JOSHUA MAILMAN FOUNDATION: Form 990PF, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- JOSHUA MAILMAN FOUNDATION (EIN 20-5520413)
- Tax period
- 2016-01-01 to 2016-12-31
- Filed
- 2017-11-14
- IRS object ID
- 201703189349101705
- Schema version
- 2016v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- All Oth Prog Rltd Investments Sch
- Depreciation Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-11-14T14:09:24-06:00 | ReturnTs |
| Tax Period End | 2016-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HECHT AND COMPANY PC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 350 5TH AVENUE - 68TH FL | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 101180110 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2016-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 205520413 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE JOSHUA MAILMAN FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % TAXPAYER | InCareOfNm |
| Business Name Control | JOSH | BusinessNameControlTxt |
| Phone | 2128198020 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | c/o HECHT-350 FIFTH AVE 68FL | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10118 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JOSHUA MAILMAN | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 2128198000 | PhoneNum |
| Signature | 2017-11-13 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JAMES F MAHON | PreparerPersonNm |
| PTIN | P01223405 | PTIN |
| Phone | 2128198000 | PhoneNum |
| Preparation | 2017-11-15 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 72.69.212.98 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Federal Original Submission Id | 13030020173185000004 | FederalOriginalSubmissionId |
| Federal Original Submission Id | 2017-11-14 | FederalOriginalSubmissionIdDt |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 27742AB651118688442C8F4A49DF5123CD3F9643 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | CF9240FCC753D3D125566F216ED6F3224C316F0E | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2017-02-10 21:41:12Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $15,060,105 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $406 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $406 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $66,319 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $66,319 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$334,304 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $1,967,066 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | -$398,317 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | -$16,442 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | -$665,896 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $50,283 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Accounting Fees Rev And Expnss | $55,914 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $27,957 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $27,957 | AccountingFeesChrtblPrpsAmt |
| Taxes Rev And Expnss | $2,357 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $2,107 | TaxesNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $71,276 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $69,120 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $2,156 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $129,547 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $99,184 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $30,113 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $518,325 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $518,325 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $647,872 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $99,184 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $548,438 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$1,313,768 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $352,823 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $659,203 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $659,203 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $4,898,049 | CorporateStockBOYAmt |
| Corporate Stock EOY | $4,234,678 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $4,912,183 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $5,545,773 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $4,574,993 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $9,474,716 | OtherInvestmentsEOYFMVAmt |
| Other Assets EOY | $14,003 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $14,003 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $10,796,645 | TotalAssetsBOYAmt |
| Total Assets EOY | $9,482,877 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $15,060,105 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $25,874,098 | CapitalStockBOYAmt |
| Capital Stock EOY | $25,874,098 | CapitalStockEOYAmt |
| Retained Earning BOY | -$15,077,453 | RetainedEarningBOYAmt |
| Retained Earning EOY | -$16,391,221 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $10,796,645 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $9,482,877 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $10,796,645 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $9,482,877 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $10,796,645 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$1,313,768 | ExcessRevenueOverExpensesAmt |
| Subtotal | $9,482,877 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $9,482,877 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (2 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| SEE ATTACHED SCHEDULE #5 | P | $134,848 | $143,358 | -$8,510 | -$8,510 |
| SEE ATTACHED SCHEDULE #5 | P | $1,832,218 | $2,158,012 | -$325,794 | -$325,794 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$334,304 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $762,927 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $16,142,254 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.047263 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $625,028 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $15,011,164 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.041638 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $834,816 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $16,882,643 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.049448 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $753,884 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $14,512,923 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.051946 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $955,140 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $15,018,758 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.063596 | DistributionYr5Rt |
| Total Distribution | 0.253891 | TotalDistributionRt |
| Average Distribution | 0.050778 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $14,661,830 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $744,498 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $0 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $744,498 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $548,438 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $0 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $0 | SubtotalAmt |
| Tax Based On Investment Income | $0 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $6,614 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $6,614 | TotalPaymentsAndCreditsAmt |
| Overpayment | $6,614 | OverpaymentAmt |
| Applied To ES Tax | $6,614 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (true) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (true) | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | NONE | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | TAXPAYER | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2128198020 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O HECHT 350 FIFTH AVENUE -68TH F | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10118 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | Yes (true) | BusinessHoldingsInd |
| Excess Business Holdings | false | ExcessBusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| PHYLLIS MAILMAN | ||||||||
| c/o HECHT-350 FIFTH AVE 68FL | NEW YORK | NY | 10118 | VP/ASSISTANT SECRETARY | 7.0 | $0 | $0 | $0 |
| JOSHUA MAILMAN | ||||||||
| c/o HECHT-350 FIFTH AVE 68FL | NEW YORK | NY | 10118 | PRESIDENT | 7.0 | $0 | $0 | $0 |
| JOSEPH V HASTINGS | ||||||||
| c/o HECHT-350 FIFTH AVE 68FL | NEW YORK | NY | 10118 | SECY/TREAS | 1.35 | $0 | $0 | $0 |
| MONICA WINSOR | ||||||||
| c/o HECHT-350 FIFTH AVE 68FL | NEW YORK | NY | 10118 | VP/ASSISTANT TREASURER | 1.0 | $0 | $0 | $0 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NEUBERGER BERMAN LLC | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 605 THIRD AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10158 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT MGMT | ServiceTypeTxt |
| Compensation | $43,375 | CompensationAmt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1Txt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $4,904,175 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $492,213 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $9,488,719 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $14,885,107 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $14,885,107 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $223,277 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $14,661,830 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $733,092 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $733,092 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $0 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $0 | TotalTaxAmt |
| Distributable Before Adj | $733,092 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $733,092 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $733,092 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $548,438 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $548,438 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $548,438 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $733,092 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2014 | PriorYear1Yr |
| Prior Year2 | 2013 | PriorYear2Yr |
| Prior Year3 | 2012 | PriorYear3Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $0 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $0 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $0 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $0 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $460,696 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $460,696 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $548,438 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Current Year | $548,438 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $184,654 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $184,654 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $276,042 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $276,042 | ExcessDistriCyovToNextYrAmt |
| Excess From Year1 | $276,042 | ExcessFromYear1Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NONE | ContributingManagerNm |
| Shareholder Manager | NONE | ShareholderManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SEE SCHEDULE # 3 | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 350 FIFTH AVE 68TH FL | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10118 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | NO RELATION | RecipientRelationshipTxt |
| Recipient Foundation Status | PC | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | UNRESTRICTED CHARITIBLE PURPOSE UNLESS OTHERWISE NOTED | GrantOrContributionPurposeTxt |
| Amt | $518,325 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $518,325 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SEE SCHEDULE # 4 | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 350 FIFTH AVE 68 FL | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10118 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | NO RELATION | RecipientRelationshipTxt |
| Recipient Foundation Status | PC | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | UNRESTRICTED CHARITIBLE PURPOSE UNLESS OTHERWISE NOTED | GrantOrContributionPurposeTxt |
| Amt | $43,333 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $43,333 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $406 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $66,319 | ExclusionAmt |
Net Rntl Incm Re Debt Fincd Prop NetRntlIncmReDebtFincdPropGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 531390 | BusinessCd |
| Unrelated Business Taxbl Incm | $1,348 | UnrelatedBusinessTaxblIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$334,304 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp (4 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt |
|---|---|---|---|---|
| NON-UBT INCOME FROM PARTNERSHIPS | 01 | -$16,442 | ||
| OTHER INVESTMENT INCOME/<LOSS> | 525990 | -$422,376 | ||
| OTHER INVESTMENT INCOME/<LOSS> | 531390 | $39,153 | ||
| OTHER INVESTMENT INCOME/<LOSS> | 480000 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | -$381,875 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | -$284,021 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | -$665,896 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (5 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| ACCOUNTING FEE ATTRIBUTABLE TO | |||
| INVESTMENT MATTERS | $27,957 | $27,957 | |
| PREPARATION OF FORM 990PF & | |||
| ATTORNEY GENERAL REPORT & | |||
| ADMINISTRATION | $27,957 | $27,957 |
All Oth Prog Rltd Investments Sch AllOthProgRltdInvestmentsSch
All Other Program Related Invst AllOtherProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | NONE | Desc |
Depreciation Schedule DepreciationSchedule
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | SEE SCHEDULE # 6 | StockNm |
| EOY Book Value | $4,234,678 | EOYBookValueAmt |
| EOYFMV | $4,912,183 | EOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (23 entries)
| Category Or ItemCategoryOrItemTxt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| . | ||
| . | ||
| INVESTMENT IN: | ||
| MOUNTAINVIEW GARDENS | $20,821 | $20,821 |
| NAPO PHARMACEUTICAL | $275,000 | $275,000 |
| UTAH VENTURES III LP | $0 | $121,632 |
| UV PARTNERS IV, LP | $587,772 | $2,065,000 |
| JUNIPER FUND FOR HEALTHCARE | ||
| CLEAN TECHNOLOGY II LP | $54,737 | $25,203 |
| PASSPORT GLOBAL STG II FUND | ||
| DELCARA INC, CONV NOTE | $40,000 | $40,000 |
| SMALL POTATOES URBAN DELIVER | $149,782 | $1,500,000 |
| CASCADE SETTLEMENT FD I LLC | $785,931 | $2,000,000 |
| COLUMBIA PIPELINE PARTNERS | $661 | $0 |
| RELIANTHEART | $250,000 | $750,000 |
| RENEWAL FUNDING PFD STOCK | $262,429 | $612,065 |
| SWEETGREEN INC. PFD STOCK | $50,000 | $529,000 |
| RSF MEZZANINE FUND LP | $73,305 | $67,319 |
| CATCHAFIRE INC PFD/CONV NOTE | $101,125 | $400,000 |
| EVERYONE COUNTS COM & PFD | $1,672,333 | $836,167 |
| GRASSROTTS BUSINESS INV FD | $100,000 | $81,413 |
| TARGET RESORCES GIFTED STOCK | $1 | $0 |
| WARBURG-WPG HELD BY NOMINEE | $151,096 | $151,096 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | SALES PROCEEDS IN TRANSIT | Desc |
| EOY Book Value | $14,003 | EOYBookValueAmt |
| EOYFMV | $14,003 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (10 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| NEW YORK DEPT. OF LAW FEE | $750 | $750 | |
| NY PUBLIC INSPECTION AD | $150 | $150 | |
| CORPORATE REPRESENTATION FEES | $390 | $390 | |
| CA TAX | $20 | $20 | |
| DELAWARE STATE FILING FEE | $25 | $25 | |
| MEMBERSHIP DUES | $821 | $821 | |
| INVESTMENT EXPENSES: | |||
| -INVESTMENT FEE - NEUBERGER | $43,375 | $43,375 | |
| -INV FEE - SELECT EQUITY | $24,675 | $24,675 | |
| -CUSTODY FEES-SCHWAB/WELLS FAR | $1,070 | $1,070 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (17 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| . | ||
| PORTFOLIO - NON-UBIT INCOME(LOSS) | ||
| THRU RFS MEZZANINE FUND | $995 | $995 |
| THRU MOUNTAINVIEW GARDENS | $83 | $83 |
| THRU JUNIPER'S FUND FOR HEALTH CARE | $463 | $463 |
| THRU CASCADE SETTLEMENT FUND I LLC | $2 | $2 |
| THRU UV PARTNERS IV LP | -$19,586 | -$19,586 |
| THRU APOLLO MANG PTP | $2,325 | $2,325 |
| THRU CLEAN TECHNOLOGY II LP | -$724 | -$724 |
| . | ||
| . | ||
| UBTI INCOME (LOSS): | ||
| DEBT FINANCED INCOME | ||
| THRU MOUNTAINVIEW GARDENS | $1,348 | |
| TRADE OR BUSINESS | ||
| THRU JUNIPER'S FUND FOR HEALTH CARE | $39,155 | |
| THRU CASCADE SETTLEMENT FUND I LLC | -$422,378 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| FOREIGN TAX ON DIVIDENDS | $2,107 | $2,107 |
| NYS CORPORATE TAXES | $250 |
Comments