THE SAMUEL AND JEAN FRANKEL HEALTH AND RESEARCH FOUNDATION: Form 990PF, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- THE SAMUEL AND JEAN FRANKEL HEALTH AND RESEARCH FOUNDATION (EIN 30-0095044)
- Tax period
- 2016-01-01 to 2016-12-31
- Filed
- 2017-09-27
- IRS object ID
- 201702709349100105
- Schema version
- 2016v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-09-27T11:27:11-05:00 | ReturnTs |
| Tax Period End | 2016-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 382322726 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | TAMA BUDAJ & RAAB PC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 32783 MIDDLEBELT ROAD | AddressLine1Txt |
| City | FARMINGTON HILLS | CityNm |
| State Abbreviation | MI | StateAbbreviationCd |
| ZIP | 483341726 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2016-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 300095044 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE SAMUEL AND JEAN FRANKEL | BusinessNameLine1Txt |
| Business Name Line2 | HEALTH AND RESEARCH FOUNDATION | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | SAMU | BusinessNameControlTxt |
| Phone | 2486451307 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1004 BROOKWOOD | AddressLine1Txt |
| City | BIRMINGHAM | CityNm |
| State Abbreviation | MI | StateAbbreviationCd |
| ZIP | 48009 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JO ELYN NYMAN | PersonNm |
| Person Title | VICE PRESIDENT | PersonTitleTxt |
| Phone | 2486451307 | PhoneNum |
| Signature | 2017-08-22 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JOHN W WEIPERT | PreparerPersonNm |
| PTIN | P00013175 | PTIN |
| Phone | 2486263800 | PhoneNum |
| Preparation | 2017-08-22 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 97.78.175.162 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2017-08-22 | IPDt |
| IP Tm | 09:41:48 | IPTm |
| IP Timezone | ED | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 00DF53988302127544DC0C5792C575076D3C66FF | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 6DCE230DDA3772DD2EEEE3B57D3EDF89C19AAB61 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2021-01-29 14:40:06Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $20,703,953 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $257,030 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $257,030 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $447,989 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $432,189 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $548,749 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $3,893,628 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $548,749 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $13,225 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $13,225 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $1,266,993 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,251,193 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $2,500 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $0 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $71,048 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $0 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $15 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $0 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $16,704 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $10,996 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $101,263 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $0 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,870,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,870,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,971,263 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $0 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,870,000 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$704,270 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,251,193 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $473,472 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $936,444 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $936,444 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $2,128 | AcctRcvblAmt |
| Acct Rcvbl BOY | $18,178 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $2,128 | AcctRcvblEOYAmt |
| US Government Obligations BOY | $4,381,686 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $4,177,905 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $4,565,887 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $2,663,131 | CorporateStockBOYAmt |
| Corporate Stock EOY | $2,592,524 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $3,153,705 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $2,802,896 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $3,135,325 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $3,129,110 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $10,272,798 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $9,071,423 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $8,918,807 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | -$29,406 | OtherAssetsBOYAmt |
| Other Assets EOY | -$37,264 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $0 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $20,582,755 | TotalAssetsBOYAmt |
| Total Assets EOY | $19,878,485 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $20,703,953 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $20,582,755 | RetainedEarningBOYAmt |
| Retained Earning EOY | $19,878,485 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $20,582,755 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $19,878,485 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $20,582,755 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $19,878,485 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $20,582,755 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$704,270 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $19,878,485 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $19,878,485 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (46 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Cost Or Other BasisCostOrOtherBasisAmt |
|---|---|---|---|---|---|---|---|
| GENERAL ELECTRIC CO - TENDER | P | 2015-12-04 | 2016-01-20 | $1,230 | $1,230 | $1,230 | |
| SP500 STEPUP 20000 SHS | P | 2013-05-30 | 2016-08-04 | $251,195 | $51,195 | $51,195 | $200,000 |
| TORTOISE ENERGY 20000 SHS | P | 2012-12-03 | 2016-03-14 | $202,000 | $2,000 | $2,000 | $200,000 |
| ASTON LAKE 612 SHS | P | 2015-12-30 | 2016-09-16 | $7,239 | -$13 | -$13 | $7,252 |
| HIGHLAND GLOBAL ALLOC 706SHS | P | 2016-03-24 | 2016-09-22 | $7,180 | $829 | $829 | $6,351 |
| JENSEN QUALITY GROWTH 1.5 SHS | P | 2016-03-16 | 2016-09-22 | $21 | $0 | $0 | $21 |
| PIMCO DIV AND INC 1313 SHS | P | 2015-12-31 | 2016-02-29 | $12,372 | -$1,213 | -$1,213 | $13,585 |
| BLACKROCK STRATEGIC 625 SHS | P | 2016-03-31 | 2016-05-09 | $6,058 | -$91 | -$91 | $6,149 |
| PIMCO LOW DURATION .2230 SHS | P | 2016-04-29 | 2016-05-09 | $2 | $0 | $0 | $2 |
| ALLIANZGI NFJ 514 SHS | P | 2016-06-16 | 2016-09-16 | $8,210 | $217 | $217 | $7,993 |
| PIMCO ALL ASSET .0770 SHS | P | 2016-03-17 | 2016-05-09 | $1 | $0 | $0 | $1 |
| JP MORGAN .4450 SHS | P | 2016-04-28 | 2016-05-09 | $5 | $0 | $0 | $5 |
| IVA WORLDWIDE .7720 SHS | P | 2015-12-16 | 2016-05-09 | $13 | $0 | $0 | $13 |
| WEITZ PARTNERS VALUE .8130 SHS | P | 2015-12-29 | 2016-05-09 | $22 | -$1 | -$1 | $23 |
| WELLS FARGO ASSET .1754 SHS | P | 2015-12-29 | 2016-05-09 | $2 | $0 | $0 | $2 |
| WELLS FARGO ABSOLUTE .1524 SHS | P | 2015-12-29 | 2016-05-09 | $2 | $0 | $0 | $2 |
| BLACKROCK GLOBAL .2890 SHS | P | 2015-12-16 | 2016-05-09 | $5 | $0 | $0 | $5 |
| COLUMBIA PIPELINE GROUP 6000 SHS | P | 2011-01-11 | 2016-07-01 | $153,000 | $82,583 | $82,583 | $70,417 |
| GABELLI HEALTHCARE 4000 SHS | P | 2014-09-17 | 2016-02-29 | $107,968 | $7,968 | $7,968 | $100,000 |
| WELLS FARGO & CO 4000 SHS | P | 2013-03-06 | 2016-08-01 | $112,517 | -$3,643 | -$3,643 | $116,160 |
| WELLS FARGO AND CO 6000 SHS | P | 2013-12-11 | 2016-08-01 | $180,906 | $30,906 | $30,906 | $150,000 |
| ASTON LAKE 561 SHS | P | 2014-12-30 | 2016-09-16 | $6,642 | -$688 | -$688 | $7,330 |
| HIGHLAND GLOBAL ALLOC 9665 SHS | P | 2015-06-30 | 2016-09-22 | $98,293 | -$27,510 | -$27,510 | $125,803 |
| PIMCO DIV AND INC 10941 SHS | P | 2014-12-31 | 2016-02-29 | $103,064 | -$11,572 | -$11,572 | $114,636 |
| BLACKROCK STRATEGIC 1986 SHS | P | 2013-03-28 | 2016-05-09 | $19,244 | -$746 | -$746 | $19,990 |
| ALLIANZGI NFJ 1678 SHS | P | 2015-06-18 | 2016-09-16 | $26,798 | $1,922 | $1,922 | $24,876 |
| MARKETFIELD FUND 6699 SHS | P | 2013-12-04 | 2016-05-18 | $92,637 | -$7,855 | -$7,855 | $100,492 |
| WELLS FARGO ABSOLUTE 7396 SHS | P | 2012-06-25 | 2016-05-09 | $74,998 | $3,148 | $3,148 | $71,850 |
| VIRGINA ST HSG 200000 SHS | P | 2010-01-05 | 2016-11-01 | $200,000 | $2,000 | $2,000 | $198,000 |
| BARCLAYS BANK 3000 SHS | P | 2010-01-21 | 2016-06-15 | $75,000 | $1,500 | $1,500 | $73,500 |
| SANTANDERS FINANCE 3000 SHS | P | 2010-11-23 | 2016-09-16 | $70,262 | $16,862 | $16,862 | $53,400 |
| ASTON LAKE 8138 SHS | P | 2011-12-29 | 2016-09-16 | $96,354 | -$5,274 | -$5,274 | $101,628 |
| JENSEN QUALITY 7254 SHS | P | 2010-01-12 | 2016-09-22 | $287,979 | $116,401 | $116,401 | $171,578 |
| BLACKROCK STRATEGIC 16988 SHS | P | 2011-12-30 | 2016-05-09 | $164,614 | $2,257 | $2,257 | $162,357 |
| PIMCO LOW DURATION 10,111 SHS | P | 2009-09-30 | 2016-05-09 | $99,998 | -$2,865 | -$2,865 | $102,863 |
| ALLIANZGI NFJ 18690 SHS | P | 2011-03-17 | 2016-09-16 | $296,695 | $106,807 | $106,807 | $189,888 |
| PIMCO ALL ASSET 12330 SHS | P | 2009-09-30 | 2016-05-09 | $99,999 | -$31,443 | -$31,443 | $131,442 |
| JP MORGAN STRATEGIC 8880 SHS | P | 2009-09-30 | 2016-05-09 | $99,995 | -$1,746 | -$1,746 | $101,741 |
| IVA WORLDWIDE 4539 SHS | P | 2009-09-30 | 2016-05-09 | $74,987 | $6,809 | $6,809 | $68,178 |
| WEITZ PARTNERS VALUE 3625 SHS | P | 2009-10-14 | 2016-05-09 | $99,978 | $41,307 | $41,307 | $58,671 |
| WELLS FARGO ASSET 7936 SHS | P | 2009-09-30 | 2016-05-09 | $99,998 | $10,953 | $10,953 | $89,045 |
| BLACKROCK GLOBAL 5608 SHS | P | 2009-09-30 | 2016-05-09 | $99,995 | $1,122 | $1,122 | $98,873 |
| MONARCH DEBT RECOVERY 188583 SHS | P | 2009-07-01 | 2016-02-01 | $186,660 | $44,748 | $44,748 | $141,912 |
| PMF TEI FUND 611 SHS | P | 2013-04-01 | 2016-12-31 | $65,524 | $6,624 | $6,624 | $58,900 |
| ENDOWMENT FUND 4034 SHS | P | 2010-09-01 | 2016-12-31 | $199,552 | -$393 | -$393 | $199,945 |
| CAPITAL GAINS DIVIDENDS | P | $104,414 | $104,414 | $104,414 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $548,749 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,510,316 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $20,859,582 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.072404 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,088,740 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $20,920,382 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.052042 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $1,039,991 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $20,323,874 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.051171 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,116,912 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $21,549,192 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.051831 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $1,017,037 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $21,237,148 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.047890 | DistributionYr5Rt |
| Total Distribution | 0.275338 | TotalDistributionRt |
| Average Distribution | 0.055068 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $19,944,466 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,098,302 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $12,512 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,110,814 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,870,000 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $12,512 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $12,512 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $12,512 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $16,162 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $13,000 | AppliedToEsTaxAmt |
| Total Payments And Credits | $29,162 | TotalPaymentsAndCreditsAmt |
| Overpayment | $16,650 | OverpaymentAmt |
| Applied To ES Tax | $16,650 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | MI | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | JO ELYN NYMAN | IndividualWithBooksNm |
| Phone | 2486451307 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1004 BROOKWOOD | AddressLine1Txt |
| City | BIRMINGHAM | CityNm |
| State Abbreviation | MI | StateAbbreviationCd |
| ZIP | 48009 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| BRUCE FRANKEL | ||||||||
| 700 ARDMOOR DRIVE | BLOOMFIELD | MI | 48301 | PRESIDENT AND TRUSTEE | 2.00 | $0 | $0 | $0 |
| JO ELYN NYMAN | ||||||||
| 1004 BROOKWOOD | BIRMINGHAM | MI | 48009 | VICE PRESIDENT, TREASURER, | 4.00 | $0 | $0 | $0 |
| GEORGE NYMAN | ||||||||
| 1004 BROOKWOOD | BIRMINGHAM | MI | 48009 | SECRETARY AND TRUSTEE | 2.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $19,543,231 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $704,958 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $20,248,189 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $20,248,189 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $303,723 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $19,944,466 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $997,223 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $997,223 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $12,512 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $12,512 | TotalTaxAmt |
| Distributable Before Adj | $984,711 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $984,711 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $984,711 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,870,000 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,870,000 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $12,512 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,857,488 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $984,711 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $388,505 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,870,000 | QualifyingDistributionsAmt |
| Applied To Year1 | $388,505 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $984,711 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $496,784 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $496,784 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $496,784 | ExcessDistriCyovToNextYrAmt |
| Excess From Current Year | $496,784 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | BRUCE FRANKEL | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (11 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| AMERICAN DIABETES ASSOCIATION | ||||||||
| 1701 NORTH BEAUREGARD STREET | ALEXANDRIA | VA | 22311 | NONE | 501(C)(3) | MEDICAL RESEARCH | $35,000 | |
| BEAR HUG FOUNDATION | ||||||||
| 139 W MAPLE SUITE F | BIRMINGHAM | MI | 48009 | NONE | 501(C)(3) | OUTDOOR EDUCATIONAL AND RECREATIONAL ACTIVITIES FOR FOSTER CHILDREN | $30,000 | |
| CAMP MAK-A-DREAM | ||||||||
| 121 W LONG LAKE ROAD | BLOOMFIELD HILLS | MI | 48304 | NONE | 501(C)(3) | ASSISTANCE FOR CHILDREN AND YOUNG ADULTS WITH CANCER | $5,000 | |
| CARE HOUSE OF OAKLAND COUNTY | ||||||||
| 44765 WOODWARD AVENUE | PONTIAC | MI | 48341 | NONE | 501(C)(3) | ASSISTANCE FOR ABUSED AND NEGLECTED CHILDREN | $100,000 | |
| CHRONS & COLITIS FOUNDATION | ||||||||
| 25882 ORCHARD LAKE ROAD SUITE 102 | FARMINGTON HILLS | MI | 48336 | NONE | 501(C)(3) | MEDICAL RESEARCH | $40,000 | |
| FAR CONSERVATORY | ||||||||
| 1669 WEST MAPLE ROAD | BIRMINGHAM | MI | 48009 | NONE | 501(C)(3) | ASSISTANCE FOR PEOPLE WITH DISABILITIES | $30,000 | |
| GARY BURNSTEIN COMMUNITY HEALTH CLINIC | ||||||||
| 45580 WOODWARD AVE | PONTIAC | MI | 48341 | NONE | 501(C)(3) | MEDICAL CARE FOR THE IN NEED | $5,000 | |
| JARC | ||||||||
| 30301 NORTHWESTERN HIGHWAY SUITE | FARMINGTON HILLS | MI | 48334 | NONE | 501(C)(3) | ASSISTANCE FOR PEOPLE WITH DISABILITIES | $100,000 | 100 |
| JEWISH HOPICE & CHAPLAINCY NETWORK | ||||||||
| 6555 W MAPLE ROAD | WEST BLOOMFIELD | MI | 48322 | NONE | 501(C)(3) | PALLIATIVE CARE AND HOSPICE CARE FOR THE TERMINALLY ILL | $10,000 | |
| MICHIGAN LEAGUE FOR PUBLIC POLICY | ||||||||
| 1223 TURNER STREET STE G1 | LANSING | MI | 48906 | NONE | 501(C)(3) | ECONOMIC SECURITY AND WELL-BEING FOR PEOPLE IN MICHIGAN | $15,000 | |
| UNIVERSITY OF MICHIGAN | ||||||||
| 3003 SOUTH STATE ST STE 8000 | ANN ARBOR | MI | 48109 | NONE | 501(C)(3) | NEW MEDICAL FACILITY | $1,500,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,870,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $257,030 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $447,989 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $13,225 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $548,749 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,266,993 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,266,993 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $2,500 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (31 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 100000 SHS AMERICAN EXPRESS | $103,380 | $99,250 |
| 100000 SHS JPMORGAN CHASE & CO | $117,750 | $103,550 |
| 100000 SHS PNC FINANCIAL SRV | $113,355 | $107,625 |
| 100000 SHS WELLS FARGO & CO | $112,505 | $104,500 |
| 123000 SHS GENERAL ELEC CAP CORP | $107,935 | $127,638 |
| 150000 SHS GENERAL ELEC CAP CORP | $150,000 | $151,215 |
| 20000 SHS TORTOISE ENERGY INFRAS CORP | $0 | $0 |
| 200000 SHS CMS 10 FLOATER ISS BAC | $200,000 | $195,250 |
| 3000 SHS BARCLAYS BANK PLC | $0 | $0 |
| 3000 SHS HSBC HLDGS PLC | $60,919 | $75,600 |
| 3000 SHS HSBC HLDGS PLC | $83,548 | $77,400 |
| 3000 SHS SANTANDER FINANCE | $0 | $0 |
| 4000 SHS CAPITAL ONE FINANCIAL | $100,000 | $100,240 |
| 4000 SHS CITIGROUP INC | $100,000 | $104,720 |
| 4000 SHS GABELLI HEALTHCARE | $0 | $0 |
| 4000 SHS STATE STREET CORP | $100,000 | $101,200 |
| 4000 SHS WELLS FARGO & CO NEW | $0 | $0 |
| 50000 SHS SUNTRUST BANKS | $52,130 | $51,187 |
| 6000 SHS BANK OF AMERICA CORP | $150,000 | $154,260 |
| 6000 SHS CHS INC | $150,000 | $162,840 |
| 6000 SHS WELLS FARGO& COMPANY | $0 | $0 |
| 8000 SHS JP MORGAN CHASE | $200,000 | $202,880 |
| 8000 SHS THE SOUTHERN COMPANY | $200,000 | $208,800 |
| 150000 SHS CITIGROUP | $147,905 | $152,242 |
| 77000 SHS GENERAL ELECTRIC | $77,968 | $79,903 |
| 100000 SHS METLIFE INC | $102,005 | $101,250 |
| 50000 SHS SUNTRUST BANK INC | $50,670 | $51,187 |
| 250000 SHS WELLS FARGO & CO | $280,255 | $262,475 |
| 5000 CHARLES SCHWAB CORP | $125,000 | $124,950 |
| 6000 SHS DOMINION RESOURCES | $150,000 | $133,200 |
| 4000 SHS GABELLI GLOBAL SMALL CAP | $100,000 | $95,748 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (27 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 1000 SHS EMERSON ELEC CO | $44,240 | $55,750 |
| 1000 SHS GENERAL MOTORS CO | $36,325 | $34,840 |
| 10000 SHS SX5E LIRN ISSUER RBC | $100,000 | $108,400 |
| 1200 SHS NESTLE S A REP | $52,152 | $86,088 |
| 12500 SHS DJIA LIRN ISSUER RBC | $125,000 | $151,812 |
| 1500 SHS WASTE MANGEMENT | $47,441 | $106,365 |
| 2000 SHS COCA COLA | $50,157 | $82,920 |
| 2000 SHS MICROSOFT CORP | $51,018 | $124,280 |
| 2000 SHS RAYONIER INC | $65,465 | $53,200 |
| 2000 SHS UNILEVER PLC | $51,538 | $81,400 |
| 20000 SHS BASKET STEPUP ISSU | $200,000 | $189,000 |
| 20000 SHS DJIA LIRN ISSUER RBC | $200,000 | $227,920 |
| 20000 SHS SP500 STEPUP ISSU | $0 | $0 |
| 25000 DJIA LIRN ISSUER CS | $250,000 | $262,775 |
| 3000 SHS INTEL CORP | $59,310 | $108,810 |
| 3000 SHS WEYERHAUEUSER | $91,200 | $90,270 |
| 6000 SHS COLUMBIA PIPELINE GROUP | $0 | $0 |
| 6000 SHS NISOURCE INC | $39,438 | $132,840 |
| 700 SHS CATERPILLAR | $55,916 | $64,918 |
| 850 SHS DIAGEO PLC SPSD | $50,222 | $88,349 |
| 850 SHS JOHNSON AND JOHNSON | $50,633 | $97,928 |
| 900 SHS KELLOGG CO | $47,469 | $66,340 |
| 12500 SHS SX7P LIRN ISSUER | $125,000 | $90,750 |
| 15000 SHS DJIA LIRN ISSUER HSBC | $150,000 | $153,450 |
| 20000 SHS SP500 LIRN ISSUER HSBC | $200,000 | $214,800 |
| 25000 SHS DJIA LIRN ISSUER CS | $250,000 | $290,100 |
| 20000 SHS SP500 LIRN ISSUER HSBC | $200,000 | $190,400 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $0 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $0 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $4,177,905 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $4,565,887 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (62 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 100 SHS WESTERN ASSET MIDDLE MARKET | AT COST | $103,000 | $78,438 |
| 10000 SHS BLACKRCK DFND OPPR | AT COST | $133,878 | $137,903 |
| 10000 SHS NUVEEN BUILD AMERICA | AT COST | $199,040 | $209,300 |
| 7244 SHS WEITZ PARTNERS VALUE FD | AT COST | $138,998 | $210,322 |
| 10967 SHS THE MERGER FUND CL | AT COST | $173,233 | $171,759 |
| 11809 SHS FAIRHOLME FUND | AT COST | $304,413 | $256,272 |
| 12116 SHS NUVEEN PREFERRED | AT COST | $190,927 | $203,806 |
| 125 SHS JOHN HANCOCK HIGH YIELD | AT COST | $439 | $433 |
| 12139 SHS HARTFORD MUT FDS | AT COST | $167,222 | $167,892 |
| 12126 SHS PIMCO DIVIDEND AND INCOME BLDR | AT COST | $0 | $0 |
| 5229 SHS JENSEN QUALITY GROWTH | AT COST | $165,973 | $204,536 |
| 12612 SHS ROYCE GLOBAL VALUE | AT COST | $109,985 | $101,355 |
| 13321 SHS NEUBERGER BERMAN LONG SHORT | AT COST | $152,626 | $172,116 |
| 14144 SHS FPA CRESCENT PORT | AT COST | $365,398 | $461,262 |
| 14370 SHS COLUMBIA FLEXIBLE CAPITAL INCOME | AT COST | $174,065 | $172,164 |
| 14351 SHS SENTINEL MULTI ASSET | AT COST | $188,732 | $173,510 |
| 1435 SHS TOCQUEVILLE GOLD FUND | AT COST | $75,000 | $48,474 |
| 16162 SHS ADVISORY RESEARCH MLP & ENERGY INCOME | AT COST | $185,380 | $161,144 |
| 15529 SHS SHENKMAN SHORT DURATION | AT COST | $157,743 | $154,521 |
| 16519 SHS PRINCIPAL GLOBAL DIVERSIFIED INCOME | AT COST | $220,075 | $222,018 |
| 18114 SHS LORD ABBETT FLOATING RATE FUND | AT COST | $162,009 | $167,198 |
| 18427 SHS PIMCO INCOME FUND | AT COST | $232,613 | $222,231 |
| 17959 SHS JOHN HANCOCK STRATEGIC INCOME | AT COST | $197,259 | $190,554 |
| 18187 SHS EATON VANCE RCHRD BRSTN | AT COST | $220,271 | $271,908 |
| 188583 MONARCH DEBT RECOVERY | AT COST | $0 | $0 |
| 9457 SHS PIMCO LOW DURATION FD | AT COST | $97,095 | $93,155 |
| 19402 SHS BLACKROCK STRATEGIC INCOME | AT COST | $0 | $0 |
| 222 SHS CZECH II SENIOR LOAN | AT COST | $226,250 | $149,320 |
| 20641 SHS ALLIANZGI NF J DIVDEND | AT COST | $0 | $0 |
| 16333 SHS BLACKROCK GLOBAL | AT COST | $296,419 | $298,582 |
| 14994 SHS WELLS FARGO ABSOLUTE RETURN | AT COST | $147,472 | $155,044 |
| 18235 SHS IVA WORLDWIDE | AT COST | $278,536 | $313,471 |
| 24700 AVENUE CREDIT STRATEGIES | AT COST | $262,724 | $214,155 |
| 250 SHS WESTERN ASSET MIDDLE MKT | AT COST | $254,375 | $195,380 |
| 18552 SHS JP MORGAN STRATEGIC | AT COST | $213,438 | $215,028 |
| 18983 SHS WELLS FARGO ASSET ALLOCATION | AT COST | $221,735 | $243,751 |
| 31153 SHS EATON VANCE SHT DURT STRATEGIC INCOME | AT COST | $245,312 | $229,288 |
| 3131 SHS MATTHEWS ASIA DIVIDEND | AT COST | $52,388 | $48,604 |
| 32790 SHS VIRTUS MULTI SECTOR | AT COST | $156,989 | $155,099 |
| 3209 SHS FIRST EAGLE GOLD FUND | AT COST | $75,000 | $51,316 |
| 3553 SHS FIRST EAGLE FUNDS OF AMERICA | AT COST | $121,762 | $116,492 |
| 35556 SHS T ROWE PRICE SHORT TERM | AT COST | $171,677 | $167,472 |
| 31863 SHS PIMCO ALL ASSET | AT COST | $326,583 | $267,331 |
| 45 SHS PIMCO UNCONSTRAINED | AT COST | $492 | $487 |
| 4859 SHS KINETICS PARADIGM FUND | AT COST | $175,000 | $183,651 |
| 5000 SHS PIMCO DYNAMIC | AT COST | $103,350 | $101,100 |
| 5251 SHS MATTHEWS JAPAN FUND | AT COST | $101,122 | $98,887 |
| 491 SHS PMF TEI FUND | AT COST | $49,171 | $53,417 |
| 6000 SHS GOLDMAN SACHS MLP INCOME | AT COST | $78,360 | $58,320 |
| 6823 SHS FIRST EAGLE GLOBAL | AT COST | $345,240 | $371,800 |
| 6698 SHS MAINSTAY MARKETFIELD | AT COST | $0 | $0 |
| 7594 SHS DOUBLELINE INCOME SOLUTION | AT COST | $172,545 | $144,210 |
| 8143 SHS DAVIS NEW YORK VENTURE | AT COST | $291,240 | $253,502 |
| 85 SHS GOLDMAN SACHS STRATEGIC | AT COST | $867 | $822 |
| 9310 SHS ASTON/LAKE PARTNERS | AT COST | $0 | $0 |
| 9426 SHS OAKMARK GLOBAL SELECT | AT COST | $159,206 | $158,456 |
| 9980 SHS HIGHLAND GLOBAL ALLOCATION | AT COST | $0 | $0 |
| 5000 SHS RIVERNORTH/DOUBLELINE | AT COST | $100,000 | $92,200 |
| 10000 SHS INVESCO HIGH INCOME | AT COST | $100,000 | $102,300 |
| 9488 SHS ASHMORE EMERGING | AT COST | $76,361 | $74,391 |
| 6790 SHS ANGEL OAK | AT COST | $76,123 | $76,123 |
| 7715 AQR STYLE | AT COST | $76,312 | $76,537 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | BASIS ADJUSTMENTS - OTHER INVESTMENTS | Desc |
| BOY Book Value | -$29,406 | BOYBookValueAmt |
| EOY Book Value | -$37,264 | EOYBookValueAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| STATE FILING FEE | $20 | $0 | $0 |
| BOND PREMIUM AMORTIZATION | $5,780 | $0 | $0 |
| PORTFOLIO DEDUCTIONS | $2,651 | $0 | $0 |
| OTHER DEDUCTIONS | $2,545 | $0 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ORDINARY INCOME - CZECH SENIOR II | Desc |
| Revenue And Expenses Per Books | $13,225 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $13,225 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $13,225 | AdjustedNetIncomeAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT AND ADVISORY FEES | CategoryTxt |
| Amt | $71,048 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAX WITHHELD | $1,704 | $0 | $0 |
| FEDERAL EXCISE TAX | $15,000 | $0 | $0 |