RENEE B FISHER FOUNDATION: Form 990PF, tax year 2016

View the entire original 990 at ProPublica ↗

Organization
RENEE B FISHER FOUNDATION (EIN 06-0952015)
Tax period
2016-01-01 to 2016-12-31
Filed
2017-11-02
IRS object ID
201723069349100302
Schema version
2016v3.0
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2017-11-02T07:22:10-05:00ReturnTs
Tax Period End2016-12-31TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

FieldValueIRS element (for citing)
Preparer Firm EIN113564118PreparerFirmEIN

Preparer Firm Name PreparerFirmName

FieldValueIRS element (for citing)
Business Name Line1LIPNER SOFFERMAN & CO LLPBusinessNameLine1Txt

Preparer US Address PreparerUSAddress

FieldValueIRS element (for citing)
Address Line1125 JERICHO TPKE STE 402AddressLine1Txt
CityJERICHOCityNm
State AbbreviationNYStateAbbreviationCd
ZIP11753ZIPCd
FieldValueIRS element (for citing)
Return Type990PFReturnTypeCd
Tax Period Begin2016-01-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN060952015EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1RENEE B FISHER FOUNDATION INCBusinessNameLine1Txt
FieldValueIRS element (for citing)
Business Name ControlRENEBusinessNameControlTxt
Phone5164874070PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line1C/O CP FISHER PO BOX 366AddressLine1Txt
CityGREEN FARMSCityNm
State AbbreviationCTStateAbbreviationCd
ZIP06838ZIPCd

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonCP FISHERPersonNm
Person TitleDIRECTORPersonTitleTxt
Phone5164874070PhoneNum
Signature2017-08-23SignatureDt
Discuss With Paid PreparerYes (true)DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

FieldValueIRS element (for citing)
Preparer PersonJAY LIPNER CPAPreparerPersonNm
PTINP00749201PTIN
Phone5164874070PhoneNum
Preparation2017-10-23PreparationDt

Filing Security Information FilingSecurityInformation

FieldValueIRS element (for citing)
At Submission Creation Device Id1AEB67C003FB2CCDD5BC7FF7D18AFCECB504EEA7AtSubmissionCreationDeviceId
At Submission Filing Device Id3790A496B213E071E3C15A20318B653E27FA4685AtSubmissionFilingDeviceId
FieldValueIRS element (for citing)
Tax2016TaxYr
Build TS2021-01-29 14:40:06ZBuildTS

Form 990-PF IRS990PF

FieldValueIRS element (for citing)
Organization501c3 Exempt PFYes (X)Organization501c3ExemptPFInd
FMV Assets EOY$15,580,065FMVAssetsEOYAmt
Method Of Accounting CashYes (X)MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

FieldValueIRS element (for citing)
Schedule B Not RequiredYes (X)ScheduleBNotRequiredInd
Interest On Sav Rev And Expnss$4,922InterestOnSavRevAndExpnssAmt
Interest On Sav Net Invst Incm$4,922InterestOnSavNetInvstIncmAmt
Interest On Savings Adj Net Incm$4,922InterestOnSavingsAdjNetIncmAmt
Dividends Rev And Expnss$320,457DividendsRevAndExpnssAmt
Dividends Net Invst Incm$320,457DividendsNetInvstIncmAmt
Dividends Adj Net Incm$320,457DividendsAdjNetIncmAmt
Net Gain Sale Ast Rev And Expnss$100,369NetGainSaleAstRevAndExpnssAmt
Gross Sales Price$965,544GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm$5,100CapGainNetIncmNetInvstIncmAmt
Other Income Rev And Expnss$13,847OtherIncomeRevAndExpnssAmt
Other Income Net Invst Incm$13,847OtherIncomeNetInvstIncmAmt
Other Income Adj Net Incm$13,847OtherIncomeAdjNetIncmAmt
Total Rev And Expnss$439,595TotalRevAndExpnssAmt
Total Net Invst Incm$344,326TotalNetInvstIncmAmt
Total Adj Net Incm$339,226TotalAdjNetIncmAmt
Accounting Fees Rev And Expnss$9,750AccountingFeesRevAndExpnssAmt
Taxes Rev And Expnss$15,196TaxesRevAndExpnssAmt
Occupancy Rev And Expnss$7,500OccupancyRevAndExpnssAmt
Trav Conf Meeting Rev And Expnss$18,455TravConfMeetingRevAndExpnssAmt
Other Expenses Rev And Expnss$136,254OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm$118,239OtherExpensesNetInvstIncmAmt
Tot Opr Expenses Rev And Expnss$187,155TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm$118,239TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Dsbrs Chrtbl$0TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss$790,563ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl$790,563ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss$977,718TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm$118,239TotalExpensesNetInvstIncmAmt
Total Expenses Dsbrs Chrtbl$790,563TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses-$538,123ExcessRevenueOverExpensesAmt
Net Investment Income$226,087NetInvestmentIncomeAmt
Adjusted Net Income$339,226AdjustedNetIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

FieldValueIRS element (for citing)
Cash BOY$104,292CashBOYAmt
Cash EOY$319,813CashEOYAmt
Cash EOYFMV$319,813CashEOYFMVAmt
Sav And Temp Cash Invst BOY$1,830,049SavAndTempCashInvstBOYAmt
Sav And Temp Cash Invst EOY$1,570,346SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV$1,570,346SavAndTempCashInvstEOYFMVAmt
US Government Obligations BOY$7,625,983USGovernmentObligationsBOYAmt
US Government Obligations EOY$7,132,042USGovernmentObligationsEOYAmt
US Govt Obligations EOYFMV$13,689,906USGovtObligationsEOYFMVAmt
Total Assets BOY$9,560,324TotalAssetsBOYAmt
Total Assets EOY$9,022,201TotalAssetsEOYAmt
Total Assets EOYFMV$15,580,065TotalAssetsEOYFMVAmt
Total Liabilities EOY$0TotalLiabilitiesEOYAmt
Organization Follows SFAS117Yes (X)OrganizationFollowsSFAS117Ind
Unrestricted BOY$9,560,324UnrestrictedBOYAmt
Unrestricted EOY$9,022,201UnrestrictedEOYAmt
Tot Net Ast Or Fund Balances BOY$9,560,324TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY$9,022,201TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY$9,560,324TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY$9,022,201TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

FieldValueIRS element (for citing)
Tot Net Ast Or Fund Balances BOY$9,560,324TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses-$538,123ExcessRevenueOverExpensesAmt
Subtotal$9,022,201SubtotalAmt
Tot Net Ast Or Fund Balances EOY$9,022,201TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

FieldValueIRS element (for citing)
Capital Gain Net Income$5,100CapitalGainNetIncomeAmt

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

FieldValueIRS element (for citing)
Liable Section4942 TaxfalseLiableSection4942TaxInd
Adjusted Qlfy Distri Yr1$924,402AdjustedQlfyDistriYr1Amt
Net Vl Noncharitable Assets Yr1$16,271,574NetVlNoncharitableAssetsYr1Amt
Distribution Yr10.056811DistributionYr1Rt
Adjusted Qlfy Distri Yr2$780,198AdjustedQlfyDistriYr2Amt
Net Vl Noncharitable Assets Yr2$16,415,387NetVlNoncharitableAssetsYr2Amt
Distribution Yr20.047528DistributionYr2Rt
Adjusted Qlfy Distri Yr3$743,679AdjustedQlfyDistriYr3Amt
Net Vl Noncharitable Assets Yr3$14,644,366NetVlNoncharitableAssetsYr3Amt
Distribution Yr30.050783DistributionYr3Rt
Adjusted Qlfy Distri Yr4$643,054AdjustedQlfyDistriYr4Amt
Net Vl Noncharitable Assets Yr4$13,108,008NetVlNoncharitableAssetsYr4Amt
Distribution Yr40.049058DistributionYr4Rt
Adjusted Qlfy Distri Yr5$628,890AdjustedQlfyDistriYr5Amt
Net Vl Noncharitable Assets Yr5$12,805,060NetVlNoncharitableAssetsYr5Amt
Distribution Yr50.049113DistributionYr5Rt
Total Distribution0.253293TotalDistributionRt
Average Distribution0.050659AverageDistributionRt
Net Vl Noncharitable Assets$14,875,092NetVlNoncharitableAssetsAmt
Adj Net Vl Noncharitable Assets$753,557AdjNetVlNoncharitableAssetsAmt
Net Investment Income Pct$2,261NetInvestmentIncomePctAmt
Adj Nonchrtbl Net Invst Incm Pct$755,818AdjNonchrtblNetInvstIncmPctAmt
Qualifying Distributions$790,563QualifyingDistributionsAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

FieldValueIRS element (for citing)
Domestic Org Meeting Sect4940eYes (X)DomesticOrgMeetingSect4940eInd
Investment Income Excise Tax$2,261InvestmentIncomeExciseTaxAmt
Subtotal$2,261SubtotalAmt
Tax Based On Investment Income$2,261TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx$12,724EstimatedPlusOvpmtIncmTxAmt
Total Payments And Credits$12,724TotalPaymentsAndCreditsAmt
Overpayment$10,463OverpaymentAmt
Applied To ES Tax$10,463AppliedToESTaxAmt

Statements Regarding Acty StatementsRegardingActyGrp

FieldValueIRS element (for citing)
Legislative Political ActyfalseLegislativePoliticalActyInd
More Than100 SpentfalseMoreThan100SpentInd
Form1120 POL FiledfalseForm1120POLFiledInd
Activities Not Previously RptfalseActivitiesNotPreviouslyRptInd
Changes To Articles Or BylawsfalseChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over LimitfalseUnrelatedBusIncmOverLimitInd
Organization Dissolved EtcfalseOrganizationDissolvedEtcInd
Section508e Rqr SatisfiedYes (true)Section508eRqrSatisfiedInd
At Least5000 In AssetsYes (true)AtLeast5000InAssetsInd
Form990 PF Filed With Atty GenYes (true)Form990PFFiledWithAttyGenInd
Private Operating FoundationfalsePrivateOperatingFoundationInd
New Substantial ContributorsfalseNewSubstantialContributorsInd
Own Controlled EntityfalseOwnControlledEntityInd
Donor Advised FundfalseDonorAdvisedFundInd
Comply With Public Insp RqrYes (true)ComplyWithPublicInspRqrInd
Website AddressN/AWebsiteAddressTxt
Individual With BooksCP FISHERIndividualWithBooksNm
Phone5164874070PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

FieldValueIRS element (for citing)
Address Line1PO BOX 365AddressLine1Txt
CityGREENS FARMSCityNm
State AbbreviationCTStateAbbreviationCd
ZIP06436ZIPCd
FieldValueIRS element (for citing)
Foreign Accounts QuestionfalseForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

FieldValueIRS element (for citing)
Sale Or Exch Disqualified PrsnfalseSaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified PrsnfalseBrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified PrsnfalseFurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified PrsnfalsePayCompDisqualifiedPrsnInd
Transfer Ast Disqualified PrsnfalseTransferAstDisqualifiedPrsnInd
Payment To Government OfficialfalsePaymentToGovernmentOfficialInd
Undistributed Income PYfalseUndistributedIncomePYInd
Business HoldingsfalseBusinessHoldingsInd
Jeopardy InvestmentsfalseJeopardyInvestmentsInd
Uncorrected PY Jeopardy InvstfalseUncorrectedPYJeopardyInvstInd
Influence LegislationfalseInfluenceLegislationInd
Influence ElectionfalseInfluenceElectionInd
Grants To IndividualsfalseGrantsToIndividualsInd
Grants To OrganizationsYes (true)GrantsToOrganizationsInd
Noncharitable PurposefalseNoncharitablePurposeInd
Transactions Fail To Qlfy As ExcfalseTransactionsFailToQlfyAsExcInd
Maintained Expenditure RspnsfalseMaintainedExpenditureRspnsInd
Rcv Fnds To Pay Prsnl Bnft CntrctfalseRcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft CntrctfalsePayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter TransfalseProhibitedTaxShelterTransInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdTitleTitleTxtAverage Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRtCompensationCompensationAmtEmployee Benefit ProgramEmployeeBenefitProgramAmtExpense Account Other AllwncExpenseAccountOtherAllwncAmt
DR SHELLEY FISHKIN
807 SAN FRANCISCO TERRACESTANFORDCA94305PRES & DIR000.00$0$0$0
DR JAMES FISHKIN
807 SAN FRANCISCO TERRACESTANFORDCA94305DIRECTOR000.00$0$0$0
CP FISHER
PO BOX 365GREENS FARMSCT06436DIRECTOR000.00$0$0$0
FieldValueIRS element (for citing)
Comp Of Hghst Pd Empl Or NONENONECompOfHghstPdEmplOrNONETxt
Comp Of Hghst Pd Cntrct Or NONENONECompOfHghstPdCntrctOrNONETxt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

FieldValueIRS element (for citing)
Description1N/ADescription1Txt

Minimum Investment Return MinimumInvestmentReturnGrp

FieldValueIRS element (for citing)
Average Monthly FMV Of Sec$13,255,937AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances$1,845,679AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast$0FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets$15,101,616TotalFMVOfUnusedAssetsAmt
Adjusted Total FMV Of Unused Ast$15,101,616AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable$226,524CashDeemedCharitableAmt
Net Vl Noncharitable Assets$14,875,092NetVlNoncharitableAssetsAmt
Minimum Investment Return$743,755MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

FieldValueIRS element (for citing)
Minimum Investment Return$743,755MinimumInvestmentReturnAmt
Tax Based On Investment Income$2,261TaxBasedOnInvestmentIncomeAmt
Total Tax$2,261TotalTaxAmt
Distributable Before Adj$741,494DistributableBeforeAdjAmt
Distributable Before Ded$741,494DistributableBeforeDedAmt
Distributable As Adjusted$741,494DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

FieldValueIRS element (for citing)
Expenses And Contributions$790,563ExpensesAndContributionsAmt
Qualifying Distributions$790,563QualifyingDistributionsAmt
Pct Sect4940e Org Net Invst Incm$2,261PctSect4940eOrgNetInvstIncmAmt
Adjusted Qualifying Distri$788,302AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

FieldValueIRS element (for citing)
Distributable As Adjusted$741,494DistributableAsAdjustedAmt
Undistributed Income PY$233,422UndistributedIncomePYAmt
Qualifying Distributions$790,563QualifyingDistributionsAmt
Applied To Year1$233,422AppliedToYear1Amt
Applied To Current Year$557,141AppliedToCurrentYearAmt
Undistributed Income CY$184,353UndistributedIncomeCYAmt

Supplementary Information SupplementaryInformationGrp

Application Submission Info ApplicationSubmissionInfoGrp

FieldValueIRS element (for citing)
Recipient PersonCAROL FISHERRecipientPersonNm

Recipient US Address RecipientUSAddress

FieldValueIRS element (for citing)
Address Line1PO BOX 366AddressLine1Txt
CityGREEN FARMSCityNm
State AbbreviationCTStateAbbreviationCd
ZIP06838ZIPCd
FieldValueIRS element (for citing)
Recipient Phone2032550707RecipientPhoneNum
Form And Info And MaterialsWRITTEN APPLICATIONSFormAndInfoAndMaterialsTxt
Submission DeadlinesNONESubmissionDeadlinesTxt
Restrictions On AwardsNONERestrictionsOnAwardsTxt

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (16 entries)

Address Line1RecipientUSAddress/AddressLine1TxtCityRecipientUSAddress/CityNmState AbbreviationRecipientUSAddress/StateAbbreviationCdZIPRecipientUSAddress/ZIPCdGrant Or Contribution PurposeGrantOrContributionPurposeTxtAmtAmt
AMERICAN JEWISH WORLD SERVICE
45 W 36THNEW YORKNY10018DONATION$15,000
COMMUNITY FOUNDATION OF G
70 AUDUBON STNEW HAVENCT06510DONATION$310,000
FEMINIST MAJORITY FOUNDATION
433 S BEVERLY DRBEVERLY HILLSCA90212DONATION$15,000
FRIENDS OF THE BANCROFT LIBRARY
UNIVERSITY OF CALIFORNIABERKELEYCA94720DONATION$15,000
FRIENDS OF THE DANBURY LIBRARY
170 MAIN STREETDANBURYCT06810DONATION$2,601
LANCASTER PUBLIC LIBRARY
125 NORTH DUKE STLANCASTERPA17602DONATION$11,043
MEDIA UPPER PROVIDENCE LIBBRARY
1 EAST FRONT STREETMEDIAPA19603DONATION$6,414
NEIGHBORHOOD MUSIC SCHOOL
100 AUDUBON STNEW HAVENCT06510DONATION$41,560
PEQUOT LIBRARY
720 PEQUOT AVESOUTHPORTCT06890DONATION$26,000
PORT ANGELES FRIENDS OF THE LIBRARY
2210 SOUTH PEABODY STREETPORT ANGELESWA98362DONATION$1,600
SEATTLE PUBLIC LIBRARY
1000 FOURTH AVESEATTLEWA98104DONATION$15,000
SILICON VALLEY COMMUNITY FOUNDATION
2440 WEST EL CAMINO REALMT VIEWCA94040DONATION$310,000
FRIENDS OF THE JV FLETCHER LIBRAR
PO BOX 4122WESTFORDMA01886DONATION$2,200
FRIENDS OF THE LIBRARY OF HAWAII
99-1132 IWAENA STREETAIEAHI96701DONATION$5,145
YORK COUNTY LIBRARY
138 EAST BLACK STREETROCK HILLSC29730DONATION$4,000
PALLIATIVE CARE FOR UGANDA LLC
128 EAST AVENUENORWALKCT06851DONATION$10,000
FieldValueIRS element (for citing)
Total Grant Or Contri Pd Dur Yr$790,563TotalGrantOrContriPdDurYrAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$4,922ExclusionAmt

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$320,457ExclusionAmt

Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp

FieldValueIRS element (for citing)
Related Or Exempt Function Incm$13,847RelatedOrExemptFunctionIncmAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

FieldValueIRS element (for citing)
Related Or Exempt Function Incm$100,369RelatedOrExemptFunctionIncmAmt

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

FieldValueIRS element (for citing)
Exclusion$325,379ExclusionAmt
Related Or Exempt Function Incm$114,216RelatedOrExemptFunctionIncmAmt
FieldValueIRS element (for citing)
Total Income Producing Acty$439,595TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

FieldValueIRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EOfalseTrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EOfalseTrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of AssetsfalseSalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EOfalsePurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth AssetsfalseRentalOfFacilitiesOthAssetsInd
Reimbursement ArrangementsfalseReimbursementArrangementsInd
Loans Or Loan GuaranteesfalseLoansOrLoanGuaranteesInd
Performance Of Services EtcfalsePerformanceOfServicesEtcInd
Sharing Of Facilities EtcfalseSharingOfFacilitiesEtcInd
Relationships Nonchrtbl EOfalseRelationshipsNonchrtblEOInd

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

FieldValueIRS element (for citing)
CategoryLIPNER, SOFFERMAN &CO, LLPCategoryTxt
Amt$9,750Amt

Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch

Gain Loss Sale Other Asset GainLossSaleOtherAssetGrp (64 entries)

AssetAssetDescHow AcquiredHowAcquiredTxtGross Sales PriceGrossSalesPriceAmtBasisBasisAmtTotal NetTotalNetAmt
ARCONIC INCPURCHASE$26,345$111,167-$84,822
BARCLAYS BK PLC 6.625% NON CUM PFD APURCHASE$12,505$12,500$5
BARCLAYS BK PLC 8.125% PER NON CUM PPURCHASE$25,500$26,596-$1,096
BIOAMBER INCPURCHASE$6,659$18,821-$12,162
CALIFORNIA COASTAL COMMINITIES INC NPURCHASE$13,819-$13,819
CATALINA LIGHTING INCPURCHASE$6,785-$6,785
CATALINA LIGHTING INCPURCHASE$11,549-$11,549
CEMPRA INCPURCHASE$1,327$8,065-$6,738
CEMPRA INCPURCHASE$796$9,870-$9,074
CIFC CORP.PURCHASE$102$102
CNO FINANCIAL GROUP INCPURCHASE$31,144$36,474-$5,330
COLUMBIA PIPELINE GROUP INCPURCHASE$25,500$25,500
DISCOVER FINANCIAL SERVICESPURCHASE$13,144$4,245$8,899
DISCOVERY COMMUNICATIONS INC COM SERPURCHASE$1,188$1,188
DISCOVERY COMMUNICATIONS INC COM SERPURCHASE$3,423$3,423
EDDIE BAUR HLDGS INCPURCHASE$16,400-$16,400
ENERGY CONVERSION DEVICES INCPURCHASE$4,854-$4,854
ERGO SCIENCE CORPORATIONPURCHASE$11,084-$11,084
EVERGREEN SOLAR INCPURCHASE$3,219-$3,219
EXPRESS SCRIPTS HOLDINGPURCHASE$15,404$11,004$4,400
FLOWERS FOOD INCPURCHASE$8,895$9,240-$345
FOOTSTAR INCPURCHASE$13,269-$13,269
HALYARD HEALTH INCPURCHASE$11,589$12,536-$947
HANSEN MEDICAL INCPURCHASE$800$4,600-$3,800
HESKA CORPORATIONPURCHASE$33,069$3,454$29,615
HOME DEPOT INCPURCHASE$37,265$8,694$28,571
INVESCO DEVELOPING MARKETSPURCHASE$161$126$35
INVESCO DEVELOPING MARKETS FUND CL APURCHASE$16,102$8,140$7,962
IONIS PHARMACEUTICALS INCPURCHASE$10,640$14,052-$3,412
IRON MOUNTAIN INCORPORATEDPURCHASE$15,864$12,396$3,468
KNOWLES CORPORATIONPURCHASE$20,897$48,058-$27,161
MACY'S INCPURCHASE$21,373$8,530$12,843
MANAGED HIGH YIELD PLUS FUNDPURCHASE$5,511$16,000-$10,489
MEDIVATION INCPURCHASE$65,200$24,650$40,550
MERRIMACK PHARMACEUTICALS INCPURCHASE$5,211$4,730$481
METLIFE INCPURCHASE$28,143$24,190$3,953
MORGAN STANLEY CAP TR VIIIPURCHASE$25,000$25,000
MYLAN N VPURCHASE$111,890$42,469$69,421
NBI INC NEWPURCHASE$358-$358
NBI INC NEWPURCHASE$1,789-$1,789
NBI INC NEWPURCHASE$1,049-$1,049
PARTNERRE LTDPURCHASE$68,750$15,855$52,895
PEPCO HLDGS INCPURCHASE$20,438$12,760$7,678
PFIZER INCPURCHASE$47,370$52,995-$5,625
QUESTAR CORP.PURCHASE$25,000$19,006$5,994
RBS CAPITAL FUNDING TRUST VIIPURCHASE$25,000$25,566-$566
ROCKWOOD NATIONAL CORPPURCHASE$8-$8
ROYAL BK SCOTLAND GROUP PLC PFD SERPURCHASE$24,730$25,000-$270
ROYAL BK SCOTLAND GROUP PLC SER LPURCHASE$24,577$24,932-$355
RTS LIBERTY MEDIA CORP SERIES C EXPPURCHASE$8$8
RTS LIBERTY MEDIA CORP SERIES C EXPPURCHASE
SOUTHWEST AIRLINES COPURCHASE$20,098$6,456$13,642
SSE PLCPURCHASE$8,176$8,760-$584
STARZPURCHASE$1,044$1,744-$700
STONEMOR PARTNERS L PPURCHASE$6,758$15,854-$9,096
TEXAS SWEET CRUDE OIL CORPPURCHASE
TIME WARNER CABLE INCPURCHASE$8,300$8,300
TRUPANION INCPURCHASE$7,485$3,140$4,345
WARREN RESOURCES INCPURCHASE$4,218-$4,218
WASHINGTON MUT INC ESCROWPURCHASE$25,434-$25,434
XOMA CORP.PURCHASE$2-$2
XOMA CORP.PURCHASE$915-$915
XPO LOGISTICS INC.PURCHASE$33,549$31,971$1,578
APPLE INCPURCHASE$58,514$777$57,737

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

FieldValueIRS element (for citing)
State Local Sec Book Vl EOY$7,132,042StateLocalSecBookVlEOYAmt
State Local Sec EOYFMV$13,689,906StateLocalSecEOYFMVAmt

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)

DescDescRevenue And Expenses Per BooksRevenueAndExpensesPerBooksAmtNet Investment IncomeNetInvestmentIncomeAmt
EXPENSES
OFFICE$4,118
CONSULTING FEES$13,897
CUSTODIAL FEES$118,239$118,239

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail

FieldValueIRS element (for citing)
DescOTHER INVESTMENT INCOMEDesc
Revenue And Expenses Per Books$13,847RevenueAndExpensesPerBooksAmt
Net Investment Income$13,847NetInvestmentIncomeAmt
Adjusted Net Income$13,847AdjustedNetIncomeAmt

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail

FieldValueIRS element (for citing)
CategoryEXCISE TAXCategoryTxt
Amt$15,196Amt

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