HERBERT AND NELL SINGER FOUNDATION INC: Form 990PF, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- HERBERT AND NELL SINGER FOUNDATION INC (EIN 13-3151548)
- Tax period
- 2016-01-01 to 2016-12-31
- Filed
- 2017-11-10
- IRS object ID
- 201733149349101168
- Schema version
- 2016v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-11-10T14:42:27-06:00 | ReturnTs |
| Tax Period End | 2016-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | One Hollow Ln Ste 212 | AddressLine1Txt |
| City | Lake Success | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 11042 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2016-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 133151548 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Herbert & Nell Singer Foundation Inc | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % Foundation Source | InCareOfNm |
| Business Name Control | HERB | BusinessNameControlTxt |
| Phone | 8008391754 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1Txt |
| City | Wilmington | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 198091377 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JAY H SANDAK | PersonNm |
| Person Title | president | PersonTitleTxt |
| Phone | 8008391754 | PhoneNum |
| Signature | 2017-10-24 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Jeffrey D Haskell | PreparerPersonNm |
| PTIN | P01345770 | PTIN |
| Phone | 8008391754 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 24.187.244.114 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Federal Original Submission Id | 06391520173145000003 | FederalOriginalSubmissionId |
| Federal Original Submission Id | 2017-11-10 | FederalOriginalSubmissionIdDt |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 6B1EFC400AF5C33D9B3602785388C863E4E2E7C3 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 9D59D74B225D538E4555D08F8D8ED29667824494 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2017-02-10 21:41:12Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $67,121,636 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $3 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $2,598 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $2,598 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $1,443,592 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,443,592 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $461,061 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $31,411,493 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $461,061 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $1,147 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $1,147 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $1,908,401 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,908,398 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $75,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $75,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $5,738 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $5,738 | PensionEmplBnftDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $343,179 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $343,179 | OtherProfFeesNetInvstIncmAmt |
| Taxes Rev And Expnss | $21,909 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $10,709 | TaxesNetInvstIncmAmt |
| Trav Conf Meeting Rev And Expnss | $16,240 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $16,240 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $107,163 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $2,505 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $104,658 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $569,229 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $356,393 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $201,636 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $3,514,500 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $3,514,500 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $4,083,729 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $356,393 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $3,716,136 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$2,175,328 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,552,005 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $1,370,753 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,417,942 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,417,942 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $2,676 | AcctRcvblAmt |
| Acct Rcvbl BOY | $4,816 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $2,676 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $2,676 | AcctRcvblEOYFMVAmt |
| US Government Obligations BOY | $8,862,846 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $6,188,671 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $6,119,197 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $45,779,472 | CorporateStockBOYAmt |
| Corporate Stock EOY | $41,320,616 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $46,435,724 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $4,090,493 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $10,503,147 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $10,357,640 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $3,500,001 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $2,000,001 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $2,788,457 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $63,608,381 | TotalAssetsBOYAmt |
| Total Assets EOY | $61,433,053 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $67,121,636 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Retained Earning BOY | $63,608,381 | RetainedEarningBOYAmt |
| Retained Earning EOY | $61,433,053 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $63,608,381 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $61,433,053 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $63,608,381 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $61,433,053 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $63,608,381 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$2,175,328 | ExcessRevenueOverExpensesAmt |
| Subtotal | $61,433,053 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $61,433,053 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (2 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt |
|---|---|---|---|---|---|---|---|
| Publicly-traded Securities | $29,607,214 | $29,450,432 | $156,782 | $156,782 | |||
| YORK TOTAL ACCESS LTD | $1,804,279 | $1,500,000 | $304,279 | $304,279 | P | 2010-06-15 | 2016-07-25 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $461,061 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $3,662,737 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $69,910,227 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.052392 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $3,591,427 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $74,554,401 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.048172 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $3,789,624 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $72,702,099 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.052125 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $3,390,631 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $76,875,914 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.044105 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $1,196,693 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $69,156,374 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.017304 | DistributionYr5Rt |
| Total Distribution | 0.214098 | TotalDistributionRt |
| Average Distribution | 0.04282 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $67,431,661 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $2,887,424 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $15,520 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $2,902,944 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $3,716,136 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $15,520 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $15,520 | SubtotalAmt |
| Tax Based On Investment Income | $15,520 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $16,214 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $15,602 | AppliedToEsTaxAmt |
| Total Payments And Credits | $31,816 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $16,296 | OverpaymentAmt |
| Applied To ES Tax | $16,296 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CT | OrgReportOrRegisterStateCd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8008391754 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1Txt |
| City | Wilmington | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 198091377 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| Ernest N Abate | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | VP / Dir / Treas | 1.0 | $0 | $0 | $0 |
| Jay H Sandak | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Pres / Dir | 20.0 | $75,000 | $0 | $0 |
| Mary E Sandak | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Dir / Sec | 1.0 | $0 | $0 | $0 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| Merrill Lynch | |||||
| 153 East 53rd Street 47th Floor | New York | NY | 10022 | Investment mgmt | $343,179 |
| Foundation Source | |||||
| 55 Walls Drive | Fairfield | CT | 06824 | Administrative | $99,020 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $62,097,924 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $2,551,705 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $3,808,910 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $68,458,539 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $68,458,539 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,026,878 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $67,431,661 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $3,371,583 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $3,371,583 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $15,520 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $15,520 | TotalTaxAmt |
| Distributable Before Adj | $3,356,063 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $3,356,063 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $3,356,063 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $3,716,136 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $3,716,136 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $15,520 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $3,700,616 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $3,356,063 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $3,373,652 | UndistributedIncomePYAmt |
| Prior Year1 | 2014 | PriorYear1Yr |
| Prior Year2 | 2013 | PriorYear2Yr |
| Prior Year3 | 2012 | PriorYear3Yr |
| Qualifying Distributions | $3,716,136 | QualifyingDistributionsAmt |
| Applied To Year1 | $3,373,652 | AppliedToYear1Amt |
| Applied To Current Year | $342,484 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Undistributed Income CY | $3,013,579 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NONE | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (61 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| AMERICAN JEWISH JOINT DISTRIBUTION COMMITTEE INC | |||||||
| 711 3RD AVE | NEW YORK | NY | 10017 | N/A | PC | Taub Center for Social Justice Fund | $100,000 |
| AMERICAN JEWISH JOINT DISTRIBUTION COMMITTEE INC | |||||||
| 711 3RD AVE | NEW YORK | NY | 10017 | N/A | PC | Ashalim Restorative Justice Community Court Project | $150,000 |
| AMERICAN JEWISH JOINT DISTRIBUTION COMMITTEE INC | |||||||
| 711 3RD AVE | NEW YORK | NY | 10017 | N/A | PC | Early Child Learning Center, Hura Project | $35,000 |
| AMERICAN JEWISH JOINT DISTRIBUTION COMMITTEE INC | |||||||
| 711 3RD AVE | NEW YORK | NY | 10017 | N/A | PC | Singer International Symposium of the Taub Center for social justice | $50,000 |
| BOSTON AREA RAPE CRISIS CENTER INC | |||||||
| 99 BISHOP ALLEN DR | CAMBRIDGE | MA | 02139 | N/A | PC | General & Unrestricted | $5,000 |
| BUILDON INC | |||||||
| 800 LONG RIDGE RD | STAMFORD | CT | 06902 | N/A | PC | Bassick High School Program | $167,000 |
| CENTER FOR CHILDRENS ADVOCACY INC | |||||||
| 65 ELIZABETH ST | HARTFORD | CT | 06105 | N/A | PC | General & Unrestricted | $100,000 |
| CHILD GUIDANCE CENTER OF SOUTHERN CT INC | |||||||
| 196 GREYROCK PL | STAMFORD | CT | 06901 | N/A | PC | General & Unrestricted | $50,000 |
| CHILDRENS LEARNING CENTERS OF FAIRFIELD COUNTY INC | |||||||
| 64 PALMERS HILL RD | STAMFORD | CT | 06902 | N/A | PC | Sandak Garden Project | $20,000 |
| CHORDOMA FOUNDATION | |||||||
| 2520 MERIDIAN PKWY STE 480 | DURHAM | NC | 27713 | N/A | PC | Xenograft Model Development, Drug Screening Pipeline, clinical trials and therapeutic discovery programs | $925,000 |
| CHORDOMA FOUNDATION | |||||||
| 2520 MERIDIAN PKWY STE 480 | DURHAM | NC | 27713 | N/A | PC | Broad Institute Target Discovery Project | $75,000 |
| CODMAN ACADEMY FOUNDATION | |||||||
| 637 WASHINGTON ST | DORCHESTER | MA | 02124 | N/A | PC | post secondary degrees Scholarship fund | $5,000 |
| COLINS KIDS INC | |||||||
| 51 BLACKMAN RD | RIDGEFIELD | CT | 06877 | N/A | PC | General & Unrestricted | $1,000 |
| COLLEGE OF NEW ROCHELLE | |||||||
| 29 CASTLE PL | NEW ROCHELLE | NY | 10805 | N/A | PC | General & Unrestricted | $75,000 |
| COMMUNITY SERVINGS INC | |||||||
| 18 MARBURY TER | JAMAICA PLAIN | MA | 02130 | N/A | PC | General & Unrestricted | $5,000 |
| CONNECTICUT APPLESEED CENTER FOR LAW AND JUSTICE I | |||||||
| 25 DUDLEY RD | WILTON | CT | 06897 | N/A | PC | CLICC Program | $100,000 |
| CONNECTICUT CHALLENGE INC | |||||||
| 250 PEQUOT AVE | SOUTHPORT | CT | 06890 | N/A | PC | General & Unrestricted | $5,000 |
| DC CENTRAL KITCHEN INC | |||||||
| 425 2ND ST NW | WASHINGTON | DC | 20001 | N/A | PC | General & Unrestricted | $5,000 |
| DOMUS KIDS INC | |||||||
| 83 LOCKWOOD AVE | STAMFORD | CT | 06902 | N/A | PC | Juvenile Review Board Project | $75,000 |
| FACIOSCAPULOHUMERAL SOCIETY | |||||||
| 450 BEDFORD ST | LEXINGTON | MA | 02420 | N/A | PC | General & Unrestricted | $1,000 |
| FAMILY & CHILDRENS AGENCY INC | |||||||
| 9 MOTT AVE | NORWALK | CT | 06850 | N/A | PC | General & Unrestricted | $5,000 |
| FAMILY CENTERS INC | |||||||
| 40 ARCH ST | GREENWICH | CT | 06830 | N/A | PC | Parents as Co-Educators Program | $25,000 |
| FERGUSON LIBRARY | |||||||
| 1 PUBLIC LIBRARY PLZ | STAMFORD | CT | 06904 | N/A | PC | General & Unrestricted | $10,000 |
| FERGUSON LIBRARY | |||||||
| 1 PUBLIC LIBRARY PLZ | STAMFORD | CT | 06904 | N/A | PC | Matching Grant Campaign | $50,000 |
| FOOD FOR FREE COMMITTEES INC | |||||||
| 11 INMAN ST | CAMBRIDGE | MA | 02139 | N/A | PC | Cambridge Weekend Backpack Program | $5,000 |
| FUND FOR THE CITY OF NEW YORK INC | |||||||
| 121 6TH AVE | NEW YORK | NY | 10013 | N/A | PC | Center for Court Innovation's Connecticut Criminal Justice Roundtable Project | $39,000 |
| FUND FOR THE CITY OF NEW YORK INC | |||||||
| 121 6TH AVE | NEW YORK | NY | 10013 | N/A | PC | Connecticut Prosecutorial Discretion Pilot Project | $9,000 |
| FUND FOR THE CITY OF NEW YORK INC | |||||||
| 121 6TH AVE | NEW YORK | NY | 10013 | N/A | PC | Connecticut States Attorney Pilot Project | $345,000 |
| FUND FOR THE CITY OF NEW YORK INC | |||||||
| 121 6TH AVE | NEW YORK | NY | 10013 | N/A | PC | Charitable Event | $5,000 |
| FUTURE 5 INC | |||||||
| 135 ATLANTIC ST | STAMFORD | CT | 06901 | N/A | PC | General & Unrestricted | $50,000 |
| HOPE FOR HAITI INC | |||||||
| 1021 5TH AVE N | NAPLES | FL | 34102 | N/A | PC | Hurricane Mathew Disaster Relief Fund | $250,000 |
| INSPIRICA INC | |||||||
| 141 FRANKLIN ST | STAMFORD | CT | 06901 | N/A | PC | To support the commencement of a child parenting project | $50,000 |
| INTERNATIONAL RESCUE COMMITTEE INC | |||||||
| 122 E 42ND ST | NEW YORK | NY | 10168 | N/A | PC | General & Unrestricted | $10,000 |
| JACKIE ROBINSON PARK OF FAME INC | |||||||
| 62 ELMCROFT RD | STAMFORD | CT | 06902 | N/A | PC | Holiday Program | $7,500 |
| KIDS IN CRISIS INC | |||||||
| 1 SALEM ST | COS COB | CT | 06807 | N/A | PC | Teen Talk Project | $2,500 |
| KING SCHOOL INCORPORATED | |||||||
| 1450 NEWFIELD AVE | STAMFORD | CT | 06905 | N/A | PC | Ned Abate Scholarship Fund | $10,000 |
| LIBERATION PROGRAMS INC | |||||||
| 129 GLOVER AVE | NORWALK | CT | 06850 | N/A | PC | General & Unrestricted | $2,500 |
| MIGHTY QUINN FOUNDATION INC | |||||||
| 320 SHORE RD | STRATFORD | CT | 06615 | N/A | PC | General & Unrestricted | $10,000 |
| MINISTRY SERVICES GROUP INC | |||||||
| 1330 OLD WOODBINE RD NE | ATLANTA | GA | 30319 | N/A | PC | Bear Hug, Inc. Program | $2,000 |
| NEW CANAAN GROUP HOME INC | |||||||
| 162 S AVE | NEW CANAAN | CT | 06840 | N/A | PC | General & Unrestricted | $2,000 |
| OPEN DOOR SHELTER INC | |||||||
| 4 MERRITT ST | NORWALK | CT | 06856 | N/A | PC | property acquisition fund | $250,000 |
| OVER 60 CLUB INC | |||||||
| 628 MAIN ST | STAMFORD | CT | 06905 | N/A | PC | General & Unrestricted | $1,000 |
| PACIFIC HOUSE INC | |||||||
| 137 HENRY ST STE 205 | STAMFORD | CT | 06902 | N/A | PC | General & Unrestricted | $5,000 |
| PERSON TO PERSON INC | |||||||
| 1864 POST RD | DARIEN | CT | 06820 | N/A | PC | General & Unrestricted | $1,000 |
| REACH PREP INC | |||||||
| ONE DOCK ST STE 100 | STAMFORD | CT | 06902 | N/A | PC | General & Unrestricted | $50,000 |
| RED CLOUD INDIAN SCHOOL | |||||||
| 54 MISSION DR | PINE RIDGE | SD | 57770 | N/A | PC | General & Unrestricted | $5,000 |
| RED CLOUD INDIAN SCHOOL | |||||||
| 54 MISSION DR | PINE RIDGE | SD | 57770 | N/A | PC | school bus replacement Fund | $136,000 |
| RETT SYNDROME RESEARCH TRUST INC | |||||||
| 67 UNDER CLIFF RD | TRUMBULL | CT | 06611 | N/A | PC | General & Unrestricted | $2,500 |
| ROSIES PLACE INC | |||||||
| 889 HARRISON AVE | BOSTON | MA | 02118 | N/A | PC | General & Unrestricted | $5,000 |
| SISTERS OF MERCY OF THE AMERICAS NORTHEAST COMMUNI | |||||||
| 15 HIGHLAND VIEW RD | CUMBERLAND | RI | 02864 | N/A | PC | All Africa Conference Sister to Sister Project | $2,500 |
| SPRINGBOARD COLLABORATIVE | |||||||
| TWO PENN CENTER STE 1315 1500 JOHN | PHILADELPHIA | PA | 19102 | N/A | PC | Connecticut-New York Exploratory Fund | $30,000 |
| ST BALDRICKS FOUNDATION INC | |||||||
| 1333 S MAYFLOWER AVE STE 400 | MONROVIA | CA | 91016 | N/A | PC | Team Dilley Project | $2,500 |
| ST ANN SCHOOL | |||||||
| 2211 W 18TH PL | CHICAGO | IL | 60608 | N/A | PC | General & Unrestricted | $6,000 |
| ST ANN SCHOOL | |||||||
| 2211 W 18TH PL | CHICAGO | IL | 60608 | N/A | PC | Scholarship Fund | $2,500 |
| STAMFORD HOSPITAL HEALTH FOUNDATION INC | |||||||
| 1351 WASHINGTON BLVD | STAMFORD | CT | 06902 | N/A | PC | Bennett Cancer Center Project | $2,000 |
| THE ELM PROJECT INC | |||||||
| 88 HAMILTON AVE | STAMFORD | CT | 06902 | N/A | PC | General & Unrestricted | $50,000 |
| TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW | |||||||
| 435 W 116TH ST BOX A-2 | NEW YORK | NY | 10027 | N/A | PC | The Herbert and Nell Singer Social Justice Fellowship fund | $75,000 |
| UNITED CHARITABLE | |||||||
| 8201 GREENSBORO DR STE 702 | TYSONS | VA | 22102 | N/A | PC | Anseye Pou Ayiti (Teach for Haiti) Fund | $25,000 |
| UNITED STATES CONFERENCE OF CATHOLIC BISHOPS | |||||||
| 3211 4TH ST NE | WASHINGTON | DC | 20017 | N/A | PC | St. Francis & St. Rose of Lima grammar school | $10,000 |
| WIKS-USA INC | |||||||
| PO BOX 200413 | NEW HAVEN | CT | 06520 | N/A | PC | General & Unrestricted | $10,000 |
| YOUNG MENS CHRISTIAN ASSOCIATION CAMP BELKNAP | |||||||
| 11 CHASE POINT RD | MIRROR LAKE | NH | 03853 | N/A | PC | Leaders Scholarship Fund | $5,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $3,514,500 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $2,598 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,443,592 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $461,061 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | CLASS ACTION LAWSUIT PROCEEDS | Desc |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,147 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $1,908,398 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,908,398 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Depreciation Schedule DepreciationSchedule
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (112 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 21ST CENTY FOX AMER INC - 6.40 | $23,337 | $26,282 |
| 21ST CENTY FOX AMER INC BND - | $33,686 | $33,143 |
| ACE INA HOLDINGS - 3.150% - 03 | $161,291 | $154,445 |
| ACTAVIS FUNDING SCS - 3.850% - | $161,329 | $156,383 |
| AFLAC INC - 3.625% - 11/15/202 | $66,182 | $66,898 |
| ALCOA INC BD - 5.900% - 02/01/ | $28,054 | $29,190 |
| ALTRIA GROUP INC - 2.850% - 08 | $18,517 | $20,025 |
| ALTRIA GROUP INC GTD NT - 4.75 | $161,042 | $155,841 |
| AMERICAN EXPRESS CR CORP BOND | $69,244 | $68,178 |
| AMERICAN HONDA FINANCE - 1.500 | $160,458 | $158,978 |
| ANHEUSER BUSCH BOND - 3.300% - | $69,837 | $67,170 |
| ANHEUSER BUSCH COS INC - 4.900 | $67,304 | $72,418 |
| APPLE INC NOTE - 2.400% - 05/0 | $62,060 | $61,344 |
| ASTRAZENECA PLC NT - 5.900% - | $101,783 | $92,817 |
| AT&T BONDS - 5.000% - 03/01/20 | $61,064 | $64,531 |
| AT&T INC - 0.041% - 02/17/2026 | $159,290 | $152,898 |
| AT&T, INC - 3.875% - 08/15/202 | $49,510 | $49,558 |
| AUTOZONE INC - 3.125% - 04/21/ | $161,245 | $153,971 |
| BANK NEW YORK - 3.650% - 02/04 | $62,702 | $63,800 |
| BANK OF MONTREAL MTN - 0.019% | $34,690 | $33,916 |
| BERKSHIRE HATHAWAY FIN CORP - | $67,531 | $66,123 |
| BERKSHIRE HATHAWAY INC - 0.000 | $159,873 | $155,415 |
| BHP BILLITON FIN USALTD NOTE - | $161,078 | $159,891 |
| BP CAP MKTS PLC - 1.846% - 05/ | $159,930 | $159,347 |
| BP CAPITAL MARKETS PLC - 3.245 | $52,226 | $51,057 |
| BURLINGTON NORTHERN SANTA FE - | $50,520 | $51,621 |
| CATERPILLAR INC - 1.350% - 05/ | $33,904 | $33,530 |
| CCO HLDG LLC / CCO HLDG CAP - | $29,449 | $30,051 |
| CISCO SYSTEMS - 4.950% - 02/15 | $62,771 | $63,070 |
| CITIGROUP INC BND - 3.300% - 0 | $67,650 | $67,601 |
| CITIGROUP INC NOTE - 4.400% - | $32,559 | $32,738 |
| CITIGROUP INC NOTE - 4.600% - | $33,997 | $35,142 |
| COMCAST CORP NT - 6.300% - 11/ | $64,977 | $60,403 |
| CONOCOPHILLIPS CO NOTE - 0.042 | $34,453 | $33,991 |
| CSX CORP - 0.000% - 11/01/2026 | $34,438 | $32,764 |
| CVS CAREMARK CORP - 2.750% - 1 | $159,672 | $155,651 |
| CVS HEALTH CORP BOND - 2.800% | $83,274 | $84,213 |
| DEERE JOHN CAP CORP - 2.250% - | $83,615 | $82,882 |
| DEERE JOHN CAP CORP BOND - 0.0 | $68,388 | $67,002 |
| DEUTSCHE BANK BOND - 0.031% - | $33,893 | $33,429 |
| DISNEY WALT - 1.850% - 05/30/2 | $159,567 | $157,779 |
| DISNEY WALT CO - 2.350% - 12/0 | $67,960 | $66,937 |
| DOMINION RESOURCES INC - 5.200 | $39,761 | $39,775 |
| DUKE ENERGY CORP - 3.750% - 04 | $160,164 | $154,685 |
| EBAY INC NOTE - 0.038% - 03/09 | $33,777 | $34,093 |
| ENERGY TRANSFER NT - 6.700% - | $25,887 | $24,434 |
| ENTERPRISE PRODUCTS BD - 5.200 | $61,853 | $64,420 |
| EOG RESOURCES INC - 2.625% - 0 | $161,549 | $158,983 |
| EXELON CORP - 0.034% - 04/15/2 | $159,902 | $155,026 |
| EXPRESS SCRIPTS HLDG CO - 0.00 | $35,550 | $33,880 |
| FEDEX CORP - 3.250% - 04/01/20 | $161,789 | $155,923 |
| FORD MOTOR COMPANY - 4.346% - | $67,543 | $68,714 |
| FORD MOTOR CREDIT CO - 8.125% | $156,984 | $152,220 |
| GE CAP CORP NTS - 5.875% - 01/ | $97,230 | $101,941 |
| GENERAL ELECTRIC CO - 6.875% - | $55,635 | $70,497 |
| GEORGIA PAC CORP - 7.750% - 11 | $26,875 | $33,647 |
| GOLDCORP INC NOTE CALL MAKE WH | $159,184 | $158,393 |
| GOLDMAN SACHS GROUP INC NOTE - | $102,665 | $100,294 |
| GOLDMAN SACHS GROUP INC NTS - | $60,124 | $59,959 |
| HOME DEPOT INC - 2.000% - 04/0 | $69,074 | $67,459 |
| HSBC HLDGS PLC NOTE - 5.100% - | $51,187 | $49,713 |
| INTEL CORP NOTE - 3.300% - 10/ | $160,035 | $155,876 |
| INTERNATIONAL BUSINESS MACHINE | $66,704 | $73,019 |
| JOHN DEERE CAP CORP - 2.050% - | $160,033 | $157,529 |
| JPMORGAN CHASE & CO - 3.875% - | $133,431 | $133,693 |
| LOCKHEED MARTIN CORP - 2.900% | $161,351 | $154,687 |
| LOCKHEED MARTIN CORP NOTE - 2. | $67,996 | $68,575 |
| LOWE'S COS INC - 1.150% - 04/1 | $160,509 | $159,007 |
| MCDONALDS CORP NT - 5.000% - 0 | $21,728 | $21,239 |
| MCKESSON HBOC INC NOTES MAKE W | $158,246 | $154,057 |
| MICROSOFT CORP - 3.750% - 02/1 | $107,827 | $102,215 |
| MORGAN STANLEY - 2.650% - 01/2 | $68,348 | $67,316 |
| MORGAN STANLEY FR - 3.700% - 1 | $67,155 | $67,798 |
| NBCUNIVERSAL MEDIA LLC - 4.375 | $160,128 | $155,566 |
| NEWMONT MINING CORP NT - 3.500 | $160,525 | $161,602 |
| NISOURCE FIN CORP - 6.125% - 0 | $27,241 | $28,832 |
| ORACLE CORP - 2.950% - 05/15/2 | $66,221 | $67,639 |
| ORACLE CORP - 3.400% - 07/08/2 | $159,327 | $152,837 |
| OWENS CORNING NT - 7.000% - 12 | $27,645 | $32,013 |
| PACIFIC GAS & ELECTRIC - 3.250 | $160,769 | $154,053 |
| PACIFIC GAS &ELEC NOTE - 0.043 | $66,334 | $68,524 |
| PHILIP MORRIS INTL INC BOND - | $160,163 | $158,019 |
| QUALCOMM INC - 1.400% - 05/18/ | $160,886 | $159,977 |
| REYNOLDS AMERICAN - 4.450% - 0 | $158,312 | $152,037 |
| RIO TINTO FIN USA LTD GTD - 9. | $159,173 | $154,509 |
| RIO TINTO NOTE - 0.035% - 03/2 | $5,067 | $5,172 |
| ROYAL BK BOND - 1.625% - 04/15 | $33,958 | $33,812 |
| SEMPRA ENERGY - 2.850% - 11/15 | $161,049 | $158,209 |
| SHELL INTERNATIONAL FIN - 1.90 | $66,195 | $66,403 |
| SHELL INTL FIN NT - 6.375% - 1 | $32,416 | $36,108 |
| SHIRE ACQUISITIONS INVESTMENTS | $70,169 | $67,619 |
| SIMON PPTY GROUP LP - 3.375% - | $160,024 | $154,426 |
| SOUTHERN CO - 3.250% - 07/01/2 | $69,068 | $67,153 |
| SOUTHERN POWER CO - 1.850% - 1 | $158,980 | $158,417 |
| STATOIL ASA - 1.150% - 05/15/2 | $46,958 | $46,711 |
| THOMSON REUTERS - 1.650% - 09/ | $158,216 | $158,177 |
| TIME WARNER - 3.600% - 07/15/2 | $159,100 | $152,143 |
| TIME WARNER CABLE INC - 5.850% | $50,942 | $46,653 |
| TIME WARNER CO - 6.625% - 05/1 | $24,468 | $25,683 |
| TOYOTA MTR CR CORP MTN - 1.250 | $67,250 | $66,991 |
| TOYOTA MTR CRED SER B - 3.300% | $159,211 | $153,926 |
| UNITED PARCEL SERVICE - 0.025% | $160,372 | $156,352 |
| USD DEUTSCHE BANK AG - 1.875% | $160,294 | $159,082 |
| VERIZON - 3.000% - 11/01/2021 | $161,019 | $157,137 |
| VERIZON COMMUNICATIONS INC - 5 | $171,040 | $166,966 |
| VISA INC - 4.300% - 12/14/2045 | $67,425 | $70,719 |
| VODAFONE GROUP NOTE - 0.030% - | $33,741 | $32,967 |
| WACHOVIA CORP NT - 5.750% - 06 | $58,739 | $52,991 |
| WAL MART STORES INC - 3.250% - | $160,772 | $155,289 |
| WAL MART STORES INC - 6.500% - | $71,294 | $65,051 |
| WELLS FARGO CO - 4.600% - 04/0 | $58,437 | $60,174 |
| WELLS FARGO CO MTN BE - 3.300% | $75,773 | $76,211 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (95 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABBVIE INC | $160,447 | $178,279 |
| ACCENTURE PLC | $164,273 | $180,263 |
| ALIBABA GROUP HOLDING LTD | $127,056 | $160,780 |
| ALPHABET INC CL A | $89,349 | $106,981 |
| ALPHABET INC CL C | $95,902 | $104,196 |
| AMAZON COM | $121,305 | $245,957 |
| AMERICAN EXPRESS CO | $41,668 | $52,745 |
| AMGEN INC | $70,915 | $70,035 |
| ANALOG DEVICES INC | $12,332 | $17,138 |
| APPLE INC | $232,263 | $274,725 |
| AT&T, INC | $180,442 | $204,484 |
| AUTODESK, INC | $74,716 | $110,053 |
| AUTOMATIC DATA PROCESSING INC | $30,716 | $36,590 |
| BLACKROCK INC | $105,950 | $127,100 |
| CERNER CORPORATION | $79,044 | $70,392 |
| CHEVRON CORP | $134,438 | $175,020 |
| CHUBB LIMITED | $139,758 | $156,694 |
| CISCO SYSTEMS INC | $264,365 | $284,884 |
| COLGATE-PALMOLIVE COMPANY | $130,131 | $125,448 |
| CVS CAREMARK CORP | $208,089 | $174,075 |
| DEERE CO | $75,738 | $92,118 |
| DISCOVER FINL SVCS COM | $103,045 | $148,001 |
| EXPEDITORS INTL WASH INC | $97,225 | $110,051 |
| EXTRA SPACE STORAGE | $111,557 | $96,704 |
| FACEBOOK INC | $207,584 | $222,047 |
| FACTSET RESH SYST INC | $60,281 | $65,699 |
| FIDELITY ADVISOR NEW INSIGHTS | $1,726,860 | $1,933,941 |
| FIDELITY NATIONAL INFORMATION | $158,343 | $182,973 |
| FIRST EAGLE GLOBAL FUND CLASS | $2,499,466 | $3,132,805 |
| FIRST EAGLE SOGEN OVERSEAS FUN | $1,458,430 | $1,512,079 |
| GENERAL MOTORS | $183,023 | $210,921 |
| GROUPE DANONE ADS | $124,048 | $114,289 |
| HONEYWELL INTL | $151,705 | $166,129 |
| INGERSOL-RAND PLC | $102,139 | $114,361 |
| INVESCO EUROPEAN SMALL | $893,042 | $940,615 |
| ISHARES GOLD TRUST | $1,221,319 | $1,101,075 |
| JOHNSON & JOHNSON | $144,626 | $158,529 |
| JP MORGAN CHASE | $171,684 | $248,860 |
| LOCKHEED MARTIN CORP | $160,544 | $166,460 |
| LOOMIS SAYLES HIGH INCOME OPPO | $436,036 | $439,768 |
| LOOMIS SAYLES SECURITIZED ASSE | $2,662,136 | $2,512,558 |
| LOWES COMPANIES INC | $159,430 | $156,962 |
| MAINSTAY HIGH YIELD CORPORATE | $908,279 | $1,009,854 |
| MARSH AND MCLENNAN COMPANIES I | $125,077 | $150,320 |
| MEDTRONIC PLC | $190,670 | $170,596 |
| MERCK & CO INC | $40,934 | $47,802 |
| MFS UTILITIES FUND CLASS I | $1,860,569 | $1,920,993 |
| MICROSOFT CORP | $256,164 | $342,329 |
| MONDELEZ INTERNATIONAL INC | $134,424 | $140,393 |
| MONSANTO CO | $125,633 | $140,350 |
| MONSTER BEVERAGE CORP | $135,767 | $139,272 |
| NEUBERGER BERMAN INTR VAL - IS | $1,003,298 | $1,246,516 |
| NEXTERA ENERGY, INC | $179,358 | $185,641 |
| NIELSEN HOLDINGS N.V | $119,535 | $103,155 |
| NOVARTIS AG ADR | $75,923 | $74,515 |
| NOVO NORDISK A S | $301,398 | $217,885 |
| OAKMARK EQUITY & INCOME FUND | $2,663,053 | $2,955,815 |
| OAKMARK INTERNATIONAL FUND CL | $609,201 | $630,475 |
| OPPENHEIMER DEVELOPING MARKETS | $861,231 | $893,671 |
| ORACLE CORP | $142,088 | $147,610 |
| PACKAGING CORP AMER | $94,997 | $138,257 |
| PEPSICO INC | $177,207 | $184,358 |
| PFIZER INC | $155,962 | $162,465 |
| PHILLIPS 66 | $170,111 | $187,423 |
| POWERSHARES DYNAMIC BUYBACK AC | $960,151 | $1,242,524 |
| POWERSHARES ETF TR II S&P500 L | $1,132,815 | $1,561,682 |
| PRAXAIR INC | $106,892 | $120,003 |
| PRIMEENERGY CORP | $49,265 | $644,922 |
| PROCTER GAMBLE CO | $115,146 | $117,292 |
| PRUDENTIAL JENNISON EQITY IN | $2,010,622 | $2,130,310 |
| PRUDENTIAL SHORT-TERM CORPOROR | $2,772,663 | $2,731,392 |
| QUALCOMM INC | $120,836 | $154,589 |
| REGENERON PHARMACEUTICALS INC | $106,402 | $96,912 |
| SCHLUMBERGER LTD | $216,117 | $233,213 |
| SEI INVESTMENTS | $82,087 | $106,618 |
| SELECT SECTOR SPDR-HEALTH CARE | $337,411 | $350,183 |
| TE CONNECTIVITY LTD | $123,209 | $149,229 |
| TETON WESTWOOD MIGHTY MITES CL | $939,080 | $1,251,057 |
| THE COCA-COLA CO | $121,545 | $114,720 |
| UNION PACIFIC | $166,142 | $176,360 |
| UNITED PARCEL SERVICE | $88,572 | $103,176 |
| UNITEDHEALTH GROUP INC | $162,380 | $215,414 |
| V F CORP | $149,461 | $129,534 |
| VANGUARD ENERGY ETF | $437,635 | $475,755 |
| VANGUARD HIGH DIV YIELD | $2,394,031 | $3,163,125 |
| VANGUARD SF REIT ETF | $1,500,150 | $1,687,497 |
| VARIAN MEDICAL SYSTEMS INC | $74,045 | $84,573 |
| VISA INC | $142,051 | $176,247 |
| WALT DISNEY HOLDINGS CO | $125,523 | $139,655 |
| WASATCH EMERGING MARKETS SMALL | $643,149 | $589,461 |
| WEC ENERGY GROUP, INC | $137,626 | $142,461 |
| WELLS FARGO & CO | $203,517 | $227,990 |
| WHIRLPOOL CORP | $116,134 | $146,143 |
| YUM BRANDS INC | $51,173 | $63,203 |
| YUM CHINA HOLDINGS INC | $32,487 | $38,005 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $6,188,671 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $6,119,197 | USGovtObligationsEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (2 entries)
| Category Or ItemCategoryOrItemTxt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| MINERAL RIGHTS - TX - S HARRIS | $1 | $500 |
| OZOFII ACCESS LTD | $2,000,000 | $2,787,957 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (6 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| Administrative Fees | $99,020 | $99,020 | |
| Bank Charges | $2,505 | $2,505 | |
| Foundation Dues & Memberships | $750 | $750 | |
| Indemnification Insurance | $2,250 | $2,250 | |
| Payroll Processing Fees | $1,088 | $1,088 | |
| State or Local Filing Fees | $1,550 | $1,550 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Class Action Lawsuit Proceeds | Desc |
| Revenue And Expenses Per Books | $1,147 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $1,147 | NetInvestmentIncomeAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Management Services | CategoryTxt |
| Amt | $343,179 | Amt |
| Net Investment Income | $343,179 | NetInvestmentIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| 990-PF Estimated Tax for 2016 | $11,200 | |
| Foreign Tax Paid | $10,709 | $10,709 |