WILLIAM G BAKER JR MEMORIAL FUND: Form 990PF, tax year 2016

View the entire original 990 at ProPublica ↗

Organization
WILLIAM G BAKER JR MEMORIAL FUND (EIN 52-6057178)
Tax period
2016-01-01 to 2016-12-31
Filed
2017-11-11
IRS object ID
201733159349100603
Schema version
2016v3.0
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2017-11-11T11:00:14-06:00ReturnTs
Tax Period End2016-12-31TaxPeriodEndDt
Return Type990PFReturnTypeCd
Tax Period Begin2016-01-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN526057178EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1THE WILLIAM G BAKER JR MEMORIAL FUNDBusinessNameLine1Txt
FieldValueIRS element (for citing)
Business Name ControlWILLBusinessNameControlTxt
Phone2162576118PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line1PO BOX 609AddressLine1Txt
CityPITTSBURGHCityNm
State AbbreviationPAStateAbbreviationCd
ZIP152309738ZIPCd

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonPNC BANK N A BYPersonNm
Person TitleVICE PRESIDENTPersonTitleTxt
Phone2162576118PhoneNum
Signature2017-11-10SignatureDt

Filing Security Information FilingSecurityInformation

IP Address IPAddress

FieldValueIRS element (for citing)
I Pv4 Address161.150.176.3IPv4AddressTxt
FieldValueIRS element (for citing)
Filing License TypePFilingLicenseTypeCd
At Submission Creation Device Id4F3B603CCC7AD3C72368539BB494DC4C1D38368FAtSubmissionCreationDeviceId
At Submission Filing Device Id4F3B603CCC7AD3C72368539BB494DC4C1D38368FAtSubmissionFilingDeviceId
FieldValueIRS element (for citing)
Tax2016TaxYr
Build TS2017-02-10 21:41:12ZBuildTS

Form 990-PF IRS990PF

FieldValueIRS element (for citing)
Organization501c3 Exempt PFYes (X)Organization501c3ExemptPFInd
FMV Assets EOY$24,015,818FMVAssetsEOYAmt

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

FieldValueIRS element (for citing)
Schedule B Not RequiredYes (X)ScheduleBNotRequiredInd
Dividends Rev And Expnss$469,864DividendsRevAndExpnssAmt
Dividends Net Invst Incm$469,864DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss$571,281NetGainSaleAstRevAndExpnssAmt
Gross Sales Price$8,962,960GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm$571,281CapGainNetIncmNetInvstIncmAmt
Net ST Capital Gain Adj Net Incm$0NetSTCapitalGainAdjNetIncmAmt
Other Income Rev And Expnss$584OtherIncomeRevAndExpnssAmt
Other Income Net Invst Incm$1,456OtherIncomeNetInvstIncmAmt
Total Rev And Expnss$1,041,729TotalRevAndExpnssAmt
Total Net Invst Incm$1,042,601TotalNetInvstIncmAmt
Comp Ofcr Dir Trst Rev And Expnss$88,149CompOfcrDirTrstRevAndExpnssAmt
Comp Ofcr Dir Trst Net Invst Incm$79,334CompOfcrDirTrstNetInvstIncmAmt
Comp Ofcr Dir Trst Dsbrs Chrtbl$8,815CompOfcrDirTrstDsbrsChrtblAmt
Oth Empl Slrs Wgs Net Invst Incm$0OthEmplSlrsWgsNetInvstIncmAmt
Oth Empl Slrs Wgs Adj Net Incm$0OthEmplSlrsWgsAdjNetIncmAmt
Oth Empl Slrs Wgs Dsbrs Chrtbl$0OthEmplSlrsWgsDsbrsChrtblAmt
Pension Empl Bnft Net Invst Incm$0PensionEmplBnftNetInvstIncmAmt
Pension Empl Bnft Adj Net Incm$0PensionEmplBnftAdjNetIncmAmt
Legal Fees Dsbrs Chrtbl$0LegalFeesDsbrsChrtblAmt
Other Prof Fees Dsbrs Chrtbl$0OtherProfFeesDsbrsChrtblAmt
Interest Dsbrs Chrtbl$0InterestDsbrsChrtblAmt
Taxes Rev And Expnss$8,304TaxesRevAndExpnssAmt
Taxes Net Invst Incm$4,304TaxesNetInvstIncmAmt
Taxes Dsbrs Chrtbl$0TaxesDsbrsChrtblAmt
Deprec And Dpltn Rev And Expnss$0DeprecAndDpltnRevAndExpnssAmt
Deprec And Dpltn Net Invst Incm$0DeprecAndDpltnNetInvstIncmAmt
Trav Conf Meeting Net Invst Incm$0TravConfMeetingNetInvstIncmAmt
Trav Conf Meeting Adj Net Incm$0TravConfMeetingAdjNetIncmAmt
Printing And Pub Net Invst Incm$0PrintingAndPubNetInvstIncmAmt
Printing And Pub Adj Net Incm$0PrintingAndPubAdjNetIncmAmt
Other Expenses Rev And Expnss$118OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm$112OtherExpensesNetInvstIncmAmt
Other Expenses Dsbrs Chrtbl$5OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss$96,571TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm$83,750TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Adj Net Incm$0TotOprExpensesAdjNetIncmAmt
Tot Opr Expenses Dsbrs Chrtbl$8,820TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss$1,206,178ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl$1,206,178ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss$1,302,749TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm$83,750TotalExpensesNetInvstIncmAmt
Total Expenses Adj Net Incm$0TotalExpensesAdjNetIncmAmt
Total Expenses Dsbrs Chrtbl$1,214,998TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses-$261,020ExcessRevenueOverExpensesAmt
Net Investment Income$958,851NetInvestmentIncomeAmt
Adjusted Net Income$0AdjustedNetIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

FieldValueIRS element (for citing)
Sav And Temp Cash Invst BOY$584,912SavAndTempCashInvstBOYAmt
Sav And Temp Cash Invst EOY$516,072SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV$516,072SavAndTempCashInvstEOYFMVAmt
Acct Rcvbl EOY$0AcctRcvblEOYAmt
Acct Rcvbl EOYFMV$0AcctRcvblEOYFMVAmt
Other Rcvbl Allwnc Dbtfl Acct$0OtherRcvblAllwncDbtflAcctAmt
US Government Obligations BOY$2,390,742USGovernmentObligationsBOYAmt
US Government Obligations EOY$2,413,016USGovernmentObligationsEOYAmt
US Govt Obligations EOYFMV$2,379,240USGovtObligationsEOYFMVAmt
Corporate Stock BOY$3,286,581CorporateStockBOYAmt
Corporate Stock EOY$2,790,785CorporateStockEOYAmt
Corporate Stock EOYFMV$3,574,346CorporateStockEOYFMVAmt
Corporate Bonds BOY$3,061,456CorporateBondsBOYAmt
Corporate Bonds EOY$3,043,529CorporateBondsEOYAmt
Corporate Bonds EOYFMV$3,042,085CorporateBondsEOYFMVAmt
Mortgage Loans BOY$45,089MortgageLoansBOYAmt
Other Investments BOY$12,248,395OtherInvestmentsBOYAmt
Other Investments EOY$12,592,490OtherInvestmentsEOYAmt
Other Investments EOYFMV$14,504,075OtherInvestmentsEOYFMVAmt
Total Assets BOY$21,617,175TotalAssetsBOYAmt
Total Assets EOY$21,355,892TotalAssetsEOYAmt
Total Assets EOYFMV$24,015,818TotalAssetsEOYFMVAmt
Total Liabilities EOY$0TotalLiabilitiesEOYAmt
Org Does Not Follow SFAS117Yes (X)OrgDoesNotFollowSFAS117Ind
Capital Stock BOY$21,556,715CapitalStockBOYAmt
Capital Stock EOY$21,355,161CapitalStockEOYAmt
Retained Earning BOY$60,460RetainedEarningBOYAmt
Retained Earning EOY$731RetainedEarningEOYAmt
Tot Net Ast Or Fund Balances BOY$21,617,175TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY$21,355,892TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY$21,617,175TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY$21,355,892TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

FieldValueIRS element (for citing)
Tot Net Ast Or Fund Balances BOY$21,617,175TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses-$261,020ExcessRevenueOverExpensesAmt
Other Increases$0OtherIncreasesAmt
Subtotal$21,356,155SubtotalAmt
Other Decreases$263OtherDecreasesAmt
Tot Net Ast Or Fund Balances EOY$21,355,892TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (709 entries)

PropertyPropertyDescAcquiredAcquiredDtSoldSoldDtGross Sales PriceGrossSalesPriceAmtCost Or Other BasisCostOrOtherBasisAmtGain Or LossGainOrLossAmtGains Minus Excess Or LossesGainsMinusExcessOrLossesAmtHow AcquiredHowAcquiredCd
3825.85 GS MTG SEC CORP SERIES 2011-GC5 CLASS A22015-07-022016-01-01$3,826$3,890-$64-$64
10000. FREEPORT - MCMORGAN C & G SR UNSECD CALL 12/01/21 @1002012-02-082016-01-07$5,400$9,994-$4,594-$4,594
15000. CONTINENTAL RESOURCES CO GUARNT CALL 03/15/17 @102.52013-12-172016-01-08$10,706$15,482-$4,776-$4,776
10000. FREEPORT - MCMORGAN C & G SR UNSECD CALL 12/01/21 @1002016-01-08$5,400$9,822-$4,422-$4,422
5000. FREEPORT - MCMORGAN C & G SR UNSECD CALL 12/01/21 @1002014-11-102016-01-08$2,725$4,835-$2,110-$2,110
15000. SOUTHWESTERN ENERGY CO CALL 12/15/2021 @ 100.000 COGT2016-01-08$9,263$14,561-$5,298-$5,298
10000. CONTINENTAL RESOURCES CO GUARNT CALL 03/15/17 @102.52014-01-242016-01-11$7,050$10,267-$3,217-$3,217
5000. DIGITAL REALTY TRUST LP CO GUARNT2015-06-102016-01-11$5,448$5,399$49$49
25000. USA TREASURY NOTES 02.125% DUE 05/15/20252015-08-262016-01-12$25,073$24,899$174$174
10000. DISCOVERY COMMUNICTIONS COMP GUARNT2011-06-132016-01-13$10,355$9,951$404$404
10000. DISCOVERY COMMUNICTIONS COMP GUARNT2015-04-242016-01-13$10,355$10,740-$385-$385
20000. USA TREASURY NOTES 02.125% DUE 05/15/20252015-08-262016-01-13$20,070$19,920$150$150
170. ENTERPRISE PRODS PARTNERS L P COM UNIT2015-06-182016-01-14$3,856$5,201-$1,345-$1,345
220. ENTERPRISE PRODS PARTNERS L P COM UNIT2010-09-292016-01-14$4,990$3,479$1,511$1,511
60. OCCIDENTAL PETE CORP COM2016-01-14$3,828$4,724-$896-$896
572.68 HONDA AUTO RECEIVABLES OWNER T SERIES 2013 3 CLASS A32013-07-172016-01-15$573$573
1093.43 TOYOTA AUTO RECEIVABLES OWNER SERIES 2013 B CLASS A32013-09-112016-01-15$1,093$1,093
35000. USA TREASURY NOTES 00.375% DUE 01/15/20162013-02-112016-01-15$35,000$34,993$7$7
240. CHUBB CORP COM2016-01-19$31,149$14,256$16,893$16,893
300. SVB FINANCIAL GROUP2016-01-19$28,845$42,355-$13,510-$13,510
15000. LOCKHEED MARTIN CORP SER 10YR CALL 10/15/25 @100 UNSC2015-11-162016-01-20$15,072$14,884$188$188
5000. PRICELINE GROUP INC/THE CALL 12/15/2024 @ 100.000 UNSC2015-03-162016-01-20$4,944$5,006-$62-$62
15000. VERIZON COMMUNICATIONS UNSC2016-01-20$16,511$16,524-$13-$13
10000. EBAY INC SR UNSEC2014-02-042016-01-21$9,461$9,388$73$73
10000. KINDER MORGAN ENER PART SR UNSEC2013-04-012016-01-21$9,975$11,348-$1,373-$1,373
15000. PACKAGING CORP OF AMERIC CALL 08/01/2023 @ 100.000 UNSC2014-12-022016-01-21$15,733$15,675$58$58
10000. QUALCOMM INC UNSC2015-05-152016-01-21$10,005$10,065-$60-$60
10000. TIME WARNER INC COM GTD2013-04-172016-01-21$9,988$10,397-$409-$409
340. BLACKSTONE GROUP LP THE2014-04-022016-01-22$8,833$10,927-$2,094-$2,094
5840. HUNTINGTON BANCSHARES INC2016-01-27$48,493$58,948-$10,455-$10,455
15000. INTEL CORP SR UNSECD2012-12-042016-01-27$15,044$14,984$60$60
20000. MICROSOFT CORP CALL 01/12/2022 @ 100.000 UNSC2016-01-27$19,985$20,006-$21-$21
15000. NBCUNIVERSAL MEDIA LLC WI SR UNSEC2015-05-262016-01-27$16,409$16,316$93$93
5000. ORACLE CORP SR UNSECD2013-04-152016-01-27$4,909$4,999-$90-$90
20000. PEPSICO INC SR UNSECD2014-09-222016-01-27$20,358$19,687$671$671
60000. USA TREASURY NOTES 01.250% DUE 01/31/20192014-06-022016-01-27$60,300$59,414$886$886
20000. USA TREASURY NOTES 01.625% DUE 08/15/20222016-01-27$19,839$19,886-$47-$47
35000. USA TREASURY NOTES 00.375% DUE 03/15/20162016-01-27$35,001$35,009-$8-$8
25000. USA TREASURY NOTES 00.375% DUE 05/31/20162016-01-142016-01-27$24,994$24,998-$4-$4
.456 CHUBB LTD SEDOL B3BQMF62014-02-202016-01-27$50$44$6$6
20. AMERIPRISE FINANCIAL INC2014-06-202016-01-28$1,762$2,382-$620-$620
270. APPLE INC2013-10-032016-01-28$25,353$18,658$6,695$6,695
70. CISCO SYS INC COM2011-09-132016-01-28$1,618$1,135$483$483
10. CONSTELLATION BRANDS INC CL A2014-07-092016-01-28$1,503$903$600$600
20. EXTRA SPACE STORAGE INC2014-12-032016-01-28$1,806$1,202$604$604
70. GENERAL ELEC CO COM2009-06-102016-01-28$1,973$939$1,034$1,034
50. LINCOLN NATIONAL CORP2013-04-152016-01-28$1,932$1,612$320$320
20. PPG INDS INC COM2015-03-052016-01-28$1,857$2,353-$496-$496
50. REYNOLDS AMERICAN INC MERGED 07/25/17 @ $29.44 P/S2014-10-102016-01-28$2,395$1,500$895$895
493. TOTAL SYSTEMS SERVICES INC2016-01-28$18,799$20,605-$1,806-$1,806
115000. USA TREASURY NOTES 00.375% DUE 01/31/20162015-12-142016-01-28$114,996$115,004-$8-$8
30. VALERO ENERGY CORP NEW COM2015-07-172016-01-28$1,921$2,026-$105-$105
40. WELLS FARGO & CO NEW COM2009-04-222016-01-28$1,962$789$1,173$1,173
247. TOTAL SYSTEMS SERVICES INC2015-06-162016-01-29$9,651$10,306-$655-$655
1782.81 GS MTG SEC CORP SERIES 2011-GC5 CLASS A22015-07-022016-02-01$1,783$1,813-$30-$30
220. BOEING CO2012-07-302016-02-04$27,241$16,438$10,803$10,803
417. INVESCO LTD ISIN BMG491BT1088 SEDOL B28XP762014-09-222016-02-04$11,723$16,937-$5,214-$5,214
213. INVESCO LTD ISIN BMG491BT1088 SEDOL B28XP762014-09-222016-02-05$5,768$8,651-$2,883-$2,883
70. INVESCO LTD ISIN BMG491BT1088 SEDOL B28XP762014-09-222016-02-08$1,804$2,843-$1,039-$1,039
5000. AMERICAN CAMPUS CMNTYS CALL 04/01/2024 @ 100.000 COGT2014-06-172016-02-09$5,128$4,993$135$135
100. CONSTELLATION BRANDS INC CL A2014-07-092016-02-09$13,671$9,029$4,642$4,642
680. MONDELEZ INTERNATIONAL2015-08-052016-02-09$25,042$31,604-$6,562-$6,562
10000. DEUTSCHE BANK AG LONDON SEDOL ISIN US25152RVR102014-02-072016-02-10$9,915$10,007-$92-$92
420. AMERIPRISE FINANCIAL INC2014-06-202016-02-11$32,189$50,017-$17,828-$17,828
280. JONES LANG LASALLE INC2016-02-11$27,729$45,048-$17,319-$17,319
420. BB&T CORP2016-02-12$13,197$13,545-$348-$348
490. VALERO ENERGY CORP NEW COM2016-02-12$28,183$32,477-$4,294-$4,294
464.28 HONDA AUTO RECEIVABLES OWNER T SERIES 2013 3 CLASS A32013-07-172016-02-15$464$464
1049.76 TOYOTA AUTO RECEIVABLES OWNER SERIES 2013 B CLASS A32013-09-112016-02-15$1,050$1,050
5000. CONOCOPHILLIPS COMPANY CALL 09/15/2021 @ 100.000 COGT2015-05-062016-02-17$4,456$5,092-$636-$636
5000. CONOCOPHILLIPS COMPANY CALL 09/15/2021 @ 100.000 COGT2015-05-062016-02-17$4,456$5,092-$636-$636
10000. USA TREASURY NOTES 02.000% DUE 02/28/20212016-01-272016-02-17$10,338$10,259$79$79
10000. USA TREASURY NOTES 02.125% DUE 05/15/20252016-01-272016-02-17$10,284$10,120$164$164
112. APARTMENT INVT & MGMT CO CL A REIT2015-01-262016-02-23$4,102$4,585-$483-$483
267. APARTMENT INVT & MGMT CO CL A REIT2016-02-23$9,659$10,924-$1,265-$1,265
15000. USA TREASURY NOTES 01.000% DUE 12/15/20172016-02-252016-02-23$15,066$15,073-$7-$7
500. VALERO ENERGY CORP NEW COM2015-06-172016-02-23$28,882$29,810-$928-$928
711. APARTMENT INVT & MGMT CO CL A REIT2016-02-24$25,490$29,020-$3,530-$3,530
25000. JOHN DEERE CAPITAL CORP SERIES MTN SR UNSECD2016-02-25$25,000$25,000
40000. JOHNSON & JOHNSON SER 3YR UNSC2014-11-182016-02-25$40,213$39,968$245$245
35000. USA TREASURY NOTES 02.125% DUE 05/15/20252016-02-25$36,248$35,337$911$911
560. REYNOLDS AMERICAN INC MERGED 07/25/17 @ $29.44 P/S2014-10-102016-02-26$28,147$16,795$11,352$11,352
50000. USA TREASURY NOTES 03.000% DUE 09/30/20162016-01-282016-02-26$50,707$50,722-$15-$15
10000. USA TREASURY NOTES 00.375% DUE 05/31/20162016-01-142016-02-26$10,000$9,999$1$1
5000. APPLE INC CALL 01/23/2021 @ 100.000 UNSC2016-02-162016-02-29$5,080$4,996$84$84
10000. APPLE INC CALL 11/23/2025 @ 100.000 UNSC2016-02-162016-02-29$10,330$9,978$352$352
15000. USA TREASURY NOTES 03.000% DUE 09/30/20162016-01-282016-02-29$15,209$15,214-$5-$5
5000. CITIGROUP INC UNSC2015-07-232016-03-01$4,981$4,999-$18-$18
1645.9 GS MTG SEC CORP SERIES 2011-GC5 CLASS A22015-07-022016-03-01$1,646$1,673-$27-$27
5000. CITIGROUP INC UNSC2015-12-112016-03-02$4,960$4,988-$28-$28
5000. APPLE INC CALL 01/23/2021 @ 100.000 UNSC2016-02-162016-03-04$5,065$4,996$69$69
250. EXTRA SPACE STORAGE INC2014-12-032016-03-04$20,989$15,028$5,961$5,961
435. LINCOLN NATIONAL CORP2013-04-152016-03-04$17,206$14,023$3,183$3,183
15. LINCOLN NATIONAL CORP2013-04-152016-03-04$600$484$116$116
15000. USA TREASURY NOTES 02.000% DUE 02/28/20212016-02-262016-03-04$15,404$15,545-$141-$141
25. VENTAS INC2015-08-262016-03-04$1,409$1,389$20$20
285. VENTAS INC2016-03-04$16,066$14,024$2,042$2,042
10000. USA TREASURY NOTES 01.625% DUE 08/15/20222016-01-212016-03-07$9,986$9,936$50$50
500. GENERAL ELEC CO COM2009-06-102016-03-08$15,025$6,705$8,320$8,320
80. NORTHROP GRUMMAN CORPORATION2015-05-182016-03-08$14,959$12,647$2,312$2,312
10000. VIACOM INC CALL 12/15/2022 @ 100.000 UNSC2013-03-112016-03-08$9,263$9,915-$652-$652
150. BOEING CO2016-03-09$18,410$12,733$5,677$5,677
20000. USA TREASURY NOTES 01.000% DUE 12/15/20172016-02-252016-03-09$20,034$20,096-$62-$62
10000. WELLS FARGO & COMPANY SER M SUBR2013-02-062016-03-09$10,112$9,994$118$118
10000. WELLS FARGO & COMPANY SUBORDINATED2014-04-162016-03-09$10,523$10,189$334$334
25000. GILEAD SCIENCES INC CALL 01/01/2024 @ 100.000 UNSC2016-03-10$26,326$25,006$1,320$1,320
15000. USA TREASURY NOTE 01.500% DUE 08/31/20182015-10-132016-03-10$15,182$15,217-$35-$35
5000. QUALCOMM INC UNSC2015-05-152016-03-11$5,104$5,032$72$72
15000. USA TREASURY NOTES 01.000% DUE 12/15/20172016-03-14$15,011$15,019-$8-$8
20000. VERIZON COMMUNICATIONS UNSC2016-03-14$22,879$21,744$1,135$1,135
557.79 HONDA AUTO RECEIVABLES OWNER T SERIES 2013 3 CLASS A32013-07-172016-03-15$558$558
4110.65 MERCEDES-BENZ AUTO RECEIVABLES SERIES 2015 1 CLASS A22015-07-152016-03-15$4,111$4,111
1050.21 TOYOTA AUTO RECEIVABLES OWNER SERIES 2013 B CLASS A32013-09-112016-03-15$1,050$1,050
25000. USA TREASURY NOTES 01.125% DUE 10/31/20192015-04-132016-03-15$24,953$24,930$23$23
15000. KINDER MORGAN ENER PART SR UNSEC2014-11-242016-03-16$15,436$16,369-$933-$933
30000. USA TREASURY NOTES 02.625% DUE 08/15/20202015-09-302016-03-16$31,534$31,563-$29-$29
5000. VIACOM INC CALL 12/15/2022 @ 100.000 UNSC2013-03-112016-03-16$4,705$4,957-$252-$252
15000. WALGREENS BOOTS ALLIANCE CALL 08/18/2024 @ 100.000 COGT2015-08-192016-03-16$15,217$14,582$635$635
10000. BURLINGTN NORTH SANTA FE SR UNSCED CALL 12/15/21 @1002015-05-192016-03-17$10,401$10,102$299$299
15000. BURLINGTN NORTH SANTA FE SR UNSCED CALL 12/15/21 @1002014-03-192016-03-17$15,601$14,653$948$948
10000. BURLINGTN NORTH SANTA FE CALL 06/01/2025 @ 100.000 UNSC2015-08-132016-03-17$10,691$9,978$713$713
20000. CATERPILLAR INC CALL 02/15/2024 @ 100.000 UNSC2015-09-232016-03-17$20,818$20,279$539$539
15000. CATERPILLAR INC CALL 02/15/2024 @ 100.000 UNSC2014-05-052016-03-17$15,613$14,997$616$616
430. D R HORTON INC2016-03-18$13,037$12,549$488$488
650. PFIZER INC COM2015-10-222016-03-18$19,160$21,570-$2,410-$2,410
5000. HEWLETT-PACKARD CO SENIOR NTS2013-05-172016-03-22$5,149$5,047$102$102
10000. USA TREASURY NOTES 02.125% DUE 05/15/20252016-02-292016-03-28$10,216$10,331-$115-$115
80. KIMBERLY-CLARK CORP COM2016-03-29$10,771$5,526$5,245$5,245
20000. ROWAN COMPANIES INC COM GTD CALL 3/1/22 @ 1002016-03-29$14,100$20,705-$6,605-$6,605
30000. BB&T CORPORATION SER MTN CALL 01/02/19 @100 UNSC2015-03-062016-03-30$30,470$30,194$276$276
.787 CALIFORNIA RESOURCES CORP REV SPLIT 05/31/162013-01-072016-03-30$1$1$1
25000. KROGER CO/THE SR NTS CALL 1/15/22 @ 1002016-01-272016-03-30$26,384$25,631$753$753
385. GENERAL ELEC CO COM2010-05-032016-03-31$12,271$7,424$4,847$4,847
10000. OMNICOM GROUP INC CALL 01/15/2026 @ 100.000 COGT2016-03-282016-03-31$10,209$9,991$218$218
45000. USA TREASURY NOTES 03.000% DUE 09/30/20162016-01-282016-03-31$45,575$45,548$27$27
15000. USA TREASURY NOTES 03.000% DUE 09/30/20162011-05-272016-03-31$15,192$15,088$104$104
30000. USA TREASURY NOTES 00.875% DUE 12/31/20162013-12-122016-03-31$30,064$30,037$27$27
17. CALIFORNIA RESOURCES CORP REV SPLIT 05/31/162013-01-072016-04-01$16$10$6$6
27026.78 GS MTG SEC CORP SERIES 2011-GC5 CLASS A22015-07-022016-04-01$27,027$27,478-$451-$451
5000. USA TREASURY NOTES 01.625% DUE 08/15/20222016-03-302016-04-05$5,065$5,033$32$32
20000. USA TREASURY NOTES 02.125% DUE 05/15/20252016-04-12$20,666$20,025$641$641
20000. USA TREASURY NOTE 01.625% DUE 12/31/20192015-06-052016-04-13$20,420$19,961$459$459
40000. USA TREASURY NOTE 01.625% DUE 07/31/20192015-02-182016-04-13$40,853$40,119$734$734
15000. USA TREASURY NOTE 01.625% DUE 07/31/20192015-09-032016-04-13$15,320$15,147$173$173
15000. DIAGEO CAPITAL PLC SEDOL B8NXVL9 ISIN US25243YAU382016-04-14$15,304$15,011$293$293
160. FOOT LOCKER INC2014-03-132016-04-14$9,839$7,336$2,503$2,503
16. L BRANDS INC2014-10-152016-04-14$1,282$1,056$226$226
384. L BRANDS INC2016-04-14$30,974$25,343$5,631$5,631
15000. QUALCOMM INC UNSC2015-05-132016-04-14$15,608$14,994$614$614
5000. USA TREASURY NOTES 02.625% DUE 08/15/20202015-09-302016-04-14$5,302$5,256$46$46
55000. USA TREASURY NOTE 01.625% DUE 07/31/20192015-02-182016-04-14$56,134$55,163$971$971
528.52 HONDA AUTO RECEIVABLES OWNER T SERIES 2013 3 CLASS A32013-07-172016-04-15$529$528$1$1
4537.57 MERCEDES-BENZ AUTO RECEIVABLES SERIES 2015 1 CLASS A22015-07-152016-04-15$4,538$4,537$1$1
1062.89 TOYOTA AUTO RECEIVABLES OWNER SERIES 2013 B CLASS A32013-09-112016-04-15$1,063$1,063
15000. USA TREASURY NOTES 02.000% DUE 02/28/20212016-02-262016-04-19$15,518$15,532-$14-$14
193. EXTRA SPACE STORAGE INC2016-04-21$16,497$9,401$7,096$7,096
17. EXTRA SPACE STORAGE INC2013-10-112016-04-21$1,480$806$674$674
980. GENERAL ELEC CO COM2009-06-102016-04-21$30,327$13,142$17,185$17,185
410. PFIZER INC COM2015-10-222016-04-21$13,603$13,606-$3-$3
155. LILLY ELI & CO2011-02-222016-04-26$11,822$5,332$6,490$6,490
320. MICROSOFT CORP2016-04-27$16,267$17,825-$1,558-$1,558
130. THE TRAVELERS COS INC2016-01-192016-04-27$14,213$13,754$459$459
10. THE TRAVELERS COS INC2014-04-292016-04-27$1,093$907$186$186
10000. USA TREASURY NOTES 01.000% DUE 12/15/20172015-12-152016-04-27$10,034$9,995$39$39
1069.81 FEDERAL NATL MTG ASSN POOL AS00372016-04-132016-04-30$1,070$1,125-$55-$55
275.33 FEDERAL NATL MTG ASSN POOL MA24842016-04-142016-04-30$275$295-$20-$20
3041.28 GS MTG SEC CORP SERIES 2011-GC5 CLASS A22015-07-022016-05-01$3,041$3,092-$51-$51
241. APTARGROUP INC2016-05-03$18,287$17,293$994$994
840. PRINCIPAL FINANCIAL GROUP COM2016-05-03$34,990$42,781-$7,791-$7,791
190. EVEREST RE GROUP LTD2016-03-042016-05-03$35,112$36,619-$1,507-$1,507
99. APTARGROUP INC2015-11-132016-05-04$7,478$7,056$422$422
1570. CISCO SYS INC COM2011-09-132016-05-04$41,408$25,464$15,944$15,944
360. MICROSOFT CORP2016-05-04$17,953$19,763-$1,810-$1,810
15000. USA TREASURY NOTES 02.500% DUE 08/15/20232016-01-202016-05-04$15,974$15,765$209$209
10000. DEUTSCHE BANK AG LONDON SEDOL ISIN US25152RWY512016-02-102016-05-09$9,957$9,818$139$139
15000. USA TREASURY NOTES 02.250% DUE 11/15/20252016-05-09$15,673$15,629$44$44
10000. USA TREASURY NOTE 01.625% DUE 07/31/20192015-02-182016-05-09$10,229$10,029$200$200
10000. WELLS FARGO & COMPANY SER MTN SUB2015-03-022016-05-09$10,554$10,403$151$151
160. L BRANDS INC2015-04-102016-05-10$11,086$15,144-$4,058-$4,058
30000. USA TREASURY NOTES 01.250% DUE 01/31/20192016-03-302016-05-11$30,334$30,290$44$44
15000. USA TREASURY NOTES 01.250% DUE 01/31/20192014-06-022016-05-11$15,167$14,854$313$313
10000. USA TREASURY NOTE 01.625% DUE 07/31/20192015-02-182016-05-11$10,225$10,029$196$196
1. COUNTRYWIDE CAPITAL PFD 7.0% 11/01/362001-01-012016-05-12$562$562$562
10000. DISCOVERY COMMUNICATIONS CALL 12/11/2025 @ 100.000 COGT2016-03-082016-05-12$10,568$9,963$605$605
290. DISNEY WALT CO2012-06-042016-05-13$29,220$12,886$16,334$16,334
10000. VENTAS REALTY LP CALL 11/01/2024 @ 100.000 COGT2015-01-132016-05-13$10,047$10,052-$5-$5
487.18 HONDA AUTO RECEIVABLES OWNER T SERIES 2013 3 CLASS A32013-07-172016-05-15$487$487
738.82 JOHN DEERE OWNER TRUST SERIES 2014 B CLASS A32015-06-222016-05-15$739$739
4128.05 MERCEDES-BENZ AUTO RECEIVABLES SERIES 2015 1 CLASS A22015-07-152016-05-15$4,128$4,128
933.91 TOYOTA AUTO RECEIVABLES OWNER SERIES 2013 B CLASS A32013-09-112016-05-15$934$934
5000. MONDELEZ INTERNATIONAL CALL 01/01/2019 @ 100.000 UNSC2014-06-252016-05-16$5,094$5,019$75$75
15000. MONDELEZ INTERNATIONAL CALL 01/01/2019 @ 100.000 UNSC2014-06-252016-05-16$15,272$15,057$215$215
25000. USA TREASURY NOTES 01.625% DUE 08/15/20222016-04-142016-05-16$25,240$25,209$31$31
10000. USA TREASURY NOTES 02.250% DUE 11/15/20252016-05-122016-05-18$10,354$10,441-$87-$87
5000. USA TREASURY NOTES 02.250% DUE 11/15/20252016-04-272016-05-18$5,163$5,160$3$3
440. INVESCO LTD ISIN BMG491BT1088 SEDOL B28XP762016-05-18$12,651$14,660-$2,009-$2,009
20000. USA TREASURY NOTES 01.625% DUE 08/15/20222016-05-20$20,052$20,073-$21-$21
15000. USA TREASURY NOTES 02.500% DUE 08/15/20232016-03-142016-05-20$15,835$15,743$92$92
262. LINCOLN NATIONAL CORP2013-04-152016-05-23$11,629$8,446$3,183$3,183
120. PUBLIC STORAGE INC2016-05-23$30,277$24,930$5,347$5,347
76. THE TRAVELERS COS INC2014-04-292016-05-23$8,487$6,896$1,591$1,591
474. THE TRAVELERS COS INC2014-04-292016-05-23$52,838$43,007$9,831$9,831
120000. USA TREASURY NOTES TREASURY INFLATION PROTECT SECS2016-05-23$120,297$116,463$3,834$3,834
468. LINCOLN NATIONAL CORP2013-04-152016-05-24$21,106$15,087$6,019$6,019
15000. SOUTHERN CO CALL 05/01/2023 @ 100.000 UNSC2016-05-202016-05-26$15,133$15,025$108$108
140000. USA TREASURY NOTES 01.000% DUE 12/15/20172015-12-152016-05-26$140,361$139,929$432$432
10000. SOUTHERN CO CALL 05/01/2023 @ 100.000 UNSC2016-05-27$10,126$10,004$122$122
10000. SOUTHERN CO CALL 05/01/2023 @ 100.000 UNSC2016-05-27$10,134$9,992$142$142
719.53 FEDERAL NATL MTG ASSN POOL AS00372016-04-132016-05-31$720$756-$36-$36
675.72 FEDERAL NATL MTG ASSN POOL MA24982016-05-112016-05-31$676$708-$32-$32
997.1 FEDERAL NATL MTG ASSN POOL MA24842016-04-142016-05-31$997$1,068-$71-$71
15000. CINTAS CORP NO.2 COMP GUARNT2011-05-192016-06-01$15,000$14,988$12$12
1507.63 GS MTG SEC CORP SERIES 2011-GC5 CLASS A22015-07-022016-06-01$1,508$1,533-$25-$25
883. HORMEL FOODS CORP2016-02-092016-06-06$30,028$36,424-$6,396-$6,396
57. HORMEL FOODS CORP2016-02-092016-06-06$1,944$2,351-$407-$407
5000. JPMORGAN CHASE & CO NTS2013-04-242016-06-07$5,074$4,973$101$101
10000. JPMORGAN CHASE & CO NTS2016-01-272016-06-07$10,133$9,675$458$458
5000. JPMORGAN CHASE & CO NTS2014-01-242016-06-07$5,066$4,657$409$409
225. MERCK & CO INC2016-06-07$12,836$7,804$5,032$5,032
220. TEVA PHARMA INDS ADR 1 ADR REPRESENTS 10 SHS2011-08-232016-06-07$11,886$8,559$3,327$3,327
5000. USA TREASURY NOTES 02.000% DUE 02/28/20212016-03-312016-06-07$5,177$5,168$9$9
20000. USA TREASURY NOTES 02.250% DUE 11/15/20252016-05-262016-06-07$20,939$20,706$233$233
5000. USA TREASURY NOTE 01.500% DUE 08/31/20182015-10-132016-06-07$5,074$5,065$9$9
15000. USA TREASURY NOTE 01.500% DUE 08/31/20182016-06-07$15,223$15,058$165$165
20000. USA TREASURY NOTES 01.250% DUE 01/31/20192016-05-162016-06-07$20,193$20,188$5$5
5000. USA TREASURY NOTES 02.125% DUE 05/15/20252016-05-132016-06-07$5,186$5,173$13$13
50. VALERO ENERGY CORP NEW COM2015-09-092016-06-07$2,784$3,095-$311-$311
15000. JPMORGAN CHASE & CO SUB NT2011-01-122016-06-08$15,720$15,271$449$449
450. TEVA PHARMA INDS ADR 1 ADR REPRESENTS 10 SHS2015-09-042016-06-08$24,226$28,550-$4,324-$4,324
10000. USA TREASURY NOTES 02.125% DUE 08/15/20212016-05-262016-06-08$10,416$10,350$66$66
15000. USA TREASURY NOTES 02.500% DUE 08/15/20232016-06-072016-06-08$16,016$16,009$7$7
102. MYLAN N V2016-01-282016-06-08$4,774$5,163-$389-$389
438. MYLAN N V2016-01-282016-06-08$20,368$22,170-$1,802-$1,802
40. AT&T INC2015-07-302016-06-09$1,592$1,392$200$200
20. ABBOTT LABORATORIES INC2016-06-082016-06-09$777$779-$2-$2
10. AETNA INC NEW2013-05-142016-06-09$1,223$594$629$629
20. ALASKA AIR GROUP INC2014-12-122016-06-09$1,328$1,123$205$205
20. AMERICAN ELECTRIC POWER INC2016-02-112016-06-09$1,324$1,231$93$93
30. AMERICAN WATER WORKS CO INC2016-02-042016-06-09$2,294$1,928$366$366
10. AMGEN INC2014-03-042016-06-09$1,577$1,256$321$321
50. AMTRUST FINANCIAL SERVICES2016-01-282016-06-09$1,317$1,424-$107-$107
30. BP PLC SPONSORED ADR2016-06-082016-06-09$981$1,002-$21-$21
30. BANK NEW YORK MELLON CORP COM2016-04-272016-06-09$1,254$1,239$15$15
30. CDW CORP/DE2014-07-092016-06-09$1,285$960$325$325
10. CIGNA CORP2015-01-092016-06-09$1,305$1,084$221$221
20. CVS CAREMARK CORP2013-05-142016-06-09$1,960$1,192$768$768
10. CARLISLE COMPANIES INC2016-03-102016-06-09$1,006$946$60$60
30. CARNIVAL CORP SEDOL 25230442015-11-132016-06-09$1,430$1,551-$121-$121
10. CELANESE CORP-SERIES A2016-05-032016-06-09$714$709$5$5
20. CHEVRON CORPORATION2014-10-102016-06-09$2,043$2,289-$246-$246
20. CINCINNATI FINANCIAL CORP2016-02-232016-06-09$1,404$1,256$148$148
30. CISCO SYS INC COM2011-09-132016-06-09$869$487$382$382
20. COMCAST CORPORATION CL A2009-09-042016-06-09$1,257$324$933$933
10. CONSTELLATION BRANDS INC CL A2014-07-092016-06-09$1,542$903$639$639
30. D R HORTON INC2016-06-09$954$870$84$84
30. DISCOVER FINANCIAL W/I2016-05-032016-06-09$1,713$1,663$50$50
40. DOW CHEMICAL CO2015-04-292016-06-09$2,130$2,071$59$59
10. EQUIFAX INC2015-05-222016-06-09$1,255$1,004$251$251
10. EXTRA SPACE STORAGE INC2013-10-112016-06-09$910$474$436$436
50. EXXON MOBIL CORP2014-11-182016-06-09$4,506$4,754-$248-$248
10. FOOT LOCKER INC2014-03-132016-06-09$551$459$92$92
10. GENERAL DYNAMICS CORP2015-05-212016-06-09$1,412$1,406$6$6
30. GENERAL ELEC CO COM2009-06-102016-06-09$905$402$503$503
10. HONEYWELL INTL INC2015-05-212016-06-09$1,156$1,067$89$89
10. ILLINOIS TOOL WORKS INC COM2016-04-212016-06-09$1,085$1,058$27$27
60. INTEL CORP2015-12-222016-06-09$1,902$2,080-$178-$178
60. J P MORGAN CHASE & CO COM2016-01-192016-06-09$3,889$3,424$465$465
20. JOHNSON & JOHNSON COM2016-02-112016-06-09$2,315$2,020$295$295
30. KROGER CO2014-07-092016-06-09$1,095$739$356$356
10. LAM RESEARCH CORP2016-01-282016-06-09$827$696$131$131
20. MARSH & MCLENNAN COMPANIES INC2016-05-242016-06-09$1,328$1,309$19$19
10. MICROSOFT CORP2015-11-302016-06-09$518$545-$27-$27
20. NORTHERN TRUST CORP2016-04-212016-06-09$1,445$1,436$9$9
10. NORTHROP GRUMMAN CORPORATION2015-01-292016-06-09$2,172$1,571$601$601
10. PPG INDS INC COM2015-03-052016-06-09$1,101$1,176-$75-$75
10. PEPSICO INC COM2016-06-062016-06-09$1,029$1,027$2$2
70. PFIZER INC COM2015-10-222016-06-09$2,462$2,323$139$139
10. PRUDENTIAL FINANCIAL INC COM2015-09-102016-06-09$762$790-$28-$28
10. PUBLIC STORAGE INC2015-03-112016-06-09$2,503$1,863$640$640
10. RAYTHEON COMPANY2016-02-042016-06-09$1,358$1,263$95$95
30. REYNOLDS AMERICAN INC MERGED 07/25/17 @ $29.44 P/S2014-10-102016-06-09$1,518$900$618$618
1547.988 ROWE T PRICE VALUE FD INC COM2014-02-112016-06-09$50,000$52,105-$2,105-$2,105
10. S&P GLOBAL INC2016-05-242016-06-09$1,096$1,111-$15-$15
30. SCHLUMBERGER LTD COM2014-04-012016-06-09$2,384$2,930-$546-$546
10. SCRIPPS NETWORKS INTERAC CL A2016-03-182016-06-09$643$658-$15-$15
10. SIMON PROPERTY GROUP INC2016-02-112016-06-09$2,013$1,814$199$199
30. SUNTRUST BANKS INC COM2016-05-232016-06-09$1,294$1,274$20$20
20. TEXAS INSTRS INC COM2016-05-042016-06-09$1,233$1,132$101$101
50. TOTAL FINA S A2015-08-142016-06-09$2,422$2,458-$36-$36
10. TYSON FDS INC COM2016-02-262016-06-09$598$656-$58-$58
1149. VANGUARD GROWTH ETF2013-02-042016-06-09$124,882$85,761$39,121$39,121
20. VERIZON COMMUNICATIONS COM2015-05-082016-06-09$1,032$1,003$29$29
30. WEC ENERGY GROUP INC2009-03-182016-06-09$1,848$579$1,269$1,269
70. WELLS FARGO & CO NEW COM2009-04-222016-06-09$3,472$1,380$2,092$2,092
10. WYNDHAM WORLDWIDE CORP2010-11-012016-06-09$682$293$389$389
40. XCEL ENERGY INC COM2015-02-262016-06-09$1,686$1,418$268$268
20. AMDOCS LIMITED ISIN BG00225690802015-03-312016-06-09$1,153$1,093$60$60
10. ACCENTURE PLC CLASS A SEDOL B4BNMY32016-05-042016-06-09$1,183$1,136$47$47
10. TE CONNECTIVITY LTD SEDOL B62B7C3 ISIN CH01029931822014-01-272016-06-09$621$575$46$46
10000. BANK OF AMERICA CORP SER MTN SUB2016-06-10$10,312$10,102$210$210
5000. BANK OF AMERICA CORP SER MTN SUB2015-06-302016-06-10$5,156$4,995$161$161
15000. METLIFE INC SER D UNSC2015-03-022016-06-10$16,586$16,406$180$180
5000. TIME WARNER INC CALL 04/15/2025 @ 100.000 COGT2015-05-282016-06-10$5,251$4,988$263$263
20000. ANHEUSER-BUSCH INBEV FIN COGT2016-06-13$21,505$20,217$1,288$1,288
5000. MORGAN STANLEY SUB NOTES2013-06-042016-06-13$5,445$5,103$342$342
90. ALASKA AIR GROUP INC2014-12-122016-06-15$5,573$5,054$519$519
173. ALASKA AIR GROUP INC2014-12-122016-06-15$10,668$9,714$954$954
2300.58 FORD CREDIT AUTO OWNER TRUST SERIES 2014 C CLASS A32015-06-302016-06-15$2,301$2,302-$1-$1
15000. GOLDMAN SACHS GROUP INC SR NOTES2016-03-142016-06-15$15,919$15,757$162$162
462.23 HONDA AUTO RECEIVABLES OWNER T SERIES 2013 3 CLASS A32013-07-172016-06-15$462$462
3794.3 HYUNDAI AUTO RECEIVABLES TRUST SERIES 2013 B CLASS A42015-06-232016-06-15$3,794$3,795-$1-$1
15000. INTEL CORP SR UNSECD2015-07-232016-06-15$15,626$14,484$1,142$1,142
2125.72 JOHN DEERE OWNER TRUST SERIES 2014 B CLASS A32015-06-222016-06-15$2,126$2,126
4329.5 MERCEDES-BENZ AUTO RECEIVABLES SERIES 2015 1 CLASS A22015-07-152016-06-15$4,330$4,329$1$1
889.76 TOYOTA AUTO RECEIVABLES OWNER SERIES 2013 B CLASS A32013-09-112016-06-15$890$890
60. ALASKA AIR GROUP INC2014-12-122016-06-16$3,624$3,369$255$255
10000. BNP PARIBAS SEDOL ISIN US05574LPT972013-08-132016-06-16$10,239$9,981$258$258
55000. USA TREASURY NOTES 01.125% DUE 10/31/20192015-02-262016-06-16$55,696$54,409$1,287$1,287
137. ALASKA AIR GROUP INC2014-12-122016-06-17$8,203$7,693$510$510
40. ALASKA AIR GROUP INC2014-12-122016-06-20$2,393$2,246$147$147
15000. USA TREASURY NOTES 02.250% DUE 11/15/20252016-06-24$15,903$15,509$394$394
20000. AMERICAN EXPRESS CREDIT UNSC2016-06-27$20,009$20,003$6$6
10000. COCA-COLA CO/THE UNSC2015-10-232016-06-27$10,002$10,001$1$1
15000. COCA-COLA CO/THE UNSC2013-12-032016-06-27$15,003$15,002$1$1
10000. USA TREASURY NOTES 00.875% DUE 08/15/20172016-05-092016-06-28$10,037$10,027$10$10
5000. USA TREASURY NOTES 01.000% DUE 12/15/20172015-12-152016-06-28$5,029$4,997$32$32
10000. USA TREASURY NOTE 01.500% DUE 08/31/20182016-06-162016-06-28$10,182$10,170$12$12
165000. USA TREASURY NOTE 01.500% DUE 08/31/20182016-06-28$168,004$164,809$3,195$3,195
15000. USA TREASURY NOTES 01.000% DUE 03/31/20172016-06-082016-06-28$15,055$15,044$11$11
15000. USA TREASURY NOTES 02.125% DUE 05/15/20252016-06-29$15,806$15,464$342$342
958.83 FEDERAL NATL MTG ASSN POOL AS00372016-04-132016-06-30$959$1,008-$49-$49
512.34 FEDERAL NATL MTG ASSN POOL AS67272016-06-072016-06-30$512$538-$26-$26
221.34 FEDERAL NATL MTG ASSN POOL AS73432016-06-162016-06-30$221$229-$8-$8
391.04 FEDERAL NATL MTG ASSN POOL MA24982016-05-112016-06-30$391$409-$18-$18
421.11 FEDERAL NATL MTG ASSN POOL MA24842016-04-142016-06-30$421$451-$30-$30
315. FOOT LOCKER INC2014-03-132016-06-30$17,304$14,444$2,860$2,860
29. FOOT LOCKER INC2014-03-132016-06-30$1,595$1,330$265$265
106. FOOT LOCKER INC2014-03-132016-07-01$5,816$4,860$956$956
935.41 GS MTG SEC CORP SERIES 2011-GC5 CLASS A22015-07-022016-07-01$935$951-$16-$16
630. DOW CHEMICAL CO2016-07-08$30,757$32,514-$1,757-$1,757
430. PRUDENTIAL FINANCIAL INC COM2015-09-102016-07-08$30,552$33,966-$3,414-$3,414
350. AETNA INC NEW2013-05-142016-07-12$40,480$20,798$19,682$19,682
20000. USA TREASURY NOTES 01.500% DUE 12/31/20182015-12-302016-07-12$20,362$20,068$294$294
10000. USA TREASURY NOTES 00.875% DUE 07/15/20182016-06-272016-07-12$10,034$10,053-$19-$19
100. AMERICAN WATER WORKS CO INC2016-02-042016-07-13$8,196$6,425$1,771$1,771
430. MICROSOFT CORP2016-07-13$23,056$23,429-$373-$373
151. FOOT LOCKER INC2013-09-272016-07-14$8,724$5,158$3,566$3,566
135. HERSHEY FOODS CORP COM2016-07-14$14,612$12,393$2,219$2,219
59. FOOT LOCKER INC2013-09-272016-07-15$3,418$2,016$1,402$1,402
4516.29 FORD CREDIT AUTO OWNER TRUST SERIES 2014 C CLASS A32015-06-302016-07-15$4,516$4,519-$3-$3
442.8 HONDA AUTO RECEIVABLES OWNER T SERIES 2013 3 CLASS A32013-07-172016-07-15$443$443
4331.74 HYUNDAI AUTO RECEIVABLES TRUST SERIES 2013 B CLASS A42015-06-232016-07-15$4,332$4,332
1617.04 JOHN DEERE OWNER TRUST SERIES 2014 B CLASS A32015-06-222016-07-15$1,617$1,618-$1-$1
4201.37 MERCEDES-BENZ AUTO RECEIVABLES SERIES 2015 1 CLASS A22015-07-152016-07-15$4,201$4,201
871.51 TOYOTA AUTO RECEIVABLES OWNER SERIES 2013 B CLASS A32013-09-112016-07-15$872$871$1$1
40000. USA TREASURY NOTES 01.625% DUE 04/30/20192016-05-262016-07-19$40,902$40,661$241$241
5000. USA TREASURY NOTES 02.125% DUE 05/15/20252016-05-232016-07-19$5,255$5,126$129$129
460. TE CONNECTIVITY LTD SEDOL B62B7C3 ISIN CH01029931822014-01-272016-07-19$27,343$26,462$881$881
15000. CONOCOPHILLIPS COMPANY CALL 09/15/2021 @ 100.000 COGT2016-07-21$15,418$15,134$284$284
10000. ACTAVIS FUNDING SCS SEDOL ISIN US00507UAR232016-07-25$10,508$10,180$328$328
10000. ACTAVIS FUNDING SCS SEDOL ISIN US00507UAR232016-01-272016-07-25$10,513$10,087$426$426
150. CAPITAL ONE FINANCIAL CORP2016-07-26$10,149$10,054$95$95
20000. MCDONALD'S CORP UNSC2015-05-212016-07-26$20,458$19,974$484$484
35. CHUBB LTD SEDOL B3BQMF62016-01-192016-07-26$4,478$3,888$590$590
5000. USA TREASURY NOTES 00.875% DUE 07/15/20182016-06-272016-07-28$5,014$5,026-$12-$12
320. EXTRA SPACE STORAGE INC2013-10-112016-07-29$27,607$15,166$12,441$12,441
437.92 FEDERAL NATL MTG ASSN POOL AS00372016-04-132016-07-31$438$460-$22-$22
646.27 FEDERAL NATL MTG ASSN POOL AS67272016-06-072016-07-31$646$679-$33-$33
296.51 FEDERAL NATL MTG ASSN POOL AS73432016-06-162016-07-31$297$306-$9-$9
881.45 FEDERAL NATL MTG ASSN POOL MA24982016-05-112016-07-31$881$923-$42-$42
870.57 FEDERAL NATL MTG ASSN POOL MA24842016-04-142016-07-31$871$933-$62-$62
230. CIGNA CORP2015-01-092016-08-01$29,153$24,936$4,217$4,217
3218.75 GS MTG SEC CORP SERIES 2011-GC5 CLASS A22015-07-022016-08-01$3,219$3,272-$53-$53
15000. USA TREASURY NOTES 02.250% DUE 11/15/20252016-04-272016-08-02$15,917$15,470$447$447
30000. USA TREASURY NOTES 01.625% DUE 05/15/20262016-08-02$30,195$30,326-$131-$131
60000. USA TREASURY NOTES 02.125% DUE 08/15/20212016-06-282016-08-02$62,974$63,153-$179-$179
30000. USA TREASURY NOTES 02.125% DUE 05/15/20252016-05-232016-08-02$31,527$30,751$776$776
15000. EXELON GENERATION CO LLC SR UNSEC CALL 07/01/20 @1002011-01-212016-08-04$16,108$13,935$2,173$2,173
5000. ROYAL BANK OF CANADA ISIN US78011DAC83 SEDOL B6W2NM82012-09-122016-08-04$5,008$5,000$8$8
10000. AT&T INC CALL 11/15/2020 @ 100.000 UNSC2014-08-212016-08-05$11,020$10,675$345$345
10000. USA TREASURY NOTES 00.875% DUE 07/15/20182016-08-05$10,030$10,051-$21-$21
10000. AMERICAN HONDA FINANCE UNSC2013-10-032016-08-08$10,209$9,961$248$248
10000. AMERICAN HONDA FINANCE SER MTN UNSC2014-09-042016-08-08$10,279$9,982$297$297
10000. CITIGROUP INC SUB2016-08-10$10,748$9,970$778$778
5000. USA TREASURY NOTES 02.375% DUE 08/15/20242016-06-102016-08-11$5,338$5,311$27$27
150. AMERICAN WATER WORKS CO INC2016-08-12$11,673$9,638$2,035$2,035
50. AMERICAN WATER WORKS CO INC2014-08-142016-08-12$3,891$2,458$1,433$1,433
363. CELANESE CORP-SERIES A2016-05-032016-08-12$23,826$25,724-$1,898-$1,898
47. CELANESE CORP-SERIES A2016-05-032016-08-12$3,113$3,331-$218-$218
10000. USA TREASURY NOTES 02.125% DUE 05/15/20252016-05-232016-08-12$10,542$10,250$292$292
380. XCEL ENERGY INC COM2015-02-262016-08-12$16,272$13,471$2,801$2,801
4040.13 FORD CREDIT AUTO OWNER TRUST SERIES 2014 C CLASS A32015-06-302016-08-15$4,040$4,042-$2-$2
. HONDA AUTO RECEIVABLES OWNER T SERIES 2013 3 CLASS A32000-12-312016-08-15
36.59 HONDA AUTO RECEIVABLES OWNER T SERIES 2013 3 CLASS A32013-07-172016-08-15$37$37
4148.18 HYUNDAI AUTO RECEIVABLES TRUST SERIES 2013 B CLASS A42015-06-232016-08-15$4,148$4,149-$1-$1
393.96 HYUNDAI AUTO RECEIVABLES TRUST SERIES 2015 A CLASS A32015-01-142016-08-15$394$394
1817.7 JOHN DEERE OWNER TRUST SERIES 2014 B CLASS A32015-06-222016-08-15$1,818$1,818
3844.94 MERCEDES-BENZ AUTO RECEIVABLES SERIES 2015 1 CLASS A22015-07-152016-08-15$3,845$3,845
791.27 TOYOTA AUTO RECEIVABLES OWNER SERIES 2013 B CLASS A32013-09-112016-08-15$791$791
220. METLIFE INC COM2012-06-272016-08-16$8,894$6,560$2,334$2,334
43. WEC ENERGY GROUP INC2014-11-142016-08-16$2,582$2,058$524$524
42. WEC ENERGY GROUP INC2014-11-142016-08-16$2,523$2,010$513$513
550. EXXON MOBIL CORP2016-08-17$48,371$46,651$1,720$1,720
340. FORD MTR CO DEL COM PAR $0.012016-07-142016-08-17$4,183$4,642-$459-$459
865. FORD MTR CO DEL COM PAR $0.012016-08-17$10,642$12,237-$1,595-$1,595
20. METLIFE INC COM2012-06-272016-08-17$806$596$210$210
55000. USA TREASURY NOTES 02.125% DUE 08/15/20212016-08-17$57,484$57,131$353$353
170. WEC ENERGY GROUP INC2016-08-17$10,237$4,138$6,099$6,099
840. REYNOLDS AMERICAN INC MERGED 07/25/17 @ $29.44 P/S2014-10-102016-08-22$42,445$25,192$17,253$17,253
690. WELLS FARGO & CO NEW COM2016-08-23$33,421$13,425$19,996$19,996
5000. USA TREASURY NOTES 00.875% DUE 07/15/20182016-06-272016-08-30$5,006$5,024-$18-$18
1393.96 FEDERAL NATL MTG ASSN POOL AS00372016-04-132016-08-31$1,394$1,465-$71-$71
1805.58 FEDERAL NATL MTG ASSN POOL AS67272016-06-072016-08-31$1,806$1,897-$91-$91
355.73 FEDERAL NATL MTG ASSN POOL AS73432016-06-162016-08-31$356$368-$12-$12
888.69 FEDERAL NATL MTG ASSN POOL MA24982016-05-112016-08-31$889$930-$41-$41
1264.65 FEDERAL NATL MTG ASSN POOL MA24842016-04-142016-08-31$1,265$1,355-$90-$90
15000. CAPITAL ONE FINANCIAL CO SUB NTS2013-05-172016-09-01$15,000$15,000
310. DOLLAR GENERAL CORP2016-06-302016-09-01$22,883$29,089-$6,206-$6,206
128.67 GS MTG SEC CORP SERIES 2011-GC5 CLASS A22015-07-022016-09-01$129$131-$2-$2
5000. USA TREASURY NOTES 02.250% DUE 11/15/20252016-08-302016-09-07$5,305$5,290$15$15
10000. USA TREASURY NOTES 02.250% DUE 11/15/20252016-08-302016-09-07$10,607$10,580$27$27
15000. USA TREASURY NOTES 02.125% DUE 05/15/20252016-09-092016-09-07$15,751$15,594$157$157
10000. BERKSHIRE HATHAWAY INC SR UNSEC2012-01-202016-09-09$10,923$10,308$615$615
5000. GENERAL ELEC CAP CORP SR UNSEC2014-04-022016-09-09$5,696$5,343$353$353
10000. STATE STREET CORP UNSC2015-08-132016-09-09$10,345$9,977$368$368
15000. USA TREASURY NOTE 01.625% DUE 12/31/20192015-06-052016-09-09$15,297$14,971$326$326
60000. USA TREASURY NOTES TREASURY INFLATION PROTECT SECS2016-08-022016-09-09$61,412$61,324$88$88
55000. USA TREASURY NOTES TREASURY INFLATION PROTECT SECS2016-08-022016-09-09$56,303$56,214$89$89
10000. WELLS FARGO & COMPANY SER MTN UNSC2016-03-092016-09-09$10,461$10,126$335$335
45000. USA TREASURY NOTES 02.125% DUE 08/15/20212016-09-13$46,844$46,483$361$361
850. KROGER CO2014-07-092016-09-14$26,200$20,951$5,249$5,249
4644.48 FORD CREDIT AUTO OWNER TRUST SERIES 2014 C CLASS A32015-06-302016-09-15$4,644$4,647-$3-$3
469.89 HONDA AUTO RECEIVABLES OWNER T SERIES 2015 1 CLASS A32015-01-212016-09-15$470$470
3927.85 HYUNDAI AUTO RECEIVABLES TRUST SERIES 2013 B CLASS A42015-06-232016-09-15$3,928$3,928
1026.69 HYUNDAI AUTO RECEIVABLES TRUST SERIES 2015 A CLASS A32015-01-142016-09-15$1,027$1,027
1534.52 JOHN DEERE OWNER TRUST SERIES 2014 B CLASS A32015-06-222016-09-15$1,535$1,535
4143.9 MERCEDES-BENZ AUTO RECEIVABLES SERIES 2015 1 CLASS A22015-07-152016-09-15$4,144$4,144
682.39 TOYOTA AUTO RECEIVABLES OWNER SERIES 2013 B CLASS A32013-09-112016-09-15$682$682
230. VALERO ENERGY CORP NEW COM2016-09-15$12,971$13,896-$925-$925
15000. USA TREASURY NOTES 02.000% DUE 02/28/20212016-03-312016-09-20$15,531$15,476$55$55
10000. WELLS FARGO & COMPANY SER MTN SUB2016-06-242016-09-21$10,622$10,549$73$73
30000. USA TREASURY NOTES 02.125% DUE 05/15/20252016-09-092016-09-23$31,298$31,182$116$116
10000. WELLS FARGO & COMPANY SER MTN UNSC2014-09-022016-09-26$10,469$9,973$496$496
960. D R HORTON INC2015-08-052016-09-27$28,852$27,671$1,181$1,181
49450.55 EATON VANCE FLOATING RATE FUND CLASS I2016-09-28$435,659$450,000-$14,341-$14,341
35000. USA TREASURY NOTES 01.500% DUE 12/31/20182015-12-302016-09-29$35,540$35,108$432$432
165000. USA TREASURY NOTES 01.250% DUE 01/31/20192016-09-29$166,695$163,061$3,634$3,634
15000. USA TREASURY NOTES 00.875% DUE 07/15/20182016-06-272016-09-29$15,033$15,070-$37-$37
100. AMGEN INC2016-09-30$16,693$11,466$5,227$5,227
787.62 FEDERAL NATL MTG ASSN POOL AS00372016-04-132016-09-30$788$828-$40-$40
1157.87 FEDERAL NATL MTG ASSN POOL AS67272016-06-072016-09-30$1,158$1,217-$59-$59
410.27 FEDERAL NATL MTG ASSN POOL AS73432016-06-162016-09-30$410$424-$14-$14
1305.05 FEDERAL NATL MTG ASSN POOL MA24982016-05-112016-09-30$1,305$1,365-$60-$60
1137.18 FEDERAL NATL MTG ASSN POOL MA24842016-04-142016-09-30$1,137$1,218-$81-$81
420. WYNDHAM WORLDWIDE CORP2010-11-012016-09-30$28,228$12,314$15,914$15,914
141.01 GS MTG SEC CORP SERIES 2011-GC5 CLASS A22015-07-022016-10-01$141$143-$2-$2
310. WELLS FARGO & CO NEW COM2016-10-03$13,544$12,140$1,404$1,404
109.456 CHUBB LTD SEDOL B3BQMF62016-01-192016-10-03$13,589$12,158$1,431$1,431
.544 CHUBB LTD SEDOL B3BQMF62014-05-232016-10-03$68$56$12$12
519. WELLS FARGO & CO NEW COM2009-04-162016-10-04$22,716$10,061$12,655$12,655
76. WELLS FARGO & CO NEW COM2009-04-162016-10-04$3,324$1,473$1,851$1,851
45. WELLS FARGO & CO NEW COM2009-04-162016-10-04$1,971$872$1,099$1,099
650. CVS CAREMARK CORP2013-05-142016-10-10$56,394$38,728$17,666$17,666
180. HONEYWELL INTL INC2016-10-10$19,219$18,811$408$408
570. WEC ENERGY GROUP INC2016-10-10$32,635$10,858$21,777$21,777
54498. FORD CREDIT AUTO OWNER TRUST SERIES 2014 C CLASS A32016-10-12$54,496$54,506-$10-$10
8755.89 HONDA AUTO RECEIVABLES OWNER T SERIES 2015 1 CLASS A32015-01-212016-10-12$8,756$8,755$1$1
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.5 FORD CREDIT AUTO OWNER TRUST SERIES 2014 C CLASS A32015-07-232016-10-15$1$1
83.84 FORD CREDIT AUTO OWNER TRUST SERIES 2015 A CLASS A32015-03-172016-10-15$84$84
3795.59 HYUNDAI AUTO RECEIVABLES TRUST SERIES 2013 B CLASS A42015-06-232016-10-15$3,796$3,796
1018.1 HYUNDAI AUTO RECEIVABLES TRUST SERIES 2015 A CLASS A32015-01-142016-10-15$1,018$1,018
1550.18 JOHN DEERE OWNER TRUST SERIES 2014 B CLASS A32015-06-222016-10-15$1,550$1,551-$1-$1
3836.08 MERCEDES-BENZ AUTO RECEIVABLES SERIES 2015 1 CLASS A22015-07-152016-10-15$3,836$3,836
1111.34 NISSAN AUTO RECEIVABLES OWNER SERIES 2015 A CLASS A32015-04-072016-10-15$1,111$1,111
.4 ADVANSIX INC - W/I2015-01-132016-10-17$6$6
.8 ADVANSIX INC - W/I2015-02-052016-10-17$13$11$2$2
10000. REALTY INCOME CORP SR UNSECD CALL 07/15/22 @1002013-04-042016-10-18$10,419$9,937$482$482
10000. USA TREASURY NOTES 02.125% DUE 08/15/20212016-09-292016-10-18$10,397$10,457-$60-$60
42. VERSUM MATERIALS INC - W/I2016-03-312016-10-18$989$901$88$88
15000. DIGITAL REALTY TRUST LP CO GUARNT2015-06-102016-10-19$16,839$16,032$807$807
171. PPG INDS INC COM2015-03-052016-10-20$15,940$20,118-$4,178-$4,178
139. PPG INDS INC COM2015-03-052016-10-20$12,875$16,353-$3,478-$3,478
5000. UNIONBANCAL CORP SR UNSEC2014-05-012016-10-20$5,284$5,074$210$210
5000. BB&T CORPORATION SER MTN CALL 2/22/22 @ 1002016-03-302016-10-24$5,379$5,266$113$113
10000. CISCO SYSTEMS INC SR UNSECD2016-02-192016-10-25$10,011$10,005$6$6
15000. EXXON MOBIL CORPORATION UNSC2016-08-182016-10-25$15,008$15,006$2$2
30000. EXXON MOBIL CORPORATION UNSC2014-03-172016-10-25$30,016$30,000$16$16
10000. TIME WARNER INC COM GTD2016-10-25$10,563$10,327$236$236
150. PUBLIC STORAGE INC2015-03-112016-10-27$30,365$27,940$2,425$2,425
95. AT&T INC2016-10-28$3,467$3,076$391$391
210. AT&T INC2015-07-302016-10-28$7,665$7,308$357$357
95. ABBOTT LABORATORIES INC2016-10-28$3,763$4,018-$255-$255
180. ABBOTT LABORATORIES INC2016-09-012016-10-28$7,130$7,583-$453-$453
10. ADVANSIX INC - W/I2015-01-132016-10-28$157$137$20$20
16. ADVANSIX INC - W/I2016-10-28$251$230$21$21
15. AIR PRODUCTS & CHEMICALS INC2016-03-312016-10-28$2,007$2,004$3$3
105. ALTRIA GROUP INC2015-01-132016-10-28$6,924$5,375$1,549$1,549
55. AMERICAN ELECTRIC POWER INC2015-12-172016-10-28$3,488$3,166$322$322
130. AMERICAN ELECTRIC POWER INC2016-02-112016-10-28$8,245$8,004$241$241
70. AMERICAN WATER WORKS CO INC2016-01-222016-10-28$5,084$4,378$706$706
110. AMERICAN WATER WORKS CO INC2016-10-28$7,989$5,358$2,631$2,631
35. AMGEN INC2013-12-232016-10-28$5,065$3,955$1,110$1,110
40. AMGEN INC2013-12-132016-10-28$5,788$4,477$1,311$1,311
270. AMTRUST FINANCIAL SERVICES2016-01-282016-10-28$7,082$7,689-$607-$607
20. APPLE INC2013-07-102016-10-28$2,275$1,205$1,070$1,070
85. BP PLC SPONSORED ADR2016-06-072016-10-28$3,032$2,822$210$210
160. BP PLC SPONSORED ADR2016-06-082016-10-28$5,708$5,343$365$365
190. BANK NEW YORK MELLON CORP COM2016-04-272016-10-28$8,272$7,847$425$425
120. BERRY GLOBAL GROUP INC2016-10-28$5,246$5,226$20$20
160. CDW CORP/DE2014-07-092016-10-28$7,174$5,117$2,057$2,057
50. CARLISLE COMPANIES INC2016-03-102016-10-28$5,147$4,728$419$419
105. CARNIVAL CORP SEDOL 25230442016-05-102016-10-28$5,097$5,231-$134-$134
150. CARNIVAL CORP SEDOL 25230442015-11-132016-10-28$7,281$7,755-$474-$474
90. CHEVRON CORPORATION2014-10-102016-10-28$9,386$10,301-$915-$915
40. CINCINNATI FINANCIAL CORP2016-02-122016-10-28$2,810$2,473$337$337
130. CINCINNATI FINANCIAL CORP2016-10-28$9,134$9,560-$426-$426
300. CISCO SYS INC COM2016-10-28$9,189$7,160$2,029$2,029
190. CISCO SYS INC COM2011-09-132016-10-28$5,820$3,082$2,738$2,738
210. CITIZENS FINANCIAL GROUP2016-10-042016-10-28$5,549$5,254$295$295
100. COMCAST CORPORATION CL A2009-09-042016-10-28$6,209$1,622$4,587$4,587
40. CONSTELLATION BRANDS INC CL A2014-07-092016-10-28$6,653$3,611$3,042$3,042
35. DTE ENERGY CO2016-08-172016-10-28$3,290$3,287$3$3
50. DTE ENERGY CO2016-08-122016-10-28$4,699$4,826-$127-$127
190. DEVON ENERGY CORP NEW2016-08-172016-10-28$7,473$8,197-$724-$724
150. DISCOVER FINANCIAL W/I2016-05-032016-10-28$8,491$8,317$174$174
85. DOW CHEMICAL CO2016-04-262016-10-28$4,589$4,569$20$20
10. DOW CHEMICAL CO2016-02-042016-10-28$540$473$67$67
100. DOW CHEMICAL CO2016-10-28$5,399$5,152$247$247
50. EQUIFAX INC2015-05-222016-10-28$6,118$5,021$1,097$1,097
45. EXTRA SPACE STORAGE INC2014-11-182016-10-28$3,244$2,620$624$624
100. EXXON MOBIL CORP2016-10-28$8,481$8,479$2$2
130. EXXON MOBIL CORP2016-02-122016-10-28$11,025$10,497$528$528
60. EXXON MOBIL CORP2015-07-072016-10-28$5,088$4,908$180$180
25. GENERAL DYNAMICS CORP2016-10-28$3,791$3,288$503$503
40. GENERAL DYNAMICS CORP2015-05-212016-10-28$6,066$5,623$443$443
155. GENERAL ELEC CO COM2010-05-032016-10-28$4,543$2,989$1,554$1,554
170. GENERAL ELEC CO COM2009-06-102016-10-28$4,983$2,280$2,703$2,703
50. GENERAL MILLS INC COM2016-07-142016-10-28$3,086$3,605-$519-$519
30. HOME DEPOT INC COM2011-02-222016-10-28$3,712$1,145$2,567$2,567
40. HOME DEPOT INC COM2016-05-132016-10-28$4,949$5,357-$408-$408
50. HONEYWELL INTL INC2015-01-132016-10-28$5,504$4,917$587$587
40. HONEYWELL INTL INC2015-02-052016-10-28$4,403$4,056$347$347
415. HUNTINGTON BANCSHARES INC2016-10-28$4,395$4,304$91$91
50. ILLINOIS TOOL WORKS INC COM2016-04-212016-10-28$5,695$5,289$406$406
50. INGREDION INC2016-10-102016-10-28$6,520$6,731-$211-$211
80. INTEL CORP2010-02-052016-10-28$2,784$1,545$1,239$1,239
390. INTEL CORP2016-07-192016-10-28$13,572$13,690-$118-$118
50. INTERNATIONAL PAPER CO COM2012-01-122016-10-28$2,251$1,555$696$696
180. J P MORGAN CHASE & CO COM2016-10-28$12,425$6,042$6,383$6,383
160. J P MORGAN CHASE & CO COM2009-03-182016-10-28$11,045$4,128$6,917$6,917
190. J P MORGAN CHASE & CO COM2016-01-192016-10-28$13,116$10,844$2,272$2,272
50. JOHNSON & JOHNSON COM2016-04-262016-10-28$5,768$5,642$126$126
20. JOHNSON & JOHNSON COM2015-05-182016-10-28$2,307$2,077$230$230
150. JOHNSON & JOHNSON COM2016-08-012016-10-28$17,304$18,817-$1,513-$1,513
110. KRAFT HEINZ CO/THE2016-08-222016-10-28$9,720$9,902-$182-$182
70. LAM RESEARCH CORP2016-01-282016-10-28$6,752$4,869$1,883$1,883
55. LAMAR ADVERTISING CO-A2016-01-222016-10-28$3,473$3,066$407$407
20. LOCKHEED MARTIN CORP2016-03-092016-10-28$4,970$4,328$642$642
35. MAGELLAN MIDSTREAM PARTNERS LP2016-01-142016-10-28$2,368$2,308$60$60
120. MARSH & MCLENNAN COMPANIES INC2016-10-28$7,622$7,745-$123-$123
20. MCDONALDS CORP COM2015-10-282016-10-28$2,241$2,248-$7-$7
70. MERCK & CO INC2016-08-172016-10-28$4,112$4,413-$301-$301
80. MORGAN STANLEY2016-10-032016-10-28$2,686$2,547$139$139
250. MORGAN STANLEY2016-10-272016-10-28$8,392$8,472-$80-$80
140. NEWMONT MINING CORPORATION(NEW)2016-10-202016-10-28$4,953$5,157-$204-$204
35. NEXTERA ENERGY INC2016-03-042016-10-28$4,404$3,983$421$421
140. NORTHERN TRUST CORP2016-04-212016-10-28$10,132$10,054$78$78
40. NORTHROP GRUMMAN CORPORATION2015-01-292016-10-28$9,157$6,284$2,873$2,873
40. OCCIDENTAL PETE CORP COM2013-01-072016-10-28$2,960$3,079-$119-$119
70. PAYCHEX INC2015-12-022016-10-28$3,862$3,784$78$78
35. PEPSICO INC COM2011-02-222016-10-28$3,749$2,216$1,533$1,533
70. PEPSICO INC COM2016-09-142016-10-28$7,499$7,363$136$136
220. PFIZER INC COM2016-10-28$7,044$5,149$1,895$1,895
20. PFIZER INC COM2015-10-222016-10-28$640$664-$24-$24
360. PFIZER INC COM2015-11-302016-10-28$11,527$11,785-$258-$258
35. PRICE T ROWE GROUP INC COM2016-10-28$2,241$2,604-$363-$363
110. PRINCIPAL FINANCIAL GROUP COM2014-10-302016-10-28$6,076$5,693$383$383
60. PROCTER & GAMBLE CO2016-10-28$5,214$3,736$1,478$1,478
140. PROLOGIS INC2016-07-292016-10-28$7,154$7,624-$470-$470
60. RAYTHEON COMPANY2016-02-042016-10-28$8,246$7,579$667$667
95. REYNOLDS AMERICAN INC MERGED 07/25/17 @ $29.44 P/S2014-08-112016-10-28$5,200$2,732$2,468$2,468
7626.602 T ROWE PRICE VALUE FUND-I2014-02-112016-10-28$250,000$257,019-$7,019-$7,019
70. S&P GLOBAL INC2016-05-242016-10-28$8,568$7,777$791$791
55. SCHLUMBERGER LTD COM2015-06-242016-10-28$4,360$4,830-$470-$470
150. SCHLUMBERGER LTD COM2014-04-012016-10-28$11,890$14,648-$2,758-$2,758
80. SCRIPPS NETWORKS INTERAC CL A2016-03-182016-10-28$5,091$5,264-$173-$173
15. SIMON PROPERTY GROUP INC2016-03-042016-10-28$2,746$2,971-$225-$225
40. SIMON PROPERTY GROUP INC2016-02-112016-10-28$7,322$7,257$65$65
70. SPECTRUM BRANDS HOLDINGS INC2016-10-28$9,459$8,224$1,235$1,235
120. STATE STR CORP COM2016-09-012016-10-28$8,468$8,400$68$68
115. SUNTRUST BANKS INC COM2016-10-032016-10-28$5,209$5,050$159$159
180. SUNTRUST BANKS INC COM2016-05-232016-10-28$8,154$7,642$512$512
50. TELEFLEX INC2016-09-302016-10-28$7,116$8,369-$1,253-$1,253
80. TEXAS INSTRS INC COM2015-12-022016-10-28$5,678$4,625$1,053$1,053
5. TEXAS INSTRS INC COM2015-04-172016-10-28$355$288$67$67
90. TEXAS INSTRS INC COM2016-05-042016-10-28$6,387$5,094$1,293$1,293
50. THERMO ELECTRON CORP COM2016-10-28$7,372$7,676-$304-$304
25. 3M COMPANY COM2015-03-132016-10-28$4,152$4,060$92$92
70. TIME WARNER INC2016-09-272016-10-28$6,141$5,444$697$697
120. TOTAL FINA S A2015-08-072016-10-28$5,808$6,021-$213-$213
270. TOTAL FINA S A2015-08-142016-10-28$13,068$13,273-$205-$205
55. TRANSCANADA CORP (HOLDING CO)2016-09-152016-10-28$2,498$2,578-$80-$80
110. TRANSCANADA CORP (HOLDING CO)2016-10-102016-10-28$4,996$5,220-$224-$224
45. THE TRAVELERS COS INC2015-02-032016-10-28$4,881$4,749$132$132
100. TYSON FDS INC COM2016-09-142016-10-28$6,986$7,331-$345-$345
110. US BANCORP DEL COM NEW2011-02-222016-10-28$4,913$3,041$1,872$1,872
25. UNITED TECHNOLOGIES CORP COM2008-12-042016-10-28$2,548$1,184$1,364$1,364
100. VERIZON COMMUNICATIONS COM2014-11-142016-10-28$4,823$5,146-$323-$323
130. VERIZON COMMUNICATIONS COM2015-05-082016-10-28$6,270$6,520-$250-$250
40. VULCAN MATERIALS CO2016-07-082016-10-28$4,509$4,913-$404-$404
80. WEC ENERGY GROUP INC2009-05-202016-10-28$4,683$1,496$3,187$3,187
120. WELLS FARGO & CO NEW COM2008-12-042016-10-28$5,550$3,403$2,147$2,147
130. WELLS FARGO & CO NEW COM2016-10-28$6,012$2,319$3,693$3,693
35. WELLTOWER INC2014-12-102016-10-28$2,399$2,662-$263-$263
40. WYNDHAM WORLDWIDE CORP2015-08-072016-10-28$2,596$3,134-$538-$538
90. XCEL ENERGY INC COM2015-03-132016-10-28$3,661$3,043$618$618
130. XCEL ENERGY INC COM2015-02-262016-10-28$5,288$4,608$680$680
100. AMDOCS LIMITED ISIN BG00225690802016-10-28$5,865$5,463$402$402
40. ACCENTURE PLC CLASS A SEDOL B4BNMY32015-07-012016-10-28$4,633$3,927$706$706
40. ACCENTURE PLC CLASS A SEDOL B4BNMY32016-05-042016-10-28$4,633$4,545$88$88
90. INGERSOLL-RAND PLC SEDOL: B6330302016-06-152016-10-28$6,033$5,800$233$233
40. CHUBB LTD SEDOL B3BQMF62016-10-28$5,100$4,111$989$989
1170.46 FEDERAL NATL MTG ASSN POOL AS00372016-04-132016-10-31$1,170$1,230-$60-$60
1075.36 FEDERAL NATL MTG ASSN POOL AS67272016-06-072016-10-31$1,075$1,130-$55-$55
384.75 FEDERAL NATL MTG ASSN POOL AS73432016-06-162016-10-31$385$398-$13-$13
1464.13 FEDERAL NATL MTG ASSN POOL MA24982016-05-112016-10-31$1,464$1,532-$68-$68
1003.62 FEDERAL NATL MTG ASSN POOL MA24842016-04-142016-10-31$1,004$1,075-$71-$71
200. AMGEN INC2013-12-132016-11-01$28,131$22,385$5,746$5,746
129.95 GS MTG SEC CORP SERIES 2011-GC5 CLASS A22015-07-022016-11-01$130$132-$2-$2
20000. FORD MOTOR CREDIT CO LLC UNSC2016-03-102016-11-08$20,000$19,908$92$92
15000. MORGAN STANLEY UNSC2016-03-102016-11-08$15,104$15,001$103$103
30000. USA TREASURY NOTE 01.625% DUE 12/31/20192015-06-052016-11-08$30,506$29,941$565$565
20000. USA TREASURY NOTES 02.000% DUE 07/31/20202016-06-282016-11-08$20,617$20,793-$176-$176
15000. USA TREASURY NOTE 01.625% DUE 12/31/20192015-06-052016-11-09$15,220$14,971$249$249
50000. USA TREASURY NOTE 01.625% DUE 12/31/20192015-06-052016-11-09$50,693$49,902$791$791
15000. USA TREASURY NOTES 01.250% DUE 01/31/20192016-11-092016-11-09$15,091$15,106-$15-$15
20000. USA TREASURY NOTES 01.750% DUE 10/31/20202015-11-032016-11-09$20,371$20,100$271$271
60. AMERICAN ELECTRIC POWER INC2016-02-112016-11-10$3,565$3,694-$129-$129
140. AMERICAN ELECTRIC POWER INC2015-10-152016-11-10$8,318$8,206$112$112
30. EXXON MOBIL CORP2016-02-122016-11-10$2,620$2,422$198$198
230. EXXON MOBIL CORP2009-03-182016-11-10$20,084$15,603$4,481$4,481
60. SIMON PROPERTY GROUP INC2016-02-112016-11-10$10,960$10,885$75$75
20000. USA TREASURY NOTES 02.125% DUE 08/15/20212016-09-292016-11-10$20,502$20,903-$401-$401
5000. USA TREASURY NOTES 01.000% DUE 06/30/20192016-10-272016-11-10$4,990$4,999-$9-$9
25000. USA TREASURY NOTES 01.000% DUE 11/30/20192016-10-122016-11-10$24,877$24,954-$77-$77
35. EXXON MOBIL CORP2015-06-252016-11-14$2,972$2,959$13$13
150. OCCIDENTAL PETE CORP COM2013-01-072016-11-14$9,802$11,547-$1,745-$1,745
5000. USA TREASURY NOTE 01.625% DUE 12/31/20192015-06-052016-11-14$5,054$4,990$64$64
30000. USA TREASURY NOTES 01.250% DUE 01/31/20202016-10-252016-11-14$29,948$30,171-$223-$223
15000. USA TREASURY NOTES 02.125% DUE 08/15/20212016-09-292016-11-14$15,298$15,676-$378-$378
1287.44 FORD CREDIT AUTO OWNER TRUST SERIES 2015 A CLASS A32015-03-172016-11-15$1,287$1,287
3588.4 HYUNDAI AUTO RECEIVABLES TRUST SERIES 2013 B CLASS A42015-06-232016-11-15$3,588$3,589-$1-$1
952.41 HYUNDAI AUTO RECEIVABLES TRUST SERIES 2015 A CLASS A32015-01-142016-11-15$952$952
2142.41 JOHN DEERE OWNER TRUST SERIES 2014 B CLASS A32015-06-222016-11-15$2,142$2,143-$1-$1
3560.14 MERCEDES-BENZ AUTO RECEIVABLES SERIES 2015 1 CLASS A22015-07-152016-11-15$3,560$3,560
2118.83 NISSAN AUTO RECEIVABLES OWNER SERIES 2015 A CLASS A32015-04-072016-11-15$2,119$2,118$1$1
25000. USA TREASURY NOTES 01.250% DUE 01/31/20202016-10-252016-11-15$24,922$25,142-$220-$220
40. AMGEN INC2013-12-232016-11-17$5,900$4,520$1,380$1,380
100. J P MORGAN CHASE & CO COM2016-11-17$7,795$3,343$4,452$4,452
10000. MORGAN STANLEY SUB NOTES2013-06-042016-11-17$10,842$10,194$648$648
630. NEWMONT MINING CORPORATION(NEW)2016-10-202016-11-17$20,707$23,207-$2,500-$2,500
150. PFIZER INC COM2005-12-122016-11-17$4,767$3,132$1,635$1,635
20000. USA TREASURY NOTES 01.625% DUE 08/15/20222016-11-17$19,664$20,378-$714-$714
20000. USA TREASURY NOTE 01.625% DUE 12/31/20192015-06-052016-11-21$20,142$19,961$181$181
15000. THOMSON REUTERS CORP SEDOL ISIN US884903BT192016-11-22$15,342$14,931$411$411
45. AMERICAN ELECTRIC POWER INC2015-12-172016-11-28$2,741$2,590$151$151
50. AMERICAN WATER WORKS CO INC2015-12-172016-11-28$3,749$2,975$774$774
205. CISCO SYS INC COM2013-04-152016-11-28$6,132$4,358$1,774$1,774
140. EXXON MOBIL CORP2009-03-182016-11-28$12,130$9,497$2,633$2,633
30. NEXTERA ENERGY INC2016-03-042016-11-28$3,489$3,414$75$75
29. TELEFLEX INC2016-09-302016-11-28$4,367$4,854-$487-$487
15. TELEFLEX INC2016-09-302016-11-28$2,257$2,511-$254-$254
300. TOTAL FINA S A2015-08-142016-11-28$13,936$14,747-$811-$811
45. ACCENTURE PLC CLASS A SEDOL B4BNMY32015-07-012016-11-28$5,442$4,418$1,024$1,024
25. AMERICAN WATER WORKS CO INC2015-12-172016-11-29$1,886$1,488$398$398
166. TELEFLEX INC2016-09-302016-11-29$24,940$27,784-$2,844-$2,844
50000. USA TREASURY NOTES 01.500% DUE 10/31/20192016-09-292016-11-29$50,227$50,876-$649-$649
1097.37 FEDERAL NATL MTG ASSN POOL AS00372016-04-132016-11-30$1,097$1,153-$56-$56
840.93 FEDERAL NATL MTG ASSN POOL AS67272016-06-072016-11-30$841$883-$42-$42
539.9 FEDERAL NATL MTG ASSN POOL AS73432016-06-162016-11-30$540$558-$18-$18
671.48 FEDERAL NATL MTG ASSN POOL BC47772016-11-092016-11-30$671$687-$16-$16
739.58 FEDERAL NATL MTG ASSN POOL MA24982016-05-112016-11-30$740$774-$34-$34
1264.62 FEDERAL NATL MTG ASSN POOL MA24842016-04-142016-11-30$1,265$1,354-$89-$89
735. AMTRUST FINANCIAL SERVICES2016-12-01$18,929$20,915-$1,986-$1,986
533. AMTRUST FINANCIAL SERVICES2016-01-272016-12-01$13,688$15,118-$1,430-$1,430
12. AMTRUST FINANCIAL SERVICES2016-01-272016-12-01$309$340-$31-$31
142.26 GS MTG SEC CORP SERIES 2011-GC5 CLASS A22015-07-022016-12-01$142$145-$3-$3
20000. JOHNSON CONTROLS INC SR UNSEC2011-11-292016-12-01$20,000$19,990$10$10
10000. USA TREASURY NOTES 02.125% DUE 05/15/20252016-09-092016-12-02$9,837$10,386-$549-$549
10000. USA TREASURY NOTES 02.125% DUE 08/15/20212016-09-292016-12-05$10,101$10,445-$344-$344
30000. USA TREASURY NOTES 02.125% DUE 05/15/20252016-09-092016-12-05$29,460$31,157-$1,697-$1,697
10000. BNP PARIBAS SEDOL ISIN US05574LTW802013-12-052016-12-12$10,000$9,990$10$10
1218.65 FORD CREDIT AUTO OWNER TRUST SERIES 2015 A CLASS A32015-03-172016-12-15$1,219$1,219
3422.66 HYUNDAI AUTO RECEIVABLES TRUST SERIES 2013 B CLASS A42015-06-232016-12-15$3,423$3,423
925.14 HYUNDAI AUTO RECEIVABLES TRUST SERIES 2015 A CLASS A32015-01-142016-12-15$925$925
1613.72 JOHN DEERE OWNER TRUST SERIES 2014 B CLASS A32015-06-222016-12-15$1,614$1,614
3547.29 MERCEDES-BENZ AUTO RECEIVABLES SERIES 2015 1 CLASS A22015-07-152016-12-15$3,547$3,547
1948.16 NISSAN AUTO RECEIVABLES OWNER SERIES 2015 A CLASS A32015-04-072016-12-15$1,948$1,948
30000. USA TREASURY NOTE 01.625% DUE 12/31/20192015-06-052016-12-15$30,011$29,941$70$70
20000. ABBVIE INC COGT2016-03-092016-12-17$20,125$19,982$143$143
2528.7 VOLKSWAGEN AUTO LEASE TRUST SERIES 2015 A CLASS A32015-06-222016-12-20$2,529$2,530-$1-$1
170. CINCINNATI FINANCIAL CORP2016-02-232016-12-21$13,002$10,679$2,323$2,323
85. J P MORGAN CHASE & CO COM2016-12-21$7,328$2,838$4,490$4,490
200. J P MORGAN CHASE & CO COM2009-03-182016-12-21$17,290$5,160$12,130$12,130
10000. USA TREASURY NOTES 01.500% DUE 10/31/20192016-09-292016-12-29$10,018$10,170-$152-$152
40000. USA TREASURY NOTES 01.000% DUE 11/30/20192016-12-29$39,495$39,926-$431-$431
CAPITAL GAIN DIVIDENDS$176,293P
FieldValueIRS element (for citing)
Capital Gain Net Income$571,281CapitalGainNetIncomeAmt

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

FieldValueIRS element (for citing)
Liable Section4942 TaxfalseLiableSection4942TaxInd
Adjusted Qlfy Distri Yr1$1,174,748AdjustedQlfyDistriYr1Amt
Net Vl Noncharitable Assets Yr1$24,632,689NetVlNoncharitableAssetsYr1Amt
Distribution Yr10.047691DistributionYr1Rt
Adjusted Qlfy Distri Yr2$1,098,266AdjustedQlfyDistriYr2Amt
Net Vl Noncharitable Assets Yr2$24,859,162NetVlNoncharitableAssetsYr2Amt
Distribution Yr20.04418DistributionYr2Rt
Adjusted Qlfy Distri Yr3$1,064,436AdjustedQlfyDistriYr3Amt
Net Vl Noncharitable Assets Yr3$23,285,459NetVlNoncharitableAssetsYr3Amt
Distribution Yr30.045712DistributionYr3Rt
Adjusted Qlfy Distri Yr4$1,076,248AdjustedQlfyDistriYr4Amt
Net Vl Noncharitable Assets Yr4$21,699,302NetVlNoncharitableAssetsYr4Amt
Distribution Yr40.049598DistributionYr4Rt
Adjusted Qlfy Distri Yr5$1,017,614AdjustedQlfyDistriYr5Amt
Net Vl Noncharitable Assets Yr5$21,714,365NetVlNoncharitableAssetsYr5Amt
Distribution Yr50.046864DistributionYr5Rt
Total Distribution0.234045TotalDistributionRt
Average Distribution0.046809AverageDistributionRt
Net Vl Noncharitable Assets$23,512,141NetVlNoncharitableAssetsAmt
Adj Net Vl Noncharitable Assets$1,100,580AdjNetVlNoncharitableAssetsAmt
Net Investment Income Pct$9,589NetInvestmentIncomePctAmt
Adj Nonchrtbl Net Invst Incm Pct$1,110,169AdjNonchrtblNetInvstIncmPctAmt
Qualifying Distributions$1,214,998QualifyingDistributionsAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

FieldValueIRS element (for citing)
Domestic Org Meeting Sect4940eYes (X)DomesticOrgMeetingSect4940eInd
Investment Income Excise Tax$9,589InvestmentIncomeExciseTaxAmt
Tax Under Section511$0TaxUnderSection511Amt
Subtotal$9,589SubtotalAmt
Subtitle A Tax$0SubtitleATaxAmt
Tax Based On Investment Income$9,589TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx$12,142EstimatedPlusOvpmtIncmTxAmt
Applied To Es Tax$0AppliedToEsTaxAmt
Total Payments And Credits$12,142TotalPaymentsAndCreditsAmt
Es Penalty$0EsPenaltyAmt
Overpayment$2,553OverpaymentAmt
Applied To ES Tax$2,553AppliedToESTaxAmt
Refund$0RefundAmt

Statements Regarding Acty StatementsRegardingActyGrp

FieldValueIRS element (for citing)
Legislative Political ActyfalseLegislativePoliticalActyInd
More Than100 SpentfalseMoreThan100SpentInd
Form1120 POL FiledfalseForm1120POLFiledInd
Activities Not Previously RptfalseActivitiesNotPreviouslyRptInd
Changes To Articles Or BylawsfalseChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over LimitfalseUnrelatedBusIncmOverLimitInd
Organization Dissolved EtcfalseOrganizationDissolvedEtcInd
Section508e Rqr SatisfiedYes (true)Section508eRqrSatisfiedInd
At Least5000 In AssetsYes (true)AtLeast5000InAssetsInd
Org Report Or Register StateMDOrgReportOrRegisterStateCd
Form990 PF Filed With Atty GenYes (true)Form990PFFiledWithAttyGenInd
Private Operating FoundationfalsePrivateOperatingFoundationInd
New Substantial ContributorsfalseNewSubstantialContributorsInd
Own Controlled EntityfalseOwnControlledEntityInd
Donor Advised FundfalseDonorAdvisedFundInd
Comply With Public Insp RqrYes (true)ComplyWithPublicInspRqrInd
Website Addresspncsites.com/pncfoundation/charitable_trusts.WebsiteAddressTxt

Persons With Books Name PersonsWithBooksName

FieldValueIRS element (for citing)
Business Name Line1PNC BANK NABusinessNameLine1Txt
FieldValueIRS element (for citing)
Phone2162576118PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

FieldValueIRS element (for citing)
Address Line1PO BOX 609AddressLine1Txt
CityPITTSBURGHCityNm
State AbbreviationPAStateAbbreviationCd
ZIP152309738ZIPCd
FieldValueIRS element (for citing)
Foreign Accounts QuestionfalseForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

FieldValueIRS element (for citing)
Sale Or Exch Disqualified PrsnfalseSaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified PrsnfalseBrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified PrsnfalseFurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified PrsnYes (true)PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified PrsnfalseTransferAstDisqualifiedPrsnInd
Payment To Government OfficialfalsePaymentToGovernmentOfficialInd
Acts Fail To Qlfy As ExceptionsfalseActsFailToQlfyAsExceptionsInd
Uncorrected Prior ActsfalseUncorrectedPriorActsInd
Undistributed Income PYfalseUndistributedIncomePYInd
Business HoldingsfalseBusinessHoldingsInd
Jeopardy InvestmentsfalseJeopardyInvestmentsInd
Uncorrected PY Jeopardy InvstfalseUncorrectedPYJeopardyInvstInd
Influence LegislationfalseInfluenceLegislationInd
Influence ElectionfalseInfluenceElectionInd
Grants To IndividualsfalseGrantsToIndividualsInd
Grants To OrganizationsfalseGrantsToOrganizationsInd
Noncharitable PurposefalseNoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft CntrctfalseRcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft CntrctfalsePayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter TransfalseProhibitedTaxShelterTransInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdTitleTitleTxtAverage Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRtCompensationCompensationAmt
CONSTANCE IMBODEN
2005 RUXTON ROADTOWSONMD21204CO-TRUSTEE1$0
PNC BANK
116 ALLEGHENY CENTER MALLPITTSBURGHPA15212CO-TRUSTEE18$88,149
FieldValueIRS element (for citing)
Comp Of Hghst Pd Empl Or NONENONECompOfHghstPdEmplOrNONETxt
Other Employee Paid Over50k0OtherEmployeePaidOver50kCnt
Comp Of Hghst Pd Cntrct Or NONENONECompOfHghstPdCntrctOrNONETxt
Contractor Paid Over50k0ContractorPaidOver50kCnt
FieldValueIRS element (for citing)
Summary Of Direct Chrtbl ActySummaryOfDirectChrtblActyGrp
Sum Of Program Related InvstSumOfProgramRelatedInvstGrp

Minimum Investment Return MinimumInvestmentReturnGrp

FieldValueIRS element (for citing)
Average Monthly FMV Of Sec$23,870,194AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances$0AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast$0FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets$23,870,194TotalFMVOfUnusedAssetsAmt
Reduction Claimed$0ReductionClaimedAmt
Acquisition Indebtedness$0AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast$23,870,194AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable$358,053CashDeemedCharitableAmt
Net Vl Noncharitable Assets$23,512,141NetVlNoncharitableAssetsAmt
Minimum Investment Return$1,175,607MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

FieldValueIRS element (for citing)
Minimum Investment Return$1,175,607MinimumInvestmentReturnAmt
Tax Based On Investment Income$9,589TaxBasedOnInvestmentIncomeAmt
Total Tax$9,589TotalTaxAmt
Distributable Before Adj$1,166,018DistributableBeforeAdjAmt
Recoveries Qualfied Distri$0RecoveriesQualfiedDistriAmt
Distributable Before Ded$1,166,018DistributableBeforeDedAmt
Deduction From Distributable$0DeductionFromDistributableAmt
Distributable As Adjusted$1,166,018DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

FieldValueIRS element (for citing)
Expenses And Contributions$1,214,998ExpensesAndContributionsAmt
Program Related Invst Total$0ProgramRelatedInvstTotalAmt
Charitable Assets Acquis Paid$0CharitableAssetsAcquisPaidAmt
Set Aside Suitability Test$0SetAsideSuitabilityTestAmt
Set Aside Cash Distri Test$0SetAsideCashDistriTestAmt
Qualifying Distributions$1,214,998QualifyingDistributionsAmt
Pct Sect4940e Org Net Invst Incm$9,589PctSect4940eOrgNetInvstIncmAmt
Adjusted Qualifying Distri$1,205,409AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

FieldValueIRS element (for citing)
Distributable As Adjusted$1,166,018DistributableAsAdjustedAmt
Undistributed Income PY$1,206,178UndistributedIncomePYAmt
Prior Year12014PriorYear1Yr
Total For Prior Years$0TotalForPriorYearsAmt
Excess Distribution Cyov Yr5$0ExcessDistributionCyovYr5Amt
Excess Distribution Cyov Yr4$0ExcessDistributionCyovYr4Amt
Excess Distribution Cyov Yr3$0ExcessDistributionCyovYr3Amt
Excess Distribution Cyov Yr2$0ExcessDistributionCyovYr2Amt
Excess Distribution Cyov Yr1$0ExcessDistributionCyovYr1Amt
Total Excess Distribution Cyov$0TotalExcessDistributionCyovAmt
Qualifying Distributions$1,214,998QualifyingDistributionsAmt
Applied To Year1$1,206,178AppliedToYear1Amt
Applied To Prior Years$0AppliedToPriorYearsAmt
Treated As Distri From Corpus$0TreatedAsDistriFromCorpusAmt
Applied To Current Year$8,820AppliedToCurrentYearAmt
Remaining Distri From Corpus$0RemainingDistriFromCorpusAmt
Excess Distri Cyov App CY Corpus$0ExcessDistriCyovAppCYCorpusAmt
Excess Distribution Cyov App CY$0ExcessDistributionCyovAppCYAmt
Total Corpus$0TotalCorpusAmt
Prior Year Undistributed Incm$0PriorYearUndistributedIncmAmt
Prior Year Deficiency Or Tax$0PriorYearDeficiencyOrTaxAmt
Taxable1$0Taxable1Amt
Taxable2$0Taxable2Amt
Undistributed Income CY$1,157,198UndistributedIncomeCYAmt
Corpus Distri170b1 E Or4942g3$0CorpusDistri170b1EOr4942g3Amt
Excess Distri Cyov From Yr5$0ExcessDistriCyovFromYr5Amt
Excess Distri Cyov To Next Yr$0ExcessDistriCyovToNextYrAmt
Excess From Year4$0ExcessFromYear4Amt
Excess From Year3$0ExcessFromYear3Amt
Excess From Year2$0ExcessFromYear2Amt
Excess From Year1$0ExcessFromYear1Amt
Excess From Current Year$0ExcessFromCurrentYearAmt

Supplementary Information SupplementaryInformationGrp

Application Submission Info ApplicationSubmissionInfoGrp

FieldValueIRS element (for citing)
Recipient PersonPNC CHARITABLE TRUST GRANT COMMITTERecipientPersonNm

Recipient US Address RecipientUSAddress

FieldValueIRS element (for citing)
Address Line1300 FIFTH AVEAddressLine1Txt
CityPITTSBURGHCityNm
State AbbreviationPAStateAbbreviationCd
ZIP15222ZIPCd
FieldValueIRS element (for citing)
Recipient Phone4127625157RecipientPhoneNum
Form And Info And MaterialsPlease reference the name of the trust in all communications. See footnoteFormAndInfoAndMaterialsTxt
Submission DeadlinesSee website: www.pncsites.com/pncfoundation/charitable_trusts.html for specific informationSubmissionDeadlinesTxt
Restrictions On AwardsSee website: www.pncsites.com/pncfoundation/charitable_trusts.html for specific informationRestrictionsOnAwardsTxt

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (34 entries)

Address Line1RecipientUSAddress/AddressLine1TxtCityRecipientUSAddress/CityNmState AbbreviationRecipientUSAddress/StateAbbreviationCdZIPRecipientUSAddress/ZIPCdRecipient RelationshipRecipientRelationshipTxtRecipient Foundation StatusRecipientFoundationStatusTxtGrant Or Contribution PurposeGrantOrContributionPurposeTxtAmtAmtBusiness Name Line2RecipientBusinessName/BusinessNameLine2Txt
BALTIMORE ROCK OPERA SOCIETY INC
1539 N CALVERT ST 1ST FLBALTIMOREMD21202NONEPCFOR STAFF SALARIES$5,000
BALTIMORE SCHOOL FOR THE ARTS
712 CATHEDRAL STBALTIMOREMD21201NONEPCWEBSITE REDESIGN$25,000
QUEST ARTS FOR EVERYONE INC
7414 NEWBURG DRLANHAMMD20706NONEPC"FAIRYTALES & OTHER$10,000
STATION NORTH ARTS AND ENTERTAINMENT
1 W NORTH AVENUEBALTIMOREMD21201NONEPCFY15 CORE OPERATIONS$30,000INC
FIRE MUSEUM OF MARYLAND INC
1301 YORK RDLUTHERVILLEMD21093NONEPCFY16 CORE OPER/DEV DIR POS$10,000
BALTIMORE COMMUNITY FOUNDATION INC
2 EAST READ STREET 9TH FLOORBALTIMOREMD21202NONEPCMULTI PURPOSES FOR 7 DIFF$341,758
GREATER BALITMORE CULTURAL ALLIANCE
1800 N CHARLES ST STE 810BALTIMOREMD21201NONEPCBAKER ARTIST AWARDS PROGRAM$282,920
SINGLE CARROT THEATRE INC
2600 N HOWARD STBALTIMOREMD212184507NONEPCCOMMUNITY ENGAGE MANAGER$22,000
BALTIMORE CONCERT OPERA INC
11 WEST MOUNT VERNON PLACE SUITE 30BALTIMOREMD212015103NONEPCSUPPORT MANAGING DIR$12,000
BALTIMORE ANNEX THEATRE
405 W FRANKLIN ST FL 5BALTIMOREMD212011804NONEPCFULL-TIME ARTIST DIR$3,000
BALTIMORE DESIGN SCHOOL INC
1500 BARCLAY STBALTIMOREMD21202NONEPCUPDATE THE WEBSITE$25,000
YOUR PUBLIC RADIO CORPORATION
2218 NORTH CHARLES STREETBALTIMOREMD21218NONEPCOUT OF THE BLOCKS$15,000
GRANTMAKERS IN THE ARTS
4055 21ST AVENUE WEST SUITE 100SEATTLEWA981991247NONEPC2017 MEMBERSHIP$1,000
CONTEMPORARY ARTS INC
7221 CROYDON RDGWYNN OAKMD212074410NONEPC'16 PROG OPER & SUPPORT FT$21,000
DEEP VISION DANCE COMPANY INC
5214A FORGE ROADPERRY HALLMD211289574NONEPC2016 AKIMBO ARTWALK$5,000
CULTURAL DATA PROJECT
400 MARKET STREETPHILADELPHIAPA191062513NONEPCSUPPORT DATA ARTS SERVICES$6,000
TOWSON UNIVERSITY PUBLIC MEDIA
1 OLYMPIC PLACE STE 100TOWSONMD21204NONEPCPURCH OF ONLINE PIM$13,000
FULL CIRCLE DANCE COMPANY
3600 CLIPPER MILL RD STE 108BALTIMOREMD21211NONEPCANNUAL CONCERT FALL 2016$1,500
JEWISH COMMUNITY CENTER OF
3506 GWYNNBROOK AVENUEOWINGSMD21117NONEPCGORDON CENTER SOUND EQUIP /$30,000BALTIMORE
BALTIMORE SYMPHONY ORCHESTRA INC
1212 CATHEDRAL STREETBALTIMOREMD212015545NONEPCFY16 CORE OPERATIONS$30,000
CENTER STAGE ASSOCIATES INC
700 NORTH CALVERT STREETBALTIMOREMD21202NONEPCFY16 CORE OPERATIONS & DEV$40,000
WALTERS ART GALLERY ENDOWMENT FOUNDATION
600 N CHARLES STBALTIMOREMD212015185NONEPCFY16 CORE OPERATING$5,000INC
BALTIMORE MUSEUM OF INDUSTRY
1415 KEY HWYBALTIMOREMD212305115NONEPCSTRATEGIC PLANNING CONSULT$10,000
MARYLAND ART PLACE INC
218 WEST SARATOGA STREETBALTIMOREMD212013528NONEPCFIN. ASSESSMENT & GEN.$15,000
BALTIMORE THEATRE PROJECT INC
45 W PRESTON STBALTIMOREMD212015717NONEPCFY16 CORE OPERATIONS$10,000
MARYLAND LAWYERS FOR THE ARTS INC
1500 UNION AVE STE 1330BALTIMOREMD21211NONEPCFY17 CORE OPERATIONS$6,000
BALTIMORE CLAYWORKS INC
5707 SMITH AVENUEBALTIMOREMD21209NONEPCFY16 CORE OPERATING$25,000
B & O RAILROAD MUSEUM
901 WEST PRATT STBALTIMOREMD21223NONEMDFULL-TIME ARTIST DIR$20,000
THE EVERYMAN THEATRE INCORPORATED
315 W FAYETTE STREETBALTIMOREMD212015801NONEPCFY16 CORE OPERATION$30,000
MARYLAND CITIZENS FOR THE ARTS INC
3600 CLIPPER MILL RD STE 215BALTIMOREMD212112149NONEPCFY17 CORE OPERATING$20,000
THE PRODUCER'S CLUB OF MARYLAND INC
107 E READ STBALTIMOREMD212022403NONEPC2015 OPENING NIGHT SHORTS &$30,000
FELLS POINT CREATIVE ALLIANCE INC
3134 EASTERN AVENUEBALTIMOREMD212243963NONEPCCY16 CORE OPER &$35,000
THE BALTIMORE MUSEUM OF ART
10 ART MUSEUM DRIVEBALTIMOREMD212183898NONEPCFY16 & 17 CORE OPER & DEV$65,000
BALTIMORE OFFICE OF PROMOTION & THE ARTS
7 E REDWOOD STBALTIMOREMD21202NONEPCMURAL PROG INTERACTIVE$6,000
FieldValueIRS element (for citing)
Total Grant Or Contri Pd Dur Yr$1,206,178TotalGrantOrContriPdDurYrAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

FieldValueIRS element (for citing)
Fees Contracts From Govt AgFeesContractsFromGovtAgGrp
Membership Dues And AssmntMembershipDuesAndAssmntGrp
Int On Sav And Temp Cash InvstIntOnSavAndTempCashInvstGrp

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$468,202ExclusionAmt
FieldValueIRS element (for citing)
Net Rntl Incm Re Debt Fincd PropNetRntlIncmReDebtFincdPropGrp
Net Rntl Incm Re Not Debt Fincd PropNetRntlIncmReNotDebtFincdProp
Net Rental Income Personal PropNetRentalIncomePersonalPropGrp
Other Investment Incm Part VIIOtherInvestmentIncmPartVIIGrp

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

FieldValueIRS element (for citing)
Exclusion18ExclusionCd
Exclusion$571,281ExclusionAmt
FieldValueIRS element (for citing)
Net Income Loss From Special EvtNetIncomeLossFromSpecialEvtGrp
Gross Profit Loss Sls Of InvntryGrossProfitLossSlsOfInvntryGrp

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

FieldValueIRS element (for citing)
Exclusion$1,039,483ExclusionAmt
FieldValueIRS element (for citing)
Total Income Producing Acty$1,039,483TotalIncomeProducingActyAmt
FieldValueIRS element (for citing)
Rln Of Acty To Accom Of Exmpt PrpsRlnOfActyToAccomOfExmptPrpsGrp

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

FieldValueIRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EOfalseTrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EOfalseTrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of AssetsfalseSalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EOfalsePurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth AssetsfalseRentalOfFacilitiesOthAssetsInd
Reimbursement ArrangementsfalseReimbursementArrangementsInd
Loans Or Loan GuaranteesfalseLoansOrLoanGuaranteesInd
Performance Of Services EtcfalsePerformanceOfServicesEtcInd
Sharing Of Facilities EtcfalseSharingOfFacilitiesEtcInd
Relationships Nonchrtbl EOfalseRelationshipsNonchrtblEOInd

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corporate Bonds InvestmentsCorporateBondsGrp (3 entries)

BondBondNmEOY Book ValueEOYBookValueAmtEOYFMVEOYFMVAmt
CORPORATE BONDS$2,236,671$2,237,642
ASSET BACKED SECURITIES$786,918$785,193
OTHER BONDS$19,940$19,250

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

FieldValueIRS element (for citing)
US Govt Obligations Book Vl EOY$2,413,016USGovtObligationsBookVlEOYAmt
US Govt Obligations EOYFMV$2,379,240USGovtObligationsEOYFMVAmt

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp (5 entries)

Category Or ItemCategoryOrItemTxtListed At Cost Or FMVListedAtCostOrFMVCdBook ValueBookValueAmtEOYFMVEOYFMVAmt
MUTUAL FUNDS - FIXEDAT COST$2,143,317$2,003,903
MUTUAL FUNDS - EQUITYAT COST$10,439,720$12,489,206
PARTNERSHIPSAT COST$9,453$10,966
MUTUAL FUNDS - ALTERNATIVE
ETF EQUITY

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases Detail OtherDecreasesDetail

FieldValueIRS element (for citing)
DescCOST BASIS ADJ FOR FORCED MERGERSDesc
Amt$263Amt

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)

DescDescRevenue And Expenses Per BooksRevenueAndExpensesPerBooksAmtNet Investment IncomeNetInvestmentIncomeAmtDisbursements Charitable PrpsDisbursementsCharitablePrpsAmt
OTHER NON-ALLOCABLE EXPENSE -$5$0$5
ADR SERVICE FEES$113$113$0
PARTNERSHIP - EXPENSE-$1$0

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail (4 entries)

DescDescNet Investment IncomeNetInvestmentIncomeAmtRevenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt
ENTERPRISE PRODUCTS PARTNERS LP$1,429
PARTNERSHIPS - ORDINARY INCOME$3
PARTNERSHIPS - CAPITAL GAINS$24
MAGELLAN MIDSTREAM PARTNERS LP$0$584

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (4 entries)

CategoryCategoryTxtAmtAmtNet Investment IncomeNetInvestmentIncomeAmtDisbursements Charitable PrpsDisbursementsCharitablePrpsAmt
FOREIGN TAXES$1,377$1,377$0
FEDERAL ESTIMATES - PRINCIPAL$4,000$0$0
FOREIGN TAXES ON QUALIFIED FOR$1,475$1,475$0
FOREIGN TAXES ON NONQUALIFIED$1,452$1,452$0

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