THE CHAN SOON-SHION FAMILY FOUNDATION: Form 990PF, tax year 2015
View the entire original 990 at ProPublica ↗
- Organization
- THE CHAN SOON-SHION FAMILY FOUNDATION (EIN 26-4384360)
- Tax period
- 2015-10-01 to 2016-09-30
- Filed
- 2017-08-10
- IRS object ID
- 201702229349100025
- Schema version
- 2015v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Legal Fees Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-08-10T17:36:08-05:00 | ReturnTs |
| Tax Period End | 2016-09-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DREYER ROBBINS & ASSOCIATES | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 355 S GRAND AVE STE 1710 | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 900711532 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2015-10-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 264384360 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CHAN SOON-SHIONG FAMILY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % STEVE HASSAN | InCareOfNm |
| Business Name Control | CHAN | BusinessNameControlTxt |
| Phone | 2136838720 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 9922 JEFFERSON BOULEVARD | AddressLine1Txt |
| City | CULVER CITY | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90232 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | CHARLES N KENWORTHY | PersonNm |
| Person Title | EXECUTIVE V.P. | PersonTitleTxt |
| Phone | 3108366400 | PhoneNum |
| Signature | 2017-08-01 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | MICHAEL S DREYER | PreparerPersonNm |
| PTIN | P00002084 | PTIN |
| Phone | 2136838790 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2015 | TaxYr |
| Build TS | 2021-01-29 14:40:06Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $281,342,335 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $174 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $174 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $2,121,481 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,987,400 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $3,880,040 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $74,829,510 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $3,880,040 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $6,001,695 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $5,867,614 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Legal Fees Rev And Expnss | $12,046 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $1,415 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $10,631 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $64,650 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $32,325 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $32,325 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $5,495 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $5,495 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $175,010 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $10 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $100,139 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $99,724 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $415 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $357,340 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $138,959 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $43,381 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $7,450,667 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $7,450,667 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $7,808,007 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $138,959 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $7,494,048 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$1,806,312 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $5,728,655 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $2,166,447 | CashBOYAmt |
| Cash EOY | -$1,082,073 | CashEOYAmt |
| Cash EOYFMV | -$1,082,073 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $8,131,902 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $911,389 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $911,389 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $225,658,014 | CorporateStockBOYAmt |
| Corporate Stock EOY | $149,121,011 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $213,699,767 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $58,475,152 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $67,762,193 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $67,813,252 | CorporateBondsEOYFMVAmt |
| Total Assets BOY | $294,431,515 | TotalAssetsBOYAmt |
| Total Assets EOY | $216,712,520 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $281,342,335 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Retained Earning BOY | $294,431,515 | RetainedEarningBOYAmt |
| Retained Earning EOY | $216,712,520 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $294,431,515 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $216,712,520 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $294,431,515 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $216,712,520 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $294,431,515 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$1,806,312 | ExcessRevenueOverExpensesAmt |
| Other Increases | $2 | OtherIncreasesAmt |
| Subtotal | $292,625,205 | SubtotalAmt |
| Other Decreases | $75,912,685 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $216,712,520 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (8 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | AcquiredAcquiredDt |
|---|---|---|---|---|---|---|---|
| ML #07341 - 7,878,098 SHS SORRENTO THERAPEUTICS | D | 2016-07-08 | $49,742,311 | $44,332,928 | $5,409,383 | $5,409,383 | |
| ML #07341 - 30,137 SHS SORRENTO THERAPEUTICS | D | $175,455 | $175,011 | $444 | $444 | 2014-12-22 | |
| ML #04269 - ST | $2,487,594 | $2,716,894 | -$229,300 | -$229,300 | |||
| ML #04269 - LT | P | $11,098,793 | $12,147,676 | -$1,048,883 | -$1,048,883 | ||
| ML #04269 - LT | $2,916,437 | $3,055,624 | -$139,187 | -$139,187 | |||
| ML #02028 - ST | P | $3,387,038 | $3,423,175 | -$36,137 | -$36,137 | ||
| ML #02028 - LT | P | $3,888,626 | $3,907,189 | -$18,563 | -$18,563 | ||
| ML #02028 - LT | P | $1,133,256 | $1,190,973 | -$57,717 | -$57,717 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $3,880,040 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $7,803,790 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $178,748,015 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.043658 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $6,211,738 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $135,857,795 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.045722 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $4,946,518 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $118,144,868 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.041868 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $3,815,192 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $99,387,693 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.038387 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $257,068 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $97,400,019 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.002639 | DistributionYr5Rt |
| Total Distribution | 0.172274 | TotalDistributionRt |
| Average Distribution | 0.034455 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $269,466,895 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $9,284,482 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $57,287 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $9,341,769 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $7,494,048 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $114,573 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $114,573 | SubtotalAmt |
| Tax Based On Investment Income | $114,573 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $221,497 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $221,497 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $106,924 | OverpaymentAmt |
| Applied To ES Tax | $106,924 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | STEVE HASSAN | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 3108366400 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 9922 JEFFERSON BOULEVARD | AddressLine1Txt |
| City | CULVER CITY | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90232 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | Yes (true) | BusinessHoldingsInd |
| Excess Business Holdings | false | ExcessBusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| PATRICK SOON-SHIONG | ||||||||
| 9922 JEFFERSON BOULEVARD | CULVER CITY | CA | 90232 | DIRECTOR, PRESIDENT | 2.0 | $0 | $0 | $0 |
| MICHELE SOON-SHIONG | ||||||||
| 9922 JEFFERSON BOULEVARD | CULVER CITY | CA | 90232 | DIRECTOR, CFO, SECRETARY | 2.0 | $0 | $0 | $0 |
| CHARLES KENWORTHY | ||||||||
| 9922 JEFFERSON BOULEVARD | CULVER CITY | CA | 90232 | EXECUTIVE VICE PRESIDENT | 2.0 | $0 | $0 | $0 |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | PROVIDING GRANTS TO VARIOUS CHARITABLE ORGANIZATIONS | Description1Txt |
| Expenses1 | $7,450,667 | Expenses1Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $272,340,042 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,230,410 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $273,570,452 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $273,570,452 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $4,103,557 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $269,466,895 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $13,473,345 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $13,473,345 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $114,573 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $114,573 | TotalTaxAmt |
| Distributable Before Adj | $13,358,772 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $13,358,772 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $13,358,772 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $7,494,048 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $7,494,048 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $7,494,048 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $13,358,772 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $7,439,958 | UndistributedIncomePYAmt |
| Prior Year1 | 2013 | PriorYear1Yr |
| Prior Year2 | 2012 | PriorYear2Yr |
| Prior Year3 | 2011 | PriorYear3Yr |
| Excess Distribution Cyov Yr1 | $0 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $7,494,048 | QualifyingDistributionsAmt |
| Applied To Year1 | $7,439,958 | AppliedToYear1Amt |
| Applied To Current Year | $54,090 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Undistributed Income CY | $13,304,682 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | PATRICK MICHELE SOON-SHIONG | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (20 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| CHILDREN'S HOSPITAL LA | ||||||||
| 4650 SUNSET BOULEVARD | LOS ANGELES | CA | 90027 | NONE | PC | CHARITABLE | $10,000 | |
| CITY OF HOPE | ||||||||
| 1500 EAST DUARTE ROAD | DUARTE | CA | 91010 | NONE | PC | CHARITABLE | $500,000 | |
| CITY OF PHOENIX | ||||||||
| PHOENIX CITY HALL | PHOENIX | AZ | 85003 | NONE | GOV | CITY OF PHOENIX'S PEDIATRIC HEALTH INITIATIVE FUND | $5,000,000 | 200 W WASHINGTON STREET |
| HARVARD-WESTLAKE SCHOOL | ||||||||
| 700 NORTH FARING ROAD | LOS ANGELES | CA | 90077 | NONE | PC | CHARITABLE | $40,000 | |
| LEGAL AID FOUNDATION OF LOS ANGELES | ||||||||
| 1102 CRENSHAW BOULEVARD | LOS ANGELES | CA | 90019 | NONE | PC | CHARITABLE | $50,000 | |
| MARYMOUNT HIGH SCHOOL | ||||||||
| 10643 SUNSET BOULEVARD | LOS ANGELES | CA | 90077 | NONE | PC | CHARITABLE | $10,000 | |
| NATIONAL MULTIPLE SCLEROSIS SOCIETY | ||||||||
| 733 THIRD AVENUE 3RD FLOOR | NEW YORK | NY | 10017 | NONE | PC | CHARITABLE | $5,000 | |
| PARTNERS IN CARE FOUNDATION | ||||||||
| 732 MOTT SREET SUITE 150 | SAN FERNANDO | CA | 91340 | NONE | PC | CHARITABLE | $2,500 | |
| PROGRAM FOR TORTURE VICTIMS | ||||||||
| 3655 S GRAND AVENUE SUITE 290 | LOS ANGELES | CA | 900074377 | NONE | PC | CHARITABLE | $5,000 | |
| RACE TO ERASE MS | ||||||||
| 1875 CENTURY PARK EAST SUITE 980 | LOS ANGELES | CA | 90067 | NONE | PC | CHARITABLE | $2,000 | |
| RESURRECTION CATHOLIC CHURCH | ||||||||
| 3324 OPAL STREET | LOS ANGELES | CA | 90023 | NONE | PC | CHARITABLE | $50,000 | |
| RESURRECTION CATHOLIC SCHOOL | ||||||||
| 3360 EAST OPAL STREET | LOS ANGELES | CA | 900232917 | NONE | PC | CHARITABLE | $25,000 | |
| SALK INSTITUTE FOR BIOLOGICAL STUDIES | ||||||||
| 10010 N TORREY PINES ROAD | LA JOLLA | CA | 92037 | NONE | PC | CHARITABLE | $100,000 | |
| SCHWARZMAN SCHOLARS | ||||||||
| 345 PARK AVENUE | NEW YORK | NY | 10154 | NONE | PC | EDUCATIONAL SCHOLARSHIP PROGRAM RELATING TO CHINESE INTERNATIONAL RELATIONS AT STANFORD UNIVERSITY | $666,667 | |
| ST MARTIN OF TOURS | ||||||||
| 11955 SUNSET BOULEVARD | LOS ANGELES | CA | 90049 | NONE | PC | CHARITABLE | $80,000 | |
| THE STANFORD FUND | ||||||||
| STANFORD UNIVERSITY GIFT PROCESSIN | STANFORD | CA | 943090466 | NONE | PC | UNDERGRADUATE STUDIES | $600,000 | PO BOX 20466 |
| THE UNIVERSITY OF CALIFORNIA IRVINE FOUNDATION | ||||||||
| 555 ALDRICH HALL | IRVINE | CA | 926975600 | NONE | PC | CHARITABLE | $160,000 | |
| UNITED STATES FUND FOR UNICEF | ||||||||
| 125 MAIDEN LANE | NEW YORK | NY | 10038 | NONE | PC | CHARITABLE | $2,500 | |
| UNIVERSITY OF WASHINGTON FOUNDATION | ||||||||
| 407 GERBERDING HALL | SEATTLE | WA | 981950001 | NONE | PC | CHARITABLE | $120,000 | |
| CHAN SOON-SHIONG NANTHEALTH FOUNDATION | ||||||||
| UCLA ATHLETICS DEVELOPMENT | LOS ANGELES | CA | 90024 | NONE | PC | CHAN SOON-SHIONG INSTITUTE FOR MOLECULAR MEDICINE | $22,000 | PO BOX 24044 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $7,450,667 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $174 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $2,121,481 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $3,880,040 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $6,001,695 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $6,001,695 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $64,650 | Amt |
| Net Investment Income | $32,325 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $32,325 | DisbursementsCharitablePrpsAmt |
Depreciation Schedule DepreciationSchedule
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (27 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 199,357 SHS AB HIGH INCOME MUN | $2,164,287 | $2,352,419 |
| 266,181 SHS BLACKROCK TOT RET | $2,933,409 | $3,111,767 |
| 527,366 SHS COLUMBIA STRATEGIC | $0 | $0 |
| 558,054 SHS COLUMBIA US GOVT. | $3,034,487 | $3,086,040 |
| 263,651 SHS DELAWARE DIVERSIFI | $2,272,676 | $2,346,499 |
| 278,321 SHS DOUBLELINE TOT RET | $3,050,996 | $3,039,266 |
| 142,363 SHS DREYFUS/STANDISH | $3,039,590 | $3,129,154 |
| 199,070 SHS HOTCHKIS & WILEY H | $2,513,049 | $2,376,902 |
| 268,250 SHS LEGG MASON BW GLBL | $0 | $0 |
| 180,833 SHS LOOMIS SAYLES BOND | $2,571,792 | $2,538,898 |
| 532,242 SHS LORD ABBET SHORT | $2,438,376 | $2,315,256 |
| 281,620 SHS METROPOLITAN WEST | $3,011,870 | $3,103,456 |
| 180,989 SHS MFS MUNI INCOME FD | $0 | $0 |
| 217,898 SHS NEUBERGER BERMAN | $2,272,676 | $2,418,668 |
| 228,905 SHS TEMPLETON GLBL BD | $0 | $0 |
| 316,187 SHS WESTERN ASSET SHOR | $1,956,996 | $1,685,280 |
| 273,908 SHS AMG MANAGERS SHORT | $2,641,497 | $2,643,212 |
| 530,393 SHS DELAWARE LIMITED | $4,550,520 | $4,550,774 |
| 335,461 SHS HARTFORD MUT FDS | $0 | $0 |
| 1,197,572 SHS JANUS SHORT TERM | $3,649,603 | $3,640,620 |
| 363,335 SHS JP MORGAN LIMITED | $3,640,619 | $3,640,620 |
| 314,827 SHS LOOMIS SAYLES LTD | $3,652,744 | $3,636,259 |
| 836,924 SHS LORD ABBETT SHORT | $3,744,138 | $3,640,620 |
| 607,782 SHS MFS LTD MATURITY | $3,655,203 | $3,640,620 |
| 326,512 SHS NUVEEN LIMITED TRM | $3,641,549 | $3,624,294 |
| 274,261 SHS THORNBURG LTD TERM | $3,648,772 | $3,636,712 |
| 764,836 SHS VIRTUS MULTI SECT | $3,677,344 | $3,655,916 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (26 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 680,942 SHS CELGENE CORP COM | $19,725,187 | $71,178,867 |
| 1,301,000 SHS CELGENE CORP CVR | $0 | $1,353,040 |
| 38,725,521 SHS PROMETIC LIFE | $85,525,001 | $86,036,490 |
| TAX BASIS $7,590,475 | ||
| 7,908,235 SHS SORRENTO THERAP. | $0 | $0 |
| TAX BASIS $44,507,940 | ||
| 5,618,326 SHS NANTKWEST INC | $34,103,239 | $43,710,576 |
| 20,300 SHS AT&T INC | $653,775 | $824,383 |
| 8,940 SHS AMN ELEC POWER CO | $503,395 | $574,037 |
| 808 SHS BLACKROCK INC | $238,773 | $292,868 |
| 21,167 SHS CENTURYLINK INC | $653,130 | $717,761 |
| 8,120 SHS CHEVRON CORP | $622,067 | $835,710 |
| 13,437 SHS CONOCOPHILLIPS | $623,211 | $584,106 |
| 18,457 SHS CISCO SYSTEMS INC | $478,592 | $585,456 |
| 11,801 SHS DOW CHEMICAL CO | $480,392 | $611,646 |
| 7,857 SHS EXXON MOBIL CORP | $574,385 | $685,759 |
| 36,206 SHS FORD MOTOR CO | $479,293 | $437,006 |
| 19,444 SHS GENERAL ELECTRIC | $478,814 | $575,931 |
| 16,432 INTEL CORP | $479,641 | $620,308 |
| 12,661 INTERNATIONAL PAPER CO | $479,807 | $607,475 |
| 5,162 SHS MERCK AND CO INC | $251,233 | $322,161 |
| 20,415 SHS PPL CORPORATION | $655,456 | $705,747 |
| 16,192 SHS PFIZER INC | $502,433 | $548,423 |
| 6,613 SHS PROCTER & GAMBLE CO | $479,291 | $593,517 |
| 23,492 SHS STARWOOD PPTY TR IN | $480,399 | $529,040 |
| 14,803 SHS VERIZON COMMUNICATI | $653,497 | $769,460 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $12,046 | LegalFeesAmt |
| Net Investment Income | $1,415 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $10,631 | DisbursementsCharitablePrpsAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (3 entries)
| DescDesc | AmtAmt |
|---|---|
| BOOK/TAX DIFF. - GAIN ON SORRENTO SHS | $75,899,887 |
| COST BASIS ADJUSTMENTS - ML-04269 | $1,015 |
| COST BASIS ADJUSTMENTS - ML-02028 | $11,783 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BANK CHARGES/FEES - ML-07341 | $180 | $90 | $90 |
| FEES - ML-04269 | $62,107 | $62,107 | $0 |
| FEES - ML-02028 | $37,527 | $37,527 | $0 |
| FILING FEES - CA ATTORNEY GEN. | $300 | $0 | $300 |
| CA SECRETARY OF STATE | $25 | $0 | $25 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ROUNDING & MISCELLANEOUS ADJUSTMENTS | Desc |
| Amt | $2 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | VALUATION SERVICES | CategoryTxt |
| Amt | $5,495 | Amt |
| Net Investment Income | $5,495 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FEDERAL | $175,000 | $0 | $0 |
| CALIFORNIA | $10 | $0 | $10 |
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