BETA

ROSENBERG CHARITABLE FOUNDATION: Form 990PF, tax year 2016

View the entire original 990 at ProPublica ↗

Organization
ROSENBERG CHARITABLE FOUNDATION (EIN 23-3074423)
Tax period
2016-02-01 to 2017-01-31
Filed
2017-06-12
IRS object ID
201711639349100356
Schema version
2016v3.0
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2017-06-12T11:41:55-04:00ReturnTs
Tax Period End2017-01-31TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

FieldValueIRS element (for citing)
Preparer Firm EIN231925864PreparerFirmEIN

Preparer Firm Name PreparerFirmName

FieldValueIRS element (for citing)
Business Name Line1GINADER JONES & CO LLPBusinessNameLine1Txt

Preparer US Address PreparerUSAddress

FieldValueIRS element (for citing)
Address Line11 HIGHLANDS BOULEVARD SUITE 201AddressLine1Txt
CityARCHBALDCityNm
State AbbreviationPAStateAbbreviationCd
ZIP184031506ZIPCd
FieldValueIRS element (for citing)
Return Type990PFReturnTypeCd
Tax Period Begin2016-02-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN233074423EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1ROSENBERG CHARITABLE FOUNDATIONBusinessNameLine1Txt
FieldValueIRS element (for citing)
Business Name ControlROSEBusinessNameControlTxt
Phone5703461027PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line17 VIEWMONT ESTATESAddressLine1Txt
CitySCRANTONCityNm
State AbbreviationPAStateAbbreviationCd
ZIP18508ZIPCd

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonPAUL ROSENBERGPersonNm
Person TitlePRESIDENTPersonTitleTxt
Phone5703461027PhoneNum
Signature2017-05-16SignatureDt
Discuss With Paid PreparerYes (true)DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

FieldValueIRS element (for citing)
Preparer PersonERIC D DAVISPreparerPersonNm
PTINP00593673PTIN
Phone5703473377PhoneNum
Preparation2017-06-12PreparationDt

Filing Security Information FilingSecurityInformation

FieldValueIRS element (for citing)
At Submission Creation Device IdE89AC1EEAF9398752F81D1A4C5AAE8267CCA7C92AtSubmissionCreationDeviceId
At Submission Filing Device Id1DE2EA55C7FC4C427C6861F75BD5843EFA55BA07AtSubmissionFilingDeviceId
FieldValueIRS element (for citing)
Tax2016TaxYr
Build TS2021-01-29 14:40:06ZBuildTS

Form 990-PF IRS990PF

FieldValueIRS element (for citing)
Organization501c3 Exempt PFYes (X)Organization501c3ExemptPFInd
FMV Assets EOY$372,404FMVAssetsEOYAmt
Method Of Accounting AccrualYes (X)MethodOfAccountingAccrualInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

FieldValueIRS element (for citing)
Contri Rcvd Rev And Expnss$30,000ContriRcvdRevAndExpnssAmt
Schedule B Not RequiredYes (X)ScheduleBNotRequiredInd
Interest On Sav Rev And Expnss$8,151InterestOnSavRevAndExpnssAmt
Interest On Sav Net Invst Incm$8,151InterestOnSavNetInvstIncmAmt
Dividends Rev And Expnss$22,842DividendsRevAndExpnssAmt
Dividends Net Invst Incm$22,842DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss-$62,480NetGainSaleAstRevAndExpnssAmt
Gross Sales Price$78,236GrossSalesPriceAmt
Total Rev And Expnss-$1,487TotalRevAndExpnssAmt
Total Net Invst Incm$30,993TotalNetInvstIncmAmt
Accounting Fees Rev And Expnss$930AccountingFeesRevAndExpnssAmt
Taxes Rev And Expnss$544TaxesRevAndExpnssAmt
Other Expenses Rev And Expnss$10OtherExpensesRevAndExpnssAmt
Tot Opr Expenses Rev And Expnss$1,484TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm$0TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Dsbrs Chrtbl$0TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss$19,814ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl$19,814ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss$21,298TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm$0TotalExpensesNetInvstIncmAmt
Total Expenses Dsbrs Chrtbl$19,814TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses-$22,785ExcessRevenueOverExpensesAmt
Net Investment Income$30,993NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

FieldValueIRS element (for citing)
Sav And Temp Cash Invst BOY$9,128SavAndTempCashInvstBOYAmt
Sav And Temp Cash Invst EOY$7,750SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV$7,750SavAndTempCashInvstEOYFMVAmt
Corporate Stock BOY$318,851CorporateStockBOYAmt
Corporate Stock EOY$316,335CorporateStockEOYAmt
Corporate Stock EOYFMV$302,228CorporateStockEOYFMVAmt
Corporate Bonds BOY$78,054CorporateBondsBOYAmt
Corporate Bonds EOY$60,637CorporateBondsEOYAmt
Corporate Bonds EOYFMV$62,426CorporateBondsEOYFMVAmt
Total Assets BOY$406,033TotalAssetsBOYAmt
Total Assets EOY$384,722TotalAssetsEOYAmt
Total Assets EOYFMV$372,404TotalAssetsEOYFMVAmt
Accounts Payable BOY$1,515AccountsPayableBOYAmt
Accounts Payable EOY$2,989AccountsPayableEOYAmt
Total Liabilities BOY$1,515TotalLiabilitiesBOYAmt
Total Liabilities EOY$2,989TotalLiabilitiesEOYAmt
Org Does Not Follow SFAS117Yes (X)OrgDoesNotFollowSFAS117Ind
Retained Earning BOY$404,518RetainedEarningBOYAmt
Retained Earning EOY$381,733RetainedEarningEOYAmt
Tot Net Ast Or Fund Balances BOY$404,518TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY$381,733TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY$406,033TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY$384,722TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

FieldValueIRS element (for citing)
Tot Net Ast Or Fund Balances BOY$404,518TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses-$22,785ExcessRevenueOverExpensesAmt
Subtotal$381,733SubtotalAmt
Tot Net Ast Or Fund Balances EOY$381,733TotNetAstOrFundBalancesEOYAmt

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

FieldValueIRS element (for citing)
Liable Section4942 TaxfalseLiableSection4942TaxInd
Adjusted Qlfy Distri Yr1$18,458AdjustedQlfyDistriYr1Amt
Net Vl Noncharitable Assets Yr1$328,008NetVlNoncharitableAssetsYr1Amt
Distribution Yr10.056273DistributionYr1Rt
Adjusted Qlfy Distri Yr2$19,006AdjustedQlfyDistriYr2Amt
Net Vl Noncharitable Assets Yr2$358,999NetVlNoncharitableAssetsYr2Amt
Distribution Yr20.052942DistributionYr2Rt
Adjusted Qlfy Distri Yr3$20,458AdjustedQlfyDistriYr3Amt
Net Vl Noncharitable Assets Yr3$327,125NetVlNoncharitableAssetsYr3Amt
Distribution Yr30.062539DistributionYr3Rt
Adjusted Qlfy Distri Yr4$15,090AdjustedQlfyDistriYr4Amt
Net Vl Noncharitable Assets Yr4$290,017NetVlNoncharitableAssetsYr4Amt
Distribution Yr40.052031DistributionYr4Rt
Adjusted Qlfy Distri Yr5$29,660AdjustedQlfyDistriYr5Amt
Net Vl Noncharitable Assets Yr5$256,756NetVlNoncharitableAssetsYr5Amt
Distribution Yr50.115518DistributionYr5Rt
Total Distribution0.339303TotalDistributionRt
Average Distribution0.067861AverageDistributionRt
Net Vl Noncharitable Assets$338,339NetVlNoncharitableAssetsAmt
Adj Net Vl Noncharitable Assets$22,960AdjNetVlNoncharitableAssetsAmt
Net Investment Income Pct$310NetInvestmentIncomePctAmt
Adj Nonchrtbl Net Invst Incm Pct$23,270AdjNonchrtblNetInvstIncmPctAmt
Qualifying Distributions$19,814QualifyingDistributionsAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

FieldValueIRS element (for citing)
Investment Income Excise Tax$620InvestmentIncomeExciseTaxAmt
Subtotal$620SubtotalAmt
Tax Based On Investment Income$620TaxBasedOnInvestmentIncomeAmt
Form2220 AttachedYes (X)Form2220AttachedInd
Es Penalty$16EsPenaltyAmt
Tax Due$636TaxDueAmt

Statements Regarding Acty StatementsRegardingActyGrp

FieldValueIRS element (for citing)
Legislative Political ActyfalseLegislativePoliticalActyInd
More Than100 SpentfalseMoreThan100SpentInd
Form1120 POL FiledfalseForm1120POLFiledInd
Activities Not Previously RptfalseActivitiesNotPreviouslyRptInd
Changes To Articles Or BylawsfalseChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over LimitfalseUnrelatedBusIncmOverLimitInd
Organization Dissolved EtcfalseOrganizationDissolvedEtcInd
Section508e Rqr SatisfiedYes (true)Section508eRqrSatisfiedInd
At Least5000 In AssetsYes (true)AtLeast5000InAssetsInd
Org Report Or Register StatePAOrgReportOrRegisterStateCd
Form990 PF Filed With Atty GenYes (true)Form990PFFiledWithAttyGenInd
Private Operating FoundationfalsePrivateOperatingFoundationInd
New Substantial ContributorsfalseNewSubstantialContributorsInd
Own Controlled EntityfalseOwnControlledEntityInd
Donor Advised FundfalseDonorAdvisedFundInd
Comply With Public Insp RqrYes (true)ComplyWithPublicInspRqrInd
Website AddressN/AWebsiteAddressTxt
Individual With BooksPAUL ROSENBERGIndividualWithBooksNm
Phone5703461027PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

FieldValueIRS element (for citing)
Address Line17 VIEWMONT ESTATESAddressLine1Txt
CitySCRANTONCityNm
State AbbreviationPAStateAbbreviationCd
ZIP18508ZIPCd
FieldValueIRS element (for citing)
Foreign Accounts QuestionfalseForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

FieldValueIRS element (for citing)
Sale Or Exch Disqualified PrsnfalseSaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified PrsnfalseBrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified PrsnfalseFurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified PrsnfalsePayCompDisqualifiedPrsnInd
Transfer Ast Disqualified PrsnfalseTransferAstDisqualifiedPrsnInd
Payment To Government OfficialfalsePaymentToGovernmentOfficialInd
Undistributed Income PYfalseUndistributedIncomePYInd
Business HoldingsfalseBusinessHoldingsInd
Jeopardy InvestmentsfalseJeopardyInvestmentsInd
Uncorrected PY Jeopardy InvstfalseUncorrectedPYJeopardyInvstInd
Influence LegislationfalseInfluenceLegislationInd
Influence ElectionfalseInfluenceElectionInd
Grants To IndividualsfalseGrantsToIndividualsInd
Grants To OrganizationsfalseGrantsToOrganizationsInd
Noncharitable PurposefalseNoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft CntrctfalseRcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft CntrctfalsePayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter TransfalseProhibitedTaxShelterTransInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdTitleTitleTxtAverage Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRtCompensationCompensationAmtEmployee Benefit ProgramEmployeeBenefitProgramAmtExpense Account Other AllwncExpenseAccountOtherAllwncAmt
PAUL ROSENBERG
7 VIEWMONT ESTATESSCRANTONPA18508PRESIDENT5.00$0$0$0
MARGERY ROSENBERG
7 VIEWMONT ESTATESSCRANTONPA18508SECRETARY2.00$0$0$0
FieldValueIRS element (for citing)
Comp Of Hghst Pd Empl Or NONENONECompOfHghstPdEmplOrNONETxt
Comp Of Hghst Pd Cntrct Or NONENONECompOfHghstPdCntrctOrNONETxt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

FieldValueIRS element (for citing)
Description1N/ADescription1Txt

Minimum Investment Return MinimumInvestmentReturnGrp

FieldValueIRS element (for citing)
Average Monthly FMV Of Sec$333,520AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances$9,971AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast$0FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets$343,491TotalFMVOfUnusedAssetsAmt
Adjusted Total FMV Of Unused Ast$343,491AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable$5,152CashDeemedCharitableAmt
Net Vl Noncharitable Assets$338,339NetVlNoncharitableAssetsAmt
Minimum Investment Return$16,917MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

FieldValueIRS element (for citing)
Minimum Investment Return$16,917MinimumInvestmentReturnAmt
Tax Based On Investment Income$620TaxBasedOnInvestmentIncomeAmt
Total Tax$620TotalTaxAmt
Distributable Before Adj$16,297DistributableBeforeAdjAmt
Distributable Before Ded$16,297DistributableBeforeDedAmt
Distributable As Adjusted$16,297DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

FieldValueIRS element (for citing)
Expenses And Contributions$19,814ExpensesAndContributionsAmt
Qualifying Distributions$19,814QualifyingDistributionsAmt
Adjusted Qualifying Distri$19,814AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

FieldValueIRS element (for citing)
Distributable As Adjusted$16,297DistributableAsAdjustedAmt
Excess Distribution Cyov Yr5$17,158ExcessDistributionCyovYr5Amt
Excess Distribution Cyov Yr4$1,002ExcessDistributionCyovYr4Amt
Excess Distribution Cyov Yr3$4,568ExcessDistributionCyovYr3Amt
Excess Distribution Cyov Yr2$1,643ExcessDistributionCyovYr2Amt
Excess Distribution Cyov Yr1$2,593ExcessDistributionCyovYr1Amt
Total Excess Distribution Cyov$26,964TotalExcessDistributionCyovAmt
Qualifying Distributions$19,814QualifyingDistributionsAmt
Applied To Current Year$16,297AppliedToCurrentYearAmt
Remaining Distri From Corpus$3,517RemainingDistriFromCorpusAmt
Total Corpus$30,481TotalCorpusAmt
Undistributed Income CY$0UndistributedIncomeCYAmt
Excess Distri Cyov From Yr5$17,158ExcessDistriCyovFromYr5Amt
Excess Distri Cyov To Next Yr$13,323ExcessDistriCyovToNextYrAmt
Excess From Year4$1,002ExcessFromYear4Amt
Excess From Year3$4,568ExcessFromYear3Amt
Excess From Year2$1,643ExcessFromYear2Amt
Excess From Year1$2,593ExcessFromYear1Amt
Excess From Current Year$3,517ExcessFromCurrentYearAmt

Supplementary Information SupplementaryInformationGrp

FieldValueIRS element (for citing)
Only Contri To PreselectedYes (X)OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (26 entries)

Address Line1RecipientUSAddress/AddressLine1TxtCityRecipientUSAddress/CityNmState AbbreviationRecipientUSAddress/StateAbbreviationCdZIPRecipientUSAddress/ZIPCdRecipient RelationshipRecipientRelationshipTxtGrant Or Contribution PurposeGrantOrContributionPurposeTxtAmtAmtRecipient Foundation StatusRecipientFoundationStatusTxt
AIPAC
PO BOX 96727WASHINGTONDC20090N/APROGRAM SERVICES$100
CANTOR VLADIMIR ARONZON
918 EAST GIBSON STREETSCRANTONPA18510N/APROGRAM SERVICES$100
CEDAR CREST COLLEGE
100 COLLEGE DRIVEALLENTOWNPA18104N/APROGRAM SERVICES$200
DARTMOUTH COLLEGE
207 PARKHURST HALLHANOVERNH03755N/APROGRAM SERVICES$350
EVERHART MUSEUM
1901 MULBERRY STREETSCRANTONPA18510N/APROGRAM SERVICES$100
HADASSAH OF GREATER PHILADELPHIA
1518 WALNUT STREETPHILADELPHIAPA19102N/APROGRAM SERVICES$1,800
HOLOCAUST MEMORIAL MUSEUM
100 RAOUL WALLENBERG PLWASHINGTONDC20024N/APROGRAM SERVICES$100
JEWISH COMMUNITY CENTER
601 JEFFERSON AVENUESCRANTONPA18510N/APROGRAM SERVICES$5,180
JEWISH DISCOVERY CENTER
210 MILLER ROADCLARKS SUMMITPA18411N/APROGRAM SERVICES$100
JEWISH FAMILY SERVICES
615 JEFFERSON AVENUESCRANTONPA18510N/APROGRAM SERVICES$625
JEWISH HERITAGE CONNECTIO
529 WYOMING AVENUESCRANTONPA18509N/APROGRAM SERVICES$100
JEWISH HOME OF NORTHEASTE
1101 VINE STREETSCRANTONPA18503N/APROGRAM SERVICES$1,175
JEWISH PAVILION
421 MONTGOMERY ROADALTAMONTE SPRINGSFL32714N/APROGRAM SERVICES$100
KEYSTONE COLLEGE
ONE COLLEGE GREENLA PLUMEPA18440N/APROGRAM SERVICES$1,000
LACKAWANNA BLIND ASSOCIATION
228 ADAMS AVENUESCRANTONPA18503N/APROGRAM SERVICES$50
MOSTLY OPERA
142 NORTH WASHINGTON AVESCRANTONPA18503N/APROGRAM SERVICES$200
NEPA PHILHARMONIC
195 HANOVER STREETWILKES BARREPA18702N/APROGRAM SERVICES$1,100
OHEV SHALOM
944 SECOND STREET PIKERICHBOROPA18954N/APROGRAM SERVICES$2,000
RABBI MOSHE SAKS
918 EAST GIBSON STREETSCRANTONPA18510N/APROGRAM SERVICES$25`
SCOLA
21557 270TH STREETMCLELLANDIA51548N/APROGRAM SERVICES$100
SCRANTON AREA FOUNDATION
321 SPRUCE STREET STE 608SCRANTONPA18503N/APROGRAM SERVICES$100
TEMPLE ISRAEL
918 EAST GIBSON STREETSCRANTONPA18510N/APROGRAM SERVICES$2,909
UNITED JEWISH CAMPAIGN
601 JEFFERSON AVENUESCRANTONPA18503N/APROGRAM SERVICES$2,000
UNITED WAY OF LACKAWANNA
615 JEFFERSON AVENUESCRANTONPA18510N/APROGRAM SERVICES$100
WOMENS RESOURCE CENTER
PO BOX 975SCRANTONPA18501N/APROGRAM SERVICES$100
WYOMING SEMINARY
1560 WYOMING AVENUEFORTY FORTPA18704N/APROGRAM SERVICES$100
FieldValueIRS element (for citing)
Total Grant Or Contri Pd Dur Yr$19,814TotalGrantOrContriPdDurYrAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$8,151ExclusionAmt

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$22,842ExclusionAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

FieldValueIRS element (for citing)
Exclusion26ExclusionCd
Exclusion-$62,480ExclusionAmt

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

FieldValueIRS element (for citing)
Exclusion-$31,487ExclusionAmt
FieldValueIRS element (for citing)
Total Income Producing Acty-$31,487TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

FieldValueIRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EOfalseTrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EOfalseTrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of AssetsfalseSalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EOfalsePurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth AssetsfalseRentalOfFacilitiesOthAssetsInd
Reimbursement ArrangementsfalseReimbursementArrangementsInd
Loans Or Loan GuaranteesfalseLoansOrLoanGuaranteesInd
Performance Of Services EtcfalsePerformanceOfServicesEtcInd
Sharing Of Facilities EtcfalseSharingOfFacilitiesEtcInd
Relationships Nonchrtbl EOfalseRelationshipsNonchrtblEOInd

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

FieldValueIRS element (for citing)
CategoryINDIRECT ACCOUNTING FEESCategoryTxt
Amt$930Amt

Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch

Gain Loss Sale Other Asset GainLossSaleOtherAssetGrp (11 entries)

AssetAssetDescAcquiredAcquiredDtHow AcquiredHowAcquiredTxtSoldSoldDtGross Sales PriceGrossSalesPriceAmtBasisBasisAmtTotal NetTotalNetAmt
LEGACY RESERVES LTD2013-11PURCHASE2016-06$1,565$24,027-$22,462
FIRST BUSINESS FINL SERVICES2015-09PURCHASE2016-09$2,959$3,070-$111
VANGUARD NATURAL RESOURCES2013-06PURCHASE2016-09$1,575$12,500-$10,925
FIRST BUSINESS FINL SERVICES2015-09PURCHASE2016-10$11,442$11,807-$365
WELLS FARGO & COMPANY2012-11PURCHASE2016-10$19,216$18,643$573
ADVISORS STEELPATH2014-10PURCHASE2016-10$8,321$15,880-$7,559
GUGGENHEIM2014-11PURCHASE2016-10$7,288$10,004-$2,716
GOODRICH PETROLEUM CORP2014-02PURCHASE2016-11$12,854-$12,854
ADVISORS BUSINESS DEV2014-12PURCHASE2016-12$10,321$12,477-$2,156
COBALT INTL ENERGY INC2014-02PURCHASE2017-01$7,955$17,417-$9,462
NEUBERGER BERMAN2008-11PURCHASE2017-01$7,594$2,037$5,557

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corporate Bonds InvestmentsCorporateBondsGrp (5 entries)

BondBondNmEOY Book ValueEOYBookValueAmtEOYFMVEOYFMVAmt
COBALT INTL ENERGY
HERCULES TECH GROWTH CAP 7%$15,433$15,249
HORIZON TECH$15,000$15,330
PNC FINL SERVICES$15,204$16,481
TRIANGLE CAP CORP$15,000$15,366

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (32 entries)

StockStockNmEOY Book ValueEOYBookValueAmtEOYFMVEOYFMVAmt
ADVISORS DISCIPLINED TR$20,042$7,531
ADVISORS DISCIPLINED BUS
ADVISORS CS MLP MIDSTREAM ENERGY$8,338$8,734
ADT STEELPATH
AG MORTGAGE INVESTMENT$10,000$10,001
AMERICAN HOMES$5,000$4,950
ARBOR REALTY TRUST$15,000$15,240
CHIMERA INVESTMENT CORP$15,000$15,336
COHEN & STEERS REIT FUND$7,405$12,336
DOMINION RESOURCES, INC.$26,380$25,315
EAGLE POINT CREDIT COMPANY INC$12,500$12,725
FIRST BUSINESS FINANCIAL SERVICES
GOODRICH PETROLEUM CORP
GUGGENHEIM
GUGGENHEIM U S 50 DIV STRAT 9$7,298$7,592
HATTERAS FINANCIAL- ANNALY CAP MGMT$10,000$9,784
HERCULES TECH GROWTH CAP 7%$9,325$9,407
INCAPITAL ARGUS MODERN INNOVATOR 5$15,272$15,434
LADENBURG THALMANN$14,555$14,730
LEGACY RESERVES
MEDLEY CAPITAL CORP$8,656$9,030
NATIONAL GENERAL HOLDINGS CORP$10,000$10,180
NEUBERGER BERMAN$10,837$11,670
NEW RESIDENTIAL INVESTMENT CORP$4,500$4,545
NEWTEK BUSINESS SERVICES$5,000$5,104
NUVEEN PROSPECT INCOME$16,751$16,519
PA REAL ESTATE INVESTMENT TRUST$15,000$15,090
PENNANTPARK INVESTMENT CORP$37,757$28,404
SCORPIO TANKERS INC.$7,775$7,590
THL CREDIT INC$12,620$12,950
VANGUARD NATURAL RESOURCES
WELLS FARGO & CO$11,324$12,031

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)

DescDescRevenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt
EXPENSES
BANK CHARGES$10

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail

FieldValueIRS element (for citing)
CategoryFEDERAL EXCISE TAXCategoryTxt
Amt$544Amt

Comments

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