CONFERENCE OF STATE BANK SUPERVISORS INC: Form 990, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- CONFERENCE OF STATE BANK SUPERVISORS INC (EIN 52-2080072)
- Tax period
- 2016-01-01 to 2016-12-31
- Filed
- 2017-07-31
- IRS object ID
- 201702129349300800
- Schema version
- 2016v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule C
- Schedule D
- Schedule I
- Schedule J
- Schedule L
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-07-31T08:59:49-05:00 | ReturnTs |
| Tax Period End | 2016-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 521855942 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Tate and Tryon | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2021 L Street NW Suite 400 | AddressLine1Txt |
| City | Washington | CityNm |
| State Abbreviation | DC | StateAbbreviationCd |
| ZIP | 20036 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnTypeCd |
| Tax Period Begin | 2016-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 522080072 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CONFERENCE OF STATE BANK SUPERVISORS INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | CONF | BusinessNameControlTxt |
| Phone | 2022962840 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1129 20TH STREET NW No 900 | AddressLine1Txt |
| City | WASHINGTON | CityNm |
| State Abbreviation | DC | StateAbbreviationCd |
| ZIP | 20036 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | THOMAS E HARLOW | PersonNm |
| Person Title | EVP-FinANCE & ADMINISTRATION | PersonTitleTxt |
| Phone | 2022962840 | PhoneNum |
| Signature | 2017-07-31 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Elizabeth Heller | PreparerPersonNm |
| PTIN | P00397829 | PTIN |
| Phone | 2022932200 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 216.59.105.130 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2017-07-31 | IPDt |
| IP Tm | 08:59:47 | IPTm |
| IP Timezone | ED | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 8B6C6DF7A8E3B84B5AE7D1943EC3750B5C691B8F | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2021-01-29 14:40:06Z | BuildTS |
Form 990 IRS990
Doing Business As Name DoingBusinessAsName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CSBS | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Principal Officer | JOHN W RYAN | PrincipalOfficerNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1129 20TH STREET NW No 900 | AddressLine1Txt |
| City | WASHINGTON | CityNm |
| State Abbreviation | DC | StateAbbreviationCd |
| ZIP | 20036 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | $78,622,244 | GrossReceiptsAmt |
| Group Return For Affiliates | 0 | GroupReturnForAffiliatesInd |
| Organization501c3 | Yes (X) | Organization501c3Ind |
| Website Address | WWW.CSBS.ORG | WebsiteAddressTxt |
| Type Of Organization Corp | Yes (X) | TypeOfOrganizationCorpInd |
| Formation | 1996 | FormationYr |
| Legal Domicile State | DC | LegalDomicileStateCd |
| Activity Or Mission | To support the leadership role of state banking supervisors in advancing the state banking system; enhancing consumer protection; ensuring safety and soundness; promoting economic growth and consumer protection; and fostering innovative state regulation of the financial services industry, thus lessening the burdens of government. | ActivityOrMissionDesc |
| Voting Members Governing Body | 20 | VotingMembersGoverningBodyCnt |
| Voting Members Independent | 20 | VotingMembersIndependentCnt |
| Total Employee | 133 | TotalEmployeeCnt |
| Total Volunteers | 26 | TotalVolunteersCnt |
| Total Gross UBI | $0 | TotalGrossUBIAmt |
| Net Unrelated Bus Txbl Incm | $0 | NetUnrelatedBusTxblIncmAmt |
| PY Contributions Grants | $0 | PYContributionsGrantsAmt |
| CY Contributions Grants | $0 | CYContributionsGrantsAmt |
| PY Program Service Revenue | $69,802,486 | PYProgramServiceRevenueAmt |
| CY Program Service Revenue | $75,153,517 | CYProgramServiceRevenueAmt |
| PY Investment Income | $1,575,748 | PYInvestmentIncomeAmt |
| CY Investment Income | $1,495,290 | CYInvestmentIncomeAmt |
| PY Other Revenue | $1,236,437 | PYOtherRevenueAmt |
| CY Other Revenue | $1,944,738 | CYOtherRevenueAmt |
| PY Total Revenue | $72,614,671 | PYTotalRevenueAmt |
| CY Total Revenue | $78,593,545 | CYTotalRevenueAmt |
| PY Grants And Similar Paid | $1,332,022 | PYGrantsAndSimilarPaidAmt |
| CY Grants And Similar Paid | $1,543,894 | CYGrantsAndSimilarPaidAmt |
| PY Benefits Paid To Members | $0 | PYBenefitsPaidToMembersAmt |
| CY Benefits Paid To Members | $0 | CYBenefitsPaidToMembersAmt |
| PY Salaries Comp Emp Bnft Paid | $17,126,413 | PYSalariesCompEmpBnftPaidAmt |
| CY Salaries Comp Emp Bnft Paid | $18,321,789 | CYSalariesCompEmpBnftPaidAmt |
| PY Total Prof Fndrsng Expns | $0 | PYTotalProfFndrsngExpnsAmt |
| CY Total Prof Fndrsng Expns | $0 | CYTotalProfFndrsngExpnsAmt |
| CY Total Fundraising Expense | $0 | CYTotalFundraisingExpenseAmt |
| PY Other Expenses | $39,244,977 | PYOtherExpensesAmt |
| CY Other Expenses | $40,548,807 | CYOtherExpensesAmt |
| PY Total Expenses | $57,703,412 | PYTotalExpensesAmt |
| CY Total Expenses | $60,414,490 | CYTotalExpensesAmt |
| PY Revenues Less Expenses | $14,911,259 | PYRevenuesLessExpensesAmt |
| CY Revenues Less Expenses | $18,179,055 | CYRevenuesLessExpensesAmt |
| Total Assets BOY | $133,515,494 | TotalAssetsBOYAmt |
| Total Assets EOY | $151,215,243 | TotalAssetsEOYAmt |
| Total Liabilities BOY | $16,819,883 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $14,986,148 | TotalLiabilitiesEOYAmt |
| Net Assets Or Fund Balances BOY | $116,695,611 | NetAssetsOrFundBalancesBOYAmt |
| Net Assets Or Fund Balances EOY | $136,229,095 | NetAssetsOrFundBalancesEOYAmt |
| Info In Schedule O Part III | Yes (X) | InfoInScheduleOPartIIIInd |
| Mission | The mission of the Conference of State Bank Supervisors (CSBS) is to support state regulators in advancing the system of state financial supervision by ensuring safety, soundness, and consumer protection; promoting economic growth; and fostering innovative, responsive supervision.The state banking departments regulate various types of financial activity within their jurisdictions, including insured depository institutions such as banks, credit unions, and thrifts, and non-depository financial services providers, such as mortgage lenders and mortgage brokers, consumer finance lenders, payday lenders, check cashers, and money services businesses. | MissionDesc |
| Significant New Program Srvc | 0 | SignificantNewProgramSrvcInd |
| Significant Change | 0 | SignificantChangeInd |
| Expense | $46,410,215 | ExpenseAmt |
| Grant | $179,792 | GrantAmt |
| Revenue | $69,025,202 | RevenueAmt |
| Desc | The largest program is the ongoing operation of the Nationwide Multistate Licensing System and Registry (NMLS, or the System). NMLS is a web-based system that allows state-licensed non-depository companies, branches, and individuals in financial services to apply for, amend, update, or renew a license online for all participating state agencies using a single set of uniform applications. NMLS brings greater uniformity and transparency to non-depository financial services while maintaining and strengthening the ability of state regulators to monitor financial services and protect their citizens. Mortgage loan originators employed by insured depository institutions or their subsidiaries are registered through NMLS in accordance with federal regulations. NMLS began operations on January 2, 2008. The State Regulatory Registry LLC (SRR), a wholly owned subsidiary of CSBS, operates NMLS on behalf of state regulators. CSBS, in cooperation with the American Association of Residential Mortgage Regulators, established SRR in September 2006.The Secure and Fair Enforcement of Mortgage Licensing Act of 2008 (the SAFE Act) introduced requirements for mortgage licensees, such as criminal background checks, a credit history review, pre-licensure education requirements, and tests with both national and state law content each applicant must pass to obtain a license. Major milestones achieved by the states, SRR, and NMLS during 2016 include:--> NMLS expansion industries. While the SAFE Act made NMLS a complete repository of companies and individuals licensed/registered in the mortgage industry, since April 2012 state agencies have used NMLS to manage a wide range of non-depository financial services licenses. During 2016, states were utilizing NMLS to license 162 new license types in these expansion industries. Several additional state agencies are scheduled to use NMLS in these expansion industries over the coming years. --> Major System enhancements and new functionality added to NMLS during 2016. Electronic Surety Bonds and streamlined criminal background check for Control Persons were major functionality implemented in 2016. NMLS Electronic Surety Bonds provide a fully electronic method for submitting and maintaining surety bonds for participating state agencies. In 2016, nine states adopted this functionality for 33 license authorities. A streamlined and expedited CBC process for fulfilling state requirements was launched in 2016, saving time and resources for licensees, reducing the burden on individuals required to have a background check under state law, and allowing for collaboration among states. --> The national SAFE MLO test with uniform state content was launched on April 1, 2013 and by year-end 2016, a total of 54 state agencies had adopted the test and retired their respective state tests. --> The (2016) eighth NMLS Annual Conference and Training had an attendance of more than 640 System users and stakeholders. The agenda included sessions relevant to all users of NMLS as well as special sessions relevant to the mortgage, debt, consumer finance, and money services business industries.--> The NMLS Resource and the Federal Registry Resource Center provide NMLS users with resources and materials to assist in the navigation of the System and is continually updated with news and events of interest to the users. In 2016, the state and federal resource centers had more than 2.4 million unique visitors who viewed over 5.4 million pages.--> At the end of 2016, NMLS contained active state licenses or federal registrations for over 30,000 unique companies and over 567,000 individual licensed or registered MLOs --> NMLS administered more than 70,000 test components, bringing the total administered since July 2009 to over 1 million. The System also supervised 111 course providers who delivered almost 2.3 million hours of education through more than 1,600 NMLS-approved courses in 2016.--> SRR held two public industry meetings with the NMLS Ombudsman.--> The NMLS call center answered more than 464,000 inquiries from users. The call center responds directly to queries regarding any System use issues, and directs all specific regulatory, registration, or licensing questions to the appropriate state or federal agency.--> NMLS processing fees remain unchanged for the eighth straight year of system operations. | Desc |
Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | $3,713,212 | ExpenseAmt |
| Revenue | $392,503 | RevenueAmt |
| Desc | The government relations function of CSBS is the responsibility of the Policy and Supervision division. The division covers legislative issues and advocacy, regulatory policy, bank supervision practices and coordination, non-depository supervision, and consumer protection. The work of the division focuses on the diversity of the banking industry, right-sizing regulation, and the transition to a new administration, congress and regulatory environment. Staff is also engaged on efforts to enhance the effectiveness of state supervision of banks and non-bank entities. We dedicate significant time and resources to assisting the states in the coordination of multi-state supervision of the non-bank mortgage industry with the Consumer Financial Protection Bureau.Collectively, our goal is to ensure the state financial regulatory system is strongly represented in the formation of federal public policy. We meet this goal by maintaining regular contact with state supervisors to be aware of current issues and coordinate best practices for the benefit of the system. | Desc |
Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | $96,372 | ExpenseAmt |
| Revenue | $6,128,315 | RevenueAmt |
| Desc | Communications and Industry Relations: The communications function produces the CSBS Examiner (a weekly newsletter), the supervisory directory, and the annual report. This area also coordinates the organization's engagement with the banking industry. These meetings largely occur in Washington, DC during industry association "Washington Fly-In" events. Government relations staff provide briefings on regulatory and legislative issues articulating the perspective of state regulators. | Desc |
Prog Srvc Accom Acty Other ProgSrvcAccomActyOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | $1,364,102 | ExpenseAmt |
| Grant | $1,364,102 | GrantAmt |
| Desc | Both CSBS and its wholly owned subsidiary State Regulatory Registry LLC (SRR) provide annual operating support to the CSBS Education Foundation, a related 501(c)(3) educational foundation, to assist the Foundation in carrying out its mission. | Desc |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Prog Srvc Expense | $1,364,102 | TotalOtherProgSrvcExpenseAmt |
| Total Other Prog Srvc Grant | $1,364,102 | TotalOtherProgSrvcGrantAmt |
| Total Program Service Expenses | $51,583,901 | TotalProgramServiceExpensesAmt |
| Described In Section501c3 | Yes (1) | DescribedInSection501c3Ind |
| Schedule B Required | 0 | ScheduleBRequiredInd |
| Political Campaign Acty | 0 | PoliticalCampaignActyInd |
| Lobbying Activities | Yes (1) | LobbyingActivitiesInd |
| Subject To Proxy Tax | 0 | SubjectToProxyTaxInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Conservation Easements | 0 | ConservationEasementsInd |
| Collections Of Art | 0 | CollectionsOfArtInd |
| Credit Counseling | Yes (1) | CreditCounselingInd |
| Temp Or Permanent Endowments | 0 | TempOrPermanentEndowmentsInd |
| Report Land Building Equipment | Yes (1) | ReportLandBuildingEquipmentInd |
| Report Investments Other Sec | 0 | ReportInvestmentsOtherSecInd |
| Report Program Related Invst | 0 | ReportProgramRelatedInvstInd |
| Report Other Assets | 0 | ReportOtherAssetsInd |
| Report Other Liabilities | Yes (1) | ReportOtherLiabilitiesInd |
| Include FIN48 Footnote | 0 | IncludeFIN48FootnoteInd |
| Independent Audit Fincl Stmt | 0 | IndependentAuditFinclStmtInd |
| Consolidated Audit Fincl Stmt | Yes (1) | ConsolidatedAuditFinclStmtInd |
| School Operating | 0 | SchoolOperatingInd |
| Foreign Office | 0 | ForeignOfficeInd |
| Foreign Activities | 0 | ForeignActivitiesInd |
| More Than5000 K To Org | 0 | MoreThan5000KToOrgInd |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividualsInd |
| Professional Fundraising | 0 | ProfessionalFundraisingInd |
| Fundraising Activities | 0 | FundraisingActivitiesInd |
| Gaming Activities | 0 | GamingActivitiesInd |
| Operate Hospital | 0 | OperateHospitalInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Grants To Individuals | Yes (1) | GrantsToIndividualsInd |
| Schedule J Required | Yes (1) | ScheduleJRequiredInd |
| Tax Exempt Bonds | 0 | TaxExemptBondsInd |
| Engaged In Excess Benefit Trans | 0 | EngagedInExcessBenefitTransInd |
| PY Excess Benefit Trans | 0 | PYExcessBenefitTransInd |
| Loan Outstanding | 0 | LoanOutstandingInd |
| Grant To Related Person | 0 | GrantToRelatedPersonInd |
| Business Rln With Org Mem | Yes (1) | BusinessRlnWithOrgMemInd |
| Business Rln With Fam Mem | 0 | BusinessRlnWithFamMemInd |
| Business Rln With Officer Ent | 0 | BusinessRlnWithOfficerEntInd |
| Deductible Non Cash Contri | 0 | DeductibleNonCashContriInd |
| Deductible Art Contribution | 0 | DeductibleArtContributionInd |
| Terminate Operations | 0 | TerminateOperationsInd |
| Partial Liquidation | 0 | PartialLiquidationInd |
| Disregarded Entity | Yes (1) | DisregardedEntityInd |
| Related Entity | Yes (1) | RelatedEntityInd |
| Related Organization Ctrl Ent | Yes (1) | RelatedOrganizationCtrlEntInd |
| Transaction With Control Ent | 0 | TransactionWithControlEntInd |
| Trnsfr Exmpt Non Chrtbl Rltd Org | 0 | TrnsfrExmptNonChrtblRltdOrgInd |
| Activities Conducted Prtshp | 0 | ActivitiesConductedPrtshpInd |
| Schedule O Required | Yes (1) | ScheduleORequiredInd |
| IRP Document | 61 | IRPDocumentCnt |
| IRP Document W2 G | 0 | IRPDocumentW2GCnt |
| Backup Wthld Compliance | Yes (1) | BackupWthldComplianceInd |
| Employee | 133 | EmployeeCnt |
| Employment Tax Returns Filed | Yes (1) | EmploymentTaxReturnsFiledInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Foreign Financial Account | 0 | ForeignFinancialAccountInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Taxable Party Notification | 0 | TaxablePartyNotificationInd |
| Nondeductible Contributions | 0 | NondeductibleContributionsInd |
| Quid Pro Quo Contributions | 0 | QuidProQuoContributionsInd |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOfInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Indoor Tanning Services | 0 | IndoorTanningServicesInd |
| Info In Schedule O Part VI | Yes (X) | InfoInScheduleOPartVIInd |
| Governing Body Voting Members | 20 | GoverningBodyVotingMembersCnt |
| Independent Voting Member | 20 | IndependentVotingMemberCnt |
| Family Or Business Rln | 0 | FamilyOrBusinessRlnInd |
| Delegation Of Mgmt Duties | 0 | DelegationOfMgmtDutiesInd |
| Change To Org Documents | 0 | ChangeToOrgDocumentsInd |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuseInd |
| Members Or Stockholders | Yes (1) | MembersOrStockholdersInd |
| Election Of Board Members | Yes (1) | ElectionOfBoardMembersInd |
| Decisions Subject To Approva | Yes (1) | DecisionsSubjectToApprovaInd |
| Minutes Of Governing Body | Yes (1) | MinutesOfGoverningBodyInd |
| Minutes Of Committees | Yes (1) | MinutesOfCommitteesInd |
| Officer Mailing Address | 0 | OfficerMailingAddressInd |
| Local Chapters | 0 | LocalChaptersInd |
| Form990 Provided To Gvrn Body | Yes (1) | Form990ProvidedToGvrnBodyInd |
| Conflict Of Interest Policy | Yes (1) | ConflictOfInterestPolicyInd |
| Annual Disclosure Covered Prsn | Yes (1) | AnnualDisclosureCoveredPrsnInd |
| Regular Monitoring Enfrc | Yes (1) | RegularMonitoringEnfrcInd |
| Whistleblower Policy | Yes (1) | WhistleblowerPolicyInd |
| Document Retention Policy | Yes (1) | DocumentRetentionPolicyInd |
| Compensation Process CEO | Yes (1) | CompensationProcessCEOInd |
| Compensation Process Other | Yes (1) | CompensationProcessOtherInd |
| Investment In Joint Venture | 0 | InvestmentInJointVentureInd |
| Upon Request | Yes (X) | UponRequestInd |
Books In Care Of Detail BooksInCareOfDetail
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Organization | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2022962840 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1129 20TH STREET NW No 900 | AddressLine1Txt |
| City | WASHINGTON | CityNm |
| State Abbreviation | DC | StateAbbreviationCd |
| ZIP | 20036 | ZIPCd |
Form990 Part VII Section A Form990PartVIISectionAGrp (44 entries)
| TitleTitleTxt | Average Hours Per WeekAverageHoursPerWeekRt | Average Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRt | Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd | OfficerOfficerInd | Reportable Comp From OrgReportableCompFromOrgAmt | Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt | Other CompensationOtherCompensationAmt | Key EmployeeKeyEmployeeInd | Highest Compensated EmployeeHighestCompensatedEmployeeInd |
|---|---|---|---|---|---|---|---|---|---|
| CHARLES G COOPER | |||||||||
| CHAIRMAN (AS OF JUNE) | 3.00 | 1.00 | Yes (X) | Yes (X) | $0 | $0 | $0 | ||
| CHARLES DOLEZAL | |||||||||
| Charman-ELECT (as of June) | 3.00 | 0.00 | Yes (X) | Yes (X) | $0 | $0 | $0 | ||
| Albert Forkner | |||||||||
| VICE CHAIRMAN (AS OF June) | 3.00 | 1.00 | Yes (X) | Yes (X) | $0 | $0 | $0 | ||
| Bret Afdahl | |||||||||
| Secretary (As of June) | 3.00 | 0.00 | Yes (X) | Yes (X) | $0 | $0 | $0 | ||
| Charlotte Corley | |||||||||
| TREASURER (AS OF June) | 3.00 | 1.00 | Yes (X) | Yes (X) | $0 | $0 | $0 | ||
| CANDACE A FRANKS | |||||||||
| IMMED. PAST CHAIR (AS of Oct) | 3.00 | 0.00 | Yes (X) | $0 | $0 | $0 | |||
| David Cotney | |||||||||
| IMMED. PAST CHAIR (June thru Sept) | 3.00 | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| Gavin Gee | |||||||||
| MEM-AT-LARGE (AS OF JUNE) | 3.00 | 0.00 | Yes (X) | $0 | $0 | $0 | |||
| Chris Myklebust | |||||||||
| MEM-AT-LARGE (AS OF JUNE) | 3.00 | 0.00 | Yes (X) | $0 | $0 | $0 | |||
| MELANIE HALL | |||||||||
| CSBSEF CHAIR | 3.00 | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| ROGER ENTRINGER | |||||||||
| SRR CHAIRMAN (Until Sept) | 3.00 | 0.00 | Yes (X) | $0 | $0 | $0 | |||
| Gordon Cooley | |||||||||
| SRR CHAIRMAN (As of Oct) | 3.00 | 0.00 | Yes (X) | $0 | $0 | $0 | |||
| TRABO REED | |||||||||
| LEG COMM. CHAIR | 3.00 | 0.00 | Yes (X) | $0 | $0 | $0 | |||
| Kevin Hagler | |||||||||
| REG. CHAIR (As of June) | 3.00 | 0.00 | Yes (X) | $0 | $0 | $0 | |||
| Jan Owen | |||||||||
| NDSC Chair | 3.00 | 0.00 | Yes (X) | $0 | $0 | $0 | |||
| JUDI STORK | |||||||||
| SSPC CHAIR | 3.00 | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| ROBERT DONOVAN | |||||||||
| FBRC CHAIR (until May) | 3.00 | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| N Michael Casparian | |||||||||
| FBRC CHAIR (As of June) | 3.00 | 0.00 | Yes (X) | $0 | $0 | $0 | |||
| M SHANE DEAL | |||||||||
| CO-CHAIR, BAB | 3.00 | 0.00 | Yes (X) | $0 | $0 | $0 | |||
| Cynthia Stuart | |||||||||
| DISTRICT I CHAIR (As of Oct) | 3.00 | 0.00 | Yes (X) | $0 | $0 | $0 | |||
| KAREN LAWSON | |||||||||
| DISTRICT II CHAIR | 3.00 | 0.00 | Yes (X) | $0 | $0 | $0 | |||
| RAY GRACE | |||||||||
| DISTRICT III CHAIR | 3.00 | 0.00 | Yes (X) | $0 | $0 | $0 | |||
| Deryl Schuster | |||||||||
| DISTRICT IV CHAIR (Feb thru Apr) | 3.00 | 0.00 | Yes (X) | $0 | $0 | $0 | |||
| Mark Quandahl | |||||||||
| DISTRICT IV CHAIR (As of June) | 3.00 | 0.00 | Yes (X) | $0 | $0 | $0 | |||
| IRIS IKEDA | |||||||||
| DISTRICT V CHAIR | 3.00 | 0.00 | Yes (X) | $0 | $0 | $0 | |||
| John Ryan | |||||||||
| President / CEO | 34.50 | 3.00 | Yes (X) | $615,653 | $53,535 | $61,072 | |||
| Thomas Harlow | |||||||||
| EVP, Finance & Administration | 34.50 | 3.00 | Yes (X) | $364,300 | $31,679 | $64,502 | |||
| Michael Stevens | |||||||||
| Senior Executive Vice President | 32.50 | 5.00 | $438,554 | $67,470 | $67,532 | Yes (X) | |||
| William Matthews | |||||||||
| EVP, SRR | 37.50 | 0.00 | $458,502 | $0 | $67,532 | Yes (X) | |||
| John Gorman | |||||||||
| General Counsel | 34.50 | 3.00 | $296,514 | $25,784 | $56,698 | Yes (X) | |||
| Margaret Liu | |||||||||
| SVP, Legislative & Deputy General Counsel | 37.50 | 0.00 | $316,137 | $0 | $57,444 | Yes (X) | |||
| Timothy Doyle | |||||||||
| SVP, SRR, Policy & Development | 37.50 | 0.00 | $276,109 | $0 | $50,888 | Yes (X) | |||
| Charles Cross | |||||||||
| SVP, Consumer Protection & Non-Depository Supervis | 37.50 | 0.00 | $274,384 | $0 | $48,458 | Yes (X) | |||
| James Cooper | |||||||||
| SVP, Policy | 37.50 | 0.00 | $256,518 | $0 | $47,434 | Yes (X) | |||
| MaryBeth Quist | |||||||||
| SVP, Bank Supervision | 37.50 | 0.00 | $250,949 | $0 | $33,172 | Yes (X) | |||
| Vickie Slater | |||||||||
| SVP, SRR, Mortgage Operations | 37.50 | 0.00 | $235,776 | $0 | $41,480 | Yes (X) | |||
| Kelly Haire | |||||||||
| VP, Human Resources | 34.50 | 3.00 | $213,168 | $18,537 | $38,308 | Yes (X) | |||
| Suprotik Ghose | |||||||||
| CIO (1/1/2016 - 5/2/2016) | 34.50 | 3.00 | $165,204 | $14,365 | $19,105 | Yes (X) | |||
| Thomas Bayer | |||||||||
| CIO (9/19/2016 - 12/31/2016) | 34.50 | 3.00 | $150,448 | $13,082 | $13,716 | Yes (X) | |||
| Vaughn Noring | |||||||||
| SA, Accreditation & Supervisory Processes | 34.50 | 3.00 | $231,648 | $20,144 | $29,792 | Yes (X) | |||
| John Prendergast | |||||||||
| VP, Supervision | 37.50 | 0.00 | $237,184 | $0 | $47,272 | Yes (X) | |||
| Aleksey Kukin | |||||||||
| VP, Enterprise Infrastructure | 34.50 | 3.00 | $210,950 | $18,343 | $36,831 | Yes (X) | |||
| Gervais Neno | |||||||||
| VP, NMLS Applications Management | 37.50 | 0.00 | $215,795 | $0 | $39,880 | Yes (X) | |||
| James Kurtzke | |||||||||
| VP, Communications | 34.50 | 3.00 | $174,419 | $15,167 | $19,603 | Yes (X) | |||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | $5,382,212 | TotalReportableCompFromOrgAmt |
| Tot Reportable Comp Rltd Org | $278,106 | TotReportableCompRltdOrgAmt |
| Total Other Compensation | $840,719 | TotalOtherCompensationAmt |
| Indiv Rcvd Greater Than100 K | 57 | IndivRcvdGreaterThan100KCnt |
| Former Ofcr Employees Listed | 0 | FormerOfcrEmployeesListedInd |
| Total Comp Greater Than150 K | Yes (1) | TotalCompGreaterThan150KInd |
| Compensation From Other Srcs | 0 | CompensationFromOtherSrcsInd |
Contractor Compensation ContractorCompensationGrp (5 entries)
| Address Line1ContractorAddress/USAddress/AddressLine1Txt | CityContractorAddress/USAddress/CityNm | State AbbreviationContractorAddress/USAddress/StateAbbreviationCd | ZIPContractorAddress/USAddress/ZIPCd | ServicesServicesDesc | CompensationCompensationAmt |
|---|---|---|---|---|---|
| FINANCIAL INDUSTRY REGULATORY AUTHORITY | |||||
| 9509 KEY WEST AVENUE | ROCKVILLE | MD | 20850 | DEVELOPMENT/HOSTING OF NMLS | $13,949,160 |
| STREAM INTERNATIONAL INC | |||||
| 3285 NORTHWOOD CIRCLE | EAGAN | MN | 55121 | NMLS-FINRA LICENSING DB | $3,690,021 |
| FEDERAL BUREAU OF INVESTIGATION CJIS DI | |||||
| 1000 CUSTER HOLLOW ROAD | CLARKSBURG | WV | 26306 | NMLS CRIMINAL BACKGROUND CHECKS | $2,661,654 |
| FIELDPRINT | |||||
| 12000 COMMERCE PARKWAY | MT LAUREL | NJ | 08054 | NMLS FINGERPRINTING SERVICES | $2,326,205 |
| TransUnion Rental Screening | |||||
| 13591 Collections Center Drive | Chicago | IL | 60693 | Credit Screening | $928,914 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cntrct Rcvd Greater Than100 K | 26 | CntrctRcvdGreaterThan100KCnt |
Program Service Revenue ProgramServiceRevenueGrp (5 entries)
| DescDesc | BusinessBusinessCd | Total Revenue ColumnTotalRevenueColumnAmt | Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt |
|---|---|---|---|
| NMLS PROCESSING FEES | 518210 | $62,737,658 | $62,737,658 |
| MLO TESTING/EDUCATION | 900099 | $6,287,544 | $6,287,544 |
| MEMBERSHIP DUES/ASSESSMENTS | 900099 | $6,052,438 | $6,052,438 |
| EVENTS/SUMMITS | 900099 | $74,382 | $74,382 |
| PUBLICATION REVENUE | 511120 | $1,495 | $1,495 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | $75,153,517 | TotalProgramServiceRevenueAmt |
Investment Income InvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $1,523,989 | TotalRevenueColumnAmt |
| Exclusion | $1,523,989 | ExclusionAmt |
Royalties Revenue RoyaltiesRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $1,544,235 | TotalRevenueColumnAmt |
| Exclusion | $1,544,235 | ExclusionAmt |
Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other | $28,699 | OtherAmt |
Gain Or Loss GainOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other | -$28,699 | OtherAmt |
Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | -$28,699 | TotalRevenueColumnAmt |
| Exclusion | -$28,699 | ExclusionAmt |
Other Revenue Misc OtherRevenueMiscGrp (2 entries)
| DescDesc | BusinessBusinessCd | Total Revenue ColumnTotalRevenueColumnAmt | Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt | ExclusionExclusionAmt |
|---|---|---|---|---|
| MISCELLANEOUS | 900099 | $392,503 | $392,503 | |
| MANAGEMENT FEES | 561000 | $8,000 | $8,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Revenue Total | $400,503 | OtherRevenueTotalAmt |
Total Revenue TotalRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $78,593,545 | TotalRevenueColumnAmt |
| Related Or Exempt Func Income | $75,546,020 | RelatedOrExemptFuncIncomeAmt |
| Unrelated Business Revenue | $0 | UnrelatedBusinessRevenueAmt |
| Exclusion | $3,047,525 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part IX | Yes (X) | InfoInScheduleOPartIXInd |
Grants To Domestic Orgs GrantsToDomesticOrgsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,364,102 | TotalAmt |
| Program Services | $1,364,102 | ProgramServicesAmt |
Grants To Domestic Individuals GrantsToDomesticIndividualsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $179,792 | TotalAmt |
| Program Services | $179,792 | ProgramServicesAmt |
Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $4,987,448 | TotalAmt |
| Program Services | $4,239,331 | ProgramServicesAmt |
| Management And General | $748,117 | ManagementAndGeneralAmt |
Other Salaries And Wages OtherSalariesAndWagesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $10,075,006 | TotalAmt |
| Program Services | $8,563,755 | ProgramServicesAmt |
| Management And General | $1,511,251 | ManagementAndGeneralAmt |
Pension Plan Contributions PensionPlanContributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,218,781 | TotalAmt |
| Program Services | $1,035,964 | ProgramServicesAmt |
| Management And General | $182,817 | ManagementAndGeneralAmt |
Other Employee Benefits OtherEmployeeBenefitsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,155,742 | TotalAmt |
| Program Services | $982,381 | ProgramServicesAmt |
| Management And General | $173,361 | ManagementAndGeneralAmt |
Payroll Taxes PayrollTaxesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $884,812 | TotalAmt |
| Program Services | $752,090 | ProgramServicesAmt |
| Management And General | $132,722 | ManagementAndGeneralAmt |
Fees For Services Legal FeesForServicesLegalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $215,163 | TotalAmt |
| Program Services | $182,889 | ProgramServicesAmt |
| Management And General | $32,274 | ManagementAndGeneralAmt |
Fees For Services Accounting FeesForServicesAccountingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $93,066 | TotalAmt |
| Program Services | $79,106 | ProgramServicesAmt |
| Management And General | $13,960 | ManagementAndGeneralAmt |
Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $36,037 | TotalAmt |
| Program Services | $30,631 | ProgramServicesAmt |
| Management And General | $5,406 | ManagementAndGeneralAmt |
Fees For Services Other FeesForServicesOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $4,047,316 | TotalAmt |
| Program Services | $3,440,219 | ProgramServicesAmt |
| Management And General | $607,097 | ManagementAndGeneralAmt |
Advertising AdvertisingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $18,741 | TotalAmt |
| Program Services | $15,930 | ProgramServicesAmt |
| Management And General | $2,811 | ManagementAndGeneralAmt |
Office Expenses OfficeExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $815,169 | TotalAmt |
| Program Services | $692,894 | ProgramServicesAmt |
| Management And General | $122,275 | ManagementAndGeneralAmt |
Information Technology InformationTechnologyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $2,148,466 | TotalAmt |
| Program Services | $1,826,196 | ProgramServicesAmt |
| Management And General | $322,270 | ManagementAndGeneralAmt |
Occupancy OccupancyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,775,341 | TotalAmt |
| Program Services | $1,509,040 | ProgramServicesAmt |
| Management And General | $266,301 | ManagementAndGeneralAmt |
Travel TravelGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $783,979 | TotalAmt |
| Program Services | $666,382 | ProgramServicesAmt |
| Management And General | $117,597 | ManagementAndGeneralAmt |
Pymt Travel Entrtnmnt Pub Ofcl PymtTravelEntrtnmntPubOfclGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $28,373 | TotalAmt |
| Program Services | $24,117 | ProgramServicesAmt |
| Management And General | $4,256 | ManagementAndGeneralAmt |
Conferences Meetings ConferencesMeetingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $515,469 | TotalAmt |
| Program Services | $438,149 | ProgramServicesAmt |
| Management And General | $77,320 | ManagementAndGeneralAmt |
Depreciation Depletion DepreciationDepletionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $5,456,312 | TotalAmt |
| Program Services | $4,637,865 | ProgramServicesAmt |
| Management And General | $818,447 | ManagementAndGeneralAmt |
Insurance InsuranceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $189,338 | TotalAmt |
| Program Services | $160,937 | ProgramServicesAmt |
| Management And General | $28,401 | ManagementAndGeneralAmt |
Other Expenses OtherExpensesGrp (4 entries)
| DescDesc | TotalTotalAmt | Program ServicesProgramServicesAmt | Management And GeneralManagementAndGeneralAmt |
|---|---|---|---|
| MLO TESTING FEES | $9,449,497 | $8,032,072 | $1,417,425 |
| MILO EDUC COURSE FEES | $6,773,262 | $5,757,273 | $1,015,989 |
| FINGERPRINT PROCESSING | $5,435,838 | $4,620,462 | $815,376 |
| BANK CHARGES | $2,246,359 | $1,909,405 | $336,954 |
All Other Expenses AllOtherExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $521,081 | TotalAmt |
| Program Services | $442,919 | ProgramServicesAmt |
| Management And General | $78,162 | ManagementAndGeneralAmt |
Total Functional Expenses TotalFunctionalExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $60,414,490 | TotalAmt |
| Program Services | $51,583,901 | ProgramServicesAmt |
| Management And General | $8,830,589 | ManagementAndGeneralAmt |
| Fundraising | $0 | FundraisingAmt |
Cash Non Interest Bearing CashNonInterestBearingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $329,475 | BOYAmt |
| EOY | $325,351 | EOYAmt |
Savings And Temp Cash Invst SavingsAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $40,978,605 | BOYAmt |
| EOY | $58,012,013 | EOYAmt |
Accounts Receivable AccountsReceivableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $317,889 | BOYAmt |
| EOY | $515,988 | EOYAmt |
Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $826,254 | BOYAmt |
| EOY | $934,923 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Bldg Equip Cost Or Other Bss | $52,692,958 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $36,521,997 | LandBldgEquipAccumDeprecAmt |
Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $18,881,239 | BOYAmt |
| EOY | $16,170,961 | EOYAmt |
Investments Pub Traded Sec InvestmentsPubTradedSecGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $71,033,203 | BOYAmt |
| EOY | $73,866,294 | EOYAmt |
Other Assets Total OtherAssetsTotalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $1,148,829 | BOYAmt |
| EOY | $1,389,713 | EOYAmt |
Total Assets TotalAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $133,515,494 | BOYAmt |
| EOY | $151,215,243 | EOYAmt |
Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $6,146,153 | BOYAmt |
| EOY | $5,389,224 | EOYAmt |
Deferred Revenue DeferredRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $7,813,930 | BOYAmt |
| EOY | $6,713,869 | EOYAmt |
Other Liabilities OtherLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $2,859,800 | BOYAmt |
| EOY | $2,883,055 | EOYAmt |
Total Liabilities TotalLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $16,819,883 | BOYAmt |
| EOY | $14,986,148 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
Unrestricted Net Assets UnrestrictedNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $101,054,032 | BOYAmt |
| EOY | $120,587,516 | EOYAmt |
Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $15,641,579 | BOYAmt |
| EOY | $15,641,579 | EOYAmt |
Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $116,695,611 | BOYAmt |
| EOY | $136,229,095 | EOYAmt |
Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $133,515,494 | BOYAmt |
| EOY | $151,215,243 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Reconcilation Revenue Expnss | $18,179,055 | ReconcilationRevenueExpnssAmt |
| Net Unrlzd Gains Losses Invst | $1,354,429 | NetUnrlzdGainsLossesInvstAmt |
| Other Changes In Net Assets | $0 | OtherChangesInNetAssetsAmt |
| Info In Schedule O Part XII | Yes (X) | InfoInScheduleOPartXIIInd |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
| Accountant Compile Or Review | 0 | AccountantCompileOrReviewInd |
| FS Audited | Yes (1) | FSAuditedInd |
FS Audited Basis FSAuditedBasisGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Consolidated Basis Fincl Stmt | Yes (X) | ConsolidatedBasisFinclStmtInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Audit Committee | Yes (1) | AuditCommitteeInd |
| Federal Grant Audit Required | 0 | FederalGrantAuditRequiredInd |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Publicly Supported Org509a2 | Yes (X) | PubliclySupportedOrg509a2Ind |
Gifts Grants Contris Rcvd509 GiftsGrantsContrisRcvd509Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $21,024,940 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $5,516,489 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $5,810,564 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $5,828,070 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $6,052,438 | CurrentTaxYearAmt |
| Total | $44,232,501 | TotalAmt |
Gross Receipts Admissions GrossReceiptsAdmissionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $58,044,126 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $62,789,490 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $59,889,131 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $63,974,416 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $69,101,079 | CurrentTaxYearAmt |
| Total | $313,798,242 | TotalAmt |
Total509 Total509Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $79,069,066 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $68,305,979 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $65,699,695 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $69,802,486 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $75,153,517 | CurrentTaxYearAmt |
| Total | $358,030,743 | TotalAmt |
Amounts Rcvd Dsqlfy Person AmountsRcvdDsqlfyPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Substantial Contributors Amt SubstantialContributorsAmtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $6,211,662 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $6,253,868 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $6,260,628 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $6,196,064 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $6,782,279 | CurrentTaxYearAmt |
| Total | $31,704,501 | TotalAmt |
Subst And Dsqlfy Prsns Tot SubstAndDsqlfyPrsnsTotGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $6,211,662 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $6,253,868 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $6,260,628 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $6,196,064 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $6,782,279 | CurrentTaxYearAmt |
| Total | $31,704,501 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Public Support Total509 | $326,326,242 | PublicSupportTotal509Amt |
Gross Investment Income509 GrossInvestmentIncome509Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $1,077,066 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $1,170,711 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $1,299,953 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $2,802,371 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $3,068,224 | CurrentTaxYearAmt |
| Total | $9,418,325 | TotalAmt |
Investment Income And UBTI InvestmentIncomeAndUBTIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $1,077,066 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $1,170,711 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $1,299,953 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $2,802,371 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $3,068,224 | CurrentTaxYearAmt |
| Total | $9,418,325 | TotalAmt |
Other Income509 OtherIncome509Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $8,440 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $14,328 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $8,000 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $17,291 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $400,503 | CurrentTaxYearAmt |
| Total | $448,562 | TotalAmt |
Total Support Calendar Year TotalSupportCalendarYearGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $80,154,572 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $69,491,018 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $67,007,648 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $72,622,148 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $78,622,244 | CurrentTaxYearAmt |
| Total | $367,897,630 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Public Support CY509 | 0.88700 | PublicSupportCY509Pct |
| Investment Income CY | 0.02560 | InvestmentIncomeCYPct |
| Thirty Thr Pct Suprt Tests CY509 | Yes (X) | ThirtyThrPctSuprtTestsCY509Ind |
Form990 Schedule A Part VI Form990ScheduleAPartVIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | Schedule A, Part III, Line 12, Explanation of Other Income: | FormAndLineReferenceDesc |
| Explanation | INCOME FROM AN ACTIVITY THAT IS NOT REGULARLY CARRIED ON MANAGEMENT FEES | ExplanationTxt |
Schedule C IRS990ScheduleC
Total Direct Lobbying TotalDirectLobbyingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $264,533 | FilingOrganizationsTotalAmt |
Total Lobbying Expend TotalLobbyingExpendGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $264,533 | FilingOrganizationsTotalAmt |
Other Exempt Purpose Expend OtherExemptPurposeExpendGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $60,378,454 | FilingOrganizationsTotalAmt |
Total Exempt Purpose Expend TotalExemptPurposeExpendGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $60,642,987 | FilingOrganizationsTotalAmt |
Lobbying Nontaxable Amount LobbyingNontaxableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $1,000,000 | FilingOrganizationsTotalAmt |
Grassroots Nontaxable GrassrootsNontaxableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $250,000 | FilingOrganizationsTotalAmt |
Tot Lbbyng Grassroot Mns Non Tx TotLbbyngGrassrootMnsNonTxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $0 | FilingOrganizationsTotalAmt |
Tot Lbby Expend Mns Lbbyng Non Tx TotLbbyExpendMnsLbbyngNonTxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $0 | FilingOrganizationsTotalAmt |
Avg Lobbying Nontaxable Amount AvgLobbyingNontaxableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | $1,000,000 | CurrentYearMinus3Amt |
| Current Year Minus2 | $1,000,000 | CurrentYearMinus2Amt |
| Current Year Minus1 | $1,000,000 | CurrentYearMinus1Amt |
| Current Year | $1,000,000 | CurrentYearAmt |
| Total | $4,000,000 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Lobbying Ceiling | $6,000,000 | LobbyingCeilingAmt |
Avg Total Lobbying Expend AvgTotalLobbyingExpendGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | $176,676 | CurrentYearMinus3Amt |
| Current Year Minus2 | $232,439 | CurrentYearMinus2Amt |
| Current Year Minus1 | $259,297 | CurrentYearMinus1Amt |
| Current Year | $264,533 | CurrentYearAmt |
| Total | $932,945 | TotalAmt |
Avg Grassroots Nontaxable AvgGrassrootsNontaxableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | $250,000 | CurrentYearMinus3Amt |
| Current Year Minus2 | $250,000 | CurrentYearMinus2Amt |
| Current Year Minus1 | $250,000 | CurrentYearMinus1Amt |
| Current Year | $250,000 | CurrentYearAmt |
| Total | $1,000,000 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grassroots Ceiling | $1,500,000 | GrassrootsCeilingAmt |
Schedule D IRS990ScheduleD
| Field | Value | IRS element (for citing) |
|---|---|---|
| Agent Trustee Etc | Yes (1) | AgentTrusteeEtcInd |
| Beginning Balance | $299,670 | BeginningBalanceAmt |
| Additions During Year | $223,797,523 | AdditionsDuringYearAmt |
| Distributions During Year | $223,799,816 | DistributionsDuringYearAmt |
| Ending Balance | $297,377 | EndingBalanceAmt |
| Incl Escrow Custodial Acct Liab | 0 | InclEscrowCustodialAcctLiabInd |
Leasehold Improvements LeaseholdImprovementsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $2,065,196 | OtherCostOrOtherBasisAmt |
| Depreciation | $712,274 | DepreciationAmt |
| Book Value | $1,352,922 | BookValueAmt |
Equipment EquipmentGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $1,049,174 | OtherCostOrOtherBasisAmt |
| Depreciation | $370,863 | DepreciationAmt |
| Book Value | $678,311 | BookValueAmt |
Other Land Buildings OtherLandBuildingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $49,578,588 | OtherCostOrOtherBasisAmt |
| Depreciation | $35,438,860 | DepreciationAmt |
| Book Value | $14,139,728 | BookValueAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Land Buildings | $16,170,961 | TotalBookValueLandBuildingsAmt |
Other Liabilities Org OtherLiabilitiesOrgGrp (4 entries)
| DescDesc | AmtAmt |
|---|---|
| DAY WITH THE COMMISSIONER | $100,989 |
| DEFERRED COMPENSATION LIABILITY | $904,252 |
| DUE TO RELATED ORGANIZATION | $180,684 |
| FUNDS HELD FOR OTHERS | $1,697,130 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Liability | $2,883,055 | TotalLiabilityAmt |
| Total Rev Etc Audited Fincl Stmt | $79,976,673 | TotalRevEtcAuditedFinclStmtAmt |
| Net Unrealized Gains Invst | $1,354,429 | NetUnrealizedGainsInvstAmt |
| Revenue Not Reported | $1,354,429 | RevenueNotReportedAmt |
| Revenue Subtotal | $78,622,244 | RevenueSubtotalAmt |
| Other Revenues Not Included | -$28,699 | OtherRevenuesNotIncludedAmt |
| Revenue Not Reported Fincl Stmt | -$28,699 | RevenueNotReportedFinclStmtAmt |
| Total Revenue Per Form990 | $78,593,545 | TotalRevenuePerForm990Amt |
| Tot Expns Etc Audited Fincl Stmt | $60,443,189 | TotExpnsEtcAuditedFinclStmtAmt |
| Other Expenses Included | $28,699 | OtherExpensesIncludedAmt |
| Expenses Not Reported | $28,699 | ExpensesNotReportedAmt |
| Expenses Subtotal | $60,414,490 | ExpensesSubtotalAmt |
| Expenses Not Rpt Fincl Stmt | $0 | ExpensesNotRptFinclStmtAmt |
| Total Expenses Per Form990 | $60,414,490 | TotalExpensesPerForm990Amt |
Supplemental Information Detail SupplementalInformationDetail (3 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| Part IV, Line 1b: | We are a temporary custodian of funds collected from mortgage licensees who use NMLS. These funds are not recorded on our balance sheet. We receive the funds in a banking/sweep account. We then remit the collected funds the same day they are received to the appropriate state agencies and transfer the portion belonging to SRR as a processing fee to our own operating account. As a result of the National Mortgage Settlement in 2012, $65,000,000 was distributed to the Conference, of which, $16,000,000 was granted directly to the Conference for creating a State Regulatory Fund. The remaining $49,000,000 was to be distributed to the 49 states which were a party to the settlement with the Conference acting as the escrow agent. Since 2012 CSBS has distributed the funds to the states as directed by the states. As of December 31, 2016, the Conference held $2,585,099 due to 5 states. |
| Part XI, Line 4b - Other Adjustments: | LOSS on Disposal of Assets -28,699. |
| Part XII, Line 2d - Other Adjustments: | loss on Disposal of Assets 28,699. |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Records Maintained | Yes (1) | GrantRecordsMaintainedInd |
Recipient Table RecipientTable
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CSBS EDUCATION FOUNDATION | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1129 20th Street NW 9th Floor | AddressLine1Txt |
| City | WASHINGTON | CityNm |
| State Abbreviation | DC | StateAbbreviationCd |
| ZIP | 20036 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient EIN | 521347951 | RecipientEIN |
| IRC Section | 501(C)(3) | IRCSectionDesc |
| Cash Grant | $1,364,102 | CashGrantAmt |
| Purpose Of Grant | SUPPORTS THE EDUCATION AND TRAINING OF STATE BANK AND MORTGAGE REGULATORS | PurposeOfGrantTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total501c3 Org | 1 | Total501c3OrgCnt |
| Total Other Org | 0 | TotalOtherOrgCnt |
Grants Other Asst To Indiv In US GrantsOtherAsstToIndivInUSGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Type | SCHOLARSHIP FOR 2016 NMLS USER CONFERENCE | GrantTypeTxt |
| Recipient | 86 | RecipientCnt |
| Cash Grant | $179,792 | CashGrantAmt |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | Part I, Line 2: | FormAndLineReferenceDesc |
| Explanation | CSBS and SRR provide periodic support to CSBS Education Foundation (CSBS-EF), as CSBS-EF serves as the educational arm of CSBS. The governing board of CSBS receives periodic updates on the program accomplishments of CSBS-EF. | ExplanationTxt |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Compensation Committee | Yes (X) | CompensationCommitteeInd |
| Independent Consultant | Yes (X) | IndependentConsultantInd |
| Form990 Of Other Organizations | Yes (X) | Form990OfOtherOrganizationsInd |
| Written Employment Contract | Yes (X) | WrittenEmploymentContractInd |
| Compensation Survey | Yes (X) | CompensationSurveyInd |
| Board Or Committee Approval | Yes (X) | BoardOrCommitteeApprovalInd |
| Severance Payment | 0 | SeverancePaymentInd |
| Supplemental Nonqual Rtr Plan | 0 | SupplementalNonqualRtrPlanInd |
| Equity Based Comp Arrngm | 0 | EquityBasedCompArrngmInd |
| Comp Based On Revenue Of Flng Org | 0 | CompBasedOnRevenueOfFlngOrgInd |
| Comp Bsd On Rev Related Orgs | 0 | CompBsdOnRevRelatedOrgsInd |
| Comp Bsd Net Earns Flng Org | 0 | CompBsdNetEarnsFlngOrgInd |
| Comp Bsd Net Earns Rltd Orgs | 0 | CompBsdNetEarnsRltdOrgsInd |
| Any Non Fixed Payments | 0 | AnyNonFixedPaymentsInd |
| Initial Contract Exception | 0 | InitialContractExceptionInd |
Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (19 entries)
| TitleTitleTxt | Base Compensation Filing OrgBaseCompensationFilingOrgAmt | Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt | Bonus Filing OrganizationBonusFilingOrganizationAmount | Bonus Related OrganizationsBonusRelatedOrganizationsAmt | Other Compensation Filing OrgOtherCompensationFilingOrgAmt | Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt | Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt | Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt | Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt | Total Compensation Filing OrgTotalCompensationFilingOrgAmt | Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt | Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| John Ryan | ||||||||||||||
| President / CEO | $493,735 | $42,933 | $119,968 | $10,432 | $1,950 | $170 | $45,356 | $3,944 | $13,270 | $1,154 | $674,279 | $58,633 | $0 | $0 |
| Thomas Harlow | ||||||||||||||
| EVP, Finance & Administration | $300,066 | $26,093 | $59,616 | $5,184 | $4,618 | $402 | $41,642 | $3,621 | $19,521 | $1,697 | $425,463 | $36,997 | $0 | $0 |
| Michael Stevens | ||||||||||||||
| Senior Executive Vice President | $365,043 | $56,161 | $71,327 | $10,973 | $2,184 | $336 | $42,727 | $6,573 | $19,358 | $2,978 | $500,639 | $77,021 | $0 | $0 |
| William Matthews | ||||||||||||||
| EVP, SRR | $380,004 | $0 | $74,100 | $0 | $4,398 | $0 | $49,300 | $0 | $23,159 | $0 | $530,961 | $0 | $0 | $0 |
| John Gorman | ||||||||||||||
| General Counsel | $235,598 | $20,487 | $46,828 | $4,072 | $14,088 | $1,225 | $34,929 | $3,037 | $23,677 | $2,059 | $355,120 | $30,880 | $0 | $0 |
| Margaret Liu | ||||||||||||||
| SVP, Legislative & Deputy General Co | $254,117 | $0 | $59,500 | $0 | $2,520 | $0 | $36,713 | $0 | $27,163 | $0 | $380,013 | $0 | $0 | $0 |
| Timothy Doyle | ||||||||||||||
| SVP, SRR, Policy & Development | $225,273 | $0 | $36,600 | $0 | $14,236 | $0 | $32,656 | $0 | $19,257 | $0 | $328,022 | $0 | $0 | $0 |
| Charles Cross | ||||||||||||||
| SVP, Consumer Protection & Non-Depos | $217,204 | $0 | $51,200 | $0 | $5,980 | $0 | $30,226 | $0 | $19,324 | $0 | $323,934 | $0 | $0 | $0 |
| James Cooper | ||||||||||||||
| SVP, Policy | $186,938 | $0 | $48,500 | $0 | $21,080 | $0 | $29,568 | $0 | $18,487 | $0 | $304,573 | $0 | $0 | $0 |
| MaryBeth Quist | ||||||||||||||
| SVP, Bank Supervision | $206,563 | $0 | $42,600 | $0 | $1,786 | $0 | $30,674 | $0 | $6,852 | $0 | $288,475 | $0 | $0 | $0 |
| Vickie Slater | ||||||||||||||
| SVP, SRR, Mortgage Operations | $190,242 | $0 | $43,400 | $0 | $2,134 | $0 | $26,702 | $0 | $16,696 | $0 | $279,174 | $0 | $0 | $0 |
| Kelly Haire | ||||||||||||||
| VP, Human Resources | $178,166 | $15,493 | $33,120 | $2,880 | $1,882 | $164 | $25,113 | $2,184 | $11,874 | $1,033 | $250,155 | $21,754 | $0 | $0 |
| Suprotik Ghose | ||||||||||||||
| CIO (1/1/2016 - 5/2/2016) | $98,365 | $8,553 | $0 | $0 | $66,839 | $5,812 | $14,428 | $1,255 | $3,750 | $326 | $183,382 | $15,946 | $0 | $0 |
| Thomas Bayer | ||||||||||||||
| CIO (9/19/2016 - 12/31/2016) | $103,572 | $9,006 | $46,000 | $4,000 | $876 | $76 | $10,273 | $893 | $2,540 | $221 | $163,261 | $14,196 | $0 | $0 |
| Vaughn Noring | ||||||||||||||
| SA, Accreditation & Supervisory Proc | $187,997 | $16,348 | $41,584 | $3,616 | $2,067 | $180 | $25,883 | $2,251 | $3,294 | $286 | $260,825 | $22,681 | $0 | $0 |
| John Prendergast | ||||||||||||||
| VP, Supervision | $200,704 | $0 | $33,400 | $0 | $3,080 | $0 | $29,040 | $0 | $18,745 | $0 | $284,969 | $0 | $0 | $0 |
| Aleksey Kukin | ||||||||||||||
| VP, Enterprise Infrastructure | $181,174 | $15,754 | $28,336 | $2,464 | $1,440 | $125 | $24,641 | $2,143 | $15,498 | $1,348 | $251,089 | $21,834 | $0 | $0 |
| Gervais Neno | ||||||||||||||
| VP, NMLS Applications Management | $188,344 | $0 | $25,300 | $0 | $2,151 | $0 | $25,147 | $0 | $16,516 | $0 | $257,458 | $0 | $0 | $0 |
| James Kurtzke | ||||||||||||||
| VP, Communications | $154,215 | $13,410 | $18,492 | $1,608 | $1,712 | $149 | $18,035 | $1,568 | $746 | $65 | $193,200 | $16,800 | $0 | $0 |
Schedule L IRS990ScheduleL
Bus Tr Involve Interested Prsn BusTrInvolveInterestedPrsnGrp
Name Of Interested NameOfInterested
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ARTHUR NEIL MILNER | PersonNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Relationship Description | FORMER OFFICER | RelationshipDescriptionTxt |
| Transaction | $80,000 | TransactionAmt |
| Transaction | CSBS | TransactionDesc |
| Sharing Of Revenues | 0 | SharingOfRevenuesInd |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | Sch L Part IV, Business Transactions involving interested persons: | FormAndLineReferenceDesc |
| Explanation | (A) NAME OF PERSON: ARTHUR NEIL MILNER(D) DESCRIPTION OF TRANSACTION: CSBS PAID ARTHUR NEIL MILNER, FORMER PRESIDENT AND CEO, $80,000 FOR SERVICES RENDERED AS AN INDUSTRY CONSULTANT. NEIL ATTENDED VARIOUS MEETINGS, SUCH AS STATE BANK CONVENTIONS AND THE ABA NATIONAL CONFERENCE FOR COMMUNITY BANKERS, AS PART OF INDUSTRY OUTREACH ON BEHALF OF CSBS. | ExplanationTxt |
Schedule O IRS990ScheduleO
Supplemental Information Detail SupplementalInformationDetail (10 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| Form 990, Part VI, Section A, line 1 | THE EXECUTIVE COMMITTEE SHALL HAVE ALL THE POWERS OF THE BOARD, EXCEPT THOSE ENUMERATED BELOW, AND SHALL ACT IN LIEU OF THE BOARD BETWEEN SCHEDULED BOARD MEETINGS. ALL ACTIONS TAKEN BY THE EXECUTIVE COMMITTEE SHALL BE APPROVED BY THE BOARD AT ITS NEXT SCHEDULED MEETING. THE EXECUTIVE COMMITTEE IS NOT EMPOWERED TO APPROVE SALARY CHANGES OR NON-BUDGETED EXPENSES ABOVE $5,000. THE EXECUTIVE COMMITTEE CONSISTS OF THE SITTING OFFICERS AND THE IMMEDIATE PAST CHAIRPERSON. |
| Form 990, Part VI, Section A, line 6 | Regular voting membership in the Conference is limited to the state officer having responsibility for the supervision of state-chartered banking institutions in each state, the District of Columbia, Guam, Puerto Rico, and the Virgin Islands, or a representative duly designated by such officer who is also an employee of the state banking department of that jurisdiction. The Conference's other classes of membership, which include state-chartered banking institutions, state bankers associations, and associates, do not have an official vote in any meeting of the Conference and are not eligible to hold an elected office in the Conference. |
| Form 990, Part VI, Section A, line 7a | The officers of the CSBS Board of Directors, which include the Chairman, Chairman-Elect, Vice Chairman, Secretary, and Treasurer, are elected by the regular voting membership at the annual meeting of the Conference. Additionally, the regular members are divided into five geographical districts and they elect a district chairman and a district vice chairman from the regular membership in each respective district to represent the district on the CSBS Board. |
| Form 990, Part VI, Section A, line 7b | Proposals for the amendment or repeal of the bylaws may be made by any ten regular members of the Conference by submitting a written request specifying the changes proposed to the chairman of the board of directors. All such proposals would then be considered by the membership at an annual or special meeting of the regular members, and the bylaws could be amended or repealed by a two-thirds vote of the regular members or duly designated representatives enrolled as attending the meeting. |
| Form 990, Part VI, Section B, line 11b | THE CONFERENCE'S FORM 990 IS THOROUGHLY REVIEWED BY THE MANAGEMENT TEAM BEFORE THE RETURN IS SIGNED AND FILED. THE CONFERENCE ALSO POSTS THE 990 ON THE BOARD'S WEBSITE AND EMAILS THE MEMBERS OF THE BOARD INSTRUCTIONS FOR ACCESSING THE 990. |
| Form 990, Part VI, Section B, line 12c | A REVISED CONFLICT OF INTEREST AND CONFIDENTIALITY POLICY WAS ADOPTED IN MARCH 2010 COVERING CSBS AND ITS AFFILIATED ORGANIZATIONS. AS PART OF THE POLICY, EACH YEAR ALL CSBS EMPLOYEES, MEMBERS OF THE BOARD OF DIRECTORS, AND MEMBERS OF COMMITTEES WITH GOVERNING BOARD DELEGATED POWERS ARE REQUIRED TO SIGN A STATEMENT THAT THEY HAVE READ AND UNDERSTAND THE POLICY AND THAT THEY AGREE TO COMPLY WITH THE POLICY. EACH FORM COMPLETED BY A CSBS EMPLOYEE WILL BE REVIEWED BY THE PRESIDENT AND CEO FOR POTENTIAL CONFLICTS, WHILE EACH FORM COMPLETED BY A MEMBER OF THE BOARD OF DIRECTORS OR COMMITTEE WITH GOVERNING BOARD DELEGATED POWERS WILL BE SUBMITTED TO AND REVIEWED BY THE CSBS AUDIT COMMITTEE FOR POTENTIAL CONFLICTS. |
| Form 990, Part VI, Section B, line 15 | CSBS HAS A FORMAL POLICY STATING THAT THE PROCESS FOR DETERMINING THE COMPENSATION OF ITS OFFICERS AND KEY EMPLOYEES SHALL INCLUDE (1) REVIEW AND APPROVAL BY THE COMPENSATION COMMITTEE OF CSBS, (2) USE OF DATA AS TO COMPARABLE COMPENSATION, AND (3) CONTEMPORANEOUS DOCUMENTATION AND RECORDKEEPING. THE FINANCE, COMPENSATION AND BENEFITS COMMITTEE OF THE CSBS BOARD OF DIRECTORS HAS BEEN ESTABLISHED IN THE BYLAWS AS A STANDING COMMITTEE, WHICH DEFINES THAT THE COMMITTEE'S PURPOSE IS TO RECOMMEND SALARY RANGES AND COMPENSATION FOR CSBS STAFF TO THE BOARD OF DIRECTORS FOR APPROVAL. MEMBERS OF THE EXECUTIVE COMMITTEE CONDUCT AN ANNUAL PERFORMANCE REVIEW OF THE PRESIDENT. |
| Form 990, Part VI, Section C, line 19 | CSBS DOES NOT MAKE ITS AUDITED FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC IN ANY FORM OUTSIDE THE 990. CSBS DOES NOT MAKE ITS GOVERNING DOCUMENTS OR CONFLICT OF INTEREST POLICY PUBLICLY AVAILABLE; HOWEVER, CSBS WOULD CONSIDER ANY REQUESTS RECEIVED FOR SUCH DOCUMENTS. |
| FORM 990, PART IX, LINE 18 | WE ARE AN ASSOCIATION OF STATE BANKING OFFICIALS AND REIMBURSE THOSE OFFICIALS FROM TIME TO TIME FOR TRAVEL EXPENSES RELATED TO CONDUCT OF REQUIRED DUTIES OF THE ORGANIZATION. |
| FORM 990, PART XII, LINE 2C: | THE CONFERENCE'S AUDIT REVIEW PROCESS HAS REMAINED UNCHANGED FROM THE PRIOR YEAR. |
Schedule R IRS990ScheduleR
Id Disregarded Entities IdDisregardedEntitiesGrp
Disregarded Entity Name DisregardedEntityName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | STATE REGULATORY REGISTRY LLC | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1129 20TH STREET NW 9TH FLOOR | AddressLine1Txt |
| City | WASHINGTON | CityNm |
| State Abbreviation | DC | StateAbbreviationCd |
| ZIP | 20036 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 205641694 | EIN |
| Primary Activities | THE DEVELOPMENT AND OPERATION OF NMLS | PrimaryActivitiesTxt |
| Legal Domicile State | DC | LegalDomicileStateCd |
| Total Income | $72,935,344 | TotalIncomeAmt |
| End Of Year Assets | $119,337,082 | EndOfYearAssetsAmt |
Direct Controlling Entity Name DirectControllingEntityName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CONFERENCE OF STATE BANK SUPERVISORS INC | BusinessNameLine1Txt |
Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp
Disregarded Entity Name DisregardedEntityName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CSBS EDUCATION FOUNDATION | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1129 20TH ST NW 9TH FLOOR | AddressLine1Txt |
| City | WASHINGTON | CityNm |
| State Abbreviation | DC | StateAbbreviationCd |
| ZIP | 20036 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 521347951 | EIN |
| Primary Activities | TO ENHANCE STATE FINANCIAL SUPERVISION THROUGH EDUCATION AND TRAINING | PrimaryActivitiesTxt |
| Legal Domicile State | DC | LegalDomicileStateCd |
| Exempt Code Section | 501(c)(3) | ExemptCodeSectionTxt |
| Public Charity Status | Line 10 | PublicCharityStatusTxt |
Direct Controlling Entity Name DirectControllingEntityName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CONFERENCE OF STATE BANK SUPERVISORS INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Controlled Organization | Yes (1) | ControlledOrganizationInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Annts Rnts Rylts | 0 | ReceiptOfIntAnntsRntsRyltsInd |
| Gift Grnt Or Cap Contri To Oth Org | Yes (1) | GiftGrntOrCapContriToOthOrgInd |
| Gift Grnt Cap Contri From Oth Org | 0 | GiftGrntCapContriFromOthOrgInd |
| Loans Or Guarantees To Other Org | 0 | LoansOrGuaranteesToOtherOrgInd |
| Loans Or Guarantees From Oth Org | 0 | LoansOrGuaranteesFromOthOrgInd |
| Div Related Organization | 0 | DivRelatedOrganizationInd |
| Asset Sale To Other Org | 0 | AssetSaleToOtherOrgInd |
| Asset Purchase From Other Org | 0 | AssetPurchaseFromOtherOrgInd |
| Asset Exchange | 0 | AssetExchangeInd |
| Rental Of Facilities To Oth Org | 0 | RentalOfFacilitiesToOthOrgInd |
| Rental Of Fclts From Oth Org | 0 | RentalOfFcltsFromOthOrgInd |
| Perform Of Services For Oth Org | 0 | PerformOfServicesForOthOrgInd |
| Perform Of Services By Other Org | 0 | PerformOfServicesByOtherOrgInd |
| Sharing Of Facilities | Yes (1) | SharingOfFacilitiesInd |
| Paid Employees Sharing | Yes (1) | PaidEmployeesSharingInd |
| Reimbursement Paid To Other Org | Yes (1) | ReimbursementPaidToOtherOrgInd |
| Reimbursement Paid By Other Org | Yes (1) | ReimbursementPaidByOtherOrgInd |
| Transfer To Other Org | 0 | TransferToOtherOrgInd |
| Transfer From Other Org | 0 | TransferFromOtherOrgInd |
Transactions Related Org TransactionsRelatedOrgGrp (4 entries)
| Transaction TypeTransactionTypeTxt | InvolvedInvolvedAmt | Method Of Amount DeterminationMethodOfAmountDeterminationTxt |
|---|---|---|
| CSBS EDUCATION FOUNDATION | ||
| B | $1,364,102 | COST |
| CSBS EDUCATION FOUNDATION | ||
| N | $395,401 | ALLOCATION |
| CSBS EDUCATION FOUNDATION | ||
| O | $875,399 | ALLOCATION |
| CSBS EDUCATION FOUNDATION | ||
| P | $1,251,674 | NET CLEARING PMTS |
Comments