GARY AND MARY WEST HEALTH INSTITUTE: Form 990, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- GARY AND MARY WEST HEALTH INSTITUTE (EIN 26-4146730)
- Tax period
- 2016-01-01 to 2016-12-31
- Filed
- 2017-11-10
- IRS object ID
- 201723149349300202
- Schema version
- 2016v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule C
- Schedule D
- Schedule I
- Schedule J
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-11-10T03:29:00-06:00 | ReturnTs |
| Tax Period End | 2016-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 861065772 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DELOITTE TAX LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 655 WEST BROADWAY SUITE 700 | AddressLine1Txt |
| City | SAN DIEGO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 921018590 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnTypeCd |
| Tax Period Begin | 2016-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 264146730 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GARY AND MARY WEST HEALTH INSTITUTE | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | GARY | BusinessNameControlTxt |
| Phone | 8585357000 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10350 NORTH TORREY PINES ROAD | AddressLine1Txt |
| City | LA JOLLA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92037 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | SHELLEY LYFORD | PersonNm |
| Person Title | PRESIDENT AND CEO | PersonTitleTxt |
| Phone | 8585357000 | PhoneNum |
| Signature | 2017-11-10 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | DIANA J MCCUTCHEN | PreparerPersonNm |
| PTIN | P00545657 | PTIN |
| Phone | 6192326500 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 167.219.48.55 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2017-11-10 | IPDt |
| IP Tm | 03:08:24 | IPTm |
| IP Timezone | US | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | F0F8693B55CE661E3B2FEFBA347764A7FD2725B7 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 4A8E829812D54CAB6C2275BE50CB0148062D08BB | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2017-02-10 21:41:12Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Principal Officer | SHELLEY LYFORD | PrincipalOfficerNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10350 NORTH TORREY PINES ROAD | AddressLine1Txt |
| City | LA JOLLA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92037 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | $20,233,703 | GrossReceiptsAmt |
| Group Return For Affiliates | 0 | GroupReturnForAffiliatesInd |
| Organization501c3 | Yes (X) | Organization501c3Ind |
| Website Address | WWW.WESTHEALTH.ORG | WebsiteAddressTxt |
| Type Of Organization Corp | Yes (X) | TypeOfOrganizationCorpInd |
| Formation | 2009 | FormationYr |
| Legal Domicile State | DE | LegalDomicileStateCd |
| Activity Or Mission | MEDICAL RESEARCH WITH HOSPITALS TO REDUCE HEALTHCARE COSTS WITH A FOCUS ON SENIORS. | ActivityOrMissionDesc |
| Voting Members Governing Body | 5 | VotingMembersGoverningBodyCnt |
| Voting Members Independent | 3 | VotingMembersIndependentCnt |
| Total Employee | 24 | TotalEmployeeCnt |
| Total Volunteers | 5 | TotalVolunteersCnt |
| Total Gross UBI | $0 | TotalGrossUBIAmt |
| Net Unrelated Bus Txbl Incm | $0 | NetUnrelatedBusTxblIncmAmt |
| PY Contributions Grants | $12,800,000 | PYContributionsGrantsAmt |
| CY Contributions Grants | $20,010,288 | CYContributionsGrantsAmt |
| PY Program Service Revenue | $0 | PYProgramServiceRevenueAmt |
| CY Program Service Revenue | $0 | CYProgramServiceRevenueAmt |
| PY Investment Income | $122,954 | PYInvestmentIncomeAmt |
| CY Investment Income | $132,415 | CYInvestmentIncomeAmt |
| PY Other Revenue | $516,329 | PYOtherRevenueAmt |
| CY Other Revenue | $57,414 | CYOtherRevenueAmt |
| PY Total Revenue | $13,439,283 | PYTotalRevenueAmt |
| CY Total Revenue | $20,200,117 | CYTotalRevenueAmt |
| PY Grants And Similar Paid | $46,709 | PYGrantsAndSimilarPaidAmt |
| CY Grants And Similar Paid | $66,837 | CYGrantsAndSimilarPaidAmt |
| PY Benefits Paid To Members | $0 | PYBenefitsPaidToMembersAmt |
| CY Benefits Paid To Members | $0 | CYBenefitsPaidToMembersAmt |
| PY Salaries Comp Emp Bnft Paid | $5,072,503 | PYSalariesCompEmpBnftPaidAmt |
| CY Salaries Comp Emp Bnft Paid | $3,758,979 | CYSalariesCompEmpBnftPaidAmt |
| PY Total Prof Fndrsng Expns | $0 | PYTotalProfFndrsngExpnsAmt |
| CY Total Prof Fndrsng Expns | $0 | CYTotalProfFndrsngExpnsAmt |
| CY Total Fundraising Expense | $0 | CYTotalFundraisingExpenseAmt |
| PY Other Expenses | $10,740,311 | PYOtherExpensesAmt |
| CY Other Expenses | $12,274,224 | CYOtherExpensesAmt |
| PY Total Expenses | $15,859,523 | PYTotalExpensesAmt |
| CY Total Expenses | $16,100,040 | CYTotalExpensesAmt |
| PY Revenues Less Expenses | -$2,420,240 | PYRevenuesLessExpensesAmt |
| CY Revenues Less Expenses | $4,100,077 | CYRevenuesLessExpensesAmt |
| Total Assets BOY | $11,072,126 | TotalAssetsBOYAmt |
| Total Assets EOY | $16,037,065 | TotalAssetsEOYAmt |
| Total Liabilities BOY | $1,679,572 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $2,245,371 | TotalLiabilitiesEOYAmt |
| Net Assets Or Fund Balances BOY | $9,392,554 | NetAssetsOrFundBalancesBOYAmt |
| Net Assets Or Fund Balances EOY | $13,791,694 | NetAssetsOrFundBalancesEOYAmt |
| Info In Schedule O Part III | Yes (X) | InfoInScheduleOPartIIIInd |
| Mission | MEDICAL RESEARCH TO ENABLE SENIORS TO SUCCESSFULLY AGE, LIVING LIFE ON THEIR OWN TERMS WITH ACCESS TO HIGH-QUALITY HEALTH AND SUPPORT SERVICES THAT PRESERVE AND PROTECT THEIR DIGNITY, QUALITY OF LIFE AND INDEPENDENCE. | MissionDesc |
| Significant New Program Srvc | 0 | SignificantNewProgramSrvcInd |
| Significant Change | 0 | SignificantChangeInd |
| Expense | $10,644,404 | ExpenseAmt |
| Grant | $66,837 | GrantAmt |
| Desc | IN 2016, THE GARY AND MARY WEST HEALTH INSTITUTE (INSTITUTE) ACTIVELY CONDUCTED APPLIED MEDICAL RESEARCH, IN CONJUNCTION WITH THE HOSPITALS LISTED ON SCHEDULE A, TO GENERATE THE EVIDENCE NEEDED FOR HEALTHCARE PROVIDERS, POLICYMAKERS AND COMMUNITIES TO ADOPT MODELS OF CARE THAT BETTER SERVE SENIORS AND THEIR FAMILIES. THE GOAL IS TO ENABLE SENIORS TO SUCCESSFULLY AGE IN PLACE WITH ACCESS TO HIGH-QUALITY, AFFORDABLE HEALTH AND SUPPORT SERVICES THAT PRESERVE AND PROTECT THEIR DIGNITY, QUALITY OF LIFE AND INDEPENDENCE.WITH MORE THAN 10,000 U.S. BABY BOOMERS TURNING 65 EVERY DAY, SENIORS ARE ONE OF THE LARGEST POPULATIONS IMPACTING THE HEALTHCARE SYSTEM. THE INSTITUTE IS EXPLORING OPPORTUNITIES THAT WILL IMPROVE ACUTE CARE FOR SENIORS IN THE EMERGENCY DEPARTMENT, HOME, AND COMMUNITY; CHRONIC CARE MANAGEMENT FOR OLDER ADULTS THAT MAY NEED HELP AT HOME; AND SUPPORTIVE SERVICES SO SENIORS CAN RECEIVE THE CARE THEY NEED, AT A LOWER COST, WHEREVER THEY ARE.THE INSTITUTE HAS THE FOLLOWING ACTIVE RESEARCH FOCUS AREAS:1. ADVANCING SENIOR-APPROPRIATE ACUTE CARE MODELS - THE INSTITUTE IS RESEARCHING HOW PROVIDING SENIOR-FOCUSED CARE IN AN ACUTE SETTING, SUCH AS A HOSPITAL EMERGENCY DEPARTMENT, CAN HELP SENIORS AGE SUCCESSFULLY.2. ADVANCING SENIOR-APPROPRIATE CHRONIC CARE MODELS - THE INSTITUTE IS EXPLORING HOW TO IMPROVE CARE FOR SENIORS WITH LONG TERM-ILLNESSES AT HOME - WHERE THEY PREFER IT MOST.3. SUPPORTIVE SERVICES - THE INSTITUTE IS COLLABORATING TO ADVANCE COMMUNITY-BASED PROGRAMS AND NUTRITIONAL SERVICES THAT SUPPORT INDEPENDENCE FOR SENIORS.1. ADVANCING SENIOR-APPROPRIATE ACUTE CARE MODELSGERIATRIC EMERGENCY CARE IN COLLABORATION WITH UC SAN DIEGO HEALTH, THE INSTITUTE LAUNCHED THE GARY AND MARY WEST SENIOR EMERGENCY CARE UNIT AT UC SAN DIEGO HEALTH, ITS FLAGSHIP MODEL IN AN ACUTE GERIATRIC EMERGENCY CARE SETTING. THE MODEL SERVES AS THE SITE OF A MULTI-YEAR RESEARCH INITIATIVE WHERE THE INSTITUTE IS STUDYING HEALTH OUTCOMES AND COST-EFFECTIVENESS OF PROVIDING ENHANCED CARE FOR SENIORS WITHIN THE EMERGENCY ROOM. THESE INCLUDE THE DELIVERY OF GERIATRIC MEDICINE, ACUTE CARE SCREENINGS, URGENT CARE, CASE MANAGEMENT, AND SOCIAL AND PSYCHIATRIC CARE. WITH A FOCUS ON FOSTERING SUCCESSFUL AGING, THE DEPARTMENT ALSO FACILITATES HOME- AND COMMUNITY-BASED CARE OPTIONS WHEN POSSIBLE.THE INSTITUTE HAS ALSO PARTNERED WITH THE JOHN A. HARTFORD FOUNDATION TO ESTABLISH A NATIONAL GERIATRIC EMERGENCY DEPARTMENT COLLABORATIVE (GEDC) WHICH CONSISTS OF NINE LEADING GERIATRIC EMERGENCY MEDICINE PROGRAMS, INCLUDING UC SAN DIEGO HEALTH, TO DEMONSTRATE AND PROVIDE EARLY EVIDENCE THAT PROVES GED GUIDELINE-BASED CARE, IMPROVES PATIENT OUTCOMES AND IS COST EFFECTIVE; BUILD A GEDC DATA INFRASTRUCTURE FOR ONGOING PERFORMANCE MONITORING AND EVALUATION; AND DETERMINE A PATH FOR SUSTAINABILITY AND BROAD ADOPTION OF THE GEDC INITIATIVE. THE INSTITUTE IS WORKING WITH THE AMERICAN GERIATRICS SOCIETY (AGS), AMERICAN COLLEGE OF EMERGENCY PHYSICIANS (ACEP), EMERGENCY NURSES ASSOCIATION (ENA), AND THE SOCIETY FOR ACADEMIC EMERGENCY MEDICINE (SAEM), ALONG WITH A GERIATRIC EMERGENCY MEDICINE (GEM) ADVISORY COUNCIL, TO ADVANCE THE ABOVE OBJECTIVES AND LAY THE GROUNDWORK FOR A GERIATRIC EMERGENCY CARE ALLIANCE (GECA) TO DRIVE ADOPTION OF IMPROVED GERIATRIC EMERGENCY CARE THROUGHOUT THE COUNTRY. THE INSTITUTE IS ALSO RESEARCHING HOW NEW, MORE EFFECTIVE WAYS OF DELIVERING CARE COULD SAFELY REPLACE, WHEN APPROPRIATE, HOSPITAL-BASED CARE WITH HOME-BASED ALTERNATIVES THAT ARE MORE PATIENT-CENTERED, BETTER MATCHED TO SENIORS' NEEDS AND LOWER IN COST. WITH EMERGENCY DEPARTMENTS AS THE SOURCE OF ALMOST HALF OF ALL HOSPITAL ADMISSIONS, AND THE VAST MAJORITY OF UNSCHEDULED ADMISSIONS, OUR ED-TO-HOME PROGRAM IS FOCUSED ON RESEARCHING MORE OPTIONS FOR EMERGENCY PHYSICIANS AND PATIENTS. IN COLLABORATION WITH UC SAN DIEGO HEALTH, THE INSTITUTE IS CONDUCTING THE ACUTE CARE AT HOME (ACH) STUDY, WHICH RESEARCHES HOW THE EMERGENCY DEPARTMENT CAN IDENTIFY THE MOST APPROPRIATE PATIENTS FOR THESE ALTERNATIVES-TO-ADMISSION PROGRAMS AND THEIR POTENTIAL COST SAVINGS.2. ADVANCING SENIOR-APPROPRIATE CHRONIC CARE MODELSTHE INSTITUTE IS EXPLORING OPPORTUNITIES FOR ADVANCING CHRONIC CARE SOLUTIONS FOR OUR NATION'S SENIORS. BY IMPROVING CARE TRANSITIONS, PRODUCING BETTER PATIENT OUTCOMES AND INCREASING EFFICIENCY, THIS WORK CAN HELP MORE BENEFICIARIES WITH CHRONIC CONDITIONS RECEIVE CARE IN THEIR OWN HOMES. IN 2016, THE INSTITUTE ENGAGED IN APPLIED MEDICAL RESEARCH PROJECTS FOCUSED ON SENIOR-SPECIFIC MODELS OF CARE WITHIN THE CHRONIC CARE SETTING IN THESE AREAS: A. ORAL HEALTHCARE AND CARE COORDINATIONB. CAREGIVERS C. COMMUNITY-BASED PALLIATIVE CARED. HOME-BASED PRIMARY CAREA. ORAL HEALTHCARE TO BETTER UNDERSTAND AND DEVELOP OPTIMAL AND EFFICIENT HEALTHCARE MODELS, THE INSTITUTE DEVELOPED AN INTEGRATED RESEARCH AND IMPLEMENTATION ENVIRONMENT AT THE GARY AND MARY WEST SENIOR WELLNESS CENTER AND GARY AND MARY WEST SENIOR DENTAL CENTER THAT UTILIZES DATA-DRIVEN APPROACHES TO TRIAGE CLIENTS, ALLOCATE RESOURCES AND PERFORM ONGOING QUALITY IMPROVEMENT. THE OVERALL GOAL IS TO DEVELOP A CENTER OF EXCELLENCE, WITH A WELL-CHARACTERIZED COHORT OF PATIENTS, WHICH PROVIDES BOTH HIGH-QUALITY, AFFORDABLE CARE TO SENIORS AND INFORMS CARE AND PAYMENT MODELS TO ACHIEVE SUSTAINABLE, NATIONAL DEPLOYMENT. B. CAREGIVERS THE INSTITUTE IS RESEARCHING OPPORTUNITIES TO INTEGRATE AND ALIGN THE EFFORTS OF CAREGIVERS, HEALTHCARE PROVIDERS AND SYSTEMS TO REDUCE THE BURDEN ON THOSE CARING FOR OLDER ADULTS, HELPING TO ENSURE COORDINATION OF EFFORTS AND ENABLE ACCESS TO MORE CONTINUOUS, COMMUNITY-BASED CARE BETTER ALIGNED WITH EMERGING PATIENT NEEDS AND CORRESPONDING VALUE-BASED INCENTIVES. THE INSTITUTE HAS LAUNCHED A THREE-YEAR CAREGIVER EDUCATION PROJECT WITH THE CENTER TO ADVANCE PALLIATIVE CARE, ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI IN NEW YORK. THE PROJECT WILL DEVELOP AN ONLINE LEARNING PLATFORM TO PROVIDE CAREGIVERS WITH JUST-IN-TIME RESOURCES AND LEARNING MODULES RELATED TO CARING FOR A LOVED ONE WITH DEMENTIA. C. COMMUNITY-BASED PALLIATIVE CARETHE INSTITUTE IS DEVELOPING AND IMPLEMENTING A MODEL OF HOME-BASED PALLIATIVE CARE, WHICH INCLUDES HOME VISITS AND TELEMEDICINE SUPPORT TO IMPROVE CARE FOR SENIORS. THE OBJECTIVE OF THE INSTITUTE'S RESEARCH IS TO HIGHLIGHT THE NEED FOR HOME- AND COMMUNITY-BASED MODELS OF PALLIATIVE CARE, IDENTIFY ALTERNATIVE METHODS OF PAYMENT AND DEVELOP A SUSTAINABLE HOME- AND COMMUNITY-BASED PALLIATIVE CARE PROGRAM. IN 2016, THE INSTITUTE LAUNCHED A FIVE-YEAR PROJECT WITH THE ICAHN SCHOOL OF MEDICINE AT MT. SINAI FOCUSED ON CREATING, DELIVERING AND EVALUATING A CLINICAL MODEL THAT PROVIDES PALLIATIVE CARE TO PATIENTS IN THEIR HOME. THE INSTITUTE IS DEVELOPING A RISK STRATIFICATION MODEL TO IDENTIFY THE APPROPRIATE PATIENTS FOR PALLIATIVE CARE, DEVELOP CLINICAL PATHWAYS FOR DELIVERY OF CARE USING COMMUNITY HEALTH WORKERS AND TELEMEDICINE, AND EVALUATE THE IMPACT OF THE HOME-BASED CARE USING A RIGOROUS RANDOMIZED CONTROLLED TRIAL. IN SEPTEMBER 2016, THE INSTITUTE WAS A STRATEGIC RESEARCH PARTNER WITH THE CALIFORNIA STATE UNIVERSITY SAN MARCOS PALLIATIVE CARE INSTITUTE'S ANNUAL PALLIATIVE CARE SYMPOSIUM DESIGNED TO EDUCATE MORE PROVIDERS ON THE IMPORTANCE OF PROVIDING THIS CARE FOR SERIOUSLY-ILL PATIENTS, WHICH HELPED ESTABLISH THE INSTITUTE AS A LEADER IN SUCCESSFUL AGING AND PALLIATIVE CARE. AS PART OF THIS SYMPOSIUM, THE INSTITUTE ASSISTED IN IDENTIFYING TOPICS FOR THE SYMPOSIUM AND MODERATED A PANEL OF SPEAKERS WHO WERE EXPERTS IN THE DELIVERY OF PALLIATIVE CARE IN THE HOME AND COMMUNITY.D. HOME-BASED PRIMARY CARE (HBPC)SUCCESSFUL HOME-BASED PRIMARY CARE PROGRAMS HAVE BEEN SHOWN TO REDUCE MEDICARE COSTS BY UP TO 20 PERCENT, WITH THE CENTERS FOR MEDICARE AND MEDICAID (CMS) SHOWING SAVINGS OF $3,070 PER PATIENT THROUGH ITS INDEPENDENCE AT HOME (IAH) DEMONSTRATION, SAVING $25 MILLION IN A CENTER FOR MEDICARE AND MEDICAID SERVICES' (CMS) INNOVATION PROJECT. THE INSTITUTE CONDUCTED AN ANALYSIS OF THE SHARED SAVINGS METHODOLOGY FOR THE CMS IAH DEMONSTRATION TO DETERMINE THE APPROPRIATE RISK ADJUSTMENT AND SAVINGS MODEL FOR PRACTICES PARTICIPATING IN IAH. ADDITIONALLY, THE INSTITUTE CONTINUED TO WORK WITH IAH DEMO SITES AND POLICYMAKERS TO CONVERT THE CMS INNOVATION IAH DEMONSTRATION PROJECT INTO A FULL MEDICARE BENEFIT. TO HELP HOME-BASED PRIMARY CARE AND PALLIATIVE CARE PRACTICES MEET THE GOVERNMENT'S REQUIREMENTS FOR QUALITY REPORTING AND MOVE TOWARD VALUE-BASED HEALTHCARE, THE INSTITUTE CONTINUED ITS COLLABORATION WITH THE UNIVERSITY OF CALIFORNIA, SAN FRANCISCO, JOHNS HOPKINS UNIVERSITY, AND THE JOHN A. HARTFORD FOUNDATION TO ESTABLISH A QUALIFIED CLINICAL DATA REGISTRY (QCDR) FOR HOME-BASED PRIMARY CARE AND PALLIATIVE CARE MEDICINE. | Desc |
Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | $232,285 | ExpenseAmt |
| Desc | TO SUPPLEMENT AND BROADEN THE INSTITUTE'S MEDICAL RESEARCH ACTIVITIES, THE INSTITUTE ALSO PARTICIPATED IN PUBLIC EDUCATION AND THE DISSEMINATION OF RESEARCH FINDINGS TO THOSE INTERESTED IN REDUCING THE COST OF HEALTHCARE SERVICES AND DEVELOPING SENIOR-APPROPRIATE ACUTE, LONG-TERM AND CHRONIC CARE MODELS THAT SUPPORT INDEPENDENCE FOR SENIORS. THE INSTITUTE HAS PROMOTED THE DEVELOPMENT AND IMPLEMENTATION OF POLICIES WHICH ADVANCE TRANSITION OF MODELS OF CARE, HOME-BASED PRIMARY CARE AND PAYMENT MODELS THROUGH CONFERENCE PARTICIPATION AND DIRECT INTERACTION WITH POLICYMAKERS IN BOTH THE REGULATORY AND LEGISLATIVE ARENAS. THE INSTITUTE ALSO HAD AN INNOVATOR-IN-RESIDENCE AT THE FEDERAL GOVERNMENT DEPT. OF HEALTH AND HUMAN SERVICES AND WORKED CLOSELY WITH THE OFFICE OF THE NATIONAL COORDINATOR FOR HEALTH IT REGARDING SIMILAR INITIATIVES. | Desc |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Expenses | $10,876,689 | TotalProgramServiceExpensesAmt |
| Described In Section501c3 | Yes (1) | DescribedInSection501c3Ind |
| Schedule B Required | Yes (1) | ScheduleBRequiredInd |
| Political Campaign Acty | 0 | PoliticalCampaignActyInd |
| Lobbying Activities | Yes (1) | LobbyingActivitiesInd |
| Subject To Proxy Tax | 0 | SubjectToProxyTaxInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Conservation Easements | 0 | ConservationEasementsInd |
| Collections Of Art | 0 | CollectionsOfArtInd |
| Credit Counseling | 0 | CreditCounselingInd |
| Temp Or Permanent Endowments | 0 | TempOrPermanentEndowmentsInd |
| Report Land Building Equipment | Yes (1) | ReportLandBuildingEquipmentInd |
| Report Investments Other Sec | Yes (1) | ReportInvestmentsOtherSecInd |
| Report Program Related Invst | 0 | ReportProgramRelatedInvstInd |
| Report Other Assets | 0 | ReportOtherAssetsInd |
| Report Other Liabilities | Yes (1) | ReportOtherLiabilitiesInd |
| Include FIN48 Footnote | Yes (1) | IncludeFIN48FootnoteInd |
| Independent Audit Fincl Stmt | Yes (1) | IndependentAuditFinclStmtInd |
| Consolidated Audit Fincl Stmt | 0 | ConsolidatedAuditFinclStmtInd |
| School Operating | 0 | SchoolOperatingInd |
| Foreign Office | 0 | ForeignOfficeInd |
| Foreign Activities | 0 | ForeignActivitiesInd |
| More Than5000 K To Org | 0 | MoreThan5000KToOrgInd |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividualsInd |
| Professional Fundraising | 0 | ProfessionalFundraisingInd |
| Fundraising Activities | 0 | FundraisingActivitiesInd |
| Gaming Activities | 0 | GamingActivitiesInd |
| Operate Hospital | 0 | OperateHospitalInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Schedule J Required | Yes (1) | ScheduleJRequiredInd |
| Tax Exempt Bonds | 0 | TaxExemptBondsInd |
| Engaged In Excess Benefit Trans | 0 | EngagedInExcessBenefitTransInd |
| PY Excess Benefit Trans | 0 | PYExcessBenefitTransInd |
| Loan Outstanding | 0 | LoanOutstandingInd |
| Grant To Related Person | 0 | GrantToRelatedPersonInd |
| Business Rln With Org Mem | 0 | BusinessRlnWithOrgMemInd |
| Business Rln With Fam Mem | 0 | BusinessRlnWithFamMemInd |
| Business Rln With Officer Ent | 0 | BusinessRlnWithOfficerEntInd |
| Deductible Non Cash Contri | 0 | DeductibleNonCashContriInd |
| Deductible Art Contribution | 0 | DeductibleArtContributionInd |
| Terminate Operations | 0 | TerminateOperationsInd |
| Partial Liquidation | 0 | PartialLiquidationInd |
| Disregarded Entity | 0 | DisregardedEntityInd |
| Related Entity | Yes (1) | RelatedEntityInd |
| Related Organization Ctrl Ent | 0 | RelatedOrganizationCtrlEntInd |
| Trnsfr Exmpt Non Chrtbl Rltd Org | 0 | TrnsfrExmptNonChrtblRltdOrgInd |
| Activities Conducted Prtshp | 0 | ActivitiesConductedPrtshpInd |
| Schedule O Required | Yes (1) | ScheduleORequiredInd |
| IRP Document | 39 | IRPDocumentCnt |
| IRP Document W2 G | 0 | IRPDocumentW2GCnt |
| Backup Wthld Compliance | Yes (1) | BackupWthldComplianceInd |
| Employee | 24 | EmployeeCnt |
| Employment Tax Returns Filed | Yes (1) | EmploymentTaxReturnsFiledInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Foreign Financial Account | 0 | ForeignFinancialAccountInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Taxable Party Notification | 0 | TaxablePartyNotificationInd |
| Nondeductible Contributions | 0 | NondeductibleContributionsInd |
| Quid Pro Quo Contributions | 0 | QuidProQuoContributionsInd |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOfInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Indoor Tanning Services | 0 | IndoorTanningServicesInd |
| Info In Schedule O Part VI | Yes (X) | InfoInScheduleOPartVIInd |
| Governing Body Voting Members | 5 | GoverningBodyVotingMembersCnt |
| Independent Voting Member | 3 | IndependentVotingMemberCnt |
| Family Or Business Rln | Yes (1) | FamilyOrBusinessRlnInd |
| Delegation Of Mgmt Duties | Yes (1) | DelegationOfMgmtDutiesInd |
| Change To Org Documents | 0 | ChangeToOrgDocumentsInd |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuseInd |
| Members Or Stockholders | Yes (1) | MembersOrStockholdersInd |
| Election Of Board Members | Yes (1) | ElectionOfBoardMembersInd |
| Decisions Subject To Approva | Yes (1) | DecisionsSubjectToApprovaInd |
| Minutes Of Governing Body | Yes (1) | MinutesOfGoverningBodyInd |
| Minutes Of Committees | Yes (1) | MinutesOfCommitteesInd |
| Officer Mailing Address | 0 | OfficerMailingAddressInd |
| Local Chapters | 0 | LocalChaptersInd |
| Form990 Provided To Gvrn Body | Yes (1) | Form990ProvidedToGvrnBodyInd |
| Conflict Of Interest Policy | Yes (1) | ConflictOfInterestPolicyInd |
| Annual Disclosure Covered Prsn | Yes (1) | AnnualDisclosureCoveredPrsnInd |
| Regular Monitoring Enfrc | Yes (1) | RegularMonitoringEnfrcInd |
| Whistleblower Policy | Yes (1) | WhistleblowerPolicyInd |
| Document Retention Policy | 0 | DocumentRetentionPolicyInd |
| Compensation Process CEO | Yes (1) | CompensationProcessCEOInd |
| Compensation Process Other | Yes (1) | CompensationProcessOtherInd |
| Investment In Joint Venture | 0 | InvestmentInJointVentureInd |
| States Where Copy Of Return Is Fld | CA | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | DE | StatesWhereCopyOfReturnIsFldCd |
| Upon Request | Yes (X) | UponRequestInd |
Books In Care Of Detail BooksInCareOfDetail
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SALLY HALLAK | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8585357000 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10350 N TORREY PINES ROAD | AddressLine1Txt |
| City | LA JOLLA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92037 | ZIPCd |
Form990 Part VII Section A Form990PartVIISectionAGrp (19 entries)
| TitleTitleTxt | Average Hours Per WeekAverageHoursPerWeekRt | Average Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRt | Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd | Reportable Comp From OrgReportableCompFromOrgAmt | Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt | Other CompensationOtherCompensationAmt | OfficerOfficerInd | Highest Compensated EmployeeHighestCompensatedEmployeeInd | Former Ofcr Director TrusteeFormerOfcrDirectorTrusteeInd |
|---|---|---|---|---|---|---|---|---|---|
| GARY L WEST | |||||||||
| DIRECTOR/CHAIRMAN | 15.00 | 5.00 | Yes (X) | $0 | $0 | $0 | |||
| NICHOLAS VALERIANI | |||||||||
| DIRECTOR,VICE CHAIRMAN | 15.00 | 0.00 | Yes (X) | $0 | $0 | $0 | |||
| CHARLES SEDERSTROM | |||||||||
| DIRECTOR AND SECRETARY | 5.00 | 1.00 | Yes (X) | $0 | $0 | $0 | |||
| MICHAEL JOHNS MD | |||||||||
| DIRECTOR | 10.00 | 5.00 | Yes (X) | $0 | $0 | $0 | |||
| MARK MCCLELLAN | |||||||||
| DIRECTOR | 10.00 | 5.00 | Yes (X) | $0 | $0 | $0 | |||
| ZIA AGHA | |||||||||
| CHIEF MEDICAL OFFICER & EVP | 40.00 | 10.00 | $539,558 | $0 | $64,366 | Yes (X) | |||
| DIANA CAMPAU | |||||||||
| VICE PRESIDENT, COMMUNICATIONS | 50.00 | 0.00 | $0 | $330,457 | $41,579 | Yes (X) | |||
| MICHAEL CAPONETTO | |||||||||
| CEO/SECRETARY/TREASURER/CO-MANAGER | 45.00 | 10.00 | $0 | $546,192 | $63,967 | Yes (X) | |||
| MARY ELLEN CIAFARDINI | |||||||||
| VP, HUMAN RESOURCE THROUGH 4/14/16 | 50.00 | 0.00 | $0 | $98,642 | $15,336 | Yes (X) | |||
| TIMOTHY LASH | |||||||||
| CHIEF STRATEGY OFFICER & EVP | 40.00 | 10.00 | $0 | $465,489 | $61,359 | Yes (X) | |||
| SHELLEY M LYFORD | |||||||||
| PRESIDENT & CEO | 40.00 | 15.00 | $481,093 | $0 | $25,967 | Yes (X) | |||
| JOSEPH M SMITH PHD FACC | |||||||||
| CMO THROUGH 3/31/16 | 40.00 | 10.00 | $258,104 | $203,418 | $14,927 | Yes (X) | |||
| VALERIE VOLPE | |||||||||
| VICE PRESIDENT, GOVT AFFAIRS | 50.00 | 0.00 | $0 | $419,160 | $13,279 | Yes (X) | |||
| GREGORY NORMAN | |||||||||
| SR. DIR, CLINICAL RESEARCH | 50.00 | 0.00 | $206,653 | $0 | $11,387 | Yes (X) | |||
| JOSE UNPINGCO | |||||||||
| TECH DIRECTOR DATA SCIENCE | 50.00 | 0.00 | $203,772 | $0 | $41,717 | Yes (X) | |||
| CHRISTOPHER CROWLEY | |||||||||
| PROGRAM MANAGER | 50.00 | 0.00 | $204,559 | $0 | $30,723 | Yes (X) | |||
| AMY STUCK | |||||||||
| PROGRAM MANAGER | 50.00 | 0.00 | $149,686 | $0 | $40,269 | Yes (X) | |||
| ADRIAN KWONG | |||||||||
| DATA SCIENCE ADMINISTRATOR | 50.00 | 0.00 | $163,271 | $0 | $25,159 | Yes (X) | |||
| NANCY IVES SCHROEDER | |||||||||
| FORMER SENIOR DIR, COMM (END 5/17/15) | 0.00 | 0.00 | $0 | $174,925 | $38,760 | Yes (X) | |||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | $2,206,696 | TotalReportableCompFromOrgAmt |
| Tot Reportable Comp Rltd Org | $2,238,283 | TotReportableCompRltdOrgAmt |
| Total Other Compensation | $488,795 | TotalOtherCompensationAmt |
| Indiv Rcvd Greater Than100 K | 11 | IndivRcvdGreaterThan100KCnt |
| Former Ofcr Employees Listed | Yes (1) | FormerOfcrEmployeesListedInd |
| Total Comp Greater Than150 K | Yes (1) | TotalCompGreaterThan150KInd |
| Compensation From Other Srcs | 0 | CompensationFromOtherSrcsInd |
Contractor Compensation ContractorCompensationGrp (5 entries)
| Address Line1ContractorAddress/USAddress/AddressLine1Txt | CityContractorAddress/USAddress/CityNm | State AbbreviationContractorAddress/USAddress/StateAbbreviationCd | ZIPContractorAddress/USAddress/ZIPCd | ServicesServicesDesc | CompensationCompensationAmt |
|---|---|---|---|---|---|
| WILLIAM SCANLON | |||||
| 3055 CROSEN COURT | HERNDON | VA | 20171 | CONSULTANT | $205,700 |
| JAMES PETER HOWARD | |||||
| 365 N SIERRA AVE | SOLANA BEACH | CA | 92075 | CONSULTANT | $152,248 |
| COMMUNICATION PARTNERS & ASSOCIATES LLC | |||||
| 7 WORLD TRADE CENTER | NEW YORK | NY | 10007 | CONSULTANT | $140,800 |
| WILSON SONSINI GOORICH & ROSATI | |||||
| PO BOX 742866 | LOS ANGELES | CA | 90074 | LEGAL | $136,592 |
| CECITYCOMLTD | |||||
| 285 WATERFRONT DRIVE ESUITE 100 | HOMESTEAD | PA | 15120 | CONSULTANT | $125,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cntrct Rcvd Greater Than100 K | 6 | CntrctRcvdGreaterThan100KCnt |
| Related Organizations | $20,010,288 | RelatedOrganizationsAmt |
| Noncash Contributions | $10,288 | NoncashContributionsAmt |
| Total Contributions | $20,010,288 | TotalContributionsAmt |
Investment Income InvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $85,775 | TotalRevenueColumnAmt |
| Exclusion | $85,775 | ExclusionAmt |
Royalties Revenue RoyaltiesRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $57,414 | TotalRevenueColumnAmt |
| Exclusion | $57,414 | ExclusionAmt |
Gross Amount Sales Assets GrossAmountSalesAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other | $80,226 | OtherAmt |
Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other | $33,586 | OtherAmt |
Gain Or Loss GainOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other | $46,640 | OtherAmt |
Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $46,640 | TotalRevenueColumnAmt |
| Exclusion | $46,640 | ExclusionAmt |
Total Revenue TotalRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $20,200,117 | TotalRevenueColumnAmt |
| Related Or Exempt Func Income | $0 | RelatedOrExemptFuncIncomeAmt |
| Unrelated Business Revenue | $0 | UnrelatedBusinessRevenueAmt |
| Exclusion | $189,829 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part IX | Yes (X) | InfoInScheduleOPartIXInd |
Grants To Domestic Orgs GrantsToDomesticOrgsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $66,837 | TotalAmt |
| Program Services | $66,837 | ProgramServicesAmt |
Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,127,100 | TotalAmt |
| Program Services | $929,192 | ProgramServicesAmt |
| Management And General | $197,908 | ManagementAndGeneralAmt |
Other Salaries And Wages OtherSalariesAndWagesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $2,212,084 | TotalAmt |
| Program Services | $2,208,025 | ProgramServicesAmt |
| Management And General | $4,059 | ManagementAndGeneralAmt |
Pension Plan Contributions PensionPlanContributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $63,864 | TotalAmt |
| Program Services | $64,581 | ProgramServicesAmt |
| Management And General | -$717 | ManagementAndGeneralAmt |
Other Employee Benefits OtherEmployeeBenefitsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $175,433 | TotalAmt |
| Program Services | $175,433 | ProgramServicesAmt |
Payroll Taxes PayrollTaxesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $180,498 | TotalAmt |
| Program Services | $164,595 | ProgramServicesAmt |
| Management And General | $15,903 | ManagementAndGeneralAmt |
Fees For Services Management FeesForServicesManagementGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $3,236,920 | TotalAmt |
| Program Services | $567,185 | ProgramServicesAmt |
| Management And General | $2,669,735 | ManagementAndGeneralAmt |
Fees For Services Legal FeesForServicesLegalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $216,708 | TotalAmt |
| Program Services | $191,374 | ProgramServicesAmt |
| Management And General | $25,334 | ManagementAndGeneralAmt |
Fees For Services Accounting FeesForServicesAccountingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $45,119 | TotalAmt |
| Management And General | $45,119 | ManagementAndGeneralAmt |
Fees For Services Lobbying FeesForServicesLobbyingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $219,529 | TotalAmt |
| Program Services | $219,529 | ProgramServicesAmt |
Fees For Services Other FeesForServicesOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $4,786,953 | TotalAmt |
| Program Services | $4,236,705 | ProgramServicesAmt |
| Management And General | $550,248 | ManagementAndGeneralAmt |
Office Expenses OfficeExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $12,996 | TotalAmt |
| Program Services | $1,923 | ProgramServicesAmt |
| Management And General | $11,073 | ManagementAndGeneralAmt |
Information Technology InformationTechnologyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $308,266 | TotalAmt |
| Program Services | $71,021 | ProgramServicesAmt |
| Management And General | $237,245 | ManagementAndGeneralAmt |
Occupancy OccupancyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,588,461 | TotalAmt |
| Program Services | $1,417,540 | ProgramServicesAmt |
| Management And General | $170,921 | ManagementAndGeneralAmt |
Travel TravelGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $404,197 | TotalAmt |
| Program Services | $342,216 | ProgramServicesAmt |
| Management And General | $61,981 | ManagementAndGeneralAmt |
Conferences Meetings ConferencesMeetingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $52,290 | TotalAmt |
| Program Services | $47,202 | ProgramServicesAmt |
| Management And General | $5,088 | ManagementAndGeneralAmt |
Depreciation Depletion DepreciationDepletionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $898,036 | TotalAmt |
| Program Services | $4,188 | ProgramServicesAmt |
| Management And General | $893,848 | ManagementAndGeneralAmt |
Insurance InsuranceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $74,660 | TotalAmt |
| Program Services | $35,900 | ProgramServicesAmt |
| Management And General | $38,760 | ManagementAndGeneralAmt |
Other Expenses OtherExpensesGrp (4 entries)
| DescDesc | TotalTotalAmt | Program ServicesProgramServicesAmt | Management And GeneralManagementAndGeneralAmt |
|---|---|---|---|
| TELECOMMUNICATIONS | $146,491 | $56,835 | $89,656 |
| SUBS & PUBLICATIONS | $136,708 | $56,901 | $79,807 |
| RECRUITING & RETENTION | $90,491 | $5,638 | $84,853 |
| EQUIPMENT AND SUPPLIES | $26,674 | $26,674 |
All Other Expenses AllOtherExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $29,725 | TotalAmt |
| Program Services | $13,869 | ProgramServicesAmt |
| Management And General | $15,856 | ManagementAndGeneralAmt |
Total Functional Expenses TotalFunctionalExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $16,100,040 | TotalAmt |
| Program Services | $10,876,689 | ProgramServicesAmt |
| Management And General | $5,223,351 | ManagementAndGeneralAmt |
| Fundraising | $0 | FundraisingAmt |
Cash Non Interest Bearing CashNonInterestBearingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $1,182,106 | BOYAmt |
| EOY | $960,584 | EOYAmt |
Savings And Temp Cash Invst SavingsAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $5,603,138 | BOYAmt |
| EOY | $693,851 | EOYAmt |
Pledges And Grants Receivable PledgesAndGrantsReceivableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $10,000,000 | EOYAmt |
Accounts Receivable AccountsReceivableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $288,313 | BOYAmt |
| EOY | $68,214 | EOYAmt |
Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $337,166 | BOYAmt |
| EOY | $1,155,174 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Bldg Equip Cost Or Other Bss | $8,871,188 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $8,372,672 | LandBldgEquipAccumDeprecAmt |
Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $1,204,494 | BOYAmt |
| EOY | $498,516 | EOYAmt |
Investments Other Securities InvestmentsOtherSecuritiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $2,022,187 | BOYAmt |
| EOY | $2,321,250 | EOYAmt |
Intangible Assets IntangibleAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $434,722 | BOYAmt |
| EOY | $339,476 | EOYAmt |
Total Assets TotalAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $11,072,126 | BOYAmt |
| EOY | $16,037,065 | EOYAmt |
Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $1,256,955 | BOYAmt |
| EOY | $1,809,058 | EOYAmt |
Other Liabilities OtherLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $422,617 | BOYAmt |
| EOY | $436,313 | EOYAmt |
Total Liabilities TotalLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $1,679,572 | BOYAmt |
| EOY | $2,245,371 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
Unrestricted Net Assets UnrestrictedNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $9,392,554 | BOYAmt |
| EOY | $13,791,694 | EOYAmt |
Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $9,392,554 | BOYAmt |
| EOY | $13,791,694 | EOYAmt |
Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $11,072,126 | BOYAmt |
| EOY | $16,037,065 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Reconcilation Revenue Expnss | $4,100,077 | ReconcilationRevenueExpnssAmt |
| Net Unrlzd Gains Losses Invst | $299,063 | NetUnrlzdGainsLossesInvstAmt |
| Other Changes In Net Assets | $0 | OtherChangesInNetAssetsAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
| Accountant Compile Or Review | 0 | AccountantCompileOrReviewInd |
| FS Audited | Yes (1) | FSAuditedInd |
FS Audited Basis FSAuditedBasisGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Separate Basis Fincl Stmt | Yes (X) | SeparateBasisFinclStmtInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Audit Committee | Yes (1) | AuditCommitteeInd |
| Federal Grant Audit Required | 0 | FederalGrantAuditRequiredInd |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Medical Research Organization | Yes (X) | MedicalResearchOrganizationInd |
Hospital Name And Address HospitalNameAndAddressGrp (5 entries)
| CityCityNm | State AbbreviationStateAbbreviationCd |
|---|---|
| THE REGENTS OF THE UNIVERSITY OF CALIFORNIA IRVINE | |
| IRVINE | CA |
| RUSH UNIVERSITY MEDICAL CENTER | |
| CHICAGO | IL |
| THE REGENTS OF THE UNIVERSITY OF CALIFORNIA SAN DIEGO | |
| LA JOLLA | CA |
| JOHNS HOPKINS UNIVERSITY | |
| BALTIMORE | MD |
| MOUNT SINAI HOSPITAL | |
| NEW YORK | NY |
Schedule B IRS990ScheduleB
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | RESTRICTED | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | RESTRICTED | TotalContributionsAmt |
Schedule C IRS990ScheduleC
Total Direct Lobbying TotalDirectLobbyingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $219,529 | FilingOrganizationsTotalAmt |
Total Lobbying Expend TotalLobbyingExpendGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $219,529 | FilingOrganizationsTotalAmt |
Other Exempt Purpose Expend OtherExemptPurposeExpendGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $15,880,511 | FilingOrganizationsTotalAmt |
Total Exempt Purpose Expend TotalExemptPurposeExpendGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $16,100,040 | FilingOrganizationsTotalAmt |
Lobbying Nontaxable Amount LobbyingNontaxableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $955,002 | FilingOrganizationsTotalAmt |
Grassroots Nontaxable GrassrootsNontaxableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $238,751 | FilingOrganizationsTotalAmt |
Tot Lbbyng Grassroot Mns Non Tx TotLbbyngGrassrootMnsNonTxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $0 | FilingOrganizationsTotalAmt |
Tot Lbby Expend Mns Lbbyng Non Tx TotLbbyExpendMnsLbbyngNonTxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $0 | FilingOrganizationsTotalAmt |
Avg Lobbying Nontaxable Amount AvgLobbyingNontaxableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | $1,000,000 | CurrentYearMinus3Amt |
| Current Year Minus2 | $1,000,000 | CurrentYearMinus2Amt |
| Current Year Minus1 | $942,976 | CurrentYearMinus1Amt |
| Current Year | $955,002 | CurrentYearAmt |
| Total | $3,897,978 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Lobbying Ceiling | $5,846,967 | LobbyingCeilingAmt |
Avg Total Lobbying Expend AvgTotalLobbyingExpendGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | $63,034 | CurrentYearMinus3Amt |
| Current Year Minus2 | $166,693 | CurrentYearMinus2Amt |
| Current Year Minus1 | $82,873 | CurrentYearMinus1Amt |
| Current Year | $219,529 | CurrentYearAmt |
| Total | $532,129 | TotalAmt |
Avg Grassroots Nontaxable AvgGrassrootsNontaxableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | $250,000 | CurrentYearMinus3Amt |
| Current Year Minus2 | $250,000 | CurrentYearMinus2Amt |
| Current Year Minus1 | $235,744 | CurrentYearMinus1Amt |
| Current Year | $238,751 | CurrentYearAmt |
| Total | $974,495 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grassroots Ceiling | $1,461,743 | GrassrootsCeilingAmt |
Schedule D IRS990ScheduleD
Leasehold Improvements LeaseholdImprovementsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $5,523,611 | OtherCostOrOtherBasisAmt |
| Depreciation | $5,474,915 | DepreciationAmt |
| Book Value | $48,696 | BookValueAmt |
Equipment EquipmentGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $1,864,614 | OtherCostOrOtherBasisAmt |
| Depreciation | $1,648,523 | DepreciationAmt |
| Book Value | $216,091 | BookValueAmt |
Other Land Buildings OtherLandBuildingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $1,482,963 | OtherCostOrOtherBasisAmt |
| Depreciation | $1,249,234 | DepreciationAmt |
| Book Value | $233,729 | BookValueAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Land Buildings | $498,516 | TotalBookValueLandBuildingsAmt |
Other Securities OtherSecuritiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | COMMON STOCK - 93,750 SHARES IN WSTC DONATED IN 2009 | Desc |
| Book Value | $2,321,250 | BookValueAmt |
| Method Valuation | F | MethodValuationCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Securities | $2,321,250 | TotalBookValueSecuritiesAmt |
Other Liabilities Org OtherLiabilitiesOrgGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DEFERRED RENT | Desc |
| Amt | $436,313 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Liability | $436,313 | TotalLiabilityAmt |
| Footnote Text | Yes (X) | FootnoteTextInd |
| Total Rev Etc Audited Fincl Stmt | $20,499,180 | TotalRevEtcAuditedFinclStmtAmt |
| Net Unrealized Gains Invst | $299,063 | NetUnrealizedGainsInvstAmt |
| Revenue Not Reported | $299,063 | RevenueNotReportedAmt |
| Revenue Subtotal | $20,200,117 | RevenueSubtotalAmt |
| Revenue Not Reported Fincl Stmt | $0 | RevenueNotReportedFinclStmtAmt |
| Total Revenue Per Form990 | $20,200,117 | TotalRevenuePerForm990Amt |
| Tot Expns Etc Audited Fincl Stmt | $16,100,040 | TotExpnsEtcAuditedFinclStmtAmt |
| Expenses Not Reported | $0 | ExpensesNotReportedAmt |
| Expenses Subtotal | $16,100,040 | ExpensesSubtotalAmt |
| Expenses Not Rpt Fincl Stmt | $0 | ExpensesNotRptFinclStmtAmt |
| Total Expenses Per Form990 | $16,100,040 | TotalExpensesPerForm990Amt |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | PART X, LINE 2: | FormAndLineReferenceDesc |
| Explanation | THE INSTITUTE IS EXEMPT FROM INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND THE CORRESPONDING SECTIONS OF THE CALIFORNIA REVENUE AND TAXATION CODE EXCEPT FOR TAXES ON NET UNRELATED BUSINESS INCOME. SINCE THE INSTITUTE HAD NO OBLIGATION FOR UNRELATED BUSINESS INCOME TAX FOR THE YEARS ENDED DECEMBER 31, 2016 AND 2015, NO PROVISIONS FOR FEDERAL OR STATE INCOME TAXES HAVE BEEN MADE. IN JULY 2006, THE FINANCIAL ACCOUNTING STANDARDS BOARD ("FASB") ISSUED ACCOUNTING STANDARDS CODIFICATION ("ASC") 740, ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, WHICH CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES RECOGNIZED IN AN ENTITY'S FINANCIAL STATEMENTS AND PRESCRIBES A THRESHOLD OF MORE-LIKELY THAN-NOT FOR RECOGNITION OF TAX BENEFITS OF UNCERTAIN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. FASB ASC 740 ALSO PROVIDES RELATED GUIDANCE ON MEASUREMENT, DERECOGNITION, CLASSIFICATION, INTEREST AND PENALTIES, AND DISCLOSURE. THE INSTITUTE HAS APPLIED FASB ASC 740 TO ALL TAX POSITIONS FOR WHICH THE STATUTE OF LIMITATIONS REMAINED OPEN AND DETERMINED THERE WERE NO MATERIAL UNRECOGNIZED TAX BENEFITS. IN ADDITION, THERE HAVE BEEN NO MATERIAL CHANGES IN UNRECOGNIZED BENEFITS SINCE JULY 1, 2008, NOR ARE ANY ANTICIPATED IN THE NEXT TWELVE MONTHS. THERE HAVE BEEN NO RELATED TAX PENALTIES OR INTEREST, WHICH WOULD BE CLASSIFIED AS TAX EXPENSE IN THE STATEMENT OF ACTIVITIES. | ExplanationTxt |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Records Maintained | Yes (1) | GrantRecordsMaintainedInd |
Recipient Table RecipientTable (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Recipient EINRecipientEIN | IRC SectionIRCSectionDesc | Non Cash AssistanceNonCashAssistanceAmt | Valuation Method UsedValuationMethodUsedDesc | Non Cash AssistanceNonCashAssistanceDesc | Purpose Of GrantPurposeOfGrantTxt |
|---|---|---|---|---|---|---|---|---|---|
| GARY AND MARY WEST SENIOR DENTAL CENTER | |||||||||
| 1525 FOURTH AVE | SAN DIEGO | CA | 92101 | 473001738 | 501(C)(3) | $15,289 | FMV | ART,COMM EQUIPMENT | DONATION OF ASSETS FOR GENERAL OPERATIONS |
| SUSTAINABLE SURPLUS EXCHANGEINC | |||||||||
| 2647 GATEWAY ROADSUITE 105-404 | CARLSBAD | CA | 92009 | 274666846 | 501(C)(3) | $47,548 | FMV | LAB EQUIPMENT | DONATION OF ASSETS FOR GENERAL OPERATIONS |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total501c3 Org | 2 | Total501c3OrgCnt |
| Total Other Org | 0 | TotalOtherOrgCnt |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | PART I, LINE 2: | FormAndLineReferenceDesc |
| Explanation | GRANTS WILL ONLY BE MADE TO 501(C)(3) ORGANIZATIONS TO ENSURE THE NON-CASH ITEMS WILL BE USED PROPERLY. | ExplanationTxt |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| First Class Or Charter Travel | Yes (X) | FirstClassOrCharterTravelInd |
| Written Policy Ref T And E Expnss | Yes (1) | WrittenPolicyRefTAndEExpnssInd |
| Substantiation Required | Yes (1) | SubstantiationRequiredInd |
| Compensation Committee | Yes (X) | CompensationCommitteeInd |
| Independent Consultant | Yes (X) | IndependentConsultantInd |
| Form990 Of Other Organizations | Yes (X) | Form990OfOtherOrganizationsInd |
| Compensation Survey | Yes (X) | CompensationSurveyInd |
| Board Or Committee Approval | Yes (X) | BoardOrCommitteeApprovalInd |
| Severance Payment | 0 | SeverancePaymentInd |
| Supplemental Nonqual Rtr Plan | Yes (1) | SupplementalNonqualRtrPlanInd |
| Equity Based Comp Arrngm | 0 | EquityBasedCompArrngmInd |
| Comp Based On Revenue Of Flng Org | 0 | CompBasedOnRevenueOfFlngOrgInd |
| Comp Bsd On Rev Related Orgs | 0 | CompBsdOnRevRelatedOrgsInd |
| Comp Bsd Net Earns Flng Org | 0 | CompBsdNetEarnsFlngOrgInd |
| Comp Bsd Net Earns Rltd Orgs | 0 | CompBsdNetEarnsRltdOrgsInd |
| Any Non Fixed Payments | Yes (1) | AnyNonFixedPaymentsInd |
| Initial Contract Exception | 0 | InitialContractExceptionInd |
Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (13 entries)
| TitleTitleTxt | Base Compensation Filing OrgBaseCompensationFilingOrgAmt | Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt | Bonus Filing OrganizationBonusFilingOrganizationAmount | Bonus Related OrganizationsBonusRelatedOrganizationsAmt | Other Compensation Filing OrgOtherCompensationFilingOrgAmt | Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt | Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt | Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt | Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt | Total Compensation Filing OrgTotalCompensationFilingOrgAmt | Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt | Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| ZIA AGHA | ||||||||||||||
| CHIEF MEDICAL OFFICER & EVP | $431,818 | $0 | $107,200 | $0 | $540 | $0 | $31,250 | $0 | $33,116 | $0 | $603,924 | $0 | $0 | $0 |
| DIANA CAMPAU | ||||||||||||||
| VICE PRESIDENT, COMMUNICATIONS | $0 | $291,667 | $0 | $37,500 | $0 | $1,290 | $0 | $13,250 | $0 | $28,329 | $0 | $372,036 | $0 | $0 |
| MICHAEL CAPONETTO | ||||||||||||||
| CEO/SECRETARY/TREASURER/CO-MANAGER | $0 | $418,152 | $0 | $102,500 | $0 | $25,540 | $0 | $31,250 | $0 | $32,717 | $0 | $610,159 | $0 | $0 |
| TIMOTHY LASH | ||||||||||||||
| CHIEF STRATEGY OFFICER & EVP | $0 | $352,665 | $0 | $87,500 | $0 | $25,324 | $0 | $31,250 | $0 | $30,109 | $0 | $526,848 | $0 | $0 |
| SHELLEY M LYFORD | ||||||||||||||
| PRESIDENT & CEO | $375,433 | $0 | $105,000 | $0 | $660 | $0 | $25,250 | $0 | $717 | $0 | $507,060 | $0 | $0 | $0 |
| JOSEPH M SMITH PHD FACC | ||||||||||||||
| CMO THROUGH 3/31/16 | $90,131 | $93,421 | $114,800 | $0 | $53,173 | $109,997 | $0 | $6,000 | $882 | $8,045 | $258,986 | $217,463 | $0 | $103,000 |
| VALERIE VOLPE | ||||||||||||||
| VICE PRESIDENT, GOVT AFFAIRS | $0 | $359,184 | $0 | $57,600 | $0 | $2,376 | $0 | $0 | $0 | $13,279 | $0 | $432,439 | $0 | $0 |
| GREGORY NORMAN | ||||||||||||||
| SR. DIR, CLINICAL RESEARCH | $192,198 | $0 | $14,200 | $0 | $255 | $0 | $9,610 | $0 | $1,777 | $0 | $218,040 | $0 | $0 | $0 |
| JOSE UNPINGCO | ||||||||||||||
| TECH DIRECTOR DATA SCIENCE | $181,318 | $0 | $22,200 | $0 | $254 | $0 | $10,640 | $0 | $31,077 | $0 | $245,489 | $0 | $0 | $0 |
| CHRISTOPHER CROWLEY | ||||||||||||||
| PROGRAM MANAGER | $188,516 | $0 | $15,300 | $0 | $743 | $0 | $9,700 | $0 | $21,023 | $0 | $235,282 | $0 | $0 | $0 |
| AMY STUCK | ||||||||||||||
| PROGRAM MANAGER | $138,018 | $0 | $11,400 | $0 | $268 | $0 | $7,365 | $0 | $32,904 | $0 | $189,955 | $0 | $0 | $0 |
| ADRIAN KWONG | ||||||||||||||
| DATA SCIENCE ADMINISTRATOR | $151,246 | $0 | $11,900 | $0 | $125 | $0 | $7,690 | $0 | $17,469 | $0 | $188,430 | $0 | $0 | $0 |
| NANCY IVES SCHROEDER | ||||||||||||||
| FORMER SENIOR DIR, COMM (END 5/17/15 | $0 | $155,518 | $0 | $19,200 | $0 | $207 | $0 | $7,460 | $0 | $31,300 | $0 | $213,685 | $0 | $0 |
Supplemental Information Detail SupplementalInformationDetail (3 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| PART I, LINE 1A | THE USE OF BUSINESS CLASS MAY BE AUTHORIZED UNDER THE CIRCUMSTANCES LISTED BELOW: (1) INTERNATIONAL TRAVEL; (2) BUSINESS OR FIRST CLASS IS THE ONLY SERVICE OFFERED BETWEEN TWO POINTS; (3) COACH CLASS WOULD BE MORE EXPENSIVE OR TIME CONSUMING, E.G., WHEN, BECAUSE OF SCHEDULING DIFFICULTIES, TRAVELING BY COACH WOULD REQUIRE AN UNNECESSARY HOTEL EXPENSE, CIRCUITOUS ROUTING (2 OR MORE LAYOVERS), OR AN UNDULY LONG LAYOVER WHEN MAKING CONNECTIONS; (4) AN ITINERARY INVOLVES OVERNIGHT TRAVEL WITHOUT THE OPPORTUNITY FOR NORMAL REST BEFORE THE COMMENCEMENT OF WORKING HOURS; OR (5) THE USE OF BUSINESS CLASS IS NECESSARY TO REASONABLY ACCOMMODATE A DISABILITY OR MEDICAL NEED OF A TRAVELER. |
| PART I, LINE 4B | EACH OF THE FOLLOWING INDIVIDUALS ZIA AGHA, SHELLEY M. LYFORD AND JOSEPH SMITH (LISTED ON SCHEDULE J) PARTICIPATED IN THE 457(B) NONQUALIFIED DEFINED CONTRIBUTION PLAN OFFERED BY THE WEST HEALTH INSTITUTE. THE GARY AND MARY WEST HEALTH INSTITUTE MAKES AN ANNUAL CASH CONTRIBUTION FOR EACH EMPLOYEE IN AN AMOUNT EQUAL TO THE APPLICABLE DOLLAR AMOUNT IN EFFECT FOR THAT YEAR. FOR 2016 THIS AMOUNT WAS $18,000. CONTRIBUTIONS WERE MADE FOR ZIA AGHA AND SHELLEY LYFORD. JOSEPH SMITH WAS TERMINATED ON 3/31/2016 AND RECEIVED A NONQUALIFIED PLAN ROLLOVER DISTRIBUTION OF $103,747. THE DISTRIBUTION INCLUDED AMOUNTS DISCLOSED ON PREVIOUS YEARS' FORMS 990 AS CONTRIBUTIONS MADE BY MR. SMITH AND THE INSTITUTE. THE FOLLOWING EMPLOYEES LISTED ON SCHEDULE J PARTICIPATED IN THE 409A NONQUALIFIED DEFINED CONTRIBUTION PLAN OFFERED BY THE GARY AND MARY WEST MANAGEMENT COMPANY, INC., A RELATED ORGANIZATION. THE WEST MANAGEMENT COMPANY MAKES A CASH CONTRIBUTION FOR EACH EMPLOYEE IN AN AMOUNT EQUAL TO THE APPLICABLE DOLLAR AMOUNT IN EFFECT. FOR 2016 THIS AMOUNT WAS $18,000: MICHAEL CAPONETTO AND TIMOTHY LASH. |
| PART I, LINE 7 | EACH OF THE MANAGERS IS ELIGIBLE FOR AN ANNUAL DISCRETIONARY BONUS, SUBJECT TO BOARD APPROVAL, WHICH IS BASED ON INDIVIDUAL PERFORMANCE AND LIMITED TO A MAXIMUM PERCENTAGE OF BASE COMPENSATION. |
Schedule O IRS990ScheduleO
Supplemental Information Detail SupplementalInformationDetail (12 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| FORM 990, PART III, LINE 4A | IN 2016, THE INSTITUTE LAUNCHED A RESEARCH PROJECT WITH NORTHWESTERN UNIVERSITY'S HOME-CENTERED CARE INSTITUTE (HCCI) IN CONJUNCTION WITH RUSH UNIVERSITY MEDICAL CENTER. THE RESEARCH AIMED TO IDENTIFY CURRENT EFFORTS, GAPS AND CHALLENGES IN COORDINATING CARE BETWEEN HOME-BASED PRIMARY CARE PRACTICES AND COMMUNITY-BASED ORGANIZATIONS (SUCH AS MEAL PROVIDERS, TRANSPORTATION, ETC.) IN THE FIRST PHASE OF WORK AND IMPLEMENT A MODEL TO IMPROVE COORDINATION IN THE SECOND PHASE. 3. ADVANCING SUPPORTIVE SERVICES WEST HEALTH'S SUPPORTIVE SERVICES EFFORTS ARE TO IDENTIFY AND ADVANCE A FLEXIBLE ARRAY OF HEALTH AND SOCIAL SUPPORT PROGRAMS THAT HELP SENIORS ACROSS THE COUNTRY STAY OUT OF COSTLY NURSING HOMES AND REMAIN INDEPENDENT IN THEIR HOME OR COMMUNITY AS LONG AS POSSIBLE. PROVIDING MEALS TO HOMEBOUND SENIORS, IS A CRITICAL NEED, ESPECIALLY FOR THOSE MOST VULNERABLE. IN COLLABORATION WITH BROWN UNIVERSITY AND MEALS ON WHEELS (MOW) AMERICA, THE INSTITUTE LAUNCHED A STUDY IN MAY 2016 FOCUSED ON INVESTIGATING CURRENT CAPABILITIES OF MOW SITES BEYOND MEAL SERVICE, STANDARDIZING MOW SAFETY AND WELLNESS CHECKS INTO ROUTINE MEAL DELIVERY, AND RESPONDING TO CHANGES THAT MAY NEGATIVELY IMPACT A CLIENT'S HEALTH OR SOCIAL WELL-BEING. IN COLLABORATION WITH THE REGENTS OF THE UNIVERSITY OF CALIFORNIA IRVINE, THE INSTITUTE ADVANCED AN ESTABLISHED GERIATRIC MEDICAL HOME BY EMBEDDING A CARE NAVIGATION MODEL THAT WILL LINK PATIENTS TO LONG-TERM SERVICES AND SUPPORTS (LTSS), AND ENSURE COORDINATION OF THESE SERVICES TO DEMONSTRATE THEIR VALUE IN ADDRESSING THE SOCIAL DETERMINANTS OF HEALTH. THE INSTITUTE IS ALSO COLLABORATING WITH THE HOME-CENTERED CARE INSTITUTE (HCCI) AT NORTHWESTERN UNIVERSITY (AND IN CONJUNCTION WITH RUSH UNIVERSITY MEDICAL CENTER) TO GAIN A BETTER UNDERSTANDING OF HOW COORDINATING LTSS WITHIN A HOME-BASED PRIMARY CARE PRACTICE IMPROVES CARE TRANSITIONS AND HELPS FACILITATE THE MEETING OF PATIENT/FAMILY NEEDS. |
| FORM 990, PART VI, SECTION A, LINE 2 | ALMOST ALL OF THE CURRENT DIRECTORS AND OFFICERS HAVE A "BUSINESS RELATIONSHIP" AS DEFINED IN THE FORM 990 INSTRUCTIONS, WITH EACH OF THE OTHER CURRENT OFFICERS AND DIRECTORS BECAUSE OF POSITIONS THEY HOLD WITH AFFILIATED ORGANIZATIONS. |
| FORM 990, PART VI, SECTION A, LINE 3 | CERTAIN SUPERVISORY, FINANCIAL AND OTHER MANAGERIAL FUNCTIONS ARE PERFORMED BY EMPLOYEES OF GARY AND MARY WEST MANAGEMENT COMPANY, INC., A NON-PROFIT, NON-STOCK, TAXABLE ENTITY THAT PROVIDES SERVICES TO AFFILIATED ORGANIZATIONS. |
| FORM 990, PART VI, SECTION A, LINE 6 | THE ORGANIZATION IS A NON-PROFIT, NON-STOCK CORPORATION WITH THREE MEMBERS DURING 2016. ONE INCORPORATED MEMBER DESIGNATED AS A PERMANENT MEMBER, THE GARY AND MARY WEST FOUNDATION, AND TWO NON-INCORPORATED MEMBERS WHICH ARE ELECTED AND TERM-BASED MEMBERS, WILLIAM PATRICK KRUER AND THOMAS CULHANE. ADDITIONALLY, MEMBERS APPOINT AND CAN REMOVE DIRECTORS. |
| FORM 990, PART VI, SECTION A, LINE 7A | THE MEMBERS OF THE ORGANIZATION HAVE THE AUTHORITY TO ELECT AND REMOVE MEMBERS OF THE GOVERNING BODY. |
| FORM 990, PART VI, SECTION A, LINE 7B | THE FOLLOWING DECISIONS REQUIRE MEMBER APPROVAL: 1. THE DISSOLUTION, LIQUIDATION, MERGER, CONSOLIDATION, RECAPITALIZATION OR OTHER REORGANIZATION OF THE CORPORATION; 2. THE SALE, LEASE OR EXCHANGE OF ALL OR SUBSTANTIALLY ALL OF THE PROPERTY OF THE CORPORATION; AND 3. ANY CHANGES PROPOSED TO BE MADE BY THE CORPORATION'S BOARD OF DIRECTORS TO THE CORPORATION'S CERTIFICATE OF INCORPORATION OR BYLAWS. |
| FORM 990, PART VI, SECTION B, LINE 11B | THE FORM 990 INFORMATION WAS COMPILED FROM THE ORGANIZATION'S CORPORATE AND ACCOUNTING RECORDS AND PROVIDED TO THE ORGANIZATION'S OUTSIDE TAX PREPARER. THE COMPLETED FORM 990 WAS REVIEWED BY THE ORGANIZATION'S CONTROLLER AND DIRECTOR OF FINANCE, CAO AND CEO AND ATTORNEY. UPON SATISFACTORY COMPLETION OF THE INTERNAL REVIEW PROCESS, A DRAFT OF THE FORM 990 WAS CIRCULATED TO THE ORGANIZATION'S AUDIT COMMITTEE AND BOARD OF DIRECTORS FOR OUTSIDE COMPENSATION REVIEW. THE FORM 990 WAS THEN FILED WITH THE INTERNAL REVENUE SERVICE. |
| FORM 990, PART VI, SECTION B, LINE 12C | THE DIRECTORS AND OFFICERS OF THE INSTITUTE MET REGULARLY THROUGHOUT 2016 AND DISCUSSED ALL ACTUAL AND POTENTIAL CONFLICTS OF INTEREST THAT EXISTED WITH RESPECT TO OTHER NON-PROFIT AND BUSINESS ORGANIZATIONS. THE DIRECTORS AND OFFICERS ALSO COLLECTED ANNUAL WRITTEN CONFLICT OF INTEREST STATEMENTS FROM ALL DIRECTORS AND OFFICERS. NO FAILURES OF COMPLIANCE WITH THE POLICY WERE FOUND. |
| FORM 990, PART VI, SECTION B, LINE 15 | THE ORGANIZATION HAS A COMPENSATION APPROVAL PROCESS FOR ITS EMPLOYEES. FOR THOSE PAID IN EXCESS OF $100,000, A BASIC COMPENSATION STUDY IS PERFORMED AND COMPENSATION RANGES ARE REQUIRED TO BE APPROVED BY THE BOARD OF DIRECTORS. FOR THOSE PAID IN EXCESS OF $250,000, SUCH AS THE CEO, AN ENHANCED STUDY OF COMPARABLE COMPENSATION IS PERFORMED AND THE BOARD OF DIRECTORS REVIEWS AND APPROVES COMPENSATION LEVELS. THE ORGANIZATION ALSO RETAINS THE SERVICES OF AN OUTSIDE COMPENSATION CONSULTANT ON A PERIODIC BASIS. THE MOST RECENT OUTSIDE COMPENSATION REVIEW WAS DONE IN EARLY 2016. |
| FORM 990, PART VI, SECTION C, LINE 19 | THE ORGANIZATION MAKES ITS CERTIFICATE OF INCORPORATION AND AUDITED FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON THE REQUEST FOR SUCH DOCUMENTS. |
| FORM 990, PART IX, LINE 11G | CONSULTANTS: PROGRAM SERVICE EXPENSES 967,248. MANAGEMENT AND GENERAL EXPENSES 395,974. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,363,222. ADMINISTRATION GENERAL: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 37,532. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 37,532. STUDIES/WHITEPAPERS/RESEARCH: PROGRAM SERVICE EXPENSES 3,254,457. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 3,254,457. STAKEHOLDER COMMUNICATIONS: PROGRAM SERVICE EXPENSES 15,000. MANAGEMENT AND GENERAL EXPENSES 116,742. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 131,742. |
| FORM 990, PART VII: | THE ORGANIZATION HAS A MANAGEMENT SERVICES AGREEMENT WITH THE GARY AND MARY WEST MANAGEMENT COMPANY, INC., A RELATED NON-PROFIT CORPORATION, WHEREBY THE GARY AND MARY WEST MANAGEMENT COMPANY, INC. PROVIDES CERTAIN MANAGERIAL AND ADMINISTRATIVE SUPPORT SERVICES TO THE ORGANIZATION. SUCH SERVICES INCLUDE THAT OF CHIEF FINANCIAL AND OPERATING OFFICER AND OTHER SENIOR MANAGEMENT ROLES. |
Schedule R IRS990ScheduleR
Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | EINEIN | Primary ActivitiesPrimaryActivitiesTxt | Legal Domicile StateLegalDomicileStateCd | Exempt Code SectionExemptCodeSectionTxt | Public Charity StatusPublicCharityStatusTxt | Direct Controlling NADirectControllingNACd | Controlled OrganizationControlledOrganizationInd |
|---|---|---|---|---|---|---|---|---|---|---|
| GARY AND MARY WEST HEALTH POLICY CENTER INC | ||||||||||
| 1909 K STREET NW SUITE 730 | WASHINGTON | DC | 20006 | 275388874 | SEE SCH R, PART VII | DE | 501(C)(3) | PRIVATE FOUNDATION | N/A | 0 |
| GARY AND MARY WEST HEALTH ENDOWMENT INC | ||||||||||
| 1603 ORRINGTON AVE SUITE 810 | EVANSTON | IL | 60201 | 272953865 | FINANCIAL SUPPORT | DE | 501(C)(3) | LINE 11, TYPE II | N/A | 0 |
Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | EINEIN | Primary ActivitiesPrimaryActivitiesTxt | Legal Domicile StateLegalDomicileStateCd | Direct Controlling NADirectControllingNACd | Entity TypeEntityTypeTxt | Controlled OrganizationControlledOrganizationInd |
|---|---|---|---|---|---|---|---|---|---|
| REFLEXION HEALTH INC | |||||||||
| 225 BROADWAY SUITE 650 | SAN DIEGO | CA | 92101 | 455417842 | SEE SCH R, PART VII | DE | N/A | C | 0 |
| GARY AND MARY WEST MANAGEMENT COMPANY INC | |||||||||
| 5796 ARMADA DRIVE SUITE 300 | CARLSBAD | CA | 92008 | 454040871 | SEE SCH R, PART VII | DE | N/A | C | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Annts Rnts Rylts | 0 | ReceiptOfIntAnntsRntsRyltsInd |
| Gift Grnt Or Cap Contri To Oth Org | 0 | GiftGrntOrCapContriToOthOrgInd |
| Gift Grnt Cap Contri From Oth Org | Yes (1) | GiftGrntCapContriFromOthOrgInd |
| Loans Or Guarantees To Other Org | 0 | LoansOrGuaranteesToOtherOrgInd |
| Loans Or Guarantees From Oth Org | 0 | LoansOrGuaranteesFromOthOrgInd |
| Div Related Organization | 0 | DivRelatedOrganizationInd |
| Asset Sale To Other Org | 0 | AssetSaleToOtherOrgInd |
| Asset Purchase From Other Org | 0 | AssetPurchaseFromOtherOrgInd |
| Asset Exchange | 0 | AssetExchangeInd |
| Rental Of Facilities To Oth Org | 0 | RentalOfFacilitiesToOthOrgInd |
| Rental Of Fclts From Oth Org | 0 | RentalOfFcltsFromOthOrgInd |
| Perform Of Services For Oth Org | 0 | PerformOfServicesForOthOrgInd |
| Perform Of Services By Other Org | Yes (1) | PerformOfServicesByOtherOrgInd |
| Sharing Of Facilities | Yes (1) | SharingOfFacilitiesInd |
| Paid Employees Sharing | Yes (1) | PaidEmployeesSharingInd |
| Reimbursement Paid To Other Org | Yes (1) | ReimbursementPaidToOtherOrgInd |
| Reimbursement Paid By Other Org | Yes (1) | ReimbursementPaidByOtherOrgInd |
| Transfer To Other Org | 0 | TransferToOtherOrgInd |
| Transfer From Other Org | 0 | TransferFromOtherOrgInd |
Supplemental Information Detail SupplementalInformationDetail (3 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| PART II: IDENTIFICATION OF RELATED TAX-EXEMPT ORGANIZATIONS: | NAME OF RELATED ORGANIZATION: GARY AND MARY WEST HEALTH POLICY CENTER, INC. PRIMARY ACTIVITY: POLICY RESEARCH TO DEVELOP MORE AFFORDABLE HEALTHCARE MODELS ENABLING SENIORS TO SUCCESSFULLY AGE. |
| PART IV: IDENTIFICATION OF RELATED ORGANIZATIONS TAXABLE AS A CORPORATION: | NAME OF RELATED ORGANIZATION: REFLEXION HEALTH INC. PRIMARY ACTIVITY: DEVELOPING SOFTWARE TO BE USED BY PHYSICAL THERAPISTS AND PATIENTS IN PHYSICAL REHABILITATION TO LOWER THE COST OF HEALTH CARE. |
| PART IV: IDENTIFICATION OF RELATED ORGANIZATIONS TAXABLE AS A CORPORATION: | NAME OF RELATED ORGANIZATION: GARY AND MARY WEST MANAGEMENT COMPANY, INC. TYPE OF ENTITY: GARY AND MARY WEST MANAGEMENT COMPANY, INC. IS A NON-STOCK, NON-PROFIT CORPORATION TAXED AS A C-CORPORATION THAT PROVIDES CERTAIN MANAGERIAL AND ADMINISTRATIVE SUPPORT SERVICES. PRIMARY ACTIVITY: PROVIDING MANAGEMENT AND ADMINITRATIVE SUPPORT SERVICES. |
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