GARY AND MARY WEST FOUNDATION: Form 990PF, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- GARY AND MARY WEST FOUNDATION (EIN 47-0793015)
- Tax period
- 2016-01-01 to 2016-12-31
- Filed
- 2017-11-01
- IRS object ID
- 201703059349100230
- Schema version
- 2016v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Expenditure Responsibility Stmt
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Land Etc Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-11-01T13:40:42-05:00 | ReturnTs |
| Tax Period End | 2016-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 330885895 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | LINDSAY & BROWNELL LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4225 EXECUTIVE SQUARE SUITE 1150 | AddressLine1Txt |
| City | LA JOLLA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92037 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2016-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 470793015 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GARY AND MARY WEST FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | GARY | BusinessNameControlTxt |
| Phone | 8583693160 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 505 LOMAS SANTA FE DRIVE NO 230 | AddressLine1Txt |
| City | SOLANA BEACH | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92075 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | SHELLEY LYFORD | PersonNm |
| Person Title | PRESIDENT & CEO & TREASURER | PersonTitleTxt |
| Phone | 8583693160 | PhoneNum |
| Signature | 2017-09-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | STEPHEN J BROWNELL | PreparerPersonNm |
| PTIN | P00232091 | PTIN |
| Phone | 8585589200 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 98.174.140.130 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2017-09-15 | IPDt |
| IP Tm | 15:08:07 | IPTm |
| IP Timezone | PD | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 213EFF0C350CB65EA674B74A75EA4CDBF4E335EB | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 8C77B8461A8589161459163EBA1FDEA1B9A16487 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2021-01-29 14:40:06Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $135,456,322 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $8,400,000 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $6,388,040 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $6,388,040 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $967,772 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $11,751,961 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $967,772 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $572,917 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $572,917 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $16,328,729 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $7,928,729 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $399,167 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $61,250 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $296,994 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $586,326 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $162,588 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $430,546 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $132,067 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $28,562 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $85,752 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $20,442 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $2,280 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $19,856 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $41,646 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $33,317 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $8,329 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $1,362,692 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $627,511 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $485,816 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $190,636 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $12,253 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $41,747 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $176,773 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $44,193 | DeprecAndDpltnNetInvstIncmAmt |
| Occupancy Rev And Expnss | $138,915 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $34,729 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $121,220 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $174,134 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $4,293 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $120,321 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $11,493 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Net Invst Incm | $2,873 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Dsbrs Chrtbl | $8,314 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $822,096 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $34,482 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $919,571 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $4,056,387 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $1,048,331 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $2,538,466 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $10,847,508 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $12,217,410 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $14,903,895 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $1,048,331 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $14,755,876 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $1,424,834 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $6,880,398 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $458,089 | CashBOYAmt |
| Cash EOY | $813,410 | CashEOYAmt |
| Cash EOYFMV | $813,410 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $16,017,885 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $19,792,353 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $19,792,353 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $127,979 | AcctRcvblAmt |
| Acct Rcvbl BOY | $110,310 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $127,979 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $127,979 | AcctRcvblEOYFMVAmt |
| Prepaid Expenses BOY | $36,460 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $83,763 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $83,763 | PrepaidExpensesEOYFMVAmt |
| Corporate Stock BOY | $75,505,690 | CorporateStockBOYAmt |
| Corporate Stock EOY | $84,393,110 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $84,393,110 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $4,986,092 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $4,145,096 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $4,145,096 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $25,187,901 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $24,250,559 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $24,250,559 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $920,948 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $269,278 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $805,532 | LandBOYAmt |
| Land EOY | $651,670 | LandEOYAmt |
| Land EOYFMV | $651,670 | LandEOYFMVAmt |
| Other Assets BOY | $2,174,207 | OtherAssetsBOYAmt |
| Other Assets EOY | $1,198,382 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $1,198,382 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $125,282,166 | TotalAssetsBOYAmt |
| Total Assets EOY | $135,456,322 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $135,456,322 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $814,392 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $842,798 | AccountsPayableEOYAmt |
| Grants Payable BOY | $3,537,000 | GrantsPayableBOYAmt |
| Grants Payable EOY | $2,224,649 | GrantsPayableEOYAmt |
| Other Liabilities BOY | $27,960 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $386,525 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $4,379,352 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $3,453,972 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $120,902,814 | UnrestrictedBOYAmt |
| Unrestricted EOY | $132,002,350 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $120,902,814 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $132,002,350 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $125,282,166 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $135,456,322 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $120,902,814 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $1,424,834 | ExcessRevenueOverExpensesAmt |
| Other Increases | $9,675,694 | OtherIncreasesAmt |
| Subtotal | $132,003,342 | SubtotalAmt |
| Other Decreases | $992 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $132,002,350 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (27 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| GS ANCHORAGE | P | 2011-12-30 | 2016-04-08 | $61,304 | $61,304 | $0 | $0 |
| GS LIBERTY HARBOR | P | 2011-12-30 | 2016-03-14 | $773 | -$773 | -$773 | |
| ARIAS RESOURCE CAPITAL | P | 2008-01-14 | 2016-11-21 | $7,073 | $7,073 | $0 | $0 |
| ELM PARK CREDIT II | P | 2015-05-28 | 2016-06-09 | $101,379 | $101,379 | $0 | $0 |
| EMERGING EUROPE | P | 2008-06-13 | 2016-08-11 | $100,771 | $100,771 | $0 | $0 |
| FORTRESS MSR | P | 2012-12-31 | 2016-06-16 | $138,017 | $138,017 | $0 | $0 |
| GREEN COURT PARTNERS III | P | 2011-12-30 | 2016-03-31 | $187,143 | $187,143 | $0 | $0 |
| GREEN COURT PARTNERS IV | P | 2015-09-30 | 2016-07-25 | $147,971 | $147,971 | $0 | $0 |
| INVESCO MORTG RECOVERY | P | 2009-10-31 | 2016-05-09 | $123,754 | $123,754 | $0 | $0 |
| L&B ONSHORE FUND | P | 2015-02-17 | 2016-05-26 | $456,254 | $500,000 | -$43,746 | -$43,746 |
| MARATHON EUROPEAN CREDIT | P | 2011-12-30 | 2016-06-01 | $76,163 | $60,462 | $15,701 | $15,701 |
| OAKTREE RE DEBT FUND CAYMAN | P | 2014-07-31 | 2016-04-29 | $107,386 | $107,386 | $0 | $0 |
| OHA EUROPEAN | P | 2011-12-30 | 2016-05-11 | $308,776 | $308,776 | $0 | $0 |
| OHA SCF PARALLEL | P | 2008-10-15 | 2016-08-18 | $574,670 | $574,670 | $0 | $0 |
| PASSPORT MATERIALS | P | 2007-06-30 | 2016-09-30 | $5,428 | $97,565 | -$92,137 | -$92,137 |
| SCG ATLAS | P | 2015-12-28 | 2016-06-30 | $9,944 | $9,944 | $0 | $0 |
| SENATOR SIDECAR OFFSHORE | P | 2010-09-30 | 2016-05-31 | $35,192 | $50,560 | -$15,368 | -$15,368 |
| SILVER POINT | P | 2010-09-30 | 2016-08-12 | $367 | -$367 | -$367 | |
| STARWOOD X | P | 2015-10-31 | 2016-10-06 | $85,670 | $85,670 | $0 | $0 |
| SUMMIT WATER DEVELOPMENT | P | 2008-04-30 | 2016-11-02 | $268,769 | $388,492 | -$119,723 | -$119,723 |
| VIRGO-WALNUT | P | 2010-12-01 | 2016-09-26 | $61,051 | $61,051 | $0 | $0 |
| BOND - WPX ENERGY | P | 2015-08-06 | 2016-08-09 | $1,034,181 | $1,007,243 | $26,938 | $26,938 |
| BOND - ZAIS FINANCIAL | P | 2013-11-20 | 2016-11-15 | $750,000 | $750,000 | $0 | $0 |
| BOND - GREAT CIRCLE | P | 2015-03-31 | 2016-07-05 | $20,755 | $20,755 | $0 | $0 |
| PREFERRED STOCK - SOUTHERN CA EDISON | P | 2008-08-20 | 2016-08-09 | $624,764 | $451,250 | $173,514 | $173,514 |
| PUBLICLY TRADED SECURITIES AND OPTIONS | P | 2016-12-31 | $6,465,482 | $5,431,569 | $1,033,913 | $1,033,913 | |
| EQUIPMENT DISPOSAL | P | 2016-07-01 | $64 | $10,244 | -$10,180 | -$10,180 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $967,772 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $10,169,809 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $127,289,606 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.079895 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $26,675,168 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $144,477,442 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.184632 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $19,876,702 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $157,746,902 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.126004 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $24,344,608 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $169,056,931 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.144002 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $23,956,756 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $182,067,286 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.131582 | DistributionYr5Rt |
| Total Distribution | 0.666115 | TotalDistributionRt |
| Average Distribution | 0.133223 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $124,845,664 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $16,632,314 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $68,804 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $16,701,118 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $14,755,876 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $137,608 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $137,608 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $137,608 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $158,000 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $130,000 | AppliedToEsTaxAmt |
| Total Payments And Credits | $288,000 | TotalPaymentsAndCreditsAmt |
| Overpayment | $150,392 | OverpaymentAmt |
| Applied To ES Tax | $150,392 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Org Report Or Register State | NE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | WWW.GMWF.ORG | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SHELLEY LYFORD | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8583693160 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 505 LOMAS SANTA FE DRIVE 230 | AddressLine1Txt |
| City | SOLANA BEACH | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92075 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | Yes (1) | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (1) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (9 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| GARY L WEST | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | CO-CHAIRMAN | 2.00 | $0 | $0 | $0 |
| MARY E WEST | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | CO-CHAIRMAN | 2.00 | $0 | $0 | $0 |
| ROLAND J SANTONI | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | MANAGING DIRECTOR | 2.00 | $0 | $0 | $0 |
| SHELLEY LYFORD | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | PRESIDENT & CEO & TREASURER | 20.00 | $245,000 | $8,000 | $0 |
| DENNIS M O'BRIEN | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | DIRECTOR & SECRETARY | 2.00 | $0 | $0 | $0 |
| MARC HARPER | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | DIRECTOR | 2.00 | $0 | $0 | $0 |
| DR JOSEPH SMITH RES MAR 2016 | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | CHIEF MEDICAL OFFICER | 5.00 | $0 | $0 | $0 |
| TIM LASH | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | EXECUTIVE VICE PRESIDENT | 20.00 | $137,500 | $4,583 | $0 |
| DR ZIA AGHA START SEP 2016 | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | CHIEF MEDICAL OFFICER | 8.00 | $16,667 | $0 | $0 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee BenefitsEmployeeBenefitsAmt | Expense AccountExpenseAccountAmt |
|---|---|---|---|---|---|---|---|---|
| JOHN LITTLE | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | DIRECTOR OF FINANCE | 35.00 | $143,752 | $11,500 | $0 |
| GERALDINE BRANDT | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | ACCOUNTANT | 40.00 | $118,965 | $9,517 | $0 |
| BRENDA SCHMITTHENNER | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | PROGRAM OFFICER | 34.00 | $108,084 | $8,804 | $0 |
| VYAN NGUYEN | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | PROGRAM OFFICER | 30.00 | $84,657 | $6,773 | $0 |
| LEXY HARSHMAN | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | OPERATIONS MANAGER | 40.00 | $88,250 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| TELEOMED LABS CORP | |||||
| 2902 CANYON RD | BURLINGAME | CA | 94010 | RESEARCH PROJECT | $528,625 |
| WEST FAMILY INVESTMENTS INC | |||||
| 1603 ORRINGTON SUITE 810 | EVANSTON | IL | 60201 | INVESTMENT MANAGEMENT | $401,444 |
| WEST MANAGEMENT COMPANY INC | |||||
| 15 EMBARCADERO COVE | OAKLAND | CA | 94606 | PROFESSIONAL AND MANAGERIAL SERVICES | $397,705 |
| CLS STRATEGIES | |||||
| 1850 M STREET NW SUITE 900 | WASHINGTON | DC | 20036 | RESEARCH PROJECT | $175,375 |
| EMOTA | |||||
| 3911 5TH AVENUE SUITE 302 | SAN DIEGO | CA | 92103 | PROFESSIONAL SERVICES | $154,934 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 2 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | A MULTI-DIMENSIONAL RESEARCH PROJECT TO: 1) CREATE A MODEL FOR CARE COORDINATION AT A LOW-INCOME SENIOR WELLNESS CENTER BETWEEN VARIOUS CO-LOCATED NON-PROFIT ORGANIZATIONS AND PRIMARY CARE PHYSICIANS; 2) USE THE COORDINATED SYSTEM TO RESEARCH IMPACT OF PARTICIPATING SERVICES ON THE HEALTH OUTCOMES OF SENIORS, 3) POTENTIALLY USE FINDINGS TO REPLICATE SIMILAR SERVICE MODELS IN OTHER COMMUNITIES. | Description1Txt |
| Expenses1 | $529,315 | Expenses1Amt |
| Description2 | AN INITIAL RESEARCH STUDY TO EVALUATE CO-LOCATED, MULTI-DIMENSIONAL SENIOR SERVICES ON HEALTH CARE UTILIZATION AND COSTS. | Description2Txt |
| Expenses2 | $3,385 | Expenses2Amt |
| Description3 | RESEARCH PROJECT TO ASSESS THE SENIOR ORAL HEALTHCARE LANDSCAPE IN ORDER TO TARGET FUNDING AND POLICY PRIORITIES. | Description3Txt |
| Expenses3 | $140,365 | Expenses3Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $109,268,410 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $15,416,663 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $2,061,794 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $126,746,867 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $126,746,867 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,901,203 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $124,845,664 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $6,242,283 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $6,242,283 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $137,608 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $137,608 | TotalTaxAmt |
| Distributable Before Adj | $6,104,675 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $6,104,675 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $6,104,675 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $14,755,876 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $14,755,876 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $14,755,876 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $6,104,675 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $15,081,824 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $16,091,591 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $12,115,073 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $19,573,324 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $3,946,700 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $66,808,512 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $14,755,876 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $6,104,675 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $8,651,201 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $75,459,713 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $15,081,824 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $60,377,889 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $16,091,591 | ExcessFromYear4Amt |
| Excess From Year3 | $12,115,073 | ExcessFromYear3Amt |
| Excess From Year2 | $19,573,324 | ExcessFromYear2Amt |
| Excess From Year1 | $3,946,700 | ExcessFromYear1Amt |
| Excess From Current Year | $8,651,201 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | GARY L WEST | ContributingManagerNm |
| Contributing Manager | MARY E WEST | ContributingManagerNm |
| Shareholder Manager | GARY L WEST | ShareholderManagerNm |
| Shareholder Manager | MARY E WEST | ShareholderManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (40 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| AMERICAN SOCIETY ON AGING | ||||||||
| 575 MARKET STREET SUITE 2100 | SAN FRANCISCO | CA | 941052869 | NONE | PC | TO SUPPORT BROAD DISSEMINATION OF RESOURCES AND EDUCATIONAL MATERIALS TO IMPROVE THE BUSINESS ACUMEN OF NON-PROFIT ORGANIZATIONS THAT SERVE OLDER ADULTS. | $15,000 | |
| AMERICAN SOCIETY ON AGING | ||||||||
| 575 MARKET STREET SUITE 2100 | SAN FRANCISCO | CA | 941052869 | NONE | PC | TO SUPPORT THE AGING AND ORAL HEALTH ADVOCACY. | $22,500 | |
| CALIFORNIA STATE UNIVERSITY SAN MARCOS FOUNDATION | ||||||||
| 333 SOUTH TWIN OAKS VALLEY ROAD | SAN MARCOS | CA | 920960001 | NONE | PC | TO SUPPORT THE PALLIATIVE CARE RESEARCH GRANTS. | $10,000 | |
| CHALLENGE CENTER | ||||||||
| 5540 LAKE PARK WAY | LA MESA | CA | 91942 | NONE | PC | TO SUPPORT THE HEALTH, WELLNESS, AND INDEPENDENCE INITIATIVE FOR SENIORS. | $34,000 | |
| CHALLENGE CENTER | ||||||||
| 5540 LAKE PARK WAY | LA MESA | CA | 91942 | NONE | PC | TO SUPPORT THE HEALTH, WELLNESS, AND INDEPENDENCE PROGRAM FOR SENIORS. | $25,000 | |
| DENTAL LIFELINE NETWORK | ||||||||
| 1800 15TH STREET SUITE 100 | DENVER | CO | 80202 | NONE | PC | TO SUPPORT SAN DIEGO COUNTY DONATED DENTAL SERVICES (DDS) PROGRAM. | $26,125 | |
| ELDERHELP OF SAN DIEGO | ||||||||
| 3860 CALLE FORTUNADA SUITE 101 | SAN DIEGO | CA | 92123 | NONE | PC | TO SUPPORT STRATEGIC PLANNING AND CAPACITY BUILDING. | $15,000 | |
| FIRST RESPONDERS FOUNDATION | ||||||||
| 14916 MIAMI STREET | OMAHA | NE | 68137 | NONE | PC | TO SUPPORT GENERAL OPERATIONS. | $1,000 | |
| GARY AND MARY WEST HEALTH POLICY CENTER INC | ||||||||
| 1909 K ST NW SUITE 730 | WASHINGTON | DC | 20006 | NONE | POF | TO SUPPORT SUCCESSFUL AGING OBJECTIVES IN THE AREAS OF HOME-BASED PRIMARY CARE, VALUE-BASED INSURANCE DESIGN, LONG-TERM SERVICES AND SUPPORTS, AND CARE COORDINATION. | $3,124,260 | |
| GARY AND MARY WEST SENIOR DENTAL CENTER INC | ||||||||
| 1525 4TH AVENUE | SAN DIEGO | CA | 92101 | NONE | PC | GENERAL OPERATING GRANT TO PROVIDE LOW-INCOME SENIORS ORAL HEALTHCARE AT AN INTEGRATED, SENIOR WELLNESS FACILITY. | $761,000 | |
| GARY AND MARY WEST SENIOR DENTAL CENTER INC | ||||||||
| 1525 4TH AVENUE | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT START UP ACTIVITIES. | $89,578 | |
| GRANTMAKERS IN AGING | ||||||||
| 2001 JEFFERSON DAVIS HIGHWAY SUITE | ARLINGTON | VA | 22202 | NONE | PC | TO SUPPORT GENERAL OPERATIONS. | $20,000 | 504 |
| GRANTMAKERS IN HEALTH | ||||||||
| 1100 CONNECTICUT AVENUE NW SUITE | WASHINGTON | DC | 200364110 | NONE | PC | TO SUPPORT GENERAL OPERATIONS. | $5,750 | 1200 |
| ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI - CENTER TO ADVANCE PALLIATIVE CARE | ||||||||
| 55 W 125TH ST SUITE 1302 | NEW YORK | NY | 10027 | NONE | PC | TO SUPPORT ACCESS TO HIGH QUALITY PALLIATIVE CARE. | $250,000 | |
| INTERCULTURAL SENIOR CENTER | ||||||||
| 3010 R STREET | OMAHA | NE | 68107 | NONE | PC | TO SUPPORT GENERAL OPERATIONS, HOME VISITATION PILOT, AND LANGUAGE CAPACITY BUILDING. | $25,000 | |
| INTERNATIONAL DOCUMENTARY | ||||||||
| 3470 WILSHIRE BOULEVARD SUITE 980 | LOS ANGELES | CA | 90010 | NONE | PC | TO SUPPORT A TELEVISION SERIES ENTITLED, "REFLECT: OLD ISN'T WHAT YOU THINK IT IS". | $48,405 | |
| LEGAL AID SOCIETY OF SAN DIEGO INC | ||||||||
| 110 SOUTH EUCLID AVENUE | SAN DIEGO | CA | 92114 | NONE | PC | TO SUPPORT THE HEALTH ADVOCACY PROJECT AND CYBER CAFE AT THE GARY AND MARY WEST SENIOR WELLNESS CENTER. | $100,000 | |
| MEALS ON WHEELS ASSOCIATION OF AMERICA INC | ||||||||
| 1550 CRYSTAL DRIVE SUITE 1004 | ARLINGTON | VA | 22202 | NONE | PC | TO SUPPORT THE MORE THAN A MEAL PHASE II MEDICARE CLAIMS ANALYSIS STUDY. | $100,000 | |
| MERRYMAKERS ASSOCIATION | ||||||||
| 12020 SHAMROCK PLAZA SUITE 200 | OMAHA | NE | 68154 | NONE | PC | TO SUPPORT A SENIOR MUSIC PROJECT. | $15,000 | |
| NOTRE DAME HOUSING INC | ||||||||
| 3439 STATE STREET | OMAHA | NE | 68112 | NONE | PC | TO SUPPORT A LIFE ENRICHMENT POSITION. | $30,000 | |
| OMAHA COMMUNITY FOUNDATION | ||||||||
| 302 SOUTH 36TH STREET SUITE 100 | OMAHA | NE | 68131 | NONE | PC | TO SUPPORT GENERAL OPERATIONS. | $61,500 | |
| OUTLOOK NEBRASKA INC | ||||||||
| 4125 S 72ND STREET | OMAHA | NE | 68127 | NONE | PC | TO SUPPORT PROGRAMS TO IMPROVE THE QUALITY OF LIFE FOR BLIND AND VISUALLY IMPAIRED SENIORS. | $19,600 | |
| PAWS'ITIVE TEAMS | ||||||||
| 10727 ESCOBAR DRIVE | SAN DIEGO | CA | 92124 | NONE | PC | TO SUPPORT PERSONNEL COSTS. | $25,000 | |
| PROJECT HOPE THE PEOPLE TO PEOPLE HEALTH FOUNDATION INC | ||||||||
| 7500 OLD GEORGETOWN ROAD SUITE 600 | BETHESDA | MD | 20814 | NONE | PC | TO SUPPORT HEALTH AFFAIRS ORAL HEALTH ISSUE AND POLICY BRIEFING. | $25,000 | |
| REBUILDING TOGETHER OMAHA | ||||||||
| 7831 WAKELEY PLAZA | OMAHA | NE | 68114 | NONE | PC | TO SUPPORT HEALTHY AT HOME PROGRAM, SENIOR HOUSING REPAIRS. | $50,000 | |
| REBUILDING TOGETHER OMAHA | ||||||||
| 7831 WAKELEY PLAZA | OMAHA | NE | 68114 | NONE | PC | TO SUPPORT GENERAL OPERATIONS. | $500 | |
| REBUILDING TOGETHER OMAHA | ||||||||
| 7831 WAKELEY PLAZA | OMAHA | NE | 68114 | NONE | PC | TO SUPPORT HEALTHY AT HOME PROGRAM, SENIOR HOUSING REPAIRS. | $50,000 | |
| SAN DIEGO REGIONAL ECONOMIC DEVELOPMENT FOUNDATION | ||||||||
| 530 B STREET SUITE 700 | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT AWARENESS FOR SAN DIEGO'S SENIOR ORAL HEALTH PROJECTS AND TO ATTRACT TOP TALENT TO THE REGION FOR SUCCESSFUL AGING INITIATIVES. | $25,000 | |
| SERVING SENIORS | ||||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | CAPITAL GRANT FOR BUILDOUT OF SENIOR DENTAL CENTER SPACE. | $22,033 | |
| SERVING SENIORS | ||||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT GENERAL OPERATIONS FOR FY 2016 AT THE GARY AND MARY WEST SENIOR WELLNESS CENTER. | $209,500 | |
| SERVING SENIORS | ||||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT CARE COORDINATION AT THE GARY AND MARY WEST SENIOR WELLNESS CENTER. | $15,000 | |
| SERVING SENIORS | ||||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT GENERAL OPERATIONS FOR FY 2017 AT THE GARY AND MARY WEST SENIOR WELLNESS CENTER. | $254,500 | |
| SERVING SENIORS | ||||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | CHALLENGE GRANT TO SUPPLEMENT THE FY 2017 OPERATING GRANT. | $150,000 | |
| SERVING SENIORS | ||||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT STAFF DEVELOPMENT AND INTEGRATION. | $2,500 | |
| UC SAN DIEGO FOUNDATION | ||||||||
| 9500 GILMAN DRIVE 0664 | LA JOLLA | CA | 920930664 | NONE | PC | TO SUPPORT GENERAL OPERATIONS. | $3,000 | |
| UC SAN DIEGO FOUNDATION | ||||||||
| 9500 GILMAN DRIVE 0664 | LA JOLLA | CA | 920930664 | NONE | PC | TO SUPPORT THE BUILDING OF THE GARY AND MARY WEST SENIOR EMERGENCY DEPARTMENT AT UC SAN DIEGO HEALTH, LA JOLLA. | $6,307,659 | |
| UNIVERSITY OF ROCHESTER CHET | ||||||||
| 265 CRITTENDEN BOULEVARD CU 420694 | ROCHESTER | NY | 14642 | NONE | PC | TO ADVANCE PROGRAMS FOR INNOVATIVE HEALTH CARE MODELS AND TECHNOLOGY-ENABLED SOLUTIONS TO IMPROVE THE HEALTH OF SENIORS. | $10,000 | |
| UNIVERSITY OF ROCHESTER CHET | ||||||||
| 265 CRITTENDEN BOULEVARD CU 420694 | ROCHESTER | NY | 14642 | NONE | PC | TO SUPPORT 2017 DENTAL HEALTH SUMMIT CONFERENCE. | $150,000 | |
| UNIVERSITY OF SOUTHERN CALIFORNIA - SCHAEFFER CENTER FOR HEALTH POLICY | ||||||||
| UNIVERSITY OF SOUTHERN CALIFORNIA | LOS ANGELES | CA | 900893333 | NONE | PC | TO SUPPORT AN ADVOCACY SERIES: THE OTHER CALIFORNIA - HEALTH POLICY CHALLENGES FACING OLDER CALIFORNIANS. | $100,000 | |
| VOLUNTEERS ASSISTING SENIORS | ||||||||
| 1941 SOUTH 42ND STREET SUITE 312 | OMAHA | NE | 68105 | NONE | PC | TO SUPPORT AN INTAKE COORDINATOR. | $19,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $12,217,410 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (12 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| AMERICAN SOCIETY ON AGING | |||||||
| 575 MARKET STREET SUITE 2100 | SAN FRANCISCO | CA | 941052869 | NONE | PC | TO SUPPORT BROAD DISSEMINATION OF RESOURCES AND EDUCATIONAL MATERIALS TO IMPROVE THE BUSINESS ACUMEN OF NON-PROFIT ORGANIZATIONS THAT SERVE OLDER ADULTS. | $30,000 |
| CHALLENGE CENTER | |||||||
| 5540 LAKE PARK WAY | LA MESA | CA | 91942 | NONE | PC | TO SUPPORT THE HEALTH, WELLNESS, AND INDEPENDENCE INITIATIVE FOR SENIORS. | $34,000 |
| GARY AND MARY WEST SENIOR DENTAL CENTER INC | |||||||
| 1525 4TH AVENUE | SAN DIEGO | CA | 92101 | NONE | PC | THE GARY AND MARY WEST SENIOR DENTAL CENTER: PROVIDING LOW-INCOME SENIORS WITH ORAL HEALTHCARE THROUGH AN INTEGRATED, COMMUNITY-BASED MODEL OF CARE. | $1,055,685 |
| GARY AND MARY WEST SENIOR DENTAL CENTER INC | |||||||
| 1525 4TH AVENUE | SAN DIEGO | CA | 92101 | NONE | PC | CHALLENGE GRANT TO SUPPORT FUNDRAISING EFFORTS. | $12,062 |
| ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI - CENTER TO ADVANCE PALLIATIVE CARE | |||||||
| 55 W 125TH ST SUITE 1302 | NEW YORK | NY | 10027 | NONE | PC | TO SUPPORT PALLIATIVE CARE EVERYWHERE. | $500,000 |
| LEGAL AID SOCIETY OF SAN DIEGO INC | |||||||
| 110 SOUTH EUCLID AVENUE | SAN DIEGO | CA | 92114 | NONE | PC | TO SUPPORT THE HEALTH ADVOCACY PROJECT. | $204,076 |
| OUTLOOK NEBRASKA INC | |||||||
| 4125 S 72ND ST | OMAHA | NE | 68127 | NONE | PC | TO SUPPORT THE ONI ENRICHMENT PROGRAMS - SENIORS. | $19,600 |
| PAWS'ITIVE TEAMS | |||||||
| 10727 ESCOBAR DR | SAN DIEGO | CA | 92124 | NONE | PC | TO SUPPORT PERSONNEL COSTS. | $25,000 |
| REBUILDING TOGETHER OMAHA | |||||||
| 7831 WAKELEY PLAZA | OMAHA | NE | 68114 | NONE | PC | TO SUPPORT HEALTHY AT HOME PROGRAM, SENIOR HOUSING REPAIRS. | $50,000 |
| SAN DIEGO REGIONAL ECONOMIC DEVELOPMENT FOUNDATION | |||||||
| 530 B STREET SUITE 700 | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT AWARENESS FOR SAN DIEGO'S SENIOR ORAL HEALTH PROJECTS AND TO ATTRACT TOP TALENT TO THE REGION FOR SUCCESSFUL AGING INITIATIVES. | $25,000 |
| SERVING SENIORS | |||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT FY 2017 GENERAL OPERATIONS. | $254,500 |
| VOLUNTEERS ASSISTING SENIORS | |||||||
| 1941 SOUTH 42ND STREET SUITE 312 | OMAHA | NE | 68105 | NONE | PC | TO SUPPORT INTAKE COORDINATOR / RECEPTIONIST. | $19,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $2,228,923 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $6,388,040 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $572,917 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $967,772 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $7,928,729 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $7,928,729 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (2 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd |
|---|---|---|---|---|---|---|
| GARY L WEST 2013 DE TRUST | ||||||
| 1 | 5796 ARMADA DRIVE SUITE 300 | CARLSBAD | CA | 92008 | $4,200,000 | Yes (X) |
| MARY E WEST 2013 DE TRUST | ||||||
| 2 | 5796 ARMADA DRIVE SUITE 300 | CARLSBAD | CA | 92008 | $4,200,000 | Yes (X) |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $41,646 | Amt |
| Net Investment Income | $33,317 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $8,329 | DisbursementsCharitablePrpsAmt |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GARY AND MARY WEST HEALTH POLICY CENTER INC (EIN 27-5388874) | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1909 K STREET NW SUITE 730 | AddressLine1Txt |
| City | WASHINGTON | CityNm |
| State Abbreviation | DC | StateAbbreviationCd |
| ZIP | 20006 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant | 2016-01-07 | GrantDt |
| Grant | $3,206,417 | GrantAmt |
| Purpose Of Grant | TO SUPPORT THE GARY AND MARY WEST HEALTH POLICY CENTER (THE "POLICY CENTER") IN CARRYING OUT ITS CHARITABLE PURPOSES RELATED TO RESEARCH OBJECTIVES IN THE AREAS OF MEDICARE REFORM AND VALUE-BASED INSURANCE DESIGN. THE AMOUNT EXPENDED BY THE POLICY CENTER IN 2016 WAS $3,090,913. THE AMOUNT DISTRIBUTED BY THE GARY AND MARY WEST FOUNDATION WAS $3,206,417. $115,504 OF FUNDS, IN EXCESS OF EXPENDITURES IN 2016, WAS RETURNED TO THE FOUNDATION IN 2017. SIMILARLY, $82,157 WAS REFUNDED IN 2016 FOR EXCESS DISTRIBUTIONS IN 2015. | PurposeOfGrantTxt |
| Expended By Grantee | $3,090,913 | ExpendedByGranteeAmt |
| Any Diversion By Grantee | TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED. | AnyDiversionByGranteeTxt |
| Dates Of Reports By Grantee | MIDTERM 07/28/16, FINAL 01/30/17. MONTHLY EXPENSE REPORTS | DatesOfReportsByGranteeTxt |
| Results Of Verification | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | ResultsOfVerificationTxt |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp (3 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | Medium ExplanationMediumExplanationTxt | IdentifierIdentifierTxt |
|---|---|---|
| FORM 990-PF; PART VII-B; QUESTION 1A(4) | WEST FAMILY INVESTMENTS, INC. PROVIDED INVESTMENT MANAGEMENT SERVICES TO THE GARY AND MARY WEST FOUNDATION DURING 2016 FOR A MARKET BASED FEE. WEST FAMILY INVESTMENTS, INC. IS OWNED BY GARY AND MARY WEST, SUBSTANTIAL CONTRIBUTORS TO THE FOUNDATION AND TWO ADDITIONAL MEMBERS OF THE FOUNDATION. THIS IS EXCEPTED FROM SELF-DEALING BY IRC SECTION 4941(D)(2)(E).WEST DEVELOPMENT, LLC PROVIDED PROFESSIONAL INFORMATION TECHNOLOGY SERVICES TO THE GARY AND MARY WEST FOUNDATION DURING 2016 FOR A MARKET BASED FEE. WEST FAMILY HOLDINGS, LLC IS THE SOLE MEMBER OF WEST DEVELOPMENT, LLC. THE TWO MEMBERS OF WEST FAMILY HOLDINGS, LLC ARE THE GARY L. WEST 2010 REVOCABLE LIVING TRUST AND THE MARY E. WEST 2010 REVOCABLE LIVING TRUST. BOTH MEMBERS OWN 50% OF WEST FAMILY HOLDINGS, LLC. THIS IS EXCEPTED FROM SELF-DEALING BY IRC SECTION 4941(D)(2)(E). | |
| PART XV, QUESTION 1B | GARY WEST AND MARY WEST COLLECTIVELY OWN 10% OR MORE OF PASSIVE INVESTMENT PARTNERSHIPS. | EXPLANATION |
| FORM 990-PF | THE FOUNDATION'S FINANCIAL STATEMENTS ARE PREPARED IN ACCORDANCE WITH ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA (U.S. GAAP). ACCORDINGLY, THE FOUNDATION'S BOOKS ARE ON THE ACCRUAL BASIS AND IT RECORDS FIXED-INCOME, EQUITY SECURITIES, DERIVATIVE CONTRACTS, MUTUAL FUNDS, AND ALTERNATIVE INVESTMENTS AT FAIR VALUE IN THE FINANCIAL STATEMENTS AND THE TAX RETURN IN ACCORDANCE WITH FINANCIAL ACCOUNTING STANDARDS BOARD, ASC 820, FAIR VALUE MEASUREMENTS. |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (10 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| GREAT CIRCLE TERM LOAN | $1,051,572 | $1,051,572 |
| PVTPL ALESCO PREFERRED FUNDING LTD SER 4A CL A2 FLTG RT 07-30-2034 | $295,000 | $295,000 |
| PVTPL PFD TERM SECS XVII LTD/PFD TERM NT CL A-2 144A 3C7 3.92063 6-23-2035 | $54,000 | $54,000 |
| PVTPL TRAPEZA CDO XIII LTD SR SECD NT FLTG CL A-3 VAR DUE 11-09-2042 | $51,000 | $51,000 |
| REDDY ICE CORP TERM LOAN | $421,861 | $421,861 |
| SEADRILL LTD STEP 9/15/17 LIEN 6.125% | $260,000 | $260,000 |
| THORNBURG MORTGAGE, INC. 18.0% 03/31/2015 SER PVT 144A SUB LIEN | $1 | $1 |
| THORNBURG MORTGAGE, INC. 18.0% 03/31/2015 USD PVT 144A SUB LIEN | $12 | $12 |
| TRANSATLANTIC PETE LTD RT 13% | $1,800,000 | $1,800,000 |
| TRAPEZA CDO XII FLTG RT .9801% DUE 04-06-2042 | $211,650 | $211,650 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (68 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ACACIA MINING CMN | $228,379 | $228,379 |
| AGNC INVT CORP. COM | $475,006 | $475,006 |
| ANNALY CAPITAL MANAGEMENT, INC. CMN | $3,173,491 | $3,173,491 |
| APOLLO COML REAL EST FIN, INC. CMN | $1,645,829 | $1,645,829 |
| APOLLO INVESTMENT CORPORATION MUTUAL FUND | $385,588 | $385,588 |
| BANCO LATINOAMERICANO EXPORT CMN CLASS E | $3,242,639 | $3,242,639 |
| BROOKDALE SENIOR LIVING, INC. CMN | $2,684,471 | $2,684,471 |
| CHIMERA INVESTMENT CORPORATION CMN | $14,431,684 | $14,431,684 |
| CISCO SYSTEMS, INC. CMN | $3,022,000 | $3,022,000 |
| CITIGROUP INC COM NEW COM NEW | $594,300 | $594,300 |
| COLONY STARWOOD HOMES COM | $161,048 | $161,048 |
| COMCAST CORPORATION CMN CLASS A NON VOTING | $4,143,000 | $4,143,000 |
| CYS INVESTMENTS, INC. CMN | $2,484,306 | $2,484,306 |
| DELL TECHNOLOGIES INC COM CL V COM CL V | $245,056 | $245,056 |
| DRIVE SHACK INC COM | $7,520 | $7,520 |
| ELLINGTON RESIDENTIAL MORT. REIT CMN | $18,643 | $18,643 |
| ENERGY TRANSFER PARTNERS, LP CMN | $127,018 | $127,018 |
| EXCHANGE BK SANTA ROSA CALIF CMN | $802,008 | $802,008 |
| EXELON CORPORATION CMN | $638,820 | $638,820 |
| FIDUS INVESTMENT CORPORATION CMN | $964,485 | $964,485 |
| GENERAL ELECTRIC CO. CMN | $665,085 | $665,085 |
| GENERAL MOTORS COMPANY CMN | $1,234,939 | $1,234,939 |
| GOLDMAN SACHS BDC, INC. CLOSED ENDED FUND | $237,364 | $237,364 |
| GOLDMAN SACHS GROUP, INC. CMN | $4,549,550 | $4,549,550 |
| HORIZON TECHNOLOGY FINANCE CORPORATION CMN | $133,036 | $133,036 |
| ISTAR FINANCIAL INC. PFD 7.5% SERIES I CALLABLE 3/1/09 | $177,600 | $177,600 |
| ISTAR FINANCIAL INC. PFD USD 1.9500(7.80%) SERIES F | $99,958 | $99,958 |
| KBR, INC. CMN | $50,070 | $50,070 |
| KINDER MORGAN INC CMN CLASS P | $57,988 | $57,988 |
| KRAFT HEINZ CO CMN | $5,763 | $5,763 |
| LARGO RESOURCES COMMON STOCK | $737,830 | $737,830 |
| LEVEL 3 COMMUNICATIONS, INC. CMN | $9,985,414 | $9,985,414 |
| MEDLEY CAPITAL CORPORATION CMN | $611,810 | $611,810 |
| MFA FINANCIAL, INC. CMN | $2,222,772 | $2,222,772 |
| MONDELEZ INTERNATIONAL, INC. CMN | $886,600 | $886,600 |
| MOTORS LIQUIDATION COMPANY GUC TRUST | $21,269 | $21,269 |
| MVC CAPITAL, INC. CLOSED END FUND | $970,853 | $970,853 |
| NEW MEDIA INVESTMENT GROUP, INC. CMN | $13,847 | $13,847 |
| NEW MOUNTAIN FINANCE CORP. CMN | $1,697,654 | $1,697,654 |
| NEW RESIDENTIAL INVESTMENT CORP. CMN | $251,520 | $251,520 |
| NEW SENIOR INVESTMENT GRP, INC. CMN | $19,580 | $19,580 |
| NEWTEK BUSINESS SVCS CORPORATION CMN | $713,449 | $713,449 |
| NSTAR ELEC CO PFD 4.25% | $720,000 | $720,000 |
| PENNANTPARK FLOATING RATE CAT LTD | $936,170 | $936,170 |
| PENNANTPARK INVESTMENT CORP. MUTUAL FUND | $1,336,019 | $1,336,019 |
| PFIZER, INC. CMN | $2,285,682 | $2,285,682 |
| REDDY ICE HOLDINGS, INC. CMN | $10,929 | $10,929 |
| REDDY ICE HOLDINGS, INC. CONV PFD USD0.0000 CLASS A | $31,655 | $31,655 |
| REVERSE MORTGAGE INVESTMENT TR INC COM USD100 144A | $900,000 | $900,000 |
| SIERRA METALS, INC. CMN | $495,472 | $495,472 |
| SILVER BAY REALTY TRUST CORP. CMN | $85,940 | $85,940 |
| SOLAR CAPITAL LTD. CMN | $2,176,668 | $2,176,668 |
| SOLAR SENIOR CAPITAL LTD. CMN | $1,385,317 | $1,385,317 |
| STARWOOD PROPERTY TRUST INC. CMN | $1,152,419 | $1,152,419 |
| SUN COMMUNITIES INC COM | $360,221 | $360,221 |
| SUTHERLAND ASSET MANAGEMENT CORPORA COM | $673,374 | $673,374 |
| SYNCHRONY FINANCIAL CMN | $1,340,068 | $1,340,068 |
| TCP CAP CORP | $744,648 | $744,648 |
| TETRAGON FINANCIAL GROUP LTD. CMN | $751,395 | $751,395 |
| THL CREDIT INC CMN | $866,245 | $866,245 |
| TOTAL SA SPONSORED ADR CMN | $71,358 | $71,358 |
| TRANSATLANTIC PETROLEUM LTD. CMN | $60,792 | $60,792 |
| TRANSOCEAN LTD. CMN | $244,684 | $244,684 |
| TRIPLEPOINT VENTURE GROWTH BDC CORP COMMON STOCK | $281,766 | $281,766 |
| TWO HARBORS INVESTMENT CORP. CMN | $1,288,912 | $1,288,912 |
| VALE SA ADR | $34,290 | $34,290 |
| ZIMMER HLDGS, INC. CMN | $206,400 | $206,400 |
| ZOETIS, INC. CMN CLASS A | $1,133,444 | $1,133,444 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (31 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ARENA-PLASTIC VENTURES | FMV | $699,919 | $699,919 |
| ARIAS RESOURCE CAPITAL | FMV | $712,472 | $712,472 |
| BLUE RIVER ARBITRAGE | FMV | $2,627,264 | $2,627,264 |
| CONATUS CAPITAL OVERSEAS | FMV | $1,571,777 | $1,571,777 |
| DIALECTIC ANTITHESIS OFF | FMV | $487,160 | $487,160 |
| ELM PARK CREDIT OPP FUND II | FMV | $261,463 | $261,463 |
| EMERGING EUROPE | FMV | $832,215 | $832,215 |
| ETON PARK OVERSEAS FUND | FMV | $2,382,384 | $2,382,384 |
| FORTRESS LIFE SETTLEMENTS | FMV | $789,719 | $789,719 |
| FORTRESS MSR | FMV | $653,457 | $653,457 |
| GCP FUND III REIT & CORP | FMV | $3,510,371 | $3,510,371 |
| GCP FUND IV REIT | FMV | $140,939 | $140,939 |
| GLOBAL PARTNERS | FMV | $1,871,677 | $1,871,677 |
| GS ANCHORAGE | FMV | $29,833 | $29,833 |
| GS LIBERTY HARBOR | FMV | $232 | $232 |
| GS MEZZANINE | FMV | $457,365 | $457,365 |
| INVESCO MORTG RECOVERY | FMV | $295,407 | $295,407 |
| LARGO RES LTD WARRANT CERT W-2016-63 | FMV | $150,578 | $150,578 |
| MARATHON EUROPEAN CREDIT | FMV | $282,929 | $282,929 |
| OAKTREE RE DEBT FUND CAYMAN | FMV | $272,325 | $272,325 |
| OHA EUROPEAN SCF OFFSHORE | FMV | $394,785 | $394,785 |
| OHA SCF PARALLEL | FMV | $252,144 | $252,144 |
| PASSPORT MATERIAL | FMV | $111 | $111 |
| PONDFIELD CAPITAL, LLC | FMV | $2,004,625 | $2,004,625 |
| SCG ATLAS | FMV | $993,080 | $993,080 |
| SKELLIG OFFSHORE | FMV | $51,587 | $51,587 |
| STARWOOD OPPORTUNITY FUND | FMV | $625,068 | $625,068 |
| SUMMIT WATER DEVELOPMENT | FMV | $339,264 | $339,264 |
| VIRGO-WALNUT | FMV | $497,216 | $497,216 |
| WTS/GENERAL MOTORS COMPANY 18.3300 EXP 07/10/2019 | FMV | $4,591 | $4,591 |
| XPV WATER FUND | FMV | $1,058,602 | $1,058,602 |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp (3 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|---|
| FURNITURE & EQUIPMENT | $288,416 | $92,136 | $196,280 | $196,280 |
| COMPUTER EQUIPMENT | $93,448 | $46,825 | $46,623 | $46,623 |
| LEASEHOLD IMPROVEMENTS | $539,084 | $130,317 | $408,767 | $408,767 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $20,442 | LegalFeesAmt |
| Net Investment Income | $2,280 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $19,856 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (6 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| SECURITY DEPOSIT | $15,096 | $15,096 | $15,096 |
| INTEREST RECEIVABLE | $190,495 | $152,712 | $152,712 |
| DIVIDENDS RECEIVABLE | $950,912 | $883,330 | $883,330 |
| PARTNERSHIP DISTRIBUTION RECEIVABLE | $1,022,908 | $73,864 | $73,864 |
| ELM PARK CREDIT OPP FUND II | -$5,204 | $0 | $0 |
| NT - TRANSACTIONS RECEIVABLE | $0 | $73,380 | $73,380 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED LOSS ON FOREIGN CURRENCY | Desc |
| Amt | $992 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (11 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| GRANTEE PROJECT EXPENSES | $658,167 | $0 | $790,497 |
| COMPUTER EXPENSE | $46,684 | $11,671 | $40,024 |
| DUES & SUBSCRIPTIONS | $26,237 | $484 | $21,174 |
| INSURANCE | $18,593 | $4,223 | $15,072 |
| TELEPHONE | $28,295 | $7,074 | $21,339 |
| SUPPLIES | $15,759 | $3,940 | $11,524 |
| IT SUPPORT | $12,494 | $3,124 | $9,370 |
| FEES | $7,671 | $1,918 | $4,637 |
| POSTAGE | $2,917 | $729 | $2,175 |
| MINOR FURNITURE & EQUIPMENT | $3,365 | $841 | $2,524 |
| MISCELLANEOUS EXPENSES | $1,914 | $478 | $1,235 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| PARTNERSHIP INCOME | $568,861 | $568,861 | $0 |
| LEGAL SETTLEMENT INCOME | $3,017 | $3,017 | $0 |
| FOREIGN CURRENCY GAIN | $1,039 | $1,039 | $0 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAIN ON INVESTMENTS | Desc |
| Amt | $9,675,694 | Amt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | LIABILITIES UNDER OPTION CONTRACTS | Desc |
| BOY Book Value | $27,960 | BOYBookValueAmt |
| EOY Book Value | $386,525 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT FEES | $627,511 | $627,511 | $0 |
| PROFESSIONAL AND MANAGERIAL SERVICES | $735,181 | $0 | $485,816 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FEDERAL EXCISE TAX | $136,954 | $0 | $0 |
| PAYROLL TAXES | $51,071 | $11,600 | $39,471 |
| USE TAX | $301 | $75 | $226 |
| OTHER TAXES | $2,310 | $578 | $2,050 |
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