CHASE FOUNDATION: Form 990PF, tax year 2016

View the entire original 990 at ProPublica ↗

Organization: CHASE FOUNDATION (EIN 36-7466258)
Tax period: 2016-01-01 to 2016-12-31
Filed: 2017-11-09
IRS object ID: 201723139349100442
Schema version: 2016v3.0
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Schedule B
Accounting Fees Schedule
Depreciation Schedule
Gain Loss Sale Other Assets Sch
Investments Corp Bonds Schedule
Investments Corp Stock Schedule
Investments Other Schedule2
Land Etc Schedule2
Legal Fees Schedule
Other Expenses Schedule
Other Income Schedule2
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2017-11-09T11:05:25-07:00	ReturnTs
Tax Period End	2016-12-31	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	850435604	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	JOHNATHAN L SHUMAN PC	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	512 W TEXAS AVE A	AddressLine1Txt
City	ARTESIA	CityNm
State Abbreviation	NM	StateAbbreviationCd
ZIP	882102083	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnTypeCd
Tax Period Begin	2016-01-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	367466258	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	CHASE FOUNDATION	BusinessNameLine1Txt
Business Name Line2	MACK C CHASE TRUSTEE	BusinessNameLine2Txt

Field	Value	IRS element (for citing)
Business Name Control	CHAS	BusinessNameControlTxt
Phone	5757464610	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	2103 W MAIN ST	AddressLine1Txt
City	ARTESIA	CityNm
State Abbreviation	NM	StateAbbreviationCd
ZIP	88210	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	RICHARD PRICE	PersonNm
Person Title	EXECUTIVE DIRECTOR	PersonTitleTxt
Signature	2017-11-09	SignatureDt
Discuss With Paid Preparer	Yes (true)	DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	JOHNATHAN L SHUMAN	PreparerPersonNm
PTIN	P00755236	PTIN
Phone	5757481213	PhoneNum
Preparation	2017-11-09	PreparationDt

Filing Security Information FilingSecurityInformation

Field	Value	IRS element (for citing)
At Submission Creation Device Id	CFF38A3B8A5CDF535A8E8E989AA1BC26E082A1E7	AtSubmissionCreationDeviceId
At Submission Filing Device Id	CFF38A3B8A5CDF535A8E8E989AA1BC26E082A1E7	AtSubmissionFilingDeviceId

Field	Value	IRS element (for citing)
Tax	2016	TaxYr
Build TS	2021-01-29 14:40:06Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
FMV Assets EOY	$39,559,166	FMVAssetsEOYAmt
Method Of Accounting Cash	Yes (X)	MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Contri Rcvd Rev And Expnss	$148,496	ContriRcvdRevAndExpnssAmt
Interest On Sav Rev And Expnss	$98,726	InterestOnSavRevAndExpnssAmt
Interest On Sav Net Invst Incm	$98,726	InterestOnSavNetInvstIncmAmt
Interest On Savings Adj Net Incm	$98,726	InterestOnSavingsAdjNetIncmAmt
Dividends Rev And Expnss	$439,970	DividendsRevAndExpnssAmt
Dividends Net Invst Incm	$439,970	DividendsNetInvstIncmAmt
Dividends Adj Net Incm	$439,970	DividendsAdjNetIncmAmt
Net Gain Sale Ast Rev And Expnss	$112,001	NetGainSaleAstRevAndExpnssAmt
Gross Sales Price	$8,625,892	GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm	$177,069	CapGainNetIncmNetInvstIncmAmt
Other Income Rev And Expnss	$3,475,728	OtherIncomeRevAndExpnssAmt
Other Income Net Invst Incm	$3,471,828	OtherIncomeNetInvstIncmAmt
Other Income Adj Net Incm	$3,475,728	OtherIncomeAdjNetIncmAmt
Total Rev And Expnss	$4,274,921	TotalRevAndExpnssAmt
Total Net Invst Incm	$4,187,593	TotalNetInvstIncmAmt
Total Adj Net Incm	$4,014,424	TotalAdjNetIncmAmt
Oth Empl Slrs Wgs Rev And Expnss	$502,985	OthEmplSlrsWgsRevAndExpnssAmt
Oth Empl Slrs Wgs Dsbrs Chrtbl	$502,985	OthEmplSlrsWgsDsbrsChrtblAmt
Pension Empl Bnft Rev And Expnss	$5,070	PensionEmplBnftRevAndExpnssAmt
Pension Empl Bnft Dsbrs Chrtbl	$5,070	PensionEmplBnftDsbrsChrtblAmt
Legal Fees Rev And Expnss	$2,704	LegalFeesRevAndExpnssAmt
Legal Fees Dsbrs Chrtbl	$2,704	LegalFeesDsbrsChrtblAmt
Accounting Fees Rev And Expnss	$20,780	AccountingFeesRevAndExpnssAmt
Accounting Fees Chrtbl Prps	$20,780	AccountingFeesChrtblPrpsAmt
Taxes Rev And Expnss	$6,163	TaxesRevAndExpnssAmt
Taxes Net Invst Incm	$1,557	TaxesNetInvstIncmAmt
Taxes Dsbrs Chrtbl	$4,606	TaxesDsbrsChrtblAmt
Deprec And Dpltn Rev And Expnss	$33,458	DeprecAndDpltnRevAndExpnssAmt
Occupancy Rev And Expnss	$17,234	OccupancyRevAndExpnssAmt
Occupancy Dsbrs Chrtbl	$17,234	OccupancyDsbrsChrtblAmt
Trav Conf Meeting Rev And Expnss	$7,374	TravConfMeetingRevAndExpnssAmt
Trav Conf Meeting Dsbrs Chrtbl	$7,374	TravConfMeetingDsbrsChrtblAmt
Printing And Pub Rev And Expnss	$15,857	PrintingAndPubRevAndExpnssAmt
Printing And Pub Dsbrs Chrtbl	$15,857	PrintingAndPubDsbrsChrtblAmt
Other Expenses Rev And Expnss	$339,593	OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm	$147,982	OtherExpensesNetInvstIncmAmt
Other Expenses Dsbrs Chrtbl	$191,611	OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss	$951,218	TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm	$149,539	TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Dsbrs Chrtbl	$768,221	TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss	$1,857,938	ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl	$1,857,938	ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss	$2,809,156	TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm	$149,539	TotalExpensesNetInvstIncmAmt
Total Expenses Dsbrs Chrtbl	$2,626,159	TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses	$1,465,765	ExcessRevenueOverExpensesAmt
Net Investment Income	$4,038,054	NetInvestmentIncomeAmt
Adjusted Net Income	$4,014,424	AdjustedNetIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Field	Value	IRS element (for citing)
Cash BOY	$192,669	CashBOYAmt
Cash EOY	$1,391,240	CashEOYAmt
Cash EOYFMV	$1,391,240	CashEOYFMVAmt
Sav And Temp Cash Invst BOY	$181,685	SavAndTempCashInvstBOYAmt
Sav And Temp Cash Invst EOY	$1,536	SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV	$1,536	SavAndTempCashInvstEOYFMVAmt
Corporate Stock BOY	$17,781,989	CorporateStockBOYAmt
Corporate Stock EOY	$16,372,335	CorporateStockEOYAmt
Corporate Stock EOYFMV	$17,938,166	CorporateStockEOYFMVAmt
Corporate Bonds BOY	$6,293,222	CorporateBondsBOYAmt
Corporate Bonds EOY	$6,583,629	CorporateBondsEOYAmt
Corporate Bonds EOYFMV	$5,652,090	CorporateBondsEOYFMVAmt
Other Investments BOY	$11,561,499	OtherInvestmentsBOYAmt
Other Investments EOY	$13,158,976	OtherInvestmentsEOYAmt
Other Investments EOYFMV	$13,515,329	OtherInvestmentsEOYFMVAmt
Land Bldg Equip Cost Or Other Bss	$1,060,805	LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec	$136,160	LandBldgEquipAccumDeprecAmt
Land BOY	$958,103	LandBOYAmt
Land EOY	$924,645	LandEOYAmt
Land EOYFMV	$1,060,805	LandEOYFMVAmt
Total Assets BOY	$36,969,167	TotalAssetsBOYAmt
Total Assets EOY	$38,432,361	TotalAssetsEOYAmt
Total Assets EOYFMV	$39,559,166	TotalAssetsEOYFMVAmt
Accounts Payable BOY	$3,871	AccountsPayableBOYAmt
Accounts Payable EOY	$1,300	AccountsPayableEOYAmt
Total Liabilities BOY	$3,871	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$1,300	TotalLiabilitiesEOYAmt
Org Does Not Follow SFAS117	Yes (X)	OrgDoesNotFollowSFAS117Ind
Capital Stock BOY	$36,965,296	CapitalStockBOYAmt
Capital Stock EOY	$36,965,296	CapitalStockEOYAmt
Retained Earning EOY	$1,465,765	RetainedEarningEOYAmt
Tot Net Ast Or Fund Balances BOY	$36,965,296	TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY	$38,431,061	TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY	$36,969,167	TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY	$38,432,361	TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Field	Value	IRS element (for citing)
Tot Net Ast Or Fund Balances BOY	$36,965,296	TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses	$1,465,765	ExcessRevenueOverExpensesAmt
Subtotal	$38,431,061	SubtotalAmt
Tot Net Ast Or Fund Balances EOY	$38,431,061	TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Field	Value	IRS element (for citing)
Capital Gain Net Income	$177,069	CapitalGainNetIncomeAmt

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

Field	Value	IRS element (for citing)
Liable Section4942 Tax	false	LiableSection4942TaxInd
Adjusted Qlfy Distri Yr1	$2,749,928	AdjustedQlfyDistriYr1Amt
Net Vl Noncharitable Assets Yr1	$41,330,482	NetVlNoncharitableAssetsYr1Amt
Distribution Yr1	0.066535	DistributionYr1Rt
Adjusted Qlfy Distri Yr2	$2,285,770	AdjustedQlfyDistriYr2Amt
Net Vl Noncharitable Assets Yr2	$43,933,218	NetVlNoncharitableAssetsYr2Amt
Distribution Yr2	0.052028	DistributionYr2Rt
Adjusted Qlfy Distri Yr3	$2,439,146	AdjustedQlfyDistriYr3Amt
Net Vl Noncharitable Assets Yr3	$42,884,748	NetVlNoncharitableAssetsYr3Amt
Distribution Yr3	0.056877	DistributionYr3Rt
Adjusted Qlfy Distri Yr4	$2,358,770	AdjustedQlfyDistriYr4Amt
Net Vl Noncharitable Assets Yr4	$41,831,959	NetVlNoncharitableAssetsYr4Amt
Distribution Yr4	0.056387	DistributionYr4Rt
Adjusted Qlfy Distri Yr5	$1,584,114	AdjustedQlfyDistriYr5Amt
Net Vl Noncharitable Assets Yr5	$43,110,589	NetVlNoncharitableAssetsYr5Amt
Distribution Yr5	0.036745	DistributionYr5Rt
Total Distribution	0.268572	TotalDistributionRt
Average Distribution	0.053714	AverageDistributionRt
Net Vl Noncharitable Assets	$38,041,221	NetVlNoncharitableAssetsAmt
Adj Net Vl Noncharitable Assets	$2,043,346	AdjNetVlNoncharitableAssetsAmt
Net Investment Income Pct	$40,381	NetInvestmentIncomePctAmt
Adj Nonchrtbl Net Invst Incm Pct	$2,083,727	AdjNonchrtblNetInvstIncmPctAmt
Qualifying Distributions	$2,626,159	QualifyingDistributionsAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Field	Value	IRS element (for citing)
Domestic Org Meeting Sect4940e	Yes (X)	DomesticOrgMeetingSect4940eInd
Investment Income Excise Tax	$40,381	InvestmentIncomeExciseTaxAmt
Subtotal	$40,381	SubtotalAmt
Tax Based On Investment Income	$40,381	TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx	$84,000	EstimatedPlusOvpmtIncmTxAmt
Total Payments And Credits	$84,000	TotalPaymentsAndCreditsAmt
Overpayment	$43,619	OverpaymentAmt
Applied To ES Tax	$43,619	AppliedToESTaxAmt

Statements Regarding Acty StatementsRegardingActyGrp

Field	Value	IRS element (for citing)
Legislative Political Acty	false	LegislativePoliticalActyInd
More Than100 Spent	false	MoreThan100SpentInd
Form1120 POL Filed	false	Form1120POLFiledInd
Activities Not Previously Rpt	false	ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws	false	ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over Limit	false	UnrelatedBusIncmOverLimitInd
Organization Dissolved Etc	false	OrganizationDissolvedEtcInd
Section508e Rqr Satisfied	Yes (true)	Section508eRqrSatisfiedInd
At Least5000 In Assets	Yes (true)	AtLeast5000InAssetsInd
Org Report Or Register State	NM	OrgReportOrRegisterStateCd
Form990 PF Filed With Atty Gen	Yes (true)	Form990PFFiledWithAttyGenInd
Private Operating Foundation	false	PrivateOperatingFoundationInd
New Substantial Contributors	false	NewSubstantialContributorsInd
Own Controlled Entity	false	OwnControlledEntityInd
Donor Advised Fund	false	DonorAdvisedFundInd
Comply With Public Insp Rqr	Yes (true)	ComplyWithPublicInspRqrInd
Website Address	WWW.CHASEFOUNDATION.COM	WebsiteAddressTxt

Persons With Books Name PersonsWithBooksName

Field	Value	IRS element (for citing)
Business Name Line1	JOHNATHAN L SHUMAN	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Phone	5757481213	PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

Field	Value	IRS element (for citing)
Address Line1	512 W TEXAS AVE	AddressLine1Txt
City	ARTESIA	CityNm
State Abbreviation	NM	StateAbbreviationCd
ZIP	88210	ZIPCd

Field	Value	IRS element (for citing)
Foreign Accounts Question	false	ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Field	Value	IRS element (for citing)
Sale Or Exch Disqualified Prsn	false	SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn	false	BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn	false	FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified Prsn	false	PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn	false	TransferAstDisqualifiedPrsnInd
Payment To Government Official	false	PaymentToGovernmentOfficialInd
Undistributed Income PY	false	UndistributedIncomePYInd
Business Holdings	false	BusinessHoldingsInd
Jeopardy Investments	false	JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst	false	UncorrectedPYJeopardyInvstInd
Influence Legislation	false	InfluenceLegislationInd
Influence Election	false	InfluenceElectionInd
Grants To Individuals	false	GrantsToIndividualsInd
Grants To Organizations	false	GrantsToOrganizationsInd
Noncharitable Purpose	false	NoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	false	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	false	PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans	false	ProhibitedTaxShelterTransInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (11 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	TitleTitleTxt	Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt	CompensationCompensationAmt	Employee Benefit ProgramEmployeeBenefitProgramAmt	Expense Account Other AllwncExpenseAccountOtherAllwncAmt
MACK C CHASE
2103 W MAIN ST	ARTESIA	NM	88210	TRUSTEE/ADVI	000.00	$0	$0	$0
RICHARD PRICE
2103 W MAIN ST	ARTESIA	NM	88210	EXECUTIVE DI	000.00	$0	$0	$0
GEREN FERGUSON
2103 W MAIN STREET	ARTESAI	NM	88210	ADVISOR	000.00	$0	$0	$0
ROBERT CHASE
2103 W MAIN STREET	ARTESIA	NM	88210	ADVISOR	000.00	$0	$0	$0
DEB CHASE
2103 W MAIN STREET	ARTESIA	NM	88210	ADVISOR	000.00	$0	$0	$0
RICHARD CHASE
2103 W MAIN STREET	ARTESIA	NM	88210	ADVISOR	000.00	$0	$0	$0
KARLA CHASE
2103 W MAIN STREET	ARTESIA	NM	88210	ADVISOR	000.00	$0	$0	$0
JOHNNY KNORR
2103 W MAIN STREET	ARTESIA	NM	88210	ADVISOR	000.00	$0	$0	$0
CHANCE CHASE
2103 W MAIN ST	ARTESIA	NM	88210	ADVISOR	000.00	$0	$0	$0
KORTNEY CHASE
2103 W MAIN ST	ARTESIA	NM	88210	ADVISOR	000.00	$0	$0	$0
BRAD BARTEK
2103 W MAIN ST	ARTESIA	NM	88210	ADVISOR	000.00	$0	$0	$0

Field	Value	IRS element (for citing)
Comp Of Hghst Pd Empl Or NONE	NONE	CompOfHghstPdEmplOrNONETxt
Comp Of Hghst Pd Cntrct Or NONE	NONE	CompOfHghstPdCntrctOrNONETxt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Field	Value	IRS element (for citing)
Description1	N/A	Description1Txt

Minimum Investment Return MinimumInvestmentReturnGrp

Field	Value	IRS element (for citing)
Average Monthly FMV Of Sec	$36,964,162	AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances	$595,562	AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast	$1,060,805	FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets	$38,620,529	TotalFMVOfUnusedAssetsAmt
Adjusted Total FMV Of Unused Ast	$38,620,529	AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable	$579,308	CashDeemedCharitableAmt
Net Vl Noncharitable Assets	$38,041,221	NetVlNoncharitableAssetsAmt
Minimum Investment Return	$1,902,061	MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

Field	Value	IRS element (for citing)
Minimum Investment Return	$1,902,061	MinimumInvestmentReturnAmt
Tax Based On Investment Income	$40,381	TaxBasedOnInvestmentIncomeAmt
Total Tax	$40,381	TotalTaxAmt
Distributable Before Adj	$1,861,680	DistributableBeforeAdjAmt
Distributable Before Ded	$1,861,680	DistributableBeforeDedAmt
Distributable As Adjusted	$1,861,680	DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

Field	Value	IRS element (for citing)
Expenses And Contributions	$2,626,159	ExpensesAndContributionsAmt
Qualifying Distributions	$2,626,159	QualifyingDistributionsAmt
Pct Sect4940e Org Net Invst Incm	$40,381	PctSect4940eOrgNetInvstIncmAmt
Adjusted Qualifying Distri	$2,585,778	AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

Field	Value	IRS element (for citing)
Distributable As Adjusted	$1,861,680	DistributableAsAdjustedAmt
Excess Distribution Cyov Yr4	$287,726	ExcessDistributionCyovYr4Amt
Excess Distribution Cyov Yr3	$331,593	ExcessDistributionCyovYr3Amt
Excess Distribution Cyov Yr2	$172,676	ExcessDistributionCyovYr2Amt
Excess Distribution Cyov Yr1	$683,404	ExcessDistributionCyovYr1Amt
Total Excess Distribution Cyov	$1,475,399	TotalExcessDistributionCyovAmt
Qualifying Distributions	$2,626,159	QualifyingDistributionsAmt
Applied To Current Year	$1,861,680	AppliedToCurrentYearAmt
Remaining Distri From Corpus	$764,479	RemainingDistriFromCorpusAmt
Total Corpus	$2,239,878	TotalCorpusAmt
Undistributed Income CY	$0	UndistributedIncomeCYAmt
Excess Distri Cyov To Next Yr	$2,239,878	ExcessDistriCyovToNextYrAmt
Excess From Year4	$287,726	ExcessFromYear4Amt
Excess From Year3	$331,593	ExcessFromYear3Amt
Excess From Year2	$172,676	ExcessFromYear2Amt
Excess From Year1	$683,404	ExcessFromYear1Amt
Excess From Current Year	$764,479	ExcessFromCurrentYearAmt

Supplementary Information SupplementaryInformationGrp

Application Submission Info ApplicationSubmissionInfoGrp

Field	Value	IRS element (for citing)
Recipient Person	CHASE FOUNDATION	RecipientPersonNm

Recipient US Address RecipientUSAddress

Field	Value	IRS element (for citing)
Address Line1	2103 W MAIN STREET	AddressLine1Txt
City	ARTESIA	CityNm
State Abbreviation	NM	StateAbbreviationCd
ZIP	88210	ZIPCd

Field	Value	IRS element (for citing)
Recipient Phone	5757464610	RecipientPhoneNum
Recipient Email Address	INFO@CHASEFOUNDATION.COM	RecipientEmailAddressTxt
Form And Info And Materials	SEE APPLICATION FORMS AT WWW.CHASEFOUNDATION.COM	FormAndInfoAndMaterialsTxt
Submission Deadlines	THE 2017 APPLICATION DEADLINE IS APRIL 25, 2017 FOR FALL 2017 SCHOLARSHIPS.	SubmissionDeadlinesTxt
Restrictions On Awards	GRADUATING SENIOR FROM ARTESIA NM HIGH SCHOOL OR A PRIOR AWARD RECIPIENT.	RestrictionsOnAwardsTxt

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (76 entries)

Address Line1RecipientUSAddress/AddressLine1Txt	CityRecipientUSAddress/CityNm	State AbbreviationRecipientUSAddress/StateAbbreviationCd	ZIPRecipientUSAddress/ZIPCd	Recipient Foundation StatusRecipientFoundationStatusTxt	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt	Business Name Line2RecipientBusinessName/BusinessNameLine2Txt	Address Line2RecipientUSAddress/AddressLine2Txt
AMARILLO COLLEGE
2201 S WASHINGTON ST	AMARILLO	TX	79109	NO	SCHOLARSHIP	$8,250
ARIZONA STATE UNIVERSITY
1151 S FOREST AVENUE	TEMPE	AZ	852870412	NO	SCHOLARSHIP	$6,500
ART INSTITUTE OF CALIFORNIA - SAN
10 UNITED NATIOINS PLAZA	SAN FRANCISCO	CA	94102	NO	SCHOLARSHIP	$6,500	FFRANCISCO
ARTESIA ARTS COUNCIL
310 W MAIN ST	ARTESIA	NM	88210	NO	GRANT	$20,000
ARTESIA HIGH SCHOOL
1002 W RICHARDSON	ARTESIA	NM	88210	NO	VAR PROGRAMS/TEACHER MASTERS	$52,638
AUSTIN COMMUNITY COLLEGE
1212 RIO GRANDE ST	AUSTIN	TX	78701	NO	SCHOLARSHIP	$6,000
BAYLOR UNIVERSITY
1301 S UNIVERSITY PARKS	WACO	TX	76798	NO	SCHOLARSHIP	$6,500
BIOLA UNIVERSITY
13800 BIOLA AVE	LA MIRANDA	CA	90639	NO	SCHOLARSHIP	$6,500
BIG BROTHERS BIG SISTERS
442 W MAIN ST 4	ARTESIA	NM	88210	NO	GRANT PROGRAM	$2,000
BRIGHAM YOUNG UNIVERSITY
BRIGHAM YOUNG UNIVERSITY	PROVO	UT	84602	NO	SCHOLARSHIP	$3,250
BYU-IDAHO
525 S CENTER ST	REXBURG	ID	83460	NO	SCHOLARSHIP	$9,750
CATALYST CHURCH
1302 HERMOSA DR	ARTESIA	NM	88210	NO	GRANT PROGRAM	$6,000
CENTRAL NEW MEXICO COMMUNITY
525 BUENA VISTA DR SE	ALBUQUERQUE	NM	87106	NO	SCHOLARSHIP	$36,000	COLLEGE
CHARLESTON SOUTHER UNIVERSITY
9200 UNIVERSTIY BLVD	NORTH CHARLESTON	SC	29406	NO	SCHOLARSHIP	$5,500
CLARENDON COLLEGE
1122 W 2ND ST	CLARENDON	TX	79226	NO	SCHOLARSHIP	$19,500
CLOVIS COMMUNITY COLLEGE
417 SCHEPPS BLVD	CLOVIS	NM	88101	NO	SCHOLARSHIP	$5,500
COLORADO CHRISTIAN UNIVERSITY
8787 W ALAMEDA AVE	LAKEWOOD	CO	80226	NO	SCHOLARSHIP	$6,500
COVENANT SCHOOL OF NURSING
1919 FRANKFORD AVE	LUBBOCK	TX	79407	NO	SCHOLARSHIP	$3,250
CREIGHTON SCHOOL OF DENTISTRY
2802 WEBSTER ST	OMAHA	NE	68131	NO	SCHOLARSHIP	$6,500
DALLAS BAPTIST UNIVERSITY
3000 MOUNTAIN CREEK PKWY	DALLAS	TX	75211	NO	SCHOLARSHIP	$13,000
DONA ANA COMMUNITY COLLEGE
3400 S ESPINA ST	LAS CRUCES	NM	88003	NO	SCHOLARSHIP	$32,000
EAST CENTERAL COLLEGE
1964 PRAIRIE DELL RD	UNION	MO	63084	NO	SCHOLARSHIP	$2,750
EASTERN NEW MEXICO UNIVERSITY
1500 S AVENUE K	PORTALES	NM	88130	NO	SCHOLARSHIP	$115,750
EMBRY RIDDLE AERONAUTICAL UNIVERSIT
110 W 21ST ST	CLOVIS	NM	88103	NO	SCHOLARSHIP	$3,250
ENMU-ROSWELL
52 UNIVERSITY BLVD	ROSWELL	NM	88203	NO	SCHOLARSHIP	$33,500
GRAND CANYON UNIVERSITY
3300 W CAMELBACK RD	PHOENIX	AZ	85017	NO	SCHOLARSHIP	$3,250
GREATER ARTESIA FOUNDATION
PO BOX 1344	ARTESIA	NM	88211	YES	SENIOR SALUTE/RIDE FOR BIKES	$3,000
HARDIN SIMMONS UNIVERSITY
2200 HICKORY ST	ABILENE	TX	79601	NO	SCHOLARSHIP	$9,750
HONOR FLIGHT OF NM
PO BOX 14017	LAS CRUCES	NM	88013	NO	GRANT PROGRAM	$2,500
IDAHO STATE UNIVERSITY
921 S 8TH AVE	POCATELLO	ID	83209	NO	SCHOLARSHIP	$2,750
LUBBOCK CHRISTIAN UNIVERSITY
5601 19TH ST	LUBBOCK	TX	79407	NO	SCHOLARSHIP	$44,750
MCMURRY UNIVERSIY
1400 SAYLES BLVD	ABILENE	TX	79605	NO	SCHOLARSHIP	$9,250
MIDLAND COLLEGE
3600 N GARFIELD ST	MIDLAND	TX	79705	NO	SCHOLARSHIP	$5,500
MISSISSIPPI STATE UNIVERSITY
BS HOOD RD	MISSISSIPPI STATE UNIV	MS	39759	NO	SCHOLARSHIP	$3,250
MUSEUM OF NATURAL HISTORY
1801 MOUNTAIN RD NW	ALBUQUERQUE	NM	87104	NO	GRANT PROGRAM	$5,000
NEW MEXICO INSTITUTE OF MINING &
801 LEROY PL	SOCORRO	NM	87801	NO	SCHOLARSHIP	$6,500	TECHNOLOGY
NEW MEXICO JUNIOR COLLEGE
5317 N LOVINGTON HWY	HOBBS	NM	88240	NO	SCHOLARSHIP	$6,500
NEW MEXICO MILITARY INSTITUTE
101 W COLLEGE BLVD	ROSWELL	NM	88210	NO	SCHOLARSHIP	$5,500
NEW MEXICO STATE UNIVERSITY
1500 UNIVERSITY DR	CARLSBAD	NM	88220	NO	SCHOLARSHIP	$15,200	CARLSBAD
NEW MEXICO STATE UNIVERSITY
1780 E UNIVERSITY AVE	LAS CRUCES	NM	88003	NO	SCHOLARSHIP	$430,750
NORTHERN WYOMING
3059 COFFEEN AVE	SHERIDAN	WY	82801	NO	SCHOLARSHIP	$2,750
OKLAHOMA STATE UNIVERSITY
OKLAHOMA STATE UNIVERSITY	STILLWATER	OK	74074	NO	SCHOLARSHIP	$24,500
OLYMPIAN ACADEMY
4501 N MAIN ST 13	ROSWELL	NM	88201	NO	SCHOLARSHIP	$9,750
OLYMPIAN UNIVERSITY
4501 N MAIN ST	ROSWELL	NM	88201	NO	SCHOLARSHIP	$5,500
RANGER COLLEGE
1100 COLLEGE CIR	RANGER	TX	76470	NO	SCHOLARSHIP	$6,500
SENM VETERANS TRANSPORTATION
2114 W 2ND ST	ROSWELL	NM	88203	NO	GRANT PROGRAM	$1,000
SHERIDAN ROTARY FOUNDATION
PO BOX 997	SHERIDAN	WY	82801	YES	WOUNDED WARRIORS GRANT	$10,000
SONOMA VALLEY VINTERS
783 BROADWAY	SONOMA	CA	95476	NO	GRANT PROGRAM	$50,000
SOUTH PLAINS COLLEGE
1401 COLLEGE AVE	LEVELLAND	TX	79336	NO	SCHOLARSHIP	$36,750
SOUTHERN WESLEYAN UNIVERSITY
215 CLAYTON ST	CENTRAL	SC	29630	NO	SCHOLARSHIP	$2,750
ST MARY'S UNIVERSITY
1 CAMINO SANTA MARIA	SAN ANTONIO	TX	78228	NO	SCHOLARSHIP	$6,500
SWARTHMORE COLLEGE
500 COLLEGE AVE	SWARTHMORE	PA	19081	NO	SCHOLARSHIP	$6,000
TABOR COLLEGE
400 S JEFFERSON ST	HILLSBORO	KS	67063	NO	SCHOLARSHIP	$6,500
TEXAS A&M
1372 TAMU	COLLEGE STATION	TX	778431372	NO	SCHOLARSHIP	$6,500
TEXAS A&M - KINGSVILLE
955 UNIVERSITY BLVD	KINGSVILLE	TX	78363	NO	SCHOLARSHIP	$8,250
TEXAS CHRISTIAN UNIVERSITY
2800 S UNIVERSITY DR	FORT WORTH	TX	76129	NO	SCHOLARSHIP	$6,500
TEXAS STATE UNIVERSITY
601 UNIVERSITY DR	SAN MARCOS	TX	78666	NO	SCHOLARSHIP	$5,500
TEXAS TECH HEALTH SCIENCES CENTER
3601 4TH ST	LUBBOCK	TX	79430	NO	SCHOLARSHIP	$6,500
TEXAS TECH UNIVERSITY
2500 BROADWAY	LUBBOCK	TX	79409	NO	SCHOLARSHIP	$173,750
UNIVERISTY OF WYOMING
1000 E UNIVERSITY AVE	LARAMIE	WY	82071	NO	SCHOLARSHIP	$19,000
UNIVERSAL TECHNICAL INST
16220 N SCHOTTSDALE RD	SCOTTSDALE	AZ	85254	NO	SCHOLARSHIP	$6,500
UNIVERSITY OF ARIZONA
UNIVERSITY OF ARIZONA	TUCSON	AZ	85721	NO	SCHOLARSHIP	$3,250
UNIVERSITY OF DALLAS
1845 E NORTHGATE DR	IRVING	TX	75062	NO	SCHOLARSHIP	$6,500
UNIVERSITY OF DENVER
2199 S UNIVERSITY BLVD	DENVER	CO	80208	NO	SCHOLARSHIP	$6,500
UNIVERSITY OF LOUISVILLE
2301 S 3RD ST	LOUISVILLE	KY	40292	NO	SCHOLARSHIP	$5,500
UNIVERSITY OF MINNESOTA
3 MORRILL HALL	MINNEAPOLIS	MN	55455	NO	SCHOLARSHIP	$2,750		100 CHURHC ST SE
UNIVERSITY OF NEW MEXICO
1155 UNIVERSITY BLVD	ALBUQUERQUE	NM	87131	NO	SCHOLARSHIP	$341,350
UNIVERSITY OF NEW MEXICO
1155 UNIVERSITY BLVD	ALBUQUERQUE	NM	87131	NO	GRANT PROGRAM	$25,000
UNIVERSITY OF OKLAHOMA
660 PARRINGTON OVAL	NORMAN	OK	73019	NO	SCHOLARSHIP	$6,500
UNIVERSITY OF TEXAS
PO BOX 8058	AUSTIN	TX	787138058	NO	SCHOLARSHIP	$6,000
UNIVERSITY OF TEXAS - ARLINGTON
701 S NEDDERMAN DR	ARLINGTON	TX	76019	NO	SCHOLARSHIP	$6,500
UNIVERSITY OF TEXAS - TYLER
3900 UNIVERSITY BLVD	TYLER	TX	75799	NO	SCHOLARSHIP	$6,500
UNIVERSITY OF TEXAS SAN ANTONIO
1 UTSA CIRCLE	SAN ANTONIO	TX	78249	NO	SCHOLARSHOP	$6,500
UTAH VALLEY UNIVERSITY
800 W UNIVERSITY PKWY	OREM	UT	84058	NO	SCHOLARSHIP	$3,250
WAYLAND BAPTIST UNIVERSITY
1900 W 7TH ST	PLAINVIEW	TX	79072	NO	SCHOLARSHIP	$24,500
WEST TEXAS A&M UNIVERSITY
2501 4TH AVE	CANYON	TX	79016	NO	SCHOLARSHIP	$36,000

Field	Value	IRS element (for citing)
Total Grant Or Contri Pd Dur Yr	$1,857,938	TotalGrantOrContriPdDurYrAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$98,726	ExclusionAmt

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$439,970	ExclusionAmt

Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$27,141	ExclusionAmt
Related Or Exempt Function Incm	$95,397	RelatedOrExemptFunctionIncmAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$177,069	ExclusionAmt
Related Or Exempt Function Incm	-$65,068	RelatedOrExemptFunctionIncmAmt

Other Revenue Described OtherRevenueDescribedGrp (2 entries)

DescDesc	ExclusionExclusionCd	ExclusionExclusionAmt
RENT	16	$3,900
PASSTHROUGH INV INC(LOSS)	14	$3,349,290

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Field	Value	IRS element (for citing)
Exclusion	$4,096,096	ExclusionAmt
Related Or Exempt Function Incm	$30,329	RelatedOrExemptFunctionIncmAmt

Field	Value	IRS element (for citing)
Total Income Producing Acty	$4,126,425	TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO	false	TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO	false	TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets	false	SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO	false	PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets	false	RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements	false	ReimbursementArrangementsInd
Loans Or Loan Guarantees	false	LoansOrLoanGuaranteesInd
Performance Of Services Etc	false	PerformanceOfServicesEtcInd
Sharing Of Facilities Etc	false	SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO	false	RelationshipsNonchrtblEOInd

Schedule B IRS990ScheduleB

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
General Rule	Yes (X)	GeneralRuleInd

Contributor Information ContributorInformationGrp (11 entries)

ContributorContributorNum	Address Line1ContributorUSAddress/AddressLine1Txt	CityContributorUSAddress/CityNm	State AbbreviationContributorUSAddress/StateAbbreviationCd	ZIPContributorUSAddress/ZIPCd	Total ContributionsTotalContributionsAmt	Person ContributionPersonContributionInd
CATALYST OILFIELD
1	PO BOX 8485	MIDLAND	TX	79708	$5,000	Yes (X)
JUST GIVE
7	PO BOX 300	SAN FRANCISCO	CA	941040300	$20,000	Yes (X)
JAYNES CORPORATION
2	2906 BROADWAY	ALBUQUERQUE	NM	87112	$5,000	Yes (X)
RADKIN INVESTMENTS
8	125 W MISSOURI	MIDLAND	TX	79701	$6,500	Yes (X)
MEMBER'S GIVE AMERICAN EXPRESS
3	PO BOX 300	SAN FRANCISCO	CA	941040300	$30,000	Yes (X)
BARBEN INVESTMENTS
9	4601 WOODHOLLOW DR	MIDLAND	TX	79707	$8,000	Yes (X)
BANK OF AMERICA
4	1815 NORTH BLVD	HOUSTON	TX	77098	$10,000	Yes (X)
NM MUTUAL
10	3900 SINGER BLVD	ALBUQUERQUE	NM	87109	$11,000	Yes (X)
WILLIAM LEVEN
5	1815 NORTH BLVD	HOUSTON	TX	770985415	$7,500	Yes (X)
MISC DONATIONS UNDER 5000
11	VARIOUS	VARIOUS	NM	88210	$36,896	Yes (X)
BMBSWC RANCHES INC
6	550 W TEXAS AVE	MIDLAND	TX	79701	$8,600	Yes (X)

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

Field	Value	IRS element (for citing)
Category	INDIRECT ACCOUNTING FEES	CategoryTxt
Amt	$20,780	Amt
Disbursements Charitable Prps	$20,780	DisbursementsCharitablePrpsAmt

Depreciation Schedule DepreciationSchedule

Depreciation Property DepreciationPropertyGrp (30 entries)

PropertyPropertyDesc	AcquiredAcquiredDt	Cost Or Other BasisCostOrOtherBasisAmt	Prior Year DepreciationPriorYearDepreciationAmt	Computation MethodComputationMethodTxt	LifeLifeRt	Current Year ExpenseCurrentYearExpenseAmt
OFFICE FURNITURE	2007-05-24	$1,267	$1,090	S/L	10.0000	$126
OFFICE FURNITURE	2007-06-04	$1,082	$927	S/L	10.0000	$108
OFFICE FURNITURE	2007-09-10	$446	$375	S/L	10.0000	$44
OFFICE FURNITURE	2007-09-20	$3,780	$3,119	S/L	10.0000	$378
OFFICE FURNITURE	2007-11-08	$714	$580	S/L	10.0000	$72
OFFICE FURNITURE	2007-11-19	$143	$113	S/L	10.0000	$15
OFFICE FURNITURE	2006-12-15	$4,734	$4,316	S/L	10.0000	$418
COMPUTER EQUIPMENT	2007-07-10	$71	$71	S/L	5.0000
PRINTER	2006-12-15	$1,140	$1,140	S/L	5.0000
TELEPHONE EQUIPMENT	2006-12-15	$10,571	$10,571	S/L	5.0000
OFFICE FURNITURE	2008-01-10	$529	$424	S/L	10.0000	$53
OFFICE FURNITURE	2008-02-06	$1,696	$1,345	S/L	10.0000	$169
OFFICE FURNITURE - CARPET	2008-08-04	$406	$297	S/L	10.0000	$40
COMPUTER EQUIPMENT	2008-10-14	$86	$86	S/L	5.0000
OFFICE EQUIPMENT	2008-11-12	$331	$331	S/L	7.0000
OFFICE FURNITURE	2008-11-12	$146	$107	S/L	10.0000	$14
COMPUTER EQUIPMENT	2008-12-02	$64	$64	S/L	5.0000
COMPUTER EQUIPMENT	2008-12-11	$64	$64	S/L	5.0000
OFFICE FURNITURE	2010-02-28	$15,422	$15,422	S/L	5.0000
OFFICE FURNITURE	2011-05-18	$2,547	$2,333	S/L	5.0000	$214
COMPUTER EQUIPMENT	2011-09-01	$2,161	$1,872	S/L	5.0000	$289
COMPUTER EQUIPMENT	2012-05-14	$4,388	$3,219	S/L	5.0000	$877
OFFICE FURNITURE	2012-05-18	$1,490	$1,068	S/L	5.0000	$298
COMPUTER EQUIPMENT	2012-06-25	$3,324	$2,327	S/L	5.0000	$665
OFFICE FURNITURE	2012-07-10	$1,525	$1,068	S/L	5.0000	$305
OFFICE FURNITURE	2012-12-11	$401	$401	S/L	3.0000
LAND - MAIN STREET	2014-05-14	$55,000
BUILDING - MAIN (W/IMPRV)	2014-05-14	$878,905	$36,642	S/L	39.0000	$22,536
OFFICE FURN (MAIN ST)	2014-06-01	$61,978	$9,813	S/L	10.0000	$6,198
OFFICE EQUIP	2015-06-01	$6,394	$3,517	S/L	5.0000	$639

Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch

Gain Loss Sale Other Asset GainLossSaleOtherAssetGrp (943 entries)

AssetAssetDesc	AcquiredAcquiredDt	How AcquiredHowAcquiredTxt	SoldSoldDt	Gross Sales PriceGrossSalesPriceAmt	BasisBasisAmt	Total NetTotalNetAmt
AIR METHODS CORP NEW CMN	2013-03	PURCHASE	2016-02	$364	$495	-$131
AIR METHODS CORP NEW CMN	2011-06	PURCHASE	2016-02	$546	$357	$189
AIR METHODS CORP NEW CMN	2013-03	PURCHASE	2016-04	$1,180	$1,485	-$305
AIR METHODS CORP NEW CMN	2013-03	PURCHASE	2016-07	$1,134	$1,485	-$351
AMERICAN INTL GROUP, INC. CMN	2012-10	PURCHASE	2016-01	$2,713	$1,752	$961
AMERICAN INTL GROUP, INC. CMN	2012-10	PURCHASE	2016-01	$3,101	$1,955	$1,146
AMERICAN INTL GROUP, INC. CMN	2012-09	PURCHASE	2016-01	$886	$559	$327
AMERICAN INTL GROUP, INC. CMN	2012-09	PURCHASE	2016-01	$3,101	$1,932	$1,169
AMERICAN INTL GROUP, INC. CMN	2012-10	PURCHASE	2016-01	$2,880	$1,778	$1,102
AMERICAN INTL GROUP, INC. CMN	2012-10	PURCHASE	2016-08	$3,688	$2,332	$1,356
AMERICAN INTL GROUP, INC. CMN	2012-10	PURCHASE	2016-08	$2,017	$1,252	$765
AMERICAN INTL GROUP, INC. CMN	2012-10	PURCHASE	2016-09	$4,414	$2,686	$1,728
AMERICAN INTL GROUP, INC. CMN	2012-10	PURCHASE	2016-09	$1,765	$1,093	$672
AMERICAN INTL GROUP, INC. CMN	2012-10	PURCHASE	2016-10	$2,858	$1,719	$1,139
AMERICAN INTL GROUP, INC. CMN	2012-10	PURCHASE	2016-10	$123	$72	$51
AMERICAN INTL GROUP, INC. CMN	2013-03	PURCHASE	2016-10	$3,891	$2,473	$1,418
AMERICAN INTL GROUP, INC. CMN	2013-03	PURCHASE	2016-10	$2,758	$1,766	$992
ANALOGIC CORP (NEW) CMN	2014-02	PURCHASE	2016-12	$748	$1,036	-$288
ANALOGIC CORP (NEW) CMN	2014-02	PURCHASE	2016-12	$83	$98	-$15
ANALOGIC CORP (NEW) CMN	2014-02	PURCHASE	2016-12	$416	$562	-$146
ANALOGIC CORP (NEW) CMN	2014-02	PURCHASE	2016-12	$831	$1,134	-$303
APPLE INC. CMN	2013-01	PURCHASE	2016-10	$5,475	$2,963	$2,512
APPLE INC. CMN	2013-01	PURCHASE	2016-10	$815	$447	$368
ASPEN TECHNOLOGY INC CMN	2015-02	PURCHASE	2016-01	$503	$586	-$83
ASPEN TECHNOLOGY INC CMN	2015-02	PURCHASE	2016-01	$1,620	$1,954	-$334
ASPEN TECHNOLOGY INC CMN	2015-02	PURCHASE	2016-01	$1,006	$1,162	-$156
AT&T INC. 2.95% 05/15/2016 SR LIEN	2015-05	PURCHASE	2016-05	$50,000	$50,000
AUTOZONE, INC. CMN	2014-07	PURCHASE	2016-07	$4,005	$2,673	$1,332
AUTOZONE, INC. CMN	2014-07	PURCHASE	2016-07	$801	$535	$266
AUTOZONE, INC. CMN	2014-07	PURCHASE	2016-07	$35,063	$22,990	$12,073
BAXALTA INCORPORATED CMN	2011-02	PURCHASE	2016-01	$1,126	$616	$510
BAXALTA INCORPORATED CMN	2010-12	PURCHASE	2016-01	$1,488	$824	$664
BAXALTA INCORPORATED CMN	2013-03	PURCHASE	2016-01	$1,667	$1,283	$384
BAXALTA INCORPORATED CMN	2011-02	PURCHASE	2016-01	$3,700	$2,002	$1,698
BAXALTA INCORPORATED CMN	2015-11	PURCHASE	2016-02	$1,899	$1,795	$104
BAXALTA INCORPORATED CMN	2013-03	PURCHASE	2016-02	$112	$94	$18
BAXALTA INCORPORATED CMN	2015-11	PURCHASE	2016-02	$2,575	$2,358	$217
BLACKBAUD INC CMN	2011-02	PURCHASE	2016-01	$308	$133	$175
BLACKBAUD INC CMN	2013-03	PURCHASE	2016-01	$308	$146	$162
BLACKBAUD INC CMN	2013-03	PURCHASE	2016-01	$610	$293	$317
BOSTON SCIENTIFIC CORP. COMMON STOCK	2012-05	PURCHASE	2016-01	$5,138	$1,741	$3,397
BOSTON SCIENTIFIC CORP. COMMON STOCK	2012-05	PURCHASE	2016-05	$2,953	$772	$2,181
BOSTON SCIENTIFIC CORP. COMMON STOCK	2012-05	PURCHASE	2016-05	$2,633	$689	$1,944
BOSTON SCIENTIFIC CORP. COMMON STOCK	2012-05	PURCHASE	2016-06	$5,588	$1,456	$4,132
BOSTON SCIENTIFIC CORP. COMMON STOCK	2012-07	PURCHASE	2016-06	$3,066	$772	$2,294
BOSTON SCIENTIFIC CORP. COMMON STOCK	2012-05	PURCHASE	2016-06	$5,632	$1,444	$4,188
BOSTON SCIENTIFIC CORP. COMMON STOCK	2012-05	PURCHASE	2016-06	$1,853	$499	$1,354
BOSTON SCIENTIFIC CORP. COMMON STOCK	2012-07	PURCHASE	2016-06	$4,601	$1,150	$3,451
BOSTON SCIENTIFIC CORP. COMMON STOCK	2012-07	PURCHASE	2016-06	$1,183	$283	$900
BOSTON SCIENTIFIC CORP. COMMON STOCK	2013-10	PURCHASE	2016-06	$1,415	$703	$712
BOSTON SCIENTIFIC CORP. COMMON STOCK	2013-03	PURCHASE	2016-06	$2,181	$710	$1,471
CARDTRONICS, INC. CMN	2013-03	PURCHASE	2016-07	$3,384	$2,292	$1,092
CARDTRONICS, INC. CMN	2011-10	PURCHASE	2016-07	$796	$491	$305
CAVIUM INC CMN	2011-03	PURCHASE	2016-06	$599	$596	$3
CAVIUM INC CMN	2011-03	PURCHASE	2016-06	$1,398	$1,340	$58
CAVIUM INC CMN	2013-03	PURCHASE	2016-06	$1,797	$1,712	$85
CHARTER COMMUNICATIONS, INC. CMN	2015-07	PURCHASE	2016-05	$36		$36
CLARCOR, INC. CMN	2011-03	PURCHASE	2016-11	$691	$441	$250
CLARCOR, INC. CMN	2011-02	PURCHASE	2016-11	$345	$218	$127
CLECO CORPORATION CMN	2016-03	PURCHASE	2016-04	$2,215	$1,936	$279
COGNEX CORP CMN	2013-03	PURCHASE	2016-03	$198	$103	$95
COGNEX CORP CMN	2011-02	PURCHASE	2016-03	$793	$318	$475
COGNEX CORP CMN	2011-12	PURCHASE	2016-03	$397	$179	$218
COGNEX CORP CMN	2013-03	PURCHASE	2016-10	$1,291	$516	$775
COTY, INC. CMN CLASS A	2016-11	PURCHASE	2016-11	$17		$17
EOG RESOURCES INC CMN	2012-05	PURCHASE	2016-03	$216	$151	$65
EOG RESOURCES INC CMN	2011-02	PURCHASE	2016-03	$4,467	$3,314	$1,153
EOG RESOURCES INC CMN	2012-05	PURCHASE	2016-04	$4,891	$3,020	$1,871
EQUINIX, INC. REIT	2014-10	PURCHASE	2016-11	$5,420	$3,228	$2,192
EQUINIX, INC. REIT	2014-05	PURCHASE	2016-11	$12,873	$7,332	$5,541
EXPRESS SCRIPTS HOLDINGS CMN	2013-04	PURCHASE	2016-01	$369	$292	$77
EXPRESS SCRIPTS HOLDINGS CMN	2013-03	PURCHASE	2016-01	$2,656	$2,085	$571
EXPRESS SCRIPTS HOLDINGS CMN	2013-03	PURCHASE	2016-01	$959	$769	$190
EXPRESS SCRIPTS HOLDINGS CMN	2013-05	PURCHASE	2016-01	$1,464	$1,219	$245
EXPRESS SCRIPTS HOLDINGS CMN	2013-03	PURCHASE	2016-01	$3,098	$2,444	$654
EXPRESS SCRIPTS HOLDINGS CMN	2013-04	PURCHASE	2016-01	$2,781	$2,222	$559
EXPRESS SCRIPTS HOLDINGS CMN	2013-05	PURCHASE	2016-01	$1,631	$1,402	$229
EXPRESS SCRIPTS HOLDINGS CMN	2013-10	PURCHASE	2016-01	$4,112	$3,542	$570
FEI COMPANY CMN	2011-06	PURCHASE	2016-05	$1,614	$599	$1,015
FEI COMPANY CMN	2013-03	PURCHASE	2016-07	$1,595	$963	$632
FEI COMPANY CMN	2011-06	PURCHASE	2016-07	$532	$200	$332
FEI COMPANY CMN	2011-06	PURCHASE	2016-07	$2,127	$746	$1,381
FEI COMPANY CMN	2013-03	PURCHASE	2016-08	$1,599	$963	$636
FEI COMPANY CMN	2013-03	PURCHASE	2016-08	$533	$321	$212
FEI COMPANY CMN	2013-03	PURCHASE	2016-09	$2,131	$1,284	$847
GLACIER BANCORP INC (NEW) CMN	2012-02	PURCHASE	2016-04	$1,029	$587	$442
GLACIER BANCORP INC (NEW) CMN	2012-02	PURCHASE	2016-04	$515	$297	$218
GLACIER BANCORP INC (NEW) CMN	2012-02	PURCHASE	2016-04	$263	$147	$116
GLACIER BANCORP INC (NEW) CMN	2013-03	PURCHASE	2016-04	$1,315	$906	$409
GRAND CANYON EDUCATION, INC. CMN	2012-01	PURCHASE	2016-11	$282	$80	$202
GRAND CANYON EDUCATION, INC. CMN	2012-12	PURCHASE	2016-11	$846	$365	$481
GRAND CANYON EDUCATION, INC. CMN	2013-03	PURCHASE	2016-11	$564	$241	$323
GS INVESTMENT GRADE CREDIT FUND SEP	2011-01	PURCHASE	2016-07	$1,410	$1,424	-$14
GS INVESTMENT GRADE CREDIT FUND SEP	2011-02	PURCHASE	2016-07	$2,231	$2,271	-$40
GS INVESTMENT GRADE CREDIT FUND SEP	2011-03	PURCHASE	2016-07	$2,101	$2,128	-$27
GS INVESTMENT GRADE CREDIT FUND SEP	2011-04	PURCHASE	2016-07	$2,181	$2,243	-$62
GS INVESTMENT GRADE CREDIT FUND SEP	2011-05	PURCHASE	2016-07	$1,824	$1,900	-$76
GS TACTICAL TILT OVERLAY MUTUAL FUND	2015-09	PURCHASE	2016-01	$218,719	$250,000	-$31,281
HARRIS CORPORATION 1.999% 04/27/2018	2015-06	PURCHASE	2016-09	$50,271	$49,899	$372
HEICO CORPORATION (NEW) CMN	2014-12	PURCHASE	2016-02	$1,085	$1,124	-$39
HUMANA INC. CMN	2016-07	PURCHASE	2016-12	$7,221	$5,703	$1,518
INTERNAP CORP CMN	2013-03	PURCHASE	2016-09	$159	$704	-$545
INTERNAP CORP CMN	2012-10	PURCHASE	2016-09	$667	$2,503	-$1,836
INTERNAP CORP CMN	2012-11	PURCHASE	2016-09	$479	$1,462	-$983
INTERNAP CORP CMN	2012-11	PURCHASE	2016-09	$973	$3,009	-$2,036
INTERNAP CORP CMN	2013-03	PURCHASE	2016-09	$118	$521	-$403
INTERNAP CORP CMN	2013-03	PURCHASE	2016-09	$451	$2,000	-$1,549
INTERNAP CORP CMN	2013-03	PURCHASE	2016-09	$834	$3,756	-$2,922
INTERNAP CORP CMN	2013-03	PURCHASE	2016-09	$1,084	$4,874	-$3,790
INTERNAP CORP CMN	2013-04	PURCHASE	2016-09	$156	$666	-$510
INTERNAP CORP CMN	2013-04	PURCHASE	2016-09	$1,422	$6,570	-$5,148
INTL BUSINESS MACHINES CORP CMN	2011-02	PURCHASE	2016-07	$647	$653	-$6
INTL BUSINESS MACHINES CORP CMN	2011-02	PURCHASE	2016-07	$5,500	$5,578	-$78
INTL BUSINESS MACHINES CORP CMN	2013-03	PURCHASE	2016-10	$1,498	$2,105	-$607
INTL BUSINESS MACHINES CORP CMN	2011-02	PURCHASE	2016-10	$5,168	$5,551	-$383
INTL BUSINESS MACHINES CORP CMN	2011-02	PURCHASE	2016-10	$450	$490	-$40
INTL BUSINESS MACHINES CORP CMN	2013-10	PURCHASE	2016-10	$3,147	$3,814	-$667
INTL BUSINESS MACHINES CORP CMN	2014-01	PURCHASE	2016-10	$599	$731	-$132
LINEAR TECHNOLOGY CORPORATION CMN	2011-02	PURCHASE	2016-08	$4,950	$2,946	$2,004
LINEAR TECHNOLOGY CORPORATION CMN	2010-12	PURCHASE	2016-08	$4,243	$2,441	$1,802
LINEAR TECHNOLOGY CORPORATION CMN	2015-08	PURCHASE	2016-08	$1,049	$714	$335
LINEAR TECHNOLOGY CORPORATION CMN	2011-02	PURCHASE	2016-08	$933	$561	$372
LINEAR TECHNOLOGY CORPORATION CMN	2013-03	PURCHASE	2016-08	$3,730	$2,449	$1,281
LINEAR TECHNOLOGY CORPORATION CMN	2015-08	PURCHASE	2016-09	$5,855	$3,967	$1,888
MARKETAXESS HOLDINGS INC. CMN	2011-06	PURCHASE	2016-01	$536	$115	$421
MARKETAXESS HOLDINGS INC. CMN	2013-03	PURCHASE	2016-01	$1,063	$391	$672
MARKETAXESS HOLDINGS INC. CMN	2013-03	PURCHASE	2016-06	$1,406	$391	$1,015
MEDTRONIC PUBLIC LIMITED COMPA CMN	2015-01	PURCHASE	2016-01	$2,460	$2,530	-$70
MEDTRONIC PUBLIC LIMITED COMPA CMN	2015-01	PURCHASE	2016-01	$4,323	$4,447	-$124
MEDTRONIC PUBLIC LIMITED COMPA CMN	2015-01	PURCHASE	2016-03	$7,249	$7,285	-$36
METLIFE, INC. CMN	2014-04	PURCHASE	2016-12	$7,680	$6,918	$762
MORGAN STANLEY CMN	2013-01	PURCHASE	2016-11	$6,903	$3,278	$3,625
MORGAN STANLEY CMN	2013-01	PURCHASE	2016-11	$1,405	$684	$721
PIER 1 IMPORTS INC (DELAWARE) CMN	2013-06	PURCHASE	2016-04	$628	$2,100	-$1,472
PIER 1 IMPORTS INC (DELAWARE) CMN	2013-06	PURCHASE	2016-04	$210	$700	-$490
PIER 1 IMPORTS INC (DELAWARE) CMN	2013-07	PURCHASE	2016-04	$454	$1,509	-$1,055
POWER INTEGRATIONS INC CMN	2011-02	PURCHASE	2016-04	$698	$561	$137
PPG INDUSTRIES, INC. CMN	2016-02	PURCHASE	2016-04	$3,107	$2,478	$629
PRA GROUP INC CMN	2013-03	PURCHASE	2016-03	$1,122	$1,852	-$730
PROTO LABS INC CMN	2013-03	PURCHASE	2016-11	$1,362	$1,449	-$87
PROTO LABS INC CMN	2013-02	PURCHASE	2016-11	$1,135	$1,067	$68
PROTO LABS INC CMN	2014-06	PURCHASE	2016-11	$681	$1,158	-$477
ROFIN-SINAR TECHNOLOGIES INC CMN	2011-03	PURCHASE	2016-03	$471	$561	-$90
ROFIN-SINAR TECHNOLOGIES INC CMN	2013-03	PURCHASE	2016-03	$1,257	$1,094	$163
ROFIN-SINAR TECHNOLOGIES INC CMN	2011-02	PURCHASE	2016-03	$628	$805	-$177
ROFIN-SINAR TECHNOLOGIES INC CMN	2013-03	PURCHASE	2016-06	$956	$820	$136
ROFIN-SINAR TECHNOLOGIES INC CMN	2013-03	PURCHASE	2016-06	$958	$820	$138
ROSS STORES,INC CMN	2013-07	PURCHASE	2016-06	$15,773	$9,477	$6,296
ROSS STORES,INC CMN	2013-11	PURCHASE	2016-06	$5,439	$3,772	$1,667
SCIQUEST, INC. CMN	2012-11	PURCHASE	2016-07	$444	$387	$57
SCIQUEST, INC. CMN	2014-03	PURCHASE	2016-07	$799	$1,176	-$377
SCIQUEST, INC. CMN	2013-03	PURCHASE	2016-07	$1,154	$1,362	-$208
SCIQUEST, INC. CMN	2014-04	PURCHASE	2016-07	$444	$635	-$191
SOLERA HOLDINGS INC CMN	2013-03	PURCHASE	2016-03	$2,234	$2,234
SOLERA HOLDINGS INC CMN	2012-03	PURCHASE	2016-03	$279	$230	$49
SOLERA HOLDINGS INC CMN	2013-10	PURCHASE	2016-03	$1,955	$1,867	$88
SUNTRUST BANKS, INC. 3.5% 01/20/2017	2015-05	PURCHASE	2016-12	$50,000	$50,090	-$90
SYSCO CORPORATION CMN	2011-02	PURCHASE	2016-06	$4,290	$2,552	$1,738
SYSCO CORPORATION CMN	2011-02	PURCHASE	2016-07	$721	$411	$310
SYSCO CORPORATION CMN	2013-03	PURCHASE	2016-07	$1,689	$1,104	$585
SYSCO CORPORATION CMN	2013-03	PURCHASE	2016-07	$4,787	$3,111	$1,676
SYSCO CORPORATION CMN	2014-01	PURCHASE	2016-07	$3,839	$2,713	$1,126
SYSCO CORPORATION CMN	2015-02	PURCHASE	2016-07	$2,559	$2,002	$557
SYSCO CORPORATION CMN	2014-01	PURCHASE	2016-07	$205	$145	$60
SYSCO CORPORATION CMN	2014-01	PURCHASE	2016-07	$5,522	$3,907	$1,615
SYSCO CORPORATION CMN	2015-02	PURCHASE	2016-07	$5,405	$4,165	$1,240
SYSCO CORPORATION CMN	2015-02	PURCHASE	2016-07	$5,766	$4,445	$1,321
TEAM HEALTH HOLDINGS, INC. CMN	2015-07	PURCHASE	2016-12	$1,277	$1,978	-$701
TEAM HEALTH HOLDINGS, INC. CMN	2015-07	PURCHASE	2016-12	$1,489	$2,289	-$800
TEAM HEALTH HOLDINGS, INC. CMN	2015-09	PURCHASE	2016-12	$851	$1,218	-$367
TEAM HEALTH HOLDINGS, INC. CMN	2015-12	PURCHASE	2016-12	$851	$883	-$32
TEEKAY CORPORATION CMN	2012-02	PURCHASE	2016-01	$4,676	$17,466	-$12,790
TEEKAY CORPORATION CMN	2013-03	PURCHASE	2016-01	$663	$3,091	-$2,428
TEXAS ROADHOUSE, INC. CMN	2011-03	PURCHASE	2016-02	$619	$242	$377
TEXAS ROADHOUSE, INC. CMN	2012-03	PURCHASE	2016-02	$825	$341	$484
THERMO FISHER SCIENTIFIC INC. 1.3% 0	2015-06	PURCHASE	2016-10	$50,127	$49,908	$219
TORO CO (DELAWARE) CMN	2011-02	PURCHASE	2016-02	$1,122	$460	$662
TORO CO (DELAWARE) CMN	2011-02	PURCHASE	2016-06	$1,772	$614	$1,158
TUMI HOLDINGS, INC. CMN	2014-06	PURCHASE	2016-03	$770	$601	$169
TUMI HOLDINGS, INC. CMN	2014-06	PURCHASE	2016-03	$770	$597	$173
TUMI HOLDINGS, INC. CMN	2014-06	PURCHASE	2016-05	$400	$302	$98
TUMI HOLDINGS, INC. CMN	2014-06	PURCHASE	2016-05	$534	$407	$127
TUMI HOLDINGS, INC. CMN	2014-06	PURCHASE	2016-05	$267	$200	$67
TUMI HOLDINGS, INC. CMN	2014-06	PURCHASE	2016-05	$801	$605	$196
TUMI HOLDINGS, INC. CMN	2014-06	PURCHASE	2016-08	$535	$407	$128
TUMI HOLDINGS, INC. CMN	2014-11	PURCHASE	2016-08	$1,338	$1,020	$318
TUMI HOLDINGS, INC. CMN	2014-06	PURCHASE	2016-08	$1,070	$824	$246
TWENTY-FIRST CENTURY FOX, INC. CMN	2014-06	PURCHASE	2016-02	$1,414	$1,943	-$529
TYLER TECHNOLOGIES INC CMN	2013-03	PURCHASE	2016-01	$1,644	$586	$1,058
U.S. TREASURY NOTE 1.000000% 02/15/2	2015-03	PURCHASE	2016-03	$10,050	$9,988	$62
U.S. TREASURY NOTE 1.000000% 02/15/2	2015-03	PURCHASE	2016-04	$30,157	$29,964	$193
U.S. TREASURY NOTE 1.000000% 02/15/2	2015-03	PURCHASE	2016-07	$20,110	$19,976	$134
U.S. TREASURY NOTE 1.000000% 05/15/2	2016-05	PURCHASE	2016-07	$10,062	$10,048	$14
U.S. TREASURY NOTE 1.000000% 05/15/2	2016-05	PURCHASE	2016-08	$10,037	$10,045	-$8
U.S. TREASURY NOTE 1.000000% 05/15/2	2016-05	PURCHASE	2016-11	$19,993	$20,078	-$85
U.S. TREASURY NOTE 1.125000% 12/31/2	2015-12	PURCHASE	2016-04	$30,130	$29,517	$613
U.S. TREASURY NOTE 1.125000% 12/31/2	2015-12	PURCHASE	2016-05	$50,224	$49,215	$1,009
U.S. TREASURY NOTE 1.375000% 08/31/2	2016-09	PURCHASE	2016-09	$19,988	$19,811	$177
U.S. TREASURY NOTE 1.375000% 09/30/2	2016-09	PURCHASE	2016-10	$19,774	$19,974	-$200
U.S. TREASURY NOTE 1.625000% 04/30/2	2016-04	PURCHASE	2016-05	$10,068	$9,990	$78
U.S. TREASURY NOTE 1.625000% 04/30/2	2016-04	PURCHASE	2016-05	$10,063	$9,990	$73
U.S. TREASURY NOTE 1.625000% 10/31/2	2016-10	PURCHASE	2016-12	$9,636	$10,044	-$408
U.S. TREASURY NOTE 1.625000% 10/31/2	2016-10	PURCHASE	2016-12	$9,634	$10,044	-$410
U.S. TREASURY NOTE 2.125000% 11/30/2	2016-12	PURCHASE	2016-12	$9,877	$9,950	-$73
U.S. TREASURY NOTE 2.125000% 11/30/2	2016-12	PURCHASE	2016-12	$9,877	$9,950	-$73
U.S. TREASURY NOTE 2.250000% 07/31/2	2011-08	PURCHASE	2016-04	$20,680	$20,304	$376
U.S. TREASURY NOTE 2.375000% 05/31/2	2011-06	PURCHASE	2016-04	$20,694	$20,032	$662
UNITED PARCEL SERVICE, INC. CLASS B	2015-05	PURCHASE	2016-12	$3,324	$2,820	$504
US TREASURY BOND 5.25% 2-15-2029	2015-07	PURCHASE	2016-09	$27,659	$25,509	$2,150
USII INFL IX NOTE 0.625000% 01/15/20	2014-05	PURCHASE	2016-04	$15,893	$15,575	$318
USII INFL IX NOTE 0.625000% 01/15/20	2014-05	PURCHASE	2016-04	$15,893	$15,575	$318
VOYA FINANCIAL, INC. STEP 02/15/2018	2015-05	PURCHASE	2016-06	$11,333	$11,305	$28
WD 40 CO CMN	2011-02	PURCHASE	2016-06	$1,665	$603	$1,062
WD 40 CO CMN	2011-02	PURCHASE	2016-10	$536	$201	$335
WEST PHARMACEUTICAL SERVICES INC	2011-02	PURCHASE	2016-07	$1,550	$401	$1,149
3M COMPANY	2014-11	PURCHASE	2016-08	$5,513	$4,813	$700
3M COMPANY	2014-11	PURCHASE	2016-09	$7,797	$6,676	$1,121
3M COMPANY	2014-07	PURCHASE	2016-08	$2,845	$2,303	$542
3M COMPANY	2014-05	PURCHASE	2016-04	$12,663	$10,706	$1,957
3M COMPANY	2014-05	PURCHASE	2016-03	$10,491	$9,297	$1,194
3M COMPANY	2014-05	PURCHASE	2016-08	$15,116	$12,315	$2,801
3M COMPANY	2014-05	PURCHASE	2016-08	$356	$282	$74
AIR PRODUCTS&CHEM	2016-02	PURCHASE	2016-03	$6,701	$6,686	$15
AIR PRODUCTS&CHEM	2016-02	PURCHASE	2016-04	$15,162	$14,174	$988
AIR PRODUCTS&CHEM	2016-02	PURCHASE	2016-05	$128,901	$120,482	$8,419
AMGEN INC COM PV 0.0001	2016-08	PURCHASE	2016-09	$2,038	$2,092	-$54
AMGEN INC COM PV 0.0001	2016-08	PURCHASE	2016-11	$98,169	$122,713	-$24,544
AUTOMATIC DATA PROC	2015-01	PURCHASE	2016-09	$1,089	$1,003	$86
AUTOMATIC DATA PROC	2014-11	PURCHASE	2016-04	$1,166	$1,089	$77
AUTOMATIC DATA PROC	2014-11	PURCHASE	2016-08	$14,492	$13,736	$756
AUTOMATIC DATA PROC	2014-11	PURCHASE	2016-09	$7,988	$7,370	$618
AUTOMATIC DATA PROC	2014-07	PURCHASE	2016-03	$3,747	$3,069	$678
AUTOMATIC DATA PROC	2014-07	PURCHASE	2016-04	$12,291	$9,554	$2,737
AUTOMATIC DATA PROC	2014-03	PURCHASE	2016-03	$6,898	$5,513	$1,385
C.H. ROBINSON WORLDWIDE,	2015-08	PURCHASE	2016-02	$909	$922	-$13
C.H. ROBINSON WORLDWIDE,	2015-05	PURCHASE	2016-02	$2,656	$2,515	$141
C.H. ROBINSON WORLDWIDE,	2015-03	PURCHASE	2016-02	$2,656	$2,644	$12
C.H. ROBINSON WORLDWIDE,	2015-02	PURCHASE	2016-02	$1,188	$1,381	-$193
C.H. ROBINSON WORLDWIDE,	2015-02	PURCHASE	2016-02	$81,572	$86,402	-$4,830
C.H. ROBINSON WORLDWIDE,	2015-02	PURCHASE	2016-02	$7,130	$7,676	-$546
C.H. ROBINSON WORLDWIDE,	2015-02	PURCHASE	2016-02	$9,576	$10,739	-$1,163
CSX CORP	2016-11	PURCHASE	2016-12	$169,568	$143,646	$25,922
CUMMINS INC COM	2015-10	PURCHASE	2016-02	$3,834	$4,035	-$201
CUMMINS INC COM	2015-08	PURCHASE	2016-02	$11,896	$15,304	-$3,408
CUMMINS INC COM	2015-07	PURCHASE	2016-02	$5,407	$7,073	-$1,666
CUMMINS INC COM	2015-03	PURCHASE	2016-02	$787	$1,211	-$424
CUMMINS INC COM	2015-03	PURCHASE	2016-02	$6,391	$9,583	-$3,192
CUMMINS INC COM	2015-03	PURCHASE	2016-02	$295	$457	-$162
CUMMINS INC COM	2015-03	PURCHASE	2016-02	$67,052	$99,021	-$31,969
DOVER CORP	2016-09	PURCHASE	2016-11	$36	$35	$1
DOVER CORP	2016-06	PURCHASE	2016-11	$859	$899	-$40
DOVER CORP	2016-02	PURCHASE	2016-11	$23,316	$20,572	$2,744
DOVER CORP	2015-12	PURCHASE	2016-11	$793	$726	$67
DOVER CORP	2015-08	PURCHASE	2016-11	$18,692	$17,836	$856
DOVER CORP	2015-07	PURCHASE	2016-11	$14,069	$13,975	$94
DOVER CORP	2015-01	PURCHASE	2016-11	$25,231	$26,929	-$1,698
DOVER CORP	2014-12	PURCHASE	2016-11	$462	$475	-$13
DOVER CORP	2014-12	PURCHASE	2016-11	$6,407	$7,515	-$1,108
DOVER CORP	2014-12	PURCHASE	2016-11	$9,907	$12,145	-$2,238
DOVER CORP	2014-12	PURCHASE	2016-11	$6,539	$7,420	-$881
DOVER CORP	2014-12	PURCHASE	2016-11	$462	$589	-$127
DOVER CORP	2014-11	PURCHASE	2016-11	$66	$74	-$8
DOVER CORP	2014-11	PURCHASE	2016-11	$660	$788	-$128
DOVER CORP	2014-11	PURCHASE	2016-11	$528	$613	-$85
DOVER CORP	2014-11	PURCHASE	2016-11	$727	$784	-$57
DOVER CORP	2014-11	PURCHASE	2016-11	$66	$66
DOVER CORP	2014-11	PURCHASE	2016-08	$15,615	$17,905	-$2,290
DOVER CORP	2014-11	PURCHASE	2016-04	$319	$400	-$81
DOVER CORP	2014-11	PURCHASE	2016-08	$70	$92	-$22
DOVER CORP	2014-11	PURCHASE	2016-08	$70	$77	-$7
DOVER CORP	2014-11	PURCHASE	2016-04	$80	$80
DOVER CORP	2014-11	PURCHASE	2016-03	$23,100	$23,100
DOVER CORP	2014-11	PURCHASE	2016-04	$11,990	$11,990
DOVER CORP	2014-11	PURCHASE	2016-04	$1,279	$1,279
DOVER CORP	2014-11	PURCHASE	2016-09	$73	$77	-$4
DOVER CORP	2014-11	PURCHASE	2016-09	$9,118	$9,498	-$380
DOVER CORP	2014-11	PURCHASE	2016-11	$198	$233	-$35
DOVER CORP	2014-11	PURCHASE	2016-09	$948	$1,009	-$61
DOVER CORP	2014-11	PURCHASE	2016-08	$10,596	$11,549	-$953
DOVER CORP	2014-11	PURCHASE	2016-08	$837	$1,026	-$189
DOVER CORP	2014-11	PURCHASE	2016-09	$836	$836
DOVER CORP	2014-11	PURCHASE	2016-09	$76	$76
DU PONT E I DE NEMOURS	2016-02	PURCHASE	2016-03	$150,224	$142,275	$7,949
JOHNSON AND JOHNSON COM	2014-11	PURCHASE	2016-08	$15,759	$13,704	$2,055
JOHNSON AND JOHNSON COM	2014-07	PURCHASE	2016-08	$14,758	$12,464	$2,294
JOHNSON AND JOHNSON COM	2014-03	PURCHASE	2016-04	$6,405	$5,450	$955
JOHNSON AND JOHNSON COM	2014-03	PURCHASE	2016-08	$250	$185	$65
JOHNSON AND JOHNSON COM	2014-01	PURCHASE	2016-03	$2,787	$2,394	$393
JOHNSON AND JOHNSON COM	2014-01	PURCHASE	2016-04	$1,520	$1,289	$231
JOHNSON AND JOHNSON COM	2013-12	PURCHASE	2016-03	$9,111	$8,013	$1,098
KIMCO REALTY CORP MD COM	2016-10	PURCHASE	2016-11	$104,699	$116,554	-$11,855
LINEAR TECHNOLOGY CORP	2016-02	PURCHASE	2016-03	$37,217	$36,197	$1,020
LINEAR TECHNOLOGY CORP	2015-08	PURCHASE	2016-03	$18,524	$18,068	$456
LINEAR TECHNOLOGY CORP	2015-07	PURCHASE	2016-03	$11,742	$11,897	-$155
LINEAR TECHNOLOGY CORP	2015-05	PURCHASE	2016-03	$4,832	$5,356	-$524
LINEAR TECHNOLOGY CORP	2015-04	PURCHASE	2016-03	$9,029	$9,902	-$873
LINEAR TECHNOLOGY CORP	2015-02	PURCHASE	2016-03	$5,299	$5,745	-$446
LINEAR TECHNOLOGY CORP	2015-01	PURCHASE	2016-03	$15,217	$16,437	-$1,220
LINEAR TECHNOLOGY CORP	2014-11	PURCHASE	2016-03	$25,263	$26,065	-$802
LINEAR TECHNOLOGY CORP	2014-07	PURCHASE	2016-03	$11,106	$12,445	-$1,339
LINEAR TECHNOLOGY CORP	2014-05	PURCHASE	2016-03	$3,688	$3,877	-$189
LINEAR TECHNOLOGY CORP	2014-03	PURCHASE	2016-03	$2,967	$3,304	-$337
LINEAR TECHNOLOGY CORP	2013-12	PURCHASE	2016-03	$1,102	$1,121	-$19
MICROSOFT CORP	2016-08	PURCHASE	2016-09	$8,184	$7,988	$196
MICROSOFT CORP	2015-10	PURCHASE	2016-02	$114,530	$100,964	$13,566
PARKER HANNIFIN CORP	2016-02	PURCHASE	2016-10	$25,876	$20,600	$5,276
PARKER HANNIFIN CORP	2015-10	PURCHASE	2016-10	$990	$751	$239
PARKER HANNIFIN CORP	2015-09	PURCHASE	2016-10	$8,666	$8,061	$605
PARKER HANNIFIN CORP	2015-08	PURCHASE	2016-04	$5,307	$5,374	-$67
PARKER HANNIFIN CORP	2015-08	PURCHASE	2016-04	$7,837	$7,837
PARKER HANNIFIN CORP	2015-08	PURCHASE	2016-03	$17,465	$17,465
PARKER HANNIFIN CORP	2015-08	PURCHASE	2016-08	$14,957	$14,778	$179
PARKER HANNIFIN CORP	2015-08	PURCHASE	2016-10	$19,314	$16,421	$2,893
PARKER HANNIFIN CORP	2015-08	PURCHASE	2016-10	$64,503	$58,330	$6,173
PARKER HANNIFIN CORP	2015-08	PURCHASE	2016-09	$17,111	$15,450	$1,661
PAYCHEX INC	2015-08	PURCHASE	2016-02	$14,332	$14,367	-$35
PAYCHEX INC	2015-07	PURCHASE	2016-02	$4,999	$5,026	-$27
PAYCHEX INC	2015-05	PURCHASE	2016-02	$7,380	$7,640	-$260
PAYCHEX INC	2015-04	PURCHASE	2016-02	$3,619	$3,761	-$142
PAYCHEX INC	2015-02	PURCHASE	2016-02	$6,142	$6,007	$135
PAYCHEX INC	2015-01	PURCHASE	2016-02	$23,331	$22,883	$448
PAYCHEX INC	2014-12	PURCHASE	2016-02	$1,524	$1,517	$7
PAYCHEX INC	2014-11	PURCHASE	2016-02	$10,904	$10,901	$3
PAYCHEX INC	2014-07	PURCHASE	2016-02	$13,760	$12,121	$1,639
PAYCHEX INC	2014-03	PURCHASE	2016-02	$9,285	$8,157	$1,128
PAYCHEX INC	2013-12	PURCHASE	2016-02	$6,618	$6,136	$482
PROCTER & GAMBLE CO	2016-03	PURCHASE	2016-04	$7,069	$7,018	$51
PROCTER & GAMBLE CO	2016-03	PURCHASE	2016-08	$25,365	$24,108	$1,257
PROCTER & GAMBLE CO	2016-03	PURCHASE	2016-09	$7,974	$7,430	$544
QUALCOMM INC	2015-10	PURCHASE	2016-02	$2,984	$2,984
QUALCOMM INC	2015-08	PURCHASE	2016-02	$11,056	$11,056
QUALCOMM INC	2015-07	PURCHASE	2016-02	$11,804	$11,804
QUALCOMM INC	2015-01	PURCHASE	2016-09	$3,475	$4,543	-$1,068
QUALCOMM INC	2015-01	PURCHASE	2016-02	$38,545	$38,545
QUALCOMM INC	2015-01	PURCHASE	2016-02	$3,127	$3,127
QUALCOMM INC	2014-12	PURCHASE	2016-02	$4,292	$4,292
QUALCOMM INC	2014-12	PURCHASE	2016-09	$316	$403	-$87
QUALCOMM INC	2014-12	PURCHASE	2016-08	$17,953	$22,009	-$4,056
QUALCOMM INC	2014-12	PURCHASE	2016-09	$4,549	$5,963	-$1,414
QUALCOMM INC	2014-12	PURCHASE	2016-08	$27,421	$36,123	-$8,702
QUALCOMM INC	2014-12	PURCHASE	2016-09	$379	$452	-$73
QUALCOMM INC	2014-12	PURCHASE	2016-04	$2,673	$2,673
QUALCOMM INC	2014-12	PURCHASE	2016-02	$19,897	$19,897
QUALCOMM INC	2014-12	PURCHASE	2016-02	$34,675	$34,675
QUALCOMM INC	2014-12	PURCHASE	2016-02	$360	$360
QUALCOMM INC	2014-12	PURCHASE	2016-02	$5,344	$5,344
RAYTHEON CO DELAWARE NEW	2016-10	PURCHASE	2016-11	$115,094	$116,573	-$1,479
RAYTHEON CO DELAWARE NEW	2016-06	PURCHASE	2016-08	$1,963	$1,852	$111
RAYTHEON CO DELAWARE NEW	2016-06	PURCHASE	2016-09	$5,614	$5,290	$324
RAYTHEON CO DELAWARE NEW	2016-06	PURCHASE	2016-11	$115,501	$112,681	$2,820
RAYTHEON CO DELAWARE NEW	2016-04	PURCHASE	2016-05	$129,328	$127,916	$1,412
RAYTHEON CO DELAWARE NEW	2015-08	PURCHASE	2016-02	$3,700	$3,158	$542
RAYTHEON CO DELAWARE NEW	2015-07	PURCHASE	2016-02	$8,293	$6,406	$1,887
RAYTHEON CO DELAWARE NEW	2015-05	PURCHASE	2016-02	$12,503	$10,391	$2,112
RAYTHEON CO DELAWARE NEW	2015-04	PURCHASE	2016-02	$4,593	$3,887	$706
RAYTHEON CO DELAWARE NEW	2015-02	PURCHASE	2016-02	$10,462	$8,634	$1,828
RAYTHEON CO DELAWARE NEW	2015-01	PURCHASE	2016-02	$22,455	$18,958	$3,497
RAYTHEON CO DELAWARE NEW	2014-11	PURCHASE	2016-02	$15,821	$13,018	$2,803
RAYTHEON CO DELAWARE NEW	2014-07	PURCHASE	2016-02	$27,431	$19,825	$7,606
RAYTHEON CO DELAWARE NEW	2014-03	PURCHASE	2016-02	$1,914	$1,509	$405
RAYTHEON CO DELAWARE NEW	2013-12	PURCHASE	2016-02	$13,397	$9,282	$4,115
REAL ESTATE SELECT	2016-09	PURCHASE	2016-11	$34,535	$37,140	-$2,605
SECTOR SPDR FINANCIAL	2015-04	PURCHASE	2016-05	$753	$753
SECTOR SPDR FINANCIAL	2015-04	PURCHASE	2016-03	$3,572	$3,572
SECTOR SPDR FINANCIAL	2015-04	PURCHASE	2016-09	$3,659	$3,620	$39
SECTOR SPDR FINANCIAL	2015-04	PURCHASE	2016-05	$3,041	$3,183	-$142
SPDR US FINANCIAL SECTOR	2015-04	PURCHASE	2016-12	$18,577	$17,455	$1,122
TARGET CORP COM	2016-11	PURCHASE	2016-12	$35,774	$31,035	$4,739
TARGET CORP COM	2016-09	PURCHASE	2016-12	$129,692	$118,479	$11,213
TARGET CORP COM	2016-05	PURCHASE	2016-06	$13,290	$15,597	-$2,307
TARGET CORP COM	2016-03	PURCHASE	2016-04	$8,418	$8,261	$157
TARGET CORP COM	2016-03	PURCHASE	2016-06	$106,391	$126,424	-$20,033
TIFFANY & CO NEW	2016-02	PURCHASE	2016-03	$18,968	$17,503	$1,465
TIFFANY & CO NEW	2016-02	PURCHASE	2016-04	$17,636	$15,012	$2,624
TIFFANY & CO NEW	2016-02	PURCHASE	2016-09	$20,041	$17,752	$2,289
UNION PACIFIC CORP	2015-06	PURCHASE	2016-04	$5,504	$7,030	-$1,526
UNION PACIFIC CORP	2015-06	PURCHASE	2016-04	$611	$611
UNION PACIFIC CORP	2015-06	PURCHASE	2016-03	$15,690	$15,690
UNION PACIFIC CORP	2015-06	PURCHASE	2016-12	$309	$306	$3
UNION PACIFIC CORP	2015-06	PURCHASE	2016-09	$10,519	$11,207	-$688
UNION PACIFIC CORP	2015-06	PURCHASE	2016-08	$23,923	$26,490	-$2,567
UNITED TECHS CORP COM	2015-08	PURCHASE	2016-02	$21,287	$24,100	-$2,813
UNITED TECHS CORP COM	2015-07	PURCHASE	2016-02	$6,333	$7,914	-$1,581
UNITED TECHS CORP COM	2015-02	PURCHASE	2016-02	$1,231	$1,661	-$430
UNITED TECHS CORP COM	2015-01	PURCHASE	2016-02	$11,347	$14,763	-$3,416
UNITED TECHS CORP COM	2014-11	PURCHASE	2016-02	$18,648	$22,772	-$4,124
UNITED TECHS CORP COM	2014-07	PURCHASE	2016-02	$8,268	$10,706	-$2,438
UNITED TECHS CORP COM	2014-05	PURCHASE	2016-02	$4,046	$5,479	-$1,433
UNITED TECHS CORP COM	2014-05	PURCHASE	2016-02	$5,981	$8,091	-$2,110
UNITED TECHS CORP COM	2014-05	PURCHASE	2016-02	$5,981	$8,803	-$2,822
UNITED TECHS CORP COM	2014-05	PURCHASE	2016-02	$16,537	$22,671	-$6,134
UNITED TECHS CORP COM	2014-05	PURCHASE	2016-02	$2,199	$3,016	-$817
V F CORPORATION	2016-09	PURCHASE	2016-10	$21	$24	-$3
V F CORPORATION	2016-06	PURCHASE	2016-10	$674	$777	-$103
V F CORPORATION	2016-05	PURCHASE	2016-10	$730	$808	-$78
V F CORPORATION	2016-05	PURCHASE	2016-09	$843	$843
V F CORPORATION	2016-05	PURCHASE	2016-08	$9,554	$10,055	-$501
V F CORPORATION	2016-05	PURCHASE	2016-10	$111,875	$129,164	-$17,289
V F CORPORATION	2016-05	PURCHASE	2016-09	$418	$454	-$36
WAL-MART STORES INC	2014-07	PURCHASE	2016-09	$292	$308	-$16
WAL-MART STORES INC	2014-03	PURCHASE	2016-08	$2,993	$3,073	-$80
WAL-MART STORES INC	2014-03	PURCHASE	2016-09	$5,265	$5,397	-$132
WAL-MART STORES INC	2014-01	PURCHASE	2016-08	$3,431	$3,707	-$276
WAL-MART STORES INC	2014-01	PURCHASE	2016-08	$5,255	$5,703	-$448
WAL-MART STORES INC	2013-12	PURCHASE	2016-08	$8,978	$9,980	-$1,002
WAL-MART STORES INC	2013-12	PURCHASE	2016-04	$5,842	$5,842
WAL-MART STORES INC	2013-12	PURCHASE	2016-08	$3,504	$3,640	-$136
WAL-MART STORES INC	2013-12	PURCHASE	2016-08	$1,314	$1,361	-$47
WAL-MART STORES INC	2013-11	PURCHASE	2016-04	$1,396	$1,396
WAL-MART STORES INC	2013-11	PURCHASE	2016-04	$3,733	$3,733
WAL-MART STORES INC	2013-11	PURCHASE	2016-03	$3,722	$3,722
WAL-MART STORES INC	2013-07	PURCHASE	2016-08	$2,555	$2,558	-$3
WAL-MART STORES INC	2013-07	PURCHASE	2016-03	$2,617	$2,617
WAL-MART STORES INC	2013-07	PURCHASE	2016-04	$2,625	$2,625
21ST CENTY FOX AM 4.50%	2015-12	PURCHASE	2016-01	$1,081	$1,082	-$1
21ST CENTY FOX AM 4.50%	2015-12	PURCHASE	2016-01	$3,246	$3,246
21ST CENTY FOX AM 4.50%	2015-12	PURCHASE	2016-10	$3,317	$3,224	$93
21ST CENTY FOX AM 4.50%	2015-12	PURCHASE	2016-10	$4,422	$4,284	$138
21ST CENTY FOX AM 6.40%	2010-08	PURCHASE	2016-01	$1,152	$1,083	$69
AFLAC INC 3.62%NOV15 24	2014-12	PURCHASE	2016-01	$1,025	$1,017	$8
ALCOA INC 5.90%FEB01 27	2011-01	PURCHASE	2016-01	$912	$987	-$75
ANHEUSER-BUSCH IN 2.50%	2015-12	PURCHASE	2016-01	$967	$969	-$2
ANHEUSER-BUSCH IN 2.50%	2015-12	PURCHASE	2016-07	$16,377	$15,544	$833
APPLE INC 2.40%MAY03 23	2013-05	PURCHASE	2016-01	$976	$988	-$12
AT&T INC 5.00%MAR01 21	2016-03	PURCHASE	2016-10	$14,482	$14,264	$218
BANK OF NEW YORK MELLON	2014-02	PURCHASE	2016-01	$1,046	$1,009	$37
BP CAP MARKETS PL 4.50%	2011-02	PURCHASE	2016-06	$4,421	$3,976	$445
BP CAP MARKETS PL 4.50%	2010-09	PURCHASE	2016-06	$6,631	$6,052	$579
BUNGE LTD FIN CO 4.10% 1	2011-03	PURCHASE	2016-03	$7,000	$7,000
BURLINGTN NORTH S 4.70%	2010-08	PURCHASE	2016-01	$1,086	$1,036	$50
CAP ONE FINCL CO 6.15% 1	2011-02	PURCHASE	2016-09	$1,000	$1,000
CAP ONE FINCL CO 6.15% 1	2010-08	PURCHASE	2016-01	$1,027	$1,010	$17
CAP ONE FINCL CO 6.15% 1	2010-08	PURCHASE	2016-09	$6,000	$6,000
DIRECTV HLDG/FIN 5.00%	2011-03	PURCHASE	2016-01	$1,081	$997	$84
DIRECTV HLDG/FIN 5.00%	2011-03	PURCHASE	2016-03	$14,427	$12,964	$1,463
ENERGY TRANSFER P 6.70%	2010-08	PURCHASE	2016-01	$1,025	$1,044	-$19
EXPRESS SCRIPTS 3.12% 20	2011-11	PURCHASE	2016-01	$1,005	$993	$12
EXPRESS SCRIPTS 3.12% 20	2011-11	PURCHASE	2016-03	$13,067	$12,912	$155
FEDERAL NATL MTG ASSOC	2013-11	PURCHASE	2016-01	$1,420	$1,305	$115
FEDERAL NATL MTG ASSOC	2013-11	PURCHASE	2016-01	$1,453	$1,304	$149
GOLDMAN SACHS GRO 6.15%	2012-01	PURCHASE	2016-01	$1,082	$1,018	$64
IBM CORP 4.00%JUN20 42	2015-11	PURCHASE	2016-01	$933	$914	$19
JPMORGAN CHASE & 3.45%	2014-12	PURCHASE	2016-03	$1,000	$1,000
JPMORGAN CHASE & 3.45%	2013-02	PURCHASE	2016-03	$1,000	$1,000
JPMORGAN CHASE & 3.45%	2011-08	PURCHASE	2016-03	$3,000	$3,000
JPMORGAN CHASE & 3.45%	2011-02	PURCHASE	2016-01	$1,003	$999	$4
JPMORGAN CHASE & 3.45%	2011-02	PURCHASE	2016-03	$11,000	$10,987	$13
KRAFT FOODS INC 4.12% 20	2014-12	PURCHASE	2016-02	$1,000	$1,000
KRAFT FOODS INC 4.12% 20	2013-02	PURCHASE	2016-02	$1,000	$1,000
KRAFT FOODS INC 4.12% 20	2011-02	PURCHASE	2016-02	$3,000	$3,000
KRAFT FOODS INC 4.12% 20	2011-01	PURCHASE	2016-01	$1,002	$1,001	$1
KRAFT FOODS INC 4.12% 20	2011-01	PURCHASE	2016-02	$7,000	$7,000
LOOM SAY HI INCO OPPOR I	2013-07	PURCHASE	2016-01	$4,681	$5,244	-$563
LOOM SAY HI INCO OPPOR I	2013-07	PURCHASE	2016-06	$25,330	$26,307	-$977
LOOM SAY HI INCO OPPOR I	2013-07	PURCHASE	2016-10	$5,146	$5,045	$101
LS SECURITIZE ASSET FD I	2010-08	PURCHASE	2016-01	$17,291	$18,138	-$847
LS SECURITIZE ASSET FD I	2010-08	PURCHASE	2016-01	$22,071	$22,998	-$927
MORGAN STANLEY 2.12% 201	2013-04	PURCHASE	2016-01	$1,001	$1,001
MORGAN STANLEY 2.12% 201	2013-04	PURCHASE	2016-05	$19,195	$19,019	$176
NABORS INDS INC 6.15% 20	2014-12	PURCHASE	2016-07	$1,046	$1,045	$1
NABORS INDS INC 6.15% 20	2013-02	PURCHASE	2016-07	$1,046	$1,046
NABORS INDS INC 6.15% 20	2011-02	PURCHASE	2016-07	$2,093	$2,036	$57
NABORS INDS INC 6.15% 20	2010-08	PURCHASE	2016-01	$950	$1,037	-$87
NABORS INDS INC 6.15% 20	2010-08	PURCHASE	2016-07	$7,324	$7,199	$125
NEWMONT MINING 3.50% 202	2016-04	PURCHASE	2016-11	$8,170	$7,978	$192
NEWMONT MINING 5.12% 201	2013-02	PURCHASE	2016-03	$1,036	$1,086	-$50
NEWMONT MINING 5.12% 201	2011-02	PURCHASE	2016-03	$2,071	$2,058	$13
NEWMONT MINING 5.12% 201	2010-08	PURCHASE	2016-03	$5,178	$5,220	-$42
OWENS CORNING INC 7.00%	2010-08	PURCHASE	2016-01	$1,068	$1,015	$53
PACIFIC GAS & ELE 4.30%	2015-11	PURCHASE	2016-01	$975	$989	-$14
RIO TINTO FIN USA 3.50%	2016-04	PURCHASE	2016-10	$6,278	$6,074	$204
SHELL INTL FIN 6.37% 203	2010-08	PURCHASE	2016-01	$1,174	$1,201	-$27
STATOIL ASA 1.15%MAY15 1	2013-05	PURCHASE	2016-01	$985	$1,000	-$15
TIME WARNER INC 6.62% 20	2010-08	PURCHASE	2016-01	$1,160	$1,091	$69
TIME WARNER INC 6.62% 20	2010-08	PURCHASE	2016-12	$3,599	$3,260	$339
UNITEDHEALTH GROU 5.37%	2013-02	PURCHASE	2016-03	$1,000	$1,000
UNITEDHEALTH GROU 5.37%	2011-02	PURCHASE	2016-03	$2,000	$2,000
UNITEDHEALTH GROU 5.37%	2010-08	PURCHASE	2016-03	$5,000	$5,000
US TSY 0.500% NOV 30 20	2015-12	PURCHASE	2016-11	$7,000	$7,000
US TSY 0.500% NOV 30 20	2014-12	PURCHASE	2016-01	$2,996	$2,995	$1
US TSY 0.500% NOV 30 20	2014-12	PURCHASE	2016-10	$13,003	$12,977	$26
US TSY 0.500% NOV 30 20	2014-12	PURCHASE	2016-11	$42,000	$41,926	$74
US TSY 0.625% JUL 31 20	2015-07	PURCHASE	2016-01	$994	$998	-$4
US TSY 1.250% NOV 30 20	2014-01	PURCHASE	2016-01	$998	$989	$9
US TSY 1.250% NOV 30 20	2014-01	PURCHASE	2016-01	$1,004	$981	$23
US TSY 1.375% AUG 31 20	2015-09	PURCHASE	2016-01	$4,929	$4,947	-$18
US TSY 1.375% AUG 31 20	2015-09	PURCHASE	2016-01	$3,981	$3,957	$24
US TSY 1.500% AUG 15 20	2016-09	PURCHASE	2016-10	$8,941	$8,941
US TSY 1.625% NOV 15 20	2012-12	PURCHASE	2016-01	$989	$982	$7
US TSY 2.750% NOV 15 20	2015-12	PURCHASE	2016-08	$2,186	$2,086	$100
US TSY 2.750% NOV 15 20	2014-03	PURCHASE	2016-01	$2,126	$2,007	$119
US TSY 2.750% NOV 15 20	2014-03	PURCHASE	2016-08	$4,370	$4,013	$357
US TSY 2.750% NOV 15 20	2014-03	PURCHASE	2016-08	$2,186	$2,006	$180
US TSY 3.000% MAY 15 20	2012-05	PURCHASE	2016-01	$1,007	$1,012	-$5
US TSY 3.000% MAY 15 20	2012-05	PURCHASE	2016-01	$3,138	$3,036	$102
US TSY 3.000% MAY 15 20	2015-06	PURCHASE	2016-01	$2,075	$1,985	$90
US TSY 3.000% NOV 15 20	2014-12	PURCHASE	2016-01	$998	$1,052	-$54
US TSY 3.000% NOV 15 20	2014-12	PURCHASE	2016-01	$1,038	$1,052	-$14
US TSY 3.125% MAY 15 20	2015-12	PURCHASE	2016-01	$3,235	$3,201	$34
US TSY 3.125% NOV 15 20	2012-05	PURCHASE	2016-01	$1,034	$1,004	$30
US TSY 3.125% NOV 15 20	2012-05	PURCHASE	2016-01	$1,073	$1,004	$69
USD VODAFONE GROU 1.62%	2012-03	PURCHASE	2016-06	$7,023	$6,926	$97
VERIZON COMMUN 3.00% 202	2015-12	PURCHASE	2016-11	$1,013	$998	$15
VERIZON COMMUN 3.00% 202	2014-11	PURCHASE	2016-01	$1,005	$992	$13
VERIZON COMMUN 3.00% 202	2014-11	PURCHASE	2016-11	$15,188	$14,883	$305
WAL-MART STORES 5.25% 20	2011-02	PURCHASE	2016-07	$4,014	$2,922	$1,092
WAL-MART STORES 5.25% 20	2010-08	PURCHASE	2016-01	$1,163	$1,035	$128
WAL-MART STORES 5.25% 20	2010-08	PURCHASE	2016-07	$10,704	$8,275	$2,429
WELLS FARGO & CO 4.60% 2	2011-03	PURCHASE	2016-01	$1,098	$999	$99
AETNA INC 1.90%JUN07 19	2016-06	PURCHASE	2016-08	$16,188	$16,094	$94
APACHE CORP 2.62%JAN15 2	2013-01	PURCHASE	2016-02	$17,253	$20,840	-$3,587
AT&T INC 3.40%MAY15 25	2015-04	PURCHASE	2016-07	$3,102	$2,977	$125
CATERPILLAR FINANCIAL SE	2011-02	PURCHASE	2016-06	$2,292	$2,160	$132
CATERPILLAR FINANCIAL SE	2010-08	PURCHASE	2016-06	$16,044	$15,285	$759
CVS CAREMARK CORP 5.75%	2014-09	PURCHASE	2016-05	$1,018	$1,036	-$18
CVS CAREMARK CORP 5.75%	2011-02	PURCHASE	2016-05	$3,054	$3,059	-$5
CVS CAREMARK CORP 5.75%	2010-08	PURCHASE	2016-05	$7,126	$7,152	-$26
FEDERAL NATL MTG 0.50%	2013-02	PURCHASE	2016-03	$27,000	$26,991	$9
FNMA PAS3154 04%2044	2015-01	PURCHASE	2016-01	$3,907	$3,970	-$63
GENERAL ELEC CAP CORP	2014-06	PURCHASE	2016-07	$10,522	$10,480	$42
GOLDMAN SACHS GRO 5.37%	2011-05	PURCHASE	2016-05	$19,925	$18,378	$1,547
JPMORGAN CHASE & 3.87%	2014-04	PURCHASE	2016-07	$6,509	$6,091	$418
MICROSOFT CORP 2.70% 202	2015-02	PURCHASE	2016-07	$4,128	$4,003	$125
NOVARTIS CAP CORP 3.40%	2014-02	PURCHASE	2016-05	$19,223	$17,982	$1,241
ORACLE CORP 2.95%MAY15 2	2015-06	PURCHASE	2016-07	$3,108	$2,890	$218
U.S. TREASURY BILL	2016-07	PURCHASE	2016-07	$1,000	$1,000
UNITED PARCEL SVC 5.50%	2011-02	PURCHASE	2016-05	$4,286	$4,127	$159
UNITED PARCEL SVC 5.50%	2010-08	PURCHASE	2016-05	$21,432	$20,807	$625
US TSY 0.375% MAR 15 20	2013-03	PURCHASE	2016-03	$1,000	$1,000
US TSY 0.375% MAR 15 20	2013-03	PURCHASE	2016-03	$66,000	$66,000
US TSY 0.375% MAR 31 20	2015-12	PURCHASE	2016-03	$71,000	$71,000
US TSY 0.625% DEC 15 20	2016-09	PURCHASE	2016-12	$4,000	$4,000
US TSY 1.625% FEB 15 20	2016-04	PURCHASE	2016-05	$984	$981	$3
US TSY 1.625% FEB 15 20	2016-04	PURCHASE	2016-07	$5,021	$4,905	$116
US TSY 1.625% MAY 15 20	2016-06	PURCHASE	2016-09	$1,013	$1,013
US TSY 2.000% AUG 15 20	2015-11	PURCHASE	2016-01	$8,798	$8,828	-$30
US TSY 2.000% AUG 15 20	2015-11	PURCHASE	2016-01	$5,949	$5,886	$63
US TSY 2.000% AUG 15 20	2015-10	PURCHASE	2016-01	$8,798	$8,869	-$71
US TSY 2.000% AUG 15 20	2015-10	PURCHASE	2016-01	$1,955	$1,976	-$21
US TSY 2.500% AUG 15 20	2014-03	PURCHASE	2016-01	$12,503	$11,840	$663
US TSY 2.500% AUG 15 20	2014-03	PURCHASE	2016-01	$6,302	$5,920	$382
USD CAN NATURAL R 5.70%	2011-02	PURCHASE	2016-01	$3,970	$4,109	-$139
USD CAN NATURAL R 5.70%	2010-08	PURCHASE	2016-01	$21,835	$22,700	-$865
WAL-MART STORES 1.12% 20	2013-04	PURCHASE	2016-05	$2,006	$2,004	$2
WAL-MART STORES 5.80% 20	2011-02	PURCHASE	2016-05	$4,332	$4,148	$184
WAL-MART STORES 5.80% 20	2010-08	PURCHASE	2016-05	$19,492	$18,850	$642
AEGON N.V. NY REG SHS	2015-10	PURCHASE	2016-05	$1,460	$1,832	-$372
AEGON N.V. NY REG SHS	2015-03	PURCHASE	2016-05	$3,478	$5,920	-$2,442
AEGON N.V. NY REG SHS	2015-03	PURCHASE	2016-04	$766	$1,095	-$329
AEGON N.V. NY REG SHS	2015-03	PURCHASE	2016-05	$830	$1,400	-$570
AEGON N.V. NY REG SHS	2015-02	PURCHASE	2016-04	$910	$1,231	-$321
AEGON N.V. NY REG SHS	2015-02	PURCHASE	2016-04	$356	$478	-$122
AEGON N.V. NY REG SHS	2015-02	PURCHASE	2016-04	$996	$1,354	-$358
AEGON N.V. NY REG SHS	2015-02	PURCHASE	2016-04	$1,085	$1,449	-$364
AEGON N.V. NY REG SHS	2015-02	PURCHASE	2016-04	$776	$1,031	-$255
AEGON N.V. NY REG SHS	2015-02	PURCHASE	2016-04	$2,556	$3,324	-$768
AMERICA MOVIL SAB DE CV	2015-10	PURCHASE	2016-05	$1,264	$1,704	-$440
AMERICA MOVIL SAB DE CV	2015-01	PURCHASE	2016-05	$3,881	$6,784	-$2,903
AMERICA MOVIL SAB DE CV	2015-01	PURCHASE	2016-05	$1,057	$1,830	-$773
AMERICA MOVIL SAB DE CV	2014-12	PURCHASE	2016-05	$4,990	$8,395	-$3,405
ANHUI CONCH CEMENT-H-UNS	2014-05	PURCHASE	2016-02	$273	$520	-$247
ANHUI CONCH CEMENT-H-UNS	2014-05	PURCHASE	2016-02	$819	$1,603	-$784
ANHUI CONCH CEMENT-H-UNS	2014-05	PURCHASE	2016-02	$151	$297	-$146
ANHUI CONCH CEMENT-H-UNS	2014-05	PURCHASE	2016-02	$452	$884	-$432
ANHUI CONCH CEMENT-H-UNS	2014-05	PURCHASE	2016-02	$810	$1,569	-$759
ANHUI CONCH CEMENT-H-UNS	2014-05	PURCHASE	2016-01	$817	$1,394	-$577
ANHUI CONCH CEMENT-H-UNS	2014-05	PURCHASE	2016-02	$104	$194	-$90
ANHUI CONCH CEMENT-H-UNS	2014-05	PURCHASE	2016-01	$1,251	$2,165	-$914
ANHUI CONCH CEMENT-H-UNS	2014-05	PURCHASE	2016-01	$827	$1,463	-$636
ANHUI CONCH CEMENT-H-UNS	2014-05	PURCHASE	2016-01	$1,317	$2,141	-$824
ANHUI CONCH CEMENT-H-UNS	2014-05	PURCHASE	2016-01	$83	$146	-$63
ANHUI CONCH CEMENT-H-UNS	2014-04	PURCHASE	2016-01	$270	$440	-$170
ANHUI CONCH CEMENT-H-UNS	2014-04	PURCHASE	2016-01	$283	$458	-$175
ANHUI CONCH CEMENT-H-UNS	2014-04	PURCHASE	2016-01	$1,419	$2,309	-$890
ANHUI CONCH CEMENT-H-UNS	2014-04	PURCHASE	2016-01	$520	$888	-$368
ANHUI CONCH CEMENT-H-UNS	2014-03	PURCHASE	2016-01	$441	$765	-$324
ANHUI CONCH CEMENT-H-UNS	2014-03	PURCHASE	2016-01	$611	$1,025	-$414
ASTRAZENECA PLC SPND ADR	2016-01	PURCHASE	2016-05	$2,597	$2,854	-$257
ASTRAZENECA PLC SPND ADR	2015-11	PURCHASE	2016-05	$3,224	$3,678	-$454
ATOS ORIGN SA UNSP ADR	2015-09	PURCHASE	2016-05	$4,398	$3,867	$531
ATOS ORIGN SA UNSP ADR	2015-08	PURCHASE	2016-05	$3,719	$3,171	$548
ATOS ORIGN SA UNSP ADR	2015-06	PURCHASE	2016-05	$2,074	$1,779	$295
ATOS ORIGN SA UNSP ADR	2015-06	PURCHASE	2016-05	$858	$748	$110
ATOS ORIGN SA UNSP ADR	2015-06	PURCHASE	2016-05	$1,377	$1,193	$184
ATOS ORIGN SA UNSP ADR	2015-06	PURCHASE	2016-05	$1,448	$1,275	$173
ATOS ORIGN SA UNSP ADR	2015-06	PURCHASE	2016-05	$1,073	$942	$131
ATOS ORIGN SA UNSP ADR	2015-06	PURCHASE	2016-05	$2,485	$2,143	$342
AUST NW Z B G ADR	2015-09	PURCHASE	2016-05	$2,880	$3,198	-$318
AUST NW Z B G ADR	2011-02	PURCHASE	2016-05	$6,954	$9,654	-$2,700
AUST NW Z B G ADR	2010-11	PURCHASE	2016-05	$1,528	$1,944	-$416
AUST NW Z B G ADR	2010-08	PURCHASE	2016-05	$1,861	$2,208	-$347
AXA -SPONS ADR	2015-11	PURCHASE	2016-05	$3,740	$4,281	-$541
AXA -SPONS ADR	2015-10	PURCHASE	2016-05	$1,347	$1,521	-$174
AXA -SPONS ADR	2015-06	PURCHASE	2016-05	$8,804	$9,518	-$714
AXA -SPONS ADR	2015-05	PURCHASE	2016-05	$6,226	$7,167	-$941
AXIS CAPITAL HOLDINGS	2011-02	PURCHASE	2016-05	$4,568	$3,015	$1,553
AXIS CAPITAL HOLDINGS	2011-02	PURCHASE	2016-05	$2,934	$1,938	$996
BAE SYS PLC SPN ADR	2011-02	PURCHASE	2016-02	$1,135	$852	$283
BAE SYS PLC SPN ADR	2011-02	PURCHASE	2016-05	$12,410	$9,453	$2,957
BAE SYS PLC SPN ADR	2010-11	PURCHASE	2016-02	$2,128	$1,676	$452
BAYER AG SP ADR	2016-02	PURCHASE	2016-05	$3,036	$3,053	-$17
BAYER AG SP ADR	2016-01	PURCHASE	2016-05	$3,144	$3,326	-$182
BEIJING ENTRPRSS SPO ADR	2015-12	PURCHASE	2016-05	$2,823	$3,567	-$744
BEIJING ENTRPRSS SPO ADR	2015-11	PURCHASE	2016-05	$2,774	$3,726	-$952
BELLE INTERNAT-UNSPON AD	2015-10	PURCHASE	2016-03	$399	$561	-$162
BELLE INTERNAT-UNSPON AD	2015-01	PURCHASE	2016-02	$1,043	$1,854	-$811
BELLE INTERNAT-UNSPON AD	2015-01	PURCHASE	2016-02	$1,704	$2,991	-$1,287
BELLE INTERNAT-UNSPON AD	2015-01	PURCHASE	2016-03	$1,113	$1,933	-$820
BELLE INTERNAT-UNSPON AD	2014-12	PURCHASE	2016-02	$960	$1,684	-$724
BK YOKOHAMA LTD JAPN ADR	2016-01	PURCHASE	2016-04	$10,293	$14,021	-$3,728
BOC HONG KONG HLDGS ADR	2015-09	PURCHASE	2016-05	$2,537	$2,912	-$375
BOC HONG KONG HLDGS ADR	2013-12	PURCHASE	2016-05	$2,702	$3,354	-$652
BOC HONG KONG HLDGS ADR	2013-11	PURCHASE	2016-05	$4,136	$5,086	-$950
BOC HONG KONG HLDGS ADR	2013-11	PURCHASE	2016-05	$2,537	$3,011	-$474
BOC HONG KONG HLDGS ADR	2013-11	PURCHASE	2016-05	$938	$1,104	-$166
CAMECO CORP COM	2016-03	PURCHASE	2016-05	$2,620	$2,954	-$334
CAMECO CORP COM	2016-03	PURCHASE	2016-05	$3,196	$3,480	-$284
CARNIVAL PLC ADR	2016-05	PURCHASE	2016-05	$4,754	$4,814	-$60
CARNIVAL PLC ADR	2016-05	PURCHASE	2016-05	$1,860	$1,866	-$6
CENTRICA PLC	2015-10	PURCHASE	2016-05	$69	$86	-$17
CENTRICA PLC	2015-02	PURCHASE	2016-05	$3,725	$4,869	-$1,144
CENTRICA PLC	2014-01	PURCHASE	2016-05	$2,210	$4,134	-$1,924
CHINA CONSTRUCT UNSPN AD	2015-11	PURCHASE	2016-05	$2,104	$2,659	-$555
CHINA CONSTRUCT UNSPN AD	2015-10	PURCHASE	2016-05	$2,537	$3,212	-$675
CHINA CONSTRUCT UNSPN AD	2015-09	PURCHASE	2016-05	$2,887	$3,406	-$519
CHINA CONSTRUCT UNSPN AD	2013-07	PURCHASE	2016-03	$1,941	$2,273	-$332
CHINA CONSTRUCT UNSPN AD	2013-07	PURCHASE	2016-05	$5,027	$6,429	-$1,402
CHINA CONSTRUCT UNSPN AD	2013-07	PURCHASE	2016-03	$2,357	$2,823	-$466
CHINA CONSTRUCT UNSPN AD	2013-07	PURCHASE	2016-03	$1,685	$1,961	-$276
CHINA MOBILE LTD SPN ADR	2013-11	PURCHASE	2016-05	$9,151	$8,942	$209
CHINA MOBILE LTD SPN ADR	2013-11	PURCHASE	2016-05	$4,603	$4,429	$174
CIE GENERALE DES	2016-01	PURCHASE	2016-05	$3,706	$3,340	$366
CIE GENERALE DES	2016-01	PURCHASE	2016-05	$3,331	$3,016	$315
CK HUTCHISON HOLDINGS	2015-10	PURCHASE	2016-05	$3,127	$3,702	-$575
CK HUTCHISON HOLDINGS	2014-10	PURCHASE	2016-05	$1,893	$1,455	$438
CK HUTCHISON HOLDINGS	2014-10	PURCHASE	2016-05	$1,489	$1,137	$352
CK HUTCHISON HOLDINGS	2014-10	PURCHASE	2016-05	$958	$725	$233
CK HUTCHISON HOLDINGS	2014-10	PURCHASE	2016-05	$2,735	$1,962	$773
CK HUTCHISON HOLDINGS	2014-10	PURCHASE	2016-05	$1,142	$826	$316
CK HUTCHISON HOLDINGS	2014-10	PURCHASE	2016-05	$1,189	$858	$331
COCA COLA AMATIL SPD ADR	2016-05	PURCHASE	2016-05	$6,606	$6,901	-$295
DEUTSCHE LUFT AG SPN ADR	2016-01	PURCHASE	2016-05	$982	$1,147	-$165
DEUTSCHE LUFT AG SPN ADR	2016-01	PURCHASE	2016-05	$4,135	$4,887	-$752
DEUTSCHE LUFT AG SPN ADR	2015-12	PURCHASE	2016-05	$6,168	$6,839	-$671
DIRECT LINE INSURANCE	2016-05	PURCHASE	2016-05	$10,337	$10,757	-$420
DIRECT LINE INSURANCE	2016-05	PURCHASE	2016-05	$2,752	$2,847	-$95
DNB ASA SP ADR	2014-12	PURCHASE	2016-05	$472	$555	-$83
DNB ASA SP ADR	2014-12	PURCHASE	2016-05	$3,895	$4,966	-$1,071
DNB ASA SP ADR	2014-12	PURCHASE	2016-05	$1,062	$1,359	-$297
DNB ASA SP ADR	2014-12	PURCHASE	2016-05	$1,180	$1,498	-$318
ENEL SOCIETA PER AZIONI	2016-02	PURCHASE	2016-05	$7,565	$6,719	$846
ENEL SOCIETA PER AZIONI	2016-02	PURCHASE	2016-05	$6,879	$5,987	$892
ENN ENERGY HOLDINGS LTD	2015-10	PURCHASE	2016-05	$171	$222	-$51
ENN ENERGY HOLDINGS LTD	2015-09	PURCHASE	2016-05	$228	$251	-$23
ENN ENERGY HOLDINGS LTD	2015-09	PURCHASE	2016-05	$133	$148	-$15
ENN ENERGY HOLDINGS LTD	2015-09	PURCHASE	2016-05	$228	$250	-$22
ENN ENERGY HOLDINGS LTD	2015-09	PURCHASE	2016-05	$589	$641	-$52
ENN ENERGY HOLDINGS LTD	2015-09	PURCHASE	2016-05	$608	$647	-$39
ENN ENERGY HOLDINGS LTD	2015-09	PURCHASE	2016-05	$475	$512	-$37
ENN ENERGY HOLDINGS LTD	2015-09	PURCHASE	2016-05	$342	$381	-$39
ENN ENERGY HOLDINGS LTD	2015-09	PURCHASE	2016-05	$247	$282	-$35
ENN ENERGY HOLDINGS LTD	2015-09	PURCHASE	2016-05	$361	$404	-$43
ENN ENERGY HOLDINGS LTD	2015-09	PURCHASE	2016-05	$114	$126	-$12
ENN ENERGY HOLDINGS LTD	2015-09	PURCHASE	2016-05	$228	$243	-$15
ENN ENERGY HOLDINGS LTD	2015-09	PURCHASE	2016-05	$247	$266	-$19
ENN ENERGY HOLDINGS LTD	2015-09	PURCHASE	2016-05	$475	$506	-$31
ENN ENERGY HOLDINGS LTD	2015-09	PURCHASE	2016-05	$475	$506	-$31
ENN ENERGY HOLDINGS LTD	2015-08	PURCHASE	2016-05	$703	$770	-$67
ENN ENERGY HOLDINGS LTD	2015-08	PURCHASE	2016-05	$646	$723	-$77
ERICSSON AMERICAN	2016-03	PURCHASE	2016-05	$3,090	$3,899	-$809
ERICSSON AMERICAN	2016-03	PURCHASE	2016-05	$2,331	$2,922	-$591
ERICSSON AMERICAN	2016-03	PURCHASE	2016-05	$4,222	$5,280	-$1,058
ERICSSON AMERICAN	2016-03	PURCHASE	2016-05	$1,055	$1,320	-$265
EUTELSAT COMMUNICATIONS	2016-02	PURCHASE	2016-05	$1,650	$2,447	-$797
EUTELSAT COMMUNICATIONS	2016-01	PURCHASE	2016-05	$2,322	$3,405	-$1,083
ICICI BANK LTD SPD ADR	2015-08	PURCHASE	2016-05	$3,408	$4,381	-$973
ICICI BANK LTD SPD ADR	2015-08	PURCHASE	2016-05	$3,627	$5,125	-$1,498
ICICI BANK LTD SPD ADR	2015-07	PURCHASE	2016-05	$2,741	$4,104	-$1,363
ICICI BANK LTD SPD ADR	2015-06	PURCHASE	2016-05	$179	$272	-$93
ICICI BANK LTD SPD ADR	2015-06	PURCHASE	2016-05	$1,752	$2,624	-$872
IMPERIAL BRANDS PLC	2013-03	PURCHASE	2016-05	$6,680	$4,396	$2,284
IMPERIAL BRANDS PLC	2011-05	PURCHASE	2016-05	$8,835	$5,885	$2,950
ISRAEL CHEMICALS LTD SHS	2015-10	PURCHASE	2016-02	$221	$330	-$109
ISRAEL CHEMICALS LTD SHS	2015-02	PURCHASE	2016-02	$130	$241	-$111
ISRAEL CHEMICALS LTD SHS	2015-02	PURCHASE	2016-02	$767	$1,411	-$644
ISRAEL CHEMICALS LTD SHS	2015-02	PURCHASE	2016-02	$84	$156	-$72
ISRAEL CHEMICALS LTD SHS	2015-02	PURCHASE	2016-02	$1,071	$1,970	-$899
ISRAEL CHEMICALS LTD SHS	2015-02	PURCHASE	2016-02	$143	$264	-$121
ISRAEL CHEMICALS LTD SHS	2015-02	PURCHASE	2016-02	$89	$165	-$76
ISRAEL CHEMICALS LTD SHS	2015-02	PURCHASE	2016-02	$85	$156	-$71
ISRAEL CHEMICALS LTD SHS	2014-12	PURCHASE	2016-02	$239	$443	-$204
ISRAEL CHEMICALS LTD SHS	2014-12	PURCHASE	2016-01	$305	$516	-$211
ISRAEL CHEMICALS LTD SHS	2014-12	PURCHASE	2016-01	$196	$332	-$136
ISRAEL CHEMICALS LTD SHS	2014-12	PURCHASE	2016-02	$104	$191	-$87
ISRAEL CHEMICALS LTD SHS	2014-12	PURCHASE	2016-02	$309	$551	-$242
ISRAEL CHEMICALS LTD SHS	2014-12	PURCHASE	2016-01	$358	$606	-$248
ISRAEL CHEMICALS LTD SHS	2014-12	PURCHASE	2016-01	$496	$848	-$352
ISRAEL CHEMICALS LTD SHS	2014-12	PURCHASE	2016-01	$271	$452	-$181
ISRAEL CHEMICALS LTD SHS	2014-12	PURCHASE	2016-01	$244	$402	-$158
ISUZU MTRS LTD ADR	2013-09	PURCHASE	2016-05	$7,520	$8,253	-$733
ISUZU MTRS LTD ADR	2013-09	PURCHASE	2016-05	$7,741	$8,712	-$971
ITV PLC SHS	2016-05	PURCHASE	2016-05	$12,099	$14,071	-$1,972
KDDI CORP SHS	2015-10	PURCHASE	2016-05	$6,452	$5,000	$1,452
KDDI CORP SHS	2015-09	PURCHASE	2016-05	$4,643	$3,419	$1,224
KDDI CORP SHS	2015-07	PURCHASE	2016-02	$2,495	$2,236	$259
KDDI CORP SHS	2015-07	PURCHASE	2016-05	$2,472	$1,961	$511
KDDI CORP SHS	2015-06	PURCHASE	2016-02	$1,921	$1,685	$236
KEPPEL LTD SPONS ADR	2015-10	PURCHASE	2016-02	$397	$592	-$195
KEPPEL LTD SPONS ADR	2015-05	PURCHASE	2016-01	$622	$1,189	-$567
KEPPEL LTD SPONS ADR	2015-05	PURCHASE	2016-02	$3,037	$5,695	-$2,658
KEPPEL LTD SPONS ADR	2015-05	PURCHASE	2016-01	$1,736	$3,320	-$1,584
KEPPEL LTD SPONS ADR	2015-05	PURCHASE	2016-01	$2,707	$5,196	-$2,489
KEPPEL LTD SPONS ADR	2015-05	PURCHASE	2016-01	$185	$355	-$170
KEPPEL LTD SPONS ADR	2015-05	PURCHASE	2016-01	$829	$1,510	-$681
KEPPEL LTD SPONS ADR	2015-05	PURCHASE	2016-01	$596	$1,142	-$546
KOC HLDG AS-UNSPON	2015-04	PURCHASE	2016-05	$786	$820	-$34
KOC HLDG AS-UNSPON	2015-04	PURCHASE	2016-05	$467	$498	-$31
KOC HLDG AS-UNSPON	2015-04	PURCHASE	2016-05	$446	$485	-$39
KOC HLDG AS-UNSPON	2015-04	PURCHASE	2016-05	$276	$305	-$29
KOC HLDG AS-UNSPON	2015-04	PURCHASE	2016-05	$637	$683	-$46
KOC HLDG AS-UNSPON	2015-03	PURCHASE	2016-05	$786	$839	-$53
KOC HLDG AS-UNSPON	2015-03	PURCHASE	2016-05	$531	$572	-$41
KOC HLDG AS-UNSPON	2015-03	PURCHASE	2016-05	$892	$956	-$64
KOC HLDG AS-UNSPON	2015-03	PURCHASE	2016-05	$276	$307	-$31
KOC HLDG AS-UNSPON	2015-03	PURCHASE	2016-05	$1,317	$1,451	-$134
KOC HLDG AS-UNSPON	2015-03	PURCHASE	2016-05	$340	$374	-$34
KOREA ELEC POWER SPN ADR	2016-01	PURCHASE	2016-05	$1,846	$1,531	$315
KOREA ELEC POWER SPN ADR	2016-01	PURCHASE	2016-05	$1,948	$1,588	$360
KOREA ELEC POWER SPN ADR	2016-01	PURCHASE	2016-05	$538	$455	$83
KOREA ELEC POWER SPN ADR	2016-01	PURCHASE	2016-05	$2,410	$1,975	$435
KOREA ELEC POWER SPN ADR	2015-05	PURCHASE	2016-05	$2,897	$2,506	$391
KOREA ELEC POWER SPN ADR	2015-05	PURCHASE	2016-05	$1,000	$850	$150
KOREA ELEC POWER SPN ADR	2015-05	PURCHASE	2016-05	$1,154	$990	$164
KOREA ELEC POWER SPN ADR	2015-04	PURCHASE	2016-05	$4,332	$3,704	$628
KOREA ELEC POWER SPN ADR	2015-04	PURCHASE	2016-05	$1,897	$1,574	$323
KOREA ELEC POWER SPN ADR	2015-02	PURCHASE	2016-05	$5,922	$4,677	$1,245
MAGNA INTL INC CL A VTG	2015-11	PURCHASE	2016-05	$2,668	$3,078	-$410
MAGNA INTL INC CL A VTG	2015-09	PURCHASE	2016-05	$526	$618	-$92
MAGNA INTL INC CL A VTG	2015-09	PURCHASE	2016-05	$162	$188	-$26
MAGNA INTL INC CL A VTG	2012-01	PURCHASE	2016-05	$6,550	$3,208	$3,342
MAGNA INTL INC CL A VTG	2012-01	PURCHASE	2016-05	$1,860	$873	$987
MAN GROUP PLC-UNSPON	2015-06	PURCHASE	2016-05	$3,289	$4,740	-$1,451
MAN GROUP PLC-UNSPON	2015-05	PURCHASE	2016-05	$2,372	$3,747	-$1,375
MANULIFE FINANCIAL CORP	2012-03	PURCHASE	2016-05	$1,008	$981	$27
MANULIFE FINANCIAL CORP	2012-03	PURCHASE	2016-05	$2,954	$2,831	$123
MANULIFE FINANCIAL CORP	2012-03	PURCHASE	2016-03	$3,357	$3,292	$65
MANULIFE FINANCIAL CORP	2012-03	PURCHASE	2016-05	$2,534	$2,493	$41
MANULIFE FINANCIAL CORP	2011-07	PURCHASE	2016-03	$306	$394	-$88
MANULIFE FINANCIAL CORP	2011-07	PURCHASE	2016-03	$140	$179	-$39
MANULIFE FINANCIAL CORP	2011-06	PURCHASE	2016-03	$2,305	$2,927	-$622
MARKS AND SPENCER GP ADR	2014-10	PURCHASE	2016-05	$1,622	$1,769	-$147
MARKS AND SPENCER GP ADR	2014-10	PURCHASE	2016-05	$928	$986	-$58
MARKS AND SPENCER GP ADR	2014-10	PURCHASE	2016-05	$3,838	$4,069	-$231
MARKS AND SPENCER GP ADR	2014-10	PURCHASE	2016-05	$2,575	$2,660	-$85
MARKS AND SPENCER GP ADR	2011-02	PURCHASE	2016-05	$3,677	$3,430	$247
MITSUBISHI ELEC ADR	2015-08	PURCHASE	2016-05	$4,781	$4,215	$566
MITSUBISHI ELEC ADR	2015-08	PURCHASE	2016-05	$3,761	$3,678	$83
MITSUI CO ADR	2015-10	PURCHASE	2016-02	$234	$256	-$22
MITSUI CO ADR	2013-03	PURCHASE	2016-02	$471	$589	-$118
MITSUI CO ADR	2013-03	PURCHASE	2016-02	$3,047	$3,831	-$784
MITSUI CO ADR	2011-02	PURCHASE	2016-02	$3,063	$4,774	-$1,711
NORDEA BANK AB-SPON ADR	2015-06	PURCHASE	2016-05	$6,529	$9,324	-$2,795
NORDEA BANK AB-SPON ADR	2015-05	PURCHASE	2016-05	$211	$294	-$83
NORDEA BANK AB-SPON ADR	2015-05	PURCHASE	2016-05	$5,401	$7,811	-$2,410
NSK LTD ADR	2015-08	PURCHASE	2016-05	$2,718	$3,745	-$1,027
NSK LTD ADR	2015-08	PURCHASE	2016-05	$2,234	$3,080	-$846
NSK LTD ADR	2015-08	PURCHASE	2016-05	$1,676	$2,359	-$683
NSK LTD ADR	2015-08	PURCHASE	2016-05	$1,192	$1,731	-$539
NSK LTD ADR	2015-08	PURCHASE	2016-05	$782	$1,136	-$354
NSK LTD ADR	2015-08	PURCHASE	2016-05	$968	$1,403	-$435
NSK LTD ADR	2015-08	PURCHASE	2016-05	$2,123	$3,078	-$955
NSK LTD ADR	2015-08	PURCHASE	2016-05	$987	$1,380	-$393
OPEN TEXT CORP COM	2014-08	PURCHASE	2016-05	$391	$385	$6
OPEN TEXT CORP COM	2014-08	PURCHASE	2016-05	$3,237	$3,205	$32
OPEN TEXT CORP COM	2014-07	PURCHASE	2016-05	$2,679	$2,311	$368
OPEN TEXT CORP COM	2014-07	PURCHASE	2016-05	$2,623	$2,276	$347
PERSIMMON PLC-UNSPON	2014-06	PURCHASE	2016-05	$3,897	$2,609	$1,288
PERSIMMON PLC-UNSPON	2014-06	PURCHASE	2016-05	$4,871	$3,283	$1,588
PERSIMMON PLC-UNSPON	2014-05	PURCHASE	2016-05	$5,444	$3,970	$1,474
PJSC LUKOIL SPONSORED	2014-12	PURCHASE	2016-05	$6,076	$5,752	$324
PJSC LUKOIL SPONSORED	2013-12	PURCHASE	2016-05	$5,910	$8,827	-$2,917
PJSC LUKOIL SPONSORED	2013-12	PURCHASE	2016-05	$1,124	$1,614	-$490
PJSC LUKOIL SPONSORED	2013-12	PURCHASE	2016-05	$166	$244	-$78
PJSC LUKOIL SPONSORED	2013-11	PURCHASE	2016-05	$4,079	$6,076	-$1,997
PT BANK RAKYAT ADR	2014-10	PURCHASE	2016-05	$1,107	$1,283	-$176
PT BANK RAKYAT ADR	2014-10	PURCHASE	2016-05	$946	$1,119	-$173
PT BANK RAKYAT ADR	2014-10	PURCHASE	2016-05	$626	$721	-$95
PT BANK RAKYAT ADR	2014-10	PURCHASE	2016-05	$1,820	$2,073	-$253
PT BANK RAKYAT ADR	2014-10	PURCHASE	2016-05	$1,674	$1,977	-$303
PT BANK RAKYAT ADR	2014-10	PURCHASE	2016-05	$1,005	$1,213	-$208
RIO TINTO PLC SPNSRD ADR	2015-06	PURCHASE	2016-01	$2,514	$4,610	-$2,096
RIO TINTO PLC SPNSRD ADR	2012-06	PURCHASE	2016-01	$1,616	$3,005	-$1,389
RIO TINTO PLC SPNSRD ADR	2012-06	PURCHASE	2016-01	$369	$707	-$338
RIO TINTO PLC SPNSRD ADR	2011-03	PURCHASE	2016-01	$468	$1,310	-$842
RIO TINTO PLC SPNSRD ADR	2011-03	PURCHASE	2016-01	$909	$2,552	-$1,643
RIO TINTO PLC SPNSRD ADR	2011-03	PURCHASE	2016-01	$1,449	$4,182	-$2,733
RIO TINTO PLC SPNSRD ADR	2011-03	PURCHASE	2016-01	$166	$483	-$317
RIO TINTO PLC SPNSRD ADR	2011-02	PURCHASE	2016-01	$1,597	$4,753	-$3,156
RIO TINTO PLC SPNSRD ADR	2010-11	PURCHASE	2016-01	$221	$613	-$392
RIO TINTO PLC SPNSRD ADR	2010-08	PURCHASE	2016-01	$369	$774	-$405
RIO TINTO PLC SPNSRD ADR	2010-08	PURCHASE	2016-01	$197	$437	-$240
ROYAL DUTCH SHELL PLC	2015-10	PURCHASE	2016-05	$459	$480	-$21
ROYAL DUTCH SHELL PLC	2015-03	PURCHASE	2016-05	$4,025	$4,795	-$770
ROYAL DUTCH SHELL PLC	2013-10	PURCHASE	2016-05	$3,617	$4,547	-$930
ROYAL DUTCH SHELL PLC	2013-09	PURCHASE	2016-05	$204	$306	-$102
ROYAL DUTCH SHELL PLC	2011-03	PURCHASE	2016-05	$204	$291	-$87
ROYAL DUTCH SHELL PLC	2011-02	PURCHASE	2016-05	$10,445	$14,522	-$4,077
ROYAL DUTCH SHELL PLC	2010-11	PURCHASE	2016-05	$2,089	$2,675	-$586
ROYAL DUTCH SHELL PLC	2010-08	PURCHASE	2016-05	$255	$280	-$25
ROYAL DUTCH SHELL PLC	2010-08	PURCHASE	2016-05	$1,223	$1,380	-$157
SANOFI ADR	2011-08	PURCHASE	2016-05	$7,809	$6,923	$886
SANOFI ADR	2011-08	PURCHASE	2016-05	$4,513	$4,161	$352
SASOL LTD SPONSORED ADR	2014-12	PURCHASE	2016-05	$1,138	$1,510	-$372
SASOL LTD SPONSORED ADR	2014-12	PURCHASE	2016-05	$4,230	$5,552	-$1,322
SASOL LTD SPONSORED ADR	2014-12	PURCHASE	2016-05	$1,517	$1,853	-$336
SASOL LTD SPONSORED ADR	2012-12	PURCHASE	2016-05	$1,459	$2,104	-$645
SASOL LTD SPONSORED ADR	2012-12	PURCHASE	2016-05	$1,692	$2,443	-$751
SASOL LTD SPONSORED ADR	2011-02	PURCHASE	2016-05	$4,171	$7,068	-$2,897
SHIRE PLC-ADR	2016-02	PURCHASE	2016-05	$3,160	$2,964	$196
SHIRE PLC-ADR	2016-02	PURCHASE	2016-05	$3,511	$3,286	$225
SKY PLC	2014-09	PURCHASE	2016-04	$1,650	$1,717	-$67
SKY PLC	2014-09	PURCHASE	2016-04	$2,531	$2,638	-$107
SKY PLC	2014-09	PURCHASE	2016-04	$2,091	$2,177	-$86
SMURFIT KAPPA GROUP PLC	2016-01	PURCHASE	2016-05	$8,305	$6,802	$1,503
SMURFIT KAPPA GROUP PLC	2014-07	PURCHASE	2016-05	$2,342	$1,943	$399
SMURFIT KAPPA GROUP PLC	2014-06	PURCHASE	2016-05	$272	$228	$44
SMURFIT KAPPA GROUP PLC	2014-06	PURCHASE	2016-05	$381	$319	$62
SMURFIT KAPPA GROUP PLC	2014-05	PURCHASE	2016-05	$871	$729	$142
SMURFIT KAPPA GROUP PLC	2014-05	PURCHASE	2016-05	$599	$490	$109
SMURFIT KAPPA GROUP PLC	2014-05	PURCHASE	2016-05	$1,035	$858	$177
SMURFIT KAPPA GROUP PLC	2014-05	PURCHASE	2016-05	$1,852	$1,504	$348
SONIC HEALTHCARE-UNSP	2016-02	PURCHASE	2016-05	$3,168	$2,690	$478
SONIC HEALTHCARE-UNSP	2016-01	PURCHASE	2016-05	$4,137	$3,489	$648
SUMITOMO CHEMICAL CO-UNS	2015-10	PURCHASE	2016-05	$3,984	$5,182	-$1,198
SUMITOMO CHEMICAL CO-UNS	2015-10	PURCHASE	2016-05	$1,211	$1,567	-$356
SUMITOMO CHEMICAL CO-UNS	2015-10	PURCHASE	2016-05	$1,695	$2,184	-$489
SUMITOMO CHEMICAL CO-UNS	2015-10	PURCHASE	2016-05	$1,453	$1,848	-$395
SUMITOMO CHEMICAL CO-UNS	2015-10	PURCHASE	2016-05	$1,629	$2,004	-$375
SUMITOMO CHEMICAL CO-UNS	2015-10	PURCHASE	2016-05	$1,541	$1,821	-$280
SUMITOMO METAL MINING CO	2015-03	PURCHASE	2016-01	$2,670	$4,131	-$1,461
SUMITOMO METAL MINING CO	2015-03	PURCHASE	2016-01	$2,805	$4,392	-$1,587
SUMITOMO METAL MINING CO	2015-02	PURCHASE	2016-01	$704	$1,019	-$315
SUMITOMO METAL MINING CO	2015-02	PURCHASE	2016-01	$568	$941	-$373
SVENSKA C AKTI SPONS ADR	2011-02	PURCHASE	2016-05	$8,506	$4,749	$3,757
T AND D HOLDINGS INC SHS	2016-04	PURCHASE	2016-05	$2,155	$2,145	$10
T AND D HOLDINGS INC SHS	2015-11	PURCHASE	2016-05	$2,267	$3,559	-$1,292
T AND D HOLDINGS INC SHS	2015-10	PURCHASE	2016-05	$1,738	$2,470	-$732
T AND D HOLDINGS INC SHS	2015-03	PURCHASE	2016-05	$1,307	$1,992	-$685
T AND D HOLDINGS INC SHS	2015-03	PURCHASE	2016-05	$1,316	$2,007	-$691
T AND D HOLDINGS INC SHS	2015-03	PURCHASE	2016-05	$1,131	$1,741	-$610
T AND D HOLDINGS INC SHS	2015-03	PURCHASE	2016-05	$979	$1,503	-$524
T AND D HOLDINGS INC SHS	2015-03	PURCHASE	2016-05	$94	$143	-$49
T AND D HOLDINGS INC SHS	2015-03	PURCHASE	2016-05	$1,015	$1,490	-$475
TAIWAN S MANUFCTRING ADR	2015-10	PURCHASE	2016-05	$372	$356	$16
TAIWAN S MANUFCTRING ADR	2015-04	PURCHASE	2016-05	$4,554	$4,570	-$16
TAIWAN S MANUFCTRING ADR	2015-04	PURCHASE	2016-05	$5,251	$5,271	-$20
TAIWAN S MANUFCTRING ADR	2011-02	PURCHASE	2016-01	$2,522	$1,547	$975
TAIWAN S MANUFCTRING ADR	2011-02	PURCHASE	2016-05	$3,578	$2,054	$1,524
TELENOR ASA ADR	2016-04	PURCHASE	2016-05	$6,463	$6,759	-$296
TELIA COMPANY AB	2016-01	PURCHASE	2016-05	$2,967	$2,890	$77
TELIA COMPANY AB	2016-01	PURCHASE	2016-05	$3,325	$3,348	-$23
TELIA COMPANY AB	2015-05	PURCHASE	2016-05	$338	$432	-$94
TELIA COMPANY AB	2015-05	PURCHASE	2016-05	$603	$780	-$177
TELIA COMPANY AB	2015-05	PURCHASE	2016-05	$303	$396	-$93
TELIA COMPANY AB	2015-05	PURCHASE	2016-05	$854	$1,084	-$230
TELIA COMPANY AB	2015-05	PURCHASE	2016-05	$910	$1,179	-$269
TELIA COMPANY AB	2015-05	PURCHASE	2016-05	$610	$809	-$199
TELIA COMPANY AB	2015-05	PURCHASE	2016-05	$1,266	$1,676	-$410
TELIA COMPANY AB	2015-05	PURCHASE	2016-05	$1,970	$2,591	-$621
TEVA PHARMACTCL INDS ADR	2016-03	PURCHASE	2016-05	$3,626	$3,927	-$301
TEVA PHARMACTCL INDS ADR	2015-10	PURCHASE	2016-05	$1,441	$1,724	-$283
TEVA PHARMACTCL INDS ADR	2014-10	PURCHASE	2016-05	$5,017	$5,337	-$320
TEVA PHARMACTCL INDS ADR	2014-10	PURCHASE	2016-05	$1,739	$1,890	-$151
TEVA PHARMACTCL INDS ADR	2012-08	PURCHASE	2016-05	$4,967	$4,030	$937
TEVA PHARMACTCL INDS ADR	2012-08	PURCHASE	2016-01	$3,323	$2,189	$1,134
TEVA PHARMACTCL INDS ADR	2012-08	PURCHASE	2016-05	$2,533	$2,067	$466
TORONTO DOMINION BANK	2011-02	PURCHASE	2016-05	$10,754	$9,572	$1,182
TORONTO DOMINION BANK	2010-11	PURCHASE	2016-05	$2,361	$1,985	$376
TORONTO DOMINION BANK	2010-08	PURCHASE	2016-05	$3,016	$2,431	$585
UNTD OVERSEAS BK SPN ADR	2015-10	PURCHASE	2016-05	$843	$975	-$132
UNTD OVERSEAS BK SPN ADR	2011-02	PURCHASE	2016-05	$7,741	$9,469	-$1,728
UNTD OVERSEAS BK SPN ADR	2010-11	PURCHASE	2016-05	$2,018	$2,224	-$206
UNTD OVERSEAS BK SPN ADR	2010-08	PURCHASE	2016-05	$3,015	$3,404	-$389
WEST JAPAN RY CO ADR	2015-12	PURCHASE	2016-05	$2,533	$2,994	-$461
WEST JAPAN RY CO ADR	2015-12	PURCHASE	2016-05	$2,945	$3,274	-$329
WEST JAPAN RY CO ADR	2015-10	PURCHASE	2016-05	$3,593	$4,139	-$546
WEST JAPAN RY CO ADR	2015-10	PURCHASE	2016-05	$3,063	$3,322	-$259
WPP PLC NEW/ADR	2015-08	PURCHASE	2016-05	$2,286	$2,079	$207
WPP PLC NEW/ADR	2015-08	PURCHASE	2016-05	$6,173	$5,783	$390
WPP PLC NEW/ADR	2015-08	PURCHASE	2016-05	$229	$224	$5
WPP PLC NEW/ADR	2015-08	PURCHASE	2016-05	$7,430	$7,288	$142
ZURICH INSURANCE GROUP	2015-10	PURCHASE	2016-02	$2,328	$2,885	-$557
ZURICH INSURANCE GROUP	2011-09	PURCHASE	2016-02	$2,050	$1,515	$535
ZURICH INSURANCE GROUP	2011-09	PURCHASE	2016-02	$796	$590	$206
ZURICH INSURANCE GROUP	2011-09	PURCHASE	2016-02	$1,858	$1,351	$507
ZURICH INSURANCE GROUP	2011-02	PURCHASE	2016-02	$4,691	$5,394	-$703
FID ADV NEW INSIGHTS I	2016-02	PURCHASE	2016-07	$4	$4
FID ADV NEW INSIGHTS I	2013-02	PURCHASE	2016-07	$49,996	$43,983	$6,013
FIRST EAG GLOBAL CL I	2015-12	PURCHASE	2016-07	$44	$40	$4
FIRST EAG GLOBAL CL I	2011-02	PURCHASE	2016-07	$49,956	$42,302	$7,654
MFS UTILITIES FD CL I	2016-03	PURCHASE	2016-03	$1	$1
MFS UTILITIES FD CL I	2011-10	PURCHASE	2016-03	$49,992	$49,322	$670
MFS UTILITIES FD CL I	2011-10	PURCHASE	2016-03	$7	$7
POWERSHARS BUYBCK ACHVRS	2014-07	PURCHASE	2016-09	$52,359	$50,072	$2,287
PRDNTL JEN NAT RES FD Z	2012-08	PURCHASE	2016-03	$6,406	$10,034	-$3,628
PRDNTL JEN NAT RES FD Z	2011-06	PURCHASE	2016-03	$18,273	$36,013	-$17,740
PRDNTL JEN NAT RES FD Z	2011-04	PURCHASE	2016-03	$5,491	$11,134	-$5,643
PRDNTL JEN NAT RES FD Z	2011-04	PURCHASE	2016-03	$5,432	$11,156	-$5,724
PRDNTL JEN NAT RES FD Z	2011-04	PURCHASE	2016-03	$7,734	$16,718	-$8,984
PRDNTL JEN NAT RES FD Z	2011-04	PURCHASE	2016-03	$7,793	$16,682	-$8,889
PRDNTL JEN NAT RES FD Z	2011-03	PURCHASE	2016-03	$15,941	$33,350	-$17,409
PRDNTL JEN NAT RES FD Z	2011-03	PURCHASE	2016-01	$699	$1,407	-$708
PRDNTL JEN NAT RES FD Z	2011-03	PURCHASE	2016-03	$30,730	$61,044	-$30,314
PRDNTL JEN NAT RES FD Z	2011-03	PURCHASE	2016-03	$9	$18	-$9
PRDNTL JEN NAT RES FD Z	2011-03	PURCHASE	2016-01	$31,606	$62,507	-$30,901
PRDNTL JEN NAT RES FD Z	2011-02	PURCHASE	2016-01	$29,742	$62,557	-$32,815
PRDNTL JEN NAT RES FD Z	2011-02	PURCHASE	2016-01	$30,470	$62,509	-$32,039
PRDNTL JEN NAT RES FD Z	2011-02	PURCHASE	2016-01	$6	$12	-$6
PRDNTL JEN NAT RES FD Z	2011-02	PURCHASE	2016-01	$7,457	$15,037	-$7,580
PRDNTL SHT TRM CORP BD Z	2016-05	PURCHASE	2016-06
PRDNTL SHT TRM CORP BD Z	2016-05	PURCHASE	2016-06	$149,991	$149,186	$805
PRUDENTIAL JENNISON	2011-03	PURCHASE	2016-01	$20	$40	-$20
PRUDENTIAL JENNISON	2016-06	PURCHASE	2016-07
PRUDENTIAL JENNISON	2015-12	PURCHASE	2016-05	$5	$5
PRUDENTIAL JENNISON	2015-12	PURCHASE	2016-03	$7	$7
PRUDENTIAL JENNISON	2011-04	PURCHASE	2016-07	$2	$2
PRUDENTIAL JENNISON	2011-04	PURCHASE	2016-07	$15,559	$13,832	$1,727
PRUDENTIAL JENNISON	2011-04	PURCHASE	2016-07	$18,646	$16,672	$1,974
PRUDENTIAL JENNISON	2011-04	PURCHASE	2016-05	$11,354	$10,722	$632
PRUDENTIAL JENNISON	2011-04	PURCHASE	2016-07	$15,793	$14,273	$1,520
PRUDENTIAL JENNISON	2011-04	PURCHASE	2016-05	$7	$7
PRUDENTIAL JENNISON	2011-04	PURCHASE	2016-05	$26,483	$25,010	$1,473
PRUDENTIAL JENNISON	2011-03	PURCHASE	2016-05	$53,906	$50,004	$3,902
PRUDENTIAL JENNISON	2011-03	PURCHASE	2016-05	$11,772	$10,683	$1,089
PRUDENTIAL JENNISON	2011-03	PURCHASE	2016-05	$136,145	$125,013	$11,132
PRUDENTIAL JENNISON	2011-03	PURCHASE	2016-03	$48,017	$46,365	$1,652
PRUDENTIAL JENNISON	2011-03	PURCHASE	2016-05	$85,327	$78,636	$6,691
PRUDENTIAL JENNISON	2011-02	PURCHASE	2016-03	$51,976	$50,845	$1,131
PRUDENTIAL SHORT TERM	2016-05	PURCHASE	2016-06	$9	$9
TETON WESTWOOD MIGHTY	2015-11	PURCHASE	2016-07	$12	$12
TETON WESTWOOD MIGHTY	2010-11	PURCHASE	2016-07	$36,785	$25,379	$11,406
TETON WESTWOOD MIGHTY	2010-08	PURCHASE	2016-07	$13,203	$8,331	$4,872
YORK TOTAL ACCESS	2010-09	PURCHASE	2016-07	$1,230,892	$1,095,683	$135,209

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corporate Bonds InvestmentsCorporateBondsGrp (4 entries)

BondBondNm	EOY Book ValueEOYBookValueAmt	EOYFMVEOYFMVAmt
MERRILL LYNCH - 7EG-04044 NEUBERGER	$1,477,090	$1,484,182
MERRILL LYNCH - LOOMIS SAYLES	$1,649,471	$1,623,554
GOLDMAN SACHS - GSAM: TAXABLE	$1,650,946	$1,608,239
GOLDMAN SACHS - CORP FIXED INC	$1,806,122	$936,115

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (11 entries)

StockStockNm	EOY Book ValueEOYBookValueAmt	EOYFMVEOYFMVAmt
MERRILL LYNCH - 7EG-02041 CXO OPTION	$4,514	$665,421
MERRILL LYNCH - 7EG-02042 PIA MNGED	$7,873,745	$9,509,409
MERRILL LYNCH - 7EG-02043 NJF INTL	$4,916	$4,916
MERRILL LYNCH - 7EG-02019 DIV PORT	$1,977,964	$2,104,860
GOLDMAN SACHS - BROKERAGE	$1,081,276	$1,211,733
GOLDMAN SACHS - ADVISORY BROK II	$3,516,509	$1,804,729
GOLDMAN SACHS - AVENIR	$607,847	$944,878
GOLDMAN SACHS - GANNETT WELSH	$347,355	$457,121
GOLDMAN SACKS - YACKTMAN
GOLDMAN SACHS - DIAMOND HILL	$958,209	$1,235,099
GOLDMAN SACHS - WCM DYNAMIC

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp (11 entries)

Category Or ItemCategoryOrItemTxt	Listed At Cost Or FMVListedAtCostOrFMVCd	Book ValueBookValueAmt	EOYFMVEOYFMVAmt
MERRILL LYNCH - 7EG-02040 ALTERNATIV	AT COST	$1,411,297	$1,767,650
ENCAP ENERGY CAPITAL FUND VII	AT COST	$2,347,088	$2,347,088
PENNY BACKER	AT COST
QSI HOLDINGS, L.P.	AT COST	$181,221	$181,221
ENCAP FLATROCK	AT COST	$1,533,079	$1,533,079
NGP NATURAL RESOURCES	AT COST	$783,510	$783,510
ENCAP ENERGY IX	AT COST	$4,364,785	$4,364,785
PENNY BACKER III	AT COST	$853,168	$853,168
QID NGL	AT COST
BP NATURAL GAS	AT COST	$948,636	$948,636
ENCAP ENERGY X	AT COST	$736,192	$736,192

Land Etc Schedule2 LandEtcSchedule2

Land Etc LandEtcGrp (2 entries)

Category Or ItemCategoryOrItemTxt	Cost Or Other BasisCostOrOtherBasisAmt	Accumulated DepreciationAccumulatedDepreciationAmt	Book ValueBookValueAmt	EOYFMVEOYFMVAmt
BUILDINGS/FURN&FIX	$1,005,805	$136,160	$869,645	$1,005,805
LAND	$55,000		$55,000	$55,000

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFeesGrp

Field	Value	IRS element (for citing)
Category	INDIRECT LEGAL FEES	CategoryTxt
Legal Fees	$2,704	LegalFeesAmt
Disbursements Charitable Prps	$2,704	DisbursementsCharitablePrpsAmt

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (24 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt	Net Investment IncomeNetInvestmentIncomeAmt
EXPENSES
ADVERTISING	$7,673	$7,673
AUTO EXPENSE	$3,470	$3,470
COMMUNITY SERVICE PROGRAM	$7,560	$7,560
DUES/SUBSCRIPTION	$6,131	$6,131
EQUIPMENT LEASE	$2,971	$2,971
EVENT SPONSOR	$32,210	$32,210
GRADUATION INCENTIVE	$17,500	$17,500
INSURANCE	$2,791	$2,791
BANK FEE	$1,380		$1,380
NEW SCHOLAR ORIENTATION	$20,441	$20,441
OFFICE EXPENSE	$3,846	$3,846
POSTAGE	$3,383	$3,383
MARKETING	$8,465	$8,465
REPAIRS & MAINTENANCE	$7,540	$7,540
SCHOLARSHIP MENTORING PROGRAM	$19,288	$19,288
STUDENT LUNCHEON	$199	$199
SPONSORSHIP	$1,500	$1,500
STORAGE RENTAL	$771	$771
SUPPLY	$7,825	$7,825
WEB SITE EXPENSE	$4,975	$4,975
INVESTMENT/ADVISORY FEES	$143,026		$143,026
MACK SELECT TOURNEY	$33,072	$33,072
OTHER INVESTMENT LOSS	$3,576		$3,576

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail (4 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt	Adjusted Net IncomeAdjustedNetIncomeAmt
PASSTHROUGH PENNYBACKER BASIS	$95,397	$95,397	$95,397
PASSTHROUGH QID NGL NEG BOOK	$27,141	$27,141	$27,141
RENT	$3,900		$3,900
PASSTHROUGH INV INC(LOSS)	$3,349,290	$3,349,290	$3,349,290

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (3 entries)

CategoryCategoryTxt	AmtAmt	Net Investment IncomeNetInvestmentIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
FOREIGN TAX	$1,557	$1,557
PROPERTY TAX	$4,606		$4,606
SECTION 4940