LI	P	2016-04-05	2016-12-15	$86	$88	-$2	-$2
15000-MICROSOFT CORP SR UNSEC 1.10%	P	2016-08-01	2016-12-07	$14,817	$14,985	-$168	-$168
100-LIBERTY GLOBAL PLC CL A	P		2016-01-20	$3,256	$4,262	-$1,006	-$1,006
600-KINDER MORGAN INC	P		2016-03-17	$11,333	$20,950	-$9,617	-$9,617
125000-US TRESURY NOTE 1.125% 02-28-	P		2016-05-19	$123,394	$123,252	$142	$142
15000-CITIGROUP INC SR UNSEC 2.7% 03	P		2016-07-27	$15,284	$15,021	$263	$263
500-VIACOM INC CLASS B	P		2016-09-23	$17,762	$22,950	-$5,188	-$5,188
345-PROCTER & GAMBLE COMPANY COMMON	P		2016-10-17	$30,333	$27,218	$3,115	$3,115
3000-CHINA EVERBRIGHT INTERNATIONAL	P		2016-10-28	$3,616	$4,110	-$494	-$494
1900-ABERDEEN ASSET MGMT PLC	P	2015-05-21	2016-11-02	$7,189	$13,167	-$5,978	-$5,978
270-TATE & LYLE PLC	P	2015-05-21	2016-07-29	$2,579	$2,557	$22	$22
100-CONOCOPHILLIPS	P	2015-02-26	2016-03-03	$3,802	$6,577	-$2,775	-$2,775
200-GANNETT CO INC	P	2015-07-21	2016-03-21	$2,997	$2,701	$296	$296
145-LAMAR ADVERTISING COMPANY CL A	P		2016-11-02	$9,155	$8,150	$1,005	$1,005
415-MICROSOFT CORPORATION COMMON STO	P	2016-03-22	2016-06-23	$21,384	$22,449	-$1,065	-$1,065
200-NESTLE SA REG	P		2016-11-02	$14,685	$15,691	-$1,006	-$1,006
1180-UMPQUA HOLDINGS CORP	P	2015-05-20	2016-03-29	$18,509	$20,835	-$2,326	-$2,326
125-UNILEVER PLC	P	2013-05-21	2016-02-22	$5,461	$5,450	$11	$11
130-EDENRED SA	P	2016-03-24	2016-11-16	$2,615	$2,375	$240	$240
85-LYONDELLBASELL INDUSTRIES NV	P	2015-02-26	2016-11-02	$2,713	$3,019	-$306	-$306
77.772-SHORT TERM BOND FD OF AMERICA	P	2011-06-16	2016-06-14	$778	$785	-$7	-$7
15-ALPHABET INC CL C	P	2011-06-17	2016-06-03	$14,452	$4,984	$9,468	$9,468
28306.0926-FNCL 5.0 AI8229 MHA	P	2011-08-12	2016-05-25	$4,306	$4,691	-$385	-$385
80-HOME DEPOT INC	P	2011-09-14	2016-07-13	$10,680	$2,681	$7,999	$7,999
111-BAYER AG	P	2012-01-12	2016-02-01	$12,367	$7,566	$4,801	$4,801
15000-STATOIL ASA SR UNSEC 2.45% 01-	P	2012-11-14	2016-05-03	$14,868	$14,951	-$83	-$83
330-UNILEVER PLC	P	2013-03-08	2016-09-28	$15,703	$13,566	$2,137	$2,137
100-SIRIUS SM HOLDINGS INC	P	2013-04-25	2016-09-26	$415	$314	$101	$101
200-SIRIUS SM HOLDINGS INC	P	2013-04-25	2016-10-25	$835	$627	$208	$208
21600.0807-LBUBS 07-C2 A1A 5.387% 02	P	2013-10-25	2016-03-17	$11	$11
6600-LLOYDS TSB GROUP PLC	P	2014-03-31	2016-03-29	$6,458	$8,275	-$1,817	-$1,817
95-LIBERTY GLOBAL PLC CL A	P	2014-06-20	2016-08-26	$2,973	$3,374	-$401	-$401
24008.1616-G2RF 6.64 AA7554 07-20-64	P	2014-08-01	2016-11-21	$1,259	$1,393	-$134	-$134
5211.9307-AMCAR 14-3 A3 1.15% 6-10-1	P	2014-08-20	2016-12-08	$765	$765
150-TOTAL SA COUPON RIGHTS EXP 01/06	P	2014-11-05	2016-01-06
100-PACWEST BANCORP	P	2015-02-26	2016-10-17	$4,148	$4,667	-$519	-$519
100-MERCURY GENERAL CORP	P	2015-02-26	2016-10-24	$5,187	$5,482	-$295	-$295
100-IMPERIAL BRANDS PLC	P	2015-02-27	2016-10-17	$4,702	$4,875	-$173	-$173
400-TATE & LYLE PLC	P	2015-03-02	2016-10-21	$3,830	$3,656	$174	$174
87081.195-FHLMC GOLD POOL C91815 3.	P	2015-03-05	2016-05-16	$1,692	$1,744	-$52	-$52
100000-US TREASURY I/L FRN 0.125% 04	P	2015-04-23	2016-01-19	$100,945	$103,737	-$2,792	-$2,792
58.632-AMERICAN FUNDS INFLATION LINK	P	2015-05-12	2016-07-21	$576	$561	$15	$15
15000-JP MORGAN CHASE SR UNSEC 3.9%	P	2015-07-31	2016-02-25	$15,791	$15,292	$499	$499
95-COCA-COLA CO	P	2015-10-09	2016-10-17	$3,960	$3,995	-$35	-$35
3000-INTERCONTINENTAL EXCHANGE SR UN	P	2015-11-19	2016-04-22	$3,090	$2,999	$91	$91
50000-US TREASURY NOTE 2.125% 12/31/	P	2016-01-19	2016-02-09	$52,283	$51,041	$1,242	$1,242
10000-GOLDMAN SACHS GROUP SR UNSEC 2	P	2016-04-20	2016-12-19	$9,892	$9,994	-$102	-$102
10000-MICROSOFT CORP SR UNSEC 1.55%	P	2016-08-01	2016-12-07	$9,717	$9,990	-$273	-$273
180-LIBERTY GLOBAL PLC CL A	P		2016-01-21	$5,924	$7,477	-$1,553	-$1,553
150-KINDER MORGAN INC	P		2016-03-17	$2,843	$4,882	-$2,039	-$2,039
372-ESSILOR COUPON RIGHTS EXP 05/30/	P		2016-06-01
100-EXPRESS SCRIPTS HOLDING CO	P		2016-07-29	$7,622	$4,391	$3,231	$3,231
930-DEUTSCHE WOHNEN AG (BEARER)	P		2016-09-23	$34,145	$20,159	$13,986	$13,986
580-UNILEVER PLC	P		2016-10-17	$24,803	$23,846	$957	$957
165-DAVITA INC	P		2016-10-31	$9,642	$13,820	-$4,178	-$4,178
900-ABERDEEN ASSET MGMT PLC	P	2015-05-21	2016-11-03	$3,482	$6,237	-$2,755	-$2,755
0.682-CALIFORNIA RESOURCES CORPORATI	P	2016-01-14	2016-03-24	$1	$1
400-COVANTA HOLDING CORP	P		2016-11-02	$5,563	$6,455	-$892	-$892
300-GANNETT CO INC	P	2015-07-21	2016-03-21	$4,529	$4,051	$478	$478
1020-SAMPO OYJ A SHS	P	2015-05-21	2016-04-22	$46,359	$50,839	-$4,480	-$4,480
900-JAPAN TOBACCO INC	P	2015-05-21	2016-03-02	$37,071	$34,532	$2,539	$2,539
120-PFIZER INC COMMON STOCK	P	2016-01-21	2016-11-08	$3,621	$3,680	-$59	-$59
600-UMPQUA HOLDINGS CORP	P	2015-05-20	2016-11-01	$9,096	$10,594	-$1,498	-$1,498
382-ELECTROLUX AB SER B	P	2015-05-21	2016-04-22	$10,187	$12,241	-$2,054	-$2,054
143-EDENRED SA	P	2016-03-24	2016-11-21	$2,863	$2,613	$250	$250
800-SHORT TERM BOND FD OF AMERICA IN	P	2011-06-16	2016-06-20	$8,000	$8,080	-$80	-$80
100-SOFTBANK GROUP CORP	P	2011-06-17	2016-06-03	$5,528	$3,648	$1,880	$1,880
28256.9904-FNCL 5.0 AI8229 MHA	P	2011-08-12	2016-06-27	$49	$53	-$4	-$4
100-NIELSEN HOLDINGS PLC	P	2011-09-27	2016-01-07	$4,527	$2,737	$1,790	$1,790
291-ASSA ABLOY AB CL B	P	2012-01-30	2016-04-28	$6,032	$2,578	$3,454	$3,454
500-NEWELL RUBBERMAIL INC COMMON STO	P	2012-11-15	2016-09-22	$26,281	$10,260	$16,021	$16,021
200-UNILEVER PLC	P	2013-03-11	2016-04-28	$8,918	$8,209	$709	$709
200-SIRIUS SM HOLDINGS INC	P	2013-04-25	2016-09-26	$830	$628	$202	$202
300-SIRIUS SM HOLDINGS INC	P	2013-04-25	2016-10-26	$1,254	$941	$313	$313
21591.3411-LBUBS 07-C2 A1A 5.387% 02	P	2013-10-25	2016-04-15	$9	$9
2600-LLOYDS TSB GROUP PLC	P	2014-03-31	2016-03-30	$2,563	$3,260	-$697	-$697
100-WELLS FARGO & CO (NEW)	P	2014-07-02	2016-08-03	$4,751	$5,267	-$516	-$516
23574.7821-G2RF 6.64 AA7554 07-20-64	P	2014-08-01	2016-12-20	$433	$479	-$46	-$46
120-VERIZON COMMUNICATIONS COMMON ST	P	2014-08-25	2016-10-27	$5,830	$5,902	-$72	-$72
200-PRUDENTIAL PLC	P	2014-11-27	2016-06-16	$3,388	$4,794	-$1,406	-$1,406
100-PAYCHEX INC	P	2015-02-26	2016-10-17	$5,568	$4,991	$577	$577
100-MERCURY GENERAL CORP	P	2015-02-26	2016-10-25	$5,160	$5,482	-$322	-$322
200-IMPERIAL BRANDS PLC	P	2015-02-27	2016-10-17	$9,352	$9,751	-$399	-$399
300-TATE & LYLE PLC	P	2015-03-02	2016-10-24	$2,859	$2,742	$117	$117
79544.514-FGTW 3.5 C91793 10-01-34	P	2015-03-05	2016-06-15	$1,315	$1,385	-$70	-$70
95000-US TREASURY I/L FRN 0.125% 04-	P	2015-04-23	2016-04-21	$97,675	$98,356	-$681	-$681
125.56-AMERICAN FUNDS INFLATION LINK	P	2015-05-12	2016-07-29	$1,241	$1,200	$41	$41
15000-BANK OF AMERICA CORP SR UNSEC	P	2015-07-31	2016-05-24	$15,551	$15,155	$396	$396
0.667-TOTAL SA (FR)	P	2015-10-12	2016-04-21	$31	$34	-$3	-$3
83-ELRINGKLINGER AG	P	2015-11-24	2016-08-31	$1,438	$1,940	-$502	-$502
10000-ANHEUSER-BUSCH INBEV SR UNSEC	P	2016-01-19	2016-03-23	$10,443	$10,006	$437	$437
20000-FNMA 2.125% 04-24-26	P	2016-04-22	2016-06-16	$20,415	$19,830	$585	$585
25000-ALPHABET INC CL C	P	2016-08-02	2016-12-07	$22,987	$24,480	-$1,493	-$1,493
330-CONOCOPHILLIPS	P		2016-01-22	$12,377	$25,519	-$13,142	-$13,142
51-CALIFORNIA RESOURCES CORPORATION	P		2016-03-29	$52	$15	$37	$37
300-ABN AMRO COUPON RIGHTS EXP 06/06	P		2016-06-07
15000-NOBLE CORP SR UNSEC 5.95% 04-0	P		2016-07-29	$12,225	$14,748	-$2,523	-$2,523
180-VIACOM INC CLASS B	P		2016-09-26	$6,284	$8,174	-$1,890	-$1,890
200-IRON MOUNTAIN INCORPORATED	P		2016-10-18	$6,847	$6,094	$753	$753
214-ZODIAC AEROSPACE	P		2016-11-06	$5,040	$5,625	-$585	-$585
1600-ABERDEEN ASSET MGMT PLC	P	2015-05-21	2016-11-04	$6,024	$11,088	-$5,064	-$5,064
92-CALIFORNIA RESOURCES CORPORATION	P		2016-03-29	$93	$29	$64	$64
100-COVANTA HOLDING CORP	P	2015-12-18	2016-11-03	$1,358	$1,596	-$238	-$238
100-GANNETT CO INC	P	2015-07-21	2016-03-21	$1,507	$1,350	$157	$157
415-SAMPO OYJ A SHS	P	2015-05-21	2016-11-02	$18,868	$20,684	-$1,816	-$1,816
185-NORFOLK SOUTHEN CORPORATION COMM	P		2016-11-02	$17,027	$13,565	$3,462	$3,462
250-PFIZER INC COMMON STOCK	P	2015-02-26	2016-11-08	$7,543	$8,617	-$1,074	-$1,074
500-UMPQUA HOLDINGS CORP	P	2015-05-20	2016-11-02	$7,410	$8,829	-$1,419	-$1,419
280-ELECTROLUX AB SER B	P		2016-04-25	$7,526	$7,942	-$416	-$416
224-EDENRED SA	P		2016-11-22	$4,532	$4,065	$467	$467
1019.502-SHORT TERM BOND FD OF AMERI	P	2011-06-16	2016-11-14	$10,154	$10,297	-$143	-$143
200-SOFTBANK GROUP CORP	P	2011-06-17	2016-06-20	$10,913	$7,297	$3,616	$3,616
26770.1499-FNCL 5.0 AI8229 MHA	P	2011-08-12	2016-07-25	$1,487	$1,620	-$133	-$133
400-NIELSEN HOLDINGS PLC	P	2011-09-27	2016-01-07	$18,114	$10,949	$7,165	$7,165
200-DENSO CORP	P	2012-02-09	2016-03-11	$7,837	$6,287	$1,550	$1,550
100-TREND MICRO INC	P	2012-12-17	2016-06-16	$3,385	$2,871	$514	$514
100-TEXAS INSTRUMENTS INC COMMON STO	P	2013-03-15	2016-09-22	$6,964	$3,504	$3,460	$3,460
300-SIRIUS SM HOLDINGS INC	P	2013-04-25	2016-09-27	$1,251	$942	$309	$309
200-SIRIUS SM HOLDINGS INC	P	2013-04-26	2016-10-25	$831	$628	$203	$203
20936.9923-LBUBS 07-C2 A1A 5.387% 02	P	2013-10-25	2016-04-15	$381	$424	-$43	-$43
1805-LLOYDS TSB GROUP PLC	P	2014-03-31	2016-03-31	$1,766	$2,263	-$497	-$497
235-WELLS FARGO & CO (NEW)	P	2014-07-02	2016-09-13	$11,005	$12,375	-$1,370	-$1,370
23738.7075-CARMX 14-3 A3 1.33% 06-17	P	2014-08-06	2016-05-16	$1,261	$1,261
25000-WELLS FARGO CO SR UNSEC 3.3% 0	P	2014-09-22	2016-02-26	$25,541	$24,545	$996	$996
100-PRUDENTIAL PLC	P	2014-11-27	2016-06-17	$1,755	$2,397	-$642	-$642
300-PAYCHEX INC	P	2015-02-26	2016-10-17	$16,699	$14,973	$1,726	$1,726
200-MERCURY GENERAL CORP	P	2015-02-26	2016-10-31	$10,927	$10,963	-$36	-$36
2200-MARKS & SPENCER GROUP PLC	P	2015-02-27	2016-10-17	$8,700	$17,246	-$8,546	-$8,546
300-TATE & LYLE PLC	P	2015-03-03	2016-10-27	$2,829	$2,734	$95	$95
85437.273-FHLMC GOLD POOL C91815 3.	P	2015-03-05	2016-06-15	$1,644	$1,694	-$50	-$50
0.504-CHARTER COMMUNICATIONS INC CL	P	2015-04-24	2016-05-18	$113	$103	$10	$10
1064.909-AMERICAN FUNDS INFLATION LI	P	2015-05-12	2016-09-22	$10,500	$10,181	$319	$319
20000-GOLDMAN SACHS GROUP SR UNSEC 2	P	2015-07-31	2016-08-12	$20,484	$20,000	$484	$484
0.424-TOTAL SA (FR)	P	2015-10-12	2016-07-05	$20	$22	-$2	-$2
10000-KINDER MORGAN SR UNSEC 4.3% 06	P	2015-12-04	2016-05-03	$9,832	$8,478	$1,354	$1,354
25000-US TREASURY NOTE 2.125% 12/31/	P	2016-01-19	2016-08-04	$26,362	$25,521	$841	$841
45000-US TREASURY NOTE 1.375% 05-31-	P	2016-05-27	2016-08-10	$45,647	$45,033	$614	$614
60000-FNCL 3.0 TBA 08/16 08-01-46	P	2016-08-03	2016-08-03	$62,259	$62,259
240-DELPHI AUTOMOTIVE PLC	P		2016-01-22	$15,604	$14,350	$1,254	$1,254
135-GILEAD SCIENCES INC	P		2016-03-29	$12,318	$3,188	$9,130	$9,130
95-PNC FINANCIAL SERVICES GROUP INC	P		2016-06-13	$8,221	$8,945	-$724	-$724
90-EXPRESS SCRIPTS HOLDING CO	P		2016-08-12	$6,850	$3,935	$2,915	$2,915
240-AUTOMATIC DATA PROCESSING INC CO	P		2016-09-30	$21,200	$15,307	$5,893	$5,893
100-IRON MOUNTAIN INCORPORATED	P		2016-10-18	$3,414	$2,849	$565	$565
166-ZODIAC AEROSPACE	P		2016-11-10	$4,034	$4,237	-$203	-$203
375-ABBVIE INC	P		2016-01-13	$19,773	$18,997	$776	$776
100-CENTURYTEL INC	P	2015-05-20	2016-11-23	$2,449	$3,448	-$999	-$999
515-COVANTA HOLDING CORP	P		2016-11-04	$7,057	$8,096	-$1,039	-$1,039
535-GANNETT CO INC	P		2016-03-22	$8,007	$6,978	$1,029	$1,029
200-LILLY ELI & COMPANY COMMON STOCK	P	2015-08-03	2016-02-12	$14,332	$16,765	-$2,433	-$2,433
150-NUCOR CORP	P	2015-05-20	2016-11-02	$7,257	$7,223	$34	$34
275-PHILIP MORRIS INTERNATIONAL INC	P	2011-06-17	2016-03-22	$26,576	$18,886	$7,690	$7,690
400-UMPQUA HOLDINGS CORP	P	2015-05-20	2016-11-02	$5,954	$7,063	-$1,109	-$1,109
58-ELECTROLUX AB SER B	P	2015-09-01	2016-04-26	$1,526	$1,621	-$95	-$95
600-SVENSKA HANDELSBANKEN AS CL A SH	P	2015-05-21	2016-04-22	$7,926	$9,191	-$1,265	-$1,265
1000-AJINOMOTO CO INC	P	2011-06-17	2016-01-07	$22,748	$11,788	$10,960	$10,960
100-FORTIVE CORPORATION	P	2011-06-17	2016-07-06	$4,774	$2,558	$2,216	$2,216
26720.5545-FNCL 5.0 AI8229 MHA	P	2011-08-12	2016-08-25	$50	$54	-$4	-$4
175-NIELSEN HOLDINGS PLC	P	2011-09-27	2016-01-08	$7,921	$4,790	$3,131	$3,131
80-GILEAD SCIENCES INC	P	2012-03-12	2016-09-22	$6,510	$1,844	$4,666	$4,666
26582.1916-CSMC 07-C5 A4 VAR 09-15-4	P	2013-02-01	2016-01-15	$2,243	$2,590	-$347	-$347
49412.4019-WBCMT 07-C30 A5 5.342% 12	P	2013-03-18	2016-10-17	$588	$667	-$79	-$79
300-SIRIUS SM HOLDINGS INC	P	2013-04-25	2016-09-28	$1,249	$942	$307	$307
12083.1738-JPMCC	P	2013-05-08	2016-07-15	$12,917	$14,634	-$1,717	-$1,717
21581.3392-LBUBS 07-C2 A1A 5.387% 02	P	2013-10-25	2016-05-17	$10	$10
76-ZODIAC AEROSPACE	P	2014-03-31	2016-12-13	$1,717	$2,690	-$973	-$973
150-WELLS FARGO & CO (NEW)	P	2014-07-02	2016-10-27	$6,964	$7,896	-$932	-$932
22314.7359-CARMX 14-3 A3 1.33% 06-17	P	2014-08-06	2016-06-15	$1,424	$1,424
125-AMERISOURCEBERGEN CORP	P	2014-09-25	2016-07-29	$10,656	$9,681	$975	$975
300-PRUDENTIAL PLC	P	2014-12-01	2016-06-15	$5,110	$7,308	-$2,198	-$2,198
1025-PFIZER INC COMMON STOCK	P	2015-02-26	2016-10-17	$33,367	$35,330	-$1,963	-$1,963
0.111-TOTAL SA (FR)	P	2015-02-27	2016-01-22	$5	$5
1400-MARKS & SPENCER GROUP PLC	P	2015-02-27	2016-10-17	$5,554	$10,975	-$5,421	-$5,421
300-TATE & LYLE PLC	P	2015-03-03	2016-10-28	$2,825	$2,734	$91	$91
78271.126-FGTW 3.5 C91793 10-01-34	P	2015-03-05	2016-07-15	$1,273	$1,341	-$68	-$68
945-BAE SYSTEMS PLC	P	2015-04-29	2016-10-17	$6,277	$7,485	-$1,208	-$1,208
2334.36-AMERICAN FUNDS INFLATION LIN	P	2015-05-12	2016-11-14	$22,713	$22,316	$397	$397
5000-CELGENE CORP SR UNSEC 3.875% 08	P	2015-08-03	2016-03-15	$5,178	$4,952	$226	$226
5000-GOLDMAN SACHS GROUP SUB 4.25% 1	P	2015-10-16	2016-03-15	$5,011	$4,965	$46	$46
40-ILLUMINA INC	P	2015-12-25	2016-11-11	$5,531	$7,103	-$1,572	-$1,572
10000-AT&T INC SR UNSEC 4.125% 02-17	P	2016-01-29	2016-11-10	$10,357	$9,993	$364	$364
5000-AETNA INC SR UNSEC 4.25% 06-15-	P	2016-06-02	2016-11-10	$5,027	$4,979	$48	$48
60000-FNCL 3.0 TBA 09/16 09-01-46	P	2016-08-03	2016-09-08	$62,264	$62,091	$173	$173
15000-AIG GROUP SR UNSEC 4.125% 02-1	P		2016-01-26	$14,931	$15,012	-$81	-$81
40000-DUKE ENERGY CORP SR UNSEC 3.95	P		2016-03-30	$42,376	$40,050	$2,326	$2,326
165-NOVARTIS AG NAMEN	P		2016-06-14	$12,679	$10,860	$1,819	$1,819
10000-GOLDMAN SACHS GROUP SR UNSEC 3	P		2016-08-12	$10,594	$10,033	$561	$561
2400-WYNN MACAU LTD	P		2016-09-30	$3,959	$6,738	-$2,779	-$2,779
110-NORFOLK SOUTHERN CORPORATION COM	P		2016-10-18	$10,469	$7,808	$2,661	$2,661
100-ILLUMINA INC	P		2016-11-14	$13,648	$19,577	-$5,929	-$5,929
165-ALTRIA GROUP INC	P	2015-09-17	2016-01-28	$9,732	$9,062	$670	$670
100-CENTURYTEL INC	P	2015-05-20	2016-11-28	$2,472	$3,448	-$976	-$976
100-COVANTA HOLDING CORP	P	2015-12-15	2016-11-04	$1,373	$1,476	-$103	-$103
915-INTER PIPELINE LTD	P		2016-03-21	$17,862	$17,496	$366	$366
280-SIEMENS AG NAMEN	P	2015-05-21	2016-11-02	$31,514	$30,387	$1,127	$1,127
65-OCCIDENTAL PETROLEUM CORP	P	2015-11-27	2016-11-02	$4,405	$4,880	-$475	-$475
585-PHILIP MORRIS INTERNATIONAL INC	P		2016-03-22	$56,534	$50,403	$6,131	$6,131
200-UMPQUA HOLDINGS CORP	P	2015-05-20	2016-11-03	$2,968	$3,531	-$563	-$563
51-ELECTROLUX AB SER B	P	2015-02-27	2016-04-26	$1,342	$1,674	-$332	-$332
202-SVENSKA HANDELSBANKEN AS CL A SH	P	2015-05-21	2016-04-22	$2,710	$3,094	-$384	-$384
100-SCRIPPS NETWORKS INTERACTIVE CL	P	2011-06-17	2016-01-08	$5,325	$4,712	$613	$613
100-FORTIVE CORPORATION	P	2011-06-17	2016-07-07	$4,763	$2,558	$2,205	$2,205
23527.3356-FNCL 5.0 AI8229 MHA	P	2011-08-12	2016-09-26	$3,193	$3,479	-$286	-$286
160-CIE FINANCIERE RICHEMON REG	P	2011-10-11	2016-05-10	$10,266	$8,078	$2,188	$2,188
100-HAMAMATSU PHOTONIC KK	P	2012-03-13	2016-09-21	$3,015	$1,781	$1,234	$1,234
22121.8765-CSMC 07-C5 A4 VAR 09-15-4	P	2013-02-01	2016-02-18	$4,460	$5,150	-$690	-$690
22009.1082-WBCMT 07-C30 A5 5.342% 12	P	2013-03-18	2016-11-18	$27,403	$31,093	-$3,690	-$3,690
100-SIRIUS SM HOLDINGS INC	P	2013-04-25	2016-09-29	$418	$314	$104	$104
419.0138-JPMCC	P	2013-05-08	2016-08-15	$11,664	$13,215	-$1,551	-$1,551
21317.8805-LBUBS 07-C2 A1A 5.387% 02	P	2013-10-25	2016-06-17	$263	$293	-$30	-$30
100-VERISIGN INC	P	2014-04-23	2016-07-19	$8,307	$4,999	$3,308	$3,308
2240-CAIXABANK SA	P	2014-07-18	2016-03-10	$6,836	$12,699	-$5,863	-$5,863
20882.1372-CARMX 14-3 A3 1.33% 06-17	P	2014-08-06	2016-07-15	$1,433	$1,433
100-VISA INC CL A	P	2014-09-25	2016-09-22	$8,342	$5,277	$3,065	$3,065
10000-BECTON DICKINSON SR UNSEC 3.73	P	2014-12-04	2016-02-16	$10,304	$10,000	$304	$304
195-PHILIP MORRIS INTERNATIONAL INC	P	2015-02-26	2016-10-17	$18,619	$16,136	$2,483	$2,483
4000-CHINA EVERBRIGHT INTERNATIONAL	P	2015-02-27	2016-02-04	$4,094	$5,655	-$1,561	-$1,561
300-IMPERIAL BRANDS PLC	P	2015-02-27	2016-10-18	$14,111	$14,626	-$515	-$515
300-TATE & LYLE PLC	P	2015-03-03	2016-10-31	$2,862	$2,734	$128	$128
84037.295-FHLMC GOLD POOL C91815 3.	P	2015-03-05	2016-07-15	$1,400	$1,443	-$43	-$43
830-CREDIT SUISSE COUPON RIGHTS EXP	P	2015-05-04	2016-06-01
5000-COMCAST CORP SR UNSEC 3.375% 08	P	2015-05-19	2016-03-02	$5,216	$4,994	$222	$222
20000-PHILIP MORRIS INTL INC SR UNSE	P	2015-08-04	2016-02-04	$20,864	$19,806	$1,058	$1,058
15000-CITIGROUP INC SR UNSEC 2.65% 1	P	2015-10-19	2016-03-22	$15,018	$14,983	$35	$35
100-WILLIS TOWERS WATSON PLC	P	2016-01-05	2016-01-19	$11,046	$12,343	-$1,297	-$1,297
10000-REYNOLDS AMERICAN INC SR UNSEC	P	2016-02-04	2016-03-24	$10,813	$10,670	$143	$143
5000-AETNA INC SR UNSEC 4.375% 06-15	P	2016-06-03	2016-11-10	$4,985	$5,077	-$92	-$92
60000-FNCL 3.0 TBA 10/16 10/01/46	P	2016-09-08	2016-09-20	$62,084	$62,138	-$54	-$54
96-BNP PARIBAS	P		2016-02-03	$4,250	$5,649	-$1,399	-$1,399
341.79-TOTAL SA COUPON RIGHTS EXP 04	P		2016-04-06
400-TREND MICRO INC	P		2016-06-15	$13,616	$11,839	$1,777	$1,777
146-ELRINGKLINGER AG	P		2016-08-19	$2,598	$3,628	-$1,030	-$1,030
2400-WYNN MACAU LTD	P		2016-10-03	$3,867	$6,681	-$2,814	-$2,814
475-VERIZON COMMUNICATIONS COMMON ST	P		2016-10-18	$23,954	$23,418	$536	$536
181-ZODIAC AEROSPACE	P		2016-11-14	$4,279	$6,399	-$2,120	-$2,120
455-ALTRIA GROUP INC	P		2016-11-01	$29,869	$23,646	$6,223	$6,223
100-CENTURYTEL INC	P	2015-05-20	2016-11-28	$2,466	$3,448	-$982	-$982
110-CROWN CASTLE INTERNATIONAL CORP	P	2015-02-26	2016-11-02	$9,679	$9,469	$210	$210
145-INTERNATIONAL BUSINESS MACHINES	P	2015-11-25	2016-11-28	$23,824	$20,017	$3,807	$3,807
259-TAG IMMOBILIEN AG	P	2015-05-21	2016-03-21	$3,468	$3,487	-$19	-$19
500-VTECH HOLDINGS LTD	P	2015-05-21	2016-11-02	$6,036	$7,095	-$1,059	-$1,059
120-PHILIP MORRIS INTERNATIONAL INC	P	2015-05-20	2016-11-02	$11,557	$10,269	$1,288	$1,288
215-VERIZON COMUNICATIONS COMMON STO	P	2013-10-30	2016-10-05	$10,780	$11,048	-$268	-$268
49-ELECTROLUX AB SER B	P	2015-02-27	2016-04-27	$1,297	$1,608	-$311	-$311
548-SVENSKA HANDELSBANKEN AS CL A SH	P	2015-05-21	2016-04-25	$7,179	$8,394	-$1,215	-$1,215
275-SCRIPPS NETWORKS INTERACTIVE CL	P	2011-06-17	2016-01-08	$14,724	$12,958	$1,766	$1,766
15-FORTIVE CORPORATION	P	2011-06-17	2016-07-08	$727	$384	$343	$343
23484.3777-FNCL 5.0 AI8229 MHA	P	2011-08-12	2016-10-25	$43	$47	-$4	-$4
85-NOVARTIS AG NAMEN	P	2011-10-27	2016-08-19	$6,907	$4,966	$1,941	$1,941
100-HAMAMATSU PHOTONIC KK	P	2012-03-13	2016-09-29	$3,085	$1,781	$1,304	$1,304
21932.4239-CSMC 07-C5 A4 VAR 09-15-4	P	2013-02-01	2016-08-17	$189	$219	-$30	-$30
13131.9446-WBCMT 07-C30 A5 5.342% 12	P	2013-03-18	2016-12-16	$8,877	$10,072	-$1,195	-$1,195
200-SIRIUS SM HOLDINGS INC	P	2013-04-25	2016-09-29	$830	$628	$202	$202
25000-JPMCC	P	2013-05-08	2016-09-15	$419	$475	-$56	-$56
20928.8898-LBUBS 07-C2 A1A 5.387% 02	P	2013-10-25	2016-08-17	$8	$8
45-VERISIGN INC	P	2014-04-23	2016-07-21	$3,727	$2,250	$1,477	$1,477
34943.4944-G2RF 6.64 AA7554 07-20-64	P	2014-08-01	2016-01-20	$268	$296	-$28	-$28
19492.6011-CARMX 14-3 A3 1.33% 06-17	P	2014-08-06	2016-08-15	$1,390	$1,390
100-AMERISOURCEBERGEN CORP	P	2014-09-25	2016-10-18	$8,107	$7,744	$363	$363
700-ABERDEEN ASSET MGMT PLC	P	2014-12-10	2016-10-17	$2,762	$4,888	-$2,126	-$2,126
135-CHEVRON CORP	P	2015-02-26	2016-10-18	$13,742	$14,431	-$689	-$689
3000-CHINA EVERBRIGHT INTERNATIONAL	P	2015-02-27	2016-02-15	$2,780	$4,242	-$1,462	-$1,462
800-GREENE KING PLC	P	2015-02-27	2016-10-18	$7,270	$10,934	-$3,664	-$3,664
300-TATE & LYLE PLC	P	2015-03-03	2016-11-01	$2,861	$2,734	$127	$127
100000-FHLMC GOLD POOL C91815 3.00%	P	2015-03-05	2016-07-21	$86,403	$86,604	-$201	-$201
830-CREDIT SUISSE GROUP REG	P	2015-05-04	2016-07-08	$8,604	$21,536	-$12,932	-$12,932
5000-COMCAST CORP SR UNSEC 3.375% 08	P	2015-05-19	2016-03-09	$5,220	$4,994	$226	$226
25000-US TREASURY NOTE 0.625% 07-31-	P	2015-08-06	2016-09-12	$24,987	$24,958	$29	$29
90-CVS HEALTH CORPORATION	P	2015-10-19	2016-10-17	$7,827	$9,318	-$1,491	-$1,491
55-WILLIS TOWERS WATSON PLC	P	2016-01-05	2016-01-20	$6,023	$6,789	-$766	-$766
10000-APPLE INC SR UNSEC 3.25% 02-23	P	2016-02-16	2016-04-28	$10,430	$9,978	$452	$452
0.593-CREDIT SUISSE GROUP REG	P	2016-06-06	2016-06-16	$7	$7
60000-FNCL 3.0 TBA 09/16 09-01-46	P	2016-09-09	2016-09-09	$62,138	$62,138
2293-CAIXABANK SA	P		2016-02-04	$6,420	$10,014	-$3,594	-$3,594
139.21-TOTAL SA COUPON RIGHTS EXP 04	P		2016-04-06
341.79-TOTAL SA COUPON RIGHTS EXP 06	P		2016-06-15
155-ELRINGKLINGER AG	P		2016-08-23	$2,735	$3,776	-$1,041	-$1,041
1600-WYNN MACAU LTD	P		2016-10-04	$2,537	$3,109	-$572	-$572
1130-SVENSKA HANDELSBANKEN AS CL A S	P		2016-10-18	$15,699	$18,826	-$3,127	-$3,127
466.192-SHORT TERM BOND FD OF AMERIC	P		2016-11-14	$4,643	$4,660	-$17	-$17
2700-BAE SYSTEMS PLC	P		2016-11-02	$17,799	$21,211	-$3,412	-$3,412
160-CENTURYTEL INC	P	2015-05-20	2016-11-30	$3,861	$5,517	-$1,656	-$1,656
300-DOW CHEMICAL CO	P	2015-05-20	2016-11-01	$16,128	$15,404	$724	$724
200-IRON MOUNTAIN INCORPORATED	P	2015-05-20	2016-11-01	$6,641	$7,467	-$826	-$826
234-TAG IMMOBILIEN AG	P	2015-05-21	2016-03-21	$3,124	$3,150	-$26	-$26
300-VTECH HOLDINGS LTD	P	2015-05-21	2016-11-02	$3,628	$4,257	-$629	-$629
295-POTASH CORP OF SASKATCHEWAN INC	P	2015-05-27	2016-02-19	$4,877	$9,477	-$4,600	-$4,600
300-VIACOM INC CLASS B	P		2016-11-01	$10,998	$13,888	-$2,890	-$2,890
69-UNIBAIL-RODAMCO SE (BEARER) (REIT	P	2015-05-21	2016-03-21	$19,348	$18,641	$707	$707
337-SVENSKA HANDELSBANKEN AS CL A SH	P		2016-04-26	$4,473	$5,065	-$592	-$592
300-BROADCOM CORP	P	2011-06-17	2016-01-12	$16,175	$9,105	$7,070	$7,070
163-AIR LIQUIDE SA RTS EXP 09/28/16	P	2011-06-17	2016-09-19	$483		$483	$483
19879.3314-FNCL 5.0 AI8229 MHA	P	2011-08-12	2016-11-25	$3,605	$3,927	-$322	-$322
224-NOVARTIS AG NAMEN	P	2011-10-27	2016-10-18	$16,921	$13,086	$3,835	$3,835
100-HAMAMATSU PHOTONIC KK	P	2012-03-23	2016-09-16	$3,013	$1,829	$1,184	$1,184
20575.3988-CSMC 07-C5 A4 VAR 09-15-4	P	2013-02-01	2016-09-16	$1,357	$1,567	-$210	-$210
36535.7332-CSMC 06-C4 A3 5.467% 09-1	P	2013-04-02	2016-01-15	$2,889	$3,244	-$355	-$355
300-SIRIUS SM HOLDINGS INC	P	2013-04-25	2016-09-30	$1,252	$942	$310	$310
15000-CHEVRON CORP SR UNSEC 1.718% 0	P	2013-06-17	2016-04-22	$15,127	$15,000	$127	$127
20920.7416-LBUBS 07-C2 A1A 5.387% 02	P	2013-10-25	2016-09-16	$8	$8
100-IRON MOUNTAIN INCORPORATED	P	2014-05-14	2016-10-18	$3,420	$2,849	$571	$571
32813.2293-G2RF 6.64 AA7554 07-20-64	P	2014-08-01	2016-02-22	$2,130	$2,357	-$227	-$227
18065.6998-CARMX 14-3 A3 1.33% 06-17	P	2014-08-06	2016-09-15	$1,427	$1,427
55-AMERISOURCEBERGEN CORP	P	2014-09-25	2016-10-18	$4,460	$4,259	$201	$201
900-ABERDEEN ASSET MGMT PLC	P	2014-12-10	2016-10-18	$3,630	$6,257	-$2,627	-$2,627
450-NUCOR CORP	P	2015-02-26	2016-10-18	$21,145	$21,234	-$89	-$89
381-ELECTROLUX AB SER B	P	2015-02-27	2016-04-22	$10,161	$12,505	-$2,344	-$2,344
400-GREENE KING PLC	P	2015-02-27	2016-10-19	$3,608	$5,467	-$1,859	-$1,859
1068.57-FGTW 3.5 C91793 10-01-34	P	2015-03-05	2016-01-31	$1,069	$1,126	-$57	-$57
76309.047-FGTW 3.5 C91793 10-01-34	P	2015-03-05	2016-08-15	$1,962	$2,067	-$105	-$105
5000-ABBVIE INC SR UNSEC 3.6% 05-14-	P	2015-05-05	2016-02-24	$5,110	$4,991	$119	$119
124.342-SHORT TERM BOND FD OF AMERIC	P	2015-05-29	2016-04-27	$1,242	$1,246	-$4	-$4
25000-US TREASURY NOTE 0.625% 07-31-	P	2015-08-06	2016-09-23	$25,005	$24,958	$47	$47
5000-ACE INA HOLDINGS INC SR UNSEC 4	P	2015-10-24	2016-04-28	$5,459	$4,988	$471	$471
100-WILLIS TOWERS WATSON PLC	P	2016-01-05	2016-03-28	$11,879	$12,343	-$464	-$464
15000-JOHNSON & JOHNSON SR UNSEC 1.6	P	2016-02-25	2016-03-16	$14,869	$15,000	-$131	-$131
46-CREDIT SUISSE GROUP REG	P	2016-06-06	2016-07-08	$477	$591	-$114	-$114
60000-FNCL 3.0 TBA 10/16 10/01/46	P	2016-09-20	2016-09-20	$62,048	$62,048
1145.048-CAIXABANK SA	P		2016-02-05	$3,298	$5,001	-$1,703	-$1,703
200-GILEAD SCIENCES INC	P		2016-04-27	$20,120	$4,715	$15,405	$15,405
144.21-TOTAL SA COUPON RIGHTS EXP 06	P		2016-06-15
100-LIBERTY GLOBAL PLC CL A	P		2016-08-24	$3,155	$3,557	-$402	-$402
341.79-TOTAL SA COUPON RIGHTS EXP 10	P		2016-10-06
1200-ABERDEEN ASSET MGMT PLC	P		2016-10-19	$4,858	$8,258	-$3,400	-$3,400
155-INTERNATIONAL BUSINESS MACHINES	P		2016-11-28	$25,467	$21,422	$4,045	$4,045
215-IMPERIAL BRANDS PLC	P	2015-05-21	2016-11-17	$9,161	$11,102	-$1,941	-$1,941
120-COCA-COLA CO	P	2015-10-13	2016-11-02	$5,051	$5,001	$50	$50
10-DOW CHEMICAL CO	P	2014-03-27	2016-11-02	$535	$480	$55	$55
415-IRON MOUNTAIN INCORPORATED	P		2016-11-02	$13,555	$14,231	-$676	-$676
1035-TAG IMMOBILIEN AG	P	2015-05-21	2016-03-22	$13,663	$13,933	-$270	-$270
700-VTECH HOLDINGS LTD	P	2015-05-21	2016-11-04	$8,534	$9,933	-$1,399	-$1,399
365-POTASH CORP OF SASKATCHEWAN INC	P	2015-05-27	2016-08-25	$5,997	$11,726	-$5,729	-$5,729
145-VIACOM INC CLASS B	P		2016-11-02	$5,305	$6,648	-$1,343	-$1,343
122-UNIBAIL-RODAMCO SE (BEARER) (REI	P		2016-03-22	$33,688	$32,732	$956	$956
777-SVENSKA HANDELSBANKEN AS CL A SH	P	2015-09-01	2016-04-27	$10,488	$11,617	-$1,129	-$1,129
50-BROADCOM CORP	P	2011-06-17	2016-01-12	$2,700	$1,518	$1,182	$1,182
150-APPLE INC	P	2011-06-17	2016-09-22	$17,192	$7,007	$10,185	$10,185
17849.7864-FNCL 5.0 AI8229 MHA	P	2011-08-12	2016-12-27	$2,030	$2,211	-$181	-$181
68-SAMPO OYJ A SHS	P	2011-10-31	2016-07-19	$2,787	$1,911	$876	$876
20000-GILEAD SCIENCES INC UNSEC 4.4%	P	2012-04-30	2016-02-03	$21,838	$21,759	$79	$79
20410.2433-CSMC 07-C5 A4 VAR 09-15-4	P	2013-02-01	2016-10-17	$165	$191	-$26	-$26
36243.345-CSMC 06-C4 A3 5.467% 09-15	P	2013-04-02	2016-02-18	$292	$328	-$36	-$36
300-SIRIUS SM HOLDINGS INC	P	2013-04-25	2016-10-03	$1,257	$942	$315	$315
125-ABBVIE INC	P	2013-07-15	2016-01-13	$6,591	$5,592	$999	$999
18102.8154-LBUBS 07-C2 A1A 5.387% 02	P	2013-10-25	2016-10-17	$2,818	$3,139	-$321	-$321
100-IRON MOUNTAIN INCORPORATED	P	2014-05-15	2016-10-19	$3,385	$2,840	$545	$545
31216.1918-G2RF 6.64 AA7554 07-20-64	P	2014-08-01	2016-03-21	$1,597	$1,767	-$170	-$170
16744.0293-CARMX 14-3 A3 1.33% 06-17	P	2014-08-06	2016-10-17	$1,322	$1,322
700-ABERDEEN ASSET MGMT PLC	P	2014-09-25	2016-10-19	$2,825	$4,693	-$1,868	-$1,868
135000-US TREASURY NOTE 1.5% 11-30-1	P	2014-12-17	2016-04-27	$136,656	$134,737	$1,919	$1,919
100-PACWEST BANCORP	P	2015-02-26	2016-10-18	$4,131	$4,667	-$536	-$536
280-ELECTROLUX AB SER B	P	2015-02-27	2016-04-25	$7,526	$9,190	-$1,664	-$1,664
500-GREENE KING PLC	P	2015-02-27	2016-10-20	$4,493	$6,834	-$2,341	-$2,341
565.44-FHLMC GOLD POOL C91815 3.00%	P	2015-03-05	2016-01-31	$565	$583	-$18	-$18
82648.679-FHLMC GOLD POOL C91815 3.	P	2015-03-05	2016-08-15	$1,389		$1,389	$1,389
15000-CARMX 15-2 A3 1.37% 03-16-20	P	2015-05-06	2016-02-18	$15,007	$15,000	$7	$7
15-DAVITA INC	P	2015-05-29	2016-10-28	$833	$1,258	-$425	-$425
20000-US TREASURY NOTE 0.625% 07-31-	P	2015-08-06	2016-10-04	$19,994	$19,966	$28	$28
5000-ACE INA HOLDINGS INC SR UNSEC 3	P	2015-10-27	2016-04-28	$5,256	$4,985	$271	$271
25000-DISNEY WALT CO SR UNSEC 2.3% 0	P	2016-01-05	2016-04-28	$25,765	$24,976	$789	$789
5000-JOHNSON & JOHNSON SR UNSEC 2.45	P	2016-02-25	2016-03-16	$4,968	$4,993	-$25	-$25
20000-US TREASURY NOTE 1.625% 05-15-	P	2016-06-16	2016-08-04	$20,239	$20,117	$122	$122
60000-FNCL 3.0 TBA 11/16 11-01-46	P	2016-09-20	2016-10-20	$62,018	$61,950	$68	$68
1111.952-CAIXABANK SA	P		2016-02-05	$3,203	$6,382	-$3,179	-$3,179
100-GOLDMAN SACHS GROUP INC	P		2016-04-27	$16,681	$10,660	$6,021	$6,021
2635-DBS GROUP HOLDINGS LTD	P		2016-06-16	$30,415	$30,243	$172	$172
95-VERISIGN INC	P		2016-08-25	$7,105	$4,710	$2,395	$2,395
149.21-TOTAL SA COUPON RIGHTS EXP 10	P		2016-10-06
524-IRON MOUNTAIN INCORPORATED	P		2016-10-19	$17,831	$14,874	$2,957	$2,957
210-PROCTER & GAMBLE COMPANY COMMON	P		2016-11-29	$17,397	$16,039	$1,358	$1,358
0.708-HSBC HOLDINGS PLC UKP	P	2016-09-28	2016-10-11	$5	$5
100-CONOCOPHILLIPS	P	2015-05-20	2016-03-01	$3,452	$6,483	-$3,031	-$3,031
295-EXXON MOBIL CORP	P	2015-09-17	2016-06-13	$26,790	$22,039	$4,751	$4,751
700-KINDER MORGAN INC	P		2016-03-17	$13,219	$24,215	-$10,996	-$10,996
349-TAG IMMOBILIEN AG	P	2015-05-21	2016-03-22	$4,633	$4,698	-$65	-$65
205-PACWEST BANCORP	P	2015-02-26	2016-08-11	$8,458	$9,567	-$1,109	-$1,109
1730-POTASH CORP OF SASKATCHEWAN INC	P		2016-08-25	$28,422	$31,772	-$3,350	-$3,350
545-XILINX INC	P		2016-11-04	$27,256	$24,862	$2,394	$2,394
840-GJENSIDIGE FORSIKRING ASA	P	2015-09-18	2016-04-08	$13,272	$12,145	$1,127	$1,127
186-SVENSKA HANDELSBANKEN AS CL A SH	P	2015-09-01	2016-04-28	$2,494	$2,781	-$287	-$287
100-FEDEX CORP COMMON STOCK	P	2011-06-17	2016-01-29	$13,249	$8,712	$4,537	$4,537
70-BOEING CO	P	2011-06-17	2016-10-18	$9,461	$5,224	$4,237	$4,237
100-BRISTOL-MYERS SQUIBB CO	P	2011-08-29	2016-02-19	$6,378	$2,933	$3,445	$3,445
94-SAMPO OYJ A SHS	P	2011-10-31	2016-07-20	$3,907	$2,642	$1,265	$1,265
200-HAMAMATSU PHOTONIC KK	P	2012-05-09	2016-09-20	$6,070	$3,772	$2,298	$2,298
20346.1664-CSMC 07-C5 A4 VAR 09-15-4	P	2013-02-01	2016-11-18	$64	$74	-$10	-$10
31132.598-CSMC 06-C4 A3 5.467% 09-15	P	2013-04-02	2016-03-17	$5,111	$5,738	-$627	-$627
100-SIRIUS SM HOLDINGS INC	P	2013-04-25	2016-10-05	$417	$314	$103	$103
115-SIEMENS AG NAMEN	P	2013-07-15	2016-10-18	$13,279	$12,049	$1,230	$1,230
17977.9654-LBUBS 07-C2 A1A 5.387% 02	P	2013-10-25	2016-11-18	$125	$139	-$14	-$14
10000-ACE INA HOLDINGS INC SR UNSEC	P	2014-05-21	2016-04-28	$10,532	$9,985	$547	$547
30989.4625-G2RF 6.64 AA7554 07-20-64	P	2014-08-01	2016-04-20	$227	$251	-$24	-$24
15518.3531-CARMX 14-3 A3 1.33% 06-17	P	2014-08-06	2016-11-15	$1,226	$1,226
1000-ABERDEEN ASSET MGMT PLC	P	2014-09-25	2016-10-21	$3,949	$6,700	-$2,751	-$2,751
105000-US TREASURY NOTE 1.625% 06-30	P	2015-01-22	2016-06-21	$107,309	$106,567	$742	$742
200-PAYCHEX INC	P	2015-02-26	2016-10-18	$11,197	$9,982	$1,215	$1,215
109-ELECTROLUX AB SER B	P	2015-02-27	2016-04-26	$2,867	$3,578	-$711	-$711
400-GREENE KING PLC	P	2015-02-27	2016-10-21	$3,594	$5,467	-$1,873	-$1,873
604.94-FGTW 3.5 C91793 10-01-34	P	2015-03-05	2016-01-31	$605	$637	-$32	-$32
74019.615-FGTW 3.5 C91793 10-01-34	P	2015-03-05	2016-09-15	$2,289	$2,412	-$123	-$123
5000-ABBVIE INC SR UNSEC 2.5% 05-14-	P	2015-05-06	2016-02-24	$4,999	$4,990	$9	$9
48.68-SHORT TERM BOND FD OF AMERICA	P	2015-06-30	2016-04-27	$486	$486
200-VIACOM INC CLASS B	P	2015-08-13	2016-09-26	$7,030	$9,107	-$2,077	-$2,077
5000-PROLOGIS INC SR UNSEC 3.75% 11-	P	2015-10-27	2016-11-14	$5,198	$4,969	$229	$229
100-COCA-COLA CO	P	2016-01-07	2016-10-17	$4,173	$4,184	-$11	-$11
15000-JP MORGAN CHASE SR UNSEC 2.55%	P	2016-02-25	2016-07-11	$15,334	$14,989	$345	$345
10000-US TREASURY NOTE 1.625% 05-15-	P	2016-06-16	2016-09-13	$9,913	$10,059	-$146	-$146
60000-FNCL 3.0 TBA 12/16 12-01-46	P	2016-10-20	2016-12-08	$59,733	$61,898	-$2,165	-$2,165
4000-CHINA EVERBRIGHT INTERNATIONAL	P		2016-02-16	$3,830	$5,493	-$1,663	-$1,663
175-BROADCOM LTD	P		2016-04-27	$26,411	$11,487	$14,924	$14,924
440-NOVARTIS AG NAMEN	P		2016-06-20	$34,841	$26,612	$8,229	$8,229
173-ELRINGKLINGER AG	P		2016-08-29	$2,943	$4,133	-$1,190	-$1,190
400-PACWEST BANCORP	P		2016-10-16	$16,734	$17,700	-$966	-$966
15000-MORGAN STANLEY SR UNSEC 3.875%	P		2016-10-19	$15,957	$14,991	$966	$966
400-UNILEVER PLC	P		2016-11-30	$16,054	$16,646	-$592	-$592
655-SCOTTISH & SOUTHERN ENERGY	P	2015-05-21	2016-11-02	$12,654	$17,256	-$4,602	-$4,602
100-CONOCOPHILLIPS	P	2015-05-20	2016-03-02	$3,433	$6,483	-$3,050	-$3,050
3300-MARKS & SPENCER GROUP PLC	P		2016-11-17	$13,694	$28,253	-$14,559	-$14,559
200-KINDER MORGAN INC	P	2015-08-10	2016-03-17	$3,778	$6,489	-$2,711	-$2,711
433-TAG IMMOBILIEN AG	P	2015-05-21	2016-03-23	$5,730	$5,829	-$99	-$99
100-PACWEST BANCORP	P	2015-02-26	2016-11-01	$4,286	$4,667	-$381	-$381
100-PROCTER & GAMBLE COMPANY COMMON	P	2015-08-10	2016-09-13	$8,723	$7,623	$1,100	$1,100
4300-SINGAPORE TELECOMM	P	2016-04-22	2016-11-02	$12,067	$12,632	-$565	-$565
376-GJENSIDIGE FORSIKRING ASA	P	2015-09-18	2016-04-11	$6,000	$5,436	$564	$564
1065-SVENSKA HANDELSBANKEN AS CL A S	P	2015-09-01	2016-05-27	$13,748	$15,924	-$2,176	-$2,176

Field	Value	IRS element (for citing)
Capital Gain Net Income	$121,186	CapitalGainNetIncomeAmt
Net Short Term Capital Gain Loss	-$88,792	NetShortTermCapitalGainLossAmt

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

Field	Value	IRS element (for citing)
Liable Section4942 Tax	false	LiableSection4942TaxInd
Adjusted Qlfy Distri Yr1	$856,186	AdjustedQlfyDistriYr1Amt
Net Vl Noncharitable Assets Yr1	$19,939,246	NetVlNoncharitableAssetsYr1Amt
Distribution Yr1	0.042940	DistributionYr1Rt
Adjusted Qlfy Distri Yr2	$687,505	AdjustedQlfyDistriYr2Amt
Net Vl Noncharitable Assets Yr2	$20,403,436	NetVlNoncharitableAssetsYr2Amt
Distribution Yr2	0.033696	DistributionYr2Rt
Adjusted Qlfy Distri Yr3	$694,500	AdjustedQlfyDistriYr3Amt
Net Vl Noncharitable Assets Yr3	$19,531,149	NetVlNoncharitableAssetsYr3Amt
Distribution Yr3	0.035559	DistributionYr3Rt
Adjusted Qlfy Distri Yr4	$672,670	AdjustedQlfyDistriYr4Amt
Net Vl Noncharitable Assets Yr4	$18,446,982	NetVlNoncharitableAssetsYr4Amt
Distribution Yr4	0.036465	DistributionYr4Rt
Adjusted Qlfy Distri Yr5	$1,496,112	AdjustedQlfyDistriYr5Amt
Net Vl Noncharitable Assets Yr5	$18,711,157	NetVlNoncharitableAssetsYr5Amt
Distribution Yr5	0.079958	DistributionYr5Rt
Total Distribution	0.228618	TotalDistributionRt
Average Distribution	0.045724	AverageDistributionRt
Net Vl Noncharitable Assets	$18,840,629	NetVlNoncharitableAssetsAmt
Adj Net Vl Noncharitable Assets	$861,469	AdjNetVlNoncharitableAssetsAmt
Net Investment Income Pct	$4,057	NetInvestmentIncomePctAmt
Adj Nonchrtbl Net Invst Incm Pct	$865,526	AdjNonchrtblNetInvstIncmPctAmt
Qualifying Distributions	$837,378	QualifyingDistributionsAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Field	Value	IRS element (for citing)
Investment Income Excise Tax	$8,114	InvestmentIncomeExciseTaxAmt
Subtotal	$8,114	SubtotalAmt
Tax Based On Investment Income	$8,114	TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx	$15,781	EstimatedPlusOvpmtIncmTxAmt
Total Payments And Credits	$15,781	TotalPaymentsAndCreditsAmt
Form2220 Attached	Yes (X)	Form2220AttachedInd
Overpayment	$7,667	OverpaymentAmt
Applied To ES Tax	$7,667	AppliedToESTaxAmt

Statements Regarding Acty StatementsRegardingActyGrp

Field	Value	IRS element (for citing)
Legislative Political Acty	false	LegislativePoliticalActyInd
More Than100 Spent	false	MoreThan100SpentInd
Form1120 POL Filed	false	Form1120POLFiledInd
Activities Not Previously Rpt	false	ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws	false	ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over Limit	false	UnrelatedBusIncmOverLimitInd
Organization Dissolved Etc	false	OrganizationDissolvedEtcInd
Section508e Rqr Satisfied	Yes (true)	Section508eRqrSatisfiedInd
At Least5000 In Assets	Yes (true)	AtLeast5000InAssetsInd
Private Operating Foundation	false	PrivateOperatingFoundationInd
New Substantial Contributors	false	NewSubstantialContributorsInd
Own Controlled Entity	false	OwnControlledEntityInd
Donor Advised Fund	false	DonorAdvisedFundInd
Comply With Public Insp Rqr	Yes (true)	ComplyWithPublicInspRqrInd
Website Address	N/A	WebsiteAddressTxt
Individual With Books	LOIS MANDRELL	IndividualWithBooksNm
Phone	6184630700	PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

Field	Value	IRS element (for citing)
Address Line1	PO BOX 5146	AddressLine1Txt
City	GODFREY	CityNm
State Abbreviation	IL	StateAbbreviationCd
ZIP	62035	ZIPCd

Field	Value	IRS element (for citing)
Foreign Accounts Question	false	ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Field	Value	IRS element (for citing)
Sale Or Exch Disqualified Prsn	false	SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn	false	BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn	false	FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified Prsn	false	PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn	false	TransferAstDisqualifiedPrsnInd
Payment To Government Official	false	PaymentToGovernmentOfficialInd
Uncorrected Prior Acts	false	UncorrectedPriorActsInd
Undistributed Income PY	false	UndistributedIncomePYInd
Business Holdings	false	BusinessHoldingsInd
Jeopardy Investments	false	JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst	false	UncorrectedPYJeopardyInvstInd
Influence Legislation	false	InfluenceLegislationInd
Influence Election	false	InfluenceElectionInd
Grants To Individuals	false	GrantsToIndividualsInd
Grants To Organizations	false	GrantsToOrganizationsInd
Noncharitable Purpose	false	NoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	false	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	false	PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans	false	ProhibitedTaxShelterTransInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (9 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	TitleTitleTxt	Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt	CompensationCompensationAmt	Employee Benefit ProgramEmployeeBenefitProgramAmt	Expense Account Other AllwncExpenseAccountOtherAllwncAmt
JEFF WEBER
69 DANFORTH ROAD	ALTON	IL	62002	PRESIDENT	0.50	$0	$0	$0
MIKE FITZGERALD
322 STATE STREET	ALTON	IL	62002	VICE PRESIDE	0.50	$0	$0	$0
ROBERT MCCLELLAN
7645 SHERRY CREEK ROAD	WORDEN	IL	62097	TREASURER	0.50	$0	$0	$0
LAURA ASHER
1406 LIBERTY STREET	ALTON	IL	62002	SECRETARY	0.50	$0	$0	$0
ANITA COOPER
4012 STONELEDGE DRIVE	GODFREY	IL	62035	DIRECTOR	0.25	$0	$0	$0
KAREN ECKERT
1348 RUSTICVIEW DRIVE	BALLWIN	MO	63011	DIRECTOR	0.25	$0	$0	$0
JOHN WILLIAMS
304 E EXCHANGE STREET	JERSEYVILLE	IL	62052	DIRECTOR	0.25	$0	$0	$0
FELICIA BREEN
2040 ALBY STREET	ALTON	IL	62002	DIRECTOR	0.25	$0	$0	$0
TINA MURPHY
44 FAIRMOUNT DRIVE	ALTON	IL	62002	DIRECTOR	0.25	$0	$0	$0

Field	Value	IRS element (for citing)
Comp Of Hghst Pd Empl Or NONE	NONE	CompOfHghstPdEmplOrNONETxt
Comp Of Hghst Pd Cntrct Or NONE	NONE	CompOfHghstPdCntrctOrNONETxt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Field	Value	IRS element (for citing)
Description1	N/A	Description1Txt

Minimum Investment Return MinimumInvestmentReturnGrp

Field	Value	IRS element (for citing)
Average Monthly FMV Of Sec	$18,678,339	AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances	$449,203	AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast	$0	FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets	$19,127,542	TotalFMVOfUnusedAssetsAmt
Adjusted Total FMV Of Unused Ast	$19,127,542	AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable	$286,913	CashDeemedCharitableAmt
Net Vl Noncharitable Assets	$18,840,629	NetVlNoncharitableAssetsAmt
Minimum Investment Return	$942,031	MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

Field	Value	IRS element (for citing)
Minimum Investment Return	$942,031	MinimumInvestmentReturnAmt
Tax Based On Investment Income	$8,114	TaxBasedOnInvestmentIncomeAmt
Total Tax	$8,114	TotalTaxAmt
Distributable Before Adj	$933,917	DistributableBeforeAdjAmt
Distributable Before Ded	$933,917	DistributableBeforeDedAmt
Distributable As Adjusted	$933,917	DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

Field	Value	IRS element (for citing)
Expenses And Contributions	$837,378	ExpensesAndContributionsAmt
Qualifying Distributions	$837,378	QualifyingDistributionsAmt
Adjusted Qualifying Distri	$837,378	AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

Field	Value	IRS element (for citing)
Distributable As Adjusted	$933,917	DistributableAsAdjustedAmt
Excess Distribution Cyov Yr5	$527,113	ExcessDistributionCyovYr5Amt
Total Excess Distribution Cyov	$527,113	TotalExcessDistributionCyovAmt
Qualifying Distributions	$837,378	QualifyingDistributionsAmt
Applied To Current Year	$837,378	AppliedToCurrentYearAmt
Excess Distri Cyov App CY Corpus	$96,539	ExcessDistriCyovAppCYCorpusAmt
Excess Distribution Cyov App CY	$96,539	ExcessDistributionCyovAppCYAmt
Total Corpus	$430,574	TotalCorpusAmt
Undistributed Income CY	$0	UndistributedIncomeCYAmt
Excess Distri Cyov From Yr5	$430,574	ExcessDistriCyovFromYr5Amt

Supplementary Information SupplementaryInformationGrp

Field	Value	IRS element (for citing)
Only Contri To Preselected	Yes (X)	OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (19 entries)

Address Line1RecipientUSAddress/AddressLine1Txt	CityRecipientUSAddress/CityNm	State AbbreviationRecipientUSAddress/StateAbbreviationCd	ZIPRecipientUSAddress/ZIPCd	Recipient RelationshipRecipientRelationshipTxt	Recipient Foundation StatusRecipientFoundationStatusTxt	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt	Business Name Line2RecipientBusinessName/BusinessNameLine2Txt
GREAT RIVERS LAND TRUST
PO BOX 821	ALTON	IL	62002	N/A	PC	INFRASTRUCTURE SUPPORT	$150,000
GREAT RIVERS LAND TRUST
PO BOX 821	ALTON	IL	62002	N/A	PC	ROCKY FORK TRAIL	$5,000
GREAT RIVERS LAND TRUST
PO BOX 821	ALTON	IL	62002	N/A	PC	BAT RESEARCH	$5,000
SIERRA CLUB FOUNDATION
85 SECOND STREET STE 750	SAN FRANCISCO	CA	94105	N/A	PC	THREE RIVERS PROJECT	$155,000
SIERRA CLUB FOUNDATION
85 SECOND STREET STE 750	SAN FRANCISCO	CA	94105	N/A	PC	VOLUNTEER TRAINING/PUBLICATIONS	$2,000
THE NATRUE INSTITUTE
2213 S LEVIS LANE	GODFREY	IL	62035	N/A	PC	GENERAL OPERATIONS	$410,000
THE NATURE INSTITUTE
2213 S LEVIS LANE	GODFREY	IL	62035	N/A	PC	TRACTOR PURCHASE	$5,000
THE NATURE INSTITUTE
2213 E LEVIS LANE	GODFREY	IL	62035	N/A	PC	FACILITIES REPAIRS	$5,000
COMMUNITY CULTIVATORS
PO BOX 25	ELSAH	IL	62028	N/A	PC	GENERAL OPERATIONS	$3,000
COMMUNITY CULTIVATORS
PO BOX 25	ELSAH	IL	62028	N/A	PC	POLLINATORS PROGRAM	$9,000
WATERSHED NATURE CENTER
1591 TOWER AVE	EDWARDSVILLE	IL	62025	N/A	PC	GENERAL OPERATIONS	$11,000
FRIENDS OF PERE MARQUETTE
13112 VISITOR CENTER LANE	GRAFTON	IL	62037	N/A	PC	GENERAL OPERATIONS	$5,000
SIUE FOUNDATION
CAMPUS BOX 1082	EDWARDSVILLE	IL	62052	N/A	PC	SIUE GARDENS PROJECT	$20,000
LAVISTA ECOLOGICAL LEARNING CENTER
4300 LEVIS LANE	GODFREY	IL	62035	N/A	PC	GENERAL OPERATIONS	$5,000
LEWIS & CLARK COMMUNITY COLLEGE
5800 GODFREY ROAD	GODFREY	IL	62035	N/A	PC	GENERAL OPERATIONS	$5,000	FOUNDATION
LEWIS & CLARK COMMUNITY COLLEGE
5800 GODFREY ROAD	GODFREY	IL	62035	N/A		NGRREC WATER FESTIVAL	$15,000	FOUNDATION
PRIDE INC
5800 GODFREY ROAD	GODFREY	IL	62035	N/A	PC	LANDSCAPING PROJECTS	$2,500
TREEHOUSE WILDLIFE CENTER INC
23956 GREEN ACRES RD	DOW	IL	62022	N/A	PC	GENERAL OPERATIONS	$2,500
TREEHOUSE WILDLIFE CENTER INC
23956 GREEN ACRES RD	DOW	IL	62022	N/A	PC	POLE BARN ERECTION	$10,000

Field	Value	IRS element (for citing)
Total Grant Or Contri Pd Dur Yr	$825,000	TotalGrantOrContriPdDurYrAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$98,564	ExclusionAmt

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$358,716	ExclusionAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Field	Value	IRS element (for citing)
Exclusion	18	ExclusionCd
Exclusion	$121,186	ExclusionAmt

Other Revenue Described OtherRevenueDescribedGrp (3 entries)

DescDesc	ExclusionExclusionCd	ExclusionExclusionAmt
OTHER INCOME	14	$480
CAPITAL GROUP ALTERNATIVE	14
CAPITAL GROUP ALTERNATIVE	18

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Field	Value	IRS element (for citing)
Exclusion	$578,946	ExclusionAmt

Field	Value	IRS element (for citing)
Total Income Producing Acty	$578,946	TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO	false	TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO	false	TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets	false	SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO	false	PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets	false	RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements	false	ReimbursementArrangementsInd
Loans Or Loan Guarantees	false	LoansOrLoanGuaranteesInd
Performance Of Services Etc	false	PerformanceOfServicesEtcInd
Sharing Of Facilities Etc	false	SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO	false	RelationshipsNonchrtblEOInd

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

Field	Value	IRS element (for citing)
Category	ACCOUNTING/TAX PREPARATION	CategoryTxt
Amt	$2,939	Amt
Net Investment Income	$1,945	NetInvestmentIncomeAmt
Adjusted Net Income	$1,945	AdjustedNetIncomeAmt
Disbursements Charitable Prps	$994	DisbursementsCharitablePrpsAmt

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corporate Bonds InvestmentsCorporateBondsGrp (3 entries)

BondBondNm	EOY Book ValueEOYBookValueAmt	EOYFMVEOYFMVAmt
CORPORATE BONDS	$1,436,374	$1,425,350
CORPORATE BONDS	$37,094	$39,060
MUTUAL FUNDS	$1,468,681	$1,463,845

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (2 entries)

StockStockNm	EOY Book ValueEOYBookValueAmt	EOYFMVEOYFMVAmt
COMMON STOCK	$6,086,161	$6,981,760
COMMON STOCK	$3,549,829	$3,512,076

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

Field	Value	IRS element (for citing)
US Govt Obligations Book Vl EOY	$2,763,070	USGovtObligationsBookVlEOYAmt
US Govt Obligations EOYFMV	$2,735,405	USGovtObligationsEOYFMVAmt
State Local Sec Book Vl EOY	$129,692	StateLocalSecBookVlEOYAmt
State Local Sec EOYFMV	$130,713	StateLocalSecEOYFMVAmt

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp

Field	Value	IRS element (for citing)
Category Or Item	PARTNERSHIPS	CategoryOrItemTxt
Listed At Cost Or FMV	AT COST	ListedAtCostOrFMVCd
Book Value	$2,054,306	BookValueAmt
EOYFMV	$2,056,635	EOYFMVAmt

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (10 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt	Net Investment IncomeNetInvestmentIncomeAmt	Adjusted Net IncomeAdjustedNetIncomeAmt
EXPENSES
BANK CHARGES	$88	$88
COMPUTER EXPENSES	$106	$106
CONTRIBUTIONS	$500	$500
DUES AND SUBSCRIPTIONS	$302	$302
INSURANCE	$2,800	$2,800
MISCELLANEOUS	$109		$109	$109
OFFICE SUPPLIES	$281	$281
POSTAGE	$94	$94
TRAVEL REIMBURSEMENT	$185	$185

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail

Field	Value	IRS element (for citing)
Desc	OTHER INCOME	Desc
Revenue And Expenses Per Books	$480	RevenueAndExpensesPerBooksAmt
Adjusted Net Income	$480	AdjustedNetIncomeAmt

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail

Field	Value	IRS element (for citing)
Category	INVESTMENT MANAGEMENT	CategoryTxt
Amt	$152,349	Amt
Net Investment Income	$152,349	NetInvestmentIncomeAmt
Adjusted Net Income	$152,349	AdjustedNetIncomeAmt

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (3 entries)

CategoryCategoryTxt	AmtAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt	Net Investment IncomeNetInvestmentIncomeAmt	Adjusted Net IncomeAdjustedNetIncomeAmt
LICENSES	$10	$10
FEDERAL EXCISE TAX	$8,114
FOREIGN TAX	$18,393		$18,393	$18,393

JAMES AND AUNE NELSON FOUNDATION: Form 990PF, tax year 2016

Return header ReturnHeader

Preparer Firm PreparerFirmGrp

Preparer Firm Name PreparerFirmName

Preparer US Address PreparerUSAddress

Filer Filer

Business Name BusinessName

US Address USAddress

Business Officer BusinessOfficerGrp

Preparer Person PreparerPersonGrp

Filing Security Information FilingSecurityInformation

Form 990-PF IRS990PF

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (681 entries)

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Statements Regarding Acty StatementsRegardingActyGrp

Location Of Books US Address LocationOfBooksUSAddress

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (9 entries)

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Minimum Investment Return MinimumInvestmentReturnGrp

Distributable Amount DistributableAmountGrp

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

Undistributed Income UndistributedIncomeGrp

Supplementary Information SupplementaryInformationGrp

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (19 entries)

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Other Revenue Described OtherRevenueDescribedGrp (3 entries)

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corporate Bonds InvestmentsCorporateBondsGrp (3 entries)

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (2 entries)

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (10 entries)

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (3 entries)

Comments